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EAGLE ROCK INVESTMENT COMPANY, LLC

ATLANTA, GA · CRD 313832 · IAPD ↗ · eaglerockinvest.com · (404) 480-8578

$786.7MRegulatory AUM
3Advisory reps
4Employees
0Clients
1-10Planning clients
0Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
March 2025 — EAGLE ROCK INVESTMENT COMPANY, LLC reported RAUM up 25% ($527.8M -> $660.0M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
68
February 2024 — EAGLE ROCK INVESTMENT COMPANY, LLC now reports custody of client assets ($16.4M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
70
February 2024 — EAGLE ROCK INVESTMENT COMPANY, LLC crossed $500M in regulatory AUM ($468.2M -> $527.8M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.