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ALPHA-LAB ASSET MANAGEMENT INC.

· CRD 327388 · IAPD ↗ · alphalabinv.com · 514-548-3456

$8.0MRegulatory AUM
2Advisory reps
2Employees
1Clients
1-10Planning clients
0Private funds
0States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

58
April 2025 — ALPHA-LAB ASSET MANAGEMENT INC. reports 1-10 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
95
February 2024 — ALPHA-LAB ASSET MANAGEMENT INC. (location n/a) is newly SEC-registered with $0 RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.