← Tributary

NS CAPITAL, LLC

STAMFORD, CT · CRD 149905 · IAPD ↗ · 866-676-6002

$296.7MRegulatory AUM
4Advisory reps
5Employees
0Clients
n/aPlanning clients
0Private funds
9States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
March 2025 — NS CAPITAL, LLC (STAMFORD, CT) left the SEC roster (was $296.7M RAUM, 4 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.