← Tributary

PAINTER, SMITH AND AMBERG INC.

REDLANDS, CA · CRD 10865 · IAPD ↗ · 909-557-2800

$115.7MRegulatory AUM
4Advisory reps
4Employees
0Clients
0Planning clients
0Private funds
4States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
July 2024 — PAINTER, SMITH AND AMBERG INC. (REDLANDS, CA) left the SEC roster (was $115.7M RAUM, 4 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.