Portfolio / reporting / TAMP — October 2026
Portfolio accounting, reporting, rebalancing, and TAMPs (Orion, Black Diamond, Tamarac, SMArtX).
235 firms opened this window in the October 2026 SEC roster: 134 new registration, 46 aum up, 33 pending approved, 8 aum crossed 1b, 7 aum crossed 500m, 6 wrap program started, 1 acquisition.
100
WILLOW RUN ADVISORS — (NEW YORK, NY) is newly SEC-registered with $2.20B RAUM and 5 advisory reps. IAPD ↗
95
HERNDON PLANT OAKLEY LTD — (CORPUS CHRISTI, TX) is newly SEC-registered with $155.4M RAUM and 2 advisory reps. IAPD ↗
95
JOHNSTON INVESTMENT COUNSEL, LTD. — (PEORIA, IL) is newly SEC-registered with $125.0M RAUM and 1 advisory reps. IAPD ↗
95
PTS BROKERAGE, LLC — (MT. LAUREL, NJ) is newly SEC-registered with $131.7M RAUM and 14 advisory reps. IAPD ↗
95
TIDMORE RETIREMENT PLANNING SPECIALISTS — (BEACHWOOD, OH) is newly SEC-registered with $112.9M RAUM and 2 advisory reps. IAPD ↗
95
LEGACY PARTNERS FINANCIAL GROUP, LLC — (WOODSTOCK, GA) is newly SEC-registered with $107.6M RAUM and 10 advisory reps. IAPD ↗
95
TRAVER FINANCIAL CONSULTING NETWORK PA — (LAKEWOOD RANCH, FL) is newly SEC-registered with $121.7M RAUM and 1 advisory reps. IAPD ↗
95
LIVE OAK FAMILY OFFICES LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
MURRAY SECURITIES, INC. — (TYLER, TX) is newly SEC-registered with $116.6M RAUM and 1 advisory reps. IAPD ↗
95
CROSSPOINT CAPITAL MANAGEMENT — (ORINDA, CA) is newly SEC-registered with $117.0M RAUM and 2 advisory reps. IAPD ↗
95
EAGLE FINANCIAL ADVISORS, LLC — (FRISCO, TX) is newly SEC-registered with $113.1M RAUM and 9 advisory reps. IAPD ↗
95
KUHN WEALTH MANAGEMENT INC. — (SCHAUMBURG, IL) is newly SEC-registered with $150.8M RAUM and 3 advisory reps. IAPD ↗
95
KROEGER FINANCIAL PARTNERS — (GRASS VALLEY, CA) is newly SEC-registered with $111.1M RAUM and 2 advisory reps. IAPD ↗
95
CRAFTED FINANCE, LLC — (location n/a) is newly SEC-registered with $102.9M RAUM and 1 advisory reps. IAPD ↗
95
CS TOMASI WEALTH MANAGEMENT — (COSTA MESA, CA) is newly SEC-registered with $110.3M RAUM and 6 advisory reps. IAPD ↗
95
ASK CAPITAL INVESTMENT MANAGERS — (AMARILLO, TX) is newly SEC-registered with $110.4M RAUM and 2 advisory reps. IAPD ↗
95
BURLINGAME WEALTH MANAGEMENT, LLC — (BURLINGAME, CA) is newly SEC-registered with $129.4M RAUM and 1 advisory reps. IAPD ↗
95
EXOS ASSET MANAGEMENT LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $682,181 RAUM and 8 advisory reps. IAPD ↗
95
BLUE ANCHOR WEALTH ADVISORS, LLC — (KETCHIKAN, AK) is newly SEC-registered with $144.2M RAUM and 6 advisory reps. IAPD ↗
95
ENDEAVOR ADVISORS LLC — (PHOENIX, AZ) is newly SEC-registered with $114.4M RAUM and 4 advisory reps. IAPD ↗
95
DIVERSIFIED WEALTH ADVISORS, LLC — (KANSAS CITY, MO) is newly SEC-registered with $138.0M RAUM and 3 advisory reps. IAPD ↗
95
ALMEGA WEALTH MANAGEMENT — (SCOTTSDALE, AZ) is newly SEC-registered with $134.3M RAUM and 4 advisory reps. IAPD ↗
95
WILLIS TOWERS WATSON SECURITIES, LLC — (CHICAGO, IL) is newly SEC-registered with $0 RAUM and 0 advisory reps. IAPD ↗
95
KNECHT CAPITAL MANAGEMENT, LLC — (location n/a) is newly SEC-registered with $116.0M RAUM and 1 advisory reps. IAPD ↗
95
GREEN OCEAN GLOBAL ADVISORS LLC — (SAN FRANCISCO, CA) is newly SEC-registered with $114.8M RAUM and 4 advisory reps. IAPD ↗
95
LEONARD ADVISORY GROUP LLC — (SAINT JOSEPH, MI) is newly SEC-registered with $114.1M RAUM and 3 advisory reps. IAPD ↗
95
WEALTH STRATEGIES GROUP — (NEWPORT BEACH, CA) is newly SEC-registered with $102.9M RAUM and 2 advisory reps. IAPD ↗
95
WEALTHLYNK, INC. — (FALLBROOK, CA) is newly SEC-registered with $112.0M RAUM and 1 advisory reps. IAPD ↗
95
BETTER FINANCIAL SERVICES, LLC — (FEDERAL WAY, WA) is newly SEC-registered with $110.8M RAUM and 2 advisory reps. IAPD ↗
95
BIG ROCK ADVISORS LLC — (SAG HARBOR, NY) is newly SEC-registered with $27.8M RAUM and 3 advisory reps. IAPD ↗
95
PELICAN ADVISORY LLC — (COVINGTON, LA) is newly SEC-registered with $119.0M RAUM and 4 advisory reps. IAPD ↗
95
DANTES OUTLOOK — (location n/a) is newly SEC-registered with $26.0M RAUM and 1 advisory reps. IAPD ↗
95
INTEGRATED WEALTH SOLUTIONS, LLC — (YORK, PA) is newly SEC-registered with $114.0M RAUM and 8 advisory reps. IAPD ↗
95
EXPONENT WEALTH LLC — (OREM, UT) is newly SEC-registered with $110.4M RAUM and 6 advisory reps. IAPD ↗
95
PORTFOLIO ADVISORY PARTNERS — (NORTH BRUNSWICK, NJ) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
95
AEGIS GUILD CAPITAL, LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗
95
CAMERON SIGNATURE WEALTH ADVISORS LLC — (CHARLOTTE, NC) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
POINT ONE PRIVATE WEALTH — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
PROFESSIONAL PLANNING & WEALTH — (GREENVILLE, SC) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
95
WELLS CAPITAL ADVISORS LLC — (LAS VEGAS, NV) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
AQR FLEX MANAGEMENT, LLC — (GREENWICH, CT) is newly SEC-registered with $0 RAUM and 291 advisory reps. IAPD ↗
95
MADISON LASALLE ADVISERS LLC — (CHICAGO, IL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
PLETTENBERG CAPITAL MANAGEMENT, LLC — (NEW YORK, NY) is newly SEC-registered with $50.5M RAUM and 1 advisory reps. IAPD ↗
95
COINEDLY LLC — (DOVER, DE) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
CMK PARTNERS, LLC — (CHICAGO, IL) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
95
VAN SOLDAT WEALTH LLC — (location n/a) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
95
ALIGNED WEALTH ADVISORS, LLC — (MIAMI, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 7 advisory reps. IAPD ↗
95
APEIRON WEALTH SERVICE — (ASTORIA, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
VESSEL WEALTH PARTNERS — (MENDOTA HEIGHTS, MN) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
ZOOP ALPHA ADVISORS — (MESA, AZ) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
95
STRIBLING-WHALEN FINANCIAL GROUP — (GAINESVILLE, GA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
95
MAPLE GROVE WEALTH — (FRANKLIN, TN) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
STRATEGENCE CAPITAL LLC — (VAN WERT, OH) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 9 advisory reps. IAPD ↗
95
ZERO LABS INC. — (SAN FRANCISCO, CA) is newly SEC-registered with $100,000 RAUM and 1 advisory reps. IAPD ↗
95
BELLERIVE CAPITAL, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
FORTUNA PRIVATE WEALTH MANAGEMENT CORP. — (MIAMI, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
RIA GROUP, LLC — (DES MOINES, IA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
FATHOM ADVISORS LLC — (MINNEAPOLIS, MN) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 9 advisory reps. IAPD ↗
95
LAFAYETTE SQUARE FINANCIAL ADVISORS, INC. — (WALNUT CREEK, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
GEIGER GROUP WEALTH MANAGEMENT — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
BORIA WEALTH MANAGEMENT, LTD — (WAYZATA, MN) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
OPIMA CAPITAL MANAGEMENT, LLC — (OCOEE, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
HOLM & BAUCOM WEALTH ADVISORS, LLC — (VICTORIA, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
RISE PRIVATE WEALTH MANAGEMENT — (BEDFORD, NH) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 50 advisory reps. IAPD ↗
95
SOMERSET ADVISORY, LLC — (BIRMINGHAM, AL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗
95
ROUND TABLE ADVISORS, LLC — (CHATTANOOGA, TN) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 7 advisory reps. IAPD ↗
95
EAST FRANKLIN CAPITAL — (WILMINGTON, NC) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
AQUIUM LEGACY PARTNERS — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
AI PORTFOLIOS — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
DIMAIO PRIVATE WEALTH, LLC — (CHESTER, NJ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
STELVIO PRIVATE WEALTH — (GREENWICH, CT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
DAN THORNSBERRY CAPITAL ADVISORS, LLC — (BELLEAIR BEACH, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
CREATED WEALTH ADVISORY — (VENICE, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
5280 ASSOCIATES — (DENVER, CO) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 7 advisory reps. IAPD ↗
95
NOVERA WEALTH, INC. — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
HEIRMONT WEALTH MANAGEMENT — (UNIONDALE, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
FINANCIAL CELEBRATIONS — (VACAVILLE, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
NEXTREG ADVISORS LLC — (MIAMI, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
CLEARWATER FINANCIAL PLANNING — (LEWISTON, ID) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
BCM FIXED INCOME — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗
95
PERSONAL WEALTH STRATEGIES — (HAMILTON, NJ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
OMNIMINT ADVISORS LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
LELAND WEALTH MANAGEMENT — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
EVEROAK WEALTH CO — (COLORADO SPRINGS, CO) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 9 advisory reps. IAPD ↗
95
BROOKSTONE WEALTH MANAGEMENT, INC. — (OXFORD, MA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
VOCARE WEALTH ADVISORS — (RESTON, VA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
85
THE PACIFIC CENTER FOR FINANCIAL SERVICES — crossed $1B in regulatory AUM ($960.6M -> $1.10B). IAPD ↗
85
SUMMA CORP. — crossed $1B in regulatory AUM ($587.2M -> $1.59B). IAPD ↗
85
M1 ADVISORY — crossed $1B in regulatory AUM ($633,573 -> $1.48B). IAPD ↗
85
MARQUETTE WEALTH MANAGEMENT — crossed $1B in regulatory AUM ($871.6M -> $1.07B). IAPD ↗
85
RANGE ADVISORY, LLC — crossed $1B in regulatory AUM ($653.9M -> $1.39B). IAPD ↗
85
MARIDEA WEALTH MANAGEMENT — crossed $1B in regulatory AUM ($958.7M -> $1.97B). IAPD ↗
85
XCELSIOR ADVISOR PARTNERS LLC — crossed $1B in regulatory AUM ($650.7M -> $2.51B). IAPD ↗
75
CAPITAL BANK AND TRUST COMPANY — reported RAUM up 80% ($139.29B -> $250.98B). IAPD ↗
75
INTELLECTUS PARTNERS, LLC — reported RAUM up 90% ($1.57B -> $2.98B). IAPD ↗
75
SHARPE ADVISORS, LLC — 's provisional registration is now fully approved. IAPD ↗
75
CROWNSTONE ADVISORY & INVESTMENT CORP — 's provisional registration is now fully approved. IAPD ↗
73
CAPSTONE INVESTMENT GROUP — reported RAUM up 94% ($176.4M -> $342.7M). IAPD ↗
73
PRECISE INVESTMENT MANAGEMENT, INC. — reported RAUM up 87% ($186.3M -> $349.2M). IAPD ↗
73
BLUE HORIZON EQUITY, INC. — 's provisional registration is now fully approved. IAPD ↗
73
GENOA WEALTH, LLC — 's provisional registration is now fully approved. IAPD ↗
73
TREASURE VALLEY FINANCIAL PLANNING — 's provisional registration is now fully approved. IAPD ↗
73
LIFEWISE WEALTH ADVISORS — 's provisional registration is now fully approved. IAPD ↗
73
INTENTGEN FINANCIAL PARTNERS — 's provisional registration is now fully approved. IAPD ↗
73
345 INVESTMENT ADVISORY, LLC — 's provisional registration is now fully approved. IAPD ↗
73
BROADSIDE WEALTH — 's provisional registration is now fully approved. IAPD ↗
72
NORTHERN CAPITAL MANAGEMENT, INC. — reported RAUM up 74% ($526.7M -> $918.2M). IAPD ↗
72
THURSTON SPRINGER ADVISORS — reported RAUM up 63% ($3.68B -> $6.01B). IAPD ↗
71
PROFICIO CAPITAL PARTNERS LLC — reported RAUM up 55% ($5.27B -> $8.17B). IAPD ↗
70
ALEXANDER INVESTMENT SERVICES CO. — crossed $500M in regulatory AUM ($496.3M -> $576.8M). IAPD ↗
70
QUINT CAPITAL MANAGEMENT — crossed $500M in regulatory AUM ($162.1M -> $875.0M). IAPD ↗
70
HMV WEALTH ADVISORS, LLC — crossed $500M in regulatory AUM ($464.8M -> $567.4M). IAPD ↗
70
LAVELLE CAPITAL — crossed $500M in regulatory AUM ($410.1M -> $508.2M). IAPD ↗
70
SIGNATURE EQUITY PARTNERS, LLC — crossed $500M in regulatory AUM ($330.6M -> $688.1M). IAPD ↗
70
LRZ CAPITAL LLC — crossed $500M in regulatory AUM ($370.0M -> $500.8M). IAPD ↗
70
SKY VISION WEALTH MANAGEMENT CORP. — reported RAUM up 92% ($52.8M -> $101.4M). IAPD ↗
70
EAGLE'S CREST ADVISORS, LLC — reported RAUM up 93% ($65.3M -> $125.9M). IAPD ↗
70
IM WEALTH PARTNERS — 's provisional registration is now fully approved. IAPD ↗
70
ASCENT ADVISORS — 's provisional registration is now fully approved. IAPD ↗
70
HOLON WEALTH MANAGEMENT — 's provisional registration is now fully approved. IAPD ↗
70
FAMILY OFFICE INVESTMENT ADVISORY LLC — 's provisional registration is now fully approved. IAPD ↗
70
STERLING LABS — 's provisional registration is now fully approved. IAPD ↗
70
R.I.T. WEALTH ADVISORS — 's provisional registration is now fully approved. IAPD ↗
70
ANCHR TECHNOLOGIES RIA LLC — 's provisional registration is now fully approved. IAPD ↗
70
ALTRUIST ADVISORS LLC — 's provisional registration is now fully approved. IAPD ↗
70
CHARLESBRIDGE ADVISORS — 's provisional registration is now fully approved. IAPD ↗
70
HYCO RIVER INVESTMENTS, INCORPORATED — 's provisional registration is now fully approved. IAPD ↗
70
KEYSTONE FINANCIAL RESOURCES, LLC — 's provisional registration is now fully approved. IAPD ↗
70
UNIFIED RETIREMENT PLANNING GROUP — 's provisional registration is now fully approved. IAPD ↗
70
COSMOS WEALTH, LLC — 's provisional registration is now fully approved. IAPD ↗
70
NORTHWIND FINANCIAL LLC — 's provisional registration is now fully approved. IAPD ↗
70
3D ADVISOR GROUP, INC. — 's provisional registration is now fully approved. IAPD ↗
70
MILLER WEALTH MANAGEMENT — 's provisional registration is now fully approved. IAPD ↗
70
SCHONFELD WEALTH MANAGEMENT, LLC — 's provisional registration is now fully approved. IAPD ↗
70
HERITAGE HAUS WEALTH PARTNERS LLC — 's provisional registration is now fully approved. IAPD ↗
68
TUTTLE CAPITAL MANAGEMENT, LLC — reported RAUM up 41% ($3.91B -> $5.50B). IAPD ↗
66
PRIVATE ADVISOR GROUP, LLC — reported RAUM up 30% ($44.33B -> $57.70B). IAPD ↗
65
A.G.P / ALLIANCE GLOBAL PARTNERS — reported RAUM up 28% ($2.30B -> $2.95B). IAPD ↗
65
FORTITUDE FAMILY OFFICE — reported RAUM up 27% ($1.00B -> $1.27B). IAPD ↗
64
WESTERN FINANCIAL CORPORATION — reported RAUM up 34% ($309.2M -> $414.4M). IAPD ↗
63
WAVVEST WEALTH — reported RAUM up 27% ($268.5M -> $339.9M). IAPD ↗
62
STIRLINGSHIRE INVESTMENTS — reported RAUM up 36% ($179.8M -> $244.6M). IAPD ↗
62
TUTTLE WEALTH PARTNERS LLC — reported RAUM up 39% ($75.1M -> $104.2M). IAPD ↗
62
GUARDANT WEALTH ADVISORS — reported RAUM up 37% ($149.3M -> $204.4M). IAPD ↗
60
CSP FINANCIAL GROUP LLC — reported RAUM up 26% ($119.2M -> $150.6M). IAPD ↗
60
BLACKRIDGE ASSET MANAGEMENT, LLC — began participating in a wrap-fee program. IAPD ↗
60
COMPLETE WEALTH MANAGEMENT, LLC — began participating in a wrap-fee program. IAPD ↗
60
STORGATE, LLC — began participating in a wrap-fee program. IAPD ↗
60
STEFFENS FINANCIAL CORP — began participating in a wrap-fee program. IAPD ↗
60
AUTHENTIC WEALTH PARTNERS LLC — began participating in a wrap-fee program. IAPD ↗
88
HILCO INVESTMENT ADVISORS, LLC — (NORTHBROOK, IL) is newly SEC-registered with $313.1M RAUM and 44 advisory reps. IAPD ↗institutional
88
FUNDSMITH PARTNERS US LLC — (STAMFORD, CT) is newly SEC-registered (provisional 120-day approval) with $435.3M RAUM and 4 advisory reps. IAPD ↗institutional
85
COLLABORATIVE FUND MANAGEMENT LLC — (NEW YORK, NY) is newly SEC-registered with $1.84B RAUM and 16 advisory reps. IAPD ↗fund
85
FMAC MANAGEMENT LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗institutional
85
FORVM GLOBAL INVESTMENTS LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
BYREFORGE MANAGEMENT, LP — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
CC USA LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
BOARDWALK INVESTMENT GROUP LP — (MIAMI, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
KARE MANAGER HOLDINGS, L.P. — (BOCA RATON, FL) is newly SEC-registered with $19.82B RAUM and 85 advisory reps. IAPD ↗fund
85
TECHBRIDGE INVESTMENT LP — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional
85
OLD MISSION ASSET MANAGEMENT LLC — (CHICAGO, IL) is newly SEC-registered (provisional 120-day approval) with $34.13B RAUM and 91 advisory reps. IAPD ↗fund
85
CAMBIAL PARTNERS LP — (NEW YORK, NY, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
MILEMARKER INVESTMENT SOLUTIONS, LLC — (LINCOLN, NE) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
85
INTEGRATED MANAGEMENT SYSTEMS CAPITAL MANAGEMENT LLC — (EAST ORANGE, NJ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗institutional
85
MFO HEALTHCARE PARTNERS — (BOCA RATON, FL) is newly SEC-registered with $0 RAUM and 6 advisory reps. IAPD ↗institutional
85
SR ABF ADVISORS LP — (NEW YORK, NY) is newly SEC-registered with $0 RAUM and 25 advisory reps. IAPD ↗institutional
85
ARK CAPITAL INVESTMENTS LLC — (ST PETERSBURG, FL) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
NEL MEZZO LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
ISTARI CAPITAL MANAGEMENT LP — (SANTA MONICA, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
MANIFOLD INVESTMENT PARTNERS LLC — (SAN FRANCISCO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional
85
LORUM ADVISORY LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional
85
LR3 PARTNERS — (CONSHOHOCKEN, PA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional
85
BLUEROCK ETF ADVISOR, LLC — (NEW YORK, NY) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
24A CAPITAL MANAGEMENT LLC — (HOUSTON, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
83
COEFFICIENT CAPITAL — (NEW YORK, NY) is newly SEC-registered with $734.6M RAUM and 7 advisory reps. IAPD ↗fund
83
COMMONWEALTH ASSET MANAGEMENT LP — (LOS ANGELES, CA) is newly SEC-registered with $295.7M RAUM and 3 advisory reps. IAPD ↗fund
83
ISLANDER CAPITAL PARTNERS, L.P. — (SAN FRANCISCO, CA) is newly SEC-registered with $345.0M RAUM and 3 advisory reps. IAPD ↗fund
83
GATSBY MANAGEMENT, LLC — (location n/a) is newly SEC-registered with $921.9M RAUM and 1 advisory reps. IAPD ↗fund
83
OLIVE PARTNERS MANAGEMENT — (PALO ALTO, CA) is newly SEC-registered with $465.2M RAUM and 6 advisory reps. IAPD ↗fund
83
ARC CAPITAL PARTNERS — (LOS ANGELES, CA) is newly SEC-registered with $862.5M RAUM and 12 advisory reps. IAPD ↗fund
83
MAYBOURNE PARTNERS MANAGEMENT LP — (location n/a) is newly SEC-registered with $500.0M RAUM and 1 advisory reps. IAPD ↗fund
80
FLEXSTONE PARTNERS, LLC — filed an Item 4A succession naming GLOUSTON CAPITAL PARTNERS, LLC (CRD 133792) — one firm absorbed the other. IAPD ↗fund
80
ACUTA CAPITAL PARTNERS, LLC — (REDWOOD CITY, CA) is newly SEC-registered with $172.5M RAUM and 3 advisory reps. IAPD ↗fund
80
RIVONIA ROAD CAPITAL LLC — (SANTA MONICA, CA) is newly SEC-registered with $246.0M RAUM and 8 advisory reps. IAPD ↗fund
80
BLUE ORCA, LLC — (AUSTIN, TX) is newly SEC-registered with $232.2M RAUM and 5 advisory reps. IAPD ↗fund
80
CARLO CAPITAL — (location n/a) is newly SEC-registered with $100.2M RAUM and 1 advisory reps. IAPD ↗fund
70
COVALIS CAPITAL LLP — (LONDON, United Kingdom) is newly SEC-registered with $4.79B RAUM and 17 advisory reps. IAPD ↗foreign
68
SAGEONE INVESTMENT MANAGERS LLP — (PUNE, India) is newly SEC-registered with $690.9M RAUM and 2 advisory reps. IAPD ↗foreign
65
NWEALTH INC — (LONDON, United Kingdom) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗foreign
65
ARCTOS CAPITAL PARTNERS AG — (ZURICH, Switzerland) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗foreign
65
ULLMAN INVESTMENT COUNSEL LLC — (TORONTO, ONTARIO, Canada) is newly SEC-registered with $0 RAUM and 8 advisory reps. IAPD ↗foreign
65
KYNANCE COVE CAPITAL LLC — (LONDON, United Kingdom) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗foreign
65
LARRAINVIAL US IA LLC — (SANTIAGO, Chile) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 7 advisory reps. IAPD ↗foreign
65
65
AWEALTH INTERNATIONAL AG — (ZOLLIKON, ZH, Switzerland) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗foreign
63
63
ADVISORENGINE PORTFOLIO SOLUTIONS INC. — reported RAUM up 88% ($176.4M -> $331.3M). IAPD ↗institutional
63
60
60
60
SMBC ASSET MANAGEMENT, INC. — 's provisional registration is now fully approved. IAPD ↗institutional
60
58
58
57
57
55
55
55
55
55
54
53
53
52
MAGELLAN INVESTMENT PARTNERS NORTH AMERICA, INC. — reported RAUM up 36% ($119.3M -> $162.2M). IAPD ↗institutional
52
50
50
49
45
45
45
44
43
42
39
38
38
COOLABAH CAPITAL INSTITUTIONAL INVESTMENTS PTY LIMITED — reported RAUM up 42% ($9.80B -> $13.92B). IAPD ↗foreign
36
35
Free page: firm, event, phone, website. The paid feed adds every window as CSV, filters by state and AUM band, and alerts the day the roster drops. Data: SEC Form ADV monthly roster; confirm on IAPD before acting.