← Tributary

FAI CAPITAL MANAGEMENT

TAMPA, FL · CRD 147025 · IAPD ↗ · 813-874-6621

$842.1MRegulatory AUM
3Advisory reps
5Employees
0Clients
n/aPlanning clients
0Private funds
4States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

49
September 2026 — FAI CAPITAL MANAGEMENT notice-filed in CA, LA, TN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
September 2026 — FAI CAPITAL MANAGEMENT added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
38
March 2025 — FAI CAPITAL MANAGEMENT reported RAUM down 30% ($1.27B -> $883.9M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
75
February 2024 — FAI CAPITAL MANAGEMENT crossed $1B in regulatory AUM ($914.8M -> $1.27B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.