← Tributary

GATEWAY ADVISORY, LLC

WESTFIELD, NJ · CRD 152347 · IAPD ↗ · gatewayadvisory.com · 908-233-8100

$743.7MRegulatory AUM
4Advisory reps
8Employees
0Clients
101-250Planning clients
0Private funds
12States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
March 2025 — GATEWAY ADVISORY, LLC (WESTFIELD, NJ) left the SEC roster (was $743.7M RAUM, 4 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.