← Tributary

CAPITAL PORTFOLIO MANAGEMENT L.L.C.

TOPEKA, KS · CRD 127372 · IAPD ↗ · cpm-llc.com · 785-271-5555

$175.2MRegulatory AUM
3Advisory reps
5Employees
0Clients
11-25Planning clients
0Private funds
3States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
March 2025 — CAPITAL PORTFOLIO MANAGEMENT L.L.C. (TOPEKA, KS) left the SEC roster (was $175.2M RAUM, 3 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
58
April 2024 — CAPITAL PORTFOLIO MANAGEMENT L.L.C. reports 11-25 financial-planning clients, up from 1-10.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.