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COLARION

MOUNTAIN BROOK, AL · CRD 284588 · IAPD ↗ · 205 410 9443

$188.3MRegulatory AUM
3Advisory reps
3Employees
0Clients
11-25Planning clients
1Private funds
5States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
April 2026 — COLARION moved its main office from BIRMINGHAM, AL to MOUNTAIN BROOK, AL.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
58
April 2026 — COLARION reports 11-25 financial-planning clients, up from 1-10.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
61
April 2025 — COLARION reported RAUM up 33% ($125.9M -> $167.9M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
65
September 2024 — COLARION now reports custody of client assets ($7.8M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
50
June 2024 — COLARION added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
95
February 2024 — COLARION (BIRMINGHAM, AL) is newly SEC-registered with $125.9M RAUM and 4 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.