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Portfolio / reporting / TAMP — February 2025

Portfolio accounting, reporting, rebalancing, and TAMPs (Orion, Black Diamond, Tamarac, SMArtX).

328 firms opened this window in the February 2025 SEC roster: 134 aum up, 110 new registration, 47 pending approved, 25 aum crossed 500m, 11 aum crossed 1b, 1 acquisition.

Months: October 2026 · September 2026 · August 2026 · July 2026 · June 2026 · May 2026 · April 2026 · March 2026 · February 2026 · January 2026 · December 2025 · August 2025 · July 2025 · June 2025 · May 2025 · April 2025 · March 2025 · February 2025 · January 2025 · December 2024 · November 2024 · October 2024 · September 2024 · August 2024 · July 2024 · June 2024 · May 2024 · April 2024 · March 2024 · February 2024

98
CAP SIX ADVISORS — (HOUSTON, TX) is newly SEC-registered with $279.4M RAUM and 3 advisory reps. IAPD ↗
$279.4M RAUM · 3 reps · 281-671-7982 · cap-six.com
95
GCM GROSVENOR L.P. — filed an Item 4A succession naming GCM CUSTOMIZED FUND INVESTMENT GROUP, L.P. (CRD 169155) — one firm absorbed the other. IAPD ↗
$82.44B RAUM · 159 reps · 312-506-6500
95
HOFFMANN HERMANSON — (DENVER, CO) is newly SEC-registered with $148.0M RAUM and 2 advisory reps. IAPD ↗
$148.0M RAUM · 2 reps · 303-946-1810 · hoffmannhermanson.com
95
HARDING FINANCIAL GROUP, LLC. — (WESTERVILLE, OH) is newly SEC-registered with $138.5M RAUM and 1 advisory reps. IAPD ↗
$138.5M RAUM · 1 reps · 614-515-4722
95
WALLENDER, TIMOTHY JOSEPH — (MANHATTAN BEACH, CA) is newly SEC-registered with $114.9M RAUM and 0 advisory reps. IAPD ↗
$114.9M RAUM · 0 reps · 310-318-3255 · strategicindex.com
95
ALEXANDER CAPITAL ADVISORS, LLC — (NEW CANAAN, CT) is newly SEC-registered with $100.2M RAUM and 1 advisory reps. IAPD ↗
$100.2M RAUM · 1 reps · 203-966-7707 · alexcapadv.com
95
FIDELIS FINANCIAL PLANNING, LLC — (SAINT CHARLES, MO) is newly SEC-registered with $140.0M RAUM and 2 advisory reps. IAPD ↗
$140.0M RAUM · 2 reps · 636-922-9252
95
FINLEY WEALTH ADVISORS — (ESTERO, FL) is newly SEC-registered with $114.6M RAUM and 3 advisory reps. IAPD ↗
$114.6M RAUM · 3 reps · 239-267-7500 · mywealthadvisor.com
95
STEMBROOK ASSET MANAGEMENT, LLC — (RED BANK, NJ) is newly SEC-registered with $129.3M RAUM and 2 advisory reps. IAPD ↗
$129.3M RAUM · 2 reps · 201-484-0063
95
SULLIVAN INVESTMENTS GROUP, LLC — (location n/a) is newly SEC-registered with $127.5M RAUM and 2 advisory reps. IAPD ↗
$127.5M RAUM · 2 reps · (561) 400-3488 · sullivaninvestments.com
95
A J FELDMAN FINANCIAL, LLC — (location n/a) is newly SEC-registered with $111.4M RAUM and 1 advisory reps. IAPD ↗
$111.4M RAUM · 1 reps · 847-607-8249 · ajfeldmanfinancial.com
95
PINNACLE STRATEGIC WEALTH MANAGEMENT, LLC. — (KING OF PRUSSIA, PA) is newly SEC-registered with $122.2M RAUM and 2 advisory reps. IAPD ↗
$122.2M RAUM · 2 reps · 267-221-6305
95
BARNETT CAPITAL ADVISORS LLC — (MIAMI, FL) is newly SEC-registered with $121.9M RAUM and 2 advisory reps. IAPD ↗
$121.9M RAUM · 2 reps · 305-328-8538 · barnettcapitaladvisors.com
95
DONALIES FINANCIAL PLANNING, LLC — (WASHINGTON, DC) is newly SEC-registered with $100.1M RAUM and 1 advisory reps. IAPD ↗
$100.1M RAUM · 1 reps · 240-888-2573 · donaliesfp.com
95
JGC TAX & WEALTH MANAGEMENT — (SALEM, OR) is newly SEC-registered with $110.0M RAUM and 3 advisory reps. IAPD ↗
$110.0M RAUM · 3 reps · 503-304-9248 · app.modestspark.com
95
PROFUSION FINANCIAL — (ST. LOUIS, MO) is newly SEC-registered with $124.9M RAUM and 2 advisory reps. IAPD ↗
$124.9M RAUM · 2 reps · (314) 441-6107
95
LIFE STRATEGIES, INC. — (LA JOLLA, CA) is newly SEC-registered with $112.0M RAUM and 1 advisory reps. IAPD ↗
$112.0M RAUM · 1 reps · 916-541-3846 · lifestrategies.advisorwebsite.com
95
RUGGIERO INVESTMENTS — (WEST PALM BEACH, FL) is newly SEC-registered with $114.0M RAUM and 3 advisory reps. IAPD ↗
$114.0M RAUM · 3 reps · (561) 406-5505
95
ANKERSTAR WEALTH, LLC — (ROUND ROCK, TX) is newly SEC-registered with $109.9M RAUM and 6 advisory reps. IAPD ↗
$109.9M RAUM · 6 reps · 512-614-0085
95
CAPITAL CITY WEALTH MANAGEMENT, INC. — (BISMARCK, ND) is newly SEC-registered with $126.0M RAUM and 2 advisory reps. IAPD ↗
$126.0M RAUM · 2 reps · (701) 250-7220
95
S. WILLIAMS CAPITAL, LLC — (NEW YORK, NY) is newly SEC-registered with $25.2M RAUM and 1 advisory reps. IAPD ↗
$25.2M RAUM · 1 reps · 646-375-5325 · swilliamscapital.com
95
INVISOR — (SENECA, KS) is newly SEC-registered with $167.3M RAUM and 4 advisory reps. IAPD ↗
$167.3M RAUM · 4 reps · 785-334-4100 · goinvisor.com
95
HANKE & CO. WEALTH MANAGEMENT, LLC — (SAN FRANCISCO, CA) is newly SEC-registered with $145.4M RAUM and 2 advisory reps. IAPD ↗
$145.4M RAUM · 2 reps · 415-781-6300
95
HADDONFIELD FINANCIAL PLANNING LLC — (HADDONFIELD, NJ) is newly SEC-registered with $104.9M RAUM and 3 advisory reps. IAPD ↗
$104.9M RAUM · 3 reps · 856-795-0471
95
RESOLUTE CAPITAL, LLC — (GREENVILLE, SC) is newly SEC-registered with $180.9M RAUM and 7 advisory reps. IAPD ↗
$180.9M RAUM · 7 reps · (864) 800-1831 · retiretrunorth.com
95
U.S.A. FINANCIAL & TAX SERVICES, LLC — (GLASTONBURY, CT) is newly SEC-registered with $118.5M RAUM and 2 advisory reps. IAPD ↗
$118.5M RAUM · 2 reps · 860-430-2138 · usafinancialandtaxservices.com
95
PERSONALIZED FINANCIAL SOLUTIONS LLC — (CLEARWATER, FL) is newly SEC-registered with $109.3M RAUM and 1 advisory reps. IAPD ↗
$109.3M RAUM · 1 reps · 727-754-4401 · pfsinvest.com
95
EVOLUTION WEALTH MANAGEMENT INC. — (FORT MYERS, FL) is newly SEC-registered with $111.3M RAUM and 3 advisory reps. IAPD ↗
$111.3M RAUM · 3 reps · 239-771-8696
95
NGP FINANCIAL PLANNING, LLC — (location n/a) is newly SEC-registered with $111.7M RAUM and 1 advisory reps. IAPD ↗
$111.7M RAUM · 1 reps · 425-444-6715 · ngpfinancialplanning.com
95
NEIL JESANI WEALTH MANAGEMENT — (SUNRISE, FL) is newly SEC-registered with $102.5M RAUM and 3 advisory reps. IAPD ↗
$102.5M RAUM · 3 reps · (954) 800-3528
95
INTRINSIC VALUE CAPITAL, LLC — (LITTLE ROCK, AR) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 501-563-5929
95
ROBINHOOD ASSET MANAGEMENT — (MENLO PARK, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗
$0 RAUM · 6 reps · 650-940-2700 EXT 31450 · robinhood.com
95
GENESIS FINANCIAL GROUP, LLC — (MAHWAH, NJ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 551-284-4023 · genesisfinancialgroupllc.com
95
THOUGHTFUL MONEY LLC — (location n/a) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 408-398-9944
95
RETIREMENT PORTFOLIOS, LLC — (LAWRENCE, KS) is newly SEC-registered with $153.0M RAUM and 1 advisory reps. IAPD ↗
$153.0M RAUM · 1 reps · 785-330-9292
95
BXM WEALTH LLC — (ENGLEWOOD, CO) is newly SEC-registered with $107.6M RAUM and 3 advisory reps. IAPD ↗
$107.6M RAUM · 3 reps · 303-704-2592 · bxmwealth.com
95
SHRIER WEALTH MANAGEMENT, LLC — (LOS ANGELES, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · 310-201-0200 · shrierwealth.com
95
SARVER VROOMAN WEALTH ADVISORS LLC — (KANSAS CITY, MO) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗
$0 RAUM · 5 reps · 816-601-1150 · svwealthadvisors.com
95
STOCKPILE INVESTMENT ADVISORS, INC. — (SAN FRANCISCO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · (877) 374-2584 · stockpile.com
95
BERMAN MCALEER — (TIMONIUM, MD) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 11 advisory reps. IAPD ↗
$0 RAUM · 11 reps · 410-560-9960
95
LEGACY WEALTH PARTNERS, LLC — (LAKEWOOD, CO) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 7 advisory reps. IAPD ↗
$0 RAUM · 7 reps · 720-552-8287 · lwp-llc.com
95
CHURCHILL FINANCIAL ADVISORS, LLC — (LOUISVILLE, KY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · 502-895-3535
95
FORESEE WEALTH ADVISORS — (BELLEVUE, WA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 425-943-6875 · foreseewealth.com
95
ALONGSIDE, LLC — (AUSTIN, TX) is newly SEC-registered with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · 214-563-1190
95
BLUE CURVE ADVISORY, LLC — (TOWSON, MD) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 410-339-5771 · bluecurveadvisory.com
95
HENDERSON BROTHERS FINANCIAL PARTNERS LLC — (PITTSBURGH, PA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 22 advisory reps. IAPD ↗
$0 RAUM · 22 reps · 412-261-3333 · hendersonbrothersfinancialpartners.com
95
THREE ARCH WEALTH MANAGEMENT LLC — (IRVINE, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · (949) 400-7107 · threearchwealth.com
95
LRZ CAPITAL LLC — (MIAMI, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · 305-809-0395 · lrzcapital.com
95
LINCOLNBRIDGE FINANCIAL PLANNING, LLC — (OGLESBY, IL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · 815-296-8855 · lincolnbridgefp.com
95
WILLOW CREEK CAPITAL MANAGEMENT, INC. — (MISSOULA, MT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · 406-830-3286 · raymondjames.com
95
SLK PRIVATE WEALTH MANAGEMENT, LLC — (LOS ANGELES, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 8 advisory reps. IAPD ↗
$0 RAUM · 8 reps · (424) 500-4613 · slkprivatewealth.com
95
FIVE ELEVEN FAMILY OFFICE LLC — (GARDEN CITY, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
$0 RAUM · 4 reps · 917-685-1360
95
REDWOOD FAMILY WEALTH LLC — (ADDISON, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · 469-965-4001 · redwoodfamilywealth.com
95
HOOT WEALTH LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · (970) 313-0582 · hootwealth.com
95
SUNSET ADVISERS, LLC — (SALT LAKE CITY, UT) is newly SEC-registered with $1,000 RAUM and 1 advisory reps. IAPD ↗
$1,000 RAUM · 1 reps · 385-707-0082 · sunsetapp.com
95
MOOLA COPILOT LLC — (NAPLES, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 352-812-4320 · moo.la
95
SENECA PRIVATE WEALTH, LLC — (LOS ANGELES, CA) is newly SEC-registered with $0 RAUM and 4 advisory reps. IAPD ↗
$0 RAUM · 4 reps · 310-984-1347 · senecapw.com
95
THE BYCOFF GROUP LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 781-801-5559 · bycoffgroup.com
95
WGI DM, LLC — (BOSTON, MA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 7 advisory reps. IAPD ↗
$0 RAUM · 7 reps · 617-428-4040
95
CLARION WEALTH MANAGEMENT PARTNERS — (FAIRFAX, VA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
$0 RAUM · 4 reps · (703) 631-4800 · clarionwealth.com
95
SMARTHARVEST PORTFOLIOS — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 206-841-9944 · smartharvestportfolios.com
95
ARIA WEALTH PARTNERS — (CHARLOTTESVILLE, VA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 434-962-5381 · ariawealthpartners.com
95
ELEVATED FINANCIAL GROUP — (INDIANAPOLIS, IN) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
$0 RAUM · 4 reps · 317-210-0907
95
PARADIGM ADVISOR GROUP, LLC — (BRIDGEWATER, NJ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 908-450-7402
95
STRIVE RETIREMENT GROUP — (DAYTONA BEACH, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 407-739-6616
95
LATHROP INVESTMENT MANAGEMENT COMPANY — (LITTLE ROCK, AR) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 501-227-4930 · limc.com
95
THE QUICK GROUP LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 6464963900
85
PARTHENON LLC — crossed $1B in regulatory AUM ($993.9M -> $1.12B). IAPD ↗
$1.12B RAUM · 5 reps · 502-327-5660 · parthenonllc.com
85
IMA ADVISORY SERVICES, INC. — crossed $1B in regulatory AUM ($911.6M -> $2.66B). IAPD ↗
$2.66B RAUM · 31 reps · 316-266-6574
85
KEB WEALTH ADVISORS — crossed $1B in regulatory AUM ($933.4M -> $1.06B). IAPD ↗
$1.06B RAUM · 13 reps · (217) 789-0960 · kebcpa.com
85
HEMINGTON WEALTH MANAGEMENT — crossed $1B in regulatory AUM ($894.4M -> $1.06B). IAPD ↗
$1.06B RAUM · 10 reps · 703-828-2479 · hemingtonwm.com
85
ONE WEALTH MAP, LLC — crossed $1B in regulatory AUM ($230.0M -> $1.10B). IAPD ↗
$1.10B RAUM · 5 reps · 702-470-2660
85
ONE DAY IN JULY LLC — crossed $1B in regulatory AUM ($797.7M -> $1.09B). IAPD ↗
$1.09B RAUM · 10 reps · (802) 503-8280 · eventbrite.com
85
MILAGRE WEALTH MANAGEMENT, INC. — crossed $1B in regulatory AUM ($83.8M -> $11.45B). IAPD ↗
$11.45B RAUM · 1 reps · 914-437-8066 · milagrewealth.com
85
CHEMISTRY WEALTH MANAGEMENT LLC — crossed $1B in regulatory AUM ($846.8M -> $1.03B). IAPD ↗
$1.03B RAUM · 6 reps · (212) 970-8900
85
SAVVY — crossed $1B in regulatory AUM ($401.3M -> $1.30B). IAPD ↗
$1.30B RAUM · 52 reps · 833-745-6789
85
FIDELIS CAPITAL — crossed $1B in regulatory AUM ($917.2M -> $1.68B). IAPD ↗
$1.68B RAUM · 12 reps · 813-934-6246
75
GCM GROSVENOR L.P. — reported RAUM up 138% ($34.57B -> $82.44B). IAPD ↗
$82.44B RAUM · 159 reps · 312-506-6500
75
ARAX ADVISORY PARTNERS — reported RAUM up 95% ($1.44B -> $2.81B). IAPD ↗
$2.81B RAUM · 38 reps · 303-633-5900 · simondavisinc.com
75
BISON WEALTH, LLC — reported RAUM up 138% ($1.16B -> $2.75B). IAPD ↗
$2.75B RAUM · 66 reps · 404-841-2224 · zenithretirement.com
75
PANDI, LLC — 's provisional registration is now fully approved. IAPD ↗
$2.01B RAUM · 6 reps · 913-437-9900 · pandikc.com
75
INTELLUS ADVISORS, LLC — 's provisional registration is now fully approved. IAPD ↗
$1.16B RAUM · 7 reps · 239-649-3600 · intellusadvisors.com
73
KETRON FINANCIAL LLC — reported RAUM up 174% ($109.5M -> $300.0M). IAPD ↗
$300.0M RAUM · 2 reps · 415-892-0928
73
HEADLAND CAPITAL — 's provisional registration is now fully approved. IAPD ↗
$403.0M RAUM · 9 reps · 843-388-4300 · headland.capital
73
UNITING WEALTH PARTNERS — 's provisional registration is now fully approved. IAPD ↗
$544.7M RAUM · 7 reps · 479-364-0686 · unitingwealthpartners.com
73
VIRTUS WEALTH SOLUTIONS — 's provisional registration is now fully approved. IAPD ↗
$481.5M RAUM · 4 reps · 908-967-6360 · virtuswealthsolutions.com
73
OXFORD WEALTH MANAGEMENT — 's provisional registration is now fully approved. IAPD ↗
$435.3M RAUM · 1 reps · 385-206-5271 · oxfordwealthmgt.com
73
LECLAIR WEALTH PARTNERS — 's provisional registration is now fully approved. IAPD ↗
$342.4M RAUM · 3 reps · 888-277-5704 · leclairwealthpartners.com
73
STONE TEMPLE PARTNERS LLC — 's provisional registration is now fully approved. IAPD ↗
$600.1M RAUM · 4 reps · (203) 253-1823
73
MORANGIE MANAGEMENT LLC — 's provisional registration is now fully approved. IAPD ↗
$578.0M RAUM · 4 reps · 908-285-6686 · morangiemanagement.com
73
MATAURO, LLC — 's provisional registration is now fully approved. IAPD ↗
$703.1M RAUM · 14 reps · 845-273-6211 · matauro.com
73
TFR CAPITAL — 's provisional registration is now fully approved. IAPD ↗
$327.6M RAUM · 5 reps · 800-765-0397 · tfr-inc.com
71
INVESTOR FAN — reported RAUM up 67% ($255.4M -> $427.7M). IAPD ↗
$427.7M RAUM · 10 reps · 425-372-7517 · thewaytoinvest.com
70
WEBER ASSET MANAGEMENT, INC. — crossed $500M in regulatory AUM ($473.1M -> $582.9M). IAPD ↗
$582.9M RAUM · 6 reps · 516-326-3299 · weberasset.com
70
CORNERSTONE WEALTH MANAGEMENT — crossed $500M in regulatory AUM ($421.0M -> $543.6M). IAPD ↗
$543.6M RAUM · 4 reps · 440-899-4000 · fee-onlyadvisor.com
70
AMERICA FIRST INVESTMENT ADVISORS LLC — crossed $500M in regulatory AUM ($476.0M -> $593.8M). IAPD ↗
$593.8M RAUM · 7 reps · 402-991-3388
70
ESSEX LLC — crossed $500M in regulatory AUM ($474.3M -> $563.1M). IAPD ↗
$563.1M RAUM · 7 reps · 847-777-7800
70
CAMBRIDGE FINANCIAL GROUP, LLC — crossed $500M in regulatory AUM ($468.7M -> $538.9M). IAPD ↗
$538.9M RAUM · 5 reps · 520-531-0550 · cambridgefinancialgroup.com
70
TANGLEWOOD LEGACY ADVISORS, LLC — crossed $500M in regulatory AUM ($464.3M -> $562.1M). IAPD ↗
$562.1M RAUM · 4 reps · 713-599-4999
70
STEFFES FINANCIAL, LTD — crossed $500M in regulatory AUM ($495.2M -> $537.1M). IAPD ↗
$537.1M RAUM · 3 reps · 913-722-1111 · steffesfinancial.com
70
COLLABORATIVE WEALTH — crossed $500M in regulatory AUM ($463.6M -> $564.0M). IAPD ↗
$564.0M RAUM · 9 reps · 407-792-3336
70
THE MARSHALL FINANCIAL GROUP LLC — crossed $500M in regulatory AUM ($468.7M -> $593.0M). IAPD ↗
$593.0M RAUM · 10 reps · (410) 563-1190 · marshallfinancialgroup.com
70
INTEGRAL WEALTH MANAGEMENT — crossed $500M in regulatory AUM ($497.1M -> $535.8M). IAPD ↗
$535.8M RAUM · 5 reps · 209-633-3101
70
MTM FINANCIAL GROUP, LLC — crossed $500M in regulatory AUM ($488.2M -> $620.7M). IAPD ↗
$620.7M RAUM · 8 reps · 610-746-7007
70
ATWATER MALICK — crossed $500M in regulatory AUM ($481.6M -> $586.6M). IAPD ↗
$586.6M RAUM · 2 reps · (717) 400-1505 · atwatermalick.com
70
H FINANCIAL MANAGEMENT — crossed $500M in regulatory AUM ($460.2M -> $533.8M). IAPD ↗
$533.8M RAUM · 5 reps · 724-745-9406 · hfinancialmanagement.com
70
TRUNORTH CAPITAL MANAGEMENT, LLC — crossed $500M in regulatory AUM ($415.3M -> $530.6M). IAPD ↗
$530.6M RAUM · 4 reps · 8774690446 · trunorthcapital.com
70
GOALVEST ADVISORY LLC — crossed $500M in regulatory AUM ($463.4M -> $675.1M). IAPD ↗
$675.1M RAUM · 5 reps · (917) 215-6141
70
VISTA INVESTMENT PARTNERS LLC — crossed $500M in regulatory AUM ($474.5M -> $541.0M). IAPD ↗
$541.0M RAUM · 5 reps · 405-608-5390
70
SOUTHERN CAPITAL ADVISORS, LLC — crossed $500M in regulatory AUM ($414.5M -> $514.9M). IAPD ↗
$514.9M RAUM · 6 reps · 731-265-6812 · southernadvisor.com
70
QP WEALTH MANAGEMENT, LLC — crossed $500M in regulatory AUM ($222.1M -> $534.5M). IAPD ↗
$534.5M RAUM · 5 reps · 732-526-2701 · qpwealthmanagement.com
70
THE WEALTH GROUP - AUSTIN B. COLBY & ASSOCIATES — crossed $500M in regulatory AUM ($459.8M -> $566.7M). IAPD ↗
$566.7M RAUM · 10 reps · 952-937-9423 · wealthgroup.com
70
KENNEDY INVESTMENT GROUP — crossed $500M in regulatory AUM ($468.7M -> $545.4M). IAPD ↗
$545.4M RAUM · 5 reps · 856-853-0400
70
ROCKLINE WEALTH MANAGEMENT LLC — crossed $500M in regulatory AUM ($477.5M -> $631.7M). IAPD ↗
$631.7M RAUM · 5 reps · 516-605-1624
70
VICTORY FINANCIAL — crossed $500M in regulatory AUM ($288.8M -> $687.6M). IAPD ↗
$687.6M RAUM · 34 reps · (512) 763-7671 · victoryfinancialgroup.com
70
IMPACT CAPITAL PARTNERS LLC — crossed $500M in regulatory AUM ($437.1M -> $528.0M). IAPD ↗
$528.0M RAUM · 5 reps · 888-304-6722 · impactcapitalpartners.com
70
DAVIDSON KAHN CAPITAL MANAGEMENT, LLC — reported RAUM up 108% ($103.3M -> $215.2M). IAPD ↗
$215.2M RAUM · 3 reps · (310) 928-8192 · davidsonkahn.com
70
FUTURE YOU WEALTH — reported RAUM up 76% ($101.0M -> $177.8M). IAPD ↗
$177.8M RAUM · 4 reps · (917) 397-6531 · futureyouwealth.com
70
WEDMONT PRIVATE CAPITAL — reported RAUM up 50% ($1.58B -> $2.37B). IAPD ↗
$2.37B RAUM · 5 reps · 6108858200
70
FORTHRIGHT CAPITAL ADVISORY — reported RAUM up 146% ($26.5M -> $65.0M). IAPD ↗
$65.0M RAUM · 28 reps · (702) 217-7676 · forthrightcps.com
70
SLP WEALTH — reported RAUM up 226% ($9.0M -> $29.2M). IAPD ↗
$29.2M RAUM · 17 reps · (910) 315-0973
70
EL MENUDO CUENTA LLC — 's provisional registration is now fully approved. IAPD ↗
$1,000 RAUM · 1 reps · 786-845-6878 · elmenudocuenta.com
70
BARNES DENNIG PRIVATE WEALTH MANAGEMENT, LLC — 's provisional registration is now fully approved. IAPD ↗
$103.3M RAUM · 3 reps · (513) 241-8313 · barnesdennigprivatewealth.com
70
QUANTCA FINANCIAL — 's provisional registration is now fully approved. IAPD ↗
$10,000 RAUM · 1 reps · 3023215022 · quantca.com
70
NASEEB — 's provisional registration is now fully approved. IAPD ↗
$100 RAUM · 2 reps · 630-441-8495 · naseeb.io
70
WEALTH2B — 's provisional registration is now fully approved. IAPD ↗
$196,330 RAUM · 1 reps · 1 (205) 953-6526 · wealth2b.com
70
MAYNERICH FINANCIAL — 's provisional registration is now fully approved. IAPD ↗
$104.9M RAUM · 2 reps · 217-965-5796 · richinwisdom.com
70
HARBORFRONT FINANCIAL GROUP — 's provisional registration is now fully approved. IAPD ↗
$104.2M RAUM · 4 reps · 231-843-1516 · custerfinancialadvisors.com
70
BIRCH FINANCIAL GROUP — 's provisional registration is now fully approved. IAPD ↗
$221.3M RAUM · 2 reps · 603-338-3838 · birchfinancialgroup.com
70
KAI WEALTH LLC — 's provisional registration is now fully approved. IAPD ↗
$108.0M RAUM · 2 reps · 312-605-8020
70
OCM PRIVATE WEALTH, LLC — 's provisional registration is now fully approved. IAPD ↗
$147.1M RAUM · 4 reps · 216-456-1515 · ocmprivatewealth.com
70
LINEPOINT PARTNERS & CO. — 's provisional registration is now fully approved. IAPD ↗
$197.8M RAUM · 4 reps · 323-886-3635 · linepointpartners.com
70
VINCENT WEALTH ADVISORS, LLC — 's provisional registration is now fully approved. IAPD ↗
$127.9M RAUM · 1 reps · (781) 556-8623
70
HARBORVIEW ASSET MANAGEMENT LLC — 's provisional registration is now fully approved. IAPD ↗
$108.5M RAUM · 2 reps · 253-432-1001
70
ELLIS FINANCIAL PLANNING — 's provisional registration is now fully approved. IAPD ↗
$140.5M RAUM · 2 reps · 931-905-0050 · retireconfident.com
70
ECHELON GROUP — 's provisional registration is now fully approved. IAPD ↗
$102.1M RAUM · 4 reps · 208-345-9944 · echelongroup.com
70
STRIVE FINANCIAL GROUP, LLC — 's provisional registration is now fully approved. IAPD ↗
$182.9M RAUM · 6 reps · (317) 590-0146
69
KOKUA CAPITAL MANAGEMENT — reported RAUM up 70% ($112.8M -> $192.1M). IAPD ↗
$192.1M RAUM · 2 reps · 312 994-2390 · kokuacap.com
68
ROYAL OAK FINANCIAL GROUP — reported RAUM up 54% ($171.0M -> $263.0M). IAPD ↗
$263.0M RAUM · 3 reps · 614-842-6090 · royaloakfinancialgroup.com
68
REDBUD ADVISORS — reported RAUM up 54% ($203.8M -> $314.7M). IAPD ↗
$314.7M RAUM · 4 reps · 512-222-6968
68
PATHWAY PARTNERS WEALTH ADVISORS, LLC — reported RAUM up 69% ($34.3M -> $58.0M). IAPD ↗
$58.0M RAUM · 5 reps · 716-929-6010 · pathwaypartnerswa.com
67
WESTEND CAPITAL MANAGEMENT, LLC. — reported RAUM up 49% ($232.9M -> $348.1M). IAPD ↗
$348.1M RAUM · 2 reps · (415) 856-0426 · wcmsf.com
67
PATHWORKS FINANCIAL, INC. — reported RAUM up 64% ($144.4M -> $236.9M). IAPD ↗
$236.9M RAUM · 5 reps · 248-946-4515 · scottsmithfinancial.com
67
ALPHA SOLUTIONS INVESTMENT ADVISORS — reported RAUM up 49% ($172.4M -> $257.6M). IAPD ↗
$257.6M RAUM · 2 reps · 415-882-7088
67
BUSKA WEALTH MANAGEMENT, LLC — reported RAUM up 47% ($268.0M -> $393.6M). IAPD ↗
$393.6M RAUM · 7 reps · 715-355-4445 · retirewithbuska.com
67
SUCCESS WEALTH MANAGEMENT LLC — reported RAUM up 64% ($40.1M -> $66.0M). IAPD ↗
$66.0M RAUM · 13 reps · 724-934-8128 · successwealth.org
67
JOCELYN INVESTMENT MANAGEMENT, LLC — reported RAUM up 45% ($634.2M -> $919.7M). IAPD ↗
$919.7M RAUM · 2 reps · 415-256-1795 · jocelyninvestment.com
66
BMO FAMILY OFFICE, LLC — reported RAUM up 33% ($6.10B -> $8.13B). IAPD ↗
$8.13B RAUM · 65 reps · (650) 210-5042
66
SL ADVISORS, LLC — reported RAUM up 42% ($313.7M -> $445.6M). IAPD ↗
$445.6M RAUM · 3 reps · 908-232-0830 · americanenergyindices.com
66
LYNCH ASSET MANAGEMENT, INC. — reported RAUM up 41% ($184.0M -> $260.1M). IAPD ↗
$260.1M RAUM · 2 reps · 215-801-1550 · lynchassetmanagement.com
66
TD PRIVATE CLIENT WEALTH LLC — reported RAUM up 34% ($4.82B -> $6.45B). IAPD ↗
$6.45B RAUM · 464 reps · 877-703-9896 · td.com
66
KEY CAPITAL MANAGEMENT, INC. — reported RAUM up 42% ($205.8M -> $293.0M). IAPD ↗
$293.0M RAUM · 7 reps · 615-826-5749
66
INVEST CAPITAL PARTNERS — reported RAUM up 59% ($144.5M -> $229.3M). IAPD ↗
$229.3M RAUM · 9 reps · 937-557-3200 · mwm.financial
66
TENON FINANCIAL — reported RAUM up 59% ($130.9M -> $208.3M). IAPD ↗
$208.3M RAUM · 2 reps · 732-902-0066 · tenonfinancial.com
66
ELEMENT SQUARED PRIVATE WEALTH — reported RAUM up 58% ($106.5M -> $168.3M). IAPD ↗
$168.3M RAUM · 5 reps · 612-325-5920 · elementsquaredllc.com
66
PERFORMANCE WEALTH — reported RAUM up 33% ($2.55B -> $3.39B). IAPD ↗
$3.39B RAUM · 10 reps · (630) 686-5715
65
RBC CAPITAL MARKETS, LLC — reported RAUM up 29% ($201.26B -> $259.96B). IAPD ↗
$259.96B RAUM · 5680 reps · 212-858-7000 · us.rbcwealthmanagement.com
65
FENIMORE ASSET MANAGEMENT, INC. — reported RAUM up 29% ($4.19B -> $5.43B). IAPD ↗
$5.43B RAUM · 24 reps · 518-234-4393
65
AURORA INVESTMENT MANAGERS, LLC — reported RAUM up 35% ($238.8M -> $323.3M). IAPD ↗
$323.3M RAUM · 2 reps · 617-390-8001 · auroraim.com
65
BRILLIANT ADVICE, LLC — reported RAUM up 53% ($133.7M -> $204.4M). IAPD ↗
$204.4M RAUM · 2 reps · 513-703-2100 · brilliantadvice.net
65
FINANCIAL SERVICES OF AMERICA ADVISORS — reported RAUM up 36% ($292.1M -> $396.2M). IAPD ↗
$396.2M RAUM · 22 reps · (800) 977-9292 · fsa1.com
65
THE DALA GROUP, LLC — reported RAUM up 51% ($127.9M -> $193.7M). IAPD ↗
$193.7M RAUM · 5 reps · 847-485-0248
65
MEREDITH WEALTH PLANNING — reported RAUM up 38% ($241.9M -> $334.1M). IAPD ↗
$334.1M RAUM · 2 reps · 618-744-6755 · meredithwealth.com
65
ADAMSBROWN WEALTH CONSULTANTS LLC — reported RAUM up 35% ($651.7M -> $880.9M). IAPD ↗
$880.9M RAUM · 15 reps · (316) 683-2067
65
ROSEMEYER MANAGEMENT GROUP — reported RAUM up 35% ($511.2M -> $691.9M). IAPD ↗
$691.9M RAUM · 8 reps · 608-348-2274 · rosemeyermg.com
65
VITA PLANNING GROUP LLC — reported RAUM up 51% ($42.8M -> $64.6M). IAPD ↗
$64.6M RAUM · 4 reps · 650-567-9300 · vita401k.com
65
PROSPECT FINANCIAL SERVICES LLC — reported RAUM up 39% ($300.8M -> $418.1M). IAPD ↗
$418.1M RAUM · 8 reps · 631-424-5218 · profinserv.net
65
HASENBERG FINANCIAL GROUP — reported RAUM up 35% ($199.6M -> $270.5M). IAPD ↗
$270.5M RAUM · 5 reps · 715-839-6566 · hasenberginc.com
65
LUMINVEST WEALTH MANAGEMENT LLC — reported RAUM up 39% ($202.5M -> $281.7M). IAPD ↗
$281.7M RAUM · 2 reps · 480-300-0062
64
5T WEALTH, LLC — reported RAUM up 31% ($216.1M -> $283.1M). IAPD ↗
$283.1M RAUM · 2 reps · (707) 224-1340 · 5twealth.com
64
FPL CAPITAL MANAGEMENT, LLC — reported RAUM up 32% ($669.1M -> $885.2M). IAPD ↗
$885.2M RAUM · 3 reps · 504-828-1969
64
UNITED WEALTH MANAGEMENT, LLC — reported RAUM up 31% ($237.3M -> $311.1M). IAPD ↗
$311.1M RAUM · 3 reps · 434-923-8112 · unitedwealthmanagement.com
64
BUFFALO FIRST WEALTH MANAGEMENT, LLC — reported RAUM up 47% ($52.1M -> $76.7M). IAPD ↗
$76.7M RAUM · 4 reps · 716-861-7371 · buffalofirstllc.com
64
O'KEEFE STEVENS ADVISORY, INC. — reported RAUM up 31% ($323.1M -> $424.9M). IAPD ↗
$424.9M RAUM · 3 reps · 585-340-6538 · okeefestevens.com
64
IGNITE PLANNERS LLC — reported RAUM up 32% ($715.8M -> $941.8M). IAPD ↗
$941.8M RAUM · 36 reps · 619-504-1907 · atlaswealthmgmt.com
64
FRACTAL INVESTMENTS LLC — reported RAUM up 33% ($514.7M -> $683.5M). IAPD ↗
$683.5M RAUM · 2 reps · (860) 839-0257 · fractalinvestments.net
64
BLUEPRINT PARTNERS LLC — reported RAUM up 32% ($195.1M -> $257.8M). IAPD ↗
$257.8M RAUM · 4 reps · (231) 668-4147 · blueprint.family
64
COVE PRIVATE WEALTH, LLC — reported RAUM up 35% ($200.2M -> $269.9M). IAPD ↗
$269.9M RAUM · 2 reps · 516-588-1123 · coveprivatewealth.com
64
RIDGELINE PRIVATE WEALTH — reported RAUM up 45% ($111.6M -> $162.3M). IAPD ↗
$162.3M RAUM · 4 reps · 480-779-0127
64
KAPSTONE FINANCIAL ADVISORS LLC — reported RAUM up 33% ($204.8M -> $271.5M). IAPD ↗
$271.5M RAUM · 3 reps · (937) 751-1000 · kapstoneadvisors.com
63
SILVER LAKE ADVISORY, LLC — reported RAUM up 27% ($253.2M -> $320.5M). IAPD ↗
$320.5M RAUM · 3 reps · 801-733-9470 · silverlakeadvisory.com
63
FMI — reported RAUM up 27% ($247.1M -> $314.6M). IAPD ↗
$314.6M RAUM · 5 reps · 580-226-4058
63
CARMEL CAPITAL MANAGEMENT L.L.C. — reported RAUM up 26% ($246.3M -> $310.7M). IAPD ↗
$310.7M RAUM · 6 reps · 831-625-1375 · carmelcapital.com
63
SARA-BAY FINANCIAL CORP. — reported RAUM up 26% ($251.9M -> $318.3M). IAPD ↗
$318.3M RAUM · 3 reps · 941-371-8027 · sara-bay.com
63
CENTENNIAL WEALTH ADVISORY, LLC — reported RAUM up 27% ($244.8M -> $311.1M). IAPD ↗
$311.1M RAUM · 8 reps · 231-995-9575 · cen-wealth.com
63
BUTTONWOOD FINANCIAL ADVISORS, INC. — reported RAUM up 28% ($308.1M -> $393.2M). IAPD ↗
$393.2M RAUM · 6 reps · 410-988-2391
63
ATLASMARK FINANCIAL, INC. — reported RAUM up 27% ($647.9M -> $822.2M). IAPD ↗
$822.2M RAUM · 1 reps · 512-258-4040
63
GUARDIAN WEALTH STRATEGIES, LLC — reported RAUM up 29% ($732.1M -> $944.1M). IAPD ↗
$944.1M RAUM · 5 reps · 952-746-1746 · gwealth.com
63
OCCIDENTAL ASSET MANAGEMENT, LLC — reported RAUM up 27% ($625.5M -> $796.1M). IAPD ↗
$796.1M RAUM · 10 reps · 650-344-1600 · ymwadvisors.com
63
BELL & BROWN WEALTH ADVISORS, LLC — reported RAUM up 30% ($324.8M -> $420.9M). IAPD ↗
$420.9M RAUM · 2 reps · 949-396-1088
63
R2 WEALTH MANAGEMENT PARTNERS — reported RAUM up 25% ($308.6M -> $386.2M). IAPD ↗
$386.2M RAUM · 5 reps · 402-489-9375
63
DIVERGENT PLANNING — reported RAUM up 26% ($257.4M -> $323.3M). IAPD ↗
$323.3M RAUM · 4 reps · (240) 428-8911
63
KEYSTONE PRIVATE WEALTH — reported RAUM up 30% ($534.4M -> $692.1M). IAPD ↗
$692.1M RAUM · 11 reps · (760) 818-7020
63
GENERAL PARTNER, INC. — reported RAUM up 29% ($222.9M -> $288.4M). IAPD ↗
$288.4M RAUM · 1 reps · 412-302-8641 · generalpartnerinc.com
63
CFM WEALTH PARTNERS LLC — reported RAUM up 30% ($585.5M -> $760.9M). IAPD ↗
$760.9M RAUM · 1 reps · (512) 366-3925 · cfmwealth.com
63
GBC INVESTMENT GROUP — reported RAUM up 30% ($212.2M -> $274.9M). IAPD ↗
$274.9M RAUM · 1 reps · 386-516-4759
63
JACKSON CREEK INVESTMENT ADVISORS LLC — reported RAUM up 26% ($271.9M -> $343.9M). IAPD ↗
$343.9M RAUM · 4 reps · 720-826-4102 · jacksoncreekinvest.com
63
STONECREST WEALTH MANAGEMENT, INC — reported RAUM up 26% ($243.2M -> $307.4M). IAPD ↗
$307.4M RAUM · 3 reps · (602) 258-9400
63
RIALTO WEALTH MANAGEMENT — reported RAUM up 29% ($312.3M -> $403.7M). IAPD ↗
$403.7M RAUM · 5 reps · 315-992-9129
63
BPM WEALTH ADVISORS, LLC — reported RAUM up 41% ($35.3M -> $49.9M). IAPD ↗
$49.9M RAUM · 2 reps · 415-421-5757 · bpm.com
62
TRIPPON WEALTH MANAGEMENT GROUP LLC — reported RAUM up 38% ($134.3M -> $185.2M). IAPD ↗
$185.2M RAUM · 4 reps · 713-661-1040 · financialadvisorhouston.com
62
FORTY THREE EIGHTEEN ADVISORS, LLC — reported RAUM up 39% ($105.7M -> $146.6M). IAPD ↗
$146.6M RAUM · 1 reps · 479-254-9400 · 4318advisors.com
62
NICH CAPITAL PARTNERS, INC. — reported RAUM up 39% ($124.2M -> $172.6M). IAPD ↗
$172.6M RAUM · 2 reps · (415) 203-3896 · nichcapitalpartners.com
62
HENDERSHOTT WEALTH MANAGEMENT, LLC — reported RAUM up 39% ($169.3M -> $235.6M). IAPD ↗
$235.6M RAUM · 5 reps · 877-743-6500 · hendershottwealth.com
62
SPRING CAPITAL MANAGEMENT — reported RAUM up 37% ($157.0M -> $214.4M). IAPD ↗
$214.4M RAUM · 2 reps · 806-322-5000 · springcapitalmanagement.com
62
LAYLINE ADVISORS — reported RAUM up 36% ($78.2M -> $106.5M). IAPD ↗
$106.5M RAUM · 2 reps · (585)210-8222
62
MILLENNIAL WEALTH — reported RAUM up 40% ($145.6M -> $203.7M). IAPD ↗
$203.7M RAUM · 3 reps · (206) 207-8426 · millennialwealthllc.com
62
JOURNEY BEYOND WEALTH — reported RAUM up 38% ($163.8M -> $226.1M). IAPD ↗
$226.1M RAUM · 4 reps · 678-331-7900
62
NEW MILLENNIUM GROUP — reported RAUM up 39% ($144.5M -> $200.6M). IAPD ↗
$200.6M RAUM · 8 reps · 801-446-9950
62
ESOTERICA CAPITAL LLC — reported RAUM up 40% ($38.7M -> $54.0M). IAPD ↗
$54.0M RAUM · 4 reps · 860-543-3942 · esotericacap.com
62
HEISTEN FINANCIAL, LLC — reported RAUM up 36% ($124.1M -> $168.7M). IAPD ↗
$168.7M RAUM · 3 reps · 907-222-6270 · heistenfinancial.com
62
ACCELERATE RETIREMENT — reported RAUM up 40% ($173.5M -> $242.8M). IAPD ↗
$242.8M RAUM · 24 reps · 888-439-7071 · sapers-wallack.com
62
OXENFREE FINANCIAL — reported RAUM up 39% ($120.7M -> $168.4M). IAPD ↗
$168.4M RAUM · 8 reps · 321-722-7882
61
PHYSICIAN FAMILY FINANCIAL ADVISORS INC — reported RAUM up 33% ($172.3M -> $228.7M). IAPD ↗
$228.7M RAUM · 4 reps · 541-463-0899
61
BOWERS WEALTH MANAGEMENT, INC. — reported RAUM up 35% ($178.2M -> $240.0M). IAPD ↗
$240.0M RAUM · 2 reps · 775-409-3712 · bowerswealth.com
61
DAVID WEALTH MANAGEMENT, LLC — reported RAUM up 31% ($183.0M -> $239.3M). IAPD ↗
$239.3M RAUM · 2 reps · 703-560-8300 · davidwealth.com
61
WEST END WEALTH MANAGEMENT, LLC — reported RAUM up 33% ($108.0M -> $143.5M). IAPD ↗
$143.5M RAUM · 2 reps · 720-593-9396 · westendwealthmgmt.com
61
ROLEK RETIREMENT PLANNING — reported RAUM up 30% ($127.0M -> $165.6M). IAPD ↗
$165.6M RAUM · 1 reps · (267) 427-5667
61
HEGARTY ADVISORS, LLC — reported RAUM up 34% ($93.4M -> $125.3M). IAPD ↗
$125.3M RAUM · 2 reps · 516-280-2323 · hegartyadvisors.com
61
SOUTHCOL ADVISORS — reported RAUM up 30% ($126.9M -> $165.3M). IAPD ↗
$165.3M RAUM · 4 reps · 239-228-8747
61
MYRA WEALTH — reported RAUM up 31% ($39.3M -> $51.4M). IAPD ↗
$51.4M RAUM · 1 reps · 805-380-6972
61
MISSION FINANCIAL GROUP, LLC — reported RAUM up 31% ($178.3M -> $232.8M). IAPD ↗
$232.8M RAUM · 5 reps · 808-445-9965
61
FOUNTAIN SQUARE ASSET MANAGEMENT — reported RAUM up 30% ($158.2M -> $206.2M). IAPD ↗
$206.2M RAUM · 3 reps · 513-984-9111 · fsqam.com
61
BURR FINANCIAL SERVICES, LLC — reported RAUM up 31% ($118.5M -> $155.4M). IAPD ↗
$155.4M RAUM · 3 reps · 925-676-6007
61
CARLIN WEALTH MANAGEMENT GROUP, LLC — reported RAUM up 30% ($150.2M -> $195.8M). IAPD ↗
$195.8M RAUM · 1 reps · 737-414-6565 · carlinwealthmanagementgroup.com
61
HIGHROAD WEALTH ADVISORS, LLC — reported RAUM up 31% ($131.0M -> $171.2M). IAPD ↗
$171.2M RAUM · 2 reps · 541-266-7623 · highroadwa.com
61
CANTATA WEALTH MANAGEMENT, LLC — reported RAUM up 34% ($32.3M -> $43.4M). IAPD ↗
$43.4M RAUM · 3 reps · 844-226-8282 · cantatawealth.com
60
GEHRIG CAPITAL MANAGEMENT, INC. — reported RAUM up 29% ($138.0M -> $177.4M). IAPD ↗
$177.4M RAUM · 5 reps · 219-663-8005 · gehrigcapitalmanagement.com
60
WERLINICH ASSET MANAGEMENT, L.L.C. — reported RAUM up 27% ($140.0M -> $178.0M). IAPD ↗
$178.0M RAUM · 1 reps · 914-260-3230 · waminvest.com
60
FENWAY FINANCIAL ADVISORS, LLC — reported RAUM up 28% ($184.9M -> $236.5M). IAPD ↗
$236.5M RAUM · 2 reps · 617-704-7805 · fenway-financial.com
60
BAY CAPITAL ADVISORS, LLC — reported RAUM up 26% ($155.1M -> $195.9M). IAPD ↗
$195.9M RAUM · 4 reps · 757-816-0967 · baycapitaladvice.com
60
MOSAIC WEALTH MANAGEMENT, L.L.C. — reported RAUM up 25% ($167.1M -> $209.4M). IAPD ↗
$209.4M RAUM · 1 reps · 404-405-8080 · mosaicw.com
60
HARBOR ASSET PLANNING, INC. — reported RAUM up 27% ($125.6M -> $159.5M). IAPD ↗
$159.5M RAUM · 1 reps · 617-489-0324 · harborassetplanning.com
60
PROCESSUS WEALTH & CAPITAL MANAGEMENT, LLC — reported RAUM up 30% ($165.5M -> $214.6M). IAPD ↗
$214.6M RAUM · 2 reps · (615) 656-3745
60
PIEDMONT WEALTH MANAGEMENT — reported RAUM up 25% ($102.4M -> $128.4M). IAPD ↗
$128.4M RAUM · 2 reps · 540-317-5372 · piedmontwm.com
60
FUTURE PERFECT PLANNING, LLC — reported RAUM up 29% ($25.2M -> $32.7M). IAPD ↗
$32.7M RAUM · 1 reps · 646-543-8065 · futureperfect.nyc
60
WHITE WING WEALTH MANAGEMENT, LLC — reported RAUM up 26% ($120.7M -> $151.9M). IAPD ↗
$151.9M RAUM · 1 reps · 832-764-5305
60
ELEMENTAL CAPITAL PARTNERS LLC — reported RAUM up 29% ($91.1M -> $117.2M). IAPD ↗
$117.2M RAUM · 1 reps · 415-320-6647
60
SILICON PRIVATE WEALTH, LLC — reported RAUM up 28% ($117.3M -> $150.6M). IAPD ↗
$150.6M RAUM · 4 reps · 408-645-6790 · siliconprivatewealth.com
60
ROSEROCK WEALTH MANAGEMENT, LLC — reported RAUM up 26% ($170.5M -> $215.2M). IAPD ↗
$215.2M RAUM · 2 reps · (214) 220-8989 · roserockwealth.com
60
GREENWAY WEALTH ADVISORS, LLC — reported RAUM up 25% ($111.5M -> $139.8M). IAPD ↗
$139.8M RAUM · 4 reps · 704-981-1228 · greenwaywealth.com
60
WEBULL ADVISORS LLC — reported RAUM up 28% ($24.7M -> $31.6M). IAPD ↗
$31.6M RAUM · 1 reps · 1-917-725-2408 · webull.com
60
KINETIC WEALTH INVESTMENT ADVISORS, LLC — reported RAUM up 29% ($142.7M -> $184.6M). IAPD ↗
$184.6M RAUM · 2 reps · 440-250-9500
60
NETWORTH ADVISORS, LLC — reported RAUM up 27% ($125.6M -> $159.3M). IAPD ↗
$159.3M RAUM · 5 reps · 724-746-3585
60
WORTHINGTON WEALTH MANAGEMENT — reported RAUM up 27% ($100.8M -> $128.0M). IAPD ↗
$128.0M RAUM · 3 reps · 614-368-0769 · worthingtonwealth.com
60
LEIBMAN FINANCIAL SERVCES, INC. — reported RAUM up 28% ($121.9M -> $156.5M). IAPD ↗
$156.5M RAUM · 4 reps · (402) 234-2337 · 228main.com
60
AVID WEALTH PARTNERS, LLC — reported RAUM up 26% ($163.5M -> $206.1M). IAPD ↗
$206.1M RAUM · 5 reps · (210) 864-3333 · avidwp.com
60
WIMER INVESTMENT MANAGEMENT — reported RAUM up 26% ($55.0M -> $69.0M). IAPD ↗
$69.0M RAUM · 1 reps · 7327639237
60
BENTHAM WEALTH ADVISORS — reported RAUM up 25% ($74.0M -> $92.5M). IAPD ↗
$92.5M RAUM · 2 reps · (716) 580-1500
85
SARMAYA PARTNERS, LLC — (SAN ANTONIO, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional
$0 RAUM · 3 reps · 303-520-2419 · sarmayapartners.com
85
ICAPITAL FUND ADVISORS LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 12 advisory reps. IAPD ↗institutional
$0 RAUM · 12 reps · 212-994-7402 · icapital.com
85
ISHARA INVESTMENTS LP — (location n/a) is newly SEC-registered (provisional 120-day approval) with $28.0M RAUM and 2 advisory reps. IAPD ↗institutional
$28.0M RAUM · 2 reps · 818-983-4448 · isharainvestments.com
85
HIGHLINE ASSET MANAGEMENT, LLC — (SHERMAN OAKS, CA) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · (818) 340-0157 · highlinealts.com
85
I SQUARED CAPITAL REGISTERED ADVISOR LLC — (MIAMI, FL) is newly SEC-registered with $0 RAUM and 196 advisory reps. IAPD ↗institutional
$0 RAUM · 196 reps · 786-693-5781 · isquaredcapital.com
85
CORINTHIA GLOBAL MANAGEMENT — (CHICAGO, IL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗institutional
$0 RAUM · 6 reps · +1 (980) 418-2215
85
HKW MANAGEMENT, LLC — (INDIANAPOLIS, IN) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗institutional
$0 RAUM · 2 reps · 317-574-6900
85
HUNTER PRIVATE CAPITAL ADVISORS, LLC — (PITTSBURGH, PA) is newly SEC-registered with $0 RAUM and 4 advisory reps. IAPD ↗institutional
$0 RAUM · 4 reps · 412-471-4191
85
NEWMILE CAPITAL LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗institutional
$0 RAUM · 5 reps · 703-307-5527
85
SUMMITTX CAPITAL, L.P. — (FORT WORTH, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 39 advisory reps. IAPD ↗institutional
$0 RAUM · 39 reps · 817-769-1578
85
ANCALA PARTNERS LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
$0 RAUM · 2 reps · 212-364-5110
85
BALANCE CASH MANAGEMENT INC. — (SAN FRANCISCO, CA) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 916 205 9676
85
PACT — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗institutional
$0 RAUM · 4 reps · 631-680-1906 · pactcp.com
85
TESSELLIS CAPITAL MANAGEMENT LP — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional
$0 RAUM · 3 reps · 646-830-0976 · tesselliscapital.com
85
NIGHT SQUARED LP — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 9 advisory reps. IAPD ↗institutional
$0 RAUM · 9 reps · 917-451-0055 · nightsquared.com
85
ELDRIDGE GP1 ADVISERS — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 20 advisory reps. IAPD ↗institutional
$0 RAUM · 20 reps · (212) 895-2000 · eldridge.com
85
EYRE STREET CAPITAL — (WASHINGTON, DC) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 771-216-9025
85
SENIORS HOUSING FUND MANAGER LLC — (TOLEDO, OH) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 12 advisory reps. IAPD ↗institutional
$0 RAUM · 12 reps · 419-247-2800
85
GROWTH LENDING LLC — (ROSWELL, GA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 7136147755 · growthlending.com
85
WEDBUSH FUND ADVISERS, LLC — (LOS ANGELES, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
$0 RAUM · 2 reps · 213-688-8000 · wedbush.com
85
WESTMARK WEALTH MANAGEMENT — (PHOENIX, AZ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗institutional
$0 RAUM · 4 reps · 602-887-5179 · westmarkwealth.com
85
AMUNDI — (BOSTON, MA) is newly SEC-registered with $0 RAUM and 17 advisory reps. IAPD ↗institutional
$0 RAUM · 17 reps · (617)-422-4700
85
VALEO VENTURES — (location n/a) is newly SEC-registered with $126.8M RAUM and 2 advisory reps. IAPD ↗institutional
$126.8M RAUM · 2 reps · 6462263784
85
RANGE ROCK CAPITAL — (WELLESLEY, MA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
$0 RAUM · 2 reps · 617-527-2341
85
STROBE VENTURES — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗institutional
$0 RAUM · 5 reps · (315) 202 1002
85
SQ CAPITAL LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗institutional
$0 RAUM · 6 reps · 646-435-3720 · sqcapital.com
85
NASSAU CORAMERICA LLC — (EL SEGUNDO, CA) is newly SEC-registered (provisional 120-day approval) with $3.30B RAUM and 6 advisory reps. IAPD ↗fund
$3.30B RAUM · 6 reps · 310-606-8440 · coramerica.com
83
PROEM ADVISORS LLC — (DALLAS, TX) is newly SEC-registered with $259.2M RAUM and 3 advisory reps. IAPD ↗fund
$259.2M RAUM · 3 reps · 214-706-9344 · proemasset.com
83
WASATCH EQUITY PARTNERS — (LOGAN, UT) is newly SEC-registered with $311.5M RAUM and 5 advisory reps. IAPD ↗fund
$311.5M RAUM · 5 reps · 435-755-2079 · pitchbook.com
83
ION PACIFIC, INC. — (VENICE, CA) is newly SEC-registered with $446.0M RAUM and 3 advisory reps. IAPD ↗fund
$446.0M RAUM · 3 reps · -5739 · ionpacific.com
83
MOONTOWER ASSET MANAGEMENT LP — (AUSTIN, TX) is newly SEC-registered with $400.2M RAUM and 8 advisory reps. IAPD ↗fund
$400.2M RAUM · 8 reps · 512-922-5111 · moontower.com
83
WAYPOINT CAPITAL PARTNERS, LLC — (STAMFORD, CT) is newly SEC-registered with $256.5M RAUM and 6 advisory reps. IAPD ↗fund
$256.5M RAUM · 6 reps · 203-548-9424 · waypointcapitalpartners.com
80
GOODLANDER INVESTMENT MANAGEMENT, LLC — (DALLAS, TX) is newly SEC-registered with $248.9M RAUM and 3 advisory reps. IAPD ↗fund
$248.9M RAUM · 3 reps · 254-716-6313 · goodlanderim.com
80
HOPLON ASSET MANAGEMENT, L.P. — (GREENWICH, CT) is newly SEC-registered with $126.3M RAUM and 5 advisory reps. IAPD ↗fund
$126.3M RAUM · 5 reps · 214-432-5574 · hoploncapital.com
80
WASATCH INVESTMENT FUND MANAGER, LLC — (LOGAN, UT) is newly SEC-registered with $167.2M RAUM and 1 advisory reps. IAPD ↗fund
$167.2M RAUM · 1 reps · 435-755-2000
80
CONGRUENCE CAPITAL, PB LLC — (LOS ANGELES, CA) is newly SEC-registered with $94.4M RAUM and 3 advisory reps. IAPD ↗fund
$94.4M RAUM · 3 reps · 213-757-8220 · congruencecapital.com
80
ATHIR CAPITAL LP — (CHICAGO, IL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗fund
$0 RAUM · 2 reps · 312-210-7565
80
NOVAWAVE CAPITAL — (PALO ALTO, CA) is newly SEC-registered with $80.0M RAUM and 7 advisory reps. IAPD ↗fund
$80.0M RAUM · 7 reps · 781-710-3455
80
THE CATALYST GROUP, INC. — (HOUSTON, TX) is newly SEC-registered with $227.4M RAUM and 4 advisory reps. IAPD ↗fund
$227.4M RAUM · 4 reps · 512-320-8600 · tcgfunds.com
80
RITHM CAPITAL ADVISORS LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 10 advisory reps. IAPD ↗fund
$0 RAUM · 10 reps · 212 850 7770 · rithmcap.com
75
LEADER CAPITAL CORP. — crossed $1B in regulatory AUM ($522.8M -> $1.14B). IAPD ↗institutional
$1.14B RAUM · 2 reps · 503-294-1010 · leadercapital.com
70
LOUISBOURG INVESTMENTS — (DIEPPE, NEW BRUNSWICK, Canada) is newly SEC-registered with $1.82B RAUM and 12 advisory reps. IAPD ↗foreign
$1.82B RAUM · 12 reps · 1-506-383-5215 · louisbourginvestments.com
68
KINGS COURT CAPITAL PTE. LTD — (SINGAPORE, SINGAPORE, Singapore) is newly SEC-registered with $420.2M RAUM and 5 advisory reps. IAPD ↗foreign
$420.2M RAUM · 5 reps · +65 6978 6507
65
INUKSHUK CAPITAL MANAGEMENT — (TORONTO, ONTARIO, Canada) is newly SEC-registered with $73.9M RAUM and 2 advisory reps. IAPD ↗foreign
$73.9M RAUM · 2 reps · 647-948-3048
65
DELTROIT ASSET MANAGEMENT (UK) LLP — (LONDON, United Kingdom) is newly SEC-registered with $0 RAUM and 12 advisory reps. IAPD ↗foreign
$0 RAUM · 12 reps · 44-204-570-5591 · deltroit.com
65
NIOBRARA CAPITAL PARTNERS — 's provisional registration is now fully approved. IAPD ↗institutional
$7.74B RAUM · 1 reps · 917-944-1484 · niobraracap.com
65
BC PARTNERS PE L.P. — 's provisional registration is now fully approved. IAPD ↗institutional
$33.34B RAUM · 30 reps · 212-891-2880 · bcpartners.com
63
TEMA ETFS LLC — 's provisional registration is now fully approved. IAPD ↗institutional
$308.0M RAUM · 5 reps · 332-287-2270 · tremaetfs.com
63
FIELDVIEW CAPITAL MANAGEMENT, LLC — 's provisional registration is now fully approved. IAPD ↗institutional
$671.3M RAUM · 8 reps · 269-479-1493
63
TALOS ASSET MANAGEMENT LP — 's provisional registration is now fully approved. IAPD ↗institutional
$938.2M RAUM · 4 reps · (646) 849-6758
63
MANTEIO SCALABLE TECHNOLOGIES LLC — 's provisional registration is now fully approved. IAPD ↗institutional
$428.6M RAUM · 6 reps · 917-736-9209 · mast-investments.com
60
BROOKSTONE ASSET MANAGEMENT, LLC — crossed $500M in regulatory AUM ($384.9M -> $507.6M). IAPD ↗institutional
$507.6M RAUM · 4 reps · 630-653-1400 · formulafoliofunds.com
60
WHEELER RETIREMENT PLANS LLC — crossed $500M in regulatory AUM ($313.0M -> $520.0M). IAPD ↗institutional
$520.0M RAUM · 1 reps · 218-336-8524 · wheelerrp.com
60
THEMES MANAGEMENT COMPANY LLC — reported RAUM up 255% ($9.9M -> $35.1M). IAPD ↗institutional
$35.1M RAUM · 3 reps · 6462061788 · themesetfs.com
60
FPLF MANAGEMENT LLC — 's provisional registration is now fully approved. IAPD ↗institutional
$100.0M RAUM · 15 reps · 212-798-6100
60
FTA ASSET MANAGEMENT, LLC — 's provisional registration is now fully approved. IAPD ↗institutional
$123.2M RAUM · 7 reps · 704-926-2453
60
SCI CAPITAL PARTNERS LP — 's provisional registration is now fully approved. IAPD ↗fund
$3.15B RAUM · 7 reps · 424-316-2061 · scicp.com
60
NESTYIELD ETFS — 's provisional registration is now fully approved. IAPD ↗institutional
$0 RAUM · 3 reps · 866-475-5050 · nestyield.com
60
PSP RESEARCH LLC — 's provisional registration is now fully approved. IAPD ↗institutional
$110.0M RAUM · 1 reps · 617-483-5981
58
AVATHON CAPITAL MANAGEMENT LP — 's provisional registration is now fully approved. IAPD ↗fund
$499.5M RAUM · 7 reps · 312-788-8495 · avathoncapital.com
58
ANANYM CAPITAL MANAGEMENT, LP — 's provisional registration is now fully approved. IAPD ↗fund
$256.3M RAUM · 5 reps · 347-974-1040 · ananymcapital.com
58
FIVESPAN PARTNERS, LP — 's provisional registration is now fully approved. IAPD ↗fund
$489.6M RAUM · 4 reps · (415) 318-7900
56
PACER ADVISORS, INC. — reported RAUM up 31% ($35.11B -> $46.06B). IAPD ↗institutional
$46.06B RAUM · 5 reps · 855-780-8100 · paceradvisors.com
55
SRT GROUP LLC — reported RAUM up 102% ($58.0M -> $117.0M). IAPD ↗fund
$117.0M RAUM · 6 reps · 561-510-1919
55
KATE CAPITAL LLC — 's provisional registration is now fully approved. IAPD ↗fund
$218.7M RAUM · 2 reps · 203-362-7198 · katecapllc.com
55
CREDIT BRIDGE ADVISORS LLC — 's provisional registration is now fully approved. IAPD ↗fund
$200.0M RAUM · 3 reps · 786-505-4412 · creditbridge.com
55
NINE LEFT CAPITAL LP — 's provisional registration is now fully approved. IAPD ↗fund
$130.6M RAUM · 3 reps · 212-202-3010 · nineleftcapital.com
55
RUSHMONT CAPITAL MANAGEMENT — 's provisional registration is now fully approved. IAPD ↗fund
$58.3M RAUM · 4 reps · 1-212-680-4980 · rushmont.com
52
PROCURE ETFS — reported RAUM up 36% ($36.5M -> $49.7M). IAPD ↗institutional
$49.7M RAUM · 1 reps · 215-486-7242 · procuream.com
52
SOURCE CAPITAL, LLC — reported RAUM up 49% ($285.1M -> $425.2M). IAPD ↗fund
$425.2M RAUM · 14 reps · 404-844-5381 · source-cap.com
50
CAPITAL GAINS INCORPORATED — reported RAUM up 26% ($100.9M -> $126.7M). IAPD ↗institutional
$126.7M RAUM · 1 reps · 847-318-9975 · capgns.com
45
INNOCAP GLOBAL INVESTMENT MANAGEMENT (IRELAND) LTD — reported RAUM up 106% ($40.24B -> $82.99B). IAPD ↗foreign
$82.99B RAUM · 7 reps · +353 1660 1542 · innocap.com
45
BRICKWOOD ASSET MANAGEMENT — 's provisional registration is now fully approved. IAPD ↗foreign
$1.55B RAUM · 3 reps · 00442046033122
40
ETNA CAPITAL — reported RAUM up 308% ($20.4M -> $83.3M). IAPD ↗foreign
$83.3M RAUM · 6 reps · 85237579745 · etnalabs.co
40
SARGASSO PARTNERS LLP — 's provisional registration is now fully approved. IAPD ↗foreign
$160.0M RAUM · 2 reps · +44 7900 501 478
37
RBC PRIVATE COUNSEL (USA) INC. — reported RAUM up 37% ($5.00B -> $6.83B). IAPD ↗foreign
$6.83B RAUM · 1379 reps · 416-955-7782
36
CIBC ASSET MANAGEMENT INC. — reported RAUM up 31% ($108.43B -> $141.77B). IAPD ↗foreign
$141.77B RAUM · 362 reps · 877-363-5620
36
BMO NESBITT BURNS SECURITIES LTD. — reported RAUM up 41% ($660.9M -> $932.0M). IAPD ↗foreign
$932.0M RAUM · 199 reps · 416-359-4000 · uswealth.bmo.com
30
VENTUM ADVISORS CORP. — reported RAUM up 25% ($20.3M -> $25.4M). IAPD ↗foreign
$25.4M RAUM · 5 reps · 416-572-5523 · ventumadvisors.com

Free page: firm, event, phone, website. The paid feed adds every window as CSV, filters by state and AUM band, and alerts the day the roster drops. Data: SEC Form ADV monthly roster; confirm on IAPD before acting.