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GIRAFFE INVEST

NEW YORK, NY · CRD 316441 · IAPD ↗ · 860-878-7180

$14,297Regulatory AUM
1Advisory reps
5Employees
0Clients
26-50Planning clients
0Private funds
1States
0Disclosures
wealthSegment
120-Day ApprovalSEC status

Filing changes

60
July 2024 — GIRAFFE INVEST (NEW YORK, NY) left the SEC roster — its 120-day provisional registration did not convert (was $14,297 RAUM, 1 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
64
April 2024 — GIRAFFE INVEST reports 26-50 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.