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Portfolio / reporting / TAMP — May 2025

Portfolio accounting, reporting, rebalancing, and TAMPs (Orion, Black Diamond, Tamarac, SMArtX).

98 firms opened this window in the May 2025 SEC roster: 72 new registration, 14 aum up, 7 pending approved, 5 aum crossed 500m.

Months: October 2026 · September 2026 · August 2026 · July 2026 · June 2026 · May 2026 · April 2026 · March 2026 · February 2026 · January 2026 · December 2025 · August 2025 · July 2025 · June 2025 · May 2025 · April 2025 · March 2025 · February 2025 · January 2025 · December 2024 · November 2024 · October 2024 · September 2024 · August 2024 · July 2024 · June 2024 · May 2024 · April 2024 · March 2024 · February 2024

100
ARIS INVESTING — (DEERFIELD, IL) is newly SEC-registered with $1.12B RAUM and 3 advisory reps. IAPD ↗
$1.12B RAUM · 3 reps · 3129102502 · arisinvesting.com
98
PROFESSIONAL FINANCIAL MANAGEMENT, INC. — (BOZEMAN, MT) is newly SEC-registered with $265.3M RAUM and 2 advisory reps. IAPD ↗
$265.3M RAUM · 2 reps · 406-587-1604
95
NEEDHAM ADVISORY CORPORATION — (NORTH ANDOVER, MA) is newly SEC-registered with $100.2M RAUM and 2 advisory reps. IAPD ↗
$100.2M RAUM · 2 reps · 978 681-8821
95
KALTBAUM CAPITAL MANAGEMENT — (location n/a) is newly SEC-registered with $118.0M RAUM and 1 advisory reps. IAPD ↗
$118.0M RAUM · 1 reps · 407-514-3180 · garykaltbaum.com
95
BURT ASSET MANAGEMENT, INC. — (location n/a) is newly SEC-registered with $106.8M RAUM and 1 advisory reps. IAPD ↗
$106.8M RAUM · 1 reps · 770-475-3701
95
EAST COAST WEALTH MANAGEMENT, INC. — (FLORHAM PARK, NJ) is newly SEC-registered with $124.8M RAUM and 2 advisory reps. IAPD ↗
$124.8M RAUM · 2 reps · 973-396-8626 · eastcoastwealth.com
95
DOUCET ASSET MANAGEMENT, LLC — (NEW ORLEANS, LA) is newly SEC-registered with $132.6M RAUM and 2 advisory reps. IAPD ↗
$132.6M RAUM · 2 reps · 205-414-9788 · doucetcapital.com
95
WOLF FINANCIAL ADVISORS LLC — (PEKIN, IL) is newly SEC-registered with $111.5M RAUM and 1 advisory reps. IAPD ↗
$111.5M RAUM · 1 reps · 309-346-1106
95
ALPHA WEALTH FUNDS, LLC — (PARK CITY, UT) is newly SEC-registered with $118.5M RAUM and 7 advisory reps. IAPD ↗
$118.5M RAUM · 7 reps · 435-269-4100 · alphawealthfunds.com
95
WATKINSON CAPITAL ADVISORS LLC — (BERWYN, PA) is newly SEC-registered with $125.0M RAUM and 3 advisory reps. IAPD ↗
$125.0M RAUM · 3 reps · 484-588-0120 · watkinsoncap.com
95
KDM WEALTH MANAGEMENT INC. — (GENEVA, IL) is newly SEC-registered with $101.1M RAUM and 3 advisory reps. IAPD ↗
$101.1M RAUM · 3 reps · (630) 232-9097
95
JEFFREY MATTHEWS WEALTH MANAGEMENT, LLC — (FLORHAM PARK, NJ) is newly SEC-registered with $127.2M RAUM and 16 advisory reps. IAPD ↗
$127.2M RAUM · 16 reps · 888-467-3636 · jeffreymatthews.com
95
CLEMENT STREET CAPITAL LLC — (DOWNERS GROVE, IL) is newly SEC-registered with $129.3M RAUM and 2 advisory reps. IAPD ↗
$129.3M RAUM · 2 reps · 630-701-9359 · clementstreetcapital.com
95
THINAGEE INVESTMENTS INC. — (CHEVY CHASE, MD) is newly SEC-registered with $210.0M RAUM and 1 advisory reps. IAPD ↗
$210.0M RAUM · 1 reps · 240-235-1846 · thinagee.com
95
BLUEPRINT WEALTH MANAGEMENT — (location n/a) is newly SEC-registered with $120.3M RAUM and 1 advisory reps. IAPD ↗
$120.3M RAUM · 1 reps · 678-807-4007 · blueprintyourwealth.com
95
STOLZER ROTHSCHILD LEVY LLC — (BASKING RIDGE, NJ) is newly SEC-registered with $145.2M RAUM and 2 advisory reps. IAPD ↗
$145.2M RAUM · 2 reps · 7324812200 · srlam.com
95
NYE WEALTH MANAGEMENT LLC — (HUDSON, OH) is newly SEC-registered with $106.8M RAUM and 1 advisory reps. IAPD ↗
$106.8M RAUM · 1 reps · (330) 656-0007
95
SEVEN HILLS CAPITAL ADVISORS — (CINCINNATI, OH) is newly SEC-registered with $113.4M RAUM and 1 advisory reps. IAPD ↗
$113.4M RAUM · 1 reps · 513-515-3135
95
MIDWESTERN FINANCIAL GROUP — (IOWA CITY, IA) is newly SEC-registered with $139.3M RAUM and 3 advisory reps. IAPD ↗
$139.3M RAUM · 3 reps · 319-499-1620
95
T.R.U.E. COASTAL CAPITAL, LLC — (SAVANNAH, GA) is newly SEC-registered with $109.2M RAUM and 2 advisory reps. IAPD ↗
$109.2M RAUM · 2 reps · 912-234-3657 · coastalcapmgmt.com
95
BALLAST POINT FINANCIAL PLANNING, LLC — (BURLINGAME, CA) is newly SEC-registered with $130.3M RAUM and 4 advisory reps. IAPD ↗
$130.3M RAUM · 4 reps · 650-636-7526
95
GREENWAY FINANCIAL, LLC — (FARMINGTON HILLS, MI) is newly SEC-registered with $137.8M RAUM and 3 advisory reps. IAPD ↗
$137.8M RAUM · 3 reps · 248-851-2727
95
PRESTON INVESTMENTS — (KINGMAN, AZ) is newly SEC-registered with $146.3M RAUM and 3 advisory reps. IAPD ↗
$146.3M RAUM · 3 reps · 928-757-1600 · prestoninvestments.com
95
FORTITUDE PRIVATE WEALTH — (CARMEL, IN) is newly SEC-registered with $102.8M RAUM and 1 advisory reps. IAPD ↗
$102.8M RAUM · 1 reps · 317-819-8550
95
CLEAR RETIREMENT ADVICE LLC — (SAN MATEO, CA) is newly SEC-registered with $108.2M RAUM and 1 advisory reps. IAPD ↗
$108.2M RAUM · 1 reps · 650-446-5440 · clearretirementadvice.com
95
BLUEBIRD WEALTH MANAGEMENT LLC — (MEDFIELD, MA) is newly SEC-registered with $136.8M RAUM and 4 advisory reps. IAPD ↗
$136.8M RAUM · 4 reps · (508) 359-4349
95
SPARK FINANCIAL ADVISORS — (RICHMOND, VA) is newly SEC-registered with $115.8M RAUM and 4 advisory reps. IAPD ↗
$115.8M RAUM · 4 reps · 804-451-1210
95
HICKORY WEALTH MANAGEMENT, LLC — (SPRINGFIELD, MO) is newly SEC-registered with $107.2M RAUM and 2 advisory reps. IAPD ↗
$107.2M RAUM · 2 reps · (417) 306-9891
95
HAYES WEALTH ADVISORS, LLC — (location n/a) is newly SEC-registered with $102.1M RAUM and 2 advisory reps. IAPD ↗
$102.1M RAUM · 2 reps · (404) 905-7489 · hayeswealthadvisors.com
95
KENNONDALE CAPITAL MANAGEMENT — (RICHMOND, VA) is newly SEC-registered with $100.4M RAUM and 2 advisory reps. IAPD ↗
$100.4M RAUM · 2 reps · (804) 350-3368 · kennondale.com
95
CASSILLY FINANCIAL — (SEVERNA PARK, MD) is newly SEC-registered with $103.2M RAUM and 1 advisory reps. IAPD ↗
$103.2M RAUM · 1 reps · 410-793-5210 · cassillyfinancial.com
95
FARNAM FINANCIAL — (PHOENIX, AZ) is newly SEC-registered with $122.1M RAUM and 2 advisory reps. IAPD ↗
$122.1M RAUM · 2 reps · (602) 603-4000 · farnamfinancial.com
95
VERTIS WEALTH, LLC — (KALAMAZOO, MI) is newly SEC-registered with $115.1M RAUM and 6 advisory reps. IAPD ↗
$115.1M RAUM · 6 reps · 774-874-3686 · vertiswealth.com
95
CORNERSTONE WEALTH ADVISORS, INC. — (CARLSBAD, CA) is newly SEC-registered with $110.2M RAUM and 4 advisory reps. IAPD ↗
$110.2M RAUM · 4 reps · 760-476-1376 · cwainvestors.com
95
SILICON BEACH WEALTH, LLC — (MARINA DEL REY, CA) is newly SEC-registered with $143.8M RAUM and 3 advisory reps. IAPD ↗
$143.8M RAUM · 3 reps · (424) 272-1638 · siliconbeachwealth.com
95
VILGA FINANCIAL PLANNING LLC — (location n/a) is newly SEC-registered with $124.7M RAUM and 1 advisory reps. IAPD ↗
$124.7M RAUM · 1 reps · (201) 300-6097 · vilga.com
95
SERVATUS CAPITAL — (NAPLES, FL) is newly SEC-registered with $109.7M RAUM and 2 advisory reps. IAPD ↗
$109.7M RAUM · 2 reps · 314-750-1167
95
AXIOM WEALTH STRATEGIES, LLC — (BEND, OR) is newly SEC-registered with $100.1M RAUM and 3 advisory reps. IAPD ↗
$100.1M RAUM · 3 reps · 541-389-7777
95
JACKSON & ASSOCIATES, INC. — (ALBUQUERQUE, NM) is newly SEC-registered with $119.8M RAUM and 2 advisory reps. IAPD ↗
$119.8M RAUM · 2 reps · 505-944-8404 · jacksonrfw.com
95
CROSS BORDER FINANCIAL PLANNING USA LLC — (PHILADELPHIA, PA) is newly SEC-registered with $114.7M RAUM and 3 advisory reps. IAPD ↗
$114.7M RAUM · 3 reps · 267-946-1099
95
JANSEN WEALTH MANAGEMENT LLC — (ALTOONA, WI) is newly SEC-registered with $104.7M RAUM and 2 advisory reps. IAPD ↗
$104.7M RAUM · 2 reps · 715-481-0499
95
STONECREEK PRIVATE WEALTH, LLC — (location n/a) is newly SEC-registered with $163.1M RAUM and 1 advisory reps. IAPD ↗
$163.1M RAUM · 1 reps · 214-415-6726 · stonecreekpw.com
95
INFINITY ADVISORY GROUP — (PORTAGE, MI) is newly SEC-registered with $102.7M RAUM and 3 advisory reps. IAPD ↗
$102.7M RAUM · 3 reps · 269-888-2301 · infinity-advisory.com
95
BLUE FINANCIAL — (CHARLOTTE, NC) is newly SEC-registered with $100.4M RAUM and 3 advisory reps. IAPD ↗
$100.4M RAUM · 3 reps · 7043021141
95
HUFFMAN & ROSS WEALTH MANAGEMENT LLC — (MORGANTOWN, WV) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 304-241-4478
95
THE BREIT GROUP — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · (704) 502-6069 · thebreitgroup.com
95
HOLISTIC FINANCE LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 808-746-7774 · holisticfinance.com
95
SESTANTE WEALTH MANAGEMENT, LLC — (CORONADO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 619-268-6279 · sestantecapital.com
95
EAGLE'S NEST ADVISORS, LLC — (MELVILLE, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 646-627-6030
95
TENZING FINANCIAL LLC — (WILLIAMSBURG, VA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · 617-800-0388 · tenzingfinancial.us
95
MARBLE WEALTH, LLC — (MONTGOMERY, AL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗
$0 RAUM · 5 reps · (334) 679-4800 · marblewealth.com
95
BERNICKE WEALTH MANAGEMENT — (ALTOONA, WI) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗
$0 RAUM · 6 reps · 715-832-1173
95
SONOMA FAMILY WEALTH — (SANTA ROSA, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 707-490-8842
95
WLTH CAPITAL MANAGEMENT, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 602-228-1417
95
M3 WEALTH MANAGEMENT — (NORTH ROYALTON, OH) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 440-652-6370 · m3wealthmanagement.com
95
STEINBERGANNA WEALTH MANAGEMENT LLC — (HUNTINGTON, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 631-271-6160 · steinberganna.com
95
TMB CAPITAL PARTNERS, LLC — (LITTLE ROCK, AR) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
$0 RAUM · 4 reps · 501-671-1140 · tmbcapitalpartners.com
95
PENDULUM WEALTH PARTNERS — (ITASCA, IL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 8 advisory reps. IAPD ↗
$0 RAUM · 8 reps · (617) 800-0388 · pendulum.partners
95
STRONG RETIREMENT SOLUTIONS — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · 360-566-2264
73
SYON CAPITAL LLC — reported RAUM up 66% ($1.77B -> $2.93B). IAPD ↗
$2.93B RAUM · 2 reps · 415-520-7966 · syoncap.com
73
LEGACY WEALTH PARTNERS, LLC — 's provisional registration is now fully approved. IAPD ↗
$563.9M RAUM · 8 reps · 720-552-8287 · lwp-llc.com
73
WILKERSON ADVISORY GROUP LLC — 's provisional registration is now fully approved. IAPD ↗
$271.9M RAUM · 4 reps · 573 400 6101 · wilkersonadvisorygroup.com
70
PERSONAL FINANCIAL MANAGEMENT — crossed $500M in regulatory AUM ($495.5M -> $505.2M). IAPD ↗
$505.2M RAUM · 2 reps · 619-435-1600
70
TALON PRIVATE WEALTH, LLC — crossed $500M in regulatory AUM ($97.9M -> $876.9M). IAPD ↗
$876.9M RAUM · 8 reps · (352) 751-3200
70
ALLIED PRIVATE WEALTH — reported RAUM up 76% ($106.3M -> $187.0M). IAPD ↗
$187.0M RAUM · 3 reps · 9545769192 · alliedprivatewealth.com
70
ATHENA ADVISORY — 's provisional registration is now fully approved. IAPD ↗
$2,000 RAUM · 1 reps · (773) 814-6337 · advicebyathena.com
70
CHURCHILL FINANCIAL ADVISORS, LLC — 's provisional registration is now fully approved. IAPD ↗
$243.8M RAUM · 3 reps · 502-895-3535 · churchillfa.com
70
FORESEE WEALTH ADVISORS — 's provisional registration is now fully approved. IAPD ↗
$118.7M RAUM · 2 reps · 425-943-6875 · foreseewealth.com
70
CAPSTONE RIA — 's provisional registration is now fully approved. IAPD ↗
$198.9M RAUM · 1 reps · 877-739-6007 · capstoneria.com
70
TRUMAN WEALTH ADVISORS — 's provisional registration is now fully approved. IAPD ↗
$142.1M RAUM · 3 reps · 573-227-2077 · trumanwealthadvisors.com
68
GALLAGHER FIDUCIARY ADVISORS, LLC — reported RAUM up 44% ($125.75B -> $180.61B). IAPD ↗
$180.61B RAUM · 160 reps · 212-330-1011 · ajg.com
68
PENSION & WEALTH MANAGEMENT ADVISORS — reported RAUM up 50% ($301.3M -> $452.2M). IAPD ↗
$452.2M RAUM · 5 reps · 781-810-0800 · pensionwealth.com
66
CONSOLIDATED PLANNING CORPORATION — reported RAUM up 33% ($1.58B -> $2.10B). IAPD ↗
$2.10B RAUM · 24 reps · 404-879-3000 · cpcadvisors.com
66
CASTELLAN — reported RAUM up 40% ($353.5M -> $496.1M). IAPD ↗
$496.1M RAUM · 4 reps · 859.494.0523 · castellangroup.com
65
VALUEWORKS, LLC — reported RAUM up 38% ($312.0M -> $429.4M). IAPD ↗
$429.4M RAUM · 3 reps · 212-819-1818
65
HEALTHEQUITY ADVISORS — reported RAUM up 26% ($1.19B -> $1.51B). IAPD ↗
$1.51B RAUM · 1 reps · 801-508-3248 · healthequityadvisors.com
64
KIMERY WEALTH MANAGEMENT, LLC — reported RAUM up 34% ($329.0M -> $440.8M). IAPD ↗
$440.8M RAUM · 6 reps · (901) 291-5500
63
CAPITAL INVESTMENT COUNSEL INC — reported RAUM up 29% ($691.5M -> $889.4M). IAPD ↗
$889.4M RAUM · 4 reps · 919-831-2370 · capital-invest.com
62
UNEST ADVISERS, LLC — reported RAUM up 35% ($26.4M -> $35.7M). IAPD ↗
$35.7M RAUM · 2 reps · (818) 275-0041
85
LIGHTSPEED VENTURE PARTNERS — (MENLO PARK, CA) is newly SEC-registered with $31.19B RAUM and 129 advisory reps. IAPD ↗fund
$31.19B RAUM · 129 reps · 650-234-8300 · lsvp.com
85
LONGHORN CAPITAL PARTNERS, L.P. — (FORT WORTH, TX) is newly SEC-registered (provisional 120-day approval) with $16.0M RAUM and 2 advisory reps. IAPD ↗institutional
$16.0M RAUM · 2 reps · 646-207-1743
85
VARCOV CO. — (GLASTONBURY, CT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
$0 RAUM · 2 reps · 203-543-9165 · varcov.com
85
MAPLE PARK CAPITAL — (DALLAS, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗institutional
$0 RAUM · 4 reps · 214-302-5550
85
MARKETS INFRASTRUCTURE PARTNERS — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional
$0 RAUM · 3 reps · 646 513 5976 · marketsinfrastructure.com
85
LANE42 — (SANTA MONICA, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
$0 RAUM · 2 reps · (212) 970-5740 · lane42.com
83
MAKARORA — (NEW YORK, NY) is newly SEC-registered with $353.3M RAUM and 13 advisory reps. IAPD ↗fund
$353.3M RAUM · 13 reps · 646-647-4133 · makarora-lp.com
83
SPRUCE STREET CAPITAL LP — (NEW YORK, NY) is newly SEC-registered with $293.0M RAUM and 2 advisory reps. IAPD ↗fund
$293.0M RAUM · 2 reps · (646) 416-9712
83
MILITIA CAPITAL MANAGEMENT, LLC — (LAS VEGAS, NV) is newly SEC-registered with $370.2M RAUM and 1 advisory reps. IAPD ↗fund
$370.2M RAUM · 1 reps · 1-213-444-9705
80
CONTINENTAL ADVISORS LLC — (location n/a) is newly SEC-registered with $157.0M RAUM and 2 advisory reps. IAPD ↗fund
$157.0M RAUM · 2 reps · 312-560-7520
80
POPLAR POINT CAPITAL MANAGEMENT LLC — (BURLINGAME, CA) is newly SEC-registered with $103.9M RAUM and 1 advisory reps. IAPD ↗fund
$103.9M RAUM · 1 reps · 650 239 9049
80
LEXINGTON CAPITAL MANAGEMENT LP — (LAKEWOOD, NJ) is newly SEC-registered with $123.9M RAUM and 7 advisory reps. IAPD ↗fund
$123.9M RAUM · 7 reps · 732-666-0414
80
TEMERITY STRATEGIC PARTNERS — (CHICAGO, IL) is newly SEC-registered with $180.0M RAUM and 8 advisory reps. IAPD ↗fund
$180.0M RAUM · 8 reps · 312-827-7102 · temeritystrategic.com
60
CAPITOLIS ADVISORS LLC — reported RAUM up 234% ($30.0M -> $100.3M). IAPD ↗institutional
$100.3M RAUM · 10 reps · 212-388-5204
55
WAVE EQUITY PARTNERS — crossed $500M in regulatory AUM ($498.6M -> $516.8M). IAPD ↗fund
$516.8M RAUM · 4 reps · 617-350-9808 · waveep.com
55
RED ARTS CAPITAL MANAGEMENT, LLC — crossed $500M in regulatory AUM ($373.4M -> $541.3M). IAPD ↗fund
$541.3M RAUM · 13 reps · 312-678-4251
55
CIVITAS CAPITAL MANAGEMENT, LLC — crossed $500M in regulatory AUM ($413.5M -> $513.9M). IAPD ↗fund
$513.9M RAUM · 16 reps · 214-572-2300
48
MUIRFIELD CAPITAL GLOBAL ADVISORS LLC — reported RAUM up 45% ($61.4M -> $88.7M). IAPD ↗fund
$88.7M RAUM · 3 reps · 212-332-2500 · muirfieldcap.com
45
PALISADES MANAGEMENT, LLC — reported RAUM up 26% ($131.6M -> $166.3M). IAPD ↗fund
$166.3M RAUM · 3 reps · 310-571-6214 · palisadesgrowth.com

Free page: firm, event, phone, website. The paid feed adds every window as CSV, filters by state and AUM band, and alerts the day the roster drops. Data: SEC Form ADV monthly roster; confirm on IAPD before acting.