← Tributary

Office IT & facilities — October 2026

Managed IT, telecom, and facilities for new offices.

163 firms opened this window in the October 2026 SEC roster: 128 new office, 35 relocation.

Months: October 2026 · September 2026 · August 2026 · July 2026 · June 2026 · May 2026 · April 2026 · March 2026 · February 2026 · January 2026 · December 2025 · August 2025 · July 2025 · June 2025 · May 2025 · April 2025 · March 2025 · February 2025 · January 2025 · December 2024 · November 2024 · October 2024 · September 2024 · August 2024 · July 2024 · June 2024 · May 2024 · April 2024 · March 2024 · February 2024

55
A.G.P / ALLIANCE GLOBAL PARTNERS — added office(s): 17 -> 19 additional locations. IAPD ↗
$2.95B RAUM · 144 reps · 800-727-7922 · agplowcountry.com
55
PROSPERA FINANCIAL SERVICES, INC. — added office(s): 139 -> 149 additional locations. IAPD ↗
$14.39B RAUM · 211 reps · 972-581-3000
55
SATURNA CAPITAL CORPORATION — added office(s): 0 -> 1 additional locations. IAPD ↗
$10.48B RAUM · 12 reps · 360-734-9900 · saturna.com
55
NBT CAPITAL MANAGEMENT, INC. — added office(s): 4 -> 5 additional locations. IAPD ↗
$1.61B RAUM · 6 reps · 607-584-4141 · clevelandhauswirth.com
55
MELLON INVESTMENTS CORPORATION — added office(s): 3 -> 4 additional locations. IAPD ↗
$873.87B RAUM · 61 reps · 617-248-3682
55
LEAVELL INVESTMENT MANAGEMENT, INC. — added office(s): 6 -> 7 additional locations. IAPD ↗
$3.40B RAUM · 24 reps · 251-433-3709 · leavellinvestments.com
55
BAILARD, INC. — added office(s): 1 -> 2 additional locations. IAPD ↗
$7.56B RAUM · 42 reps · 650-571-5800
55
LVM CAPITAL MANAGEMENT LTD — added office(s): 1 -> 2 additional locations. IAPD ↗
$1.56B RAUM · 8 reps · 269-321-8120
55
ORLEANS CAPITAL MANAGEMENT CORP — added office(s): 5 -> 6 additional locations. IAPD ↗
$2.13B RAUM · 6 reps · 504-592-4680 · orleanscapital.com
55
COOPER MCMANUS — added office(s): 26 -> 29 additional locations. IAPD ↗
$2.85B RAUM · 50 reps · 800-516-5333 · crossfinancial.com
55
ADVISORS CAPITAL MANAGEMENT, LLC — added office(s): 22 -> 23 additional locations. IAPD ↗
$12.20B RAUM · 57 reps · 201-447-3400 · bridgeviewwealth.com
55
DINUZZO PRIVATE WEALTH, INC. — added office(s): 5 -> 6 additional locations. IAPD ↗
$1.18B RAUM · 8 reps · 724-728-6564
55
STEEL GROVE CAPITAL ADVISORS, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$1.64B RAUM · 7 reps · 901-498-6300 · steelgrove.com
55
BAKERAVENUE — added office(s): 6 -> 13 additional locations. IAPD ↗
$5.09B RAUM · 29 reps · 415-986-1110 · bakerave.com
55
WATERLOO CAPITAL — added office(s): 12 -> 13 additional locations. IAPD ↗
$2.26B RAUM · 44 reps · 512-777-5900 · hapinvestments.com
55
ELEVATION POINT WEALTH PARTNERS, LLC — added office(s): 13 -> 14 additional locations. IAPD ↗
$8.29B RAUM · 54 reps · 303-382-2880
55
WPWEALTH LLP — added office(s): 7 -> 8 additional locations. IAPD ↗
$1.17B RAUM · 18 reps · 817-259-9100
55
MERCER GLOBAL ADVISORS INC. — added office(s): 257 -> 268 additional locations. IAPD ↗
$84.40B RAUM · 632 reps · (888) 885-8101 · confluencefa.com
55
PRIVATE ADVISOR GROUP, LLC — added office(s): 476 -> 569 additional locations. IAPD ↗
$57.70B RAUM · 885 reps · 973-538-7010
55
WITHUM WEALTH MANAGEMENT — added office(s): 5 -> 6 additional locations. IAPD ↗
$2.34B RAUM · 11 reps · 732-450-0147 · withumwealth.com
55
TUTTLE CAPITAL MANAGEMENT, LLC — added office(s): 0 -> 2 additional locations. IAPD ↗
$5.50B RAUM · 8 reps · 347-852-0548
55
APTUS CAPITAL ADVISORS, LLC — added office(s): 16 -> 17 additional locations. IAPD ↗
$14.14B RAUM · 26 reps · 251-517-7198 · aptuscapitaladvisors.com
55
DRIVE WEALTH ADVISERS — added office(s): 1 -> 2 additional locations. IAPD ↗
$1.50B RAUM · 15 reps · 801-901-6150 · drivewealthadvisers.com
55
ARCA WEALTH, LLC — added office(s): 5 -> 6 additional locations. IAPD ↗
$1.27B RAUM · 11 reps · 603-610-8881
55
MG&A WEALTH — added office(s): 1 -> 2 additional locations. IAPD ↗
$1.02B RAUM · 6 reps · 954-289-9000 · meggreen.com
55
EVERSOURCE WEALTH ADVISORS, LLC — added office(s): 27 -> 38 additional locations. IAPD ↗
$5.10B RAUM · 76 reps · 205-982-5515 · reinholdfinancial.com
55
THURSTON SPRINGER ADVISORS — added office(s): 20 -> 33 additional locations. IAPD ↗
$6.01B RAUM · 86 reps · 317.581.4000 · thurstonspringer.com
55
BISON WEALTH, LLC — added office(s): 14 -> 19 additional locations. IAPD ↗
$2.74B RAUM · 65 reps · 404-841-2224 · mc2wealthmgmt.com
55
MADISON PARTNERS — added office(s): 6 -> 26 additional locations. IAPD ↗
$1.30B RAUM · 17 reps · 608-210-1021 · themadisonpartners.com
55
ONEPOINT BFG WEALTH PARTNERS — added office(s): 22 -> 23 additional locations. IAPD ↗
$15.13B RAUM · 104 reps · (973) 575-4180
55
DAYMARK WEALTH PARTNERS, LLC — added office(s): 10 -> 11 additional locations. IAPD ↗
$5.04B RAUM · 21 reps · 513-838-2520 · music.amazon.com
55
TITLEIST ASSET MANAGEMENT, LLC — added office(s): 15 -> 16 additional locations. IAPD ↗
$2.79B RAUM · 25 reps · 210-826-2424 · blumandwhite.com
55
MARIDEA WEALTH MANAGEMENT — added office(s): 19 -> 21 additional locations. IAPD ↗
$1.97B RAUM · 26 reps · 347-289-5227
55
PCM ENCORE, LLC — added office(s): 9 -> 10 additional locations. IAPD ↗
$2.05B RAUM · 9 reps · 425-214-1755 · encoreinvestment.com
55
EVERTERN WEALTH, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$1.56B RAUM · 2 reps · 239-508-7700 · everternwealth.com
53
ALEXANDER INVESTMENT SERVICES CO. — added office(s): 1 -> 2 additional locations. IAPD ↗
$576.8M RAUM · 9 reps · 502-459-4414 · aisretirement.com
53
WESTERN FINANCIAL CORPORATION — added office(s): 1 -> 2 additional locations. IAPD ↗
$414.4M RAUM · 2 reps · 619-544-0260
53
AMERICAN WEALTH MANAGEMENT, INC. — added office(s): 1 -> 2 additional locations. IAPD ↗
$310.0M RAUM · 9 reps · 770-392-8741 · americanwealthmanagement.com
53
ROSENBLUM SILVERMAN SUTTON SF INC — added office(s): 0 -> 1 additional locations. IAPD ↗
$486.6M RAUM · 3 reps · 415-771-4500 · rssic.com
53
LEVEL FINANCIAL ADVISORS, INC. — added office(s): 5 -> 6 additional locations. IAPD ↗
$975.2M RAUM · 10 reps · 716-634-6113 · levelfa.com
53
FIRSTRUST — added office(s): 0 -> 2 additional locations. IAPD ↗
$250.0M RAUM · 5 reps · 386-788-3737 · financialteam.com
53
CHANEY CAPITAL MANAGEMENT INC. — added office(s): 0 -> 1 additional locations. IAPD ↗
$455.5M RAUM · 6 reps · 425-673-4060 · chaneycapital.com
53
SAXONY CAPITAL MANAGEMENT, LLC — added office(s): 20 -> 22 additional locations. IAPD ↗
$367.9M RAUM · 0 reps · 314-963-9336
53
INVESTOLOGY INC. — added office(s): 0 -> 1 additional locations. IAPD ↗
$250.0M RAUM · 3 reps · 703-429-1975 · investologyinc.net
53
UNITED WEALTH MANAGEMENT, LLC — added office(s): 2 -> 3 additional locations. IAPD ↗
$406.6M RAUM · 5 reps · 434-923-8112 · unitedwealthmanagement.com
53
CENTENNIAL WEALTH ADVISORY, LLC — added office(s): 4 -> 5 additional locations. IAPD ↗
$397.1M RAUM · 10 reps · 231-995-9575 · cen-wealth.com
53
SOLITUDE FINANCIAL SERVICES, INC. — added office(s): 0 -> 1 additional locations. IAPD ↗
$363.5M RAUM · 6 reps · (434) 218-2201 · solitudefinancial.com
53
BANKPLUS WEALTH ADVISORS — added office(s): 2 -> 3 additional locations. IAPD ↗
$263.8M RAUM · 14 reps · 601-607-4290 · bankplus.net
53
CAPSTONE INVESTMENT GROUP — added office(s): 2 -> 3 additional locations. IAPD ↗
$342.7M RAUM · 8 reps · 360-570-9888 · wisdomanddiscipline.com
53
SEROS WEALTH PARTNERS — added office(s): 0 -> 1 additional locations. IAPD ↗
$359.2M RAUM · 7 reps · 480-967-1155
53
O'CONNOR FINANCIAL GROUP LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$275.3M RAUM · 4 reps · (217) 223-0113
53
LONG ISLAND WEALTH MANAGEMENT, INC. — added office(s): 1 -> 2 additional locations. IAPD ↗
$291.7M RAUM · 1 reps · 516-238-7629 · liwealth.com
53
STONE CREEK GROUP, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$250.6M RAUM · 1 reps · 303-226-7370 · stonecreekgroup.com
53
PSI ADVISORS, LLC — added office(s): 2 -> 3 additional locations. IAPD ↗
$800.9M RAUM · 12 reps · 813-444-0337 · ericeatonfinancial.com
53
BROOKLYN FI, LLC — added office(s): 11 -> 16 additional locations. IAPD ↗
$563.1M RAUM · 10 reps · (332) 296-1660
53
AVAII WEALTH MANAGEMENT, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$602.8M RAUM · 10 reps · (920) 214-1212
53
VITAL INVESTMENT MANAGEMENT LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$283.9M RAUM · 5 reps · 970-776-3316 · vimadvisor.com
53
CREEKMUR ASSET MANAGEMENT, LLC — added office(s): 6 -> 7 additional locations. IAPD ↗
$800.0M RAUM · 15 reps · 309-925-2043
53
THE INVICTUS COLLECTIVE, LLC — added office(s): 3 -> 4 additional locations. IAPD ↗
$476.0M RAUM · 3 reps · (866) 636-3468
53
WEATHERVANE ASSET MANAGEMENT LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$384.1M RAUM · 2 reps · 516-305-9438
53
COGENTBLUE — added office(s): 0 -> 1 additional locations. IAPD ↗
$606.0M RAUM · 4 reps · 865-309-5892 · cogentbluewealth.com
53
WEST WEALTH GROUP, LLC — added office(s): 4 -> 5 additional locations. IAPD ↗
$616.7M RAUM · 13 reps · 949-682-9105 · yelp.com
53
724 CAPITAL, LLC — added office(s): 3 -> 4 additional locations. IAPD ↗
$258.9M RAUM · 15 reps · 517-256-4319 · 724cap.com
53
WILLIAMS & NOVAK WEALTH MANAGEMENT, LLC — added office(s): 4 -> 5 additional locations. IAPD ↗
$342.8M RAUM · 4 reps · 626-689-7181
53
ACCELERATE RETIREMENT — added office(s): 18 -> 19 additional locations. IAPD ↗
$315.4M RAUM · 31 reps · 888-439-7071 · lbgadvisors.com
53
SIGNATURE EQUITY PARTNERS, LLC — added office(s): 14 -> 17 additional locations. IAPD ↗
$688.1M RAUM · 32 reps · 614-846-6000 · midwestretirementconsultants.net
53
MKT AND ASSOCIATES LLC — added office(s): 2 -> 3 additional locations. IAPD ↗
$378.7M RAUM · 3 reps · 253-252-2359 · mktandassociates.com
53
ARENA PRIVATE WEALTH — added office(s): 7 -> 8 additional locations. IAPD ↗
$404.7M RAUM · 8 reps · 312-798-9045
53
BROADVIEW WEALTH PARTNERS — added office(s): 0 -> 3 additional locations. IAPD ↗
$304.7M RAUM · 7 reps · 303-323-4293 · broadviewwp.com
53
ASSET ONE WEALTH MANAGEMENT, LLC — added office(s): 6 -> 8 additional locations. IAPD ↗
$982.5M RAUM · 9 reps · (425) 504-8200 · assetone.com
53
ADVISORY SOLUTIONS GROUP — added office(s): 13 -> 14 additional locations. IAPD ↗
$408.4M RAUM · 33 reps · 763-417-1700 · meridianwealthalliance.com
53
BROADSIDE WEALTH — added office(s): 0 -> 1 additional locations. IAPD ↗
$874.5M RAUM · 4 reps · 628-218-5315
50
HULSEY CAPITAL MANAGEMENT, INC. — added office(s): 0 -> 1 additional locations. IAPD ↗
$113.2M RAUM · 1 reps · 501-362-1681
50
KELLEY INVESTMENTS — added office(s): 0 -> 1 additional locations. IAPD ↗
$238.0M RAUM · 3 reps · 858-350-1010 · kelleyinvestments.com
50
BENCHMARK CAPITAL GROUP LTD. — added office(s): 1 -> 2 additional locations. IAPD ↗
$173.6M RAUM · 2 reps · 815-777-0600 · benchmarkcapitalgroup.com
50
PRIVATE LANE CAPITAL, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$144.1M RAUM · 1 reps · 703-679-7394 · privatelanecapital.com
50
MINERVA PLANNING GROUP — added office(s): 2 -> 3 additional locations. IAPD ↗
$236.9M RAUM · 4 reps · 404-816-6688
50
FMSA — added office(s): 5 -> 12 additional locations. IAPD ↗
$216.4M RAUM · 20 reps · 5612892602 · myfmsa.com
50
SIMPLYRIA ADVISOR NETWORK — added office(s): 11 -> 13 additional locations. IAPD ↗
$214.9M RAUM · 25 reps · 810-355-1325 · simplyria.com
50
THE ARCHER CONSULTING GROUP, LLC — added office(s): 2 -> 3 additional locations. IAPD ↗
$192.2M RAUM · 2 reps · 985-227-4019 · archerconsulting.com
50
HIPPOCRATIC FINANCIAL ADVISORS — added office(s): 3 -> 5 additional locations. IAPD ↗
$229.0M RAUM · 5 reps · 866-447-2380 · hippocratic.com
50
TRUADVISORS — added office(s): 3 -> 4 additional locations. IAPD ↗
$132.7M RAUM · 4 reps · (813) 212-4000 · truadvisors.com
50
TRADEMARK CAPITAL MANAGEMENT INC. — added office(s): 2 -> 3 additional locations. IAPD ↗
$150.8M RAUM · 4 reps · 706-534-2351
50
APTUS FINANCIAL, LLC — added office(s): 11 -> 12 additional locations. IAPD ↗
$0 RAUM · 11 reps · 501-907-1993
50
SHERMAN WEALTH MANAGEMENT LLC — added office(s): 2 -> 3 additional locations. IAPD ↗
$160.3M RAUM · 3 reps · (240) 428-1622
50
OREGON PACIFIC WEALTH MANAGEMENT — added office(s): 1 -> 2 additional locations. IAPD ↗
$156.3M RAUM · 4 reps · 541-858-0166 · oregonpacificwealth.com
50
VANGUARD CAPITAL — added office(s): 2 -> 3 additional locations. IAPD ↗
$190.4M RAUM · 0 reps · 844-861-7504 · vcapwa.com
50
CASTLE ISLAND WEALTH — added office(s): 1 -> 2 additional locations. IAPD ↗
$117.2M RAUM · 3 reps · 561-208-3883 · castleislandwealth.com
50
COLUMBIA RIVER FINANCIAL GROUP — added office(s): 0 -> 1 additional locations. IAPD ↗
$194.8M RAUM · 4 reps · 3603353350
50
TRAILS EDGE WEALTH ADVISERS, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$153.7M RAUM · 1 reps · 847-682-0105 · trailswealth.com.
50
FOUNDRY FINANCIAL LLC — added office(s): 7 -> 10 additional locations. IAPD ↗
$232.6M RAUM · 10 reps · (213) 802-8662 · foundryfinancial.org
50
BRIGHTER FINANCIAL CAPITAL MANAGEMENT, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$135.1M RAUM · 5 reps · 703-796-0957
50
MESSMER CAPITAL ADVISORS LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$130.4M RAUM · 2 reps · 740-972-1196 · messmercapital.com
50
FOREFRONT — added office(s): 4 -> 5 additional locations. IAPD ↗
$239.8M RAUM · 7 reps · 512-617-1984
50
GLOVER PARK WEALTH MANAGEMENT, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$144.3M RAUM · 2 reps · (202) 926-3636
50
SKY VISION WEALTH MANAGEMENT CORP. — added office(s): 0 -> 1 additional locations. IAPD ↗
$101.4M RAUM · 2 reps · 626-437-1436
50
DBA BIG MONEY RETIREMENT AND BIG RETIREMENT — added office(s): 5 -> 6 additional locations. IAPD ↗
$147.1M RAUM · 10 reps · 864-920-3155 · bigmoneyretirement.com
50
WHARTON WEALTH PLANNING, LLC — added office(s): 1 -> 2 additional locations. IAPD ↗
$36.9M RAUM · 1 reps · 646-450-7021 · whartonwealthplanning.com
50
TAILWINDS WEALTH, LLC — added office(s): 0 -> 7 additional locations. IAPD ↗
$192.7M RAUM · 7 reps · 651-243-0535 · tailwindswealth.com
50
CLARITY FINANCIAL ADVISORS LLC — added office(s): 6 -> 7 additional locations. IAPD ↗
$149.5M RAUM · 6 reps · (816) 786-5031 · theclarityfinancial.com
50
ONEWELTH INC — added office(s): 1 -> 2 additional locations. IAPD ↗
$101.9M RAUM · 2 reps · 212-750-0718 · onewelth.com
50
VISDOM INVESTMENT GROUP LLC — added office(s): 1 -> 5 additional locations. IAPD ↗
$53.1M RAUM · 4 reps · 203.429.5633
50
STIRLINGSHIRE INVESTMENTS — added office(s): 22 -> 24 additional locations. IAPD ↗
$244.6M RAUM · 26 reps · 877-600-7026
50
TRIO WEALTH MANAGEMENT, LLC — added office(s): 3 -> 4 additional locations. IAPD ↗
$134.0M RAUM · 3 reps · (703) 459-9171
50
EAGLE'S CREST ADVISORS, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$125.9M RAUM · 3 reps · 646-627-6030
50
CONNECTIVE WEALTH PARTNERS, LLC — added office(s): 10 -> 12 additional locations. IAPD ↗
$77.6M RAUM · 10 reps · (603) 498-1854 · connectivewealth.ai
50
PEAK ALTITUDE PARTNERS, LP — added office(s): 3 -> 5 additional locations. IAPD ↗
$68.1M RAUM · 5 reps · 212-970-6451 · peakalts.com
50
POWERHOUSE FINANCIAL ADVISORS, INC. — added office(s): 0 -> 1 additional locations. IAPD ↗
$108.2M RAUM · 1 reps · 775-266-8867
50
SCHONFELD WEALTH MANAGEMENT, LLC — added office(s): 0 -> 2 additional locations. IAPD ↗
$132.9M RAUM · 2 reps · 718-963-9700 · schonfeldwm.com
50
DITTO & POWERS, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗
$0 RAUM · 1 reps · 410-371-8705
50
COVA PRIVATE WEALTH LLC — added office(s): 0 -> 3 additional locations. IAPD ↗
$0 RAUM · 7 reps · 631-831-9669
50
ALDEBARAN CAPITAL — added office(s): 0 -> 1 additional locations. IAPD ↗
$0 RAUM · 2 reps · (504) 258-7110 · aldebarancapital.net
50
SUMMA CORP. — moved its main office from TOMBALL, TX to THE WOODLANDS, TX. IAPD ↗
$1.59B RAUM · 3 reps · 281-362-9977 · summa-wealth.com
50
MARQUETTE WEALTH MANAGEMENT — moved its main office from MINNEAPOLIS, MN to MINNETONKA, MN. IAPD ↗
$1.07B RAUM · 4 reps · 612-661-3770
50
CROWNSTONE ADVISORY & INVESTMENT CORP — moved its main office from ATLANTA, GA to NEW YORK, NY. IAPD ↗
$3.00B RAUM · 1 reps · 858-444-5933 · crownstoneinvestmentadvisory.com
48
HAMEL ASSOCIATES,INC. — moved its main office from CENTER VALLEY, PA to ALLENTOWN, PA. IAPD ↗
$548.3M RAUM · 5 reps · (835) 282-2820 · hamelassociatesinc.com
48
SMH CAPITAL ADVISORS LLC — moved its main office from FORT WORTH, TX to WEATHERFORD, TX. IAPD ↗
$503.1M RAUM · 2 reps · 817-569-7000 · smhca.com
48
DASH INVESTMENTS — moved its main office from WOODLAND HILLS, CA to PLANO, TX. IAPD ↗
$681.6M RAUM · 7 reps · 800-549-3227
48
THINAGEE INVESTMENTS INC. — moved its main office from CHEVY CHASE, MD to BETHESDA, MD. IAPD ↗
$265.4M RAUM · 1 reps · 240-235-1846 · thinagee.com
48
MEASURED WEALTH PRIVATE CLIENT GROUP, LLC — moved its main office from PORTSMOUTH, NH to RYE, NH. IAPD ↗
$528.3M RAUM · 11 reps · 603-431-1444 · measuredwealth.net
48
WOODSIDE WEALTH MANAGEMENT — moved its main office from FRAMINGHAM, MA to SUDBURY, MA. IAPD ↗
$266.6M RAUM · 2 reps · 508-655-0210 · woodsidewealth.com
48
MONON WEALTH MANAGEMENT — moved its main office from CARMEL, IN to INDIANAPOLIS, IN. IAPD ↗
$546.8M RAUM · 7 reps · (317) 993-3999 · music.amazon.com
48
BRENTVIEW INVESTMENT MANAGEMENT, LLC — moved its main office from NORTHFIELD, IL to ROSEMONT, IL. IAPD ↗
$265.7M RAUM · 4 reps · 312-283-4450
48
AUDENT GLOBAL ASSET MANAGEMENT, LLC — moved its main office from WEST HOLLYWOOD, CA to BEVERLY HILLS, CA. IAPD ↗
$452.3M RAUM · 3 reps · 310-388-3818 · audentcap.com
48
OWL CREEK WEALTH PARTNERS — moved its main office from DENVER, CO to GREENWOOD VILLAGE, CO. IAPD ↗
$602.3M RAUM · 2 reps · 303-409-4409 · owlcreekwealth.com
48
WEALTH INTELLIGENTLY NAVIGATED, LLC — moved its main office from SPARTANBURG, SC to GREER, SC. IAPD ↗
$532.9M RAUM · 7 reps · (864) 375-4031
45
SYNDICATED CAPITAL, INC. — moved its main office from DIAMOND BAR, CA to BREA, CA. IAPD ↗
$142.0M RAUM · 9 reps · 310-751-7098 · syndicatedcapital.com
45
GROESBECK INVESTMENT MANAGEMENT CORP — moved its main office from PARAMUS, NJ to GLEN ROCK, NJ. IAPD ↗
$54.7M RAUM · 1 reps · 201-291-7888 · groesbeckim.com
45
FAMA FIDUCIARY WEALTH LLC — moved its main office from ROCHESTER, NY to MANCHESTER, MO. IAPD ↗
$119.0M RAUM · 1 reps · 314-584-5550
45
ALPHA FIDUCIARY — moved its main office from SCOTTSDALE, AZ to PHOENIX, AZ. IAPD ↗
$114.0M RAUM · 2 reps · 480-505-4033 · alphafiduciary.com
45
TAX EFFICIENT ASSET MANAGEMENT SOLUTION, INC. — moved its main office from COSTA MESA, CA to NEWPORT BEACH, CA. IAPD ↗
$148.3M RAUM · 2 reps · 949-878-9400 · familyofficeria.com
45
AGEMY WEALTH ADVISORS, LLC — moved its main office from DEVER, CO to DENVER, CO. IAPD ↗
$130.5M RAUM · 3 reps · 203-738-0027
45
RETIREMITTEN FINANCIAL LLC — moved its main office from MILFORD, MI to CLARKSTON, MI. IAPD ↗
$213.8M RAUM · 4 reps · 248-935-0470 · retiremitten.com
45
UMB PRIVATE WEALTH MANAGEMENT, LLC — moved its main office from KANSAS CITY, MO to OVERLAND PARK, KS. IAPD ↗
$124.7M RAUM · 41 reps · 816-860-7000 · umb.com
45
REX ADVISERS, LLC — added office(s): 2 -> 3 additional locations. IAPD ↗institutional
$1.84B RAUM · 5 reps · 305-742-0151
43
MONARCH PLAN ADVISORS — added office(s): 2 -> 3 additional locations. IAPD ↗institutional
$792.6M RAUM · 5 reps · (818) 444-0376
43
OPTIMIZED INVESTMENT PARTNERS, LLC — added office(s): 0 -> 2 additional locations. IAPD ↗institutional
$722.0M RAUM · 2 reps · 858-335-1141 · optimizedip.com
40
FLEXSTONE PARTNERS, LLC — added office(s): 0 -> 1 additional locations. IAPD ↗fund
$7.20B RAUM · 21 reps · 212-703-0300
40
ARGA INVESTMENT MANAGEMENT, LP — added office(s): 0 -> 1 additional locations. IAPD ↗fund
$24.57B RAUM · 25 reps · 645-229-5501
40
BC PARTNERS ADVISORS L.P. — added office(s): 0 -> 1 additional locations. IAPD ↗fund
$6.69B RAUM · 46 reps · 212-891-2880
40
STG PARTNERS, LLC — added office(s): 2 -> 3 additional locations. IAPD ↗fund
$13.43B RAUM · 87 reps · 650-935-9500 · stgpartners.com
40
MARCYPEN CAPITAL PARTNERS LLC — added office(s): 1 -> 2 additional locations. IAPD ↗fund
$1.12B RAUM · 17 reps · 424-421-6040 · marcypen.com
38
SYMPHONY TECHNOLOGY GROUP, LLC — added office(s): 2 -> 3 additional locations. IAPD ↗fund
$307.3M RAUM · 88 reps · 650-935-9500
35
PBMARES WEALTH MANAGEMENT LLC — moved its main office from WILLIAMSBURG, VA to FAIRFAX, VA. IAPD ↗institutional
$0 RAUM · 1 reps · 703-385-8577
35
ARGA INVESTMENT MANAGEMENT, LP — moved its main office from STAMFORD, CT to MIAMI, FL. IAPD ↗fund
$24.57B RAUM · 25 reps · 645-229-5501
35
METAURUS ADVISORS LLC — moved its main office from HOBOKEN, NJ to WESTPORT, CT. IAPD ↗fund
$1.58B RAUM · 5 reps · (203) 702-7321
35
AFBI LP — moved its main office from MIAMI BEACH, FL to NEW YORK, NY. IAPD ↗fund
$2.34B RAUM · 11 reps · 212-970-9250
35
ROC PARTNERS (US) LLC — moved its main office from SYDNEY NSW, to NEW YORK, NY. IAPD ↗institutional
$121.1M RAUM · 1 reps · 212-972-5700 · rocp.com
35
LOGIQ CAPITAL LLC — moved its main office from ENGLEWOOD, NJ to JERSEY CITY, NJ. IAPD ↗institutional
$0 RAUM · 1 reps · 848-230-4523
35
PORTFOLIO POV — moved its main office from SACRAMENTO, CA to SAN FRANCISCO, CA. IAPD ↗institutional
$0 RAUM · 2 reps · 669-326-7221 · portfolio-pov.com
33
TAURUS PRIVATE MARKETS, LLC — moved its main office from MALVERN, PA to WAYNE, PA. IAPD ↗fund
$508.7M RAUM · 5 reps · 484-318-8650
33
IG4 CAPITAL ADVISORS US LLC — moved its main office from WASHINGTON, DC to NEW YORK, NY. IAPD ↗fund
$321.5M RAUM · 3 reps · +12039715686
30
1 MAIN CAPITAL MANAGEMENT, LLC — moved its main office from WESTPORT, CT to AVENTURA, FL. IAPD ↗fund
$118.7M RAUM · 2 reps · 305-710-8509 · 1maincapital.com
30
BALLAST EQUITY PARTNERS MANAGEMENT COMPANY, LLC — moved its main office from PROVIDENCE, RI to NEW YORK, NY. IAPD ↗fund
$111.9M RAUM · 4 reps · 401-484-0675
25
IFM INVESTORS PTY LTD — added office(s): 1 -> 5 additional locations. IAPD ↗foreign
$202.97B RAUM · 277 reps · 61 1300 651 607
25
GRAND ALLIANCE ASSET MANAGEMENT LTD. — added office(s): 0 -> 1 additional locations. IAPD ↗foreign
$2.56B RAUM · 28 reps · (852) 3852 6351 · gaamhk.com
25
TAULA CAPITAL MANAGEMENT (US) LLC — added office(s): 2 -> 3 additional locations. IAPD ↗foreign
$210.93B RAUM · 13 reps · 44-20-4570-2067 · taulacapital.com
23
SARONA ASSET MANAGEMENT INC. — added office(s): 4 -> 5 additional locations. IAPD ↗foreign
$339.2M RAUM · 10 reps · 1-519-883-7557 · emiif.fund
20
LEGACY PRIVATE CLIENT SERVICES — added office(s): 1 -> 2 additional locations. IAPD ↗foreign
$0 RAUM · 1 reps · 514-782-5966 · legacyprivateclientservices.com
20
BLUE3 INVESTMENTS LLC — added office(s): 0 -> 2 additional locations. IAPD ↗foreign
$0 RAUM · 2 reps · +55 11 4858-3040 · blue3investments.com
20
DELTA CAPITAL — added office(s): 1 -> 2 additional locations. IAPD ↗foreign
$11.1M RAUM · 2 reps · 2107990214 · deltacapitalpro.com
15
DELTA CAPITAL — moved its main office from SANTANA DE PARNAÍBA, SÃO PAULO, to SANTANA DE PARNAIBA, . IAPD ↗foreign
$11.1M RAUM · 2 reps · 2107990214 · deltacapitalpro.com
15
APT WEALTH USA PTY LTD — moved its main office from SYDNEY, NEW SOUTH WALES, to MELBOURNE VIC, . IAPD ↗foreign
$0 RAUM · 1 reps · +61 3 8779 5254 · aptwealth.com.au

Free page: firm, event, phone, website. The paid feed adds every window as CSV, filters by state and AUM band, and alerts the day the roster drops. Data: SEC Form ADV monthly roster; confirm on IAPD before acting.