← Tributary

THREE POINTS FINANCIAL, INC.

COLORADO SPRINGS, CO · CRD 132897 · IAPD ↗ · 719-495-7163

$119.2MRegulatory AUM
1Advisory reps
2Employees
1Clients
51-100Planning clients
0Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
July 2024 — THREE POINTS FINANCIAL, INC. (COLORADO SPRINGS, CO) left the SEC roster (was $119.2M RAUM, 1 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.