← Tributary

THE FOUNDRY FINANCIAL GROUP, INC.

LACONIA, NH · CRD 116823 · IAPD ↗ · 603-528-5171

$284.2MRegulatory AUM
6Advisory reps
11Employees
14Clients
251-500Planning clients
0Private funds
5States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

58
January 2026 — THE FOUNDRY FINANCIAL GROUP, INC. reports 251-500 financial-planning clients, up from 101-250.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
65
January 2026 — THE FOUNDRY FINANCIAL GROUP, INC. now reports custody of client assets ($6.2M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
50
January 2025 — THE FOUNDRY FINANCIAL GROUP, INC. shrank from 8 to 5 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
50
January 2025 — THE FOUNDRY FINANCIAL GROUP, INC. added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
42
October 2024 — THE FOUNDRY FINANCIAL GROUP, INC. notice-filed in FL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
95
February 2024 — THE FOUNDRY FINANCIAL GROUP, INC. (LACONIA, NH) is newly SEC-registered with $198.8M RAUM and 8 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.