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FOUNDERS FINANCIAL SECURITIES, LLC

TOWSON, MD · CRD 137945 · IAPD ↗ · dreambridgeplanning.com · 410-308-9988

$4.14BRegulatory AUM
101Advisory reps
139Employees
0Clients
101-250Planning clients
0Private funds
53States
3Disclosures
wealthSegment
ApprovedSEC status

Filing changes

55
April 2026 — FOUNDERS FINANCIAL SECURITIES, LLC added office(s): 62 -> 68 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
63
April 2026 — FOUNDERS FINANCIAL SECURITIES, LLC reports 101-250 financial-planning clients, up from 51-100.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
70
April 2026 — FOUNDERS FINANCIAL SECURITIES, LLC now reports custody of client assets ($1.5M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
79
April 2026 — FOUNDERS FINANCIAL SECURITIES, LLC grew from 92 to 101 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
March 2025 — FOUNDERS FINANCIAL SECURITIES, LLC shrank from 97 to 92 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
55
April 2024 — FOUNDERS FINANCIAL SECURITIES, LLC added office(s): 63 -> 65 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
65
April 2024 — FOUNDERS FINANCIAL SECURITIES, LLC reported RAUM up 28% ($2.27B -> $2.91B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.