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FERNWOOD INVESTMENT MANAGEMENT, LLC

QUINCY, MA · CRD 126144 · IAPD ↗ · fernwoodinvestment.com · 617-376-4750

$435.7MRegulatory AUM
4Advisory reps
6Employees
0Clients
0Planning clients
2Private funds
9States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
March 2025 — FERNWOOD INVESTMENT MANAGEMENT, LLC (QUINCY, MA) left the SEC roster (was $435.7M RAUM, 4 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.