Portfolio / reporting / TAMP — December 2025
Portfolio accounting, reporting, rebalancing, and TAMPs (Orion, Black Diamond, Tamarac, SMArtX).
525 firms opened this window in the December 2025 SEC roster: 373 new registration, 101 aum up, 21 wrap program started, 17 aum crossed 500m, 12 aum crossed 1b, 1 acquisition.
98
BROADVIEW WEALTH PARTNERS — (BOULDER, CO) is newly SEC-registered with $309.1M RAUM and 2 advisory reps. IAPD ↗
98
4:8 FINANCIAL — (CANBY, OR) is newly SEC-registered with $301.3M RAUM and 1 advisory reps. IAPD ↗
98
MOLDENHAUER & ASSOCIATES — (ORCHARD PARK, NY) is newly SEC-registered with $763.9M RAUM and 10 advisory reps. IAPD ↗
98
WAFD WEALTH, INC — (SEATTLE, WA) is newly SEC-registered with $348.1M RAUM and 7 advisory reps. IAPD ↗
98
CLEARWAVE CAPITAL — (UPLAND, CA) is newly SEC-registered with $375.5M RAUM and 3 advisory reps. IAPD ↗
95
VIP PLANNERS, INC. — (ROANOKE, VA) is newly SEC-registered with $104.5M RAUM and 2 advisory reps. IAPD ↗
95
FINANCIAL STRATEGIES INVESTMENT ADVISOR SERVICES, INC. — (BETHEL, CT) is newly SEC-registered with $103.9M RAUM and 4 advisory reps. IAPD ↗
95
STONEFIELD INVESTMENT ADVISORY, INC. — (CEDAR RAPIDS, IA) is newly SEC-registered with $108.0M RAUM and 1 advisory reps. IAPD ↗
95
CLEARWATER CAPITAL MANAGEMENT — (location n/a) is newly SEC-registered with $129.5M RAUM and 1 advisory reps. IAPD ↗
95
WEALTH-BUILDERS, INC. — (location n/a) is newly SEC-registered with $103.6M RAUM and 1 advisory reps. IAPD ↗
95
GOING CPAS AND WEALTH ADVISORS — (OPELOUSAS, LA) is newly SEC-registered with $123.9M RAUM and 8 advisory reps. IAPD ↗
95
SIGNIA CAPITAL MANAGEMENT — (SPOKANE, WA) is newly SEC-registered with $123.9M RAUM and 2 advisory reps. IAPD ↗
95
ALESSANDRA CAPITAL MANAGEMENT, LLC — (TORRANCE, CA) is newly SEC-registered with $115.5M RAUM and 2 advisory reps. IAPD ↗
95
GARHWAL, CHAN & WILLIAMS INC. — (SAN FRANCISCO, CA) is newly SEC-registered with $123.6M RAUM and 2 advisory reps. IAPD ↗
95
PASNAU INVESTMENT MANAGEMENT, INC. — (location n/a) is newly SEC-registered with $114.0M RAUM and 2 advisory reps. IAPD ↗
95
KOON FINANCIAL PLANNING & CONSULTING/KFP&C — (GREENWOOD, IN) is newly SEC-registered with $114.5M RAUM and 1 advisory reps. IAPD ↗
95
GARDEN STATE RETIREMENT SPECIALISTS, LLC — (RED BANK, NJ) is newly SEC-registered with $103.6M RAUM and 2 advisory reps. IAPD ↗
95
YDREAM FINANCIAL SERVICES, INC. — (location n/a) is newly SEC-registered with $117.4M RAUM and 1 advisory reps. IAPD ↗
95
HARTLEY ADVISORS CORP. — (location n/a) is newly SEC-registered with $105.6M RAUM and 2 advisory reps. IAPD ↗
95
HORIZON CAPITAL MANAGEMENT, LLC — (LAKE FOREST, IL) is newly SEC-registered with $116.0M RAUM and 1 advisory reps. IAPD ↗
95
FOREVER FINANCIAL ADVISORS, LLC — (location n/a) is newly SEC-registered with $52.9M RAUM and 1 advisory reps. IAPD ↗
95
PETRIE CAPITAL MANAGEMENT LLC. — (SEATTLE, WA) is newly SEC-registered with $103.5M RAUM and 1 advisory reps. IAPD ↗
95
AK GLOBAL ASSET MANAGEMENT, LLC — (OAKLAND, CA) is newly SEC-registered with $112.8M RAUM and 2 advisory reps. IAPD ↗
95
PRIVATE WEALTH MANAGEMENT LLC — (location n/a) is newly SEC-registered with $123.0M RAUM and 1 advisory reps. IAPD ↗
95
SKLOFF FINANCIAL GROUP — (location n/a) is newly SEC-registered with $111.5M RAUM and 1 advisory reps. IAPD ↗
95
BRIDGELIGHT FINANCIAL ADVISORS, INC — (SHELTON, CT) is newly SEC-registered with $139.0M RAUM and 3 advisory reps. IAPD ↗
95
REALITY FINANCIAL PLANNING SERVICES, LLC — (SARASOTA, FL) is newly SEC-registered with $116.7M RAUM and 2 advisory reps. IAPD ↗
95
FAIRWAY ASSET MANAGEMENT, LLC — (OMAHA, NE) is newly SEC-registered with $111.9M RAUM and 3 advisory reps. IAPD ↗
95
ZENDAMENTALS — (CHICAGO, IL) is newly SEC-registered with $129.6M RAUM and 1 advisory reps. IAPD ↗
95
FULLERTON ADVISORS, LLC — (DANVILLE, CA) is newly SEC-registered with $108.1M RAUM and 1 advisory reps. IAPD ↗
95
YUNISTONE INVESTMENT GROUP, LLC — (CHICAGO, IL) is newly SEC-registered with $103.2M RAUM and 1 advisory reps. IAPD ↗
95
DAVIS CAPITAL ADVISORS, LLC — (NEW YORK, NY) is newly SEC-registered with $41.8M RAUM and 1 advisory reps. IAPD ↗
95
INVESTMENT MANAGERS GROUP, LLC — (TEMECULA, CA) is newly SEC-registered with $110.1M RAUM and 2 advisory reps. IAPD ↗
95
STANDARD PARTNERS LLC — (BETHESDA, MD) is newly SEC-registered with $113.3M RAUM and 1 advisory reps. IAPD ↗
95
APPLEWHITE & BUYS FINANCIAL ADVISORS — (DALLAS, TX) is newly SEC-registered with $138.1M RAUM and 2 advisory reps. IAPD ↗
95
FIRST LOOK CAPITAL MANAGEMENT, LLC — (location n/a) is newly SEC-registered with $120.5M RAUM and 1 advisory reps. IAPD ↗
95
NEW WAVE FINANCIAL SERVICES — (location n/a) is newly SEC-registered with $112.7M RAUM and 1 advisory reps. IAPD ↗
95
SYNERGY WEALTH MANAGEMENT, LLC — (GRAND RAPIDS, MI) is newly SEC-registered with $120.0M RAUM and 3 advisory reps. IAPD ↗
95
PUISSANCE CAPITAL MANAGEMENT LP — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
AGEMY WEALTH ADVISORS, LLC — (DEVER, CO) is newly SEC-registered with $113.7M RAUM and 4 advisory reps. IAPD ↗
95
SUMMIT WEALTH MANAGEMENT LLC — (AKRON, OH) is newly SEC-registered with $107.7M RAUM and 3 advisory reps. IAPD ↗
95
PEAK FINANCIAL MANAGEMENT, INC. — (BROOMFIELD, CO) is newly SEC-registered with $106.0M RAUM and 2 advisory reps. IAPD ↗
95
PROSPERITEA PLANNING — (location n/a) is newly SEC-registered with $125.0M RAUM and 2 advisory reps. IAPD ↗
95
LIFESTYLE FREEDOM ADVISORY GROUP, LLC — (BRADENTON, FL) is newly SEC-registered with $125.6M RAUM and 5 advisory reps. IAPD ↗
95
WOLFGANG CAPITAL — (TEMECULA, CA) is newly SEC-registered with $108.6M RAUM and 3 advisory reps. IAPD ↗
95
BERNARD & JOHNSON FAMILY WEALTH MANAGEMENT — (PASADENA, CA) is newly SEC-registered with $105.5M RAUM and 2 advisory reps. IAPD ↗
95
SEEDSAFE FINANCIAL LLC — (location n/a) is newly SEC-registered with $108.7M RAUM and 2 advisory reps. IAPD ↗
95
SPIRIT WEST ADVISORS, LLC — (SCOTTSDALE, AZ) is newly SEC-registered with $106.0M RAUM and 1 advisory reps. IAPD ↗
95
FINANCIAL DESIGN STUDIO, INC. — (DEER PARK, IL) is newly SEC-registered with $105.0M RAUM and 3 advisory reps. IAPD ↗
95
BRASIL PLURAL INVESTMENT ADVISOR LLC — (MIAMI, FL) is newly SEC-registered with $104.6M RAUM and 10 advisory reps. IAPD ↗
95
ASCENT CAPITAL PARTNERS, LLC — (SCOTTSDALE, AZ) is newly SEC-registered with $197.0M RAUM and 2 advisory reps. IAPD ↗
95
MAIDSTONE WEALTH MANAGEMENT, LLC — (CAMBRIDGE, NY) is newly SEC-registered with $25.5M RAUM and 1 advisory reps. IAPD ↗
95
AVENTINE FINANCIAL GROUP — (DOYLESTOWN, PA) is newly SEC-registered with $119.3M RAUM and 2 advisory reps. IAPD ↗
95
WEALTH MANAGEMENT SOLUTIONS — (location n/a) is newly SEC-registered with $116.2M RAUM and 3 advisory reps. IAPD ↗
95
BONDURANT INVESTMENT ADVISORY, LLC — (EVANSTON, IL) is newly SEC-registered with $105.1M RAUM and 2 advisory reps. IAPD ↗
95
PASSPORT WEALTH MANAGEMENT — (CORNELIUS, NC) is newly SEC-registered with $112.3M RAUM and 1 advisory reps. IAPD ↗
95
HATCHER CAPITAL INVESTMENTS, INC. — (LITTLE ROCK, AR) is newly SEC-registered with $112.3M RAUM and 3 advisory reps. IAPD ↗
95
PLEASANTDALE WEALTH MANAGEMENT, LLC — (location n/a) is newly SEC-registered with $100.6M RAUM and 3 advisory reps. IAPD ↗
95
KEYSTONE WEALTH MANAGEMENT — (WATERLOO, IA) is newly SEC-registered with $130.2M RAUM and 1 advisory reps. IAPD ↗
95
FAMILY PARTNERS CAPITAL, LLC — (HAMILTON, MA) is newly SEC-registered with $102.0M RAUM and 1 advisory reps. IAPD ↗
95
ADVISORSTRUST PARTNERS LLC — (RALEIGH, NC) is newly SEC-registered with $216.8M RAUM and 3 advisory reps. IAPD ↗
95
WARM SPRINGS ADVISORS INC. — (LARKSPUR, CA) is newly SEC-registered with $138.0M RAUM and 1 advisory reps. IAPD ↗
95
ICONOCLASTIC CAPITAL MANAGEMENT LLC — (ROCHESTER, NY) is newly SEC-registered with $55.2M RAUM and 3 advisory reps. IAPD ↗
95
GENESIS INVESTMENTS — (OOLTEWAH, TN) is newly SEC-registered with $102.6M RAUM and 4 advisory reps. IAPD ↗
95
THE CAPELOTO & HEDRICK CO — (location n/a) is newly SEC-registered with $121.0M RAUM and 2 advisory reps. IAPD ↗
95
SIKORSKI WEALTH MANAGEMENT, LLC — (SAN DIEGO, CA) is newly SEC-registered with $102.7M RAUM and 2 advisory reps. IAPD ↗
95
Q2 WEALTH MANAGEMENT — (LEXINGTON, KY) is newly SEC-registered with $107.9M RAUM and 3 advisory reps. IAPD ↗
95
SOUNDPATH RETIREMENT STRATEGIES, LLC — (BELLEVUE, WA) is newly SEC-registered with $111.5M RAUM and 3 advisory reps. IAPD ↗
95
FINANCIAL DESIGN GROUP, LLC — (LAVISTA, NE) is newly SEC-registered with $109.8M RAUM and 2 advisory reps. IAPD ↗
95
NEU WEALTH GROUP — (location n/a) is newly SEC-registered with $205.5M RAUM and 1 advisory reps. IAPD ↗
95
SYNCHRONOUS WEALTH ADVISORS LLC — (location n/a) is newly SEC-registered with $163.6M RAUM and 3 advisory reps. IAPD ↗
95
ATTLEBORO WEALTH MANAGEMENT LLC — (YARDLEY, PA) is newly SEC-registered with $113.1M RAUM and 4 advisory reps. IAPD ↗
95
DIVVI WEALTH MANAGEMENT — (KANSAS CITY, MO) is newly SEC-registered with $111.2M RAUM and 4 advisory reps. IAPD ↗
95
FINANCIAL PLANNING FIRST, LLC — (TUSCON, AZ) is newly SEC-registered with $109.5M RAUM and 1 advisory reps. IAPD ↗
95
BUTTERWORTH FINANCIAL LLC — (DANVERS, MA) is newly SEC-registered with $100.3M RAUM and 1 advisory reps. IAPD ↗
95
ALTAR ROCK — (location n/a) is newly SEC-registered with $140.5M RAUM and 5 advisory reps. IAPD ↗
95
CAIRN FINANCIAL PLANNING — (location n/a) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
95
MAVROS CAPITAL MANAGEMENT, LLC — (LOS ANGELES, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
TRIO WEALTH MANAGEMENT, LLC — (GREAT FALLS, VA) is newly SEC-registered with $101.4M RAUM and 2 advisory reps. IAPD ↗
95
RIVERTREE WEALTH — (LITTLE ROCK, AR) is newly SEC-registered with $108.6M RAUM and 2 advisory reps. IAPD ↗
95
STEWARDSHIP CONCEPTS FINANCIAL SERVICES LLC — (SPOKANE, WA) is newly SEC-registered with $106.4M RAUM and 4 advisory reps. IAPD ↗
95
TERRAFIRMA WEALTH PARTNERS — (WALNUT CREEK, CA) is newly SEC-registered with $108.6M RAUM and 1 advisory reps. IAPD ↗
95
TRUNORTH FINANCIAL LLC — (location n/a) is newly SEC-registered with $29.5M RAUM and 1 advisory reps. IAPD ↗
95
PMC WEALTH, LLC — (CLARENCE, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
SERENITY CAPITAL ADVISORS INC. — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
EXIT WEALTH ADVISORS — (ALPHARETTA, GA) is newly SEC-registered with $187.2M RAUM and 3 advisory reps. IAPD ↗
95
HERMITAGE WEALTH — (RICHMOND, VA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗
95
BULLSEYE INVESTMENT GROUP — (location n/a) is newly SEC-registered with $27.0M RAUM and 1 advisory reps. IAPD ↗
95
IDEAL RETIREMENT SOLUTIONS — (PORT CHARLOTTE, FL) is newly SEC-registered with $101.4M RAUM and 4 advisory reps. IAPD ↗
95
HORIZON WEALTH — (DENVER, CO) is newly SEC-registered with $101.1M RAUM and 4 advisory reps. IAPD ↗
95
SOUTHEAST CAPITAL MANAGEMENT LTD — (location n/a) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
95
AFT US CAPITAL LLC — (PALO ALTO, CA) is newly SEC-registered (provisional 120-day approval) with $216 RAUM and 0 advisory reps. IAPD ↗
95
MPM ADVISORS GROUP LLC — (LIVERPOOL, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
PM WEALTH ADVISORS LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
NEW WEST ASSET MANAGEMENT — (location n/a) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
95
SANDLOT PRIVATE WEALTH LLC — (OREM, UT) is newly SEC-registered with $0 RAUM and 3 advisory reps. IAPD ↗
95
GRANITE ISLANDS PRIVATE WEALTH, LLC — (GUILFORD, CT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
HOOVER PRIVATE WEALTH, LLC — (ROYAL OAK, MI) is newly SEC-registered with $132.0M RAUM and 2 advisory reps. IAPD ↗
95
ANCHORED FINANCIAL PLANNING LLC — (WEST DEPTFORD, NJ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
STRATEGIC WEALTH PARTNERS LLC — (FRANKLIN, TN) is newly SEC-registered with $101.7M RAUM and 2 advisory reps. IAPD ↗
95
ENCORE WEALTH ADVISORS — (MORRIS, MN) is newly SEC-registered (provisional 120-day approval) with $108.0M RAUM and 3 advisory reps. IAPD ↗
95
ALIGN ADVISOR GROUP, LLC — (VINELAND, NJ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
PATHFINDER WEALTH CONSULTING — (WILMINGTON, NC) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 9 advisory reps. IAPD ↗
95
ROCK CREEK WEALTH MANAGEMENT — (HILLSBORO, OR) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
AXIENT INVESTMENT ADVISORS LLC — (HUNTSVILLE, AL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 8 advisory reps. IAPD ↗
95
HOLON WEALTH MANAGEMENT — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
ACTIVE WEALTH ADVISORS — (WOODCLIFF LAKE, NJ) is newly SEC-registered with $52.6M RAUM and 1 advisory reps. IAPD ↗
95
NEXUS ONE FINANCIAL ADVISORS LLC — (PLANO, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗
95
WEALTHDOOR INVEST — (SUGAR LAND, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
PROVIDENCE LEGACY ADVISORS LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
L 1 GLOBAL WEALTH LLC — (COCONUT GROVE, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
ASPENRIDGE WEALTH ADVISORS — (FORT WORTH, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
95
SAUL WEALTH ADVISORS, LLC — (MIAMI, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
CADIA PRIVATE CLIENT LLC — (PARSIPPANY, NJ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
LUEDTKE & ASSOCIATES — (ADELL, WI) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
LIFECAPITAL PARTNERS LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
WEALTH FORWARD ADVISORS — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
KTF INVESTMENTS, LLC — (SEAL BEACH, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
CANE CAPITAL PARTNERS, LLC — (SAINT FRANCISVILLE, LA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
95
DESIGNED WEALTH USA LTD. — (location n/a) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
95
COUNTRYSIDE FINANCIAL LLC — (WILLIAMSVILLE, NY) is newly SEC-registered (provisional 120-day approval) with $62.7M RAUM and 3 advisory reps. IAPD ↗
95
PIONEER ADVISORY LLC — (JERSEY CITY, NJ) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
95
LEO WEALTH MANAGEMENT, LLC — (STATEN ISLAND, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
CARDONE WEALTH ADVISORS — (AVENTURA, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
BCM CAPITAL MANAGEMENT LLC — (NORTHFIELD, IL) is newly SEC-registered with $126.6M RAUM and 3 advisory reps. IAPD ↗
95
AVRIO WEALTH LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
COLLABORATIVE CAPITAL ADVISORS LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
CLEAR TRAIL ADVISORS, LLC — (HOUSTON, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
BLACK WALNUT WEALTH MANAGEMENT — (TRAVERSE CITY, MI) is newly SEC-registered (provisional 120-day approval) with $129.0M RAUM and 1 advisory reps. IAPD ↗
95
MARATHON WEALTH PARTNERS, INC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
PURSUIT WEALTH STRATEGIES, LLC — (RALEIGH, NC) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
95
CLARITY RETIREMENT & WEALTH, LLC — (NEW BEDFORD, MA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
CYNOSURE PORTFOLIO ADVISORS LLC — (SALT LAKE CITY, UT) is newly SEC-registered with $0 RAUM and 8 advisory reps. IAPD ↗
95
CONTANGO WEALTH MANAGEMENT LLC — (OAKLAND, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
CANTERBURY CAPITAL WEALTH MANAGEMENT, LLC — (TUSCALOOSA, AL) is newly SEC-registered with $100.5M RAUM and 1 advisory reps. IAPD ↗
95
ENRICH FINANCE LLC — (SAN FRANCISCO, CA) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
95
BARK SECURITIES, LLC — (SAN FRANCISCO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
DESERT SKY ADVISORY, LLC — (PORTLAND, OR) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
CAGR FINANCE LLC — (LEWES, DE) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
LIVET WEALTH, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
EMVISION CAPITAL ADVISORS, LLC — (AURORA, OH) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 9 advisory reps. IAPD ↗
95
MPI INFINITE INVESTORS, LLC — (GILBERT, AZ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
RIGHTOAK ASSET MANAGEMENT, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗
95
HARPER GLOBAL GROUP — (SAN FRANCISCO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
AUTONOMOUS WEALTH MANAGEMENT LLC — (BROOKLYN, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
KRAKEN ADVISER LLC — (FORT LAUDERDALE, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗
95
TRINITY STRATEGIC WEALTH — (TULSA, OK) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 16 advisory reps. IAPD ↗
95
LANE FAMILY WEALTH MANAGEMENT — (NORTH LIBERTY, IA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
STONEBRIDGE FINANCIAL GROUP, LLC — (ST. LOUIS, MO) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 7 advisory reps. IAPD ↗
95
LIFTPOINT FAMILY WEALTH ADVISORS, LLC — (FAR HILLS, NJ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
SCHLEGEL DUNN LLC — (PLANO, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
ALTURA WEALTH ADVISORS — (VIRGINIA BEACH, VA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
MARATHON FINANCIAL GROUP — (BOSTON, MA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
95
CSI GROUP ADVISORS, LLC — (WALL TOWNSHIP, NJ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
DESTINY FAMILY OFFICE — (TAVARES, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 7 advisory reps. IAPD ↗
95
HARVEST - FAITH-BASED INVESTING — (LYNCHBURG, VA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
META WEALTH ADVISORY — (TIMONIUM, MD) is newly SEC-registered with $130.5M RAUM and 1 advisory reps. IAPD ↗
95
HERITAGE STRATEGIC WEALTH, LLC — (CARY, IL) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
95
WEALTH ALIGNMENT PARTNERS, LLC — (HONOLULU, HI) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
COLUCCI WEALTH MANAGEMENT LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
QUANGENTICS INC. — (location n/a) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
95
EXDS CAPITAL — (location n/a) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
95
NORTHERN EDGE WEALTH MANAGEMENT — (MARQUETTE, MI) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
FIVE CORNERS FINANCIAL SERVICES — (EASTON, MA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
XCEPTION FAMILY OFFICE — (ATLANTA, GA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
HYPHEN WEALTH MANAGEMENT — (LAFAYETTE, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
PARROT FINANCE, INC. — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
BROWN BROTHERS HARRIMAN CREDIT PARTNERS, LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 29 advisory reps. IAPD ↗
95
COASTLINE COMPLETE WEALTH LLC — (BEAUFORT, SC) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
EQV ADVISORY, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
95
SKYVIEW PINNACLE — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
3ROOTS WEALTH PARTNERS LLC — (SCOTTSDALE, AZ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
HUMILIS INVESTMENT STRATEGIES, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
95
NEXTMOVE CAPITAL INC. — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
LC VERO MANAGER — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $70.3M RAUM and 3 advisory reps. IAPD ↗
95
MANHATTAN WEALTH MANAGEMENT GROUP — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
ENDURE CAPITAL, LLC — (SANTA ANA, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
PACIFIC POINT WEALTH MANAGEMENT — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
TUTTLE WEALTH PARTNERS LLC — (location n/a) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗
95
STEELHEAD WEALTH MANAGEMENT — (GLEN ALLEN, VA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
ACP INVESTMENT MANAGEMENT — (KAILUA-KONA, HI) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
MUSAFFA LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
YOUR IA, LLC — (ST. GEORGE, UT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
STRUCTURE WEALTH PARTNERS LLC — (ORLANDO, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
POINTONE FAMILY OFFICE — (MANHATTAN BEACH, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
DERRYRUSH WEALTH — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
CLEAR WAVE WEALTH MANAGEMENT, LLC — (RED BANK, NJ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
ASPIRE WEALTH ADVISORY GROUP, LLC — (NEW YORK, NY) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
95
SCOUT WEALTH ADVISORS LLC — (PASADENA, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
ARX PRIVATE WEALTH — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
MARTINWRIGHT ADVISORY, LLC — (ATLANTA, GA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
95
SPRING STREET WEALTH — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
MARY & PIP — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
SHARPE ADVISORS, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
TWENTY-FIVE CAPITAL PARTNERS — (NEWPORT BEACH, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
71 WEST CAPITAL PARTNERS — (BOSTON, MA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 12 advisory reps. IAPD ↗
95
MCKINNEY CAPITAL MANAGEMENT — (HOUSTON, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
ULTRA ADVISORY GROUP — (IRVINE, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
GRAY LION CAPITAL — (location n/a) is newly SEC-registered (provisional 120-day approval) with $5.5M RAUM and 1 advisory reps. IAPD ↗
95
CANBY FINANCIAL ADVISORS — (FRAMINGHAM, MA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗
95
BECKETT CLARK PRIVATE WEALTH, LLC — (BETHESDA, MD) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
LANMAR CAPITAL MANAGEMENT — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
DANIEL INVESTMENT GROUP INC. — (ROYAL OAK, MI) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
PEREON WEALTH LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
IOLITE ASSET MANAGEMENT — (CHICAGO, IL) is newly SEC-registered with $0 RAUM and 4 advisory reps. IAPD ↗
95
HAZLETT WEALTH MANAGEMENT LLC — (KETCHUM, ID) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
A3 CAPITAL ADVISORS — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
BELLARS HARRIS WEALTH MANAGEMENT — (VIRGINIA BEACH, VA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗
95
818 FAMILY OFFICE, LLC — (AUSTIN, TX) is newly SEC-registered with $0 RAUM and 3 advisory reps. IAPD ↗
95
NAVIANT PARTNERS, LLC — (FAIRHOPE, AL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
PFLUEGER WEALTH — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
STOREN LEGACY PARTNERS, LLC — (ZIONSVILLE, IN) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗
95
AUGUST WEALTH ADVISORS LLC — (WESTPORT, CT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
90
BLUEDOOR PRIVATE WEALTH, LLC — filed an Item 4A succession naming LIVE OAK FAMILY OFFICES LLC (CRD 141570) — one firm absorbed the other. IAPD ↗
85
NAVELLIER & ASSOCIATES INC — crossed $1B in regulatory AUM ($882.8M -> $1.00B). IAPD ↗
85
OAKMONT CAPITAL MANAGEMENT, LLC — crossed $1B in regulatory AUM ($630.6M -> $3.14B). IAPD ↗
85
RHAME & GORRELL WEALTH MANAGEMENT — crossed $1B in regulatory AUM ($921.4M -> $1.00B). IAPD ↗
85
MACERATIO LLC — crossed $1B in regulatory AUM ($123.5M -> $1.10B). IAPD ↗
85
BROOKLYN INVESTMENT GROUP, LLC — crossed $1B in regulatory AUM ($522.7M -> $1.11B). IAPD ↗
85
ALLOCATE MANAGEMENT COMPANY, LLC — crossed $1B in regulatory AUM ($930.6M -> $2.14B). IAPD ↗
85
BBVA GLOBAL WEALTH ADVISORS, INC. — crossed $1B in regulatory AUM ($523.7M -> $1.21B). IAPD ↗
85
CONCURRENT ASSET MANAGEMENT, LLC — crossed $1B in regulatory AUM ($32.9M -> $2.48B). IAPD ↗
75
WAVERLY ADVISORS, LLC — reported RAUM up 75% ($16.13B -> $28.26B). IAPD ↗
75
DAYBRIGHT ADVISORY SERVICES, INC. — reported RAUM up 301% ($1.05B -> $4.21B). IAPD ↗
75
CAPITAL BANK AND TRUST COMPANY — reported RAUM up 84% ($75.86B -> $139.29B). IAPD ↗
75
SIMPLIFY ASSET MANAGEMENT INC. — reported RAUM up 107% ($4.66B -> $9.64B). IAPD ↗
73
APELLA WEALTH — reported RAUM up 69% ($4.71B -> $7.95B). IAPD ↗
73
ALLIANCE PRIVATE WEALTH, LLC — reported RAUM up 340% ($102.3M -> $449.6M). IAPD ↗
73
RANGE ADVISORY, LLC — reported RAUM up 86% ($144.7M -> $269.0M). IAPD ↗
73
LUCAS GROUP FINANCIAL ADVISORS, LLC — reported RAUM up 178% ($118.3M -> $329.0M). IAPD ↗
73
TORREN MANAGEMENT, LLC — reported RAUM up 89% ($177.0M -> $333.6M). IAPD ↗
73
SMARTHARVEST PORTFOLIOS — reported RAUM up 108% ($170.0M -> $354.2M). IAPD ↗
72
PEAK RETIREMENT PLANNING, INC. — reported RAUM up 72% ($242.5M -> $416.4M). IAPD ↗
72
LEGACY BEYOND WEALTH LLC — reported RAUM up 70% ($200.0M -> $340.0M). IAPD ↗
71
LRZ CAPITAL LLC — reported RAUM up 70% ($220.0M -> $373.0M). IAPD ↗
70
GOOGINS ADVISORS, INC. — crossed $500M in regulatory AUM ($429.1M -> $501.0M). IAPD ↗
70
JAMES T. BORELLO & CO. — crossed $500M in regulatory AUM ($427.4M -> $514.1M). IAPD ↗
70
QUANTUM FINANCIAL ADVISORS INC — crossed $500M in regulatory AUM ($163.7M -> $507.1M). IAPD ↗
70
SPECTRUM FINANCIAL ALLIANCE, LTD., L.L.C. — crossed $500M in regulatory AUM ($406.1M -> $516.9M). IAPD ↗
70
KEYSTONE GLOBAL PARTNERS LLC — crossed $500M in regulatory AUM ($445.6M -> $504.9M). IAPD ↗
70
TRIUMPH CAPITAL MANAGEMENT — crossed $500M in regulatory AUM ($483.4M -> $530.0M). IAPD ↗
70
COINBASE ASSET MANAGEMENT, LLC — crossed $500M in regulatory AUM ($87.9M -> $733.7M). IAPD ↗
70
STENGER FAMILY OFFICE, LLC — crossed $500M in regulatory AUM ($433.4M -> $521.5M). IAPD ↗
70
DIGITAL WEALTH PARTNERS — crossed $500M in regulatory AUM ($368.0M -> $589.0M). IAPD ↗
70
ASCENTIS WEALTH MANAGEMENT, LLC — crossed $500M in regulatory AUM ($415.8M -> $556.5M). IAPD ↗
70
AERIE ADVISORY GROUP LLC — crossed $500M in regulatory AUM ($481.8M -> $742.4M). IAPD ↗
70
PRECISE INVESTMENT MANAGEMENT, INC. — reported RAUM up 170% ($69.0M -> $186.3M). IAPD ↗
70
COPE CONNELLY — reported RAUM up 213% ($79.1M -> $247.6M). IAPD ↗
70
AMICORP WEALTH SERVICES — reported RAUM up 706% ($21.4M -> $172.4M). IAPD ↗
70
LUMIDA WEALTH MANAGEMENT LLC — reported RAUM up 79% ($83.1M -> $148.6M). IAPD ↗
70
ANCHOR BAY PRIVATE WEALTH LLC — reported RAUM up 85% ($27.9M -> $51.7M). IAPD ↗
70
STIRLINGSHIRE INVESTMENTS — reported RAUM up 160% ($69.2M -> $179.8M). IAPD ↗
70
OLD BRIDGE WEALTH, INC — reported RAUM up 271% ($38.7M -> $143.7M). IAPD ↗
70
EVERY SECURITIES LLC — reported RAUM up 591% ($17.4M -> $120.4M). IAPD ↗
70
APEX INVESTMENT GROUP — reported RAUM up 92% ($101.6M -> $194.6M). IAPD ↗
70
ARIA WEALTH PARTNERS — reported RAUM up 117% ($46.2M -> $100.5M). IAPD ↗
70
O ASSET MANAGEMENT LLC — reported RAUM up 362% ($16.0M -> $73.9M). IAPD ↗
69
LEGACY KNIGHT MFO, LLC — reported RAUM up 46% ($1.50B -> $2.20B). IAPD ↗
68
HMV WEALTH ADVISORS, LLC — reported RAUM up 52% ($305.2M -> $464.8M). IAPD ↗
68
LIFEGOAL INVESTMENTS, LLC — reported RAUM up 55% ($175.0M -> $271.0M). IAPD ↗
67
A.G.P / ALLIANCE GLOBAL PARTNERS — reported RAUM up 36% ($1.69B -> $2.30B). IAPD ↗
67
ALPHA WEALTH FUNDS, LLC — reported RAUM up 60% ($118.5M -> $190.0M). IAPD ↗
67
BAUMAN WEALTH ADVISORS — reported RAUM up 63% ($118.3M -> $193.2M). IAPD ↗
67
MERCURY ADVISORY, LLC — reported RAUM up 39% ($11.07B -> $15.37B). IAPD ↗
67
GATEPASS CAPITAL, LLC — reported RAUM up 50% ($174.6M -> $261.7M). IAPD ↗
67
KAI WEALTH LLC — reported RAUM up 62% ($108.0M -> $174.6M). IAPD ↗
66
VANDERBILT ADVISORY SERVICES — reported RAUM up 30% ($1.62B -> $2.11B). IAPD ↗
66
THE RETIREMENT PLANNING GROUP, LLC — reported RAUM up 33% ($3.02B -> $4.01B). IAPD ↗
66
BIP WEALTH, LLC — reported RAUM up 33% ($3.36B -> $4.46B). IAPD ↗
65
PROSPERA FINANCIAL SERVICES, INC. — reported RAUM up 27% ($9.81B -> $12.44B). IAPD ↗
65
SAVANT WEALTH MANAGEMENT — reported RAUM up 25% ($29.65B -> $37.13B). IAPD ↗
65
ALPHA SOLUTIONS INVESTMENT ADVISORS — reported RAUM up 39% ($261.5M -> $363.9M). IAPD ↗
65
BQS FINANCIAL ADVISORS, LLC — reported RAUM up 53% ($108.0M -> $165.0M). IAPD ↗
65
PROVENANCE WEALTH ADVISORS — began participating in a wrap-fee program. IAPD ↗
65
BIP WEALTH, LLC — began participating in a wrap-fee program. IAPD ↗
65
DT INVESTMENT PARTNERS, LLC — began participating in a wrap-fee program. IAPD ↗
64
NGC FINANCIAL, LLC — reported RAUM up 46% ($39.1M -> $57.1M). IAPD ↗
64
EMPIRE FINANCIAL MANAGEMENT COMPANY, LLC — reported RAUM up 32% ($519.6M -> $688.4M). IAPD ↗
64
CLARITY WEALTH MANAGEMENT, L.L.C. — reported RAUM up 48% ($167.7M -> $247.8M). IAPD ↗
64
QUANTEL ASSET MANAGEMENT LLC — reported RAUM up 46% ($20.8M -> $30.4M). IAPD ↗
64
SIGNATURE EQUITY PARTNERS, LLC — reported RAUM up 32% ($250.9M -> $330.6M). IAPD ↗
64
BRADY MARTZ WEALTH SOLUTIONS, LLC — reported RAUM up 33% ($599.4M -> $795.3M). IAPD ↗
63
SANKALA GROUP LLC — reported RAUM up 43% ($116.1M -> $166.6M). IAPD ↗
63
L&S INVESTMENT ADVISORS, LLC — reported RAUM up 44% ($152.2M -> $218.5M). IAPD ↗
63
MIDWEST HERITAGE FINANCIAL ADVISORS — reported RAUM up 27% ($314.2M -> $398.7M). IAPD ↗
63
DOWNSHIFT FINANCIAL — reported RAUM up 41% ($135.4M -> $191.5M). IAPD ↗
63
CENTURION WEALTH MANAGEMENT — reported RAUM up 25% ($591.4M -> $741.2M). IAPD ↗
63
MIDWEST PROFESSIONAL PLANNERS, LTD. — began participating in a wrap-fee program. IAPD ↗
63
SPECTRUM WEALTH MANAGEMENT, LLC — began participating in a wrap-fee program. IAPD ↗
63
PREISZ FINANCIAL — began participating in a wrap-fee program. IAPD ↗
63
ACORN WEALTH ADVISORS, LLC — began participating in a wrap-fee program. IAPD ↗
63
GUERRA WEALTH ADVISORS — began participating in a wrap-fee program. IAPD ↗
63
ALLIANCE PRIVATE WEALTH, LLC — began participating in a wrap-fee program. IAPD ↗
63
JESSUP WEALTH MANAGEMENT — began participating in a wrap-fee program. IAPD ↗
63
MCCARTHY & COX RETIREMENT & ESTATE SPECIALISTS LLC — began participating in a wrap-fee program. IAPD ↗
63
VIRTUS WEALTH SOLUTIONS — began participating in a wrap-fee program. IAPD ↗
63
MOR WEALTH MANAGEMENT, LLC — began participating in a wrap-fee program. IAPD ↗
63
MARBLE WEALTH, LLC — began participating in a wrap-fee program. IAPD ↗
63
BEAU MORGAN ADVISORS — began participating in a wrap-fee program. IAPD ↗
63
SPIEGELMAN WEALTH MANAGEMENT, INC. — began participating in a wrap-fee program. IAPD ↗
62
WEBULL ADVISORS LLC — reported RAUM up 38% ($33.7M -> $46.4M). IAPD ↗
61
IMG WEALTH MANAGEMENT, INC. — reported RAUM up 33% ($151.4M -> $201.2M). IAPD ↗
61
CORNERSTONE WEALTH ADVISORS, INC. — reported RAUM up 30% ($110.2M -> $143.4M). IAPD ↗
61
HENDERSON FINANCIAL GROUP LLC — reported RAUM up 34% ($97.0M -> $130.2M). IAPD ↗
60
LIBERTY ASSET MANAGEMENT — reported RAUM up 29% ($106.2M -> $136.8M). IAPD ↗
60
HAHN FINANCIAL GROUP — reported RAUM up 28% ($133.9M -> $171.2M). IAPD ↗
60
ANKERSTAR WEALTH, LLC — reported RAUM up 27% ($107.6M -> $136.4M). IAPD ↗
60
LEGACY WEALTH MANAGEMENT INC. — reported RAUM up 26% ($177.3M -> $223.4M). IAPD ↗
60
SAFE HARBOR WEALTH ADVISORS, LLC — reported RAUM up 26% ($128.8M -> $162.7M). IAPD ↗
60
SMART PORTFOLIO — reported RAUM up 26% ($35.0M -> $44.1M). IAPD ↗
60
IVANOFF WEALTH MANAGEMENT INC. — reported RAUM up 30% ($109.2M -> $141.4M). IAPD ↗
60
WAYSTONE ADVISORS LLC — reported RAUM up 27% ($136.1M -> $172.8M). IAPD ↗
60
COMMONWEALTH FINANCIAL PLANNERS INC — began participating in a wrap-fee program. IAPD ↗
60
SUNSTATE WEALTH MANAGEMENT LLC — began participating in a wrap-fee program. IAPD ↗
60
COPPERLINE WEALTH MANAGEMENT & PLANNING — began participating in a wrap-fee program. IAPD ↗
60
DACHTLER WEALTH ADVISORS, LLC — began participating in a wrap-fee program. IAPD ↗
60
CIO CAPITAL GROUP LLC — began participating in a wrap-fee program. IAPD ↗
90
10X CAPITAL PARTNERS — (NEW YORK, NY) is newly SEC-registered with $1.29B RAUM and 1 advisory reps. IAPD ↗institutional
90
PERTENTO ADVISORS LLC — (location n/a) is newly SEC-registered with $3.79B RAUM and 1 advisory reps. IAPD ↗institutional
90
PRP REAL ASSETS ADVISORS, LLC — (WASHINGTON, DC) is newly SEC-registered with $2.95B RAUM and 9 advisory reps. IAPD ↗institutional
90
GUIDESTONE INVESTMENT SERVICES — (DALLAS, TX) is newly SEC-registered with $3.38B RAUM and 8 advisory reps. IAPD ↗institutional
88
MYRIAD ASSET MANAGEMENT ADVISORS LLC — (WEST PALM BEACH, FL) is newly SEC-registered with $362.5M RAUM and 2 advisory reps. IAPD ↗institutional
85
NVERSES CAPITAL, LLC — (WELLINGTON, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗institutional
85
HARVEY CAPITAL PARTNERS, L.P. — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 8 advisory reps. IAPD ↗institutional
85
ARCTRUST ADVISORS LLC — (CLIFTON, NJ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 9 advisory reps. IAPD ↗institutional
85
PARADOXIOM CAPITAL — (STAMFORD, CT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional
85
FOXPATH CAPITAL PARTNERS LP — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗institutional
85
INNOVAYTE CAPITAL — (DALLAS, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
PURSUIT FUND ADVISERS LLC — (location n/a) is newly SEC-registered with $57.4M RAUM and 3 advisory reps. IAPD ↗institutional
85
MAREK CAPITAL MANAGEMENT LP — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗institutional
85
BARRAMUNDI ADVISORS LLC — (BOCA RATON, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
VARIANT PERCEPTION — (CHARLOTTE, NC) is newly SEC-registered with $0 RAUM and 12 advisory reps. IAPD ↗institutional
85
FOUNDER ETFS LLC — (DALLAS, TX) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
DIAMETER DCF ADVISOR LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 57 advisory reps. IAPD ↗institutional
85
85
CATCHMENT CAPITAL, L.P. — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 8 advisory reps. IAPD ↗institutional
85
TOURMALET ADVISORS, LP — (FAIRFIELD, CT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
SQUARE NINE CAPITAL, LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗institutional
85
BLANTYRE CAPITAL US LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
ADVISORENGINE PORTFOLIO SOLUTIONS INC. — (RALEIGH, NC) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
A-STREET MANAGEMENT LP — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional
85
ENCORE GLOBAL MANAGEMENT LP — (HOUSTON, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
COVARA CAPITAL, LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗institutional
85
CANDER ASSET MANAGEMENT — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
1932 INVESTMENT MANAGEMENT — (NEWARK, NJ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗institutional
85
LOGIQ CAPITAL LLC — (ENGLEWOOD, NJ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
PLUM ISLAND PARTNERS LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
FP STRATEGIES — (SAN JUAN, PR) is newly SEC-registered with $56.5M RAUM and 3 advisory reps. IAPD ↗institutional
85
WEST HORIZON CAPITAL — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
PENNANTPARK PRIVATE INCOME FUND ADVISERS LLC — (MIAMI BEACH, FL) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
BLUE OWL DIGITAL INFRASTRUCTURE TRUST ADVISORS LLC — (CHICAGO, IL) is newly SEC-registered with $0 RAUM and 110 advisory reps. IAPD ↗institutional
85
VALUEQUEST ADVISERS, LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗institutional
85
NEUBERGER BERMAN LOAN ADVISERS EUROPE II LP — (NEW YORK, NY) is newly SEC-registered with $0 RAUM and 3 advisory reps. IAPD ↗institutional
85
MALT PARTNERS MANAGEMENT LLC — (NASHVILLE, TN) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
AGRIGLOBE LAND ADVISORS, LLC — (FRESNO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗institutional
85
AVANTYR CAPITAL PARTNERS, LP — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 10 advisory reps. IAPD ↗institutional
85
ARÈNE CAPITAL MANAGEMENT LP — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗institutional
85
IFC WHIPLIGHT, LLC — (MOUNT PLEASANT, SC) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
BUFFERLABS — (HENDERSON, NV) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
HARBINGER SPORTS PARTNERS — (ATLANTA, GA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 8 advisory reps. IAPD ↗institutional
85
CORGI STRATEGIES, LLC — (SAN FRANCISCO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
DEFILADE CAPITAL MANAGEMENT, L.P. — (EMERYVILLE, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗institutional
85
VANGUARD CAPITAL MANAGEMENT, LLC — (MALVERN, PA) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
VANGUARD PORTFOLIO MANAGEMENT, LLC — (MALVERN, PA) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
SKYWARD TRADING LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗institutional
85
V29 CAPITAL MANAGEMENT, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
BLUE WATER VENTURE MANAGEMENT, LLC — (location n/a) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
APOLLO MPS MANAGEMENT, LLC — (NEW YORK, NY) is newly SEC-registered with $0 RAUM and 842 advisory reps. IAPD ↗institutional
85
AKKADIAN CEF MANAGER, LLC — (SAN FRANCISCO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗institutional
85
DEIANIRA CAPITAL MANAGEMENT LLC — (MIAMI, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
CAZ GP STAKES ADVISER LLC — (HOUSTON, TX) is newly SEC-registered with $0 RAUM and 60 advisory reps. IAPD ↗institutional
85
BLANCHE PARK CAPITAL — (MIAMI, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
LINEAGE POINT CAPITAL LP — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
KR CAPITAL LP — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 7 advisory reps. IAPD ↗institutional
85
HURRICANE ADVISOR SOLUTIONS — (MIAMI, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗institutional
85
BRIGHTSIDE CAPITAL PARTNERS LLC — (LANTANA, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
OEW INVESTMENT ADVISORS LP — (AUSTIN, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
THRIVENT PRIVATE INVESTMENTS — (MINNEAPOLIS, MN) is newly SEC-registered with $15.58B RAUM and 24 advisory reps. IAPD ↗fund
85
VEGA CAPITAL PARTNERS LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
ODYSSEAN, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
MINDSET ASSET MANAGEMENT, LLC — (INDIANAPOLIS, IN) is newly SEC-registered with $0 RAUM and 4 advisory reps. IAPD ↗institutional
85
EMERALD INVESTMENT ADVISERS, LLC — (LEOLA, PA) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
FRAMEWORK DIGITAL ADVISORS — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
ROUTEBURN CAPITAL — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
NX1 CAPITAL LP — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 7 advisory reps. IAPD ↗institutional
85
SANDPATH LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
83
SPACE CAPITAL — (NEW YORK, NY) is newly SEC-registered with $435.8M RAUM and 4 advisory reps. IAPD ↗fund
83
RIVER ASSOCIATES INVESTMENTS, L.P. — (CHATTANOOGA, TN) is newly SEC-registered with $767.4M RAUM and 11 advisory reps. IAPD ↗fund
83
DTCP USA LLC — (LAS VEGAS, NV) is newly SEC-registered with $649.5M RAUM and 4 advisory reps. IAPD ↗fund
83
EVE PARTNERS — (PONTE VEDRA BEACH, FL) is newly SEC-registered with $330.4M RAUM and 10 advisory reps. IAPD ↗fund
83
CAMBER PARTNERS MANAGEMENT LLC — (NEW YORK, NY) is newly SEC-registered with $356.3M RAUM and 4 advisory reps. IAPD ↗fund
83
HUGHES & COMPANY — (CHICAGO, IL) is newly SEC-registered with $373.1M RAUM and 10 advisory reps. IAPD ↗fund
83
IPCP MANAGEMENT, LLC — (BOCA RATON, FL) is newly SEC-registered with $335.8M RAUM and 4 advisory reps. IAPD ↗fund
83
FACTORIAL FUNDS MANAGEMENT LLC — (NEWPORT BEACH, CA) is newly SEC-registered with $803.7M RAUM and 3 advisory reps. IAPD ↗fund
83
ALBION RIVER — (ROCKVILLE, MD) is newly SEC-registered with $726.3M RAUM and 4 advisory reps. IAPD ↗fund
83
ALIGN VENTURES — (location n/a) is newly SEC-registered with $505.9M RAUM and 8 advisory reps. IAPD ↗fund
83
MCP MANAGEMENT, LP — (AUSTIN, TX) is newly SEC-registered with $504.6M RAUM and 5 advisory reps. IAPD ↗fund
83
ONDO CAPITAL MANAGEMENT LLC — (GREENWICH, CT) is newly SEC-registered with $406.5M RAUM and 6 advisory reps. IAPD ↗fund
83
FEYNMAN POINT ASSET MANAGEMENT — (NEW YORK, NY) is newly SEC-registered with $314.0M RAUM and 5 advisory reps. IAPD ↗fund
83
PRAXIS CAPITAL MANAGEMENT LLC — (CHICAGO, IL) is newly SEC-registered with $258.2M RAUM and 10 advisory reps. IAPD ↗fund
83
INFINITUM ASSET MANAGEMENT, LLC — (FORT LAUDERDALE, FL) is newly SEC-registered with $574.9M RAUM and 2 advisory reps. IAPD ↗fund
83
1789 CAPITAL MANAGEMENT — (PALM BEACH, FL) is newly SEC-registered with $861.2M RAUM and 8 advisory reps. IAPD ↗fund
80
AXEL CAPITAL MANAGEMENT, LLC — (NEW YORK, NY) is newly SEC-registered with $26.5M RAUM and 2 advisory reps. IAPD ↗fund
80
FRONTAURA CAPITAL LLC — (CHICAGO, IL) is newly SEC-registered with $224.9M RAUM and 4 advisory reps. IAPD ↗fund
80
GOLDEN EAGLE STRATEGIES, LLC — (DELRAY BEACH, FL) is newly SEC-registered with $53.5M RAUM and 3 advisory reps. IAPD ↗fund
80
DREAMERS MANAGEMENT LLC — (LOS ANGELES, CA) is newly SEC-registered with $118.3M RAUM and 6 advisory reps. IAPD ↗fund
80
FEENIX VENTURE PARTNERS, LLC — (NEW YORK, NY) is newly SEC-registered with $174.8M RAUM and 5 advisory reps. IAPD ↗fund
80
APIS & HERITAGE CAPITAL PARTNERS, LLC — (WASHINGTON, DC) is newly SEC-registered with $232.9M RAUM and 5 advisory reps. IAPD ↗fund
80
BLOCKCHAIN COINVESTORS MANAGER, LP — (location n/a) is newly SEC-registered with $171.9M RAUM and 4 advisory reps. IAPD ↗fund
80
CATCHLIGHT CAPITAL MANAGEMENT LLC — (location n/a) is newly SEC-registered with $180.5M RAUM and 9 advisory reps. IAPD ↗fund
80
SOLAS BIOVENTURES MANAGEMENT, LLC — (CHATTANOOGA, TN) is newly SEC-registered with $177.7M RAUM and 5 advisory reps. IAPD ↗fund
80
DAVERN CAPITAL PARTNERS, LP — (NEW YORK, NY) is newly SEC-registered with $57.5M RAUM and 2 advisory reps. IAPD ↗fund
80
DARDANELLES CAPITAL LP — (BOSTON, MA) is newly SEC-registered with $83.0M RAUM and 2 advisory reps. IAPD ↗fund
80
YELLOWSTONE CAPITAL PARTNERS — (GAINESVILLE, FL) is newly SEC-registered with $206.7M RAUM and 2 advisory reps. IAPD ↗fund
80
EPILOG PARTNERS, LP. — (BOSTON, MA) is newly SEC-registered with $178.5M RAUM and 4 advisory reps. IAPD ↗fund
80
RIOBLANCO CAPITAL LLC — (SAN JUAN, PR) is newly SEC-registered with $109.6M RAUM and 1 advisory reps. IAPD ↗fund
80
CHECKPOINT CAPITAL L.P. — (location n/a) is newly SEC-registered with $194.3M RAUM and 2 advisory reps. IAPD ↗fund
80
CONSORTIUM BRAND PARTNERS, LLC — (location n/a) is newly SEC-registered with $153.9M RAUM and 4 advisory reps. IAPD ↗fund
80
MOELIS ASSET CATALYST PARTNERS — (ST LOUIS, MO) is newly SEC-registered with $241.2M RAUM and 3 advisory reps. IAPD ↗fund
80
HIGH RIVER RESOURCES MANAGEMENT LLC — (DALLAS, TX) is newly SEC-registered with $217.2M RAUM and 7 advisory reps. IAPD ↗fund
80
ARC24 MANAGEMENT, LP — (NEW YORK, NY) is newly SEC-registered with $56.9M RAUM and 2 advisory reps. IAPD ↗fund
80
HLV VENTURES — (HAUPPAUGE, NY) is newly SEC-registered with $56.8M RAUM and 12 advisory reps. IAPD ↗fund
80
FOUR LION CAPITAL, LP — (NEW YORK, NY) is newly SEC-registered with $53.2M RAUM and 1 advisory reps. IAPD ↗fund
80
SG REAL ESTATE I — (SOUTHFIELD, MI) is newly SEC-registered with $203.5M RAUM and 5 advisory reps. IAPD ↗fund
80
ARA GC PARTNERS, LLC — (HOUSTON, TX) is newly SEC-registered with $150.0M RAUM and 17 advisory reps. IAPD ↗fund
80
TAP ROOT CAPITAL MANAGEMENT LP — (SUMMIT, NJ) is newly SEC-registered with $114.3M RAUM and 5 advisory reps. IAPD ↗fund
80
IRONARC MANAGEMENT, LLC — (AUSTIN, TX) is newly SEC-registered with $209.6M RAUM and 4 advisory reps. IAPD ↗fund
80
DISCIPLINE STRATEGIES MANAGEMENT, LP — (ATLANTA, GA) is newly SEC-registered with $0 RAUM and 4 advisory reps. IAPD ↗fund
80
80
VIRIDIAN CAPITAL — (PURCHASE, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗fund
80
GRACEADA PARTNERS — (MODESTO, CA) is newly SEC-registered with $212.7M RAUM and 8 advisory reps. IAPD ↗fund
80
GORDIAN CAPITAL MANAGEMENT, LLC — (MILL VALLEY, CA) is newly SEC-registered with $15.5M RAUM and 4 advisory reps. IAPD ↗fund
80
OPTIMIST VENTURES LLC — (NEW YORK, NY) is newly SEC-registered with $227.1M RAUM and 2 advisory reps. IAPD ↗fund
80
80
CHURCHILL NCPE ADVISOR LLC — (NEW YORK, NY) is newly SEC-registered with $0 RAUM and 77 advisory reps. IAPD ↗fund
80
ALPHA ONE ASSET MANAGEMENT LLC — (PASADENA, CA) is newly SEC-registered with $114.7M RAUM and 2 advisory reps. IAPD ↗fund
80
ALGEBRAIC CAPITAL MANAGEMENT LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗fund
75
PNC STEEL CITY ADVISORS, LLC — crossed $1B in regulatory AUM ($665.5M -> $1.70B). IAPD ↗institutional
75
70
70
NORDFLINT CAPITAL PARTNERS — (COPENHAGEN, Denmark) is newly SEC-registered with $2.21B RAUM and 6 advisory reps. IAPD ↗foreign
70
QUAD INVESTMENT MANAGEMENT CORP. — (SEOUL, YEONGDEUNGPO-GU, Korea, South) is newly SEC-registered with $2.28B RAUM and 23 advisory reps. IAPD ↗foreign
70
ACASTA PARTNERS US LLC — (LONDON, United Kingdom) is newly SEC-registered with $3.94B RAUM and 12 advisory reps. IAPD ↗foreign
70
M SQUARE INVESTIMENTOS LTDA. — (SAO PAULO, Brazil) is newly SEC-registered with $2.09B RAUM and 10 advisory reps. IAPD ↗foreign
70
TAGES CAPITAL LLP — (LONDON, United Kingdom) is newly SEC-registered with $3.83B RAUM and 14 advisory reps. IAPD ↗foreign
70
CARRHAE CAPITAL (DIFC) LIMITED — (DUBAI, United Arab Emirates) is newly SEC-registered with $4.27B RAUM and 5 advisory reps. IAPD ↗foreign
68
VIOLA CREDIT PARTNERS MANAGEMENT L.P. — (TEL AVIV, Israel) is newly SEC-registered with $856.3M RAUM and 15 advisory reps. IAPD ↗foreign
68
HUNTERS MOON CAPITAL LLP — (LONDON, United Kingdom) is newly SEC-registered with $808.3M RAUM and 6 advisory reps. IAPD ↗foreign
68
KARMA CAPITAL ADVISORS PVT LTD. — (MUMBAI, MAHARASHTRA, India) is newly SEC-registered with $742.0M RAUM and 7 advisory reps. IAPD ↗foreign
68
SATIS WEALTH MANAGEMENT — (LONDON, United Kingdom) is newly SEC-registered with $586.2M RAUM and 9 advisory reps. IAPD ↗foreign
68
VERECAN CAPITAL MANAGEMENT INC. — (HALIFAX, Canada) is newly SEC-registered with $686.9M RAUM and 18 advisory reps. IAPD ↗foreign
65
65
65
65
ARETE WEALTH STRATEGISTS — (BRISBANE CITY, Australia) is newly SEC-registered with $113.5M RAUM and 2 advisory reps. IAPD ↗foreign
65
INVESTIRE LLC — (BUENOS AIRES, Argentina) is newly SEC-registered with $44.3M RAUM and 2 advisory reps. IAPD ↗foreign
65
WISE MONEY ISRAEL — (BINYAMINA, Israel) is newly SEC-registered with $72.4M RAUM and 2 advisory reps. IAPD ↗foreign
65
GREENSKEEPER ASSET MANAGEMENT INC. — (OAKVILLE, ONTARIO, Canada) is newly SEC-registered with $116.8M RAUM and 2 advisory reps. IAPD ↗foreign
65
ASESORDEINVERSIONES.COM LTD — (ROAD TOWN, TORTOLA, British Virgin Islands) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗foreign
65
HOVER4PI CAPITAL MANAGEMENT LIMITED — (HONG KONG, Hong Kong) is newly SEC-registered with $132.0M RAUM and 5 advisory reps. IAPD ↗foreign
65
SYGNUS CAPITAL LIMTED — (KINGSTON 5, Jamaica) is newly SEC-registered with $30.0M RAUM and 3 advisory reps. IAPD ↗foreign
65
KHAVEEN INVESTMENTS — (KUALA LUMPUR, WILAYAH PERSEKETUAN, Malaysia) is newly SEC-registered with $7.8M RAUM and 3 advisory reps. IAPD ↗foreign
65
ZENIT WEALTH ADVISORS, INC. — (PIANTINI, SANTO DOMINGO, Dominican Republic) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗foreign
65
TORMA CAPITAL LLP — (LONDON, LONDON, United Kingdom) is newly SEC-registered with $26.5M RAUM and 4 advisory reps. IAPD ↗foreign
65
ACASTA PARTNERS UK LLP — (LONDON, United Kingdom) is newly SEC-registered with $36.9M RAUM and 12 advisory reps. IAPD ↗foreign
65
65
MOSAIC CAPITAL INC. — (GEORGE TOWN, GRAND CAYMAN, Cayman Islands) is newly SEC-registered with $0 RAUM and 4 advisory reps. IAPD ↗foreign
65
JEFFERIES CREDIT PARTNERS EUROPE LIMITED — (LONDON, United Kingdom) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 8 advisory reps. IAPD ↗foreign
65
RISCURA SOLUTIONS (UK) LIMITED — (LONDON, United Kingdom) is newly SEC-registered with $0 RAUM and 3 advisory reps. IAPD ↗foreign
65
65
GEG ADVISORS — (BOGOTA, Colombia) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗foreign
65
CHANAKYA CAPITAL PARTNERS IFSC LLP — (GANDHINAGAR, GUJARAT, India) is newly SEC-registered with $27.1M RAUM and 3 advisory reps. IAPD ↗foreign
65
RUBEN CANO CONSULTING — (CALI, Colombia) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗foreign
65
GINSLER WEALTH MANAGEMENT INC. — (TORONTO, ONTARIO, Canada) is newly SEC-registered with $215.5M RAUM and 3 advisory reps. IAPD ↗foreign
65
VERECAN ASSET MANAGEMENT INC. — (HALIFAX, NOVA SCOTIA, Canada) is newly SEC-registered with $0 RAUM and 18 advisory reps. IAPD ↗foreign
65
RICHLINE CAPITAL MANAGEMENT INC. — (MARKHAM, ONTARIO, Canada) is newly SEC-registered with $19.1M RAUM and 3 advisory reps. IAPD ↗foreign
65
EBCO TRUSTEE SERVICES LTD LIAB. CO. — (CHIASSO, TICINO, Switzerland) is newly SEC-registered with $42.2M RAUM and 3 advisory reps. IAPD ↗foreign
65
SEVEN HILLS CAPITAL CORP. — (TORONTO, ONTARIO, Canada) is newly SEC-registered with $0 RAUM and 3 advisory reps. IAPD ↗foreign
65
HONESTLY FINANCIAL LLC — (VANCOUVER, BRITISH COLUMBIA, Canada) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗foreign
63
60
SEYMOUR ASSET MANAGEMENT LLC — crossed $500M in regulatory AUM ($382.2M -> $761.7M). IAPD ↗institutional
60
THEMES MANAGEMENT COMPANY LLC — crossed $500M in regulatory AUM ($58.4M -> $844.5M). IAPD ↗institutional
60
60
58
58
57
57
56
55
55
55
55
55
55
55
54
54
53
53
52
51
51
50
50
50
49
46
45
45
45
45
45
40
GOODREID INVESTMENT COUNSEL CORP. — crossed $500M in regulatory AUM ($458.4M -> $544.1M). IAPD ↗foreign
40
40
38
38
COOLABAH CAPITAL INSTITUTIONAL INVESTMENTS PTY LIMITED — reported RAUM up 44% ($6.80B -> $9.80B). IAPD ↗foreign
37
Free page: firm, event, phone, website. The paid feed adds every window as CSV, filters by state and AUM band, and alerts the day the roster drops. Data: SEC Form ADV monthly roster; confirm on IAPD before acting.