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Portfolio / reporting / TAMP — February 2024

Portfolio accounting, reporting, rebalancing, and TAMPs (Orion, Black Diamond, Tamarac, SMArtX).

329 firms opened this window in the February 2024 SEC roster: 132 aum up, 92 new registration, 54 pending approved, 34 aum crossed 500m, 15 aum crossed 1b, 1 acquisition, 1 wrap program started.

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98
NORTHSTAR FIDUCIARY PARTNERS, LLC — (location n/a) is newly SEC-registered with $451.7M RAUM and 3 advisory reps. IAPD ↗
$451.7M RAUM · 3 reps · 216-409-5496 · nsfpllc.com
98
FC WEALTH SOLUTIONS LLC — (WESTERVILLE, OH) is newly SEC-registered with $326.0M RAUM and 3 advisory reps. IAPD ↗
$326.0M RAUM · 3 reps · (614) 212-1015
95
CANNELL & SPEARS LLC — filed an Item 4A succession naming CANNELL & CO. (CRD 106326) — one firm absorbed the other. IAPD ↗
$5.86B RAUM · 19 reps · 212-752-5255 · thebeehivefund.com
95
THE FOUNDRY FINANCIAL GROUP, INC. — (LACONIA, NH) is newly SEC-registered with $198.8M RAUM and 8 advisory reps. IAPD ↗
$198.8M RAUM · 8 reps · 603-528-5171
95
SEVEN HILLS FINANCIAL, LLC — (TALLAHASSEE, FL) is newly SEC-registered with $109.2M RAUM and 4 advisory reps. IAPD ↗
$109.2M RAUM · 4 reps · 850-219-6699
95
EMBARK WEALTH MANAGEMENT, LLC — (TEMPE, AZ) is newly SEC-registered with $38.8M RAUM and 3 advisory reps. IAPD ↗
$38.8M RAUM · 3 reps · (888) 433-8881 · embarkwealth.com
95
STASH WEALTH, LLC — (NEW YORK, NY) is newly SEC-registered with $39.5M RAUM and 3 advisory reps. IAPD ↗
$39.5M RAUM · 3 reps · 212-913-9904 · stashwealth.com
95
CFG RETIREMENT — (EDINA, MN) is newly SEC-registered with $100.8M RAUM and 3 advisory reps. IAPD ↗
$100.8M RAUM · 3 reps · 952-657-7470
95
ANGELUS INVESTMENT CONSULTING, INC. — (CORAL GABLES, FL) is newly SEC-registered with $179.7M RAUM and 2 advisory reps. IAPD ↗
$179.7M RAUM · 2 reps · 305-928-1551 · angelusinvestment.com
95
FOUR FINANCIAL MANAGEMENT — (ANN ARBOR, MI) is newly SEC-registered with $114.6M RAUM and 6 advisory reps. IAPD ↗
$114.6M RAUM · 6 reps · 734-272-4322
95
COLARION — (BIRMINGHAM, AL) is newly SEC-registered with $125.9M RAUM and 4 advisory reps. IAPD ↗
$125.9M RAUM · 4 reps · 205 410 9443 · colarionpartners.com
95
ADVANCED PORTFOLIO STRATEGIES — (TORRANCE, CA) is newly SEC-registered with $118.2M RAUM and 4 advisory reps. IAPD ↗
$118.2M RAUM · 4 reps · (310) 776-5948
95
MILLENNIAL WEALTH — (location n/a) is newly SEC-registered with $145.6M RAUM and 3 advisory reps. IAPD ↗
$145.6M RAUM · 3 reps · (206) 207-8426
95
REVOLUTION CAPITAL, LLC — (OMAHA, NE) is newly SEC-registered with $136.7M RAUM and 3 advisory reps. IAPD ↗
$136.7M RAUM · 3 reps · 402-933-3371 · revgroupllc.com
95
ECIO, INC. — (MADISON, WI) is newly SEC-registered with $131.1M RAUM and 4 advisory reps. IAPD ↗
$131.1M RAUM · 4 reps · 608-535-8317 · getecio.com
95
BROADWEALTH LLC — (location n/a) is newly SEC-registered with $123.4M RAUM and 1 advisory reps. IAPD ↗
$123.4M RAUM · 1 reps · 617-549-1990 · broadwealthllc.com
95
FORT STREET ASSET MANAGEMENT LLC — (HONOLULU, HI) is newly SEC-registered with $126.0M RAUM and 2 advisory reps. IAPD ↗
$126.0M RAUM · 2 reps · 808-265-1000 · fortstreetam.com
95
ATTESSA CAPITAL LLC — (TUCSON, AZ) is newly SEC-registered with $108.3M RAUM and 8 advisory reps. IAPD ↗
$108.3M RAUM · 8 reps · 520-600-3064 · attessacapital.com
95
U.S. CHERRY LLC — (ST. PETERSBURG, FL) is newly SEC-registered with $5.2M RAUM and 2 advisory reps. IAPD ↗
$5.2M RAUM · 2 reps · 3053395318
95
KELSEY FINANCIAL, LLC — (MOORPARK, CA) is newly SEC-registered with $124.6M RAUM and 7 advisory reps. IAPD ↗
$124.6M RAUM · 7 reps · 833-453-5739 · kelseyfinancial.net
95
STRADA FINANCIAL GROUP LLC — (FAIRVIEW, OR) is newly SEC-registered with $107.9M RAUM and 1 advisory reps. IAPD ↗
$107.9M RAUM · 1 reps · 503-667-5355
95
PINE HARBOR WEALTH MANAGEMENT LLC — (SILVER SPRING, MD) is newly SEC-registered with $158.7M RAUM and 2 advisory reps. IAPD ↗
$158.7M RAUM · 2 reps · 240-200-4950
95
FRANKLY FINANCES — (location n/a) is newly SEC-registered with $124.9M RAUM and 1 advisory reps. IAPD ↗
$124.9M RAUM · 1 reps · 786-897-5035 · franklyfinances.com
95
CYGNUS CAPITAL ADVISERS, LLC — (ATLANTA, GA) is newly SEC-registered with $47.5M RAUM and 2 advisory reps. IAPD ↗
$47.5M RAUM · 2 reps · 404-443-4762 · cygnuscapital.com
95
MARIDEA WEALTH MANAGEMENT — (BROOKLYN, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 269-598-0939
95
HYJC CAPITAL OF WNY — (LAKEVILLE, NY) is newly SEC-registered with $41.7M RAUM and 2 advisory reps. IAPD ↗
$41.7M RAUM · 2 reps · 585-261-4435 · hywealthmanagement.com
95
ALPHA-LAB ASSET MANAGEMENT INC. — (location n/a) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 514-548-3456
95
PERIDOT INVESTMENT RESEARCH INC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · (480) 665-7706 · peridotfunds.com
95
INTER&CO US ADVISORS LLC — (MIAMI, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗
$0 RAUM · 6 reps · 888-305-7264 · inter.co
95
LOCKWOOD WEALTH STRATEGIES, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · (346) 487-8700 · lockwoodws.com
95
ROI ADVISORY — (SAN FRANCISCO, CA) is newly SEC-registered with $0 RAUM and 4 advisory reps. IAPD ↗
$0 RAUM · 4 reps · 415-294-0545 · getroi.app
95
MINDORO CAPITAL PARTNERS LLC — (BOSTON, MA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · (617) 214-2313 · mindoro.com
95
TRANEL INTELLIGENT INVESTING, LLC — (LIBERTYVILLE, IL) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 847-680-9073 · tranelintelligentinvesting.com
95
EDLY ADVISORS — (NEW YORK, NY) is newly SEC-registered with $39.0M RAUM and 3 advisory reps. IAPD ↗
$39.0M RAUM · 3 reps · (914) 775-8299
95
OFF-ZERO FINANCIAL, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 512-956-7270 · offzerofinancial.com
95
INDEPENDENT WEALTH ADVISORS, LLC — (CARY, NC) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · 919-749-7596
95
STEADMONT ADVISORS, LLC — (VESTAVIA HILLS, AL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
$0 RAUM · 4 reps · (205) 721-7005
95
SEVENTWO, LLC — (GREENWOOD VILLAGE, CO) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · (617) 800-0388
95
CORAL REEF ADVISORS LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 312-218-7031
95
GREYKASELL WEALTH STRATEGIES, INC. — (DANVILLE, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · 925-263-9275 · greykasell.com
95
POTENTIA WEALTH — (SAN JOSE, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗
$0 RAUM · 5 reps · 408-288-7886
95
FORZA INVESTMENT GROUP, LP — (SUMMIT, NJ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗
$0 RAUM · 6 reps · 973-315-5394
95
POMONA WEALTH MANAGEMENT, LLC — (RICHLAND, WA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 509-643-6028 · pomonawm.com
95
FINVEST — (SAN FRANCISCO, CA) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 607-216-5443 · getfinvest.com
95
NOLET WEALTH MANAGEMENT, LLC — (FORT WORTH, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 817-350-4342
95
INVESTING ONLINE LLC — (SANTA MONICA, CA) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 310-818-3740 · investing-online.com
95
EMBARCADERO CAPITAL ADVISORS — (LAGUNA HILLS, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 949-371-9796 · embarcaderocapitaladvisors.com
95
SOLOMON CAPITAL PARTNERS LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 248-875-5700
95
SOLIST WEALTH MANAGEMENT — (TAMPA, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 813-493-3833 · solistfinancial.com
95
TIEMPO CAPITAL PARTNERS — (MIAMI, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 954-849-3099
95
MARINER WEALTH ADVISORS — (OVERLAND PARK, KS) is newly SEC-registered with $0 RAUM and 0 advisory reps. IAPD ↗
$0 RAUM · 0 reps · 913-904-5700 · marinerwealthadvisors.com
95
SOVRAN ADVISORS, LLC — (LA MESA, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 619-246-1172
95
WELCH FINANCIAL PLANNING, LLC — (BOULDER, CO) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 303-939-8766
95
FG ADVISORY SERVICES, LLC. — (BRIARCLIFF MANOR, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 0 advisory reps. IAPD ↗
$0 RAUM · 0 reps · 646-609-2225 EXT. 6
95
HAAS FINANCIAL, INC. — (SANIBEL, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · (651) 328-8070 · davidhaasfinancial.com
95
PROMETHIUM ADVISORS, LLC — (BETHESDA, MD) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 202-978-2519 · promethiumadvisors.com
95
BLUE SKY CAPITAL CONSULTANTS GROUP, INC. — (POWAY, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · 858-513-8445
95
CIRO CAPITAL LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 646-785-6201 · cirocapital.com
95
LIGHT LANE MANAGEMENT — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 714-328-0538
95
EAST29TH CAPITAL — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 973-714-4182
85
WINDWARD CAPITAL MANAGEMENT CO — crossed $1B in regulatory AUM ($940.0M -> $1.18B). IAPD ↗
$1.18B RAUM · 4 reps · 310-893-3000 · windwardcapital.com
85
CONNORS INVESTOR SERVICES INC — crossed $1B in regulatory AUM ($968.3M -> $1.05B). IAPD ↗
$1.05B RAUM · 9 reps · 610-376-7418
85
MSA FINANCIAL — crossed $1B in regulatory AUM ($870.4M -> $1.00B). IAPD ↗
$1.00B RAUM · 8 reps · 781-843-3500
85
THE PLANNING CENTER, INC. — crossed $1B in regulatory AUM ($946.6M -> $1.09B). IAPD ↗
$1.09B RAUM · 10 reps · 309-797-4030
85
MIDWEST FINANCIAL PARTNERS — crossed $1B in regulatory AUM ($873.5M -> $1.10B). IAPD ↗
$1.10B RAUM · 6 reps · 320-251-3752
85
CLASS VI FAMILY OFFICE, LLC — crossed $1B in regulatory AUM ($958.6M -> $1.01B). IAPD ↗
$1.01B RAUM · 6 reps · 303-243-5619 · classvipartners.com
85
GPS WEALTH STRATEGIES GROUP, LLC — crossed $1B in regulatory AUM ($879.9M -> $1.07B). IAPD ↗
$1.07B RAUM · 21 reps · 7204145412 · lizwindisch.com
85
CORNERSTONE WEALTH STRATEGIES, INC. — crossed $1B in regulatory AUM ($770.3M -> $1.01B). IAPD ↗
$1.01B RAUM · 10 reps · 509-396-0588
85
FIRST TRUST DIRECT INDEXING — crossed $1B in regulatory AUM ($990.1M -> $1.42B). IAPD ↗
$1.42B RAUM · 8 reps · 617-752-6010
85
BARLOW WEALTH PARTNERS, LLC — crossed $1B in regulatory AUM ($890.2M -> $1.01B). IAPD ↗
$1.01B RAUM · 5 reps · (502) 308-4270 · barlowwealth.com
75
RBC GLOBAL ASSET MANAGEMENT (U.S.) INC. — reported RAUM up 110% ($38.02B -> $79.91B). IAPD ↗
$79.91B RAUM · 51 reps · 612-376-7000
75
CANNELL & SPEARS LLC — reported RAUM up 250% ($1.67B -> $5.86B). IAPD ↗
$5.86B RAUM · 19 reps · 212-752-5255 · thebeehivefund.com
75
TD PRIVATE CLIENT WEALTH LLC — reported RAUM up 163% ($4.66B -> $12.26B). IAPD ↗
$12.26B RAUM · 284 reps · 877-703-9896 · td.com
75
DIVERSIFY ADVISORY SERVICES, LLC — 's provisional registration is now fully approved. IAPD ↗
$2.01B RAUM · 87 reps · 801-838-9999 · firstfinancialcenterofdallas.com
73
ALIGNMENT FINANCIAL GROUP — 's provisional registration is now fully approved. IAPD ↗
$285.0M RAUM · 1 reps · (617) 306-3159 · alignfg.com
73
LEGACY WEALTH ADVISORS, LLC — 's provisional registration is now fully approved. IAPD ↗
$254.9M RAUM · 3 reps · 305-808-6140 · lwgadvisors.com
73
ATLANTIC EDGE PRIVATE WEALTH MANAGEMENT — 's provisional registration is now fully approved. IAPD ↗
$454.6M RAUM · 3 reps · 9048747885
73
ABOUND FINANCIAL — 's provisional registration is now fully approved. IAPD ↗
$352.4M RAUM · 2 reps · 916-846-7780
73
MB GEN WEALTH — 's provisional registration is now fully approved. IAPD ↗
$334.7M RAUM · 3 reps · 509-703-5715
73
LEGACY EDGE ADVISORS — 's provisional registration is now fully approved. IAPD ↗
$627.0M RAUM · 10 reps · 516-447-4200
73
SIERRA SUMMIT ADVISORS LLC — 's provisional registration is now fully approved. IAPD ↗
$425.0M RAUM · 3 reps · 847-652-5070 · sierrasummitadvisors.com
70
SPENCE ASSET MANAGEMENT — crossed $500M in regulatory AUM ($482.9M -> $621.1M). IAPD ↗
$621.1M RAUM · 7 reps · 575-556-8500 · ww-capital.com
70
PERSONAL INVESTMENT MANAGEMENT INC — crossed $500M in regulatory AUM ($483.6M -> $534.3M). IAPD ↗
$534.3M RAUM · 4 reps · 425-883-7990 · pim4you.com
70
FAMILY INVESTMENT CENTER — crossed $500M in regulatory AUM ($431.7M -> $515.7M). IAPD ↗
$515.7M RAUM · 11 reps · 816-233-4100
70
WILSEY ASSET MANAGEMENT INCORPORATED — crossed $500M in regulatory AUM ($446.0M -> $511.4M). IAPD ↗
$511.4M RAUM · 2 reps · 858-224-0004 · smartinvesting2000.com
70
ACCUVEST GLOBAL ADVISORS, INC. — crossed $500M in regulatory AUM ($476.6M -> $518.0M). IAPD ↗
$518.0M RAUM · 4 reps · 925-930-2882 · accuvest.com
70
MASON & ASSOCIATES, INC. — crossed $500M in regulatory AUM ($475.8M -> $539.5M). IAPD ↗
$539.5M RAUM · 5 reps · 323-254-3072 · masonlifeplanning.com
70
WEST FINANCIAL ADVISORS, L.L.C. — crossed $500M in regulatory AUM ($418.8M -> $510.6M). IAPD ↗
$510.6M RAUM · 5 reps · 515-284-1011
70
RED LIGHTHOUSE INVESTMENT MANAGEMENT, LLC — crossed $500M in regulatory AUM ($458.8M -> $524.8M). IAPD ↗
$524.8M RAUM · 2 reps · 917-660-0980 · redlighthouseinvestment.com
70
MINICHMACGREGOR WEALTH MANAGEMENT, LLC — crossed $500M in regulatory AUM ($406.0M -> $501.3M). IAPD ↗
$501.3M RAUM · 7 reps · (518) 499-4565 · minichmacgregor.com
70
WALKNER CONDON FINANCIAL ADVISORS LLC — crossed $500M in regulatory AUM ($486.7M -> $633.5M). IAPD ↗
$633.5M RAUM · 9 reps · 608-234-4127
70
MBE WEALTH MANAGEMENT, LLC — crossed $500M in regulatory AUM ($449.6M -> $725.5M). IAPD ↗
$725.5M RAUM · 8 reps · 608-372-5521 · mbewealth.com
70
SUMMIT INVESTMENT ADVISORY SERVICES — crossed $500M in regulatory AUM ($456.0M -> $562.2M). IAPD ↗
$562.2M RAUM · 6 reps · (651) 490-2939
70
ARBOR WEALTH ADVISORS LLC — crossed $500M in regulatory AUM ($443.2M -> $514.3M). IAPD ↗
$514.3M RAUM · 1 reps · (855) 927-2679
70
HUGHES FINANCIAL SERVICES, LLC — crossed $500M in regulatory AUM ($399.8M -> $510.0M). IAPD ↗
$510.0M RAUM · 7 reps · 703-669-3660 · h4fs.com
70
GOLDSTONE FINANCIAL GROUP, LLC — crossed $500M in regulatory AUM ($426.9M -> $503.5M). IAPD ↗
$503.5M RAUM · 9 reps · 630-620-9300 · goldstonefinancialgroup.com
70
HURLOW WEALTH MANAGEMENT GROUP, INC. — crossed $500M in regulatory AUM ($454.9M -> $559.9M). IAPD ↗
$559.9M RAUM · 8 reps · (812) 333-4726
70
CLG LLC — crossed $500M in regulatory AUM ($452.8M -> $800.6M). IAPD ↗
$800.6M RAUM · 25 reps · (310) 329-5150
70
GOEHRING & ROZENCWAJG ASSOCIATES, LLC — crossed $500M in regulatory AUM ($355.6M -> $543.8M). IAPD ↗
$543.8M RAUM · 2 reps · 646-216-9777
70
FIDUCIARY FINANCIAL GROUP, LLC — crossed $500M in regulatory AUM ($485.4M -> $544.6M). IAPD ↗
$544.6M RAUM · 7 reps · 415-352-1100
70
HAVEN GLOBAL PARTNERS, LLC — crossed $500M in regulatory AUM ($226.1M -> $893.6M). IAPD ↗
$893.6M RAUM · 3 reps · 470-355-2434 · havengp.com
70
ERTS WEALTH ADVISORS, LLC — crossed $500M in regulatory AUM ($475.0M -> $566.8M). IAPD ↗
$566.8M RAUM · 5 reps · (906) 228-5564 · baroberts.com
70
CUSTOS FAMILY OFFICE LLC — crossed $500M in regulatory AUM ($396.9M -> $531.8M). IAPD ↗
$531.8M RAUM · 6 reps · 303-578-7024 · custosfo.com
70
KEYSTONE PRIVATE WEALTH — crossed $500M in regulatory AUM ($416.7M -> $534.4M). IAPD ↗
$534.4M RAUM · 9 reps · (760) 818-7020
70
CFM WEALTH PARTNERS LLC — crossed $500M in regulatory AUM ($472.7M -> $585.5M). IAPD ↗
$585.5M RAUM · 3 reps · (512) 366-3925 · cfmwealth.com
70
IAM ADVISORY LLC — crossed $500M in regulatory AUM ($487.3M -> $572.4M). IAPD ↗
$572.4M RAUM · 8 reps · 610-258-3269 · iamadvisoryllc.com
70
ROSEMEYER MANAGEMENT GROUP — crossed $500M in regulatory AUM ($338.1M -> $511.2M). IAPD ↗
$511.2M RAUM · 7 reps · 608-348-2274
70
EAGLE ROCK INVESTMENT COMPANY, LLC — crossed $500M in regulatory AUM ($468.2M -> $527.8M). IAPD ↗
$527.8M RAUM · 2 reps · (404) 480-8578 · eaglerockinvest.com
70
CARR FINANCIAL GROUP — crossed $500M in regulatory AUM ($466.9M -> $553.6M). IAPD ↗
$553.6M RAUM · 5 reps · (508) 795-0264 · carrfinancial.com
70
LEES MONSOUR GROUP — crossed $500M in regulatory AUM ($481.7M -> $514.3M). IAPD ↗
$514.3M RAUM · 3 reps · (318) 506-8635 · leesmonsourgroup.com
70
FIDUCIARY FAMILY OFFICE, LLC — crossed $500M in regulatory AUM ($451.6M -> $609.8M). IAPD ↗
$609.8M RAUM · 3 reps · (561) 353-4440 · fiduciaryfo.com
70
MONERE WEALTH MANAGEMENT, INC. — reported RAUM up 93% ($122.0M -> $235.0M). IAPD ↗
$235.0M RAUM · 8 reps · 312-585-3850 · monereinvest.com
70
MAYPORT WEALTH MANAGEMENT — reported RAUM up 64% ($213.3M -> $350.4M). IAPD ↗
$350.4M RAUM · 2 reps · 617-545-5700 · mayport.com
70
FUTURE YOU WEALTH — reported RAUM up 94% ($52.0M -> $101.0M). IAPD ↗
$101.0M RAUM · 2 reps · (917) 397-6531 · futureyouwealth.com
70
WEDMONT PRIVATE CAPITAL — reported RAUM up 54% ($1.02B -> $1.58B). IAPD ↗
$1.58B RAUM · 5 reps · 6108858200
70
HEGARTY ADVISORS, LLC — reported RAUM up 84% ($50.7M -> $93.4M). IAPD ↗
$93.4M RAUM · 2 reps · 516-280-2323 · hegartyadvisors.com
70
DAYS GLOBAL ADVISORS — reported RAUM up 1649999900% ($2 -> $33.0M). IAPD ↗
$33.0M RAUM · 1 reps · 833-551-0417 · daysadvisors.com
70
JENNINGS & ASSOCIATES FINANCIAL ADVISORS, LLC — 's provisional registration is now fully approved. IAPD ↗
$175.8M RAUM · 5 reps · (270) 448-1010 · jenningsfinancialadvisors.com
70
TIER ONE WEALTH MANAGEMENT — 's provisional registration is now fully approved. IAPD ↗
$92.6M RAUM · 3 reps · 303-858-0000 · tieronewm.com
70
ATFS ADVISERS — 's provisional registration is now fully approved. IAPD ↗
$0 RAUM · 3 reps · 805-557-8713
70
BPM WEALTH ADVISORS, LLC — 's provisional registration is now fully approved. IAPD ↗
$35.3M RAUM · 2 reps · 415-421-5757 · bpm.com
70
UNIFIED INVESTMENT MANAGEMENT — 's provisional registration is now fully approved. IAPD ↗
$110.2M RAUM · 2 reps · (404) 920-4768 · unifiedim.com
70
TRIAD WEALTH PARTNERS, LLC — 's provisional registration is now fully approved. IAPD ↗
$144.2M RAUM · 5 reps · 785-830-0000
70
TIDE COVE CAPITAL PARTNERS LLC — 's provisional registration is now fully approved. IAPD ↗
$122.6M RAUM · 2 reps · 858-224-3507 · tidecovecapital.com
70
FINANCIAL MANAGEMENT ASSOCIATES, LLC — 's provisional registration is now fully approved. IAPD ↗
$107.6M RAUM · 2 reps · 978-852-0784
70
FREEDOM FINANCIAL PARTNERS LLC — 's provisional registration is now fully approved. IAPD ↗
$242.0M RAUM · 3 reps · 651-797-3532 · ffpforme.com
70
TREASURY INTERACTIVE INVESTMENT ADVISERS LLC — 's provisional registration is now fully approved. IAPD ↗
$0 RAUM · 2 reps · 6466853046 · treasury.app
70
HERON FINANCE — 's provisional registration is now fully approved. IAPD ↗
$0 RAUM · 2 reps · 510-646-1610 · heronfinance.com
70
NEXT LEVEL WEALTH PLANNING, LLC — 's provisional registration is now fully approved. IAPD ↗
$199.8M RAUM · 3 reps · 208-376-6949
70
INTENTIONAL WEALTH STRATEGIES — 's provisional registration is now fully approved. IAPD ↗
$122.8M RAUM · 2 reps · 719-694-8002 · intentionalwealth.com
70
ORCHID ADVISORY — 's provisional registration is now fully approved. IAPD ↗
$124.7M RAUM · 1 reps · 704-763-2776
70
STIRLINGSHIRE INVESTMENTS — 's provisional registration is now fully approved. IAPD ↗
$37.0M RAUM · 11 reps · 877-600-7026
70
COASTAL WEALTH MANAGEMENT — 's provisional registration is now fully approved. IAPD ↗
$31.2M RAUM · 1 reps · 917-558-2468
70
STONE RIDGE ADVISORS — 's provisional registration is now fully approved. IAPD ↗
$37.8M RAUM · 1 reps · 212-431-4676
70
PRAIRIEVIEW WEALTH PARTNERS, LLC — 's provisional registration is now fully approved. IAPD ↗
$134.9M RAUM · 2 reps · 708-326-4750
70
JN PRIVATE WEALTH MANAGEMENT LLC — 's provisional registration is now fully approved. IAPD ↗
$107.5M RAUM · 1 reps · 443-319-1200 · jnprivatewealth.com
70
VISTA INVESTMENT PARTNERS — 's provisional registration is now fully approved. IAPD ↗
$249.6M RAUM · 4 reps · 765-962-5153
70
MAIN ADVISORY, INC. — 's provisional registration is now fully approved. IAPD ↗
$116.1M RAUM · 2 reps · 617-800-0388 · mainadvisory.com
70
BARE WEALTH ADVISORS — 's provisional registration is now fully approved. IAPD ↗
$193.4M RAUM · 8 reps · 717-407-5200 · barewealthadvisors.com
70
NEW HORIZONS WEALTH MANAGEMENT — 's provisional registration is now fully approved. IAPD ↗
$151.1M RAUM · 2 reps · 973-540-1066 · enjoymore30s.com
70
LMPG WEALTH ADVISORS, LLC — 's provisional registration is now fully approved. IAPD ↗
$106.9M RAUM · 2 reps · 610-202-9897
70
ASEMPA WEALTH ADVISORS — 's provisional registration is now fully approved. IAPD ↗
$134.5M RAUM · 2 reps · (225) 529-9329 · asempawealth.com
70
CAPITAL A WEALTH MANAGEMENT — 's provisional registration is now fully approved. IAPD ↗
$149.2M RAUM · 6 reps · 724-658-4211
69
ELSER FINANCIAL PLANNING, INC. — reported RAUM up 49% ($1.38B -> $2.06B). IAPD ↗
$2.06B RAUM · 9 reps · 317-731-5615 · elserfp.com
69
REDWOOD FINANCIAL PLANNING, LLC — reported RAUM up 72% ($101.3M -> $174.6M). IAPD ↗
$174.6M RAUM · 5 reps · 908-663-2125
69
IMZ ADVISORY INC. — reported RAUM up 59% ($201.7M -> $320.3M). IAPD ↗
$320.3M RAUM · 2 reps · 561-368-2336
68
VICTRIX INVESTMENT ADVISORS — reported RAUM up 65% ($109.2M -> $180.6M). IAPD ↗
$180.6M RAUM · 6 reps · 772-320-9658
68
MASTODON ADVISORY GROUP — reported RAUM up 53% ($199.0M -> $304.0M). IAPD ↗
$304.0M RAUM · 1 reps · 713-893-0738 · mastodonllc.com
67
WAVERLY ADVISORS, LLC — reported RAUM up 37% ($5.78B -> $7.89B). IAPD ↗
$7.89B RAUM · 69 reps · 205-871-3334 · waassett.com
67
ROYAL OAK FINANCIAL GROUP — reported RAUM up 63% ($105.0M -> $171.0M). IAPD ↗
$171.0M RAUM · 3 reps · 614-842-6090 · royaloakfinancialgroup.com
67
KEY CAPITAL MANAGEMENT, INC. — reported RAUM up 61% ($127.5M -> $205.8M). IAPD ↗
$205.8M RAUM · 5 reps · 615-826-5749 · retiretv.com
66
GREENHAVEN ASSOCIATES INC — reported RAUM up 32% ($7.25B -> $9.57B). IAPD ↗
$9.57B RAUM · 4 reps · 914-253-9350
66
POTOMAC FUND MANAGEMENT — reported RAUM up 32% ($1.05B -> $1.39B). IAPD ↗
$1.39B RAUM · 24 reps · (305) 824-2702
66
REGISTER FINANCIAL ADVISORS, LLC — reported RAUM up 40% ($210.8M -> $296.1M). IAPD ↗
$296.1M RAUM · 14 reps · 404-364-2180 · registerfinancial.com
66
TALBOT FINANCIAL, LLC — reported RAUM up 44% ($520.6M -> $748.3M). IAPD ↗
$748.3M RAUM · 2 reps · 425-533-0797 · talbotfinancial.com
66
CHERRYDALE WEALTH MANAGEMENT, LLC — reported RAUM up 41% ($232.4M -> $328.4M). IAPD ↗
$328.4M RAUM · 1 reps · (917) 838-7507 · cherrydalewm.com
66
SCHULZ WEALTH, LTD. — reported RAUM up 40% ($228.4M -> $320.8M). IAPD ↗
$320.8M RAUM · 3 reps · 817-405-4014 · schulzwealth.com
66
SOUND INCOME STRATEGIES, LLC — reported RAUM up 31% ($2.04B -> $2.67B). IAPD ↗
$2.67B RAUM · 95 reps · 954-487-1860 · drewpelton.com
66
MYRA WEALTH — reported RAUM up 57% ($25.0M -> $39.3M). IAPD ↗
$39.3M RAUM · 1 reps · 805-380-6972 · myrawealth.com
65
CHANDLER ASSET MANAGEMENT INC — reported RAUM up 25% ($28.64B -> $35.80B). IAPD ↗
$35.80B RAUM · 16 reps · 858.546.3737
65
CONESTOGA CAPITAL ADVISORS, LLC — reported RAUM up 26% ($6.23B -> $7.82B). IAPD ↗
$7.82B RAUM · 8 reps · 484-654-1380 · conestogacapital.com
65
ROCKWOOD WEALTH MANAGEMENT, LLC — reported RAUM up 28% ($1.38B -> $1.78B). IAPD ↗
$1.78B RAUM · 40 reps · 267-983-6400
65
FLAGSHIP HARBOR ADVISORS, LLC — reported RAUM up 27% ($1.93B -> $2.45B). IAPD ↗
$2.45B RAUM · 58 reps · (857) 350-4229 · trestlebridgecapital.com
65
ALPHA CUBED INVESTMENTS, LLC — reported RAUM up 27% ($1.96B -> $2.49B). IAPD ↗
$2.49B RAUM · 25 reps · (800) 701-2457
65
CORNERSTONE WEALTH PLANNING — reported RAUM up 35% ($229.0M -> $309.4M). IAPD ↗
$309.4M RAUM · 7 reps · 704-849-0123 · rpblueprint.com
65
BETTER MONEY DECISIONS — reported RAUM up 37% ($197.9M -> $271.9M). IAPD ↗
$271.9M RAUM · 5 reps · 844-507-0961 · betterfinancialdecisions.com
65
BUTTONWOOD CAPITAL MANAGEMENT (BCM) — reported RAUM up 36% ($195.2M -> $265.0M). IAPD ↗
$265.0M RAUM · 2 reps · 480-305-2105 · buttonwoodcm.com
65
SJBENEN ADVISORY, LLC — reported RAUM up 38% ($183.3M -> $252.9M). IAPD ↗
$252.9M RAUM · 2 reps · (919)903-9240 · sjbenen.com
65
ONE DAY IN JULY LLC — reported RAUM up 36% ($587.5M -> $797.7M). IAPD ↗
$797.7M RAUM · 9 reps · (802) 503-8280 · eventbrite.com
65
HAMILTON CAPITAL PARTNERS, LLC — reported RAUM up 50% ($143.5M -> $215.9M). IAPD ↗
$215.9M RAUM · 3 reps · 678-802-4974
65
GLOBAL WEALTH STRATEGIES AND ASSOCIATES, LLC — reported RAUM up 40% ($207.9M -> $290.5M). IAPD ↗
$290.5M RAUM · 7 reps · 720-420-4870 · gwsa.us
65
UNIQUE WEALTH STRATEGIES — reported RAUM up 38% ($181.6M -> $251.1M). IAPD ↗
$251.1M RAUM · 3 reps · 630-318-0565
64
WEALTH MANAGEMENT RESOURCES, INC. — reported RAUM up 30% ($261.0M -> $339.3M). IAPD ↗
$339.3M RAUM · 6 reps · (401) 356-1400 · wealthmanagers.com
64
VOISARD ASSET MANAGEMENT GROUP — reported RAUM up 33% ($286.0M -> $379.8M). IAPD ↗
$379.8M RAUM · 5 reps · 616-988-5778 · voisardgroup.com
64
LUCAS GROUP FINANCIAL PLANNERS, INC. — reported RAUM up 31% ($250.2M -> $327.7M). IAPD ↗
$327.7M RAUM · 3 reps · 916-921-9220 · lucasplanners.com
64
VESTURA, LLC — reported RAUM up 31% ($205.9M -> $268.8M). IAPD ↗
$268.8M RAUM · 3 reps · 920-430-3775 · vestura.net
64
CYPRESS FINANCIAL PLANNING — reported RAUM up 32% ($234.0M -> $307.7M). IAPD ↗
$307.7M RAUM · 5 reps · (856) 720-0029 · cypressplanning.com
64
LYNCH ASSET MANAGEMENT, INC. — reported RAUM up 46% ($125.6M -> $184.0M). IAPD ↗
$184.0M RAUM · 2 reps · 215-801-1550 · lynchassetmanagement.com
64
PRENTICE WEALTH MANAGEMENT LLC — reported RAUM up 33% ($295.3M -> $393.5M). IAPD ↗
$393.5M RAUM · 4 reps · 585-218-0001
64
SPINNAKER INVESTMENT GROUP, LLC — reported RAUM up 32% ($514.6M -> $676.8M). IAPD ↗
$676.8M RAUM · 8 reps · (949) 396-6700
64
DIVERGENT PLANNING — reported RAUM up 30% ($197.8M -> $257.4M). IAPD ↗
$257.4M RAUM · 4 reps · (240) 428-8911
64
ZIMMERMANN INVESTMENT MANAGEMENT & PLANNING LLC — reported RAUM up 34% ($305.6M -> $409.3M). IAPD ↗
$409.3M RAUM · 6 reps · 717-403-6030 · zimllc.com
64
CURATED WEALTH PARTNERS, LLC — reported RAUM up 32% ($730.0M -> $966.0M). IAPD ↗
$966.0M RAUM · 3 reps · 310-356-0830 · curatedwealthpartners.com
64
VON BERGE WEALTH MANAGEMENT GROUP, LLC — reported RAUM up 31% ($286.1M -> $375.9M). IAPD ↗
$375.9M RAUM · 3 reps · 619-343-3212 · vonbergewealthmgt.com
64
WEALTH EFFECTS — reported RAUM up 31% ($300.3M -> $392.9M). IAPD ↗
$392.9M RAUM · 7 reps · 617-465-2560 · w-effects.com
64
COVE PRIVATE WEALTH, LLC — reported RAUM up 48% ($135.3M -> $200.2M). IAPD ↗
$200.2M RAUM · 1 reps · 516-588-1123 · coveprivatewealth.com
63
BIRINYI ASSOCIATES, INC. — reported RAUM up 26% ($277.1M -> $348.6M). IAPD ↗
$348.6M RAUM · 2 reps · 203-341-0833
63
YUKON WEALTH MANAGEMENT, INC. — reported RAUM up 26% ($263.0M -> $330.4M). IAPD ↗
$330.4M RAUM · 1 reps · 913-681-9200 · yukoncm.com
63
CAPLAN FINANCIAL GROUP, LLC — reported RAUM up 26% ($292.8M -> $367.6M). IAPD ↗
$367.6M RAUM · 2 reps · 410-735-1905 · caplanfinancialgroup.com
63
ABSOLUTE CAPITAL MANAGEMENT, LLC — reported RAUM up 30% ($257.5M -> $333.9M). IAPD ↗
$333.9M RAUM · 2 reps · 412-388-1600
63
MICHAEL BRADY & CO., LLC — reported RAUM up 41% ($138.9M -> $196.0M). IAPD ↗
$196.0M RAUM · 2 reps · 440-235-2100
63
PRAIRIEWOOD WEALTH MANAGEMENT — reported RAUM up 43% ($151.4M -> $216.8M). IAPD ↗
$216.8M RAUM · 3 reps · 701-234-0521
63
PROTA FINANCIAL — reported RAUM up 43% ($127.7M -> $182.0M). IAPD ↗
$182.0M RAUM · 12 reps · 713-568-8171
63
PETERSON WEALTH SERVICES INC. — reported RAUM up 28% ($308.7M -> $394.0M). IAPD ↗
$394.0M RAUM · 3 reps · 801-475-4002
63
MANN FINANCIAL GROUP — reported RAUM up 26% ($225.4M -> $283.8M). IAPD ↗
$283.8M RAUM · 2 reps · (218) 844-9109
63
WOOD TARVER FINANCIAL — reported RAUM up 28% ($280.0M -> $357.2M). IAPD ↗
$357.2M RAUM · 2 reps · 208-343-2001
63
LOGAN PARK WEALTH MANAGEMENT — reported RAUM up 25% ($252.0M -> $315.1M). IAPD ↗
$315.1M RAUM · 3 reps · (612) 315-2105 · lpwm.com
63
CROWN WEALTH GROUP LLC — reported RAUM up 26% ($203.7M -> $257.2M). IAPD ↗
$257.2M RAUM · 7 reps · (704)360-3995
63
PALM VALLEY CAPITAL MANAGEMENT — reported RAUM up 28% ($219.6M -> $281.3M). IAPD ↗
$281.3M RAUM · 2 reps · 904-747-2345 · palmvalleycapital.com
63
BROWN | MILLER WEALTH MANAGEMENT, LLC — reported RAUM up 26% ($544.5M -> $685.6M). IAPD ↗
$685.6M RAUM · 7 reps · 703-972-1950 · brownmillerwm.com
63
SERENITY INVESTMENT ADVISORS — reported RAUM up 26% ($234.7M -> $296.9M). IAPD ↗
$296.9M RAUM · 3 reps · 312-734-1415 · serenitywm.com
63
STEPHENS CONSULTING, LLC — reported RAUM up 28% ($717.9M -> $918.4M). IAPD ↗
$918.4M RAUM · 12 reps · 810-732-7411
63
JACKSONVILLE WEALTH MANAGEMENT — reported RAUM up 27% ($267.0M -> $340.2M). IAPD ↗
$340.2M RAUM · 5 reps · 904-923-7526 · jaxwealth.com
63
THE WEALTH GROUP - AUSTIN B. COLBY & ASSOCIATES — reported RAUM up 27% ($363.1M -> $459.8M). IAPD ↗
$459.8M RAUM · 10 reps · 952-937-9423 · wealthgroupmn.com
63
HENRY BRAGG & CO. — reported RAUM up 25% ($227.3M -> $284.6M). IAPD ↗
$284.6M RAUM · 1 reps · 713-393-9444 · henrybraggco.com
63
PRESILIUM PRIVATE WEALTH, LLC — reported RAUM up 27% ($348.0M -> $442.9M). IAPD ↗
$442.9M RAUM · 3 reps · 215-982-4140 · presiliumpw.com
62
GRIFFITHS, DREHER & EVANS, P.S., CPAS — reported RAUM up 38% ($139.3M -> $192.0M). IAPD ↗
$192.0M RAUM · 11 reps · 509-326-4054 · jointhetwopercent.com
62
KRS CAPITAL MANAGEMENT, LLC — reported RAUM up 39% ($90.6M -> $126.1M). IAPD ↗
$126.1M RAUM · 1 reps · 248-433-0621 · krscapitalmanagement.com
62
AGH WEALTH ADVISORS, LLC — reported RAUM up 40% ($141.1M -> $197.2M). IAPD ↗
$197.2M RAUM · 5 reps · 316-267-3220 · aghwealth.com
62
MILESTONE ASSET MANAGEMENT GROUP, LLC — reported RAUM up 38% ($114.0M -> $157.8M). IAPD ↗
$157.8M RAUM · 3 reps · 860-259-4800 · milestoneamg.com
62
MEREDITH WEALTH PLANNING — reported RAUM up 39% ($173.5M -> $241.9M). IAPD ↗
$241.9M RAUM · 2 reps · 618-744-6755 · meredithwealth.com
62
VITA PLANNING GROUP LLC — reported RAUM up 36% ($31.4M -> $42.8M). IAPD ↗
$42.8M RAUM · 4 reps · 650-567-9300 · vita401k.com
62
GUTIERREZ WEALTH ADVISORY, LLC — reported RAUM up 38% ($167.1M -> $229.8M). IAPD ↗
$229.8M RAUM · 2 reps · (501) 451-6900 · gutierrezwealthadvisory.com
62
ASTRA WEALTH PARTNERS — reported RAUM up 39% ($116.3M -> $162.1M). IAPD ↗
$162.1M RAUM · 4 reps · 800-805-8740 · feeonlynetwork.com
62
ACCELERATE RETIREMENT — reported RAUM up 38% ($75.6M -> $104.0M). IAPD ↗
$104.0M RAUM · 17 reps · 888-439-7071
61
N.V.N.G. INVESTMENTS, INC. — reported RAUM up 30% ($172.9M -> $225.2M). IAPD ↗
$225.2M RAUM · 1 reps · 269-329-2422
61
HOFFMAN, ALAN N. INVESTMENT MANAGEMENT — reported RAUM up 35% ($136.8M -> $184.2M). IAPD ↗
$184.2M RAUM · 1 reps · 617-308-5087 · anhinvest.com
61
SANDER CAPITAL ADVISORS, INC. — reported RAUM up 30% ($150.0M -> $195.0M). IAPD ↗
$195.0M RAUM · 2 reps · 206-323-8822 · sandercapital.com
61
CORE ALPHA, INC. — reported RAUM up 30% ($72.6M -> $94.5M). IAPD ↗
$94.5M RAUM · 3 reps · 585-235-3600
61
PHYSICIAN FAMILY FINANCIAL ADVISORS INC — reported RAUM up 34% ($128.5M -> $172.3M). IAPD ↗
$172.3M RAUM · 4 reps · 541-463-0899 · physicianfamily.com
61
RUTHERFORD INVESTMENT MANAGEMENT — reported RAUM up 30% ($132.9M -> $173.4M). IAPD ↗
$173.4M RAUM · 3 reps · 503-452-1210 · rutherfordinvestment.com
61
KEATING WEALTH MANAGEMENT, LLC — reported RAUM up 34% ($150.9M -> $202.7M). IAPD ↗
$202.7M RAUM · 1 reps · (720) 408-5250
61
ROOTED PLANNING GROUP — reported RAUM up 32% ($72.6M -> $95.7M). IAPD ↗
$95.7M RAUM · 5 reps · 607-438-2761
61
BRADLEY & COMPANY PRIVATE WEALTH MANAGEMENT, LLC — reported RAUM up 35% ($119.2M -> $160.5M). IAPD ↗
$160.5M RAUM · 1 reps · 415-655-5500 · bradleyandco.com
61
103 ADVISORY GROUP — reported RAUM up 32% ($143.7M -> $189.1M). IAPD ↗
$189.1M RAUM · 3 reps · 312-543-8759 · 103advisory.com
61
EVERGREEN PRIVATE WEALTH — reported RAUM up 31% ($149.4M -> $195.1M). IAPD ↗
$195.1M RAUM · 3 reps · 720-617-2885 · evergreenprivatewealth.com
60
DARTMOUTH CAPITAL ADVISORS, INC. — reported RAUM up 29% ($110.5M -> $142.5M). IAPD ↗
$142.5M RAUM · 1 reps · 724-934-5065
60
STRATIGRAPHIC ASSET MANAGEMENT, INC. — reported RAUM up 28% ($124.8M -> $160.0M). IAPD ↗
$160.0M RAUM · 1 reps · 305-447-0300 · stratigraphic.com
60
PILE WEALTH MANAGEMENT — reported RAUM up 27% ($107.7M -> $136.4M). IAPD ↗
$136.4M RAUM · 4 reps · 317-269-3454 · pilewealth.com
60
RCM ROBINSON CAPITAL MANAGEMENT LLC — reported RAUM up 29% ($103.1M -> $132.9M). IAPD ↗
$132.9M RAUM · 1 reps · 415-771-9421 · robinsoncapital.com
60
MCALLISTER CAPITAL MANAGEMENT — reported RAUM up 27% ($170.0M -> $216.3M). IAPD ↗
$216.3M RAUM · 3 reps · 601-362-1000 · mcallistercapital.com
60
STOLZ & ASSOCIATES, PS — reported RAUM up 28% ($156.4M -> $199.4M). IAPD ↗
$199.4M RAUM · 5 reps · (253) 272-3441
60
TASSEL CAPITAL MANAGEMENT, INC — reported RAUM up 27% ($144.1M -> $182.5M). IAPD ↗
$182.5M RAUM · 3 reps · 704-814-6780 · tasselcapital.com
60
GOLDEN GATE PERSONAL FINANCIAL PLANNING — reported RAUM up 29% ($107.4M -> $138.9M). IAPD ↗
$138.9M RAUM · 1 reps · 415-344-0549 · ggpfp.com
60
MILLINGTON FINANCIAL ADVISORS, LLC — reported RAUM up 25% ($126.6M -> $158.5M). IAPD ↗
$158.5M RAUM · 2 reps · 630-922-7900 · millingtonfa.com
60
WATCHSTONE WEALTH MANAGEMENT LLC — reported RAUM up 30% ($40.1M -> $52.0M). IAPD ↗
$52.0M RAUM · 1 reps · 347-993-3558 · watchstonewm.com
60
SOVEREIGN ASSET MANAGEMENT — reported RAUM up 28% ($97.8M -> $125.0M). IAPD ↗
$125.0M RAUM · 2 reps · (716) 768-1463
60
LAYLINE ADVISORS — reported RAUM up 26% ($62.0M -> $78.2M). IAPD ↗
$78.2M RAUM · 2 reps · (585)210-8222 · laylineadvisors.com
60
COPPER LEAF FINANCIAL, LLC — reported RAUM up 27% ($149.0M -> $189.2M). IAPD ↗
$189.2M RAUM · 5 reps · 802-878-2731
60
SIEBERT ADVISORNXT, LLC. — reported RAUM up 30% ($163.6M -> $212.6M). IAPD ↗
$212.6M RAUM · 24 reps · 800-872-0444 · siebertnxt.com
60
BIG INVESTMENT SERVICES — reported RAUM up 26% ($189.2M -> $238.6M). IAPD ↗
$238.6M RAUM · 1 reps · 302-734-7526
60
YODER WEALTH MANAGEMENT — reported RAUM up 28% ($194.0M -> $247.4M). IAPD ↗
$247.4M RAUM · 2 reps · 925-691-5600
60
PROVIDENT FINANCIAL PLANNING, LLC — reported RAUM up 29% ($102.6M -> $132.5M). IAPD ↗
$132.5M RAUM · 1 reps · 469-500-5200 · providentfp.com
60
NEW MILLENNIUM GROUP — reported RAUM up 26% ($114.4M -> $144.5M). IAPD ↗
$144.5M RAUM · 8 reps · 801-446-9950
60
LEVEL WEALTH MANAGEMENT LLC — reported RAUM up 25% ($99.2M -> $124.3M). IAPD ↗
$124.3M RAUM · 2 reps · 336-355-1432
60
TENON FINANCIAL — reported RAUM up 30% ($100.8M -> $130.9M). IAPD ↗
$130.9M RAUM · 2 reps · 732-902-0066 · tenonfinancial.com
60
GOALFUSION WEALTH MANAGEMENT — reported RAUM up 27% ($126.6M -> $161.0M). IAPD ↗
$161.0M RAUM · 2 reps · 512-593-6367
60
STONECREST WEALTH MANAGEMENT, INC — reported RAUM up 25% ($193.8M -> $243.2M). IAPD ↗
$243.2M RAUM · 3 reps · (602) 258-9400
60
BLUEPRINT PARTNERS LLC — reported RAUM up 26% ($155.0M -> $195.1M). IAPD ↗
$195.1M RAUM · 4 reps · (231) 668-4147 · blueprint.family
60
CHOKSHI & QUEEN WEALTH ADVISORS — reported RAUM up 29% ($115.5M -> $148.5M). IAPD ↗
$148.5M RAUM · 3 reps · 858-550-0030 · cq-wa.com
60
FARRELL FINANCIAL — reported RAUM up 27% ($112.0M -> $142.2M). IAPD ↗
$142.2M RAUM · 2 reps · 716-508-8504
60
ATEGENOS CAPITAL, LLC — began participating in a wrap-fee program. IAPD ↗
$130.6M RAUM · 4 reps · 1-800-461-3205 · ategenoscapital.com
85
SOUND CAPITAL SOLUTIONS LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗institutional
$0 RAUM · 5 reps · 630-853-3300 · soundcapitalsolutions.com
85
BERNSTEIN INSTITUTIONAL SERVICES LLC — (NEW YORK, NY) is newly SEC-registered with $0 RAUM and 85 advisory reps. IAPD ↗institutional
$0 RAUM · 85 reps · 212-969-1000 · bernsteinresearch.com
85
HELIX PARTNERS MANAGEMENT LP — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗institutional
$0 RAUM · 6 reps · 2127084520
85
KULTURA CAPITAL MANAGEMENT LP — (PARK CITY, UT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗institutional
$0 RAUM · 5 reps · 858-298-4888 · kulturacap.com
85
VISDOM INVESTMENT GROUP LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · (203) 803-7222
85
OBRA FUND MANAGEMENT, LLC — (AUSTIN, TX) is newly SEC-registered with $0 RAUM and 15 advisory reps. IAPD ↗institutional
$0 RAUM · 15 reps · 5129618265
85
SECURITIES CAPITAL PARTNERS MANAGEMENT COMPANY, LLC — (RALEIGH, NC) is newly SEC-registered with $178.5M RAUM and 4 advisory reps. IAPD ↗institutional
$178.5M RAUM · 4 reps · 407-476-2500
85
AGNC INVESTMENT MANAGEMENT, LLC — (BETHESDA, MD) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 9 advisory reps. IAPD ↗institutional
$0 RAUM · 9 reps · 301-968-9315
85
GRAVIMARK LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 914-268-8685
85
FINIAT, LLC — (MOUNT DORA, FL) is newly SEC-registered with $0 RAUM and 3 advisory reps. IAPD ↗institutional
$0 RAUM · 3 reps · 352-729-2739
85
KRANE CAPITAL MANAGEMENT, LLC — (NEW YORK, NY) is newly SEC-registered with $0 RAUM and 5 advisory reps. IAPD ↗institutional
$0 RAUM · 5 reps · 212-933-0393
85
VENNLIGHT CAPITAL MANAGEMENT, LP — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
$0 RAUM · 2 reps · 203-935-3203
85
VISTA CREDIT PARTNERS, L.P. — (NEW YORK, NY) is newly SEC-registered with $10.20B RAUM and 28 advisory reps. IAPD ↗fund
$10.20B RAUM · 28 reps · 212-804-9100 · vistacreditpartners.com
85
TC43 LLC — (PELHAM, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 917-363-7217
85
ATLANTIC UNION MUNICIPAL ADVISORS, INC — (GLEN ALLEN, VA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗institutional
$0 RAUM · 4 reps · 804-802-4955X6055
85
LYKOS GLOBAL MANAGEMENT, LP — (STAMFORD, CT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗institutional
$0 RAUM · 4 reps · 203-902-4008 · lykosglobal.com
85
TRIANGLE INVESTMENT MANAGEMENT, LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 8 advisory reps. IAPD ↗institutional
$0 RAUM · 8 reps · 646-346-8871
85
SWIFT CREEK PARTNERS — (DALLAS, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 8 advisory reps. IAPD ↗institutional
$0 RAUM · 8 reps · 214-692-4200
85
GENESIA INVESTMENTS LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 206-930-3822 · genesiainvestments.com
80
DFN MANAGEMENT LLC. — (TAMPA, FL) is newly SEC-registered with $146.5M RAUM and 3 advisory reps. IAPD ↗fund
$146.5M RAUM · 3 reps · (866) 296-4420
80
FUND ASSET MANAGERS — (RENO, NV) is newly SEC-registered with $8.0M RAUM and 6 advisory reps. IAPD ↗fund
$8.0M RAUM · 6 reps · 203-629-3300
80
GROUP RMC INVESTMENT ADVISOR LLC — (NEW YORK, NY) is newly SEC-registered with $28.4M RAUM and 2 advisory reps. IAPD ↗fund
$28.4M RAUM · 2 reps · 917-503-9730
80
GLOBAL DELTA CAPITAL, LLC — (BOSTON, MA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗fund
$0 RAUM · 5 reps · 617-430-5460 · globaldeltacapital.com
80
EXCOLERE EQUITY PARTNERS, LLC — (LOS ANGELES, CA) is newly SEC-registered with $190.0M RAUM and 7 advisory reps. IAPD ↗fund
$190.0M RAUM · 7 reps · 310-867-2758 · excolerepartners.com
80
NORTH SHIELD CAPITAL LLC — (NEW YORK, NY) is newly SEC-registered with $53.3M RAUM and 4 advisory reps. IAPD ↗fund
$53.3M RAUM · 4 reps · 917-546-2079
80
COLLECTIVE RETIREMENT SOLUTIONS LLC — (BRYN MAWR, PA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗fund
$0 RAUM · 1 reps · (610) 639-6333 · collectiveretire.com
80
TOWN LANE MANAGEMENT LP — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗fund
$0 RAUM · 3 reps · 212-404-7904 · townlane.com
80
NEW HYDE PARK ASSET MANAGEMENT LLC — (WHEATON, IL) is newly SEC-registered (provisional 120-day approval) with $21.8M RAUM and 10 advisory reps. IAPD ↗fund
$21.8M RAUM · 10 reps · 312-375-4903 · nhpaf.com
80
BLKBRD ASSET MANAGEMENT — (GREENWICH, CT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗fund
$0 RAUM · 1 reps · -6707
75
FAI CAPITAL MANAGEMENT — crossed $1B in regulatory AUM ($914.8M -> $1.27B). IAPD ↗institutional
$1.27B RAUM · 3 reps · 813-874-6621
75
NEOS INVESTMENT MANAGEMENT, LLC — crossed $1B in regulatory AUM ($857.6M -> $1.36B). IAPD ↗institutional
$1.36B RAUM · 3 reps · 203-298-7300 · neosfunds.com
75
INNOCAP INVESTMENT ADVISERS, LLC. — crossed $1B in regulatory AUM ($872.8M -> $1.40B). IAPD ↗institutional
$1.40B RAUM · 3 reps · 646-289-5726 · innocap.com
70
JVP MANAGEMENT — crossed $1B in regulatory AUM ($911.0M -> $2.39B). IAPD ↗fund
$2.39B RAUM · 8 reps · 214-392-5737
70
BURKEHILL GLOBAL MANAGEMENT, LP — crossed $1B in regulatory AUM ($373.1M -> $1.16B). IAPD ↗fund
$1.16B RAUM · 4 reps · 2124906760
65
ATB CAPITAL MARKETS USA INC. — (CALGARY, ALBERTA, Canada) is newly SEC-registered with $0 RAUM and 17 advisory reps. IAPD ↗foreign
$0 RAUM · 17 reps · 403-539-8600 · atbcapitalmarkets.com
65
BEACON HILL WEALTH MANAGEMENT LTD — (VICTORIA, BC, Canada) is newly SEC-registered with $0 RAUM and 3 advisory reps. IAPD ↗foreign
$0 RAUM · 3 reps · 778-433-1314
65
MCA CROSS BORDER CAPITAL INC. — (MONTRÉAL, Canada) is newly SEC-registered with $0 RAUM and 3 advisory reps. IAPD ↗foreign
$0 RAUM · 3 reps · 1-877-839-7111
65
KENSYS LTD — (LONDON, United Kingdom) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗foreign
$0 RAUM · 2 reps · +44 207 126 8430 · one-up.io
63
VERT ASSET MANAGEMENT LLC — reported RAUM up 100% ($174.4M -> $348.6M). IAPD ↗institutional
$348.6M RAUM · 2 reps · 415-650-7179 · vertfunds.com
63
KILONOVA CAPITAL — 's provisional registration is now fully approved. IAPD ↗institutional
$486.8M RAUM · 8 reps · 650-800-3065 · kilonovacap.com
63
HBC GROUP LLC. — 's provisional registration is now fully approved. IAPD ↗institutional
$376.5M RAUM · 1 reps · 239-529-0763
63
WHEELER RETIREMENT PLANS LLC — 's provisional registration is now fully approved. IAPD ↗institutional
$313.0M RAUM · 1 reps · 218-336-8524
60
LEADER CAPITAL CORP. — crossed $500M in regulatory AUM ($119.2M -> $522.8M). IAPD ↗institutional
$522.8M RAUM · 1 reps · 503-294-1010 · leadercapital.com
60
LANGAR INVESTMENT MANAGEMENT — 's provisional registration is now fully approved. IAPD ↗institutional
$1.5M RAUM · 1 reps · 618-315-8925 · langarfunds.com
60
ANTHELION CAPITAL PARTNERS LLC — 's provisional registration is now fully approved. IAPD ↗fund
$1.28B RAUM · 7 reps · 212 339 1900
60
COLLER PRIVATE MARKET SECONDARIES ADVISORS, LLC — 's provisional registration is now fully approved. IAPD ↗institutional
$100,000 RAUM · 0 reps · 212 644 8500
60
ALPHA BLUE CAPITAL — 's provisional registration is now fully approved. IAPD ↗institutional
$4.2M RAUM · 1 reps · 415-948-4330 · alphabluellc.com
60
WEALTH BUILDER FUNDS LLC — 's provisional registration is now fully approved. IAPD ↗institutional
$0 RAUM · 3 reps · 847-639-7830
58
AVALA GLOBAL LP — reported RAUM up 66% ($1.04B -> $1.72B). IAPD ↗fund
$1.72B RAUM · 6 reps · 732-533-3222
58
PHOENIX MERCHANT PARTNERS, LP — reported RAUM up 150% ($100.0M -> $250.0M). IAPD ↗fund
$250.0M RAUM · 9 reps · 212-804-9990 · phoenix-merchant.com
58
SNOWHAWK LP — reported RAUM up 474% ($72.6M -> $416.7M). IAPD ↗fund
$416.7M RAUM · 8 reps · 888-335-3137 · snowhawkpartners.com
58
SNOWHAWK LP — 's provisional registration is now fully approved. IAPD ↗fund
$416.7M RAUM · 8 reps · 888-335-3137 · snowhawkpartners.com
58
GOOD SPRINGS CAPITAL — 's provisional registration is now fully approved. IAPD ↗fund
$505.0M RAUM · 6 reps · 646-989-4050 · goodspringscap.com
58
CONSTELLATION WEALTH CAPITAL — 's provisional registration is now fully approved. IAPD ↗fund
$540.1M RAUM · 14 reps · 202-600-5100 · constellationwealthcapital.com
57
AOT INVEST LLC — reported RAUM up 61% ($19.8M -> $31.9M). IAPD ↗institutional
$31.9M RAUM · 1 reps · 563-320-1688
56
SIMPLIFY ASSET MANAGEMENT INC. — reported RAUM up 31% ($2.44B -> $3.18B). IAPD ↗institutional
$3.18B RAUM · 10 reps · 646-585-0476 · simplify.us
55
CENTRE ASSET MANAGEMENT — crossed $500M in regulatory AUM ($481.6M -> $503.7M). IAPD ↗fund
$503.7M RAUM · 2 reps · 212-918-4705 · centreasset.com
55
FORUM CAPITAL ADVISORS LLC — crossed $500M in regulatory AUM ($109.2M -> $947.7M). IAPD ↗fund
$947.7M RAUM · 6 reps · 303-501-8860 · forumcapadvisors.com
55
NORDWAND INVESTMENTS, LLC — reported RAUM up 213% ($16.2M -> $50.9M). IAPD ↗fund
$50.9M RAUM · 2 reps · 484-630-2510
55
C4M GLOBAL ADVISORS LLC — reported RAUM up 203% ($9.0M -> $27.3M). IAPD ↗fund
$27.3M RAUM · 4 reps · 888-336-8402
55
GENERATE CAPITAL ADVISORS, PB LLC — 's provisional registration is now fully approved. IAPD ↗fund
$100.0M RAUM · 74 reps · 415-360-3063
55
SKKY PARTNERS, LP — 's provisional registration is now fully approved. IAPD ↗fund
$115.3M RAUM · 5 reps · 917-797-8729 · skky.com
55
FALCONPOINT CAPITAL PARTNERS LLC — 's provisional registration is now fully approved. IAPD ↗fund
$182.0M RAUM · 4 reps · 212-301-7601 · falconpointpartners.com
55
THE VISUALIZE GROUP LP — 's provisional registration is now fully approved. IAPD ↗fund
$165.4M RAUM · 5 reps · 212-540-5151 · thevisualizegroup.com
55
SALLYPORT PARTNERS — 's provisional registration is now fully approved. IAPD ↗fund
$100.4M RAUM · 4 reps · 281-423-0260 · sallyportinvestments.com
55
OUTERLANDS CAPITAL MANAGEMENT, LLC — 's provisional registration is now fully approved. IAPD ↗fund
$36.3M RAUM · 6 reps · 201-588-6067 · outerlands.io
55
ARAVALLI CAPITAL MANAGEMENT LP — 's provisional registration is now fully approved. IAPD ↗fund
$105.5M RAUM · 4 reps · 212-680-4950 · aravallicap.com
55
BLUE BEACH CAPITAL — 's provisional registration is now fully approved. IAPD ↗fund
$157.4M RAUM · 1 reps · 787-647-7123 · bluebeachcap.com
54
EASTBAY CAPITAL — reported RAUM up 59% ($228.5M -> $362.7M). IAPD ↗fund
$362.7M RAUM · 3 reps · 212-702-7155
53
ALTAROCK PARTNERS LP — reported RAUM up 41% ($3.28B -> $4.62B). IAPD ↗fund
$4.62B RAUM · 3 reps · (561) 200-1300 · altarockpartners.com
53
PRIMARK ADVISORS, LLC — reported RAUM up 43% ($112.8M -> $161.0M). IAPD ↗institutional
$161.0M RAUM · 2 reps · 303-529-2200 · primarkcapital.com
49
LEGION PARTNERS ASSET MANAGEMENT, LLC — reported RAUM up 33% ($335.9M -> $446.0M). IAPD ↗fund
$446.0M RAUM · 4 reps · 424-253-1774
46
CRAWFORD FUND MANAGEMENT, LLC — reported RAUM up 31% ($147.4M -> $193.4M). IAPD ↗fund
$193.4M RAUM · 3 reps · 617-274-5617 · crawfordfunds.com
43
QUADRA GESTAO DE RECURSOS S.A. — 's provisional registration is now fully approved. IAPD ↗foreign
$714.2M RAUM · 19 reps · +55 11 4810 4141 · quadra.capital
40
ATYANT CAPITAL MANAGEMENT LTD — crossed $500M in regulatory AUM ($446.9M -> $707.1M). IAPD ↗foreign
$707.1M RAUM · 0 reps · (230) 212-9800
40
NATWEALTH MANAGEMENT — reported RAUM up 105% ($33.0M -> $67.6M). IAPD ↗foreign
$67.6M RAUM · 122 reps · 833-946-1589 · nbfwm.ca
35
INNOCAP INVESTMENT MANAGEMENT INC. — reported RAUM up 29% ($2.01B -> $2.59B). IAPD ↗foreign
$2.59B RAUM · 6 reps · 514-412-1052 · innocap.com

Free page: firm, event, phone, website. The paid feed adds every window as CSV, filters by state and AUM band, and alerts the day the roster drops. Data: SEC Form ADV monthly roster; confirm on IAPD before acting.