← Tributary

MGM LLC

ALBUQUERQUE, NM · CRD 136725 · IAPD ↗ · thehgroup.com · 505-346-3434

$144.7MRegulatory AUM
3Advisory reps
4Employees
0Clients
1-10Planning clients
0Private funds
5States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
July 2024 — MGM LLC (ALBUQUERQUE, NM) left the SEC roster (was $144.7M RAUM, 3 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.