← Tributary

AXIOM ADVISORY, LLC

SAN DIEGO, CA · CRD 131540 · IAPD ↗ · (800) 836-4792

$224.1MRegulatory AUM
2Advisory reps
3Employees
3Clients
1-10Planning clients
0Private funds
1States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
March 2025 — AXIOM ADVISORY, LLC (SAN DIEGO, CA) left the SEC roster (was $224.1M RAUM, 2 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
60
March 2024 — AXIOM ADVISORY, LLC reported RAUM up 25% ($178.8M -> $224.1M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.