← Tributary

PRINCIPAL ORIGIN

LONDON, United Kingdom · CRD 139897 · IAPD ↗ · originam.com · +44 207 812 8500

$4.61BRegulatory AUM
5Advisory reps
12Employees
15Clients
n/aPlanning clients
0Private funds
0States
2Disclosures
foreignSegment
ApprovedSEC status

Filing changes

35
March 2025 — PRINCIPAL ORIGIN (LONDON, United Kingdom) left the SEC roster (was $4.61B RAUM, 5 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.