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Integration & migration consulting — February 2024

Data migration, middleware, and integration consultants — every deal is a CRM migration.

61 firms opened this window in the February 2024 SEC roster: 34 aum crossed 500m, 15 aum crossed 1b, 11 reorganization, 1 acquisition.

Months: October 2026 · September 2026 · August 2026 · July 2026 · June 2026 · May 2026 · April 2026 · March 2026 · February 2026 · January 2026 · December 2025 · August 2025 · July 2025 · June 2025 · May 2025 · April 2025 · March 2025 · February 2025 · January 2025 · December 2024 · November 2024 · October 2024 · September 2024 · August 2024 · July 2024 · June 2024 · May 2024 · April 2024 · March 2024 · February 2024

95
CANNELL & SPEARS LLC — filed an Item 4A succession naming CANNELL & CO. (CRD 106326) — one firm absorbed the other. IAPD ↗
$5.86B RAUM · 19 reps · 212-752-5255 · thebeehivefund.com
85
WINDWARD CAPITAL MANAGEMENT CO — crossed $1B in regulatory AUM ($940.0M -> $1.18B). IAPD ↗
$1.18B RAUM · 4 reps · 310-893-3000 · windwardcapital.com
85
CONNORS INVESTOR SERVICES INC — crossed $1B in regulatory AUM ($968.3M -> $1.05B). IAPD ↗
$1.05B RAUM · 9 reps · 610-376-7418
85
MSA FINANCIAL — crossed $1B in regulatory AUM ($870.4M -> $1.00B). IAPD ↗
$1.00B RAUM · 8 reps · 781-843-3500
85
THE PLANNING CENTER, INC. — crossed $1B in regulatory AUM ($946.6M -> $1.09B). IAPD ↗
$1.09B RAUM · 10 reps · 309-797-4030
85
MIDWEST FINANCIAL PARTNERS — crossed $1B in regulatory AUM ($873.5M -> $1.10B). IAPD ↗
$1.10B RAUM · 6 reps · 320-251-3752
85
CLASS VI FAMILY OFFICE, LLC — crossed $1B in regulatory AUM ($958.6M -> $1.01B). IAPD ↗
$1.01B RAUM · 6 reps · 303-243-5619 · classvipartners.com
85
GPS WEALTH STRATEGIES GROUP, LLC — crossed $1B in regulatory AUM ($879.9M -> $1.07B). IAPD ↗
$1.07B RAUM · 21 reps · 7204145412 · lizwindisch.com
85
CORNERSTONE WEALTH STRATEGIES, INC. — crossed $1B in regulatory AUM ($770.3M -> $1.01B). IAPD ↗
$1.01B RAUM · 10 reps · 509-396-0588
85
FIRST TRUST DIRECT INDEXING — crossed $1B in regulatory AUM ($990.1M -> $1.42B). IAPD ↗
$1.42B RAUM · 8 reps · 617-752-6010
85
BARLOW WEALTH PARTNERS, LLC — crossed $1B in regulatory AUM ($890.2M -> $1.01B). IAPD ↗
$1.01B RAUM · 5 reps · (502) 308-4270 · barlowwealth.com
70
SPENCE ASSET MANAGEMENT — crossed $500M in regulatory AUM ($482.9M -> $621.1M). IAPD ↗
$621.1M RAUM · 7 reps · 575-556-8500 · ww-capital.com
70
PERSONAL INVESTMENT MANAGEMENT INC — crossed $500M in regulatory AUM ($483.6M -> $534.3M). IAPD ↗
$534.3M RAUM · 4 reps · 425-883-7990 · pim4you.com
70
FAMILY INVESTMENT CENTER — crossed $500M in regulatory AUM ($431.7M -> $515.7M). IAPD ↗
$515.7M RAUM · 11 reps · 816-233-4100
70
WILSEY ASSET MANAGEMENT INCORPORATED — crossed $500M in regulatory AUM ($446.0M -> $511.4M). IAPD ↗
$511.4M RAUM · 2 reps · 858-224-0004 · smartinvesting2000.com
70
ACCUVEST GLOBAL ADVISORS, INC. — crossed $500M in regulatory AUM ($476.6M -> $518.0M). IAPD ↗
$518.0M RAUM · 4 reps · 925-930-2882 · accuvest.com
70
MASON & ASSOCIATES, INC. — crossed $500M in regulatory AUM ($475.8M -> $539.5M). IAPD ↗
$539.5M RAUM · 5 reps · 323-254-3072 · masonlifeplanning.com
70
WEST FINANCIAL ADVISORS, L.L.C. — crossed $500M in regulatory AUM ($418.8M -> $510.6M). IAPD ↗
$510.6M RAUM · 5 reps · 515-284-1011
70
RED LIGHTHOUSE INVESTMENT MANAGEMENT, LLC — crossed $500M in regulatory AUM ($458.8M -> $524.8M). IAPD ↗
$524.8M RAUM · 2 reps · 917-660-0980 · redlighthouseinvestment.com
70
MINICHMACGREGOR WEALTH MANAGEMENT, LLC — crossed $500M in regulatory AUM ($406.0M -> $501.3M). IAPD ↗
$501.3M RAUM · 7 reps · (518) 499-4565 · minichmacgregor.com
70
WALKNER CONDON FINANCIAL ADVISORS LLC — crossed $500M in regulatory AUM ($486.7M -> $633.5M). IAPD ↗
$633.5M RAUM · 9 reps · 608-234-4127
70
MBE WEALTH MANAGEMENT, LLC — crossed $500M in regulatory AUM ($449.6M -> $725.5M). IAPD ↗
$725.5M RAUM · 8 reps · 608-372-5521 · mbewealth.com
70
SUMMIT INVESTMENT ADVISORY SERVICES — crossed $500M in regulatory AUM ($456.0M -> $562.2M). IAPD ↗
$562.2M RAUM · 6 reps · (651) 490-2939
70
ARBOR WEALTH ADVISORS LLC — crossed $500M in regulatory AUM ($443.2M -> $514.3M). IAPD ↗
$514.3M RAUM · 1 reps · (855) 927-2679
70
HUGHES FINANCIAL SERVICES, LLC — crossed $500M in regulatory AUM ($399.8M -> $510.0M). IAPD ↗
$510.0M RAUM · 7 reps · 703-669-3660 · h4fs.com
70
GOLDSTONE FINANCIAL GROUP, LLC — crossed $500M in regulatory AUM ($426.9M -> $503.5M). IAPD ↗
$503.5M RAUM · 9 reps · 630-620-9300 · goldstonefinancialgroup.com
70
HURLOW WEALTH MANAGEMENT GROUP, INC. — crossed $500M in regulatory AUM ($454.9M -> $559.9M). IAPD ↗
$559.9M RAUM · 8 reps · (812) 333-4726
70
CLG LLC — crossed $500M in regulatory AUM ($452.8M -> $800.6M). IAPD ↗
$800.6M RAUM · 25 reps · (310) 329-5150
70
GOEHRING & ROZENCWAJG ASSOCIATES, LLC — crossed $500M in regulatory AUM ($355.6M -> $543.8M). IAPD ↗
$543.8M RAUM · 2 reps · 646-216-9777
70
FIDUCIARY FINANCIAL GROUP, LLC — crossed $500M in regulatory AUM ($485.4M -> $544.6M). IAPD ↗
$544.6M RAUM · 7 reps · 415-352-1100
70
HAVEN GLOBAL PARTNERS, LLC — crossed $500M in regulatory AUM ($226.1M -> $893.6M). IAPD ↗
$893.6M RAUM · 3 reps · 470-355-2434 · havengp.com
70
ERTS WEALTH ADVISORS, LLC — crossed $500M in regulatory AUM ($475.0M -> $566.8M). IAPD ↗
$566.8M RAUM · 5 reps · (906) 228-5564 · baroberts.com
70
CUSTOS FAMILY OFFICE LLC — crossed $500M in regulatory AUM ($396.9M -> $531.8M). IAPD ↗
$531.8M RAUM · 6 reps · 303-578-7024 · custosfo.com
70
KEYSTONE PRIVATE WEALTH — crossed $500M in regulatory AUM ($416.7M -> $534.4M). IAPD ↗
$534.4M RAUM · 9 reps · (760) 818-7020
70
CFM WEALTH PARTNERS LLC — crossed $500M in regulatory AUM ($472.7M -> $585.5M). IAPD ↗
$585.5M RAUM · 3 reps · (512) 366-3925 · cfmwealth.com
70
IAM ADVISORY LLC — crossed $500M in regulatory AUM ($487.3M -> $572.4M). IAPD ↗
$572.4M RAUM · 8 reps · 610-258-3269 · iamadvisoryllc.com
70
ROSEMEYER MANAGEMENT GROUP — crossed $500M in regulatory AUM ($338.1M -> $511.2M). IAPD ↗
$511.2M RAUM · 7 reps · 608-348-2274
70
EAGLE ROCK INVESTMENT COMPANY, LLC — crossed $500M in regulatory AUM ($468.2M -> $527.8M). IAPD ↗
$527.8M RAUM · 2 reps · (404) 480-8578 · eaglerockinvest.com
70
CARR FINANCIAL GROUP — crossed $500M in regulatory AUM ($466.9M -> $553.6M). IAPD ↗
$553.6M RAUM · 5 reps · (508) 795-0264 · carrfinancial.com
70
LEES MONSOUR GROUP — crossed $500M in regulatory AUM ($481.7M -> $514.3M). IAPD ↗
$514.3M RAUM · 3 reps · (318) 506-8635 · leesmonsourgroup.com
70
FIDUCIARY FAMILY OFFICE, LLC — crossed $500M in regulatory AUM ($451.6M -> $609.8M). IAPD ↗
$609.8M RAUM · 3 reps · (561) 353-4440 · fiduciaryfo.com
45
INCOME RESEARCH + MANAGEMENT — filed an Item 4A succession naming INCOME RESEARCH + MANAGEMENT (CRD 104863) — an entity change, not a deal. IAPD ↗
$89.00B RAUM · 60 reps · 617-330-9333 · incomeresearch.com
45
FIRST NATIONAL ADVISORS LLC — filed an Item 4A succession naming FIRST NATIONAL CORPORATION (CRD 120859) — an entity change, not a deal. IAPD ↗
$1.31B RAUM · 7 reps · 781-878-7757
45
RETIREMENT PLANNERS OF AMERICA — filed an Item 4A succession naming RETIREMENT PLANNERS OF AMERICA (CRD 157222) — an entity change, not a deal. IAPD ↗
$3.56B RAUM · 33 reps · 469-246-3600 · moneymatters.net
43
ASHTON THOMAS SECURITIES, LLC — filed an Item 4A succession naming ASHTON THOMAS SECURITIES, LLC (CRD 16629) — an entity change, not a deal. IAPD ↗
$344.3M RAUM · 20 reps · 585-424-1234 · excelsecurities.com
43
HUGHES FINANCIAL SERVICES, LLC — filed an Item 4A succession naming HUGHES FINANCIAL SERVICES, LLC (CRD 173195) — an entity change, not a deal. IAPD ↗
$510.0M RAUM · 7 reps · 703-669-3660 · h4fs.com
40
WMS ADVISORS, LLC — filed an Item 4A succession naming WMS ADVISORS, LLC (CRD 122224) — an entity change, not a deal. IAPD ↗
$167.6M RAUM · 5 reps · 301-294-7804
40
RADIUS WEALTH MANAGEMENT, INC. — filed an Item 4A succession naming RADIUS WEALTH MANAGEMENT LLC (CRD 168159) — an entity change, not a deal. IAPD ↗
$139.0M RAUM · 2 reps · (617) 765-2200 · radiuswealth.com
40
SIEBERT ADVISORNXT, LLC. — filed an Item 4A succession naming SIEBERT ADVISORNXT, INC. (CRD 288572) — an entity change, not a deal. IAPD ↗
$212.6M RAUM · 24 reps · 800-872-0444 · siebertnxt.com
75
FAI CAPITAL MANAGEMENT — crossed $1B in regulatory AUM ($914.8M -> $1.27B). IAPD ↗institutional
$1.27B RAUM · 3 reps · 813-874-6621
75
NEOS INVESTMENT MANAGEMENT, LLC — crossed $1B in regulatory AUM ($857.6M -> $1.36B). IAPD ↗institutional
$1.36B RAUM · 3 reps · 203-298-7300 · neosfunds.com
75
INNOCAP INVESTMENT ADVISERS, LLC. — crossed $1B in regulatory AUM ($872.8M -> $1.40B). IAPD ↗institutional
$1.40B RAUM · 3 reps · 646-289-5726 · innocap.com
70
JVP MANAGEMENT — crossed $1B in regulatory AUM ($911.0M -> $2.39B). IAPD ↗fund
$2.39B RAUM · 8 reps · 214-392-5737
70
BURKEHILL GLOBAL MANAGEMENT, LP — crossed $1B in regulatory AUM ($373.1M -> $1.16B). IAPD ↗fund
$1.16B RAUM · 4 reps · 2124906760
60
LEADER CAPITAL CORP. — crossed $500M in regulatory AUM ($119.2M -> $522.8M). IAPD ↗institutional
$522.8M RAUM · 1 reps · 503-294-1010 · leadercapital.com
55
CENTRE ASSET MANAGEMENT — crossed $500M in regulatory AUM ($481.6M -> $503.7M). IAPD ↗fund
$503.7M RAUM · 2 reps · 212-918-4705 · centreasset.com
55
FORUM CAPITAL ADVISORS LLC — crossed $500M in regulatory AUM ($109.2M -> $947.7M). IAPD ↗fund
$947.7M RAUM · 6 reps · 303-501-8860 · forumcapadvisors.com
40
ATYANT CAPITAL MANAGEMENT LTD — crossed $500M in regulatory AUM ($446.9M -> $707.1M). IAPD ↗foreign
$707.1M RAUM · 0 reps · (230) 212-9800
30
DFW CAPITAL MANAGEMENT, LLC — filed an Item 4A succession naming DFW MANAGEMENT CORPORATION (CRD 157337) — an entity change, not a deal. IAPD ↗fund
$1.92B RAUM · 15 reps · 201-836-6000 · dfwcapital.com
30
ALTAROCK PARTNERS LP — filed an Item 4A succession naming ALTAROCK PARTNERS, LLC (CRD 161005) — an entity change, not a deal. IAPD ↗fund
$4.62B RAUM · 3 reps · (561) 200-1300 · altarockpartners.com
28
MKH CAPITAL PARTNERS LP — filed an Item 4A succession naming MKH CAPITAL PARTNERS LP (CRD 314020) — an entity change, not a deal. IAPD ↗fund
$276.0M RAUM · 9 reps · 305-901-6050 · mkhpartners.com

Free page: firm, event, phone, website. The paid feed adds every window as CSV, filters by state and AUM band, and alerts the day the roster drops. Data: SEC Form ADV monthly roster; confirm on IAPD before acting.