← Tributary

Recruiting & transitions — October 2026

Recruiters, transition consultants, and firms hiring advisors.

271 firms opened this window in the October 2026 SEC roster: 128 new office, 73 deregistered, 39 headcount up, 19 headcount down, 12 aum down.

Months: October 2026 · September 2026 · August 2026 · July 2026 · June 2026 · May 2026 · April 2026 · March 2026 · February 2026 · January 2026 · December 2025 · August 2025 · July 2025 · June 2025 · May 2025 · April 2025 · March 2025 · February 2025 · January 2025 · December 2024 · November 2024 · October 2024 · September 2024 · August 2024 · July 2024 · June 2024 · May 2024 · April 2024 · March 2024 · February 2024

85
WEDBUSH SECURITIES INC. — grew from 202 to 288 advisory reps. IAPD ↗
$6.75B RAUM · 288 reps · 213-688-8000 · wedbush.com
85
CAPITAL RESEARCH AND MANAGEMENT COMPANY — grew from 393 to 411 advisory reps. IAPD ↗
$4320.75B RAUM · 411 reps · 213-486-9200 · retirementsolutions.financialtrans.com
85
PRIVATE ADVISOR GROUP, LLC — grew from 670 to 885 advisory reps. IAPD ↗
$57.70B RAUM · 885 reps · 973-538-7010
81
CAPITAL GROUP PRIVATE CLIENT SERVICES, INC. — grew from 96 to 107 advisory reps. IAPD ↗
$48.37B RAUM · 107 reps · 213-486-9200
79
XCELSIOR ADVISOR PARTNERS LLC — grew from 13 to 22 advisory reps. IAPD ↗
$2.51B RAUM · 22 reps · 480-866-8616 · xcelsiorpartners.com
75
SIGNATURE EQUITY PARTNERS, LLC — grew from 25 to 32 advisory reps. IAPD ↗
$688.1M RAUM · 32 reps · 614-846-6000 · midwestretirementconsultants.net
74
WPWEALTH LLP — grew from 14 to 18 advisory reps. IAPD ↗
$1.17B RAUM · 18 reps · 817-259-9100
73
345 INVESTMENT ADVISORY, LLC — grew from 1 to 6 advisory reps. IAPD ↗
$295.1M RAUM · 6 reps · 480-624-5650
72
CLARK ASSET MANAGEMENT, LLC — grew from 6 to 8 advisory reps. IAPD ↗
$1.32B RAUM · 8 reps · 603-237-1341
72
SHARPE ADVISORS, LLC — grew from 2 to 4 advisory reps. IAPD ↗
$1.23B RAUM · 4 reps · 908-455-0600
71
STRATEGIC PLANNING GROUP — grew from 5 to 8 advisory reps. IAPD ↗
$910.3M RAUM · 8 reps · 801-627-2200 · spgutah.com
71
AVIVAR CAPITAL, LLC — grew from 13 to 16 advisory reps. IAPD ↗
$362.1M RAUM · 16 reps · 818-681-6833
71
SKYBOUND WEALTH USA — grew from 6 to 12 advisory reps. IAPD ↗
$166.5M RAUM · 12 reps · 1-346-845-0001
71
BROADSIDE WEALTH — grew from 1 to 4 advisory reps. IAPD ↗
$874.5M RAUM · 4 reps · 628-218-5315
71
EHG WEALTH MANAGEMENT — grew from 4 to 10 advisory reps. IAPD ↗
$0 RAUM · 10 reps · 3176232007
70
GRANT STREET ASSET MANAGEMENT INC — grew from 6 to 8 advisory reps. IAPD ↗
$768.9M RAUM · 8 reps · 412-257-8060
70
PRECISE INVESTMENT MANAGEMENT, INC. — grew from 4 to 6 advisory reps. IAPD ↗
$349.2M RAUM · 6 reps · 702-906-0940
70
WEALTH MANAGEMENT CPAS, LLC — grew from 5 to 7 advisory reps. IAPD ↗
$329.2M RAUM · 7 reps · 801-272-4357 · wealthcpas.com
70
GFG SOLUTIONS — grew from 4 to 6 advisory reps. IAPD ↗
$306.6M RAUM · 6 reps · 407-627-0091 · gfgsolutions.com
70
WAVVEST WEALTH — grew from 3 to 5 advisory reps. IAPD ↗
$339.9M RAUM · 5 reps · 630-699-8602
69
ALTRUIST ADVISORS LLC — grew from 2 to 6 advisory reps. IAPD ↗
$190.0M RAUM · 6 reps · 202 494 0435 · altruist.com
68
FOUNDRY FINANCIAL LLC — grew from 7 to 10 advisory reps. IAPD ↗
$232.6M RAUM · 10 reps · (213) 802-8662 · foundryfinancial.org
67
A BETTER WAY FINANCIAL, LLC — grew from 3 to 5 advisory reps. IAPD ↗
$109.0M RAUM · 5 reps · 610-440-1700
67
KOEHLER ASSET MANAGEMENT — grew from 2 to 4 advisory reps. IAPD ↗
$111.0M RAUM · 4 reps · 631-332-2310
65
INGALLS INVESTMENT MANAGEMENT, LLC — (NEW YORK, NY) left the SEC roster (was $7.83B RAUM, 50 reps). IAPD ↗
$7.83B RAUM · 50 reps · 212-269-7800 · ingalls.net
65
WESTEND ADVISORS, LLC — (CHARLOTTE, NC) left the SEC roster (was $1.87B RAUM, 7 reps). IAPD ↗
$1.87B RAUM · 7 reps · 704-556-9300
65
SACHETTA, LLC — (LYNNFIELD, MA) left the SEC roster (was $1.00B RAUM, 10 reps). IAPD ↗
$1.00B RAUM · 10 reps · 781-233-4138
65
STILLWATER CAPITAL ADVISORS, LLC — (DEVON, PA) left the SEC roster (was $1.34B RAUM, 4 reps). IAPD ↗
$1.34B RAUM · 4 reps · 610-848-6760 · stillwateradv.com
65
MOTLEY FOOL WEALTH MANAGEMENT, LLC — (ALEXANDRIA, VA) left the SEC roster (was $1.60B RAUM, 28 reps). IAPD ↗
$1.60B RAUM · 28 reps · 844-408-4390
65
WEALTHSHIELD PARTNERS, LLC — (CARY, NC) left the SEC roster (was $1.27B RAUM, 13 reps). IAPD ↗
$1.27B RAUM · 13 reps · 919-948-4453 · madisonoakswp.com
65
U.S. CAPITAL WEALTH ADVISORS, LLC — (HOUSTON, TX) left the SEC roster (was $8.76B RAUM, 71 reps). IAPD ↗
$8.76B RAUM · 71 reps · 713-366-0500
65
EVOKE ADVISORS — (LOS ANGELES, CA) left the SEC roster (was $17.29B RAUM, 25 reps). IAPD ↗
$17.29B RAUM · 25 reps · 424-372-1776 · mai.capital.evoke-advisors
65
SAGE TRADING COLLECTIVE — (location n/a) left the SEC roster (was $1.22B RAUM, 2 reps). IAPD ↗
$1.22B RAUM · 2 reps · 419-350-8981 · sagetradingcollective.com
63
BRAVE FAMILY ADVISORS — (SUMMIT, NJ) left the SEC roster (was $624.3M RAUM, 5 reps). IAPD ↗
$624.3M RAUM · 5 reps · 908-522-8822
63
HIGH FALLS ADVISORS, INC. — (ROCHESTER, NY) left the SEC roster (was $694.7M RAUM, 7 reps). IAPD ↗
$694.7M RAUM · 7 reps · 585-935-5300
63
WAGNER LOFTIN INVESTMENT SERVICES LLC — (PLEASANT HILL, CA) left the SEC roster (was $396.4M RAUM, 7 reps). IAPD ↗
$396.4M RAUM · 7 reps · 925-930-7176 · wlisinvest.com
63
HARVEST INVESTMENT CONSULTANTS LLC — (HUNT VALLEY, MD) left the SEC roster (was $549.0M RAUM, 5 reps). IAPD ↗
$549.0M RAUM · 5 reps · 410-561-9040
63
ARBOR CAPITAL MANAGEMENT INC — (ANCHORAGE, AK) left the SEC roster (was $372.5M RAUM, 6 reps). IAPD ↗
$372.5M RAUM · 6 reps · 907-222-7581
63
CAPSTONE WEALTH MANAGEMENT GROUP, LLC — (BEND, OR) left the SEC roster (was $266.1M RAUM, 5 reps). IAPD ↗
$266.1M RAUM · 5 reps · 541-330-0266 · capstonewmg.com
63
TRIPPON WEALTH MANAGEMENT GROUP LLC — (HOUSTON, TX) left the SEC roster (was $262.3M RAUM, 4 reps). IAPD ↗
$262.3M RAUM · 4 reps · 713-661-1040 · financialadvisorhouston.com
63
NORTHERN CAPITAL RETIREMENT SERVICES, INC. — (SPOKANE, WA) left the SEC roster (was $304.2M RAUM, 8 reps). IAPD ↗
$304.2M RAUM · 8 reps · 509-456-2526 · northernwelcome.com
63
CENTRAL FAMILY ADVISORS, LLC — (NEW YORK, NY) left the SEC roster (was $608.3M RAUM, 2 reps). IAPD ↗
$608.3M RAUM · 2 reps · 917-993-7115 · cenfam.com
63
SOCHA FINANCIAL GROUP, LLC — (CORNING, NY) left the SEC roster (was $430.0M RAUM, 3 reps). IAPD ↗
$430.0M RAUM · 3 reps · 607-962-0605 · sochafinancial.com
63
OPES WEALTH MANAGEMENT, LLC — (MENLO PARK, CA) left the SEC roster (was $822.3M RAUM, 5 reps). IAPD ↗
$822.3M RAUM · 5 reps · 408-831-5800
63
IAM ADVISORY LLC — (EASTON, PA) left the SEC roster (was $699.4M RAUM, 8 reps). IAPD ↗
$699.4M RAUM · 8 reps · 610-258-3269 · iamadvisoryllc.com
60
COKER & PALMER — (JACKSON, MS) left the SEC roster (was $126.3M RAUM, 7 reps). IAPD ↗
$126.3M RAUM · 7 reps · 601-354-0860 · cokerpalmer.com
60
EFS ASSET MANAGEMENT LLC — (DALLAS, TX) left the SEC roster (was $70.0M RAUM, 1 reps). IAPD ↗
$70.0M RAUM · 1 reps · 214-550-0914
60
MARIN WEALTH ADVISORS LLC — (SAN RAFAEL, CA) left the SEC roster (was $76.1M RAUM, 2 reps). IAPD ↗
$76.1M RAUM · 2 reps · 415-458-5880
60
GENESIS ASSET MANAGEMENT GROUP, INC. — (location n/a) left the SEC roster (was $86.6M RAUM, 1 reps). IAPD ↗
$86.6M RAUM · 1 reps · 212-856-9000 · genesisassetmgmt.com
60
GVS FINANCIAL GROUP, INC. — (location n/a) left the SEC roster (was $118.0M RAUM, 1 reps). IAPD ↗
$118.0M RAUM · 1 reps · 516-507-7955
60
BILL LOSEY RETIREMENT SOLUTIONS, LLC — (location n/a) left the SEC roster (was $39.6M RAUM, 1 reps). IAPD ↗
$39.6M RAUM · 1 reps · 518-708-9925 · billlosey.com
60
MILLARES ASSET MANAGEMENT, LLC — (CORAL GABLES, FL) left the SEC roster (was $236.2M RAUM, 3 reps). IAPD ↗
$236.2M RAUM · 3 reps · 305-662-9649 · millares.net
60
FORTY THREE EIGHTEEN ADVISORS, LLC — (BENTONVILLE, AR) left the SEC roster (was $167.8M RAUM, 1 reps). IAPD ↗
$167.8M RAUM · 1 reps · 479-254-9400 · 4318advisors.com
60
FINANCIAL PLANNING ASSOCIATES, LLC — (WHITE PLAINS, NY) left the SEC roster (was $74.7M RAUM, 1 reps). IAPD ↗
$74.7M RAUM · 1 reps · (914) 997-9229 X13 · fpassociatesllc.com
60
U.S. PRIVATE WEALTH, LLC — (PALM BEACH GARDENS, FL) left the SEC roster (was $200.3M RAUM, 3 reps). IAPD ↗
$200.3M RAUM · 3 reps · 561.855.4635
60
BANYAN GLOBAL INVESTMENT ADVISORS, LLC — (BOCA RATON, FL) left the SEC roster (was $162.1M RAUM, 2 reps). IAPD ↗
$162.1M RAUM · 2 reps · 561-847-3596 · bgiadvisors.com
60
DAVID P. GILLIAM & ASSOCIATES, INC. — (MUNCIE, IN) left the SEC roster (was $186.7M RAUM, 3 reps). IAPD ↗
$186.7M RAUM · 3 reps · 765-281-0012
60
SAPPHIRE BLUE INVESTMENT PARTNERS — (FENTON, MI) left the SEC roster (was $200.0M RAUM, 2 reps). IAPD ↗
$200.0M RAUM · 2 reps · 810-714-9456
60
WEALTHPLANS, LLC — (FREDERICK, MD) left the SEC roster (was $219.6M RAUM, 1 reps). IAPD ↗
$219.6M RAUM · 1 reps · 301-695-2800
60
PINNACLE WEALTH MANAGEMENT, LLC — (ROSEVILLE, CA) left the SEC roster (was $211.1M RAUM, 3 reps). IAPD ↗
$211.1M RAUM · 3 reps · 916-772-0807 · pinnacle-mgmt.com
60
LI ENTERPRISES — (SAN FRANCISCO, CA) left the SEC roster (was $0 RAUM, 0 reps). IAPD ↗
$0 RAUM · 0 reps · 510-325-9439 · li-enterprises.net
60
PLUM POINTE WEALTH MANAGEMENT — (PROVIDENCE, RI) left the SEC roster (was $104.7M RAUM, 1 reps). IAPD ↗
$104.7M RAUM · 1 reps · 401-228-8258
60
STERLING LEGACY ADVISORS INC. — (location n/a) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 2 reps). IAPD ↗
$0 RAUM · 2 reps · 201-655-2022
60
MRP ADVISORS, LLC — (location n/a) left the SEC roster — its 120-day provisional registration did not convert (was $96.1M RAUM, 1 reps). IAPD ↗
$96.1M RAUM · 1 reps · 770-462-4233 · mrpadvisors.com
60
NAPLES PRIVATE CAPITAL, LLC — (MOORESVILLE, NC) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 5 reps). IAPD ↗
$0 RAUM · 5 reps · 877-281-8282 · naplesprivatecapital.com
55
FINANCIAL SECURITY ADVISORY INC — shrank from 43 to 37 advisory reps. IAPD ↗
$1.95B RAUM · 37 reps · 757-431-1414 · gofsg.com
55
TUTTLE CAPITAL MANAGEMENT, LLC — shrank from 10 to 8 advisory reps. IAPD ↗
$5.50B RAUM · 8 reps · 347-852-0548
55
EVANSON FINANCIAL, LLC DBA EVANSON ASSET MANAGEMENT — shrank from 8 to 4 advisory reps. IAPD ↗
$5.85B RAUM · 4 reps · 831-333-2060 · evansonasset.com
55
A.G.P / ALLIANCE GLOBAL PARTNERS — added office(s): 17 -> 19 additional locations. IAPD ↗
$2.95B RAUM · 144 reps · 800-727-7922 · agplowcountry.com
55
PROSPERA FINANCIAL SERVICES, INC. — added office(s): 139 -> 149 additional locations. IAPD ↗
$14.39B RAUM · 211 reps · 972-581-3000
55
SATURNA CAPITAL CORPORATION — added office(s): 0 -> 1 additional locations. IAPD ↗
$10.48B RAUM · 12 reps · 360-734-9900 · saturna.com
55
NBT CAPITAL MANAGEMENT, INC. — added office(s): 4 -> 5 additional locations. IAPD ↗
$1.61B RAUM · 6 reps · 607-584-4141 · clevelandhauswirth.com
55
MELLON INVESTMENTS CORPORATION — added office(s): 3 -> 4 additional locations. IAPD ↗
$873.87B RAUM · 61 reps · 617-248-3682
55
LEAVELL INVESTMENT MANAGEMENT, INC. — added office(s): 6 -> 7 additional locations. IAPD ↗
$3.40B RAUM · 24 reps · 251-433-3709 · leavellinvestments.com
55
BAILARD, INC. — added office(s): 1 -> 2 additional locations. IAPD ↗
$7.56B RAUM · 42 reps · 650-571-5800
55
LVM CAPITAL MANAGEMENT LTD — added office(s): 1 -> 2 additional locations. IAPD ↗
$1.56B RAUM · 8 reps · 269-321-8120
55
ORLEANS CAPITAL MANAGEMENT CORP — added office(s): 5 -> 6 additional locations. IAPD ↗
$2.13B RAUM · 6 reps · 504-592-4680 · orleanscapital.com
55
COOPER MCMANUS — added office(s): 26 -> 29 additional locations. IAPD ↗
$2.85B RAUM · 50 reps · 800-516-5333 · crossfinancial.com
55
ADVISORS CAPITAL MANAGEMENT, LLC — added office(s): 22 -> 23 additional locations. IAPD ↗
$12.20B RAUM · 57 reps · 201-447-3400 · bridgeviewwealth.com
55
DINUZZO PRIVATE WEALTH, INC. — added office(s): 5 -> 6 additional locations. IAPD ↗
$1.18B RAUM · 8 reps · 724-728-6564
55
STEEL GROVE CAPITAL ADVISORS, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$1.64B RAUM · 7 reps · 901-498-6300 · steelgrove.com
55
BAKERAVENUE — added office(s): 6 -> 13 additional locations. IAPD ↗
$5.09B RAUM · 29 reps · 415-986-1110 · bakerave.com
55
WATERLOO CAPITAL — added office(s): 12 -> 13 additional locations. IAPD ↗
$2.26B RAUM · 44 reps · 512-777-5900 · hapinvestments.com
55
ELEVATION POINT WEALTH PARTNERS, LLC — added office(s): 13 -> 14 additional locations. IAPD ↗
$8.29B RAUM · 54 reps · 303-382-2880
55
WPWEALTH LLP — added office(s): 7 -> 8 additional locations. IAPD ↗
$1.17B RAUM · 18 reps · 817-259-9100
55
MERCER GLOBAL ADVISORS INC. — added office(s): 257 -> 268 additional locations. IAPD ↗
$84.40B RAUM · 632 reps · (888) 885-8101 · confluencefa.com
55
PRIVATE ADVISOR GROUP, LLC — added office(s): 476 -> 569 additional locations. IAPD ↗
$57.70B RAUM · 885 reps · 973-538-7010
55
WITHUM WEALTH MANAGEMENT — added office(s): 5 -> 6 additional locations. IAPD ↗
$2.34B RAUM · 11 reps · 732-450-0147 · withumwealth.com
55
TUTTLE CAPITAL MANAGEMENT, LLC — added office(s): 0 -> 2 additional locations. IAPD ↗
$5.50B RAUM · 8 reps · 347-852-0548
55
APTUS CAPITAL ADVISORS, LLC — added office(s): 16 -> 17 additional locations. IAPD ↗
$14.14B RAUM · 26 reps · 251-517-7198 · aptuscapitaladvisors.com
55
DRIVE WEALTH ADVISERS — added office(s): 1 -> 2 additional locations. IAPD ↗
$1.50B RAUM · 15 reps · 801-901-6150 · drivewealthadvisers.com
55
ARCA WEALTH, LLC — added office(s): 5 -> 6 additional locations. IAPD ↗
$1.27B RAUM · 11 reps · 603-610-8881
55
MG&A WEALTH — added office(s): 1 -> 2 additional locations. IAPD ↗
$1.02B RAUM · 6 reps · 954-289-9000 · meggreen.com
55
EVERSOURCE WEALTH ADVISORS, LLC — added office(s): 27 -> 38 additional locations. IAPD ↗
$5.10B RAUM · 76 reps · 205-982-5515 · reinholdfinancial.com
55
THURSTON SPRINGER ADVISORS — added office(s): 20 -> 33 additional locations. IAPD ↗
$6.01B RAUM · 86 reps · 317.581.4000 · thurstonspringer.com
55
BISON WEALTH, LLC — added office(s): 14 -> 19 additional locations. IAPD ↗
$2.74B RAUM · 65 reps · 404-841-2224 · mc2wealthmgmt.com
55
MADISON PARTNERS — added office(s): 6 -> 26 additional locations. IAPD ↗
$1.30B RAUM · 17 reps · 608-210-1021 · themadisonpartners.com
55
ONEPOINT BFG WEALTH PARTNERS — added office(s): 22 -> 23 additional locations. IAPD ↗
$15.13B RAUM · 104 reps · (973) 575-4180
55
DAYMARK WEALTH PARTNERS, LLC — added office(s): 10 -> 11 additional locations. IAPD ↗
$5.04B RAUM · 21 reps · 513-838-2520 · music.amazon.com
55
TITLEIST ASSET MANAGEMENT, LLC — added office(s): 15 -> 16 additional locations. IAPD ↗
$2.79B RAUM · 25 reps · 210-826-2424 · blumandwhite.com
55
MARIDEA WEALTH MANAGEMENT — added office(s): 19 -> 21 additional locations. IAPD ↗
$1.97B RAUM · 26 reps · 347-289-5227
55
PCM ENCORE, LLC — added office(s): 9 -> 10 additional locations. IAPD ↗
$2.05B RAUM · 9 reps · 425-214-1755 · encoreinvestment.com
55
EVERTERN WEALTH, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$1.56B RAUM · 2 reps · 239-508-7700 · everternwealth.com
53
QUINT CAPITAL MANAGEMENT — shrank from 15 to 9 advisory reps. IAPD ↗
$875.0M RAUM · 9 reps · 212-682-5090
53
EXCEL FINANCIAL, LLC — shrank from 7 to 5 advisory reps. IAPD ↗
$404.5M RAUM · 5 reps · (651) 388-6441 · excelfinllc.com
53
J. HAGAN CAPITAL, INC. — shrank from 10 to 6 advisory reps. IAPD ↗
$341.8M RAUM · 6 reps · (502) 690-5635
53
ALEXANDER INVESTMENT SERVICES CO. — added office(s): 1 -> 2 additional locations. IAPD ↗
$576.8M RAUM · 9 reps · 502-459-4414 · aisretirement.com
53
WESTERN FINANCIAL CORPORATION — added office(s): 1 -> 2 additional locations. IAPD ↗
$414.4M RAUM · 2 reps · 619-544-0260
53
AMERICAN WEALTH MANAGEMENT, INC. — added office(s): 1 -> 2 additional locations. IAPD ↗
$310.0M RAUM · 9 reps · 770-392-8741 · americanwealthmanagement.com
53
ROSENBLUM SILVERMAN SUTTON SF INC — added office(s): 0 -> 1 additional locations. IAPD ↗
$486.6M RAUM · 3 reps · 415-771-4500 · rssic.com
53
LEVEL FINANCIAL ADVISORS, INC. — added office(s): 5 -> 6 additional locations. IAPD ↗
$975.2M RAUM · 10 reps · 716-634-6113 · levelfa.com
53
FIRSTRUST — added office(s): 0 -> 2 additional locations. IAPD ↗
$250.0M RAUM · 5 reps · 386-788-3737 · financialteam.com
53
CHANEY CAPITAL MANAGEMENT INC. — added office(s): 0 -> 1 additional locations. IAPD ↗
$455.5M RAUM · 6 reps · 425-673-4060 · chaneycapital.com
53
SAXONY CAPITAL MANAGEMENT, LLC — added office(s): 20 -> 22 additional locations. IAPD ↗
$367.9M RAUM · 0 reps · 314-963-9336
53
INVESTOLOGY INC. — added office(s): 0 -> 1 additional locations. IAPD ↗
$250.0M RAUM · 3 reps · 703-429-1975 · investologyinc.net
53
UNITED WEALTH MANAGEMENT, LLC — added office(s): 2 -> 3 additional locations. IAPD ↗
$406.6M RAUM · 5 reps · 434-923-8112 · unitedwealthmanagement.com
53
CENTENNIAL WEALTH ADVISORY, LLC — added office(s): 4 -> 5 additional locations. IAPD ↗
$397.1M RAUM · 10 reps · 231-995-9575 · cen-wealth.com
53
SOLITUDE FINANCIAL SERVICES, INC. — added office(s): 0 -> 1 additional locations. IAPD ↗
$363.5M RAUM · 6 reps · (434) 218-2201 · solitudefinancial.com
53
BANKPLUS WEALTH ADVISORS — added office(s): 2 -> 3 additional locations. IAPD ↗
$263.8M RAUM · 14 reps · 601-607-4290 · bankplus.net
53
CAPSTONE INVESTMENT GROUP — added office(s): 2 -> 3 additional locations. IAPD ↗
$342.7M RAUM · 8 reps · 360-570-9888 · wisdomanddiscipline.com
53
SEROS WEALTH PARTNERS — added office(s): 0 -> 1 additional locations. IAPD ↗
$359.2M RAUM · 7 reps · 480-967-1155
53
O'CONNOR FINANCIAL GROUP LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$275.3M RAUM · 4 reps · (217) 223-0113
53
LONG ISLAND WEALTH MANAGEMENT, INC. — added office(s): 1 -> 2 additional locations. IAPD ↗
$291.7M RAUM · 1 reps · 516-238-7629 · liwealth.com
53
STONE CREEK GROUP, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$250.6M RAUM · 1 reps · 303-226-7370 · stonecreekgroup.com
53
PSI ADVISORS, LLC — added office(s): 2 -> 3 additional locations. IAPD ↗
$800.9M RAUM · 12 reps · 813-444-0337 · ericeatonfinancial.com
53
BROOKLYN FI, LLC — added office(s): 11 -> 16 additional locations. IAPD ↗
$563.1M RAUM · 10 reps · (332) 296-1660
53
AVAII WEALTH MANAGEMENT, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$602.8M RAUM · 10 reps · (920) 214-1212
53
VITAL INVESTMENT MANAGEMENT LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$283.9M RAUM · 5 reps · 970-776-3316 · vimadvisor.com
53
CREEKMUR ASSET MANAGEMENT, LLC — added office(s): 6 -> 7 additional locations. IAPD ↗
$800.0M RAUM · 15 reps · 309-925-2043
53
THE INVICTUS COLLECTIVE, LLC — added office(s): 3 -> 4 additional locations. IAPD ↗
$476.0M RAUM · 3 reps · (866) 636-3468
53
WEATHERVANE ASSET MANAGEMENT LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$384.1M RAUM · 2 reps · 516-305-9438
53
COGENTBLUE — added office(s): 0 -> 1 additional locations. IAPD ↗
$606.0M RAUM · 4 reps · 865-309-5892 · cogentbluewealth.com
53
WEST WEALTH GROUP, LLC — added office(s): 4 -> 5 additional locations. IAPD ↗
$616.7M RAUM · 13 reps · 949-682-9105 · yelp.com
53
724 CAPITAL, LLC — added office(s): 3 -> 4 additional locations. IAPD ↗
$258.9M RAUM · 15 reps · 517-256-4319 · 724cap.com
53
WILLIAMS & NOVAK WEALTH MANAGEMENT, LLC — added office(s): 4 -> 5 additional locations. IAPD ↗
$342.8M RAUM · 4 reps · 626-689-7181
53
ACCELERATE RETIREMENT — added office(s): 18 -> 19 additional locations. IAPD ↗
$315.4M RAUM · 31 reps · 888-439-7071 · lbgadvisors.com
53
SIGNATURE EQUITY PARTNERS, LLC — added office(s): 14 -> 17 additional locations. IAPD ↗
$688.1M RAUM · 32 reps · 614-846-6000 · midwestretirementconsultants.net
53
MKT AND ASSOCIATES LLC — added office(s): 2 -> 3 additional locations. IAPD ↗
$378.7M RAUM · 3 reps · 253-252-2359 · mktandassociates.com
53
ARENA PRIVATE WEALTH — added office(s): 7 -> 8 additional locations. IAPD ↗
$404.7M RAUM · 8 reps · 312-798-9045
53
BROADVIEW WEALTH PARTNERS — added office(s): 0 -> 3 additional locations. IAPD ↗
$304.7M RAUM · 7 reps · 303-323-4293 · broadviewwp.com
53
ASSET ONE WEALTH MANAGEMENT, LLC — added office(s): 6 -> 8 additional locations. IAPD ↗
$982.5M RAUM · 9 reps · (425) 504-8200 · assetone.com
53
ADVISORY SOLUTIONS GROUP — added office(s): 13 -> 14 additional locations. IAPD ↗
$408.4M RAUM · 33 reps · 763-417-1700 · meridianwealthalliance.com
53
BROADSIDE WEALTH — added office(s): 0 -> 1 additional locations. IAPD ↗
$874.5M RAUM · 4 reps · 628-218-5315
50
URS ADVISORY — shrank from 6 to 4 advisory reps. IAPD ↗
$200.3M RAUM · 4 reps · 561-594-0100 · ursadvisory.com
50
HULSEY CAPITAL MANAGEMENT, INC. — added office(s): 0 -> 1 additional locations. IAPD ↗
$113.2M RAUM · 1 reps · 501-362-1681
50
KELLEY INVESTMENTS — added office(s): 0 -> 1 additional locations. IAPD ↗
$238.0M RAUM · 3 reps · 858-350-1010 · kelleyinvestments.com
50
BENCHMARK CAPITAL GROUP LTD. — added office(s): 1 -> 2 additional locations. IAPD ↗
$173.6M RAUM · 2 reps · 815-777-0600 · benchmarkcapitalgroup.com
50
PRIVATE LANE CAPITAL, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$144.1M RAUM · 1 reps · 703-679-7394 · privatelanecapital.com
50
MINERVA PLANNING GROUP — added office(s): 2 -> 3 additional locations. IAPD ↗
$236.9M RAUM · 4 reps · 404-816-6688
50
FMSA — added office(s): 5 -> 12 additional locations. IAPD ↗
$216.4M RAUM · 20 reps · 5612892602 · myfmsa.com
50
SIMPLYRIA ADVISOR NETWORK — added office(s): 11 -> 13 additional locations. IAPD ↗
$214.9M RAUM · 25 reps · 810-355-1325 · simplyria.com
50
THE ARCHER CONSULTING GROUP, LLC — added office(s): 2 -> 3 additional locations. IAPD ↗
$192.2M RAUM · 2 reps · 985-227-4019 · archerconsulting.com
50
HIPPOCRATIC FINANCIAL ADVISORS — added office(s): 3 -> 5 additional locations. IAPD ↗
$229.0M RAUM · 5 reps · 866-447-2380 · hippocratic.com
50
TRUADVISORS — added office(s): 3 -> 4 additional locations. IAPD ↗
$132.7M RAUM · 4 reps · (813) 212-4000 · truadvisors.com
50
TRADEMARK CAPITAL MANAGEMENT INC. — added office(s): 2 -> 3 additional locations. IAPD ↗
$150.8M RAUM · 4 reps · 706-534-2351
50
APTUS FINANCIAL, LLC — added office(s): 11 -> 12 additional locations. IAPD ↗
$0 RAUM · 11 reps · 501-907-1993
50
SHERMAN WEALTH MANAGEMENT LLC — added office(s): 2 -> 3 additional locations. IAPD ↗
$160.3M RAUM · 3 reps · (240) 428-1622
50
OREGON PACIFIC WEALTH MANAGEMENT — added office(s): 1 -> 2 additional locations. IAPD ↗
$156.3M RAUM · 4 reps · 541-858-0166 · oregonpacificwealth.com
50
VANGUARD CAPITAL — added office(s): 2 -> 3 additional locations. IAPD ↗
$190.4M RAUM · 0 reps · 844-861-7504 · vcapwa.com
50
CASTLE ISLAND WEALTH — added office(s): 1 -> 2 additional locations. IAPD ↗
$117.2M RAUM · 3 reps · 561-208-3883 · castleislandwealth.com
50
COLUMBIA RIVER FINANCIAL GROUP — added office(s): 0 -> 1 additional locations. IAPD ↗
$194.8M RAUM · 4 reps · 3603353350
50
TRAILS EDGE WEALTH ADVISERS, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$153.7M RAUM · 1 reps · 847-682-0105 · trailswealth.com.
50
FOUNDRY FINANCIAL LLC — added office(s): 7 -> 10 additional locations. IAPD ↗
$232.6M RAUM · 10 reps · (213) 802-8662 · foundryfinancial.org
50
BRIGHTER FINANCIAL CAPITAL MANAGEMENT, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$135.1M RAUM · 5 reps · 703-796-0957
50
MESSMER CAPITAL ADVISORS LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$130.4M RAUM · 2 reps · 740-972-1196 · messmercapital.com
50
FOREFRONT — added office(s): 4 -> 5 additional locations. IAPD ↗
$239.8M RAUM · 7 reps · 512-617-1984
50
GLOVER PARK WEALTH MANAGEMENT, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$144.3M RAUM · 2 reps · (202) 926-3636
50
SKY VISION WEALTH MANAGEMENT CORP. — added office(s): 0 -> 1 additional locations. IAPD ↗
$101.4M RAUM · 2 reps · 626-437-1436
50
DBA BIG MONEY RETIREMENT AND BIG RETIREMENT — added office(s): 5 -> 6 additional locations. IAPD ↗
$147.1M RAUM · 10 reps · 864-920-3155 · bigmoneyretirement.com
50
WHARTON WEALTH PLANNING, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$36.9M RAUM · 1 reps · 646-450-7021 · whartonwealthplanning.com
50
TAILWINDS WEALTH, LLC — added office(s): 0 -> 7 additional locations. IAPD ↗
$192.7M RAUM · 7 reps · 651-243-0535 · tailwindswealth.com
50
CLARITY FINANCIAL ADVISORS LLC — added office(s): 6 -> 7 additional locations. IAPD ↗
$149.5M RAUM · 6 reps · (816) 786-5031 · theclarityfinancial.com
50
ONEWELTH INC — added office(s): 1 -> 2 additional locations. IAPD ↗
$101.9M RAUM · 2 reps · 212-750-0718 · onewelth.com
50
VISDOM INVESTMENT GROUP LLC — added office(s): 1 -> 5 additional locations. IAPD ↗
$53.1M RAUM · 4 reps · 203.429.5633
50
STIRLINGSHIRE INVESTMENTS — added office(s): 22 -> 24 additional locations. IAPD ↗
$244.6M RAUM · 26 reps · 877-600-7026
50
TRIO WEALTH MANAGEMENT, LLC — added office(s): 3 -> 4 additional locations. IAPD ↗
$134.0M RAUM · 3 reps · (703) 459-9171
50
EAGLE'S CREST ADVISORS, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$125.9M RAUM · 3 reps · 646-627-6030
50
CONNECTIVE WEALTH PARTNERS, LLC — added office(s): 10 -> 12 additional locations. IAPD ↗
$77.6M RAUM · 10 reps · (603) 498-1854 · connectivewealth.ai
50
PEAK ALTITUDE PARTNERS, LP — added office(s): 3 -> 5 additional locations. IAPD ↗
$68.1M RAUM · 5 reps · 212-970-6451 · peakalts.com
50
POWERHOUSE FINANCIAL ADVISORS, INC. — added office(s): 0 -> 1 additional locations. IAPD ↗
$108.2M RAUM · 1 reps · 775-266-8867
50
SCHONFELD WEALTH MANAGEMENT, LLC — added office(s): 0 -> 2 additional locations. IAPD ↗
$132.9M RAUM · 2 reps · 718-963-9700 · schonfeldwm.com
50
DITTO & POWERS, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$0 RAUM · 1 reps · 410-371-8705
50
COVA PRIVATE WEALTH LLC — added office(s): 0 -> 3 additional locations. IAPD ↗
$0 RAUM · 7 reps · 631-831-9669
50
ALDEBARAN CAPITAL — added office(s): 0 -> 1 additional locations. IAPD ↗
$0 RAUM · 2 reps · (504) 258-7110 · aldebarancapital.net
48
STEINBERGANNA WEALTH MANAGEMENT LLC — reported RAUM down 26% ($496.4M -> $369.4M). IAPD ↗
$369.4M RAUM · 2 reps · 631-271-6160 · steinberganna.com
45
INSIGHT SECURITIES, INC. — reported RAUM down 95% ($94.2M -> $4.4M). IAPD ↗
$4.4M RAUM · 14 reps · 224-632-4700 · insightamericas.net
45
GS INVESTMENT INC — reported RAUM down 31% ($276.6M -> $192.2M). IAPD ↗
$192.2M RAUM · 2 reps · 612-371-0590 · gsinvestments.com
45
CRESCENT PARK MANAGEMENT, L.P. — reported RAUM down 77% ($234.4M -> $53.8M). IAPD ↗
$53.8M RAUM · 1 reps · 650-285-4300 · crespark.com
45
BLACKRIDGE ASSET MANAGEMENT, LLC — reported RAUM down 41% ($370.3M -> $216.7M). IAPD ↗
$216.7M RAUM · 66 reps · 561-641-5050 · peakbrokerageservices.com
45
TRU INDEPENDENCE ASSET MANAGEMENT 2, LLC — reported RAUM down 65% ($264.7M -> $92.7M). IAPD ↗
$92.7M RAUM · 3 reps · 971-371-3444 · meritwealth.com
75
EURAZEO NORTH AMERICA, INC. — grew from 10 to 32 advisory reps. IAPD ↗institutional
$1.61B RAUM · 32 reps · 2126106060
67
FLEXSTONE PARTNERS, LLC — grew from 9 to 21 advisory reps. IAPD ↗fund
$7.20B RAUM · 21 reps · 212-703-0300
62
SMBC ASSET MANAGEMENT, INC. — grew from 3 to 10 advisory reps. IAPD ↗institutional
$199.8M RAUM · 10 reps · 212-418-3030
61
CF PRIVATE EQUITY, INC. — grew from 38 to 44 advisory reps. IAPD ↗fund
$17.53B RAUM · 44 reps · 203-563-5000 · cfprivateequity.com
60
CAPITAL RESEARCH COMPANY — grew from 118 to 123 advisory reps. IAPD ↗institutional
$0 RAUM · 123 reps · 213-486-9200 · capitalgroup.com
59
MARCYPEN CAPITAL PARTNERS LLC — grew from 13 to 17 advisory reps. IAPD ↗fund
$1.12B RAUM · 17 reps · 424-421-6040 · marcypen.com
55
JOBS PEAK ADVISORS — (location n/a) left the SEC roster (was $73.58B RAUM, 1 reps). IAPD ↗institutional
$73.58B RAUM · 1 reps · 775-781-3656 · jobspeakadvisors.com
55
IFM INVESTORS PTY LTD — grew from 183 to 277 advisory reps. IAPD ↗foreign
$202.97B RAUM · 277 reps · 61 1300 651 607
53
AMBER ROAD INVESTORS LP — grew from 1 to 4 advisory reps. IAPD ↗fund
$107.0M RAUM · 4 reps · 917-819-5512 · ar-investors.com
50
CAPITAL MANAGEMENT ASSOCIATES INC — (NEW YORK, NY) left the SEC roster (was $68.7M RAUM, 3 reps). IAPD ↗institutional
$68.7M RAUM · 3 reps · 212-320-2000 · wellingtonshields.com
50
20 GATES MANAGEMENT LLC — (NEW YORK, NY) left the SEC roster (was $4.97B RAUM, 8 reps). IAPD ↗fund
$4.97B RAUM · 8 reps · 212-295-3790
50
MADISON CAPITAL PARTNERS — (CHICAGO, IL) left the SEC roster (was $4.77B RAUM, 6 reps). IAPD ↗fund
$4.77B RAUM · 6 reps · 312-277-0156 · donothaveawebsite.x
50
CORRUM CAPITAL MANAGEMENT — (CHARLOTTE, NC) left the SEC roster (was $1.39B RAUM, 10 reps). IAPD ↗fund
$1.39B RAUM · 10 reps · 704-330-7300 · corrumcapital.com
50
TWO CREEKS CAPITAL MANAGEMENT, LP — (NEW YORK, NY) left the SEC roster (was $1.88B RAUM, 8 reps). IAPD ↗fund
$1.88B RAUM · 8 reps · 212 373 1240 · twocreekscapital.com
50
SUNRIVER MANAGEMENT LLC — (GREENWICH, CT) left the SEC roster (was $1.20B RAUM, 5 reps). IAPD ↗fund
$1.20B RAUM · 5 reps · (203) 900-3900
50
QVR ADVISORS — (SAN FRANCISCO, CA) left the SEC roster (was $1.13B RAUM, 5 reps). IAPD ↗fund
$1.13B RAUM · 5 reps · 510-684-8343 · qvradvisors.com
50
THIRDLINE CAPITAL MANAGEMENT LLC — (RICHMOND, VA) left the SEC roster (was $64.3M RAUM, 6 reps). IAPD ↗institutional
$64.3M RAUM · 6 reps · 8045646801 · thirdlinecapital.com
50
ATOMIC VAULTS ADVISORS LLC — (SAN FRANCISCO, CA) left the SEC roster (was $0 RAUM, 2 reps). IAPD ↗institutional
$0 RAUM · 2 reps · 203-535-2052 · atomicvaults.com
50
OAKLAWN CAPITAL MANAGEMENT LLC — (location n/a) left the SEC roster (was $153.0M RAUM, 4 reps). IAPD ↗institutional
$153.0M RAUM · 4 reps · 646-370-0416
50
BLOCKBRIDGE INVESTMENTS LLC — (MINNEAPOLIS, MN) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 1 reps). IAPD ↗institutional
$0 RAUM · 1 reps · 6513793931 · blockbridgeinvesments.com
49
ISAM FUNDS (UK) LIMITED — grew from 44 to 53 advisory reps. IAPD ↗foreign
$5.95B RAUM · 53 reps · 44 207 258 9940 · isam.com
48
HEARTWOOD FUNDS — (NEW YORK, NY) left the SEC roster (was $317.6M RAUM, 1 reps). IAPD ↗fund
$317.6M RAUM · 1 reps · 212-918-4706 · heartwoodfunds.com
48
HARSPRING CAPITAL MANAGEMENT, LLC — (NEW YORK, NY) left the SEC roster (was $459.1M RAUM, 3 reps). IAPD ↗fund
$459.1M RAUM · 3 reps · 646-859-5900
48
SPX CAPITAL MANAGEMENT LLC — (NEW YORK, NY) left the SEC roster (was $350.0M RAUM, 6 reps). IAPD ↗fund
$350.0M RAUM · 6 reps · (212) 386-5810 · spxcapital.com
48
COLLAB+CURRENCY MANAGEMENT, LLC — (location n/a) left the SEC roster (was $332.5M RAUM, 5 reps). IAPD ↗fund
$332.5M RAUM · 5 reps · 914-226-0653
48
INCLUSIVE CAPITAL PARTNERS, L.P. — (SAN FRANCISCO, CA) left the SEC roster (was $591.1M RAUM, 3 reps). IAPD ↗fund
$591.1M RAUM · 3 reps · 708-302-0775 · in-cap.com
48
BY CRYPTO MANAGEMENT, LLC — (LITTLE ROCK, AR) left the SEC roster (was $712.9M RAUM, 6 reps). IAPD ↗fund
$712.9M RAUM · 6 reps · 917-561-4905 · knowledge.blueyard.com
48
GROUNDED CAPITAL, LLC — (MILL VALLEY, CA) left the SEC roster (was $520.0M RAUM, 7 reps). IAPD ↗fund
$520.0M RAUM · 7 reps · 415-692-5760 · groundedcapital.com
48
SOCOTRA MANAGEMENT, INC. — (SACRAMENTO, CA) left the SEC roster (was $388.5M RAUM, 4 reps). IAPD ↗fund
$388.5M RAUM · 4 reps · 916-617-2221 · socotracapital.com
46
ASHMORE INVESTMENT MANAGEMENT LTD — grew from 44 to 50 advisory reps. IAPD ↗foreign
$47.36B RAUM · 50 reps · +44(0)20-3077-6000
46
ANTIPODES PARTNERS LIMITED — grew from 60 to 66 advisory reps. IAPD ↗foreign
$14.63B RAUM · 66 reps · +612 8970 7718
45
ARMORY CAPITAL GROUP, LLC — (EL SEGUNDO, CA) left the SEC roster (was $0 RAUM, 2 reps). IAPD ↗fund
$0 RAUM · 2 reps · 310-643-9100 · armorycapital.com
45
MAZE INVESTMENTS, LLC — (LOS ANGELES, CA) left the SEC roster (was $46.1M RAUM, 3 reps). IAPD ↗fund
$46.1M RAUM · 3 reps · (310) 846-8574
45
GRATIA CAPITAL, LLC — (LOS ANGELES, CA) left the SEC roster (was $185.8M RAUM, 3 reps). IAPD ↗fund
$185.8M RAUM · 3 reps · 310-733-2500
45
BASELINE PARTNERS LLC — (MESA, AZ) left the SEC roster (was $75.3M RAUM, 1 reps). IAPD ↗fund
$75.3M RAUM · 1 reps · 480-336-9730 · baseline-partners.com
45
BARRIER CAPITAL MANAGEMENT, LLC — (SAN FRANCISCO, CA) left the SEC roster (was $136.0M RAUM, 1 reps). IAPD ↗fund
$136.0M RAUM · 1 reps · 650-380-1475 · barriercap.com
45
X CUBED CAPITAL MANAGEMENT LLC — (MINNEAPOLIS, MN) left the SEC roster (was $184.0M RAUM, 5 reps). IAPD ↗fund
$184.0M RAUM · 5 reps · 612-457-0070
45
OEW INVESTMENT ADVISORS LP — (AUSTIN, TX) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 2 reps). IAPD ↗fund
$0 RAUM · 2 reps · 682-427-0250 · oewadvisors.com
45
RESEARCH AFFILIATES — shrank from 29 to 15 advisory reps. IAPD ↗institutional
$32.22B RAUM · 15 reps · 949 325 8700 · syzygyassetmanagement.com
45
REX ADVISERS, LLC — added office(s): 2 -> 3 additional locations. IAPD ↗institutional
$1.84B RAUM · 5 reps · 305-742-0151
44
ABBEY CAPITAL LIMITED — grew from 19 to 23 advisory reps. IAPD ↗foreign
$7.58B RAUM · 23 reps · 00-353-1-8280400
44
UG INVESTMENT ADVISERS LTD. — grew from 12 to 16 advisory reps. IAPD ↗foreign
$3.51B RAUM · 16 reps · 886-9-2042-9057 · ugfunds.com
43
RESOLUTION CAPITAL LIMITED — grew from 15 to 18 advisory reps. IAPD ↗foreign
$8.40B RAUM · 18 reps · 61 2 8258 9188 · rescap.com
43
MONARCH PLAN ADVISORS — added office(s): 2 -> 3 additional locations. IAPD ↗institutional
$792.6M RAUM · 5 reps · (818) 444-0376
43
OPTIMIZED INVESTMENT PARTNERS, LLC — added office(s): 0 -> 2 additional locations. IAPD ↗institutional
$722.0M RAUM · 2 reps · 858-335-1141 · optimizedip.com
42
Q WEALTH USA INC. — grew from 4 to 11 advisory reps. IAPD ↗foreign
$0 RAUM · 11 reps · 1-833-793-2584
40
CAPITAL CLIENT GROUP, INC. — shrank from 699 to 693 advisory reps. IAPD ↗institutional
$0 RAUM · 693 reps · 213-486-9200 · retirementsolutions.financialtrans.com
40
PBMARES WEALTH MANAGEMENT LLC — shrank from 14 to 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 703-385-8577
40
ADVANCED PORTFOLIO MANAGEMENT, LLC — shrank from 11 to 6 advisory reps. IAPD ↗fund
$2.70B RAUM · 6 reps · 212-838-4700 · apmcap.com
40
FLEXSTONE PARTNERS, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗fund
$7.20B RAUM · 21 reps · 212-703-0300
40
ARGA INVESTMENT MANAGEMENT, LP — added office(s): 0 -> 1 additional locations. IAPD ↗fund
$24.57B RAUM · 25 reps · 645-229-5501
40
BC PARTNERS ADVISORS L.P. — added office(s): 0 -> 1 additional locations. IAPD ↗fund
$6.69B RAUM · 46 reps · 212-891-2880
40
STG PARTNERS, LLC — added office(s): 2 -> 3 additional locations. IAPD ↗fund
$13.43B RAUM · 87 reps · 650-935-9500 · stgpartners.com
40
MARCYPEN CAPITAL PARTNERS LLC — added office(s): 1 -> 2 additional locations. IAPD ↗fund
$1.12B RAUM · 17 reps · 424-421-6040 · marcypen.com
38
SYMPHONY TECHNOLOGY GROUP, LLC — added office(s): 2 -> 3 additional locations. IAPD ↗fund
$307.3M RAUM · 88 reps · 650-935-9500
35
BRAIDWELL LP — reported RAUM down 27% ($4.98B -> $3.63B). IAPD ↗fund
$3.63B RAUM · 19 reps · 866-453-3929 · braidwell.com
35
AGIS MANAGEMENT LLC — shrank from 16 to 12 advisory reps. IAPD ↗fund
$220.2M RAUM · 12 reps · 617-350-9894 · agiscapital.com
35
WEST TOWER GROUP, LLC — shrank from 5 to 3 advisory reps. IAPD ↗fund
$146.2M RAUM · 3 reps · (804) 420-8588 · westtowergroup.com
33
VERSOR INVESTMENTS LP — reported RAUM down 46% ($1.34B -> $718.1M). IAPD ↗fund
$718.1M RAUM · 2 reps · 212-626-6508 · versorinvest.com
33
MISAKI CAPITAL INC. — (TOKYO, Japan) left the SEC roster (was $512.1M RAUM, 6 reps). IAPD ↗foreign
$512.1M RAUM · 6 reps · +81-3-6427-7431 · misaki-capital.com
33
CEDERBERG CAPITAL LIMITED — (LONDON, United Kingdom) left the SEC roster (was $684.6M RAUM, 2 reps). IAPD ↗foreign
$684.6M RAUM · 2 reps · +44 203 745 1701 · cederbergcap.com
33
CEDERBERG CAPITAL ASIA LIMITED — (TSIM SHA TSUI, KOWLOON, Hong Kong) left the SEC roster (was $684.6M RAUM, 3 reps). IAPD ↗foreign
$684.6M RAUM · 3 reps · 90137758 · cederbergcap.com
30
AGIS MANAGEMENT LLC — reported RAUM down 49% ($428.7M -> $220.2M). IAPD ↗fund
$220.2M RAUM · 12 reps · 617-350-9894 · agiscapital.com
30
ERGUS ASSET MANAGEMENT LTD. — (NASSAU, Bahamas, The) left the SEC roster (was $0 RAUM, 3 reps). IAPD ↗foreign
$0 RAUM · 3 reps · 242-502-7031
30
MOSAIC CAPITAL INC. — (GEORGE TOWN, GRAND CAYMAN, Cayman Islands) left the SEC roster (was $75.0M RAUM, 4 reps). IAPD ↗foreign
$75.0M RAUM · 4 reps · 345 546-2622 · msc.xyz
25
CITY OF LONDON INVESTMENT MANAGEMENT COMPANY LIMITED — shrank from 26 to 21 advisory reps. IAPD ↗foreign
$8.06B RAUM · 21 reps · 011442077110771 · citlon.co.uk
25
MAGELLAN INVESTMENT PARTNERS — shrank from 33 to 26 advisory reps. IAPD ↗foreign
$20.80B RAUM · 26 reps · +61-2-9235-4888 · magellaninvestmentpartners.com
25
PARADICE INVESTMENT MANAGEMENT LLC — shrank from 4 to 2 advisory reps. IAPD ↗foreign
$1.43B RAUM · 2 reps · 720-751-2100
25
ATLAS INFRASTRUCTURE — shrank from 20 to 16 advisory reps. IAPD ↗foreign
$2.34B RAUM · 16 reps · +44 20 3890 4700
25
H.A.M.L — shrank from 18 to 14 advisory reps. IAPD ↗foreign
$9.67B RAUM · 14 reps · 1300 497 374 · hyperion.com.au
25
IFM INVESTORS PTY LTD — added office(s): 1 -> 5 additional locations. IAPD ↗foreign
$202.97B RAUM · 277 reps · 61 1300 651 607
25
GRAND ALLIANCE ASSET MANAGEMENT LTD. — added office(s): 0 -> 1 additional locations. IAPD ↗foreign
$2.56B RAUM · 28 reps · (852) 3852 6351 · gaamhk.com
25
TAULA CAPITAL MANAGEMENT (US) LLC — added office(s): 2 -> 3 additional locations. IAPD ↗foreign
$210.93B RAUM · 13 reps · 44-20-4570-2067 · taulacapital.com
23
SARONA ASSET MANAGEMENT INC. — shrank from 13 to 10 advisory reps. IAPD ↗foreign
$339.2M RAUM · 10 reps · 1-519-883-7557 · emiif.fund
23
SARONA ASSET MANAGEMENT INC. — added office(s): 4 -> 5 additional locations. IAPD ↗foreign
$339.2M RAUM · 10 reps · 1-519-883-7557 · emiif.fund
20
CALEDONIA (PRIVATE) INVESTMENTS PTY LIMITED — reported RAUM down 49% ($10.23B -> $5.25B). IAPD ↗foreign
$5.25B RAUM · 9 reps · 011-612-92557600 · caledoniafund.com
20
ARDEA INVESTMENT MANAGEMENT — reported RAUM down 45% ($6.30B -> $3.47B). IAPD ↗foreign
$3.47B RAUM · 23 reps · 61 2 9994 7000 · ardea.com.au
20
LEGACY PRIVATE CLIENT SERVICES — added office(s): 1 -> 2 additional locations. IAPD ↗foreign
$0 RAUM · 1 reps · 514-782-5966 · legacyprivateclientservices.com
20
BLUE3 INVESTMENTS LLC — added office(s): 0 -> 2 additional locations. IAPD ↗foreign
$0 RAUM · 2 reps · +55 11 4858-3040 · blue3investments.com
20
DELTA CAPITAL — added office(s): 1 -> 2 additional locations. IAPD ↗foreign
$11.1M RAUM · 2 reps · 2107990214 · deltacapitalpro.com
18
ASSET RISK CONSULTANTS (UK) LIMITED — reported RAUM down 31% ($1.37B -> $945.2M). IAPD ↗foreign
$945.2M RAUM · 12 reps · +442046294540 · assetrisk.com

Free page: firm, event, phone, website. The paid feed adds every window as CSV, filters by state and AUM band, and alerts the day the roster drops. Data: SEC Form ADV monthly roster; confirm on IAPD before acting.