Portfolio / reporting / TAMP — May 2026
Portfolio accounting, reporting, rebalancing, and TAMPs (Orion, Black Diamond, Tamarac, SMArtX).
328 firms opened this window in the May 2026 SEC roster: 206 new registration, 54 aum up, 42 pending approved, 11 aum crossed 500m, 10 aum crossed 1b, 5 wrap program started.
100
MESON QUANTITATIVE MANAGEMENT LLC — (SAN FRANCISCO, CA) is newly SEC-registered with $1.09B RAUM and 11 advisory reps. IAPD ↗
98
MWA INVESTMENTS, LLC — (WHITE STONE, VA) is newly SEC-registered with $250.4M RAUM and 1 advisory reps. IAPD ↗
95
RJJ PASADENA SECURITIES, INC. — (HENDERSON, NV) is newly SEC-registered with $110.3M RAUM and 2 advisory reps. IAPD ↗
95
WORTH FINANCIAL GROUP INC. — (DALLAS, TX) is newly SEC-registered with $122.8M RAUM and 5 advisory reps. IAPD ↗
95
POTOMAC INVESTMENT COMPANY — (location n/a) is newly SEC-registered with $107.0M RAUM and 2 advisory reps. IAPD ↗
95
ALAMO CAPITAL — (WALNUT CREEK, CA) is newly SEC-registered with $103.6M RAUM and 2 advisory reps. IAPD ↗
95
ABENS FINANCIAL SERVICES INC — (EDINA, MN) is newly SEC-registered with $120.1M RAUM and 3 advisory reps. IAPD ↗
95
KINNAMON & ASSOCIATES LTD II — (BARRINGTON, IL) is newly SEC-registered with $117.6M RAUM and 2 advisory reps. IAPD ↗
95
JAFFE ASSET MANAGEMENT LLC — (BEVERLY HILLS, CA) is newly SEC-registered with $116.2M RAUM and 1 advisory reps. IAPD ↗
95
CFG WEALTH MANAGEMENT SERVICES INC — (INDIANAPOLIS, IN) is newly SEC-registered with $110.2M RAUM and 2 advisory reps. IAPD ↗
95
LEE-WAY FINANCIAL SERVICES, INC — (HATTIESBURG, MS) is newly SEC-registered with $132.1M RAUM and 1 advisory reps. IAPD ↗
95
PORTFOLIO ADVISORY GROUP, INC. — (ALEXANDRIA, VA) is newly SEC-registered with $115.8M RAUM and 2 advisory reps. IAPD ↗
95
HULSEY CAPITAL MANAGEMENT, INC. — (HEBER SPRINGS, AR) is newly SEC-registered with $113.2M RAUM and 1 advisory reps. IAPD ↗
95
WYNN CAPITAL MANAGEMENT, LLC — (SANTA CRUZ, CA) is newly SEC-registered with $102.0M RAUM and 2 advisory reps. IAPD ↗
95
ODA AND COMPANY, INC. — (MEDINA, OH) is newly SEC-registered with $125.6M RAUM and 1 advisory reps. IAPD ↗
95
SERA CAPITAL MANAGEMENT, LLC — (ANNAPOLIS, MD) is newly SEC-registered with $114.3M RAUM and 5 advisory reps. IAPD ↗
95
S.C. THOMAS & ASSOCIATES, CPA, LLC — (MEDINA, OH) is newly SEC-registered with $104.6M RAUM and 1 advisory reps. IAPD ↗
95
INTEGRATED INVESTMENT STRATEGIES,INC. — (CARMEL, IN) is newly SEC-registered with $104.5M RAUM and 3 advisory reps. IAPD ↗
95
PATHFINDER ADVISORY, INC. — (ROCKFORD, IL) is newly SEC-registered with $121.4M RAUM and 3 advisory reps. IAPD ↗
95
ROCKY HILL ADVISORS INC. — (PEABODY, MA) is newly SEC-registered with $102.4M RAUM and 1 advisory reps. IAPD ↗
95
RECHTER WEALTH MANAGEMENT, LLC — (location n/a) is newly SEC-registered with $133.5M RAUM and 2 advisory reps. IAPD ↗
95
CORNERSTONE FINANCIAL — (ATLANTA, GA) is newly SEC-registered with $118.0M RAUM and 3 advisory reps. IAPD ↗
95
BLUE GRANITE CAPITAL, LLC — (CHARLESTON, SC) is newly SEC-registered with $108.8M RAUM and 3 advisory reps. IAPD ↗
95
ALPHA FINANCIAL MANAGEMENT, INC. — (SAVANNAH, GA) is newly SEC-registered with $109.4M RAUM and 3 advisory reps. IAPD ↗
95
ASHWOOD ADVISORS — (MEDFIELD, MA) is newly SEC-registered with $126.9M RAUM and 2 advisory reps. IAPD ↗
95
FINANCIAL EMPOWERMENT LLC — (BURNSVILLE, MN) is newly SEC-registered with $126.4M RAUM and 2 advisory reps. IAPD ↗
95
RALL CAPITAL MANAGEMENT, INC. — (ROCKLEDGE, FL) is newly SEC-registered with $122.7M RAUM and 2 advisory reps. IAPD ↗
95
CHAPPELWOOD FINANCIAL SERVICES — (EDMOND, OK) is newly SEC-registered with $113.1M RAUM and 3 advisory reps. IAPD ↗
95
SALVINI FINANCIAL PLANNING — (location n/a) is newly SEC-registered with $116.2M RAUM and 1 advisory reps. IAPD ↗
95
FINANCIAL ACTION, INC. — (MONUMENT, CO) is newly SEC-registered with $100.3M RAUM and 4 advisory reps. IAPD ↗
95
WILLIAMS AND SCHILLER WEALTH MANAGEMENT, LLC — (SANDPOINT, ID) is newly SEC-registered with $120.7M RAUM and 2 advisory reps. IAPD ↗
95
SCHUYLKILL FINANCIAL, LLC — (WYOMISSING, PA) is newly SEC-registered with $123.6M RAUM and 2 advisory reps. IAPD ↗
95
PEGASUS FINANCIAL GROUP LLC — (CHANTILLY, VA) is newly SEC-registered with $122.3M RAUM and 3 advisory reps. IAPD ↗
95
PEBBLE VALLEY WEALTH MANAGEMENT — (WESTERN SPRINGS, IL) is newly SEC-registered with $129.5M RAUM and 2 advisory reps. IAPD ↗
95
AMERICAN WEALTH ADVISORS, LLC — (JOHNS CREEK, GA) is newly SEC-registered with $120.2M RAUM and 2 advisory reps. IAPD ↗
95
TRIAD INVESTMENT MANAGEMENT, LLC — (NEWPORT BEACH, CA) is newly SEC-registered with $119.5M RAUM and 2 advisory reps. IAPD ↗
95
MTR FINANCIAL SERVICES, LLC — (KINGWOOD, TX) is newly SEC-registered with $119.9M RAUM and 1 advisory reps. IAPD ↗
95
COMMENCEMENT FINANCIAL PLANNING LLC — (location n/a) is newly SEC-registered with $121.7M RAUM and 1 advisory reps. IAPD ↗
95
LINCOLN DOUGLAS INVESTMENTS, LLC — (MOUNT VERNON, OH) is newly SEC-registered with $130.5M RAUM and 8 advisory reps. IAPD ↗
95
TWEET MANAGEMENT SERVICES, INC. — (LA MESA, CA) is newly SEC-registered with $120.5M RAUM and 1 advisory reps. IAPD ↗
95
WAX ASSET MANAGEMENT LLC — (location n/a) is newly SEC-registered with $181.2M RAUM and 1 advisory reps. IAPD ↗
95
RYAN POAGE & CO. — (KANSAS CITY, MO) is newly SEC-registered with $114.2M RAUM and 3 advisory reps. IAPD ↗
95
SETARCOS WEALTH ADVISORS LLC — (PHILADELPHIA, PA) is newly SEC-registered with $111.7M RAUM and 2 advisory reps. IAPD ↗
95
GOLDBERG FINANCIAL ADVISORS, LLC — (EL SEGUNDO, CA) is newly SEC-registered with $120.3M RAUM and 1 advisory reps. IAPD ↗
95
COMPASS RETIREMENT, LLC — (location n/a) is newly SEC-registered with $105.1M RAUM and 1 advisory reps. IAPD ↗
95
MIDWEST FINANCIAL ASSOCIATES, INC. — (ROCKFORD, IL) is newly SEC-registered with $123.9M RAUM and 1 advisory reps. IAPD ↗
95
NOSURIS, INC. — (LYNBROOK, NY) is newly SEC-registered with $95.0M RAUM and 2 advisory reps. IAPD ↗
95
COGENT INDEPENDENT ADVISORS, INC. — (location n/a) is newly SEC-registered with $112.4M RAUM and 1 advisory reps. IAPD ↗
95
BEYOND WEALTH — (OVERLAND PARK, KS) is newly SEC-registered with $122.5M RAUM and 3 advisory reps. IAPD ↗
95
NPM CONSULTING, LLC — (location n/a) is newly SEC-registered with $116.1M RAUM and 1 advisory reps. IAPD ↗
95
GIRA & GIRA INVESTMENT ADVISORS LLC — (HARRISONBURG, VA) is newly SEC-registered with $121.4M RAUM and 2 advisory reps. IAPD ↗
95
LAMINAR WEALTH LLC — (CLAYTON, MO) is newly SEC-registered with $131.8M RAUM and 2 advisory reps. IAPD ↗
95
STREAMSONG ADVISORS, LLC — (GRAND RAPIDS, MI) is newly SEC-registered with $124.4M RAUM and 4 advisory reps. IAPD ↗
95
PRECEDENT FINANCIAL STRATEGIES — (INDIANAPOLIS, IN) is newly SEC-registered with $111.5M RAUM and 1 advisory reps. IAPD ↗
95
TEN PEAKS PARTNERS L.L.C. — (CLAYTON, MO) is newly SEC-registered with $108.6M RAUM and 1 advisory reps. IAPD ↗
95
MOSAIC FI LLC — (LINCOLNSHIRE, IL) is newly SEC-registered with $112.8M RAUM and 2 advisory reps. IAPD ↗
95
BOSTON PORTFOLIO ADVISERS — (BOSTON, MA) is newly SEC-registered with $121.5M RAUM and 2 advisory reps. IAPD ↗
95
LAUREATE WEALTH MANAGEMENT, LLC — (GLEN ELLYN, IL) is newly SEC-registered with $121.9M RAUM and 4 advisory reps. IAPD ↗
95
COX & COOK WEALTH ADVISORS — (DUBLIN, OH) is newly SEC-registered with $119.5M RAUM and 2 advisory reps. IAPD ↗
95
BALANCED WEALTH MANAGEMENT, LLC. — (EAST GREENWICH, RI) is newly SEC-registered with $102.0M RAUM and 2 advisory reps. IAPD ↗
95
WGS MANAGEMENT SERVICES, INC — (ROCHESTER, NY) is newly SEC-registered with $41.6M RAUM and 1 advisory reps. IAPD ↗
95
EDEN ADVISORY SERVICES, LLC — (ALBANY, NY) is newly SEC-registered with $27.8M RAUM and 2 advisory reps. IAPD ↗
95
LEACH, BICKMORE & WEISS WEALTH MANAGEMENT, LLC — (MADISON, WI) is newly SEC-registered with $115.3M RAUM and 1 advisory reps. IAPD ↗
95
EVIDENT FINANCIAL — (ERIE, PA) is newly SEC-registered with $149.7M RAUM and 3 advisory reps. IAPD ↗
95
VENTURE FORTH FINANCIAL — (location n/a) is newly SEC-registered with $105.0M RAUM and 1 advisory reps. IAPD ↗
95
PATHWAY WEALTH MANAGEMENT, LLC — (DALLAS, TX) is newly SEC-registered with $116.0M RAUM and 1 advisory reps. IAPD ↗
95
TRUE ABUNDANCE ADVISORS — (location n/a) is newly SEC-registered with $32.0M RAUM and 1 advisory reps. IAPD ↗
95
PALOMAR ADVISORS INC. — (location n/a) is newly SEC-registered with $101.3M RAUM and 2 advisory reps. IAPD ↗
95
MARIVA GLOBAL ASSET MANAGEMENT, LLC — (MIAMI, FL) is newly SEC-registered with $129.0M RAUM and 2 advisory reps. IAPD ↗
95
MILE WEALTH MANAGEMENT — (IRVINE, CA) is newly SEC-registered with $120.1M RAUM and 1 advisory reps. IAPD ↗
95
LEVENSON WEALTH LLC — (location n/a) is newly SEC-registered with $111.0M RAUM and 2 advisory reps. IAPD ↗
95
HUNT WEALTH MANAGEMENT — (CONCORD, CA) is newly SEC-registered with $110.0M RAUM and 2 advisory reps. IAPD ↗
95
SULLIVAN INVESTMENT MANAGEMENT LLC — (WISCONSIN RAPIDS, WI) is newly SEC-registered with $111.8M RAUM and 1 advisory reps. IAPD ↗
95
CRYSTAL COVE ASSET MANAGEMENT — (NEWPORT BEACH, CA) is newly SEC-registered with $135.2M RAUM and 2 advisory reps. IAPD ↗
95
RIHO PARTNERS, LLC — (location n/a) is newly SEC-registered with $182.2M RAUM and 1 advisory reps. IAPD ↗
95
URS ADVISORY — (JUPITER, FL) is newly SEC-registered with $158.8M RAUM and 2 advisory reps. IAPD ↗
95
TROTT BROOK FINANCIAL — (ANOKA, MN) is newly SEC-registered with $120.5M RAUM and 1 advisory reps. IAPD ↗
95
TITAN INVESTMENT MANAGEMENT LLC — (INDIANAPOLIS, IN) is newly SEC-registered with $123.9M RAUM and 4 advisory reps. IAPD ↗
95
MILBORN ADVISORS, LTD — (MILWAUKEE, WI) is newly SEC-registered with $107.7M RAUM and 2 advisory reps. IAPD ↗
95
LIFELONG WEALTH MANAGEMENT GROUP, LLC — (LAKE OSWEGO, OR) is newly SEC-registered with $121.7M RAUM and 2 advisory reps. IAPD ↗
95
SAN BLAS ADVISORY, INC. — (ATLANTA, GA) is newly SEC-registered with $218.9M RAUM and 9 advisory reps. IAPD ↗
95
O.F.O. PARTNERS, LLC — (HINGHAM, MA) is newly SEC-registered with $110.0M RAUM and 1 advisory reps. IAPD ↗
95
SETTIAN CAPITAL LP — (SAINT AUGUSTINE, FL) is newly SEC-registered with $156.5M RAUM and 1 advisory reps. IAPD ↗
95
STOIC POINT CAPITAL MANAGEMENT LLC — (PALO ALTO, CA) is newly SEC-registered with $119.5M RAUM and 2 advisory reps. IAPD ↗
95
WEBSTER STREET INVESTMENT ADVISORS LLC — (location n/a) is newly SEC-registered with $113.7M RAUM and 2 advisory reps. IAPD ↗
95
AJAX CAPITAL LLC — (location n/a) is newly SEC-registered with $114.6M RAUM and 1 advisory reps. IAPD ↗
95
MANA FINANCIAL LIFE DESIGN — (location n/a) is newly SEC-registered with $106.1M RAUM and 3 advisory reps. IAPD ↗
95
NOBLE WEALTH PARTNERS — (DENVER, CO) is newly SEC-registered with $118.5M RAUM and 2 advisory reps. IAPD ↗
95
SEQUENTIS CAPITAL LLC — (BOSTON, MA) is newly SEC-registered with $101.5M RAUM and 3 advisory reps. IAPD ↗
95
TRAILS EDGE WEALTH ADVISERS, LLC — (location n/a) is newly SEC-registered with $153.7M RAUM and 1 advisory reps. IAPD ↗
95
STERLING BRIDGE FINANCIAL GROUP LLC — (PALM HARBOR, FL) is newly SEC-registered with $131.1M RAUM and 4 advisory reps. IAPD ↗
95
MD WEALTH ADVISORS INC — (CRANFORD, NJ) is newly SEC-registered with $105.2M RAUM and 1 advisory reps. IAPD ↗
95
BURKE WEALTH MANAGEMENT, LLC — (HOUSTON, TX) is newly SEC-registered with $95.2M RAUM and 3 advisory reps. IAPD ↗
95
ADVOCACY FINANCIAL LLC — (COVINGTON, LA) is newly SEC-registered with $103.4M RAUM and 2 advisory reps. IAPD ↗
95
GENEROUSWEALTH, LLC — (SUMMERVILLE, SC) is newly SEC-registered with $110.4M RAUM and 2 advisory reps. IAPD ↗
95
ARK WEALTH ADVISORS, LLC — (YORBA LINDA, CA) is newly SEC-registered with $118.0M RAUM and 1 advisory reps. IAPD ↗
95
PARAGON INVESTING, LLC — (location n/a) is newly SEC-registered with $138.2M RAUM and 3 advisory reps. IAPD ↗
95
LARSON WILLIAMS WEALTH ADVISORS, LLC — (CEDAR CITY, UT) is newly SEC-registered with $140.0M RAUM and 2 advisory reps. IAPD ↗
95
SOUTH SHORE INVESTMENT SERVICES LLC — (NORWELL, MA) is newly SEC-registered with $117.9M RAUM and 2 advisory reps. IAPD ↗
95
THINK DIFFERENT FINANCIAL PLANNING — (location n/a) is newly SEC-registered with $141.5M RAUM and 1 advisory reps. IAPD ↗
95
SOLYCO WEALTH LLC — (BIRMINGHAM, MI) is newly SEC-registered with $116.2M RAUM and 5 advisory reps. IAPD ↗
95
BRANDON HILL WEALTH MANAGEMENT, LLC — (location n/a) is newly SEC-registered with $48.4M RAUM and 1 advisory reps. IAPD ↗
95
RETIRE READY WEALTH MANAGEMENT — (RADNOR, PA) is newly SEC-registered with $100.1M RAUM and 1 advisory reps. IAPD ↗
95
PEAK FINANCIAL PLANNING — (CANOGA PARK, CA) is newly SEC-registered with $93.0M RAUM and 4 advisory reps. IAPD ↗
95
WHITE OAK WEALTH PARTNERS — (RALEIGH, NC) is newly SEC-registered with $110.5M RAUM and 1 advisory reps. IAPD ↗
95
VIRTUS FINANCIAL GROUP — (OLIVETTE, MO) is newly SEC-registered with $119.4M RAUM and 5 advisory reps. IAPD ↗
95
BENSON WEALTH MANAGEMENT, INC. — (location n/a) is newly SEC-registered with $116.0M RAUM and 2 advisory reps. IAPD ↗
95
WHARTON WEALTH PLANNING, LLC — (NEW YORK, NY) is newly SEC-registered with $30.7M RAUM and 1 advisory reps. IAPD ↗
95
WINCHESTER ASSET MANAGEMENT, LLC — (CHICAGO, IL) is newly SEC-registered with $154.0M RAUM and 2 advisory reps. IAPD ↗
95
BRIGHT LAKE WEALTH MANAGEMENT, LLC — (ROSEVILLE, CA) is newly SEC-registered with $103.6M RAUM and 4 advisory reps. IAPD ↗
95
FINANCES FOR REAL LIFE — (LOMPOC, CA) is newly SEC-registered with $108.6M RAUM and 2 advisory reps. IAPD ↗
95
ACCESS CAPITAL, LLC — (WICHITA, KS) is newly SEC-registered with $105.6M RAUM and 1 advisory reps. IAPD ↗
95
TOTAL WEALTH SOLUTIONS — (LOS ALTOS, CA) is newly SEC-registered with $148.0M RAUM and 1 advisory reps. IAPD ↗
95
MENDOZA PRIVATE WEALTH — (MIAMI, FL) is newly SEC-registered with $101.4M RAUM and 1 advisory reps. IAPD ↗
95
PORT CAPITAL MANAGEMENT — (MASSAPEQUA, NY) is newly SEC-registered with $29.8M RAUM and 1 advisory reps. IAPD ↗
95
QUANTITATIVE FINANCIAL STRATEGIES — (location n/a) is newly SEC-registered with $156.2M RAUM and 2 advisory reps. IAPD ↗
95
K2 WEALTH MANAGEMENT LLC — (CHICAGO, IL) is newly SEC-registered with $120.0M RAUM and 3 advisory reps. IAPD ↗
95
IKALON ADVISORS LLC — (MIAMI, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
MGFS PRIVATE WEALTH, LLC — (location n/a) is newly SEC-registered with $116.7M RAUM and 2 advisory reps. IAPD ↗
95
SPRINGLAKE FINANCIAL PARTNERS — (location n/a) is newly SEC-registered with $104.8M RAUM and 2 advisory reps. IAPD ↗
95
WHEALTHY EMPOWERMENT NETWORK — (location n/a) is newly SEC-registered with $107.8M RAUM and 2 advisory reps. IAPD ↗
95
VIP WEALTH ADVISORS — (DECATUR, GA) is newly SEC-registered with $126.1M RAUM and 1 advisory reps. IAPD ↗
95
US FINANCIAL PLANNERS, LLC — (ASHEVILLE, NC) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 7 advisory reps. IAPD ↗
95
NEXTMOVE CAPITAL INC. — (location n/a) is newly SEC-registered with $190 RAUM and 1 advisory reps. IAPD ↗
95
KEYSTONE BITCOIN — (PITTSBURGH, PA) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗
95
VOSS WEALTH MANAGEMENT — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
SAVILE PRIVATE WEALTH LLC — (SHERIDAN, WY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
SAGEWOOD CAPITAL MANAGEMENT LLC — (NEW YORK, NY) is newly SEC-registered with $0 RAUM and 3 advisory reps. IAPD ↗
95
R.I.T. WEALTH ADVISORS — (SAN LUIS OBISPO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
ARKA CAPITAL A.M. LTD — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
OXFORD HARRIMAN PRIVATE WEALTH MANAGEMENT — (INDIANAPOLIS, IN) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
CULTIVATE WEALTH PARTNERS — (BROOMFIELD, CO) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
DOW FAMILY OFFICE ADVISORY, LLC — (LAKEWOOD RANCH, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
JQL WEALTH — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
BODEN WEALTH — (LEMOYNE, PA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 8 advisory reps. IAPD ↗
95
LAS OLAS CAPITAL WEALTH LLC — (FORT LAUDERDALE, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗
95
SOONER PRIVATE FINANCIAL LLC — (SALEM, NH) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
REA FINANCIAL — (ORLANDO, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
TELOS PARTNERS LLC — (AVON, CT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
TAO PRIVATE WEALTH, LLC — (TULSA, OK) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
MEADOWCREST WEALTH MANAGEMENT — (HOUSTON, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
95
GREG JENNINGS, LLC — (DEWITT, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
AMALTASH ADVISORS — (location n/a) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
95
JM FINANCIAL PRIVATE WEALTH, INC. — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
LIONHUNTER CAPITAL MANAGEMENT LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
SAHARA INVESTMENT GROUP — (LAS VEGAS, NV) is newly SEC-registered (provisional 120-day approval) with $52.6M RAUM and 5 advisory reps. IAPD ↗
95
FAIRLEAD STRATEGIES LLC — (GREENWICH, CT) is newly SEC-registered with $0 RAUM and 3 advisory reps. IAPD ↗
95
CAMBIER CAPITAL, LLC — (NAPLES, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
95
FACTORPOINT PLANNING, LLC — (PITTSFORD, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
FACTORY CAPITAL — (LOS ANGELES, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
95
HYCO RIVER INVESTMENTS, INCORPORATED — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
PRAIRIE VIEW WEALTH PARTNERS LLC — (SIOUX FALLS, SD) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
STONE OAK CAPITAL LLC — (ROCHESTER, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
UPSTATE ADVISERS INC — (PITTSFORD, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
GIBERT WEALTH MANAGEMENT — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
QUEEQUEG & MUNGER, LLC — (FESTUS, MO) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
QUEST WEALTH SOLUTIONS, INC. — (MANSFIELD, OH) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
ADAMS ADVISORY SERVICES, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
85
CAPITAL INVESTMENT COUNSEL INC — crossed $1B in regulatory AUM ($889.4M -> $1.02B). IAPD ↗
85
WILLIAM MACK & ASSOCIATES INC — crossed $1B in regulatory AUM ($820.4M -> $1.03B). IAPD ↗
85
JOHN MOORE & ASSOCIATES INC — crossed $1B in regulatory AUM ($970.2M -> $1.03B). IAPD ↗
85
ARQ WEALTH ADVISORS, LLC — crossed $1B in regulatory AUM ($844.3M -> $1.11B). IAPD ↗
85
SEQUENT ASSET MANAGEMENT, LLC — crossed $1B in regulatory AUM ($972.7M -> $1.06B). IAPD ↗
85
ENCLAVE ADVISORS, LLC — crossed $1B in regulatory AUM ($983.1M -> $1.10B). IAPD ↗
75
HOBE MOUNTAIN CAPITAL MANAGEMENT LLC — 's provisional registration is now fully approved. IAPD ↗
73
STONECREST ADVISORS, INC. — reported RAUM up 157% ($155.3M -> $398.8M). IAPD ↗
73
SGL FINANCIAL, LLC — reported RAUM up 96% ($211.8M -> $416.0M). IAPD ↗
73
BESPOKE ADVISORY — reported RAUM up 171% ($105.0M -> $284.0M). IAPD ↗
73
INNOVATIVE PRIVATE WEALTH MANAGEMENT INC. — reported RAUM up 210% ($118.3M -> $367.0M). IAPD ↗
73
SAND CREEK CAPITAL, LLC — reported RAUM up 105% ($229.8M -> $471.2M). IAPD ↗
73
ECHELON GROUP — reported RAUM up 160% ($102.1M -> $265.2M). IAPD ↗
73
ARSENAL CAPITAL ADVISORS LLC — 's provisional registration is now fully approved. IAPD ↗
73
AHAKISTA CAPITAL LLC — 's provisional registration is now fully approved. IAPD ↗
73
STOREN FINANCIAL — 's provisional registration is now fully approved. IAPD ↗
73
STONEBRIDGE FINANCIAL GROUP — 's provisional registration is now fully approved. IAPD ↗
73
REVEL WEALTH MANAGEMENT — 's provisional registration is now fully approved. IAPD ↗
70
BOLTWOOD CAPITAL MANAGEMENT — crossed $500M in regulatory AUM ($380.6M -> $502.5M). IAPD ↗
70
MINDFUL ASSET PLANNING — crossed $500M in regulatory AUM ($452.0M -> $529.5M). IAPD ↗
70
VALUEWORKS, LLC — crossed $500M in regulatory AUM ($429.4M -> $577.3M). IAPD ↗
70
THE ENTERPRISE INVESTMENT COMPANY — crossed $500M in regulatory AUM ($479.6M -> $607.1M). IAPD ↗
70
TOLSMA INVESTMENTS, LLC — crossed $500M in regulatory AUM ($410.9M -> $552.7M). IAPD ↗
70
PENSION & WEALTH MANAGEMENT ADVISORS — crossed $500M in regulatory AUM ($452.2M -> $529.8M). IAPD ↗
70
PUBLIC EQUITY PARTNERS — reported RAUM up 419% ($36.0M -> $187.0M). IAPD ↗
70
ATCAP PARTNERS, LLC — reported RAUM up 211% ($62.8M -> $195.5M). IAPD ↗
70
BLUEPRINT INVESTMENT PARTNERS LLC — reported RAUM up 52% ($1.23B -> $1.87B). IAPD ↗
70
CYGNUS CAPITAL ADVISORS, LLC — reported RAUM up 128% ($100.8M -> $229.7M). IAPD ↗
70
LINCOLN PARK CAPITAL LLC — reported RAUM up 104% ($22.1M -> $45.1M). IAPD ↗
70
COLUCCI WEALTH MANAGEMENT LLC — reported RAUM up 223% ($25.0M -> $80.8M). IAPD ↗
70
FIDUCIARY CAPITAL MANAGEMENT LLC — reported RAUM up 2848937% ($5,000 -> $142.5M). IAPD ↗
70
CLOUT CAPITAL — 's provisional registration is now fully approved. IAPD ↗
70
LINCOLN PARK CAPITAL LLC — 's provisional registration is now fully approved. IAPD ↗
70
IGW ADVISORY INVESTMENT MANAGEMENT LLC — 's provisional registration is now fully approved. IAPD ↗
70
INGOT FINANCE — 's provisional registration is now fully approved. IAPD ↗
70
SIMCO FINANCIAL — 's provisional registration is now fully approved. IAPD ↗
70
RISE NORTH CAPITAL INVESTMENT ADVISORS — 's provisional registration is now fully approved. IAPD ↗
70
SAUL WEALTH ADVISORS, LLC — 's provisional registration is now fully approved. IAPD ↗
70
LEO WEALTH MANAGEMENT, LLC — 's provisional registration is now fully approved. IAPD ↗
70
SAVILE CAPITAL MANAGEMENT LLC — 's provisional registration is now fully approved. IAPD ↗
70
COLAB CAPITAL — 's provisional registration is now fully approved. IAPD ↗
70
MANHATTAN WEALTH MANAGEMENT GROUP — 's provisional registration is now fully approved. IAPD ↗
70
R2 WEALTH MANAGEMENT PARTNERS — 's provisional registration is now fully approved. IAPD ↗
70
YOUR IA, LLC — 's provisional registration is now fully approved. IAPD ↗
70
MARY & PIP — 's provisional registration is now fully approved. IAPD ↗
70
BRIGHT ADVISORS — 's provisional registration is now fully approved. IAPD ↗
70
PULLIAM FAMILY OFFICE, LLC — 's provisional registration is now fully approved. IAPD ↗
70
IMPERITY WEALTH ALLIANCE LLC — 's provisional registration is now fully approved. IAPD ↗
70
MFT WEALTH MANAGEMENT — 's provisional registration is now fully approved. IAPD ↗
70
TECTONIC CAPITAL ADVISORS, LLC — 's provisional registration is now fully approved. IAPD ↗
70
L&S PRIVATE WEALTH, LLC — 's provisional registration is now fully approved. IAPD ↗
70
PIEDMONT WEALTH MANAGEMENT — 's provisional registration is now fully approved. IAPD ↗
67
TEEWINOT CAPITAL ADVISERS, L.L.C. — reported RAUM up 35% ($1.19B -> $1.61B). IAPD ↗
67
WEST RIDGE ADVISORS — reported RAUM up 48% ($268.1M -> $396.0M). IAPD ↗
66
SAVANT WEALTH MANAGEMENT — reported RAUM up 30% ($38.13B -> $49.57B). IAPD ↗
66
ELEVATION POINT WEALTH PARTNERS, LLC — reported RAUM up 32% ($6.30B -> $8.29B). IAPD ↗
66
FAITH INVESTOR SERVICES — reported RAUM up 42% ($196.8M -> $279.7M). IAPD ↗
65
NEWPORT WEALTH ADVISORS, INC. — reported RAUM up 36% ($193.3M -> $262.6M). IAPD ↗
65
GAME CREEK CAPITAL, LP — reported RAUM up 37% ($240.5M -> $329.0M). IAPD ↗
65
CALYDON CAPITAL, LLC — reported RAUM up 25% ($2.86B -> $3.58B). IAPD ↗
65
WEALTHSPIRE ADVISORS — began participating in a wrap-fee program. IAPD ↗
64
GRANITE CAPITAL — reported RAUM up 32% ($238.1M -> $314.6M). IAPD ↗
63
INVESTOLOGY INC. — reported RAUM up 25% ($200.0M -> $250.0M). IAPD ↗
63
HACKMAN FINANCIAL GROUP — reported RAUM up 27% ($336.5M -> $426.7M). IAPD ↗
63
THE FAUSER GROUP, LLC — reported RAUM up 26% ($250.0M -> $314.5M). IAPD ↗
63
CAPITAL INVESTMENT ADVISORS — began participating in a wrap-fee program. IAPD ↗
63
ALMANACK INVESTMENT PARTNERS — began participating in a wrap-fee program. IAPD ↗
62
CAPITAL INSIGHTS GROUP OF WNY, LLC. — reported RAUM up 37% ($42.7M -> $58.6M). IAPD ↗
62
PRATTES WEALTH PARTNERS — reported RAUM up 35% ($180.3M -> $243.6M). IAPD ↗
62
STONEBRIAR WEALTH, LLC — reported RAUM up 39% ($100.0M -> $139.0M). IAPD ↗
61
WJ FINANCIAL ADVISORS, LLC — reported RAUM up 31% ($154.9M -> $203.4M). IAPD ↗
60
RCN WEALTH ADVISORS, INC. — reported RAUM up 28% ($58.4M -> $74.5M). IAPD ↗
60
UNEST ADVISERS, LLC — reported RAUM up 28% ($35.7M -> $45.6M). IAPD ↗
60
WILLOW PARTNER ADVISORS, LLC — began participating in a wrap-fee program. IAPD ↗
60
IMPERITY WEALTH ALLIANCE LLC — began participating in a wrap-fee program. IAPD ↗
85
FULCRUM EQUITY PARTNERS, INC. — (ATLANTA, GA) is newly SEC-registered with $1.16B RAUM and 16 advisory reps. IAPD ↗fund
85
EVERKEY FINANCIAL LLC — (KATY, TX) is newly SEC-registered with $10.6M RAUM and 1 advisory reps. IAPD ↗institutional
85
PLH FAMILY OFFICE, LLC — (GARDEN CITY, NY) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
FAMILY OFFICE INVESTMENT ADVISORY LLC — (SCOTTSDALE, AZ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional
85
85
GCM GROSVENOR WEALTH L.P. — (CHICAGO, IL) is newly SEC-registered with $0 RAUM and 166 advisory reps. IAPD ↗institutional
85
GUGGENHEIM ASSET-BACKED FINANCE COMPANY, LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 0 advisory reps. IAPD ↗institutional
85
WORTH CHARTING LLC — (NEW YORK, NY) is newly SEC-registered with $2.5M RAUM and 2 advisory reps. IAPD ↗institutional
85
FOURNORTH CAPITAL LLC — (WEST CONSHOHOCKEN, PA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
GLD ADVISORS, LLC — (MIAMI BEACH, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
COOLABAH INVESTMENT MANAGEMENT (USA) INC — (MIAMI, FL) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
HARBOURVEST REGISTERED ADVISERS II — (BOSTON, MA) is newly SEC-registered with $0 RAUM and 296 advisory reps. IAPD ↗institutional
85
VANGUARD ALTERNATIVE ASSETS ADVISER, LLC — (MALVERN, PA) is newly SEC-registered with $0 RAUM and 25 advisory reps. IAPD ↗institutional
85
SKYLAR CAPITAL MANAGEMENT LP — (HOUSTON, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
WILLIAM RAVEIS - MORAN WEALTH MANAGEMENT, LLC — (NAPLES, FL) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
BANCREEK CAPITAL STRATEGIES, LLC — (SANTA MONICA, CA) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
DX ADVISORS LLC — (LAS VEGAS, NV) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗institutional
83
OCA VENTURES, LLC — (CHICAGO, IL) is newly SEC-registered with $316.4M RAUM and 15 advisory reps. IAPD ↗fund
83
SCIENS WATER — (NEW YORK, NY) is newly SEC-registered with $743.5M RAUM and 9 advisory reps. IAPD ↗fund
83
THE O.H.I.O. FUND — (CLEVELAND, OH) is newly SEC-registered with $474.6M RAUM and 4 advisory reps. IAPD ↗fund
83
LEGEIS CAPITAL ADVISORS, LLC — (GREAT NECK, NY) is newly SEC-registered with $497.4M RAUM and 1 advisory reps. IAPD ↗fund
83
VRM PENZINI CAPITAL L.L.C. — (SAN JUAN, PR) is newly SEC-registered with $269.2M RAUM and 3 advisory reps. IAPD ↗fund
83
ERA GLOBAL TECHNOLOGIES — (NEW YORK, NY) is newly SEC-registered with $259.9M RAUM and 2 advisory reps. IAPD ↗fund
83
MAGARIAN CAPITAL MANAGEMENT, LLC — (SAN ANTONIO, TX) is newly SEC-registered with $259.7M RAUM and 1 advisory reps. IAPD ↗fund
80
WEBER CAPITAL MANAGEMENT LLC — (location n/a) is newly SEC-registered with $120.2M RAUM and 1 advisory reps. IAPD ↗fund
80
GLC INVESTMENT ADVISORS, LLC — (location n/a) is newly SEC-registered with $245.9M RAUM and 1 advisory reps. IAPD ↗fund
80
MAP FUNDS MANAGEMENT, LLC — (MARBLEHEAD, MA) is newly SEC-registered with $25.8M RAUM and 1 advisory reps. IAPD ↗fund
80
KITTYHAWK VENTURES, LLC — (LOS ANGELES, CA) is newly SEC-registered with $184.0M RAUM and 1 advisory reps. IAPD ↗fund
80
ROPPEL CAPITAL MANAGEMENT LLC — (PARK RIDGE, IL) is newly SEC-registered with $231.5M RAUM and 2 advisory reps. IAPD ↗fund
80
IG BETTER FUTURE MANAGEMENT, LLC — (MENLO PARK, CA) is newly SEC-registered with $128.3M RAUM and 4 advisory reps. IAPD ↗fund
80
GRAPHENE CAPITAL MANAGEMENT LP — (NEW YORK, NY) is newly SEC-registered with $238.1M RAUM and 9 advisory reps. IAPD ↗fund
80
FLATIRON FUND MANAGEMENT LP — (WEST PALM BEACH, FL) is newly SEC-registered (provisional 120-day approval) with $27.3M RAUM and 2 advisory reps. IAPD ↗fund
80
CHANGE FORCES — (PORTOLA VALLEY, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗fund
80
ACCESS REAL ESTATE, LLC — (LOUISVILLE, KY) is newly SEC-registered with $63.4M RAUM and 1 advisory reps. IAPD ↗fund
80
ARÈNE CAPITAL MANAGEMENT LP — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $13.0M RAUM and 4 advisory reps. IAPD ↗fund
80
SOUTHPAW CP MANAGER LP — (DALLAS, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗fund
80
MBX INVESTORS LLC — (FARMINGTON HILLS, MI) is newly SEC-registered with $224.6M RAUM and 2 advisory reps. IAPD ↗fund
80
A.G.P. ASSET MANAGEMENT LLC — (NEW YORK, NY) is newly SEC-registered with $144.5M RAUM and 2 advisory reps. IAPD ↗fund
80
CALLODINE STRATEGIC CREDIT FUND III MANAGEMENT, LLC — (ATLANTA, GA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗fund
80
DS2 CAPITAL LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗fund
80
ACCUMULATOR OPERATIONS LLC — (CORAL GABLES, FL) is newly SEC-registered with $148.4M RAUM and 8 advisory reps. IAPD ↗fund
80
CLEVELAND CAPITAL MANAGEMENT, L.L.C. — (ROCKY RIVER, OH) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗fund
75
75
70
68
EDGEWORTH CAPITAL PTY LTD — (BONDI JUNCTION, NEW SOUTH WALES, Australia) is newly SEC-registered with $330.9M RAUM and 2 advisory reps. IAPD ↗foreign
68
TIMEFOLIO ASSET MANAGEMENT SINGAPORE PTE. LTD. — (SINGAPORE, SINGAPORE, Singapore) is newly SEC-registered with $965.9M RAUM and 5 advisory reps. IAPD ↗foreign
65
CERITY PARTNERS RETIREMENT PLAN CONSULTANTS — reported RAUM up 93% ($20.82B -> $40.25B). IAPD ↗institutional
65
ARTHSCIENCE CAPITAL — (MUMBAI, MAHARASHTRA, India) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗foreign
65
ALERA MANAGEMENT PARTNERS — (BUENOS AIRES, Argentina) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗foreign
63
60
60
ADVISORENGINE PORTFOLIO SOLUTIONS INC. — reported RAUM up 195% ($35.0M -> $103.4M). IAPD ↗institutional
60
60
60
60
HURRICANE ADVISOR SOLUTIONS — 's provisional registration is now fully approved. IAPD ↗institutional
60
60
58
58
58
58
57
55
SCHRODER WEALTH MANAGEMENT (US) LIMITED — crossed $1B in regulatory AUM ($922.4M -> $1.40B). IAPD ↗foreign
55
55
55
55
55
55
55
54
GOLDENTREE ASSET MANAGEMENT CREDIT ADVISOR LLC — reported RAUM up 34% ($237.5M -> $318.5M). IAPD ↗institutional
53
51
51
50
45
45
45
44
40
36
36
35
35
BOSERA ASSET MANAGEMENT (INTERNATIONAL) CO., LIMITED — reported RAUM up 27% ($13.60B -> $17.26B). IAPD ↗foreign
Free page: firm, event, phone, website. The paid feed adds every window as CSV, filters by state and AUM band, and alerts the day the roster drops. Data: SEC Form ADV monthly roster; confirm on IAPD before acting.