← Tributary

What changed in the December 2025 SEC adviser roster

2870 events across 2340 firms · 2238 at US wealth-management firms · source: SEC Form ADV monthly roster · generated 2026-10-05

913state expansion
380new office
373new registration
248deregistered
126headcount up
109disclosure added
108relocation
101aum up
98rename
96website changed
90custody started
60headcount down

Top 25 signals — US wealth firms

98
BROADVIEW WEALTH PARTNERS (BOULDER, CO) is newly SEC-registered with $309.1M RAUM and 2 advisory reps. IAPD ↗
$309.1M RAUM · 2 reps · 303-323-4293 · broadviewwp.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
98
4:8 FINANCIAL (CANBY, OR) is newly SEC-registered with $301.3M RAUM and 1 advisory reps. IAPD ↗
$301.3M RAUM · 1 reps · 503-266-4848 · 48financial.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
98
MOLDENHAUER & ASSOCIATES (ORCHARD PARK, NY) is newly SEC-registered with $763.9M RAUM and 10 advisory reps. IAPD ↗
$763.9M RAUM · 10 reps · 716-662-4361 · moldenhauerassociates.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
98
WAFD WEALTH, INC (SEATTLE, WA) is newly SEC-registered with $348.1M RAUM and 7 advisory reps. IAPD ↗
$348.1M RAUM · 7 reps · 206-467-2800 · wafdwealth.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
98
CLEARWAVE CAPITAL (UPLAND, CA) is newly SEC-registered with $375.5M RAUM and 3 advisory reps. IAPD ↗
$375.5M RAUM · 3 reps · 909-949-9446 · clearwavecap.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
VIP PLANNERS, INC. (ROANOKE, VA) is newly SEC-registered with $104.5M RAUM and 2 advisory reps. IAPD ↗
$104.5M RAUM · 2 reps · 5403421895 · vipplanners.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
FINANCIAL STRATEGIES INVESTMENT ADVISOR SERVICES, INC. (BETHEL, CT) is newly SEC-registered with $103.9M RAUM and 4 advisory reps. IAPD ↗
$103.9M RAUM · 4 reps · 203-798-9873 · fsias.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
STONEFIELD INVESTMENT ADVISORY, INC. (CEDAR RAPIDS, IA) is newly SEC-registered with $108.0M RAUM and 1 advisory reps. IAPD ↗
$108.0M RAUM · 1 reps · 319-377-7811
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
CLEARWATER CAPITAL MANAGEMENT (location n/a) is newly SEC-registered with $129.5M RAUM and 1 advisory reps. IAPD ↗
$129.5M RAUM · 1 reps · 612-860-8489
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
WEALTH-BUILDERS, INC. (location n/a) is newly SEC-registered with $103.6M RAUM and 1 advisory reps. IAPD ↗
$103.6M RAUM · 1 reps · 206-940-9010
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
GOING CPAS AND WEALTH ADVISORS (OPELOUSAS, LA) is newly SEC-registered with $123.9M RAUM and 8 advisory reps. IAPD ↗
$123.9M RAUM · 8 reps · 337-942-3041 · goingcpa.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
SIGNIA CAPITAL MANAGEMENT (SPOKANE, WA) is newly SEC-registered with $123.9M RAUM and 2 advisory reps. IAPD ↗
$123.9M RAUM · 2 reps · 509-789-8970 · signiacapital.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
ALESSANDRA CAPITAL MANAGEMENT, LLC (TORRANCE, CA) is newly SEC-registered with $115.5M RAUM and 2 advisory reps. IAPD ↗
$115.5M RAUM · 2 reps · 310-377-9220 · alessandracapital.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
GARHWAL, CHAN & WILLIAMS INC. (SAN FRANCISCO, CA) is newly SEC-registered with $123.6M RAUM and 2 advisory reps. IAPD ↗
$123.6M RAUM · 2 reps · (415) 263-1900 · gcwinc.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
PASNAU INVESTMENT MANAGEMENT, INC. (location n/a) is newly SEC-registered with $114.0M RAUM and 2 advisory reps. IAPD ↗
$114.0M RAUM · 2 reps · 860-354-9903
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
KOON FINANCIAL PLANNING & CONSULTING/KFP&C (GREENWOOD, IN) is newly SEC-registered with $114.5M RAUM and 1 advisory reps. IAPD ↗
$114.5M RAUM · 1 reps · 317-887-1714 · koonfinancial.com; https
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
GARDEN STATE RETIREMENT SPECIALISTS, LLC (RED BANK, NJ) is newly SEC-registered with $103.6M RAUM and 2 advisory reps. IAPD ↗
$103.6M RAUM · 2 reps · 732-936-9641
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
YDREAM FINANCIAL SERVICES, INC. (location n/a) is newly SEC-registered with $117.4M RAUM and 1 advisory reps. IAPD ↗
$117.4M RAUM · 1 reps · 734-447-5305
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
HARTLEY ADVISORS CORP. (location n/a) is newly SEC-registered with $105.6M RAUM and 2 advisory reps. IAPD ↗
$105.6M RAUM · 2 reps · 215-801-4830 · hartleyadvisors.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
HORIZON CAPITAL MANAGEMENT, LLC (LAKE FOREST, IL) is newly SEC-registered with $116.0M RAUM and 1 advisory reps. IAPD ↗
$116.0M RAUM · 1 reps · 847-738-0801 · horizoncapmgmt.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
FOREVER FINANCIAL ADVISORS, LLC (location n/a) is newly SEC-registered with $52.9M RAUM and 1 advisory reps. IAPD ↗
$52.9M RAUM · 1 reps · 585-598-1377 · foreverfinancial.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
PETRIE CAPITAL MANAGEMENT LLC. (SEATTLE, WA) is newly SEC-registered with $103.5M RAUM and 1 advisory reps. IAPD ↗
$103.5M RAUM · 1 reps · 206-545-0600 · petriecapital.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
AK GLOBAL ASSET MANAGEMENT, LLC (OAKLAND, CA) is newly SEC-registered with $112.8M RAUM and 2 advisory reps. IAPD ↗
$112.8M RAUM · 2 reps · 510-466-6338 · akglobalusa.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
PRIVATE WEALTH MANAGEMENT LLC (location n/a) is newly SEC-registered with $123.0M RAUM and 1 advisory reps. IAPD ↗
$123.0M RAUM · 1 reps · (702) 734-1475
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
SKLOFF FINANCIAL GROUP (location n/a) is newly SEC-registered with $111.5M RAUM and 1 advisory reps. IAPD ↗
$111.5M RAUM · 1 reps · 908-464-3060 · skloff.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

By buying window

Who should be calling whom this month.

CRM 799 firms

98
BROADVIEW WEALTH PARTNERS (BOULDER, CO) is newly SEC-registered with $309.1M RAUM and 2 advisory reps. IAPD ↗
$309.1M RAUM · 2 reps · 303-323-4293 · broadviewwp.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
98
4:8 FINANCIAL (CANBY, OR) is newly SEC-registered with $301.3M RAUM and 1 advisory reps. IAPD ↗
$301.3M RAUM · 1 reps · 503-266-4848 · 48financial.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
98
MOLDENHAUER & ASSOCIATES (ORCHARD PARK, NY) is newly SEC-registered with $763.9M RAUM and 10 advisory reps. IAPD ↗
$763.9M RAUM · 10 reps · 716-662-4361 · moldenhauerassociates.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
98
WAFD WEALTH, INC (SEATTLE, WA) is newly SEC-registered with $348.1M RAUM and 7 advisory reps. IAPD ↗
$348.1M RAUM · 7 reps · 206-467-2800 · wafdwealth.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
98
CLEARWAVE CAPITAL (UPLAND, CA) is newly SEC-registered with $375.5M RAUM and 3 advisory reps. IAPD ↗
$375.5M RAUM · 3 reps · 909-949-9446 · clearwavecap.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
VIP PLANNERS, INC. (ROANOKE, VA) is newly SEC-registered with $104.5M RAUM and 2 advisory reps. IAPD ↗
$104.5M RAUM · 2 reps · 5403421895 · vipplanners.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
FINANCIAL STRATEGIES INVESTMENT ADVISOR SERVICES, INC. (BETHEL, CT) is newly SEC-registered with $103.9M RAUM and 4 advisory reps. IAPD ↗
$103.9M RAUM · 4 reps · 203-798-9873 · fsias.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
STONEFIELD INVESTMENT ADVISORY, INC. (CEDAR RAPIDS, IA) is newly SEC-registered with $108.0M RAUM and 1 advisory reps. IAPD ↗
$108.0M RAUM · 1 reps · 319-377-7811
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
CLEARWATER CAPITAL MANAGEMENT (location n/a) is newly SEC-registered with $129.5M RAUM and 1 advisory reps. IAPD ↗
$129.5M RAUM · 1 reps · 612-860-8489
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
WEALTH-BUILDERS, INC. (location n/a) is newly SEC-registered with $103.6M RAUM and 1 advisory reps. IAPD ↗
$103.6M RAUM · 1 reps · 206-940-9010
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

…and 789 more in the CSV export.

Financial planning software 414 firms

98
BROADVIEW WEALTH PARTNERS (BOULDER, CO) is newly SEC-registered with $309.1M RAUM and 2 advisory reps. IAPD ↗
$309.1M RAUM · 2 reps · 303-323-4293 · broadviewwp.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
98
4:8 FINANCIAL (CANBY, OR) is newly SEC-registered with $301.3M RAUM and 1 advisory reps. IAPD ↗
$301.3M RAUM · 1 reps · 503-266-4848 · 48financial.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
98
MOLDENHAUER & ASSOCIATES (ORCHARD PARK, NY) is newly SEC-registered with $763.9M RAUM and 10 advisory reps. IAPD ↗
$763.9M RAUM · 10 reps · 716-662-4361 · moldenhauerassociates.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
98
WAFD WEALTH, INC (SEATTLE, WA) is newly SEC-registered with $348.1M RAUM and 7 advisory reps. IAPD ↗
$348.1M RAUM · 7 reps · 206-467-2800 · wafdwealth.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
98
CLEARWAVE CAPITAL (UPLAND, CA) is newly SEC-registered with $375.5M RAUM and 3 advisory reps. IAPD ↗
$375.5M RAUM · 3 reps · 909-949-9446 · clearwavecap.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
VIP PLANNERS, INC. (ROANOKE, VA) is newly SEC-registered with $104.5M RAUM and 2 advisory reps. IAPD ↗
$104.5M RAUM · 2 reps · 5403421895 · vipplanners.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
FINANCIAL STRATEGIES INVESTMENT ADVISOR SERVICES, INC. (BETHEL, CT) is newly SEC-registered with $103.9M RAUM and 4 advisory reps. IAPD ↗
$103.9M RAUM · 4 reps · 203-798-9873 · fsias.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
STONEFIELD INVESTMENT ADVISORY, INC. (CEDAR RAPIDS, IA) is newly SEC-registered with $108.0M RAUM and 1 advisory reps. IAPD ↗
$108.0M RAUM · 1 reps · 319-377-7811
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
CLEARWATER CAPITAL MANAGEMENT (location n/a) is newly SEC-registered with $129.5M RAUM and 1 advisory reps. IAPD ↗
$129.5M RAUM · 1 reps · 612-860-8489
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
WEALTH-BUILDERS, INC. (location n/a) is newly SEC-registered with $103.6M RAUM and 1 advisory reps. IAPD ↗
$103.6M RAUM · 1 reps · 206-940-9010
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

…and 404 more in the CSV export.

Compliance 1373 firms

98
BROADVIEW WEALTH PARTNERS (BOULDER, CO) is newly SEC-registered with $309.1M RAUM and 2 advisory reps. IAPD ↗
$309.1M RAUM · 2 reps · 303-323-4293 · broadviewwp.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
98
4:8 FINANCIAL (CANBY, OR) is newly SEC-registered with $301.3M RAUM and 1 advisory reps. IAPD ↗
$301.3M RAUM · 1 reps · 503-266-4848 · 48financial.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
98
MOLDENHAUER & ASSOCIATES (ORCHARD PARK, NY) is newly SEC-registered with $763.9M RAUM and 10 advisory reps. IAPD ↗
$763.9M RAUM · 10 reps · 716-662-4361 · moldenhauerassociates.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
98
WAFD WEALTH, INC (SEATTLE, WA) is newly SEC-registered with $348.1M RAUM and 7 advisory reps. IAPD ↗
$348.1M RAUM · 7 reps · 206-467-2800 · wafdwealth.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
98
CLEARWAVE CAPITAL (UPLAND, CA) is newly SEC-registered with $375.5M RAUM and 3 advisory reps. IAPD ↗
$375.5M RAUM · 3 reps · 909-949-9446 · clearwavecap.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
VIP PLANNERS, INC. (ROANOKE, VA) is newly SEC-registered with $104.5M RAUM and 2 advisory reps. IAPD ↗
$104.5M RAUM · 2 reps · 5403421895 · vipplanners.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
FINANCIAL STRATEGIES INVESTMENT ADVISOR SERVICES, INC. (BETHEL, CT) is newly SEC-registered with $103.9M RAUM and 4 advisory reps. IAPD ↗
$103.9M RAUM · 4 reps · 203-798-9873 · fsias.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
STONEFIELD INVESTMENT ADVISORY, INC. (CEDAR RAPIDS, IA) is newly SEC-registered with $108.0M RAUM and 1 advisory reps. IAPD ↗
$108.0M RAUM · 1 reps · 319-377-7811
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
CLEARWATER CAPITAL MANAGEMENT (location n/a) is newly SEC-registered with $129.5M RAUM and 1 advisory reps. IAPD ↗
$129.5M RAUM · 1 reps · 612-860-8489
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
WEALTH-BUILDERS, INC. (location n/a) is newly SEC-registered with $103.6M RAUM and 1 advisory reps. IAPD ↗
$103.6M RAUM · 1 reps · 206-940-9010
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

…and 1363 more in the CSV export.

Portfolio / reporting / TAMP 322 firms

98
BROADVIEW WEALTH PARTNERS (BOULDER, CO) is newly SEC-registered with $309.1M RAUM and 2 advisory reps. IAPD ↗
$309.1M RAUM · 2 reps · 303-323-4293 · broadviewwp.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
98
4:8 FINANCIAL (CANBY, OR) is newly SEC-registered with $301.3M RAUM and 1 advisory reps. IAPD ↗
$301.3M RAUM · 1 reps · 503-266-4848 · 48financial.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
98
MOLDENHAUER & ASSOCIATES (ORCHARD PARK, NY) is newly SEC-registered with $763.9M RAUM and 10 advisory reps. IAPD ↗
$763.9M RAUM · 10 reps · 716-662-4361 · moldenhauerassociates.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
98
WAFD WEALTH, INC (SEATTLE, WA) is newly SEC-registered with $348.1M RAUM and 7 advisory reps. IAPD ↗
$348.1M RAUM · 7 reps · 206-467-2800 · wafdwealth.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
98
CLEARWAVE CAPITAL (UPLAND, CA) is newly SEC-registered with $375.5M RAUM and 3 advisory reps. IAPD ↗
$375.5M RAUM · 3 reps · 909-949-9446 · clearwavecap.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
VIP PLANNERS, INC. (ROANOKE, VA) is newly SEC-registered with $104.5M RAUM and 2 advisory reps. IAPD ↗
$104.5M RAUM · 2 reps · 5403421895 · vipplanners.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
FINANCIAL STRATEGIES INVESTMENT ADVISOR SERVICES, INC. (BETHEL, CT) is newly SEC-registered with $103.9M RAUM and 4 advisory reps. IAPD ↗
$103.9M RAUM · 4 reps · 203-798-9873 · fsias.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
STONEFIELD INVESTMENT ADVISORY, INC. (CEDAR RAPIDS, IA) is newly SEC-registered with $108.0M RAUM and 1 advisory reps. IAPD ↗
$108.0M RAUM · 1 reps · 319-377-7811
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
CLEARWATER CAPITAL MANAGEMENT (location n/a) is newly SEC-registered with $129.5M RAUM and 1 advisory reps. IAPD ↗
$129.5M RAUM · 1 reps · 612-860-8489
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
WEALTH-BUILDERS, INC. (location n/a) is newly SEC-registered with $103.6M RAUM and 1 advisory reps. IAPD ↗
$103.6M RAUM · 1 reps · 206-940-9010
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

…and 312 more in the CSV export.

Custodian 296 firms

98
BROADVIEW WEALTH PARTNERS (BOULDER, CO) is newly SEC-registered with $309.1M RAUM and 2 advisory reps. IAPD ↗
$309.1M RAUM · 2 reps · 303-323-4293 · broadviewwp.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
98
4:8 FINANCIAL (CANBY, OR) is newly SEC-registered with $301.3M RAUM and 1 advisory reps. IAPD ↗
$301.3M RAUM · 1 reps · 503-266-4848 · 48financial.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
98
MOLDENHAUER & ASSOCIATES (ORCHARD PARK, NY) is newly SEC-registered with $763.9M RAUM and 10 advisory reps. IAPD ↗
$763.9M RAUM · 10 reps · 716-662-4361 · moldenhauerassociates.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
98
WAFD WEALTH, INC (SEATTLE, WA) is newly SEC-registered with $348.1M RAUM and 7 advisory reps. IAPD ↗
$348.1M RAUM · 7 reps · 206-467-2800 · wafdwealth.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
98
CLEARWAVE CAPITAL (UPLAND, CA) is newly SEC-registered with $375.5M RAUM and 3 advisory reps. IAPD ↗
$375.5M RAUM · 3 reps · 909-949-9446 · clearwavecap.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
VIP PLANNERS, INC. (ROANOKE, VA) is newly SEC-registered with $104.5M RAUM and 2 advisory reps. IAPD ↗
$104.5M RAUM · 2 reps · 5403421895 · vipplanners.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
FINANCIAL STRATEGIES INVESTMENT ADVISOR SERVICES, INC. (BETHEL, CT) is newly SEC-registered with $103.9M RAUM and 4 advisory reps. IAPD ↗
$103.9M RAUM · 4 reps · 203-798-9873 · fsias.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
STONEFIELD INVESTMENT ADVISORY, INC. (CEDAR RAPIDS, IA) is newly SEC-registered with $108.0M RAUM and 1 advisory reps. IAPD ↗
$108.0M RAUM · 1 reps · 319-377-7811
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
CLEARWATER CAPITAL MANAGEMENT (location n/a) is newly SEC-registered with $129.5M RAUM and 1 advisory reps. IAPD ↗
$129.5M RAUM · 1 reps · 612-860-8489
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
WEALTH-BUILDERS, INC. (location n/a) is newly SEC-registered with $103.6M RAUM and 1 advisory reps. IAPD ↗
$103.6M RAUM · 1 reps · 206-940-9010
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

…and 286 more in the CSV export.

Marketing & brand 1356 firms

98
BROADVIEW WEALTH PARTNERS (BOULDER, CO) is newly SEC-registered with $309.1M RAUM and 2 advisory reps. IAPD ↗
$309.1M RAUM · 2 reps · 303-323-4293 · broadviewwp.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
98
4:8 FINANCIAL (CANBY, OR) is newly SEC-registered with $301.3M RAUM and 1 advisory reps. IAPD ↗
$301.3M RAUM · 1 reps · 503-266-4848 · 48financial.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
98
MOLDENHAUER & ASSOCIATES (ORCHARD PARK, NY) is newly SEC-registered with $763.9M RAUM and 10 advisory reps. IAPD ↗
$763.9M RAUM · 10 reps · 716-662-4361 · moldenhauerassociates.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
98
WAFD WEALTH, INC (SEATTLE, WA) is newly SEC-registered with $348.1M RAUM and 7 advisory reps. IAPD ↗
$348.1M RAUM · 7 reps · 206-467-2800 · wafdwealth.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
98
CLEARWAVE CAPITAL (UPLAND, CA) is newly SEC-registered with $375.5M RAUM and 3 advisory reps. IAPD ↗
$375.5M RAUM · 3 reps · 909-949-9446 · clearwavecap.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
VIP PLANNERS, INC. (ROANOKE, VA) is newly SEC-registered with $104.5M RAUM and 2 advisory reps. IAPD ↗
$104.5M RAUM · 2 reps · 5403421895 · vipplanners.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
FINANCIAL STRATEGIES INVESTMENT ADVISOR SERVICES, INC. (BETHEL, CT) is newly SEC-registered with $103.9M RAUM and 4 advisory reps. IAPD ↗
$103.9M RAUM · 4 reps · 203-798-9873 · fsias.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
STONEFIELD INVESTMENT ADVISORY, INC. (CEDAR RAPIDS, IA) is newly SEC-registered with $108.0M RAUM and 1 advisory reps. IAPD ↗
$108.0M RAUM · 1 reps · 319-377-7811
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
CLEARWATER CAPITAL MANAGEMENT (location n/a) is newly SEC-registered with $129.5M RAUM and 1 advisory reps. IAPD ↗
$129.5M RAUM · 1 reps · 612-860-8489
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
WEALTH-BUILDERS, INC. (location n/a) is newly SEC-registered with $103.6M RAUM and 1 advisory reps. IAPD ↗
$103.6M RAUM · 1 reps · 206-940-9010
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

…and 1346 more in the CSV export.

Recruiting & transitions 646 firms

85
PROSPERA FINANCIAL SERVICES, INC. grew from 159 to 207 advisory reps. IAPD ↗
$12.44B RAUM · 207 reps · 972-581-3000
CRMRecruiting & transitionsComplianceFinancial planning software
85
CAPITAL RESEARCH AND MANAGEMENT COMPANY grew from 372 to 393 advisory reps. IAPD ↗
$3753.54B RAUM · 393 reps · 213-486-9200 · capitalgroup.com
CRMRecruiting & transitionsComplianceFinancial planning software
85
CONSOLIDATED PORTFOLIO REVIEW CORP grew from 28 to 44 advisory reps. IAPD ↗
$1.29B RAUM · 44 reps · 631-845-5100 · delanceywealth.com
CRMRecruiting & transitionsComplianceFinancial planning software
85
WAVERLY ADVISORS, LLC grew from 152 to 190 advisory reps. IAPD ↗
$28.26B RAUM · 190 reps · 205-871-3334
CRMRecruiting & transitionsComplianceFinancial planning software
85
VANDERBILT ADVISORY SERVICES grew from 124 to 144 advisory reps. IAPD ↗
$2.11B RAUM · 144 reps · 631-845-5100 · rainbowinvestmentsolutions.com
CRMRecruiting & transitionsComplianceFinancial planning software
85
FOCUS PARTNERS WEALTH, LLC grew from 1050 to 1090 advisory reps. IAPD ↗
$95.89B RAUM · 1090 reps · (314) 725-0455
CRMRecruiting & transitionsComplianceFinancial planning software
85
APELLA WEALTH grew from 53 to 68 advisory reps. IAPD ↗
$7.95B RAUM · 68 reps · 860.785.2260
CRMRecruiting & transitionsComplianceFinancial planning software
85
SANCTUARY ADVISORS, LLC grew from 351 to 370 advisory reps. IAPD ↗
$27.70B RAUM · 370 reps · 317-975-7729
CRMRecruiting & transitionsComplianceFinancial planning software
85
THURSTON SPRINGER ADVISORS grew from 68 to 86 advisory reps. IAPD ↗
$3.68B RAUM · 86 reps · 317.581.4000 · cohen-cap.com
CRMRecruiting & transitionsComplianceFinancial planning software
85
CAPITAL GROUP PRIVATE CLIENT SERVICES, INC. grew from 60 to 96 advisory reps. IAPD ↗
$42.71B RAUM · 96 reps · 213-486-9200
CRMRecruiting & transitionsComplianceFinancial planning software

…and 636 more in the CSV export.

Integration & migration consulting 27 firms

90
BLUEDOOR PRIVATE WEALTH, LLC filed an Item 4A succession naming LIVE OAK FAMILY OFFICES LLC (CRD 141570) — one firm absorbed the other. IAPD ↗
$105.9M RAUM · 4 reps · 781-810-4604 · bluedoorprivate.com
Integration & migration consultingCRMCompliancePortfolio / reporting / TAMP
85
NAVELLIER & ASSOCIATES INC crossed $1B in regulatory AUM ($882.8M -> $1.00B). IAPD ↗
$1.00B RAUM · 2 reps · 775-785-2300 · navellier.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
OAKMONT CAPITAL MANAGEMENT, LLC crossed $1B in regulatory AUM ($630.6M -> $3.14B). IAPD ↗
$3.14B RAUM · 16 reps · (412) 828-5550 · oakmontcap.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
RHAME & GORRELL WEALTH MANAGEMENT crossed $1B in regulatory AUM ($921.4M -> $1.00B). IAPD ↗
$1.00B RAUM · 9 reps · (832) 789-1100
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
MACERATIO LLC crossed $1B in regulatory AUM ($123.5M -> $1.10B). IAPD ↗
$1.10B RAUM · 6 reps · 305-398-9010
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
BROOKLYN INVESTMENT GROUP, LLC crossed $1B in regulatory AUM ($522.7M -> $1.11B). IAPD ↗
$1.11B RAUM · 6 reps · 617-319-7229
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
ALLOCATE MANAGEMENT COMPANY, LLC crossed $1B in regulatory AUM ($930.6M -> $2.14B). IAPD ↗
$2.14B RAUM · 4 reps · 650-331-4151
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
BBVA GLOBAL WEALTH ADVISORS, INC. crossed $1B in regulatory AUM ($523.7M -> $1.21B). IAPD ↗
$1.21B RAUM · 24 reps · 3052057752 · bbvaglobalwealthadvisors.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
CONCURRENT ASSET MANAGEMENT, LLC crossed $1B in regulatory AUM ($32.9M -> $2.48B). IAPD ↗
$2.48B RAUM · 2 reps · 813-575-2652 · concurrentam.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
70
GOOGINS ADVISORS, INC. crossed $500M in regulatory AUM ($429.1M -> $501.0M). IAPD ↗
$501.0M RAUM · 4 reps · 608 514-1044 · googins.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting

…and 17 more in the CSV export.

Fund administration 17 firms

75
GRIMES & COMPANY now reports 1 private fund(s) ($400,000 gross). IAPD ↗
$5.59B RAUM · 29 reps · 508-366-3883
Fund administrationCompliance
75
ALTAIR ADVISERS, LLC now reports 1 private fund(s) ($56.4M gross). IAPD ↗
$8.68B RAUM · 32 reps · 312-429-3000 · altairadvisers.com
Fund administrationCompliance
75
MCF ADVISORS, LLC now reports 1 private fund(s) ($0 gross). IAPD ↗
$3.33B RAUM · 18 reps · 859-967-0999
Fund administrationCompliance
75
FIDUCIARY FINANCIAL ADVISORS now reports 2 private fund(s) ($10.0M gross). IAPD ↗
$1.17B RAUM · 38 reps · 616-622-3062
Fund administrationCompliance
75
HAVEN GLOBAL PARTNERS, LLC now reports 1 private fund(s) ($27.0M gross). IAPD ↗
$1.19B RAUM · 3 reps · 470-355-2434 · havengp.com
Fund administrationCompliance
73
SNIDER FINANCIAL GROUP now reports 1 private fund(s) ($0 gross). IAPD ↗
$500.7M RAUM · 9 reps · 425-453-7080
Fund administrationCompliance
73
BELLATORE FINANCIAL, INC. now reports 1 private fund(s) ($0 gross). IAPD ↗
$565.5M RAUM · 2 reps · 832-585-0110
Fund administrationCompliance
73
MG&A WEALTH now reports 1 private fund(s) ($11.6M gross). IAPD ↗
$801.7M RAUM · 6 reps · 954-289-9000 · mgawealth.com
Fund administrationCompliance
73
IGNITE PLANNERS LLC now reports 2 private fund(s) ($0 gross). IAPD ↗
$941.8M RAUM · 36 reps · 619-504-1907 · atlaswealthmgmt.com
Fund administrationCompliance
73
TRUVESTMENTS CAPITAL LLC now reports 1 private fund(s) ($0 gross). IAPD ↗
$601.2M RAUM · 16 reps · 941-753-3814
Fund administrationCompliance

…and 7 more in the CSV export.

Office IT & facilities 406 firms

55
MOORS & CABOT, INC added office(s): 13 -> 30 additional locations. IAPD ↗
$3.44B RAUM · 85 reps · 800-426-0501
Office IT & facilitiesCRMRecruiting & transitions
55
ROTHSCHILD INVESTMENT added office(s): 0 -> 2 additional locations. IAPD ↗
$2.31B RAUM · 18 reps · 312-983-8900 · rothschildwealth.com
Office IT & facilitiesCRMRecruiting & transitions
55
PROSPERA FINANCIAL SERVICES, INC. added office(s): 123 -> 139 additional locations. IAPD ↗
$12.44B RAUM · 207 reps · 972-581-3000
Office IT & facilitiesCRMRecruiting & transitions
55
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC added office(s): 37 -> 40 additional locations. IAPD ↗
$13.32B RAUM · 97 reps · 612-376-4777 · claconnect.com
Office IT & facilitiesCRMRecruiting & transitions
55
MONETA GROUP INVESTMENT ADVISORS, LLC added office(s): 6 -> 8 additional locations. IAPD ↗
$42.80B RAUM · 220 reps · 314-726-2300
Office IT & facilitiesCRMRecruiting & transitions
55
NOTTINGHAM ADVISORS INC. added office(s): 1 -> 4 additional locations. IAPD ↗
$1.65B RAUM · 6 reps · 716-633-3800
Office IT & facilitiesCRMRecruiting & transitions
55
PLANCORP, LLC added office(s): 4 -> 7 additional locations. IAPD ↗
$7.29B RAUM · 39 reps · (636) 532-7824
Office IT & facilitiesCRMRecruiting & transitions
55
SAVANT WEALTH MANAGEMENT added office(s): 43 -> 45 additional locations. IAPD ↗
$37.13B RAUM · 178 reps · 815-227-0300
Office IT & facilitiesCRMRecruiting & transitions
55
INTELLICENTS INVESTMENT SOLUTIONS INC added office(s): 10 -> 11 additional locations. IAPD ↗
$7.36B RAUM · 46 reps · 507-377-2919
Office IT & facilitiesCRMRecruiting & transitions
55
SFMG WEALTH ADVISORS added office(s): 0 -> 1 additional locations. IAPD ↗
$2.52B RAUM · 16 reps · 972-960-6460 · sfmg.com
Office IT & facilitiesCRMRecruiting & transitions

…and 396 more in the CSV export.

M&A & valuation 213 firms

65
WESTERN INTERNATIONAL SECURITIES (PASADENA, CA) left the SEC roster (was $3.51B RAUM, 200 reps). IAPD ↗
$3.51B RAUM · 200 reps · (888) 793-7717 · wisdirect.com
Recruiting & transitionsM&A & valuation
65
AVANTAX ADVISORY SERVICES (DALLAS, TX) left the SEC roster (was $46.11B RAUM, 2278 reps). IAPD ↗
$46.11B RAUM · 2278 reps · 972-870-6000
Recruiting & transitionsM&A & valuation
65
WEST COAST FINANCIAL, LLC (SANTA BARBARA, CA) left the SEC roster (was $1.84B RAUM, 27 reps). IAPD ↗
$1.84B RAUM · 27 reps · 805-962-9131 · wcfinc.com
Recruiting & transitionsM&A & valuation
65
DHK FINANCIAL ADVISORS INC (PORTSMOUTH, NH) left the SEC roster (was $1.68B RAUM, 2 reps). IAPD ↗
$1.68B RAUM · 2 reps · 603-436-5801 · dhkfinancial.com
Recruiting & transitionsM&A & valuation
65
GRASSI INVESTMENT MANAGEMENT, LLC (SANTA CLARA, CA) left the SEC roster (was $1.36B RAUM, 4 reps). IAPD ↗
$1.36B RAUM · 4 reps · 650-934-0770 · grassiinvest.com
Recruiting & transitionsM&A & valuation
65
BRISTLECONE ADVISORS LLC (BELLEVUE, WA) left the SEC roster (was $2.11B RAUM, 8 reps). IAPD ↗
$2.11B RAUM · 8 reps · 206-664-2500 · bristleconeadvisors.com
Recruiting & transitionsM&A & valuation
65
CHURCHILL MANAGEMENT GROUP (LOS ANGELES, CA) left the SEC roster (was $10.08B RAUM, 42 reps). IAPD ↗
$10.08B RAUM · 42 reps · 323-937-7110
Recruiting & transitionsM&A & valuation
65
FORTE CAPITAL LLC (ROCHESTER, NY) left the SEC roster (was $1.45B RAUM, 5 reps). IAPD ↗
$1.45B RAUM · 5 reps · 585-586-8100 · fortecapital.com
Recruiting & transitionsM&A & valuation
65
BOSTON FINANCIAL MANAGEMENT LLC (BOSTON, MA) left the SEC roster (was $5.01B RAUM, 26 reps). IAPD ↗
$5.01B RAUM · 26 reps · 617-338-8108 · bfminvest.com
Recruiting & transitionsM&A & valuation
65
SHEAFF BROCK INVESTMENT ADVISORS, LLC (INDIANAPOLIS, IN) left the SEC roster (was $1.41B RAUM, 18 reps). IAPD ↗
$1.41B RAUM · 18 reps · 317-705-5700 · linkedin.com sheaff brock investment advisors
Recruiting & transitionsM&A & valuation

…and 203 more in the CSV export.

Everything else — all segments

state expansion — 913 Notice-filed in new state(s): the firm is taking clients somewhere new.
55
SATURNA CAPITAL CORPORATION notice-filed in AL, AZ, CO, DE, HI, KY, LA, MA, MS, NC, OR, PA, SC, TN. IAPD ↗
$8.62B RAUM · 13 reps · 360-734-9900
ComplianceMarketing & brand
55
EARNED WEALTH ADVISORS, LLC notice-filed in IL, KY, LA, MA, MD, NH, NJ, OH, VA. IAPD ↗
$1.92B RAUM · 20 reps · 925.939.2500
ComplianceMarketing & brand
55
SAX WEALTH ADVISORS, LLC notice-filed in DE, MI, NV, OR, UT, WA, WV. IAPD ↗
$2.44B RAUM · 24 reps · 973-859-2199
ComplianceMarketing & brand
55
FRAGASSO FINANCIAL ADVISORS notice-filed in CO, DE, IL, KS, LA, NE, NH, TN. IAPD ↗
$2.42B RAUM · 25 reps · 412-227-3200
ComplianceMarketing & brand
55
APRIO WEALTH MANAGEMENT, LLC notice-filed in DE, HI, KS, KY, MI, MT, UT. IAPD ↗
$2.64B RAUM · 24 reps · 404-892-9651 · wealth.aprio.com
ComplianceMarketing & brand
55
PROSPERITY - AN EISNERAMPER COMPANY notice-filed in ME, OR, RI, UT, VT, WV. IAPD ↗
$3.20B RAUM · 56 reps · 410-363-7211 · prosperityconsult.com
ComplianceMarketing & brand
55
BIP WEALTH, LLC notice-filed in IA, MA, MI, MO, MT, ND, NE, NH, OR, UT. IAPD ↗
$4.46B RAUM · 36 reps · 404-495-5230
ComplianceMarketing & brand
55
COMPOSITION WEALTH, LLC notice-filed in ME, NM, UT, WI, WY. IAPD ↗
$6.71B RAUM · 46 reps · (310) 246-1243 · composition.com
ComplianceMarketing & brand
55
GATEWAY INVESTMENT ADVISERS, LLC notice-filed in CA, CT, NV, NY, TX, WA. IAPD ↗
$10.91B RAUM · 9 reps · 513-719-1100 · gia.com
ComplianceMarketing & brand
55
COMPASS FINANCIAL GROUP, INC notice-filed in AR, KS, MI, SC, TN, WY. IAPD ↗
$1.23B RAUM · 7 reps · 605-338-7150 · compassfin.net
ComplianceMarketing & brand
55
APELLA WEALTH notice-filed in KS, MT, NE, OK, SD. IAPD ↗
$7.95B RAUM · 68 reps · 860.785.2260
ComplianceMarketing & brand
55
ONEASCENT FINANCIAL SERVICES LLC notice-filed in IA, LA, MO, MS, OK, UT, WV. IAPD ↗
$2.61B RAUM · 57 reps · 205-313-9142
ComplianceMarketing & brand
55
ROOT FINANCIAL PARTNERS notice-filed in CT, DC, HI, ID, IN, LA, MA, MI, MN, MO, NH, NV, OK, SD, WI. IAPD ↗
$1.11B RAUM · 35 reps · (760) 452-0720
ComplianceMarketing & brand
55
THURSTON SPRINGER ADVISORS notice-filed in AK, AL, CO, CT, GA, IA, ID, MT, SD, UT, VA, WV, WY. IAPD ↗
$3.68B RAUM · 86 reps · 317.581.4000 · cohen-cap.com
ComplianceMarketing & brand
55
AMERICANA PARTNERS, LLC notice-filed in MI, NH, NJ, SC, SD. IAPD ↗
$6.08B RAUM · 26 reps · 713-429-5552 · americanapartners.podbean.com
ComplianceMarketing & brand
55
GC WEALTH MANAGEMENT RIA, LLC notice-filed in CO, CT, DE, ID, NJ, OH, OR, PA, SC, TN. IAPD ↗
$2.15B RAUM · 17 reps · 617-234-7000
ComplianceMarketing & brand
55
WELLTH ADVISORY SERVICES, LLC notice-filed in AR, AZ, ID, NJ, OR, VT, WA. IAPD ↗
$23.57B RAUM · 72 reps · 866-777-4015 · srpretire.com
ComplianceMarketing & brand
55
THIRD VIEW PRIVATE WEALTH notice-filed in CA, CO, FL, MI, NH, NJ, PA, TX, VA. IAPD ↗
$1.05B RAUM · 6 reps · 8607590650 · thirdviewpw.com
ComplianceMarketing & brand
55
LAUREL OAK WEALTH MANAGEMENT, LLC notice-filed in CA, CO, FL, MA, NC, NY, SC, TX, VA. IAPD ↗
$1.34B RAUM · 11 reps · 856-519-0200 · laureloakwealth.com
ComplianceMarketing & brand
53
WEBER ASSET MANAGEMENT, INC. notice-filed in AZ, CA, FL, GA, IL, LA, MA, MD, NC, NE, NH, NJ, PA, SC, TX, VA, WA. IAPD ↗
$582.9M RAUM · 6 reps · 516-326-3299 · weberasset.com
ComplianceMarketing & brand
53
BOULAY WEALTH notice-filed in GA, IA, MI, NE. IAPD ↗
$2.42B RAUM · 32 reps · 952-893-9320
ComplianceMarketing & brand
53
COOPER MCMANUS notice-filed in CT, IN, MO, OK. IAPD ↗
$2.56B RAUM · 44 reps · 800-516-5333 · fcguides.com
ComplianceMarketing & brand
53
AMERICAN FINANCIAL & TAX STRATEGIES, INC. notice-filed in CA, CO, FL, GA, TX, VA. IAPD ↗
$270.8M RAUM · 1 reps · 212-315-0345
ComplianceMarketing & brand
53
KEATING FINANCIAL ADVISORY SERVICES notice-filed in AL, AR, AZ, CA, CT, GA, IA, ID, IN, MD, MI, MN, NH, OH, OK, OR, PA, SC, SD, VA, WA, WI. IAPD ↗
$330.0M RAUM · 30 reps · 785-537-0366 · theweddleteam.com
ComplianceMarketing & brand
53
WILLOW GROVE ADVISORS, LLC notice-filed in CT, LA, NE, NY, OR, TX. IAPD ↗
$300.1M RAUM · 5 reps · 510-705-1693 · willowgroveadvisors.com
ComplianceMarketing & brand
53
FIRST FINANCIAL COACHING, INC. notice-filed in HI, ID, IN, LA, MA, MO, NY, VA, WA. IAPD ↗
$279.7M RAUM · 10 reps · 586-463-1880 · firstfinancialcoach.com
ComplianceMarketing & brand
53
MMA ASSET MANAGEMENT LLC notice-filed in CO, DC, DE, ID, KS, KY, MA, MD, MN, MO, MT, NE, NV, OH, OK, TN, UT, VT, WA, WI. IAPD ↗
$715.2M RAUM · 16 reps · 610-684-3200 · marshmma.com
ComplianceMarketing & brand
53
JAG CAPITAL MANAGEMENT LLC notice-filed in KY, MN, OR, VT. IAPD ↗
$1.70B RAUM · 14 reps · 314-997-1277
ComplianceMarketing & brand
53
BOYUM WEALTH ARCHITECTS LLC notice-filed in CA, CO, FL, IA, IL, NE, WA, WI. IAPD ↗
$316.2M RAUM · 5 reps · 651-289-6444 · myboyum.com
ComplianceMarketing & brand
53
FOURSTAR WEALTH ADVISORS, LLC notice-filed in MN, MO, VT, WA. IAPD ↗
$1.24B RAUM · 45 reps · (312) 667-1750 · financialadvisorsworkshop.com
ComplianceMarketing & brand
53
PRECISION WEALTH STRATEGIES, LLC notice-filed in AZ, CO, NE, SC, VA. IAPD ↗
$386.3M RAUM · 7 reps · 314-994-6460
ComplianceMarketing & brand
53
JOURNEY STRATEGIC WEALTH LLC notice-filed in CT, DE, MD, NV. IAPD ↗
$3.76B RAUM · 20 reps · (201) 905-0070 · journeysw.com
ComplianceMarketing & brand
53
DISCIPLINE WEALTH SOLUTIONS, INC. notice-filed in CT, DC, IN, MD, WA. IAPD ↗
$316.3M RAUM · 15 reps · 864-322-6046 · lindedin.com
ComplianceMarketing & brand
53
CITRIN COOPERMAN WEALTH MANAGEMENT, LLC notice-filed in CA, IL, IN, TX. IAPD ↗
$1.63B RAUM · 8 reps · 212-697-1000
ComplianceMarketing & brand
53
PEAK RETIREMENT PLANNING, INC. notice-filed in IN, KS, MO, WA, WI. IAPD ↗
$416.4M RAUM · 16 reps · (614) 500-4121 · peakretirementplanning.com
ComplianceMarketing & brand
53
CENTURION WEALTH MANAGEMENT notice-filed in AK, DE, GA, IL, ME, OH, PA, SC. IAPD ↗
$741.2M RAUM · 8 reps · 571-765-1890 · centurionwealth.com
ComplianceMarketing & brand
53
VICTORY FINANCIAL notice-filed in AZ, CO, FL, GA, ID, LA, ME, MO, MT, NC, NV, SC. IAPD ↗
$687.6M RAUM · 34 reps · (512) 763-7671 · l5wealthplanning.com
ComplianceMarketing & brand
53
TRIAD WEALTH PARTNERS, LLC notice-filed in AZ, GA, IA, KY, MN, NH. IAPD ↗
$425.0M RAUM · 13 reps · 785-830-0000 · triadwealthpartners.com
ComplianceMarketing & brand
53
LIFEGOAL INVESTMENTS, LLC notice-filed in LA, NH, TN, UT, WI. IAPD ↗
$271.0M RAUM · 5 reps · 607-434-0742
ComplianceMarketing & brand
53
WARNER WEALTH notice-filed in CA, FL, MA, ME, NH, NJ, NY, PA, RI, TX. IAPD ↗
$362.8M RAUM · 5 reps · 203-929-2727 · warnerwealthct.com
ComplianceMarketing & brand
53
ALCYON WEALTH PARTNERS notice-filed in AZ, FL, GA, MO, NC, NH, PA, TX. IAPD ↗
$315.6M RAUM · 4 reps · (330) 797-4088
ComplianceMarketing & brand
53
MARBLE WEALTH, LLC notice-filed in FL, GA, LA, TN, TX. IAPD ↗
$894.6M RAUM · 5 reps · (334) 679-4800
ComplianceMarketing & brand
53
OAKWORTH ASSET MANAGEMENT, LLC notice-filed in CA, FL, GA, NH, SC. IAPD ↗
$757.4M RAUM · 15 reps · 205-263-4700 · oakworth.com
ComplianceMarketing & brand
53
EVERGREEN WEALTH PARTNERS LLC notice-filed in AZ, CA, CO, FL, ID, MN, NH, TX, WA. IAPD ↗
$360.1M RAUM · 4 reps · 406-862-4400 · willamettewealth.com
ComplianceMarketing & brand
53
TMB CAPITAL PARTNERS, LLC notice-filed in FL, LA, MS, TN, TX, VA. IAPD ↗
$834.3M RAUM · 4 reps · 501-671-1140 · tmbcapitalpartners.com
ComplianceMarketing & brand
53
TICINO WEALTH notice-filed in AZ, IA, ID, LA, NC, SC, TX, UT, WA. IAPD ↗
$395.2M RAUM · 2 reps · 949-427-8104 · ticinowealth.com
ComplianceMarketing & brand
53
JUNO FINANCIAL GROUP LLC notice-filed in FL, MD, NC, PA, SC, TX, WV. IAPD ↗
$521.5M RAUM · 5 reps · 804-500-6464 · junofinancialgroup.com
ComplianceMarketing & brand
53
PEARL PLANNING notice-filed in CA, FL, NY, OR, TX. IAPD ↗
$312.8M RAUM · 3 reps · 734.274.6744 · pearlplan.com
ComplianceMarketing & brand
53
NAPIER FINANCIAL notice-filed in CA, LA, ME, NH, NY, RI, TX. IAPD ↗
$517.7M RAUM · 8 reps · 781-884-2300 · napierfinancial.com
ComplianceMarketing & brand
53
VANTUS WEALTH notice-filed in CA, DE, MD, MI, NC, NH, NJ, NY, OH, TX, VA. IAPD ↗
$379.4M RAUM · 5 reps · 844-682-6887 · vantuswealth.com
ComplianceMarketing & brand
53
MEADOWBROOK ADVISORS notice-filed in CA, DC, DE, FL, NJ, NY, PA, TX. IAPD ↗
$313.4M RAUM · 3 reps · 973-370-7850
ComplianceMarketing & brand
53
MACCO FINANCIAL GROUP, INC. notice-filed in FL, GA, MI, TN, TX. IAPD ↗
$261.9M RAUM · 4 reps · (920) 617-6830 · maccofinancial.com
ComplianceMarketing & brand
51
HALBERT HARGROVE notice-filed in AK, AL, GA. IAPD ↗
$3.52B RAUM · 35 reps · 562-435-5657
ComplianceMarketing & brand
51
ALBION FINANCIAL GROUP notice-filed in CO, MA, OH. IAPD ↗
$1.86B RAUM · 11 reps · 801-487-3700 · albionfinancial.com
ComplianceMarketing & brand
51
OSBORNE PARTNERS notice-filed in LA, OK, VA. IAPD ↗
$2.36B RAUM · 14 reps · 415-362-5637
ComplianceMarketing & brand
51
CAHILL FINANCIAL ADVISORS, INC. notice-filed in LA, OH, VA. IAPD ↗
$1.43B RAUM · 10 reps · 952-926-1659
ComplianceMarketing & brand
51
KEB WEALTH ADVISORS notice-filed in CA, NE, WI. IAPD ↗
$1.06B RAUM · 13 reps · (217) 789-0960 · kebcpa.com
ComplianceMarketing & brand
51
GREENSPRING ADVISORS, LLC notice-filed in MN, MO, OR. IAPD ↗
$3.78B RAUM · 42 reps · 443-564-4600 · greenspringadvice.com
ComplianceMarketing & brand
51
NEW ENGLAND PRIVATE WEALTH ADVISORS, LLC notice-filed in DC, IL, TX. IAPD ↗
$3.00B RAUM · 10 reps · 781-416-1700 · nepwealth.com
ComplianceMarketing & brand
51
TORREY GROWTH & INCOME ADVISORS, LLC notice-filed in FL, NH, NY, TX. IAPD ↗
$322.2M RAUM · 3 reps · 760-274-2744 · torreygrowth.com
ComplianceMarketing & brand
51
PURE FINANCIAL ADVISORS, LLC notice-filed in AR, KS, VT. IAPD ↗
$8.02B RAUM · 64 reps · 866-876-7873
ComplianceMarketing & brand
51
RIA ADVISORS notice-filed in KS, KY, TN. IAPD ↗
$1.53B RAUM · 16 reps · 281-501-1791
ComplianceMarketing & brand
51
HHM WEALTH ADVISORS, LLC notice-filed in MS, OH, SC. IAPD ↗
$1.41B RAUM · 13 reps · 423-826-1670
ComplianceMarketing & brand
51
ASHTON THOMAS PRIVATE WEALTH notice-filed in PA, SD, TN. IAPD ↗
$4.05B RAUM · 35 reps · 602-732-4745
ComplianceMarketing & brand
51
GLOBAL VIEW CAPITAL MANAGEMENT LLC notice-filed in AK, KS, MD, TN. IAPD ↗
$708.0M RAUM · 85 reps · 262-650-1030 · gvcmanagement.com
ComplianceMarketing & brand
51
IBEX WEALTH ADVISORS, LLC notice-filed in GA, IL, LA, VA. IAPD ↗
$963.3M RAUM · 5 reps · 908-849-4800
ComplianceMarketing & brand
51
MCADAM LLC notice-filed in ID, MT, ND. IAPD ↗
$2.29B RAUM · 138 reps · (888) 614-5323 · cmwealth.com
ComplianceMarketing & brand
51
WEALTH WATCH ADVISORS, INC notice-filed in DC, MD, TN, VA. IAPD ↗
$473.7M RAUM · 47 reps · 855-822-3708 · altuswealthstrategies.com
ComplianceMarketing & brand
51
ALPHACORE CAPITAL LLC notice-filed in AR, DC, ME. IAPD ↗
$6.06B RAUM · 42 reps · 858-875-4100 · alphacore.com
ComplianceMarketing & brand
51
MERIDIAN FINANCIAL PARTNERS LLC notice-filed in CO, MA, NY, WV. IAPD ↗
$510.8M RAUM · 4 reps · (540)-878-5416
ComplianceMarketing & brand
51
INSIGNEO ADVISORY SERVICES, LLC notice-filed in HI, SD, VA. IAPD ↗
$3.61B RAUM · 188 reps · 305.373.9000 · insigneo.com
ComplianceMarketing & brand
51
XYPN INVEST notice-filed in IA, OK, RI, SC. IAPD ↗
$321.0M RAUM · 31 reps · (360) 301-7579
ComplianceMarketing & brand
51
ARKOS GLOBAL ADVISORS, LLC notice-filed in CA, CO, VA. IAPD ↗
$1.11B RAUM · 14 reps · (346) 352-2360
ComplianceMarketing & brand
51
HIGH PROBABILITY ADVISORS, LLC notice-filed in CA, DE, MI, NC. IAPD ↗
$813.4M RAUM · 11 reps · 585-485-0135
ComplianceMarketing & brand
51
CAPITA FINANCIAL NETWORK, LLC notice-filed in MI, MN, SC. IAPD ↗
$1.85B RAUM · 22 reps · 801-566-5058
ComplianceMarketing & brand
51
CX INSTITUTIONAL, LLC notice-filed in CT, DC, WV. IAPD ↗
$4.12B RAUM · 68 reps · 260-927-1830 · cxwealthdirect.com
ComplianceMarketing & brand
51
KMG FIDUCIARY PARTNERS, LLC notice-filed in KY, LA, WI. IAPD ↗
$1.60B RAUM · 10 reps · (419) 517-8040 · kmgfiduciarypartners.com
ComplianceMarketing & brand
51
SIGNAL ADVISORS WEALTH, LLC notice-filed in KY, PA, WI. IAPD ↗
$1.35B RAUM · 10 reps · 1-866-774-4625
ComplianceMarketing & brand
51
THE MILLSTONE EVANS GROUP, LLC notice-filed in GA, HI, ME, MN. IAPD ↗
$777.9M RAUM · 8 reps · 720-728-2801
ComplianceMarketing & brand
51
MOSAIC WEALTH notice-filed in AL, GA, SC. IAPD ↗
$1.64B RAUM · 16 reps · 314-627-5220
ComplianceMarketing & brand
51
BULL HARBOR CAPITAL LLC. notice-filed in DE, IA, NM, UT. IAPD ↗
$344.0M RAUM · 16 reps · 804-965-5408 · bullharborcapital.com
ComplianceMarketing & brand
51
CAPITAL INVESTMENT COUNSEL, LLC notice-filed in FL, MI, NC. IAPD ↗
$1.18B RAUM · 4 reps · (303) 381-0200
ComplianceMarketing & brand
51
GATEPASS CAPITAL, LLC notice-filed in FL, MI, NY, SC. IAPD ↗
$261.7M RAUM · 5 reps · 833-428-3727
ComplianceMarketing & brand
51
PARKWOODS WEALTH PARTNERS, LLC notice-filed in IN, KY, MA, OH. IAPD ↗
$408.6M RAUM · 3 reps · (877) 278-2716 · parkwoodswealth.com
ComplianceMarketing & brand
51
UNITING WEALTH PARTNERS notice-filed in AZ, FL, OH, SC. IAPD ↗
$544.7M RAUM · 7 reps · 479-364-0686 · unitingwealthpartners.com
ComplianceMarketing & brand
51
PCM ENCORE, LLC notice-filed in CA, NY, OK. IAPD ↗
$1.24B RAUM · 6 reps · 425-214-1755
ComplianceMarketing & brand
51
CEDAR COVE WEALTH PARTNERS notice-filed in CO, FL, SD, WI. IAPD ↗
$431.7M RAUM · 10 reps · 952-358-3456 · cedarcovewealth.com
ComplianceMarketing & brand
51
OPENARC CORPORATE ADVISORY, LLC notice-filed in GA, IL, NJ, TX. IAPD ↗
$443.7M RAUM · 140 reps · 844-648-6001
ComplianceMarketing & brand
50
SAPERSTON LEGACY ADVISORS, INC. notice-filed in AZ, MA, NC, NH, OH, TN, TX, VT. IAPD ↗
$56.9M RAUM · 3 reps · 716-649-9800
ComplianceMarketing & brand
50
CORNERSTONE FINANCIAL GROUP,LLC notice-filed in CA, FL, IA, TX, WA. IAPD ↗
$247.0M RAUM · 5 reps · 402-758-0700
ComplianceMarketing & brand
50
NEW ENGLAND SCHOONER, INC. notice-filed in CT, FL, NH, RI, TX. IAPD ↗
$130.8M RAUM · 4 reps · 978-977-4757 · neschooner.com
ComplianceMarketing & brand
50
LONE PEAK ADVISERS notice-filed in FL, KY, MN, OH, PA. IAPD ↗
$119.0M RAUM · 6 reps · 801-855-8886 · lonepeakadvisers.com
ComplianceMarketing & brand
50
FOUNDRY FINANCIAL LLC notice-filed in AZ, GA, MA, NC, NH, WA. IAPD ↗
$104.7M RAUM · 4 reps · (213) 802-8662
ComplianceMarketing & brand
50
RETIREMITTEN FINANCIAL LLC notice-filed in AZ, GA, IN, OH, SC. IAPD ↗
$130.9M RAUM · 3 reps · 248-935-0470 · retiremitten.com
ComplianceMarketing & brand
50
ABUNDO WEALTH notice-filed in CO, GA, IN, MO, NE, NH, OH, WI. IAPD ↗
$0 RAUM · 9 reps · 612-502-5806
ComplianceMarketing & brand
50
FAITH INVESTOR SERVICES notice-filed in CA, FL, PA, SC, VA. IAPD ↗
$196.8M RAUM · 4 reps · (214) 462-7244
ComplianceMarketing & brand
50
DOMAIN MONEY ADVISORS, LLC notice-filed in HI, ID, LA, SC, TN, UT, WI. IAPD ↗
$0 RAUM · 9 reps · 646-970-6926
ComplianceMarketing & brand
50
APEX WEALTH ADVISORS LLC notice-filed in AL, CA, LA, OR, TX. IAPD ↗
$102.6M RAUM · 3 reps · 623-292-5560 · apexwealthadvisors.com
ComplianceMarketing & brand
50
TSG ALPHA PARTNERS, LLC notice-filed in AZ, CA, IA, IL, KY, MN, MO, PA. IAPD ↗
$75.4M RAUM · 6 reps · 631-403-5364 · tsginvest.com
ComplianceMarketing & brand
50
LYON WEALTH ADVISORS notice-filed in CA, FL, NH, PA, SC. IAPD ↗
$198.4M RAUM · 3 reps · 704-424-9780
ComplianceMarketing & brand
50
BPM WEALTH ADVISORS, LLC notice-filed in GA, ID, LA, MA, MD, MN, NC, NE, NH, NJ, PA, SD, TN. IAPD ↗
$49.9M RAUM · 2 reps · 415-421-5757 · bpm.com
ComplianceMarketing & brand
50
OPENVEST notice-filed in CO, GA, KS, LA, MI, OH, TX, UT. IAPD ↗
$2,364 RAUM · 1 reps · 212-523-0920 · openvest.co
ComplianceMarketing & brand
50
MURPHY & MULLICK CAPITAL MANAGEMENT CORP notice-filed in AZ, CT, IN, MD, NV, SC, VA. IAPD ↗
$136.3M RAUM · 2 reps · 631-257-0080 · mmcmgmt.com
ComplianceMarketing & brand
50
SYNTHETICFI LLC notice-filed in CO, DE, GA, KY, MA, MS, NV, OH, OR, PA, WI. IAPD ↗
$153.2M RAUM · 2 reps · (628) 600-2699 · syntheticfi.com
ComplianceMarketing & brand
50
GREENPORTFOLIO INC. notice-filed in DC, IN, MD, NC, NH, OH, OR, VA. IAPD ↗
$0 RAUM · 1 reps · 917-719-0206
ComplianceMarketing & brand
50
EVERY SECURITIES LLC notice-filed in AZ, GA, IN, MI, NJ, PA. IAPD ↗
$120.4M RAUM · 1 reps · 628-227-6078 · every.io
ComplianceMarketing & brand
50
BQS FINANCIAL ADVISORS, LLC notice-filed in AZ, CA, NJ, NM, NV, PA. IAPD ↗
$165.0M RAUM · 4 reps · 917-939-0632
ComplianceMarketing & brand
50
HOLISTIC FINANCE LLC notice-filed in AZ, CO, IA, ID, NE, NH. IAPD ↗
$1.6M RAUM · 2 reps · 808-746-7774 · holisticfinance.com
ComplianceMarketing & brand
50
COPPERLINE WEALTH MANAGEMENT & PLANNING notice-filed in CA, CO, FL, KS, MN, NC, NV, TX. IAPD ↗
$118.0M RAUM · 2 reps · 307-586-1880 · copperlinewealth.com
ComplianceMarketing & brand
50
NERDWALLET WEALTH PARTNERS, LLC notice-filed in CO, DC, MD, VA, WA. IAPD ↗
$236.1M RAUM · 7 reps · 917-275-7821 · nerdwalletwealthpartners.com
ComplianceMarketing & brand
49
SMITH, BROWN & GROOVER INC. D/B/A SBG WEALTH MANAGEMENT notice-filed in IN, LA, MS. IAPD ↗
$283.3M RAUM · 5 reps · 478-474-7004 · sbgwealth.com
ComplianceMarketing & brand
49
ROMANO WEALTH MANAGEMENT notice-filed in NJ, WA. IAPD ↗
$1.39B RAUM · 8 reps · 847-866-7700 · romanowealth.com
ComplianceMarketing & brand
49
GOELZER INVESTMENT MANAGEMENT notice-filed in KY, NC. IAPD ↗
$3.85B RAUM · 28 reps · 317-264-2600 · goelzerinc.com
ComplianceMarketing & brand
49
MIDWESTERN SECURITIES TRADING CO.,LLC notice-filed in ND, NH. IAPD ↗
$1.63B RAUM · 41 reps · 309-699-6786 · midwesternsecurities.com
ComplianceMarketing & brand
49
HOWE AND RUSLING, INC. notice-filed in OR, WI. IAPD ↗
$2.03B RAUM · 17 reps · 585-325-4140
ComplianceMarketing & brand
49
JLB & ASSOCIATES INC notice-filed in CA, OH, TX. IAPD ↗
$848.4M RAUM · 3 reps · 734-454-9191 · jlbinvest.com
ComplianceMarketing & brand
49
COZAD ASSET MANAGEMENT INC notice-filed in OK, UT. IAPD ↗
$2.24B RAUM · 20 reps · 217-356-8363
ComplianceMarketing & brand
49
DAVID VAUGHAN INVESTMENTS, LLC notice-filed in MD, SC. IAPD ↗
$4.93B RAUM · 46 reps · 309-685-0033
ComplianceMarketing & brand
49
RETIREMENT INVESTMENT ADVISORS INC notice-filed in MT, PA. IAPD ↗
$1.27B RAUM · 8 reps · 405-842-3443 · theretirementpath.com
ComplianceMarketing & brand
49
VERUS FINANCIAL PARTNERS notice-filed in GA, MA. IAPD ↗
$1.00B RAUM · 12 reps · 804-592-3465
ComplianceMarketing & brand
49
SJS INVESTMENT SERVICES notice-filed in MO, NC. IAPD ↗
$2.53B RAUM · 18 reps · 419-885-2626 · sjsinvest.com
ComplianceMarketing & brand
49
LODESTAR PRIVATE ASSET MANAGEMENT LLC notice-filed in OK, VA. IAPD ↗
$1.12B RAUM · 5 reps · 925-838-1234 · lodestarpam.com
ComplianceMarketing & brand
49
HAMILTON CAPITAL notice-filed in AL, WY. IAPD ↗
$4.38B RAUM · 50 reps · 614-273-1000
ComplianceMarketing & brand
49
PRING TURNER notice-filed in NV, OR, TN. IAPD ↗
$262.1M RAUM · 2 reps · (925) 287-8527
ComplianceMarketing & brand
49
INTEGRIS WEALTH MANAGEMENT, LLC notice-filed in MI, NC, SC. IAPD ↗
$635.1M RAUM · 11 reps · 831-333-1717
ComplianceMarketing & brand
49
NOVARE CAPITAL MANAGEMENT notice-filed in TN, WI. IAPD ↗
$1.72B RAUM · 17 reps · 704-334-3698
ComplianceMarketing & brand
49
KANAWHA CAPITAL MANAGEMENT, LLC notice-filed in MA, TN. IAPD ↗
$1.64B RAUM · 4 reps · 804-359-3900 · kancap.com
ComplianceMarketing & brand
49
NADLER FINANCIAL GROUP, INC. notice-filed in MN, NC. IAPD ↗
$1.92B RAUM · 16 reps · 847-940-4040 · nadlerfinancial.com
ComplianceMarketing & brand
49
TORTOISE CAPITAL ADVISORS, L.L.C. notice-filed in CO, DE. IAPD ↗
$8.44B RAUM · 19 reps · (913) 981-1020
ComplianceMarketing & brand
49
OAKMONT CAPITAL MANAGEMENT, LLC notice-filed in CA, GA. IAPD ↗
$3.14B RAUM · 16 reps · (412) 828-5550 · oakmontcap.com
ComplianceMarketing & brand
49
WALDRON PRIVATE WEALTH notice-filed in NV, SC. IAPD ↗
$4.52B RAUM · 41 reps · 412-221-1005
ComplianceMarketing & brand
49
NPA ASSET MANAGEMENT, LLC notice-filed in NC, VA. IAPD ↗
$1.01B RAUM · 52 reps · 201-476-0029 · nationwideplanning.com
ComplianceMarketing & brand
49
ARAX ADVISORY PARTNERS notice-filed in MO, OH. IAPD ↗
$8.96B RAUM · 61 reps · 303-633-5900 · swsllc.com
ComplianceMarketing & brand
49
WILMINGTON CAPITAL SECURITIES, LLC notice-filed in CA, CT, GA. IAPD ↗
$258.3M RAUM · 5 reps · 516-750-6200 · daveastorr.com
ComplianceMarketing & brand
49
BULLTICK WEALTH MANAGEMENT, LLC notice-filed in CT, NJ. IAPD ↗
$1.68B RAUM · 20 reps · 305-533-1541 · bulltick.com
ComplianceMarketing & brand
49
SAGEVEST WEALTH MANAGEMENT notice-filed in NC, NJ, NY. IAPD ↗
$358.5M RAUM · 4 reps · (703) 992-7650 · sagevestwealth.com
ComplianceMarketing & brand
49
BENEFIT FINANCIAL SERVICES GROUP notice-filed in UT, VA. IAPD ↗
$1.29B RAUM · 26 reps · 949-955-2552
ComplianceMarketing & brand
49
JACOBI CAPITAL MANAGEMENT, LLC notice-filed in LA, MN. IAPD ↗
$2.19B RAUM · 24 reps · 570-826-1801
ComplianceMarketing & brand
49
REDWOOD INVESTMENT MANAGEMENT, LLC. notice-filed in KS, MO. IAPD ↗
$2.55B RAUM · 6 reps · 3102728185 · redwoodmutualfunds.com
ComplianceMarketing & brand
49
FUSION CAPITAL, LLC notice-filed in GA, LA, MD. IAPD ↗
$405.4M RAUM · 4 reps · 843-972-0065
ComplianceMarketing & brand
49
EMPIRICAL ASSET MANAGEMENT, LLC notice-filed in AZ, CO, ME. IAPD ↗
$467.0M RAUM · 11 reps · 781-431-2223 · empiricalam.com
ComplianceMarketing & brand
49
BLACKHAWK CAPITAL PARTNERS, LLC notice-filed in MA, NY, OR. IAPD ↗
$336.4M RAUM · 8 reps · 262-242-4487
ComplianceMarketing & brand
49
ISC ADVISORS, INC. notice-filed in MT, PA. IAPD ↗
$1.54B RAUM · 26 reps · 214 520 1115
ComplianceMarketing & brand
49
ALASKA WEALTH ADVISORS notice-filed in NE, NH, NV. IAPD ↗
$925.4M RAUM · 10 reps · 907-272-7575
ComplianceMarketing & brand
49
HUGHES FINANCIAL SERVICES, LLC notice-filed in NE, OH, WV. IAPD ↗
$616.4M RAUM · 6 reps · 703-669-3660 · h4fs.com
ComplianceMarketing & brand
49
PROFESSIONAL FINANCIAL ADVISORS, LLC notice-filed in AZ, IA, IN. IAPD ↗
$614.1M RAUM · 6 reps · 308-534-8210
ComplianceMarketing & brand
49
FALCON WEALTH PLANNING, INC. notice-filed in GA, KY. IAPD ↗
$1.16B RAUM · 25 reps · 855-963-2526
ComplianceMarketing & brand
49
WEST RIDGE ADVISORS notice-filed in AK, LA, WA. IAPD ↗
$268.1M RAUM · 10 reps · (702) 547-9483 · westridgeadvisors.com
ComplianceMarketing & brand
49
ONE DAY IN JULY LLC notice-filed in NJ, SC. IAPD ↗
$1.09B RAUM · 10 reps · (802) 503-8280
ComplianceMarketing & brand
49
INDEPENDENT WEALTH NETWORK, INC. notice-filed in MA, MS, NH. IAPD ↗
$422.6M RAUM · 25 reps · 515-461-5123 · masfinancialandtax.com
ComplianceMarketing & brand
49
PROCYON notice-filed in OR, RI. IAPD ↗
$7.77B RAUM · 34 reps · (475) 232-2704
ComplianceMarketing & brand
49
ABLE WEALTH MANAGEMENT LLC notice-filed in MD, PA, TX. IAPD ↗
$322.1M RAUM · 6 reps · 212-634-7842
ComplianceMarketing & brand
49
OPES WEALTH MANAGEMENT, LLC notice-filed in CO, HI, NE. IAPD ↗
$664.7M RAUM · 5 reps · 408-831-5800
ComplianceMarketing & brand
49
CARTER FINANCIAL GROUP, INC. notice-filed in MO, NC, WA. IAPD ↗
$325.1M RAUM · 5 reps · 847-713-2700
ComplianceMarketing & brand
49
REMBERT PENDLETON JACKSON notice-filed in GA, OR. IAPD ↗
$2.38B RAUM · 13 reps · 703-821-6655
ComplianceMarketing & brand
49
TRUWEALTH ADVISORS, LLC notice-filed in OK, UT. IAPD ↗
$2.54B RAUM · 19 reps · 504-779-7799
ComplianceMarketing & brand
49
OPTIMA CAPITAL LLC notice-filed in ID, IN, LA. IAPD ↗
$292.8M RAUM · 7 reps · 503-270-1314 · optimacapitalllc.com
ComplianceMarketing & brand
49
ARS WEALTH ADVISORS notice-filed in TN, WA. IAPD ↗
$1.47B RAUM · 12 reps · 727-322-7681 · focusfinancialpartners.com
ComplianceMarketing & brand
49
NILSINE PARTNERS, LLC notice-filed in NC, WA. IAPD ↗
$1.71B RAUM · 11 reps · 303-529-5800 · link.edgepilot.com
ComplianceMarketing & brand
49
SAVVY notice-filed in MO, VT. IAPD ↗
$1.30B RAUM · 52 reps · 833-745-6789 · savvywealth.com
ComplianceMarketing & brand
49
GATEWAY WEALTH PARTNERS, LLC notice-filed in AL, NJ. IAPD ↗
$1.25B RAUM · 66 reps · (920) 731-9293 · financialadvisorsinc.com
ComplianceMarketing & brand
49
UPTICK PARTNERS, LLC notice-filed in IL, KS, MO. IAPD ↗
$688.1M RAUM · 7 reps · (936) 800-0800
ComplianceMarketing & brand
49
MARIDEA WEALTH MANAGEMENT notice-filed in AZ, ME, MI. IAPD ↗
$469.2M RAUM · 15 reps · 347-289-5227 · marideawealth.com
ComplianceMarketing & brand
49
LUCAS GROUP FINANCIAL ADVISORS, LLC notice-filed in IA, NE, NH. IAPD ↗
$329.0M RAUM · 7 reps · 815-235-9610 · lucasgroupfinancial.com
ComplianceMarketing & brand
49
DIVERSIFIED, LLC notice-filed in MN, NM. IAPD ↗
$2.08B RAUM · 28 reps · 302-765-3500
ComplianceMarketing & brand
49
INDIVISIBLE PARTNERS notice-filed in CT, MA, PA. IAPD ↗
$421.3M RAUM · 3 reps · 732-306-5490 · linkedin.company
ComplianceMarketing & brand
49
ASSET ONE WEALTH MANAGEMENT, LLC notice-filed in OH, OR, UT. IAPD ↗
$435.6M RAUM · 7 reps · (425) 504-830 · assetone.com
ComplianceMarketing & brand
48
BRIGHTER FINANCIAL CAPITAL MANAGEMENT, LLC notice-filed in FL, MD, NC, SC. IAPD ↗
$116.3M RAUM · 3 reps · 703-796-0957
ComplianceMarketing & brand
48
BLUEDOOR PRIVATE WEALTH, LLC notice-filed in CO, FL, NY, TX. IAPD ↗
$105.9M RAUM · 4 reps · 781-810-4604 · bluedoorprivate.com
ComplianceMarketing & brand
48
VALUEWEALTH SERVICES, LLC notice-filed in GA, MS, NC, TN. IAPD ↗
$242.1M RAUM · 4 reps · 410-286-9230 · valuewealthservices.com
ComplianceMarketing & brand
48
SKYBOUND WEALTH MANAGEMENT USA, LLC notice-filed in KS, NH, OR, VA. IAPD ↗
$160.6M RAUM · 6 reps · 1-346-845-0001
ComplianceMarketing & brand
48
PLUM POINTE WEALTH MANAGEMENT notice-filed in CT, FL, NH, TX. IAPD ↗
$206.7M RAUM · 2 reps · 401-228-8258
ComplianceMarketing & brand
48
APEX INVESTMENT GROUP notice-filed in AZ, NV, PA, VA. IAPD ↗
$194.6M RAUM · 3 reps · 7743510805
ComplianceMarketing & brand
48
CARROLL ADVISORY GROUP notice-filed in AL, CA, UT, VA. IAPD ↗
$227.6M RAUM · 3 reps · 903-793-4014 · carrolladvisory.com
ComplianceMarketing & brand
48
PROPER WEALTH notice-filed in GA, NC, TN, TX. IAPD ↗
$131.2M RAUM · 3 reps · (850) 972-9725
ComplianceMarketing & brand
48
TORREY-PAYNE WEALTH MANAGEMENT notice-filed in AZ, ID, NV, TX. IAPD ↗
$180.3M RAUM · 1 reps · 626-657-3451 · torreypaynewm.com
ComplianceMarketing & brand
47
ROTHSCHILD INVESTMENT notice-filed in TN. IAPD ↗
$2.31B RAUM · 18 reps · 312-983-8900 · rothschildwealth.com
ComplianceMarketing & brand
47
MEANS WEALTH MANAGEMENT notice-filed in LA. IAPD ↗
$1.31B RAUM · 13 reps · 1-207-947-6763
ComplianceMarketing & brand
47
CALTON & ASSOCIATES, INC. notice-filed in PR. IAPD ↗
$1.22B RAUM · 221 reps · 813-264-0440 · calton.com
ComplianceMarketing & brand
47
UAS ASSET MANAGEMENT notice-filed in NH, VA. IAPD ↗
$449.9M RAUM · 5 reps · 212-983-5822 · uasam.com
ComplianceMarketing & brand
47
WALTER KEENAN WEALTH MANAGEMENT notice-filed in GA, NY. IAPD ↗
$844.6M RAUM · 5 reps · 574-287-5977 · walterandkeenan.com
ComplianceMarketing & brand
47
ATWOOD & PALMER, INC. notice-filed in NE. IAPD ↗
$1.72B RAUM · 6 reps · 816-931-2266 · atwoodpalmer.com
ComplianceMarketing & brand
47
WBH ADVISORY, INC. notice-filed in NH. IAPD ↗
$1.49B RAUM · 11 reps · 410-653-7979 · wbhadvisory.com
ComplianceMarketing & brand
47
FINANCIAL SYNERGIES notice-filed in WY. IAPD ↗
$1.57B RAUM · 15 reps · 713-623-6600
ComplianceMarketing & brand
47
BLOOM ADVISORS notice-filed in IL. IAPD ↗
$1.41B RAUM · 9 reps · 248-932-5200
ComplianceMarketing & brand
47
F L PUTNAM INVESTMENT MANAGEMENT CO. notice-filed in AL. IAPD ↗
$7.70B RAUM · 73 reps · 800-344-3435 · flputnam.com
ComplianceMarketing & brand
47
PLANCORP, LLC notice-filed in GA. IAPD ↗
$7.29B RAUM · 39 reps · (636) 532-7824
ComplianceMarketing & brand
47
PINNACLE ADVISORS notice-filed in MI. IAPD ↗
$1.94B RAUM · 19 reps · 419-526-5226 · pinnacleadvisors.com
ComplianceMarketing & brand
47
REGENCY INVESTMENT ADVISORS INC notice-filed in NE. IAPD ↗
$1.01B RAUM · 8 reps · 559-438-2640 · regencyinvests.com
ComplianceMarketing & brand
47
STEELE CAPITAL MANAGEMENT, INC. notice-filed in IN. IAPD ↗
$3.03B RAUM · 11 reps · 563-588-2097
ComplianceMarketing & brand
47
CABOT WEALTH MANAGEMENT notice-filed in WI. IAPD ↗
$1.06B RAUM · 8 reps · 978-745-9233
ComplianceMarketing & brand
47
TCI WEALTH ADVISORS, INC. notice-filed in ME. IAPD ↗
$4.53B RAUM · 39 reps · 520-733-1477
ComplianceMarketing & brand
47
INTELLICENTS INVESTMENT SOLUTIONS INC notice-filed in ND. IAPD ↗
$7.36B RAUM · 46 reps · 507-377-2919
ComplianceMarketing & brand
47
WHITEGATE INVESTMENT COUNSELORS, INC. notice-filed in CA, FL. IAPD ↗
$545.6M RAUM · 3 reps · 603-228-5471 · whitegateinvest.com
ComplianceMarketing & brand
47
CJM WEALTH ADVISERS, LTD. notice-filed in NE. IAPD ↗
$1.29B RAUM · 11 reps · 703-425-0700
ComplianceMarketing & brand
47
MSA FINANCIAL notice-filed in OH. IAPD ↗
$1.17B RAUM · 8 reps · 781-843-3500
ComplianceMarketing & brand
47
BRAGG FINANCIAL ADVISORS INC notice-filed in TN. IAPD ↗
$3.90B RAUM · 15 reps · 704-377-0261
ComplianceMarketing & brand
47
STRATEGIC FINANCIAL SERVICES notice-filed in LA. IAPD ↗
$2.28B RAUM · 25 reps · (315)724-1776
ComplianceMarketing & brand
47
GFP PRIVATE WEALTH notice-filed in WA. IAPD ↗
$1.35B RAUM · 18 reps · 833-309-9900
ComplianceMarketing & brand
47
OBERMEYER WEALTH PARTNERS notice-filed in NM. IAPD ↗
$2.61B RAUM · 13 reps · 970-925-8747 · obermeyerwealth.com
ComplianceMarketing & brand
47
ALTFEST PERSONAL WEALTH MANAGEMENT notice-filed in WA. IAPD ↗
$1.62B RAUM · 19 reps · 212-406-0850
ComplianceMarketing & brand
47
BMO FAMILY OFFICE, LLC notice-filed in NY. IAPD ↗
$8.13B RAUM · 65 reps · (650) 210-5042 · uswealth.bmo.com
ComplianceMarketing & brand
47
DESTINATION WEALTH MANAGEMENT notice-filed in SC. IAPD ↗
$4.15B RAUM · 34 reps · 925-935-2900 · destinationwm.com
ComplianceMarketing & brand
47
GREENWOOD GEARHART INC. notice-filed in SC. IAPD ↗
$1.64B RAUM · 11 reps · 479-521-5353
ComplianceMarketing & brand
47
WASHINGTON TRUST ADVISORS notice-filed in LA. IAPD ↗
$2.00B RAUM · 9 reps · 781-235-7055
ComplianceMarketing & brand
47
IRONWOOD INVESTMENT COUNSEL, LLC notice-filed in AK. IAPD ↗
$1.51B RAUM · 14 reps · 480-609-4700 · ironwoodic.com
ComplianceMarketing & brand
47
NEW ENGLAND RESEARCH & MANAGEMENT, INC. notice-filed in NJ, TX. IAPD ↗
$285.2M RAUM · 3 reps · 312-212-1704 · nerminc.com
ComplianceMarketing & brand
47
RTD FINANCIAL ADVISORS INC notice-filed in CO. IAPD ↗
$2.38B RAUM · 23 reps · 215-557-3800
ComplianceMarketing & brand
47
LVM CAPITAL MANAGEMENT LTD notice-filed in NE. IAPD ↗
$1.31B RAUM · 8 reps · 269-321-8120
ComplianceMarketing & brand
47
ARBOR INVESTMENT ADVISORS notice-filed in CA. IAPD ↗
$1.09B RAUM · 4 reps · 336-777-1677 · arborinvest.com
ComplianceMarketing & brand
47
STOKER OSTLER, A PART OF BMO FINANCIAL GROUP notice-filed in PA. IAPD ↗
$3.10B RAUM · 9 reps · 480-890-8088 · stokerostler.com
ComplianceMarketing & brand
47
CORNERSTONE INVESTMENT PARTNERS, LLC notice-filed in AZ. IAPD ↗
$2.14B RAUM · 7 reps · 404-751-3900 · cornerstone-ip.com
ComplianceMarketing & brand
47
TOLLESON PRIVATE WEALTH MANAGEMENT notice-filed in MN. IAPD ↗
$8.76B RAUM · 76 reps · 214-252-3250
ComplianceMarketing & brand
47
PATRIOT INVESTMENT MANAGEMENT GROUP INC notice-filed in PA. IAPD ↗
$1.69B RAUM · 16 reps · 865-777-2479
ComplianceMarketing & brand
47
PLANTE MORAN FINANCIAL ADVISORS notice-filed in WY. IAPD ↗
$23.15B RAUM · 138 reps · 248-352-2500
ComplianceMarketing & brand
47
QUAD CITY INVESTMENT CENTER notice-filed in FL, MO. IAPD ↗
$308.6M RAUM · 6 reps · 309-743-7793 · qcbt.bank
ComplianceMarketing & brand
47
DELTA ASSET MANAGEMENT, LLC notice-filed in WA. IAPD ↗
$1.44B RAUM · 5 reps · 901-767-4791 · deltaasset.com
ComplianceMarketing & brand
47
JSF FINANCIAL, LLC notice-filed in LA. IAPD ↗
$1.73B RAUM · 13 reps · 323-866-0833
ComplianceMarketing & brand
47
DEW WEALTH MANAGEMENT notice-filed in AR, MS. IAPD ↗
$361.9M RAUM · 20 reps · 480-614-9119
ComplianceMarketing & brand
47
WAVERLY ADVISORS, LLC notice-filed in VI. IAPD ↗
$28.26B RAUM · 190 reps · 205-871-3334
ComplianceMarketing & brand
47
PBMARES WEALTH MANAGEMENT LLC notice-filed in CO. IAPD ↗
$1.30B RAUM · 14 reps · 757.229.7180
ComplianceMarketing & brand
47
LUTZ FINANCIAL notice-filed in SD. IAPD ↗
$2.61B RAUM · 14 reps · 402-827-2300
ComplianceMarketing & brand
47
SNIDER FINANCIAL GROUP notice-filed in AK, FL. IAPD ↗
$500.7M RAUM · 9 reps · 425-453-7080
ComplianceMarketing & brand
47
SANDERSON WEALTH MANAGEMENT, LLC notice-filed in CO. IAPD ↗
$1.20B RAUM · 12 reps · 716-566-2420 · sandersonllc.com
ComplianceMarketing & brand
47
THE PLANNING CENTER, INC. notice-filed in PA. IAPD ↗
$1.19B RAUM · 10 reps · 309-797-4030
ComplianceMarketing & brand
47
VERITY INVESTMENT PARTNERS notice-filed in NJ. IAPD ↗
$1.21B RAUM · 12 reps · 843-379-6661 · verityvip.com
ComplianceMarketing & brand
47
MAIN MANAGEMENT, LLC notice-filed in MI. IAPD ↗
$1.65B RAUM · 22 reps · 415-217-5800
ComplianceMarketing & brand
47
PINKERTON WEALTH PARTNERS notice-filed in SC. IAPD ↗
$1.25B RAUM · 17 reps · 800-634-2008
ComplianceMarketing & brand
47
KLAAS FINANCIAL ASSET ADVISORS, LLC. notice-filed in IN, MO. IAPD ↗
$632.1M RAUM · 15 reps · 815-877-8440
ComplianceMarketing & brand
47
WEALTH ADVISORS GROUP notice-filed in VA. IAPD ↗
$1.13B RAUM · 6 reps · 260-619-3100 · wealthag.com
ComplianceMarketing & brand
47
MARKET STREET WEALTH MANAGEMENT ADVISORS, LLC notice-filed in GA, VA. IAPD ↗
$711.3M RAUM · 9 reps · 317-552-0505
ComplianceMarketing & brand
47
SAXONY CAPITAL MANAGEMENT, LLC notice-filed in IN, KY. IAPD ↗
$297.9M RAUM · 0 reps · 314-963-9336
ComplianceMarketing & brand
47
TFO WEALTH PARTNERS notice-filed in KY. IAPD ↗
$4.85B RAUM · 55 reps · 419-891-9999
ComplianceMarketing & brand
47
SB CAPITAL MANAGEMENT, INC. notice-filed in TX. IAPD ↗
$1.23B RAUM · 6 reps · 818-774-1000 X 105 · singerburke.com
ComplianceMarketing & brand
47
VALEO FINANCIAL ADVISORS, LLC notice-filed in AK. IAPD ↗
$10.64B RAUM · 111 reps · 317.218.6000 · tpoinvestorrelations.com
ComplianceMarketing & brand
47
HERITAGE FINANCIAL SERVICES notice-filed in DC. IAPD ↗
$2.99B RAUM · 23 reps · 781-255-0214 · heritagefinancial.net
ComplianceMarketing & brand
47
ELGETHUN CAPITAL MANAGEMENT notice-filed in LA, WI. IAPD ↗
$884.5M RAUM · 8 reps · (605) 367-3336 · elgethuncapitalmanagement.com
ComplianceMarketing & brand
47
MJP WEALTH ADVISORS notice-filed in MO. IAPD ↗
$1.32B RAUM · 6 reps · 860-677-7755
ComplianceMarketing & brand
47
RIVERSTONE ADVISORS, LLC notice-filed in CA, FL. IAPD ↗
$390.2M RAUM · 3 reps · 914 722-1700
ComplianceMarketing & brand
47
MCF ADVISORS, LLC notice-filed in WA. IAPD ↗
$3.33B RAUM · 18 reps · 859-967-0999
ComplianceMarketing & brand
47
UHLER VERTICH WHITE ADVISORS notice-filed in OH, PA. IAPD ↗
$466.8M RAUM · 5 reps · 239-936-6300 · uvwadvisors.com
ComplianceMarketing & brand
47
RIVER ROAD ASSET MANAGEMENT, LLC notice-filed in NE. IAPD ↗
$8.01B RAUM · 22 reps · 502-371-4100 · riverroadam.com
ComplianceMarketing & brand
47
BLBB ADVISORS notice-filed in ME. IAPD ↗
$2.74B RAUM · 14 reps · 215-643-9100 · blbb.com
ComplianceMarketing & brand
47
OLD MISSION INVESTMENT COMPANY, LLC notice-filed in LA, OR. IAPD ↗
$890.8M RAUM · 6 reps · 231-929-4100 · omico.net
ComplianceMarketing & brand
47
RVW WEALTH LLC notice-filed in NE. IAPD ↗
$1.31B RAUM · 8 reps · 310-945-4000
ComplianceMarketing & brand
47
NEPSIS, INC. notice-filed in IA, TN. IAPD ↗
$497.8M RAUM · 25 reps · 952-746-2003
ComplianceMarketing & brand
47
CORNERSTONE ADVISORY notice-filed in NV. IAPD ↗
$2.01B RAUM · 8 reps · 410-468-1693 · cornerstoneadvisory.com
ComplianceMarketing & brand
47
MERIT FINANCIAL ADVISORS notice-filed in PR. IAPD ↗
$10.58B RAUM · 144 reps · 678-867-7050
ComplianceMarketing & brand
47
ROYAL FUND MANAGEMENT, LLC notice-filed in MT. IAPD ↗
$1.31B RAUM · 83 reps · 352-750-1637 · pinterest.com
ComplianceMarketing & brand
47
NICHOLAS HOFFMAN & COMPANY, LLC notice-filed in TN. IAPD ↗
$7.16B RAUM · 13 reps · 404-815-5050 · nhoffmanandco.com
ComplianceMarketing & brand
47
INDEPENDENT SOLUTIONS WEALTH MANAGEMENT, LLC notice-filed in NE. IAPD ↗
$1.23B RAUM · 23 reps · 716-568-8566 · iswealthmanagement.com
ComplianceMarketing & brand
47
REGATTA CAPITAL GROUP, LLC notice-filed in LA. IAPD ↗
$1.37B RAUM · 14 reps · 310-725-9102
ComplianceMarketing & brand
47
ALTERNA WEALTH MANAGEMENT, INC. notice-filed in NC. IAPD ↗
$1.23B RAUM · 40 reps · 713-885-9843 · alternawealthmanagement.com
ComplianceMarketing & brand
47
REDHAWK WEALTH ADVISORS, INC. notice-filed in ID. IAPD ↗
$1.84B RAUM · 47 reps · 952-835-4295 · kingdomcalling.com
ComplianceMarketing & brand
47
ASPIRIANT, LLC notice-filed in VT. IAPD ↗
$15.53B RAUM · 97 reps · 310-806-4000
ComplianceMarketing & brand
47
FORT POINT CAPITAL PARTNERS LLC notice-filed in VT. IAPD ↗
$2.00B RAUM · 16 reps · (415) 449-0570 · fortpointcap.com
ComplianceMarketing & brand
47
INSIGHT STRATEGIC WEALTH LLC notice-filed in GA, TX. IAPD ↗
$256.9M RAUM · 2 reps · 866-467-9756 · insightstrategicwealth.com
ComplianceMarketing & brand
47
NORTH PIER FIDUCIARY MANAGEMENT, LLC notice-filed in UT. IAPD ↗
$1.11B RAUM · 10 reps · 800-403-7065 · npier.com
ComplianceMarketing & brand
47
PEDDOCK CAPITAL ADVISORS, LLC notice-filed in ME, NJ. IAPD ↗
$731.5M RAUM · 5 reps · (781) 848-0288
ComplianceMarketing & brand
47
DLK INVESTMENT MANAGEMENT notice-filed in CO, NJ. IAPD ↗
$435.0M RAUM · 6 reps · 858.433.3200
ComplianceMarketing & brand
47
LEAFHOUSE FINANCIAL ADVISORS, LLC notice-filed in CO. IAPD ↗
$20.72B RAUM · 7 reps · (512) 879-1505 · leafhousefinancial.com
ComplianceMarketing & brand
47
GLASSMAN WEALTH SERVICES, LLC notice-filed in NJ. IAPD ↗
$2.19B RAUM · 13 reps · 703-534-4444
ComplianceMarketing & brand
47
ARIN RISK ADVISORS LLC notice-filed in CA. IAPD ↗
$4.97B RAUM · 4 reps · 610.822.3400
ComplianceMarketing & brand
47
BALENTINE notice-filed in NH. IAPD ↗
$5.30B RAUM · 26 reps · (404) 537-4800 · balentine.com
ComplianceMarketing & brand
47
CAPITAL ADVISORS, LTD., LLC notice-filed in NH. IAPD ↗
$1.25B RAUM · 11 reps · 216-295-7900 · capitaladvisorsltd.com
ComplianceMarketing & brand
47
WNY ASSET MANAGEMENT, LLC notice-filed in WA. IAPD ↗
$1.45B RAUM · 18 reps · 716-626-0060 · cpafinancialnetwork.com
ComplianceMarketing & brand
47
SOUTHLAND EQUITY PARTNERS, LLC. notice-filed in LA, TX. IAPD ↗
$785.3M RAUM · 21 reps · 770.998.5879 · grpwealthstrategies.com
ComplianceMarketing & brand
47
MODERA WEALTH MANAGEMENT, LLC notice-filed in MT. IAPD ↗
$15.51B RAUM · 113 reps · (201) 768-4600
ComplianceMarketing & brand
47
COMPASS FINANCIAL MANAGEMENT LLC notice-filed in AZ, VA. IAPD ↗
$519.0M RAUM · 27 reps · 813-831-5168 · compassfmllc.com
ComplianceMarketing & brand
47
PROSPERITY CAPITAL ADVISORS notice-filed in ME. IAPD ↗
$3.68B RAUM · 102 reps · 888-240-0064
ComplianceMarketing & brand
47
ALPHA SOLUTIONS INVESTMENT ADVISORS notice-filed in AZ, WA. IAPD ↗
$363.9M RAUM · 3 reps · 415-882-7088
ComplianceMarketing & brand
47
MOUNTAIN CAPITAL INVESTMENT ADVISORS INC notice-filed in MD, SC. IAPD ↗
$744.7M RAUM · 14 reps · 720-500-0050 · mountaincapital.us
ComplianceMarketing & brand
47
WITHUM WEALTH MANAGEMENT notice-filed in RI. IAPD ↗
$1.96B RAUM · 11 reps · 732-450-0147
ComplianceMarketing & brand
47
NOVEM GROUP notice-filed in LA. IAPD ↗
$1.41B RAUM · 50 reps · 585-348-9525 · novemgroup.com
ComplianceMarketing & brand
47
BALTIMORE-WASHINGTON FINANCIAL ADVISORS notice-filed in NJ. IAPD ↗
$2.83B RAUM · 11 reps · 410-461-3900
ComplianceMarketing & brand
47
HARVEST INVESTMENT SERVICES, LLC notice-filed in MA, NE. IAPD ↗
$534.2M RAUM · 23 reps · (630) 613-9230
ComplianceMarketing & brand
47
CLARO ADVISORS INC. notice-filed in SC. IAPD ↗
$1.28B RAUM · 16 reps · (800) 604-2838
ComplianceMarketing & brand
47
SINGLE POINT PARTNERS notice-filed in CT, RI. IAPD ↗
$567.6M RAUM · 11 reps · 617-600-0510 · spcfo.com
ComplianceMarketing & brand
47
SEGMENT WEALTH MANAGEMENT, LLC notice-filed in NC. IAPD ↗
$1.76B RAUM · 4 reps · 713-800-7150 · wikitia.com
ComplianceMarketing & brand
47
CHEVIOT VALUE MANAGEMENT, LLC notice-filed in AR, NE. IAPD ↗
$963.3M RAUM · 4 reps · 310-451-8600
ComplianceMarketing & brand
47
COMPASS ION ADVISORS, LLC notice-filed in OR. IAPD ↗
$1.33B RAUM · 15 reps · (610) 228-2200 · ionadv.com
ComplianceMarketing & brand
47
MBI LLC notice-filed in CA, DE. IAPD ↗
$300.7M RAUM · 9 reps · (301) 986-0600 · cbmcpa.com
ComplianceMarketing & brand
47
DESTINY WEALTH PARTNERS, LLC notice-filed in MO. IAPD ↗
$1.13B RAUM · 11 reps · 352.343.2700
ComplianceMarketing & brand
47
FIDUCIARY FINANCIAL ADVISORS notice-filed in PA. IAPD ↗
$1.17B RAUM · 38 reps · 616-622-3062
ComplianceMarketing & brand
47
RIVER WEALTH ADVISORS LLC notice-filed in NC. IAPD ↗
$1.26B RAUM · 7 reps · 717-888-9830 · riverwealthadvisors.com
ComplianceMarketing & brand
47
TREVIAN WEALTH MANAGEMENT, LLC notice-filed in FL, NY. IAPD ↗
$549.9M RAUM · 2 reps · 847-347-3000 · trevianwealth.com
ComplianceMarketing & brand
47
TOTAL WEALTH PLANNING, LLC notice-filed in NH. IAPD ↗
$1.18B RAUM · 16 reps · 513-984-6696
ComplianceMarketing & brand
47
EQUITA FINANCIAL NETWORK, INC. notice-filed in NC, WA. IAPD ↗
$412.3M RAUM · 18 reps · 800.604.0176
ComplianceMarketing & brand
47
CURRAN FINANCIAL PARTNERS, LLC notice-filed in OK, TN. IAPD ↗
$592.9M RAUM · 10 reps · (843) 300-1182
ComplianceMarketing & brand
47
VERMILLION WEALTH MANAGEMENT INC. notice-filed in CA, NJ. IAPD ↗
$364.0M RAUM · 5 reps · 651-480-4601 · vermillionwealthmanagement.com
ComplianceMarketing & brand
47
HACKMAN FINANCIAL GROUP notice-filed in NH, SC. IAPD ↗
$305.3M RAUM · 5 reps · (513) 891-5300 · hackmanfinancial.com
ComplianceMarketing & brand
47
BOSTONPREMIER WEALTH notice-filed in NY, PA. IAPD ↗
$351.1M RAUM · 5 reps · (617) 934-1100
ComplianceMarketing & brand
47
DELAP WEALTH ADVISORY, LLC notice-filed in CT, NY. IAPD ↗
$819.9M RAUM · 5 reps · (503) 697-4118 · delapwa.com
ComplianceMarketing & brand
47
ACUMEN WEALTH ADVISORS, LLC notice-filed in IA, NY. IAPD ↗
$593.7M RAUM · 10 reps · 423-825-4796
ComplianceMarketing & brand
47
RHAME & GORRELL WEALTH MANAGEMENT notice-filed in MS. IAPD ↗
$1.00B RAUM · 9 reps · (832) 789-1100
ComplianceMarketing & brand
47
LEXAURUM ADVISORS notice-filed in UT. IAPD ↗
$1.01B RAUM · 30 reps · 913-261-9316 · crg1.com
ComplianceMarketing & brand
47
STRATEGIC WEALTH GROUP notice-filed in NH. IAPD ↗
$1.03B RAUM · 24 reps · 952-843-4944
ComplianceMarketing & brand
47
HIGHLINE WEALTH PARTNERS notice-filed in DC, NY. IAPD ↗
$665.6M RAUM · 14 reps · 818-340-0157
ComplianceMarketing & brand
47
FIRST PACIFIC FINANCIAL, INC. notice-filed in VA. IAPD ↗
$1.51B RAUM · 17 reps · (360) 254-2585 · fp-financial.com
ComplianceMarketing & brand
47
STRATA WEALTH ADVISORS, LLC notice-filed in FL, IL. IAPD ↗
$927.3M RAUM · 9 reps · (214) 420-7020 · stratawealth.com
ComplianceMarketing & brand
47
ALPINE PRIVATE WEALTH notice-filed in OR. IAPD ↗
$1.23B RAUM · 5 reps · 314-932-1010
ComplianceMarketing & brand
47
SILVER GROVE ADVISORY SERVICES notice-filed in CT, OH. IAPD ↗
$326.6M RAUM · 16 reps · (716) 800-4291 · silvergrovegroup.com
ComplianceMarketing & brand
47
CRESSET ASSET MANAGEMENT, LLC notice-filed in PR. IAPD ↗
$71.86B RAUM · 191 reps · 312-429-2400
ComplianceMarketing & brand
47
FLORIDA FINANCIAL ADVISORS, LLC notice-filed in PR, SD. IAPD ↗
$317.8M RAUM · 457 reps · (813) 333-1683
ComplianceMarketing & brand
47
BRIO FINANCIAL GROUP notice-filed in IL, NJ. IAPD ↗
$842.6M RAUM · 11 reps · 415-623-2450 · briofg.com
ComplianceMarketing & brand
47
ROBERTSON STEPHENS notice-filed in RI. IAPD ↗
$7.14B RAUM · 63 reps · 415-500-6810
ComplianceMarketing & brand
47
WEALTH ALLIANCE ADVISORY GROUP, LLC notice-filed in CA, IL. IAPD ↗
$803.8M RAUM · 7 reps · 316.221.3950 · wealthalliance.net
ComplianceMarketing & brand
47
WEALTHCARE INVESTMENT PARTNERS LLC notice-filed in ME, PA. IAPD ↗
$654.8M RAUM · 5 reps · (401) 682-2335 · wcipllc.com
ComplianceMarketing & brand
47
WEALTHSPAN PARTNERS, LLC notice-filed in NE, WI. IAPD ↗
$378.8M RAUM · 4 reps · (563) 723-7301
ComplianceMarketing & brand
47
DAKOTA WEALTH, LLC notice-filed in DE. IAPD ↗
$6.34B RAUM · 50 reps · (561) 774-8101 · dakotawm.com
ComplianceMarketing & brand
47
AARON WEALTH ADVISORS notice-filed in CO. IAPD ↗
$2.61B RAUM · 9 reps · 312-506-5780 · aaronwealth.com
ComplianceMarketing & brand
47
NEW AGE ALPHA notice-filed in TX. IAPD ↗
$2.62B RAUM · 10 reps · (212) 922-2699 · buildyourindex.com
ComplianceMarketing & brand
47
HILTON HEAD CAPITAL PARTNERS, LLC notice-filed in GA, OH. IAPD ↗
$253.8M RAUM · 5 reps · 843-790-7573
ComplianceMarketing & brand
47
GREAT DIAMOND PARTNERS, LLC notice-filed in NY, PA. IAPD ↗
$613.4M RAUM · 5 reps · 207-274-2500
ComplianceMarketing & brand
47
LIBERTY ONE INVESTMENT MANAGEMENT notice-filed in UT. IAPD ↗
$2.38B RAUM · 19 reps · 847-680-9255 · libertyoneim.com
ComplianceMarketing & brand
47
INVESTMENT RESEARCH PARTNERS notice-filed in GA, VA. IAPD ↗
$359.6M RAUM · 4 reps · 814-966-7206
ComplianceMarketing & brand
47
LGG FINANCIAL notice-filed in MA, SC. IAPD ↗
$525.2M RAUM · 2 reps · 301-312-6660 · lggfinancial.com
ComplianceMarketing & brand
47
WEDMONT PRIVATE CAPITAL notice-filed in IN. IAPD ↗
$2.37B RAUM · 9 reps · 6108858200
ComplianceMarketing & brand
47
SYNERGY INVESTMENT MANAGEMENT LLC notice-filed in LA, PA. IAPD ↗
$461.2M RAUM · 9 reps · 321-203-4458 · synergywealthalliance.com
ComplianceMarketing & brand
47
ONYX BRIDGE WEALTH GROUP LLC notice-filed in AZ. IAPD ↗
$1.00B RAUM · 17 reps · (914) 909-6699 · onyxbridge.com
ComplianceMarketing & brand
47
HAYS FINANCIAL GROUP, LLC notice-filed in VA. IAPD ↗
$6.09B RAUM · 4 reps · (612) 373-9863
ComplianceMarketing & brand
47
WASHINGTON AVENUE ADVISORS notice-filed in NM, SC. IAPD ↗
$286.6M RAUM · 7 reps · 844-678-1842
ComplianceMarketing & brand
47
GREAT WATERS FINANCIAL notice-filed in GA. IAPD ↗
$1.18B RAUM · 25 reps · 612-360-2127
ComplianceMarketing & brand
47
STEPHENS CONSULTING, LLC notice-filed in LA. IAPD ↗
$1.07B RAUM · 10 reps · 810-732-7411
ComplianceMarketing & brand
47
UX WEALTH PARTNERS LLC notice-filed in PA. IAPD ↗
$2.06B RAUM · 4 reps · 720-797-8357
ComplianceMarketing & brand
47
GREENUP STREET WEALTH MANAGEMENT LLC notice-filed in MD, VT. IAPD ↗
$661.7M RAUM · 15 reps · 734-656-8121
ComplianceMarketing & brand
47
GAMMA INVESTING LLC notice-filed in TX. IAPD ↗
$1.42B RAUM · 6 reps · 888-585-1755 · gammainvesting.com
ComplianceMarketing & brand
47
KERA CAPITAL PARTNERS notice-filed in NH. IAPD ↗
$1.07B RAUM · 8 reps · 408-668-2201 · keracapital.com
ComplianceMarketing & brand
47
ROLLINS FINANCIAL ADVISORS, LLC notice-filed in WA. IAPD ↗
$1.38B RAUM · 7 reps · 404-892-7967 · focusfinancialpartners.com
ComplianceMarketing & brand
47
ALLIANCE PRIVATE WEALTH, LLC notice-filed in NH, TX. IAPD ↗
$449.6M RAUM · 3 reps · 978-276-1300
ComplianceMarketing & brand
47
FORTITUDE FAMILY OFFICE notice-filed in NV, WY. IAPD ↗
$893.7M RAUM · 11 reps · (602) 834-0089
ComplianceMarketing & brand
47
SOLLINDA CAPITAL MANAGEMENT LLC notice-filed in CO, NY. IAPD ↗
$909.4M RAUM · 14 reps · 8446621211
ComplianceMarketing & brand
47
RITTER DANIHER FINANCIAL ADVISORY LLC notice-filed in NJ, PA. IAPD ↗
$605.9M RAUM · 10 reps · 513-233-0715 · ritterdaniher.com
ComplianceMarketing & brand
47
SYON CAPITAL LLC notice-filed in FL. IAPD ↗
$2.93B RAUM · 2 reps · 415-520-7966 · syoncap.com
ComplianceMarketing & brand
47
NORDWAND ADVISORS notice-filed in NC. IAPD ↗
$4.21B RAUM · 7 reps · 484-630-2510
ComplianceMarketing & brand
47
CONCURRENT INVESTMENT ADVISORS, LLC notice-filed in VT. IAPD ↗
$9.90B RAUM · 163 reps · 813-709-8800 · tailormade-wealth.com
ComplianceMarketing & brand
47
ONEASCENT FAMILY OFFICES notice-filed in CA, NY. IAPD ↗
$360.2M RAUM · 6 reps · (205) 313-9142 · sovereignfamilyoffice.co
ComplianceMarketing & brand
47
LRI INVESTMENTS notice-filed in NE. IAPD ↗
$1.40B RAUM · 29 reps · 561-323-2265
ComplianceMarketing & brand
47
EVEXIA WEALTH, LLC notice-filed in MI, TX. IAPD ↗
$329.4M RAUM · 6 reps · (715) 344-9496
ComplianceMarketing & brand
47
LCP INSTITUTIONAL, LLC notice-filed in FL. IAPD ↗
$2.02B RAUM · 3 reps · 470-326-7920
ComplianceMarketing & brand
47
ARIS INVESTING notice-filed in CA. IAPD ↗
$1.12B RAUM · 4 reps · 3129102502 · arisinvesting.com
ComplianceMarketing & brand
47
FORM WEALTH ADVISORS, LLC notice-filed in AL, NH. IAPD ↗
$932.3M RAUM · 7 reps · 262-686-3005
ComplianceMarketing & brand
47
GAINLINE FINANCIAL PARTNERS, LLC notice-filed in MA, MD. IAPD ↗
$273.1M RAUM · 3 reps · 720-548-4391
ComplianceMarketing & brand
47
SPIREPOINT PRIVATE CLIENT, LLC notice-filed in NJ. IAPD ↗
$1.12B RAUM · 6 reps · 772-316-1271 · spirepointpc.com
ComplianceMarketing & brand
47
SOVRAN ADVISORS, LLC notice-filed in NM. IAPD ↗
$1.31B RAUM · 53 reps · 619-281-9890
ComplianceMarketing & brand
47
SPARTAN WEALTH MANAGEMENT notice-filed in CO, GA. IAPD ↗
$406.6M RAUM · 15 reps · 248-297-6600 · spartanwealth.com
ComplianceMarketing & brand
47
PROVENIO CAPITAL notice-filed in FL. IAPD ↗
$1.64B RAUM · 6 reps · (949) 301-9060
ComplianceMarketing & brand
47
WILLS FINANCIAL GROUP, LLC notice-filed in CT, NY. IAPD ↗
$362.1M RAUM · 4 reps · 804-330-3100 · willsfg.com
ComplianceMarketing & brand
47
BERNICKE WEALTH MANAGEMENT notice-filed in AZ, FL. IAPD ↗
$801.7M RAUM · 6 reps · 715-832-1173
ComplianceMarketing & brand
47
PENDULUM WEALTH PARTNERS notice-filed in MI, TX. IAPD ↗
$254.4M RAUM · 9 reps · 630-861-6143 · pendulum.partners
ComplianceMarketing & brand
47
Z3 CAPITAL PARTNERS notice-filed in TX, VA. IAPD ↗
$491.3M RAUM · 3 reps · 804-256-1770 · z3capital.com
ComplianceMarketing & brand
46
SLOCUM, GORDON & CO. LLP notice-filed in FL, MA, NY. IAPD ↗
$225.2M RAUM · 2 reps · 401-849-4900 · slocumgordon.com
ComplianceMarketing & brand
46
MARATHON STRATEGIC ADVISORS, LLC notice-filed in MD, NH, VA. IAPD ↗
$130.4M RAUM · 1 reps · 740-282-5198 · mstrategic.com
ComplianceMarketing & brand
46
TIMOTHY FINANCIAL COUNSEL, INC. notice-filed in MD, PA, WA. IAPD ↗
$0 RAUM · 18 reps · 630-681-0700 · timothyfinancial.com
ComplianceMarketing & brand
46
CAMPBELL FINANCIAL PARTNERS, LLC notice-filed in CT, LA, PA. IAPD ↗
$176.3M RAUM · 2 reps · 239-454-5333 · campbellfinancialpartners.com
ComplianceMarketing & brand
46
SEVEN HILLS FINANCIAL, LLC notice-filed in NC, NH, VA. IAPD ↗
$149.1M RAUM · 4 reps · 850-219-6699
ComplianceMarketing & brand
46
DICCIANNI FINANCIAL GROUP, INC. notice-filed in NC, NE, NJ. IAPD ↗
$111.2M RAUM · 2 reps · 484-681-9046 · dfgpa.com
ComplianceMarketing & brand
46
NORTHERN LIGHTS ADVISORS, INC. notice-filed in CA, TX, VA. IAPD ↗
$131.7M RAUM · 3 reps · 206-203-6638
ComplianceMarketing & brand
46
ANKERSTAR WEALTH, LLC notice-filed in MN, NM, OK. IAPD ↗
$136.4M RAUM · 6 reps · 512-614-0085
ComplianceMarketing & brand
46
MASUS FINANCIAL GROUP, LTD. notice-filed in CA, IN, LA. IAPD ↗
$172.4M RAUM · 3 reps · 630-879-8464
ComplianceMarketing & brand
46
TRADEMARK CAPITAL MANAGEMENT INC. notice-filed in CA, SC, VA. IAPD ↗
$220.4M RAUM · 4 reps · 706-534-2351
ComplianceMarketing & brand
46
CYR FINANCIAL INC. notice-filed in AL, IN, WI. IAPD ↗
$127.7M RAUM · 6 reps · (815) 925-7501
ComplianceMarketing & brand
46
DAVIDSON KAHN CAPITAL MANAGEMENT, LLC notice-filed in NV, NY, TX. IAPD ↗
$215.2M RAUM · 3 reps · (310) 928-8192 · davidsonkahn.com
ComplianceMarketing & brand
46
BOLDIN ADVISORS notice-filed in AL, HI, RI. IAPD ↗
$0 RAUM · 6 reps · 415-462-5665 · newretirementadvisors.com
ComplianceMarketing & brand
46
ADVISOR SHARE WEALTH MANAGEMENT, LLC notice-filed in DE, ID, MD. IAPD ↗
$185.2M RAUM · 37 reps · 866-232-3251 · advisorsharewm.com
ComplianceMarketing & brand
46
DIAMOND CLIENT GROUP, LLC notice-filed in PA, TN, VA. IAPD ↗
$117.3M RAUM · 9 reps · 832-319-1555
ComplianceMarketing & brand
46
EKO notice-filed in AZ, GA, MD. IAPD ↗
$14.4M RAUM · 1 reps · (917)7449432 · eko.investments
ComplianceMarketing & brand
46
FINANCEHQ LLC notice-filed in DC, VT, WV. IAPD ↗
$0 RAUM · 0 reps · 415-234-3727
ComplianceMarketing & brand
46
ACCELERATE RETIREMENT notice-filed in IL, LA, SC. IAPD ↗
$242.8M RAUM · 28 reps · 888-439-7071
ComplianceMarketing & brand
46
GANNETT WEALTH ADVISORS notice-filed in IL, MA, NC. IAPD ↗
$69.9M RAUM · 7 reps · (208)254-0142
ComplianceMarketing & brand
46
ALTITUDE CAPITAL MANAGEMENT LLC notice-filed in ID, LA, OK. IAPD ↗
$49.4M RAUM · 16 reps · 515-207-3310 · altitudecm.com
ComplianceMarketing & brand
46
BAM WEALTH MANAGEMENT LLC notice-filed in MO, NM, NY. IAPD ↗
$177.5M RAUM · 7 reps · 303-531-5055 · bamadvisorygroup.com
ComplianceMarketing & brand
46
GRP FINANCIAL SERVICES, LLC notice-filed in FL, TX, VT. IAPD ↗
$109.9M RAUM · 5 reps · (207) 622-4494 · grplans.com
ComplianceMarketing & brand
46
PRESIDIO WEALTH MANAGEMENT notice-filed in AZ, CO, ID. IAPD ↗
$175.5M RAUM · 3 reps · 801-290-3201
ComplianceMarketing & brand
46
RIVER CRESCENT ADVISORS, LLC notice-filed in AZ, MD, NC. IAPD ↗
$122.7M RAUM · 2 reps · (757) 651-9305 · rivercrescentadvisors.com
ComplianceMarketing & brand
46
GLR PARTNERS notice-filed in FL, NY, VA. IAPD ↗
$237.3M RAUM · 3 reps · 410-446-9094 · glrpartners.net
ComplianceMarketing & brand
46
ROOTED FINANCIAL GROUP, LLC notice-filed in AZ, TX, WA. IAPD ↗
$100.4M RAUM · 1 reps · 503-207-2067
ComplianceMarketing & brand
46
FREEDOM ASSET MANAGEMENT notice-filed in AZ, ID, UT. IAPD ↗
$127.6M RAUM · 1 reps · 509 496 2890 · freedomasset.net
ComplianceMarketing & brand
46
LYONS CAPITAL GROUP notice-filed in FL, MO, MT. IAPD ↗
$149.9M RAUM · 2 reps · 318-455-7790 · lyonscapgroup.com
ComplianceMarketing & brand
46
DISHMI CAPITAL, LLC notice-filed in NV, NY, WA. IAPD ↗
$144.2M RAUM · 1 reps · (213) 373-1949 · dishmicap.com
ComplianceMarketing & brand
46
INNOVATIVE ASSET ADVISORS GROUP notice-filed in FL, MA, VT. IAPD ↗
$134.5M RAUM · 4 reps · 203-444-3599 · innovativeaag.com
ComplianceMarketing & brand
46
SUMMITPOINT CAPITAL MANAGEMENT notice-filed in FL, PA, TX. IAPD ↗
$119.9M RAUM · 1 reps · 7207439440 · summitpoint-cap.com
ComplianceMarketing & brand
45
FSB PREMIER WEALTH MANAGEMENT, INC. notice-filed in CO. IAPD ↗
$346.7M RAUM · 11 reps · 319-235-6561 · fsbfs.com
ComplianceMarketing & brand
45
ANDREW GARRETT, INC. notice-filed in KS. IAPD ↗
$663.0M RAUM · 10 reps · 212-682-8833 · princetonfinancialpartners.com
ComplianceMarketing & brand
45
PACKERLAND BROKERAGE SERVICES, INC. notice-filed in OK. IAPD ↗
$909.5M RAUM · 161 reps · 920-662-9500
ComplianceMarketing & brand
45
NORTHLAND ASSET MANAGEMENT notice-filed in KS. IAPD ↗
$359.9M RAUM · 24 reps · 800-851-2920 · northlandsecurities.com
ComplianceMarketing & brand
45
WEALTH MANAGEMENT RESOURCES, INC. notice-filed in CA. IAPD ↗
$385.2M RAUM · 6 reps · (401) 356-1400 · wealthmanagers.com
ComplianceMarketing & brand
45
R.W. ROGE & COMPANY, INC notice-filed in LA. IAPD ↗
$365.1M RAUM · 4 reps · 631-218-0077 · google.com
ComplianceMarketing & brand
45
TOBIAS FINANCIAL ADVISORS notice-filed in MD. IAPD ↗
$892.2M RAUM · 8 reps · 954-424-1660
ComplianceMarketing & brand
45
AULL & MONROE notice-filed in NE. IAPD ↗
$329.1M RAUM · 1 reps · (251) 342-3339 · aullmonroe.com
ComplianceMarketing & brand
45
DEERFIELD notice-filed in MA. IAPD ↗
$958.7M RAUM · 5 reps · 317-469-2455
ComplianceMarketing & brand
45
BARD ASSOCIATES INC notice-filed in NH. IAPD ↗
$384.6M RAUM · 5 reps · 312-782-9600
ComplianceMarketing & brand
45
BRIAUD FINANCIAL ADVISORS notice-filed in ND. IAPD ↗
$775.3M RAUM · 5 reps · 979-260-9771 · briaud.com
ComplianceMarketing & brand
45
FINANCIAL CONSULATE notice-filed in NY. IAPD ↗
$930.0M RAUM · 12 reps · 410-823-7283 · financialphysical.com
ComplianceMarketing & brand
45
TRUST ADVISORY GROUP LTD notice-filed in KY. IAPD ↗
$494.4M RAUM · 30 reps · 800-292-2411
ComplianceMarketing & brand
45
DHJJ FINANCIAL ADVISORS notice-filed in AZ. IAPD ↗
$543.5M RAUM · 8 reps · 630-420-1360 · dhjjfinancial.com
ComplianceMarketing & brand
45
HAMEL ASSOCIATES,INC. notice-filed in PA. IAPD ↗
$514.6M RAUM · 5 reps · 973-665-1400 · hamelassociatesinc.com
ComplianceMarketing & brand
45
NORTHSTAR ASSET MANAGEMENT INC notice-filed in MO. IAPD ↗
$727.3M RAUM · 14 reps · 617-522-2635 · northstarasset.com
ComplianceMarketing & brand
45
TGS FINANCIAL ADVISORS notice-filed in MD. IAPD ↗
$359.4M RAUM · 7 reps · 610-892-9900
ComplianceMarketing & brand
45
WILLIAM MACK & ASSOCIATES INC notice-filed in GA. IAPD ↗
$820.4M RAUM · 10 reps · 248-643-4310 · wmack.com
ComplianceMarketing & brand
45
SILVER OAK ADVISORY GROUP notice-filed in CO. IAPD ↗
$372.0M RAUM · 7 reps · 503-242-1715
ComplianceMarketing & brand
45
ESSEX LLC notice-filed in IN. IAPD ↗
$563.1M RAUM · 7 reps · 847-777-7800
ComplianceMarketing & brand
45
ESSEX INVESTMENT MANAGEMENT COMPANY, LLC notice-filed in LA. IAPD ↗
$610.2M RAUM · 8 reps · 617-342-3200
ComplianceMarketing & brand
45
B&C FINANCIAL ADVISORS notice-filed in PA. IAPD ↗
$546.2M RAUM · 6 reps · 904-273-9850 · butenskycohen.com
ComplianceMarketing & brand
45
WISCONSIN CAPITAL MANAGEMENT, LLC notice-filed in IL. IAPD ↗
$256.6M RAUM · 2 reps · 608-960-4616 · plumbfunds.com
ComplianceMarketing & brand
45
VALICENTI ADVISORY SERVICES INC notice-filed in MI. IAPD ↗
$701.3M RAUM · 7 reps · 607-734-2665 · valicenti.com
ComplianceMarketing & brand
45
EVANS CAPITAL MANAGEMENT ASSOCIATES notice-filed in NH. IAPD ↗
$545.0M RAUM · 3 reps · 425-455-0501 · rlevansco.net
ComplianceMarketing & brand
45
PAUL MANNERS & ASSOCIATES, INC. notice-filed in TN. IAPD ↗
$349.5M RAUM · 2 reps · 404-231-8611 · paulmanners.net
ComplianceMarketing & brand
45
DOCK STREET ASSET MANAGEMENT INC notice-filed in NH. IAPD ↗
$905.8M RAUM · 4 reps · 203-532-9470 · dockstreet.com
ComplianceMarketing & brand
45
DETTERBECK WEALTH MANAGEMENT notice-filed in AZ. IAPD ↗
$252.1M RAUM · 3 reps · 847-934-6262 · dwmgmt.com
ComplianceMarketing & brand
45
INTREPID FINANCIAL PLANNING GROUP, LLC notice-filed in KY. IAPD ↗
$355.0M RAUM · 3 reps · 317-818-1776
ComplianceMarketing & brand
45
CHICAGO WEALTH MANAGEMENT, INC. notice-filed in CA. IAPD ↗
$307.4M RAUM · 4 reps · 312-376-8350
ComplianceMarketing & brand
45
OLDFATHER FINANCIAL SERVICES LLC notice-filed in KS. IAPD ↗
$459.0M RAUM · 4 reps · 308-237-4571
ComplianceMarketing & brand
45
HUNTLEIGH ADVISORS, INC. notice-filed in OK. IAPD ↗
$626.5M RAUM · 55 reps · 314-236-2400 · huntleighadvisors.com
ComplianceMarketing & brand
45
WINDWARD PRIVATE WEALTH MANAGEMENT INC. notice-filed in CA. IAPD ↗
$273.8M RAUM · 6 reps · 913-381-7411 · windwardfp.com
ComplianceMarketing & brand
45
CAMARDA WEALTH ADVISORY GROUP notice-filed in CA. IAPD ↗
$325.3M RAUM · 9 reps · 904-278-1177
ComplianceMarketing & brand
45
COLORADO CAPITAL MANAGEMENT notice-filed in NY. IAPD ↗
$560.3M RAUM · 9 reps · 303-444-9300 · coloradocap.com
ComplianceMarketing & brand
45
TRANSITION FINANCIAL ADVISORS GROUP, LLC notice-filed in NJ. IAPD ↗
$261.5M RAUM · 3 reps · (480) 722-9414 · transitionfinancial.ca
ComplianceMarketing & brand
45
FINANCIAL SECURITY MANAGEMENT, INC notice-filed in TN. IAPD ↗
$556.0M RAUM · 5 reps · 303-988-1411 · fsm-inc.com
ComplianceMarketing & brand
45
BLUESKY WEALTH ADVISORS, LLC notice-filed in NY. IAPD ↗
$849.8M RAUM · 9 reps · 252-633-0107
ComplianceMarketing & brand
45
AFFINITY INVESTMENT GROUP, LLC notice-filed in NC. IAPD ↗
$515.3M RAUM · 4 reps · 603-778-6436 · affinityinvestmentgroup.com
ComplianceMarketing & brand
45
SHIRA RIDGE WEALTH MANAGEMENT notice-filed in NY. IAPD ↗
$323.4M RAUM · 2 reps · 415-721-0275 · shiraridge.com
ComplianceMarketing & brand
45
DIVERSIFIED FINANCIAL ADVISORS, LLC notice-filed in AL. IAPD ↗
$512.2M RAUM · 3 reps · 800-307-0376 · diversifiedfa.com
ComplianceMarketing & brand
45
FOUNDERS CAPITAL MANAGEMENT, LLC notice-filed in CA. IAPD ↗
$794.9M RAUM · 4 reps · 860.308.0061 · foundcapital.com
ComplianceMarketing & brand
45
MELD FINANCIAL, INC. notice-filed in CO. IAPD ↗
$689.6M RAUM · 11 reps · 205-967-4200 · meldfinancial.com
ComplianceMarketing & brand
45
STRAVA WEALTH notice-filed in TX. IAPD ↗
$388.1M RAUM · 5 reps · 412-854-2100
ComplianceMarketing & brand
45
ABSOLUTE CAPITAL MANAGEMENT, LLC notice-filed in IA. IAPD ↗
$472.5M RAUM · 2 reps · 412-388-1600 · abscapfunds.com
ComplianceMarketing & brand
45
PILLAR FINANCIAL ADVISORS, LLC notice-filed in GA. IAPD ↗
$313.8M RAUM · 3 reps · 502-384-3890 · pillar.net
ComplianceMarketing & brand
45
REIFY WEALTH ADVISORS, INC. notice-filed in CA. IAPD ↗
$445.5M RAUM · 11 reps · 317-872-5090
ComplianceMarketing & brand
45
FMB WEALTH MANAGEMENT notice-filed in AZ. IAPD ↗
$507.8M RAUM · 5 reps · 805-446-4494
ComplianceMarketing & brand
45
GIBRALTAR CAPITAL MANAGEMENT, INC. notice-filed in IA. IAPD ↗
$840.6M RAUM · 12 reps · (918) 492-4209 · gibraltar-capital.com
ComplianceMarketing & brand
45
ALPHA FINANCIAL ADVISORS, LLC notice-filed in NJ. IAPD ↗
$503.1M RAUM · 8 reps · 704-716-1100 · alphafa.com
ComplianceMarketing & brand
45
MPS-LORIA FINANCIAL PLANNERS,LLC notice-filed in MO. IAPD ↗
$751.4M RAUM · 4 reps · 630-887-4404 · mpsloria.com
ComplianceMarketing & brand
45
SARD WEALTH MANAGMENT GROUP, LLC notice-filed in CA. IAPD ↗
$389.4M RAUM · 1 reps · 404-843-4483
ComplianceMarketing & brand
45
COVINGTON INVESTMENT ADVISORS, INC. notice-filed in VA. IAPD ↗
$808.8M RAUM · 3 reps · 724-238-0151 · covingtoninvestment.com
ComplianceMarketing & brand
45
ROBOTTI & COMPANY ADVISORS, LLC notice-filed in CT. IAPD ↗
$881.8M RAUM · 14 reps · 212 986-4800 · robotti.com
ComplianceMarketing & brand
45
CFCI notice-filed in LA. IAPD ↗
$515.1M RAUM · 18 reps · 812-334-3190 · cfci.us
ComplianceMarketing & brand
45
CORNERSTONE FINANCIAL PLANNING, LLC notice-filed in CT. IAPD ↗
$336.0M RAUM · 6 reps · 603-431-1133 · cornerstoneplanning.com
ComplianceMarketing & brand
45
EMERSON EQUITY LLC notice-filed in NE. IAPD ↗
$327.9M RAUM · 72 reps · 650-312-0200 · emersonequity.com
ComplianceMarketing & brand
45
ANDREWS, LUCIA WEALTH MANAGEMENT LLC notice-filed in NY. IAPD ↗
$496.8M RAUM · 2 reps · 925-837-8355 · luciawealth.com
ComplianceMarketing & brand
45
RICHARDSON CAPITAL MANAGEMENT, LLC notice-filed in MN. IAPD ↗
$526.5M RAUM · 7 reps · 262-255-4100 · richardson-financial.com
ComplianceMarketing & brand
45
WATTS GWILLIAM & COMPANY, LLC notice-filed in MN. IAPD ↗
$818.9M RAUM · 6 reps · 480-889-8998 · wattsgwilliam.com
ComplianceMarketing & brand
45
MERIDIAN INVESTMENT COUNSEL, INC. notice-filed in CO. IAPD ↗
$539.4M RAUM · 4 reps · 510-493-7650
ComplianceMarketing & brand
45
PIONEER WEALTH MANAGEMENT GROUP notice-filed in NM. IAPD ↗
$273.7M RAUM · 9 reps · 512-334-6800
ComplianceMarketing & brand
45
NAMCOA notice-filed in NM. IAPD ↗
$312.3M RAUM · 16 reps · (239) 593-5525 · latoyamaddox.com
ComplianceMarketing & brand
45
GRIFFIN BLACK, LLC notice-filed in WA. IAPD ↗
$270.9M RAUM · 4 reps · (650) 368-5785
ComplianceMarketing & brand
45
ALLODIUM INVESTMENT CONSULTANTS, LLC notice-filed in WI. IAPD ↗
$416.6M RAUM · 5 reps · 612-230-3700 · allodium.com
ComplianceMarketing & brand
45
IFRAH FINANCIAL SERVICES, INC. notice-filed in OK. IAPD ↗
$446.9M RAUM · 9 reps · 501-821-7733 · ifrahfinancial.com
ComplianceMarketing & brand
45
PERSPECTIVE WEALTH PARTNERS, LLC notice-filed in NE. IAPD ↗
$707.3M RAUM · 6 reps · 208-429-0960 · perspectivewealth.com
ComplianceMarketing & brand
45
JACOBSON & SCHMITT ADVISORS, LLC notice-filed in WA. IAPD ↗
$590.0M RAUM · 12 reps · (608) 662-7500
ComplianceMarketing & brand
45
STERLING INVESTMENT ADVISORS LTD. notice-filed in GA. IAPD ↗
$961.4M RAUM · 7 reps · 610-560-0400
ComplianceMarketing & brand
45
BCA PRIVATE WEALTH, INC. notice-filed in PA. IAPD ↗
$262.3M RAUM · 5 reps · 864-322-6046 · greenvillefinancialplanning.com
ComplianceMarketing & brand
45
MASON & ASSOCIATES, INC. notice-filed in NM. IAPD ↗
$631.3M RAUM · 7 reps · 323-254-3072 · masonlifeplanning.com
ComplianceMarketing & brand
45
WARBURTON CAPITAL MANAGEMENT, LLC notice-filed in WI. IAPD ↗
$701.1M RAUM · 7 reps · 918-794-3000
ComplianceMarketing & brand
45
SAMALIN WEALTH notice-filed in CO. IAPD ↗
$420.6M RAUM · 8 reps · 914-666-6600 · samalinwealth.com
ComplianceMarketing & brand
45
EDGE WEALTH MANAGEMENT, LLC notice-filed in NH. IAPD ↗
$770.7M RAUM · 5 reps · 212-682-0133 · edgewealth.com
ComplianceMarketing & brand
45
TOTAL CLARITY WEALTH MANAGEMENT, INC notice-filed in NH. IAPD ↗
$607.9M RAUM · 20 reps · 630-762-9352 · totalclaritybusiness.com
ComplianceMarketing & brand
45
YESKE BUIE INC. notice-filed in OR. IAPD ↗
$925.9M RAUM · 9 reps · 800-772-1887
ComplianceMarketing & brand
45
BIGELOW INVESTMENT ADVISORS, LLC notice-filed in TX. IAPD ↗
$476.2M RAUM · 4 reps · 207-772-2900 · bigelowadvisors.com
ComplianceMarketing & brand
45
COMMERCE STREET INVESTMENT MANAGEMENT notice-filed in NC. IAPD ↗
$876.5M RAUM · 12 reps · 214-545-6800
ComplianceMarketing & brand
45
REAP FINANCIAL GROUP, LLC notice-filed in PA. IAPD ↗
$510.2M RAUM · 7 reps · 512-249-7300 · reapfinancial.com
ComplianceMarketing & brand
45
SFE INVESTMENT COUNSEL INC. notice-filed in OR. IAPD ↗
$581.6M RAUM · 8 reps · 213-612-0220 · sfeic.com
ComplianceMarketing & brand
45
WOMACK WEALTH MANAGEMENT, INC. notice-filed in WA. IAPD ↗
$402.6M RAUM · 5 reps · 888-314-5554 · womackwealthmanagement.com
ComplianceMarketing & brand
45
CAPE INVESTMENT ADVISORY, INC. notice-filed in MN. IAPD ↗
$402.4M RAUM · 40 reps · 678-583-1120 · glacierwealthmanagement.com
ComplianceMarketing & brand
45
PRINCETON GLOBAL ASSET MANAGEMENT LLC notice-filed in CO. IAPD ↗
$782.8M RAUM · 15 reps · 609-945-1781 · princetonglobal.com
ComplianceMarketing & brand
45
ARCHER INVESTMENT MANAGEMENT notice-filed in CA. IAPD ↗
$308.9M RAUM · 5 reps · 800-840-5946 · archerim.com
ComplianceMarketing & brand
45
ARQ WEALTH ADVISORS, LLC notice-filed in IL. IAPD ↗
$701.9M RAUM · 6 reps · 480-214-9572
ComplianceMarketing & brand
45
PRAETORIAN GUARD, A DIVISION OF PRAETORIAN WEALTH MANAGEMENT,INC notice-filed in DE. IAPD ↗
$498.8M RAUM · 6 reps · 831-622-9600 · praetorianguard.biz
ComplianceMarketing & brand
45
ATWATER MALICK notice-filed in NC. IAPD ↗
$586.6M RAUM · 2 reps · (717) 400-1505 · atwatermalick.com
ComplianceMarketing & brand
45
H FINANCIAL MANAGEMENT notice-filed in MD. IAPD ↗
$533.8M RAUM · 6 reps · 724-745-9406 · hfinancialmanagement.com
ComplianceMarketing & brand
45
MERITAS WEALTH MANAGEMENT, LLC notice-filed in DC. IAPD ↗
$533.8M RAUM · 5 reps · 415-300-4560
ComplianceMarketing & brand
45
CBG & COMPANY, INC. notice-filed in NY. IAPD ↗
$252.1M RAUM · 3 reps · 317-257-7400 · cbgfinancialplanning.com
ComplianceMarketing & brand
45
HUDOCK CAPITAL GROUP notice-filed in OH. IAPD ↗
$849.1M RAUM · 7 reps · 570-326-9500
ComplianceMarketing & brand
45
ILLUMINATION WEALTH MANAGEMENT notice-filed in WI. IAPD ↗
$377.3M RAUM · 10 reps · 858-246-6855 · illuminationwealth.com
ComplianceMarketing & brand
45
VISIONARY HORIZONS, LLC notice-filed in CA. IAPD ↗
$291.4M RAUM · 13 reps · 865-675-8496 · visionaryhorizons.com
ComplianceMarketing & brand
45
CYPRESS FINANCIAL PLANNING notice-filed in NC. IAPD ↗
$395.0M RAUM · 6 reps · (856) 720-0029 · cypressplanning.com
ComplianceMarketing & brand
45
BUTTONWOOD FINANCIAL GROUP, LLC notice-filed in CO. IAPD ↗
$696.8M RAUM · 7 reps · 816-285-9000
ComplianceMarketing & brand
45
MINICHMACGREGOR WEALTH MANAGEMENT, LLC notice-filed in MD. IAPD ↗
$630.0M RAUM · 7 reps · (518) 499-4565 · minichmacgregor.com
ComplianceMarketing & brand
45
DENT WEALTH ADVISORS notice-filed in GA. IAPD ↗
$338.4M RAUM · 3 reps · 225-922-9955
ComplianceMarketing & brand
45
ETESIAN WEALTH ADVISORS, INC. notice-filed in ID. IAPD ↗
$426.8M RAUM · 6 reps · 503-387-3615
ComplianceMarketing & brand
45
BALLAST, INC. notice-filed in CO. IAPD ↗
$625.2M RAUM · 6 reps · 859-226-0625 · ballastplan.com
ComplianceMarketing & brand
45
ACUMEN FINANCIAL ADVISORS, LLC notice-filed in FL. IAPD ↗
$403.7M RAUM · 1 reps · 952-521-1625
ComplianceMarketing & brand
45
PROVIDENCE WEALTH ADVISORS, LLC notice-filed in AZ. IAPD ↗
$601.1M RAUM · 6 reps · 815-306-2020
ComplianceMarketing & brand
45
CHJ WEALTH MANAGEMENT notice-filed in LA. IAPD ↗
$540.3M RAUM · 5 reps · 281-298-2700
ComplianceMarketing & brand
45
STONEBRIDGE FINANCIAL PLANNING GROUP, LLC notice-filed in SC. IAPD ↗
$281.0M RAUM · 8 reps · 407-695-7100 · stonebridgefpgroup.com
ComplianceMarketing & brand
45
BOSTON STANDARD WEALTH MANAGEMENT, LLC notice-filed in TX. IAPD ↗
$549.5M RAUM · 4 reps · (781) 721-0072 · bostonstandardwealth.com
ComplianceMarketing & brand
45
VIGILARE WEALTH MANAGEMENT LLC notice-filed in OR. IAPD ↗
$315.2M RAUM · 4 reps · (480) 636-8292
ComplianceMarketing & brand
45
PARADIEM, LLC notice-filed in DE. IAPD ↗
$466.2M RAUM · 8 reps · 985-727-0770
ComplianceMarketing & brand
45
INVESTOR FAN notice-filed in VA. IAPD ↗
$427.7M RAUM · 13 reps · 425-372-7517 · panfili-financial.com
ComplianceMarketing & brand
45
MONUMENT WEALTH MANAGEMENT notice-filed in GA. IAPD ↗
$465.1M RAUM · 8 reps · 703-504-9600
ComplianceMarketing & brand
45
ALTERNATIVE INVESTMENT ADVISORS, LLC notice-filed in NC. IAPD ↗
$341.0M RAUM · 9 reps · 407-261-4242 · ffs1.com
ComplianceMarketing & brand
45
SEQUENT PLANNING, LLC notice-filed in MA. IAPD ↗
$394.7M RAUM · 70 reps · 402-953-3544
ComplianceMarketing & brand
45
OAKWELL PRIVATE WEALTH MANAGEMENT notice-filed in MI. IAPD ↗
$461.9M RAUM · 9 reps · 1-800-55OAKWELL · oakwellpwm.com
ComplianceMarketing & brand
45
INVESTMENTS & FINANCIAL PLANNING, LLC notice-filed in LA. IAPD ↗
$278.4M RAUM · 2 reps · 859-543-8188 · investfp.com
ComplianceMarketing & brand
45
TIM LOONEY INVESTMENTS, LLC notice-filed in NY. IAPD ↗
$426.7M RAUM · 3 reps · 407-331-6961 · timlooney.com
ComplianceMarketing & brand
45
STRATEGY FINANCIAL GROUP notice-filed in KY. IAPD ↗
$279.9M RAUM · 5 reps · 602-343-9301 · calvingoetz.com
ComplianceMarketing & brand
45
HIGHMARK WEALTH MANAGEMENT LLC notice-filed in FL. IAPD ↗
$522.8M RAUM · 4 reps · 651-829-3300
ComplianceMarketing & brand
45
BASON ASSET MANAGEMENT notice-filed in MO. IAPD ↗
$700.6M RAUM · 2 reps · 720-446-8555
ComplianceMarketing & brand
45
WORTH ASSET MANAGEMENT notice-filed in AR. IAPD ↗
$270.0M RAUM · 7 reps · 469-257-5074 · worthassetmgmt.com
ComplianceMarketing & brand
45
CASCADES CAPITAL ASSET MANAGEMENT, LLC notice-filed in TX. IAPD ↗
$322.0M RAUM · 3 reps · 336-404-4746 · cascadescapital.com
ComplianceMarketing & brand
45
VICTRIX INVESTMENT ADVISORS notice-filed in CT. IAPD ↗
$312.3M RAUM · 7 reps · 772-320-9658
ComplianceMarketing & brand
45
PRACTICECFO INVESTMENTS notice-filed in UT. IAPD ↗
$332.1M RAUM · 9 reps · 800-675-2712
ComplianceMarketing & brand
45
TRU INDEPENDENCE ASSET MANAGEMENT, LLC notice-filed in GA. IAPD ↗
$575.3M RAUM · 11 reps · (971) 371-3444 · waparkadvisors.com
ComplianceMarketing & brand
45
ARMSTRONG DIXON notice-filed in WV. IAPD ↗
$350.5M RAUM · 6 reps · 443-563-1111
ComplianceMarketing & brand
45
J. HAGAN CAPITAL, INC. notice-filed in WY. IAPD ↗
$260.9M RAUM · 7 reps · (502) 690-5635
ComplianceMarketing & brand
45
THE RETIREMENT GUYS FORMULA notice-filed in CO. IAPD ↗
$300.6M RAUM · 10 reps · 419-842-0550
ComplianceMarketing & brand
45
NAVIGOE, LLC notice-filed in OR. IAPD ↗
$341.8M RAUM · 2 reps · 888-596-4636
ComplianceMarketing & brand
45
MBM WEALTH CONSULTANTS, LLC notice-filed in NY. IAPD ↗
$417.9M RAUM · 6 reps · (636) 274-6262
ComplianceMarketing & brand
45
WT WEALTH MANAGEMENT, LLC notice-filed in NC. IAPD ↗
$405.2M RAUM · 13 reps · 800-825-0616
ComplianceMarketing & brand
45
HORIZON WEALTH MANAGEMENT notice-filed in NC. IAPD ↗
$945.8M RAUM · 6 reps · (708) 352-4300
ComplianceMarketing & brand
45
MYSTIC ASSET MANAGEMENT notice-filed in CA. IAPD ↗
$529.3M RAUM · 2 reps · 866-206-5272 · mysticassetmanagement.com
ComplianceMarketing & brand
45
ENCOMPASS WEALTH ADVISORS, LLC notice-filed in OH. IAPD ↗
$413.3M RAUM · 4 reps · (971) 371-3451
ComplianceMarketing & brand
45
RPG INVESTMENT ADVISORY, LLC notice-filed in OR. IAPD ↗
$858.5M RAUM · 2 reps · (925) 384-0071 · rpgadvisory.com
ComplianceMarketing & brand
45
POWERS ADVISORY GROUP, LLC notice-filed in FL. IAPD ↗
$250.9M RAUM · 3 reps · 618-654-6262 · powersinvest.com
ComplianceMarketing & brand
45
IFG ADVISORS, LLC notice-filed in MD. IAPD ↗
$818.0M RAUM · 3 reps · 314-569-0500
ComplianceMarketing & brand
45
ATON FINANCIAL LLC notice-filed in OH. IAPD ↗
$469.1M RAUM · 7 reps · 787-725-6070 · atonfinancial.com
ComplianceMarketing & brand
45
BROWN EDWARDS WEALTH STRATEGIES notice-filed in PA. IAPD ↗
$330.7M RAUM · 7 reps · 434 948-9000 · brownedwardswealth.com
ComplianceMarketing & brand
45
KEY CAPITAL MANAGEMENT, INC. notice-filed in MS. IAPD ↗
$293.0M RAUM · 7 reps · 615-826-5749
ComplianceMarketing & brand
45
QUARTZ PARTNERS INVESTMENT MANAGEMENT notice-filed in TN. IAPD ↗
$281.0M RAUM · 13 reps · 800-433-0422 · eticofinancial.com
ComplianceMarketing & brand
45
INSIGHT FOLIOS notice-filed in AR. IAPD ↗
$341.4M RAUM · 15 reps · (704) 529-9500 · dursocapital.com
ComplianceMarketing & brand
45
NATIONAL WEALTH MANAGEMENT GROUP, LLC notice-filed in NV. IAPD ↗
$325.7M RAUM · 17 reps · 513-772-2592 · modelwealthgroup.com
ComplianceMarketing & brand
45
FLAGSHIP PRIVATE WEALTH notice-filed in VA. IAPD ↗
$383.3M RAUM · 4 reps · (781) 756-0090
ComplianceMarketing & brand
45
INTEGRATED INVESTMENT CONSULTANTS, LLC notice-filed in TX. IAPD ↗
$773.2M RAUM · 10 reps · 866-433-3581 · integratedic.com
ComplianceMarketing & brand
45
IRONWOOD WEALTH MANAGEMENT, LLC notice-filed in NM. IAPD ↗
$662.2M RAUM · 8 reps · 480-776-5960
ComplianceMarketing & brand
45
CASTLEPOINT WEALTH ADVISORS notice-filed in CO. IAPD ↗
$605.0M RAUM · 8 reps · 405-705-2906
ComplianceMarketing & brand
45
WILLIAM JOSEPH CAPITAL MANAGEMENT, INC. notice-filed in AR. IAPD ↗
$465.1M RAUM · 26 reps · 860.973.3214
ComplianceMarketing & brand
45
LEADING EDGE FINANCIAL PLANNING LLC notice-filed in NJ. IAPD ↗
$360.2M RAUM · 7 reps · 865-240-2292 · pilotmoneyguyspodcast.com
ComplianceMarketing & brand
45
GIBBS WEALTH MANAGEMENT, LLC notice-filed in MT. IAPD ↗
$639.2M RAUM · 49 reps · 678-694-8770 · rosefinancialassociates.com
ComplianceMarketing & brand
45
INTEGRITY WEALTH ADVISORS, LLC notice-filed in SC. IAPD ↗
$274.9M RAUM · 4 reps · 805-339-0760 · iwaplan.com
ComplianceMarketing & brand
45
LEGACY BRIDGE PRIVATE FAMILY OFFICES notice-filed in NV. IAPD ↗
$325.9M RAUM · 3 reps · 515-421-4870
ComplianceMarketing & brand
45
OLIO FINANCIAL PLANNING notice-filed in NY. IAPD ↗
$491.9M RAUM · 7 reps · 703.459.9299
ComplianceMarketing & brand
45
FRG FAMILY WEALTH ADVISORS notice-filed in OR. IAPD ↗
$740.9M RAUM · 3 reps · 425-453-4122 · frgwealth.com
ComplianceMarketing & brand
45
SPINNAKER INVESTMENT GROUP, LLC notice-filed in NE. IAPD ↗
$882.0M RAUM · 7 reps · (949) 396-6700
ComplianceMarketing & brand
45
FWG INVESTMENTS, LLC notice-filed in LA. IAPD ↗
$250.1M RAUM · 10 reps · 859-309-0349 · thefamilywealthgroup.com
ComplianceMarketing & brand
45
CLARK ASSET MANAGEMENT, LLC notice-filed in FL. IAPD ↗
$778.3M RAUM · 6 reps · 603-237-1341
ComplianceMarketing & brand
45
ISTO ADVISORS, LLC notice-filed in LA. IAPD ↗
$871.6M RAUM · 18 reps · 248-458-1100 · istoadvisors.com
ComplianceMarketing & brand
45
PREMIER WEALTH ADVISORS, LLC notice-filed in FL. IAPD ↗
$483.2M RAUM · 5 reps · (858) 668-0776
ComplianceMarketing & brand
45
SUMMIT WEALTH AND RETIREMENT PARTNERS notice-filed in CO. IAPD ↗
$824.8M RAUM · 6 reps · (925) 927-1900 · summitwealthandretirement.com
ComplianceMarketing & brand
45
IAMS WEALTH MANAGEMENT, LLC notice-filed in MT. IAPD ↗
$343.0M RAUM · 53 reps · (888)255-7670
ComplianceMarketing & brand
45
INVICTA FINANCIAL GROUP notice-filed in IL. IAPD ↗
$324.6M RAUM · 11 reps · 928-344-8000 · invictafg.com
ComplianceMarketing & brand
45
MAYPORT WEALTH MANAGEMENT notice-filed in LA. IAPD ↗
$481.5M RAUM · 2 reps · 617-545-5700 · mayport.com
ComplianceMarketing & brand
45
ALLIANCE WEALTH ADVISORS, LLC notice-filed in GA. IAPD ↗
$498.5M RAUM · 6 reps · 570-961-1516
ComplianceMarketing & brand
45
IMPACT INVESTORS notice-filed in AZ. IAPD ↗
$283.0M RAUM · 8 reps · 888-463-6861 · theimpactinvestors.com
ComplianceMarketing & brand
45
FINANCIAL STRATEGIES GROUP, INC notice-filed in IN. IAPD ↗
$550.1M RAUM · 9 reps · (800) 804-0420
ComplianceMarketing & brand
45
FAMILYWEALTH notice-filed in ND. IAPD ↗
$346.3M RAUM · 13 reps · (866) 746-3743
ComplianceMarketing & brand
45
BASEPOINT WEALTH, LLC notice-filed in TN. IAPD ↗
$776.2M RAUM · 12 reps · (319) 826-1898
ComplianceMarketing & brand
45
LIVELIFE CAPITAL PARTNERS LLC notice-filed in ME. IAPD ↗
$318.7M RAUM · 5 reps · (978) 315-0230
ComplianceMarketing & brand
45
FORTIS GROUP ADVISORS LLC notice-filed in VT. IAPD ↗
$799.6M RAUM · 25 reps · 201-383-0630
ComplianceMarketing & brand
45
AFFINITY WEALTH MANAGEMENT LLC notice-filed in LA. IAPD ↗
$760.1M RAUM · 9 reps · (302) 652-6767 · affinitywealth.com
ComplianceMarketing & brand
45
MORGANROSEL WEALTH MANAGEMENT, LLC notice-filed in NE. IAPD ↗
$503.3M RAUM · 2 reps · 303.647.3801 · morganrosel.com
ComplianceMarketing & brand
45
MA PRIVATE WEALTH, LLC notice-filed in LA. IAPD ↗
$584.1M RAUM · 5 reps · (650) 232-2021
ComplianceMarketing & brand
45
FORTEM FINANCIAL GROUP, LLC notice-filed in KS. IAPD ↗
$528.5M RAUM · 6 reps · 760-206-8500
ComplianceMarketing & brand
45
SOUTHERN CAPITAL ADVISORS, LLC notice-filed in GA. IAPD ↗
$514.9M RAUM · 5 reps · 731-265-6812 · southernadvisor.com
ComplianceMarketing & brand
45
TANDEM FINANCIAL, LLC notice-filed in UT. IAPD ↗
$291.2M RAUM · 3 reps · (720) 845-5700
ComplianceMarketing & brand
45
CORDIS FINANCIAL, LLC notice-filed in AZ. IAPD ↗
$317.6M RAUM · 5 reps · (612) 268-2620 · cordisfinancial.com
ComplianceMarketing & brand
45
BLUE SQUARE ASSET MANAGEMENT, LLC notice-filed in NC. IAPD ↗
$357.7M RAUM · 5 reps · 646-928-8000
ComplianceMarketing & brand
45
ATTICUS WEALTH MANAGEMENT notice-filed in PA. IAPD ↗
$447.5M RAUM · 7 reps · 561-425-9500
ComplianceMarketing & brand
45
CENTURA WEALTH ADVISORY notice-filed in PR. IAPD ↗
$769.1M RAUM · 18 reps · 858-771-9500
ComplianceMarketing & brand
45
VAN CLEMENS WEALTH MANAGEMENT, LLC notice-filed in OK. IAPD ↗
$327.2M RAUM · 18 reps · 612-758-9140 · vanclemens.com
ComplianceMarketing & brand
45
CANTON HATHAWAY LLC notice-filed in LA. IAPD ↗
$672.7M RAUM · 5 reps · 401-433-7800 · cantonhathaway.com
ComplianceMarketing & brand
45
WOOD TARVER FINANCIAL notice-filed in CO. IAPD ↗
$390.3M RAUM · 2 reps · 208-343-2001 · woodtarverfinancial.com
ComplianceMarketing & brand
45
LOGAN PARK WEALTH MANAGEMENT notice-filed in NH. IAPD ↗
$376.3M RAUM · 4 reps · (612) 315-2105 · lpwm.com
ComplianceMarketing & brand
45
LAKESHORE FINANCIAL PLANNING INC. notice-filed in MA. IAPD ↗
$403.6M RAUM · 3 reps · 586-498-0788 · lakeshorefinancialplanning.com
ComplianceMarketing & brand
45
INTELLIGENCE DRIVEN ADVISERS, LLC notice-filed in NV. IAPD ↗
$828.2M RAUM · 13 reps · (888) 401-2083 · plus.google.com
ComplianceMarketing & brand
45
INTELLIGENT WEALTH SOLUTIONS LLC notice-filed in GA. IAPD ↗
$632.4M RAUM · 4 reps · 877-699-3258
ComplianceMarketing & brand
45
EMERALD ADVISORS, LLC notice-filed in MN. IAPD ↗
$904.4M RAUM · 4 reps · (425) 458-3853 · emeraldadv.com
ComplianceMarketing & brand
45
CFM WEALTH PARTNERS LLC notice-filed in CO. IAPD ↗
$760.9M RAUM · 2 reps · (512) 366-3925 · cfmwealth.com
ComplianceMarketing & brand
45
JEPPSON WEALTH MANAGEMENT, LLC notice-filed in OR. IAPD ↗
$703.1M RAUM · 6 reps · 424-456-3111 · jeppson-wealth.com
ComplianceMarketing & brand
45
NBC CAPITAL ADVISORS notice-filed in ID. IAPD ↗
$710.5M RAUM · 4 reps · 503-683-7727 · nbccapitaladvisors.com
ComplianceMarketing & brand
45
GETTINGS BUSCH WEALTH MANAGEMENT notice-filed in NH. IAPD ↗
$444.1M RAUM · 7 reps · 765-742-7366 · auroramgt.com
ComplianceMarketing & brand
45
CREEKMUR ASSET MANAGEMENT, LLC notice-filed in LA. IAPD ↗
$561.8M RAUM · 15 reps · 309-925-2043
ComplianceMarketing & brand
45
ASPEN WEALTH STRATEGIES, LLC notice-filed in LA. IAPD ↗
$279.7M RAUM · 6 reps · (303) 421-1113 · aspenwealthstrategies.com
ComplianceMarketing & brand
45
SERENITY INVESTMENT ADVISORS notice-filed in LA. IAPD ↗
$376.0M RAUM · 5 reps · 312-734-1415 · yelp.com
ComplianceMarketing & brand
45
VIRTERA PARTNERS LLC notice-filed in DC. IAPD ↗
$452.1M RAUM · 4 reps · 216-859-8800 · virterapartners.com
ComplianceMarketing & brand
45
44 WEALTH MANAGEMENT LLC notice-filed in NH. IAPD ↗
$445.9M RAUM · 4 reps · 541-359-0388 · 44weatlh.com
ComplianceMarketing & brand
45
REGIMEN WEALTH, LLC notice-filed in SC. IAPD ↗
$330.7M RAUM · 4 reps · 770-738-8200
ComplianceMarketing & brand
45
LEVERTY FINANCIAL GROUP, LLC notice-filed in TX. IAPD ↗
$567.4M RAUM · 6 reps · 715-377-2080
ComplianceMarketing & brand
45
RISKBRIDGE ADVISORS, LLC notice-filed in NV. IAPD ↗
$833.8M RAUM · 8 reps · (203) 658-6055 · riskbridgeadvisors.com
ComplianceMarketing & brand
45
RETIREMENT PLANNING GROUP, LLC notice-filed in PA. IAPD ↗
$282.8M RAUM · 4 reps · (518) 580-1919
ComplianceMarketing & brand
45
CITY DIFFERENT INVESTMENTS notice-filed in OH. IAPD ↗
$265.8M RAUM · 8 reps · 505-416-4550
ComplianceMarketing & brand
45
COTTONWOOD WEALTH STRATEGIES, LLC notice-filed in CO. IAPD ↗
$306.3M RAUM · 2 reps · 385-853-5000 · cottonwoodws.com
ComplianceMarketing & brand
45
THE WEALTH GROUP - AUSTIN B. COLBY & ASSOCIATES notice-filed in NE. IAPD ↗
$566.7M RAUM · 10 reps · 952-937-9423
ComplianceMarketing & brand
45
RETIREMENT PLANNING SOLUTIONS, LLC notice-filed in OR. IAPD ↗
$376.8M RAUM · 11 reps · 502-499-5668
ComplianceMarketing & brand
45
MARIPAU WEALTH MANAGEMENT LLC notice-filed in CT. IAPD ↗
$296.1M RAUM · 18 reps · 260-493-3930
ComplianceMarketing & brand
45
RIDGECREST WEALTH PARTNERS, LLC notice-filed in FL. IAPD ↗
$619.6M RAUM · 2 reps · 415-227-2881 · ridgecrestwp.com
ComplianceMarketing & brand
45
MAIN STREET RETIREMENT PLANNING, LLC notice-filed in AL. IAPD ↗
$694.6M RAUM · 3 reps · 972-393-0376
ComplianceMarketing & brand
45
FORTITUDE FINANCIAL LLC notice-filed in CO. IAPD ↗
$270.1M RAUM · 3 reps · 509-931-1199
ComplianceMarketing & brand
45
ROOTED WEALTH ADVISORS notice-filed in SC. IAPD ↗
$318.3M RAUM · 7 reps · 866.766.8332
ComplianceMarketing & brand
45
FORTRESS FINANCIAL GROUP, LLC notice-filed in AZ. IAPD ↗
$303.7M RAUM · 7 reps · (507) 529-1400
ComplianceMarketing & brand
45
PACIFIC SAGE PARTNERS, LLC notice-filed in NH. IAPD ↗
$857.8M RAUM · 4 reps · (206) 533-0500 · pacificsagepartners.com
ComplianceMarketing & brand
45
THE LEWIS FINANCIAL GROUP notice-filed in NC. IAPD ↗
$313.9M RAUM · 2 reps · 703-288-1272 · thelewisfinancialgroup.com
ComplianceMarketing & brand
45
INTERWISE notice-filed in OR. IAPD ↗
$273.2M RAUM · 4 reps · 801-484-6004 · interwisewealth.com
ComplianceMarketing & brand
45
CARR FINANCIAL GROUP notice-filed in ME. IAPD ↗
$648.4M RAUM · 5 reps · (508) 795-0264 · carrfinancial.com
ComplianceMarketing & brand
45
PARK EDGE ADVISORS, LLC notice-filed in NJ. IAPD ↗
$438.1M RAUM · 5 reps · (216) 727-0144 · parkedgeadvisors.com
ComplianceMarketing & brand
45
TRANSCE3ND LLC notice-filed in ID. IAPD ↗
$362.0M RAUM · 39 reps · 512-268-9220 · transcendim.com
ComplianceMarketing & brand
45
ASCENTIS ASSET MANAGEMENT, LLC notice-filed in TX. IAPD ↗
$559.3M RAUM · 6 reps · 866-273-1563 · ascentisasset.com
ComplianceMarketing & brand
45
CORA CAPITAL ADVISORS notice-filed in IL. IAPD ↗
$587.5M RAUM · 7 reps · 856-513-8600
ComplianceMarketing & brand
45
HOXTON PLANNING & MANAGEMENT, LLC notice-filed in TN. IAPD ↗
$491.6M RAUM · 4 reps · 304-876-2619
ComplianceMarketing & brand
45
HIBERNIA WEALTH PARTNERS, LLC notice-filed in AL. IAPD ↗
$346.6M RAUM · 6 reps · 225-778-7972
ComplianceMarketing & brand
45
APOLLON FINANCIAL, LLC notice-filed in MD. IAPD ↗
$890.4M RAUM · 13 reps · 843-579-0018 · apollonfinancial.com
ComplianceMarketing & brand
45
AJ ADVISORS notice-filed in NC. IAPD ↗
$303.5M RAUM · 2 reps · 615-709-8709
ComplianceMarketing & brand
45
TFB ADVISORS, LLC notice-filed in UT. IAPD ↗
$859.6M RAUM · 31 reps · 913-648-5526 · taxfavoredbenefits.com
ComplianceMarketing & brand
45
RANGE ADVISORY, LLC notice-filed in AL. IAPD ↗
$269.0M RAUM · 18 reps · (703) 261-4126
ComplianceMarketing & brand
45
BUCK WEALTH STRATEGIES, LLC notice-filed in KY. IAPD ↗
$565.4M RAUM · 20 reps · 888-210-6567
ComplianceMarketing & brand
45
ENCOMPASS MORE ASSET MANAGEMENT LLC notice-filed in AK. IAPD ↗
$581.9M RAUM · 76 reps · 925-272-8850
ComplianceMarketing & brand
45
MN WEALTH ADVISORS, LLC notice-filed in IA. IAPD ↗
$330.4M RAUM · 3 reps · 913-897-2074
ComplianceMarketing & brand
45
GOLDEN STATE EQUITY PARTNERS, LLC notice-filed in NC. IAPD ↗
$880.4M RAUM · 25 reps · 866-273-1563 · heartmtwm.com
ComplianceMarketing & brand
45
AURELIUS FAMILY OFFICE, LLC notice-filed in LA. IAPD ↗
$265.9M RAUM · 5 reps · 603-413-6060
ComplianceMarketing & brand
45
GOLDSTEIN ADVISORS, LLC notice-filed in NH. IAPD ↗
$943.4M RAUM · 9 reps · 608-831-3230
ComplianceMarketing & brand
45
ABRA CAPITAL MANAGEMENT, LP notice-filed in FL. IAPD ↗
$700.6M RAUM · 6 reps · 707-340-3722
ComplianceMarketing & brand
45
CHANNEL WEALTH, LLC notice-filed in VA. IAPD ↗
$833.0M RAUM · 10 reps · 805-898-0893
ComplianceMarketing & brand
45
CRAFT & SAGE WEALTH notice-filed in FL. IAPD ↗
$289.7M RAUM · 7 reps · 816-436-9939
ComplianceMarketing & brand
45
CAP SIX ADVISORS notice-filed in NH. IAPD ↗
$268.2M RAUM · 3 reps · 281-671-7982 · cap-six.com
ComplianceMarketing & brand
45
FIDUCIARY BENEFITS GROUP notice-filed in CO. IAPD ↗
$843.4M RAUM · 3 reps · 844-967-8491 · fiduciarybenefitsgroup.com
ComplianceMarketing & brand
45
BALANCED WEALTH GROUP LLC notice-filed in NH. IAPD ↗
$419.9M RAUM · 6 reps · (440) 871-6501 · choosebalance.com
ComplianceMarketing & brand
45
DRUCKER WEALTH notice-filed in CA. IAPD ↗
$666.0M RAUM · 6 reps · (212) 681-0460
ComplianceMarketing & brand
45
CRUX WEALTH ADVISORS notice-filed in NV. IAPD ↗
$410.2M RAUM · 13 reps · 562.735.3875
ComplianceMarketing & brand
45
ASCENTIS WEALTH MANAGEMENT, LLC notice-filed in VI. IAPD ↗
$556.5M RAUM · 5 reps · 214-440-3909 · ascentiswealth.com
ComplianceMarketing & brand
45
ALTERI WEALTH notice-filed in NV. IAPD ↗
$771.3M RAUM · 3 reps · 805-809-0400
ComplianceMarketing & brand
45
HEADLAND CAPITAL notice-filed in CA. IAPD ↗
$403.0M RAUM · 9 reps · 843-388-4300 · headland.capital
ComplianceMarketing & brand
45
PRASAD WEALTH PARTNERS notice-filed in CO. IAPD ↗
$486.0M RAUM · 5 reps · 216-313-9999 · prasadwealth.com
ComplianceMarketing & brand
45
STONE TEMPLE PARTNERS LLC notice-filed in CA. IAPD ↗
$619.8M RAUM · 9 reps · (203) 253-1823 · stpartners.co
ComplianceMarketing & brand
45
MATAURO, LLC notice-filed in MI. IAPD ↗
$703.1M RAUM · 14 reps · 845-273-6211 · matauro.com
ComplianceMarketing & brand
45
SELBY WEALTH MANAGEMENT notice-filed in OR. IAPD ↗
$494.6M RAUM · 3 reps · 415-857-9670 · selbywealth.com
ComplianceMarketing & brand
45
WILKERSON ADVISORY GROUP LLC notice-filed in MN. IAPD ↗
$306.8M RAUM · 4 reps · 573 400 6101 · wilkersonadvisorygroup.com
ComplianceMarketing & brand
45
CAMBIENT FAMILY OFFICE, LLC notice-filed in TX. IAPD ↗
$668.8M RAUM · 3 reps · (616) 330-2270
ComplianceMarketing & brand
44
DMK ADVISOR GROUP, INC. notice-filed in ID, WI. IAPD ↗
$84.5M RAUM · 28 reps · 813-996-6100 · dmkadvisorgroup.com
ComplianceMarketing & brand
44
SOUND INVESTMENT MANAGEMENT INC notice-filed in CA, TX. IAPD ↗
$242.6M RAUM · 4 reps · 503-691-7030 · simiusa.com
ComplianceMarketing & brand
44
CASTLE FINANCIAL & RETIREMENT PLANNING ASSOCIATES INC notice-filed in NC, SC. IAPD ↗
$105.2M RAUM · 1 reps · 732-888-4994 · castlefinancial.com
ComplianceMarketing & brand
44
FINANCIAL ROUNDS notice-filed in MA, NH. IAPD ↗
$178.3M RAUM · 5 reps · 513-588-8080
ComplianceMarketing & brand
44
GODFREY FINANCIAL ASSOCIATES, INC. notice-filed in NH, TX. IAPD ↗
$159.6M RAUM · 2 reps · 518-767-2574
ComplianceMarketing & brand
44
KCD FINANCIAL, INC. notice-filed in SC, WV. IAPD ↗
$182.6M RAUM · 27 reps · 920-347-3400 · kcdfinancial.com
ComplianceMarketing & brand
44
FINANCIAL LIFE PLANNERS notice-filed in NM, OR. IAPD ↗
$174.6M RAUM · 3 reps · 480-477-8530
ComplianceMarketing & brand
44
PHYSICIAN FAMILY FINANCIAL ADVISORS INC notice-filed in NJ, OH. IAPD ↗
$228.7M RAUM · 4 reps · 541-463-0899
ComplianceMarketing & brand
44
HUDSON COMPANIES notice-filed in OH, TX. IAPD ↗
$64.8M RAUM · 1 reps · (845) 920-1600
ComplianceMarketing & brand
44
CORNERSTONE WEALTH PARTNERS, LLC notice-filed in MD, NH. IAPD ↗
$12.8M RAUM · 8 reps · 517-381-3450
ComplianceMarketing & brand
44
NOVADIUS WEALTH MANAGEMENT notice-filed in NE, TX. IAPD ↗
$148.2M RAUM · 6 reps · 877-365-3837
ComplianceMarketing & brand
44
VALUES FIRST ADVISORS, INC. notice-filed in NM, SC. IAPD ↗
$202.0M RAUM · 8 reps · 877-832-3847
ComplianceMarketing & brand
44
ALPHA WEALTH FUNDS, LLC notice-filed in AR, IA. IAPD ↗
$190.0M RAUM · 7 reps · 435-269-4100 · alphawealthfunds.com
ComplianceMarketing & brand
44
BAER INVESTMENT ADVISORY LLC notice-filed in VA, WA. IAPD ↗
$126.7M RAUM · 3 reps · 415-717-1101 · baerinvestment.com
ComplianceMarketing & brand
44
COTE FINANCIAL MANAGEMENT notice-filed in NH, TX. IAPD ↗
$131.6M RAUM · 1 reps · 978-767-9501 · cotefinancialservices.com
ComplianceMarketing & brand
44
RD LEWIS WEALTH MANAGEMENT notice-filed in GA, VA. IAPD ↗
$215.3M RAUM · 2 reps · 407-446-3737
ComplianceMarketing & brand
44
MARSTONE LLC notice-filed in FL, VA. IAPD ↗
$2.1M RAUM · 2 reps · 212.203.7790
ComplianceMarketing & brand
44
PUREWATER CAPITAL, LLC notice-filed in FL, NE. IAPD ↗
$111.6M RAUM · 4 reps · (817) 416-8680 · purewatercapital.com
ComplianceMarketing & brand
44
JIM SAULNIER & ASSOCIATES, LLC notice-filed in GA, OH. IAPD ↗
$180.0M RAUM · 3 reps · 970-530-0556 · jimhelps.com
ComplianceMarketing & brand
44
EXCEED ADVISORY LLC notice-filed in ID, WI. IAPD ↗
$76.7M RAUM · 2 reps · 646-580-7046
ComplianceMarketing & brand
44
LONG ISLAND WEALTH MANAGEMENT, INC. notice-filed in FL, NJ. IAPD ↗
$243.7M RAUM · 1 reps · 516-238-7629 · liwealth.com
ComplianceMarketing & brand
44
KERR WEALTH MANAGEMENT notice-filed in MO, VT. IAPD ↗
$125.6M RAUM · 5 reps · (559) 277-4772 · kerrwealth.com
ComplianceMarketing & brand
44
YOUR FINANCIAL PHARMACIST notice-filed in GA, SC. IAPD ↗
$35.4M RAUM · 4 reps · 614-618-5901
ComplianceMarketing & brand
44
SAFE HARBOR WEALTH ADVISORS, LLC notice-filed in KY, PA. IAPD ↗
$162.7M RAUM · 3 reps · 614-760-0670 · safeharboroh.net
ComplianceMarketing & brand
44
CMG FINANCIAL CONSULTING notice-filed in FL, NY. IAPD ↗
$109.8M RAUM · 2 reps · (877) 695-8004
ComplianceMarketing & brand
44
PHILADELPHIA PARTNERS CAPITAL MANAGEMENT, LLC notice-filed in FL, NJ. IAPD ↗
$61.3M RAUM · 2 reps · 215-564-5750
ComplianceMarketing & brand
44
LIFEPOINT PLANNING notice-filed in CA, NY. IAPD ↗
$118.9M RAUM · 3 reps · 844-505-3618
ComplianceMarketing & brand
44
RW BAKER WEALTH MANAGEMENT GROUP LLC notice-filed in VA, WA. IAPD ↗
$121.0M RAUM · 2 reps · 307-514-4445 · rwbakerwealth.com
ComplianceMarketing & brand
44
ARCH GLOBAL ADVISORS, LLC notice-filed in NC, PA. IAPD ↗
$144.8M RAUM · 4 reps · (212) 991-8807 · archglobaladvisors.com
ComplianceMarketing & brand
44
THE PLANNING GROUP notice-filed in CA, NE. IAPD ↗
$235.8M RAUM · 4 reps · 847-441-9400
ComplianceMarketing & brand
44
RESOLUTE CAPITAL, LLC notice-filed in FL, GA. IAPD ↗
$188.7M RAUM · 10 reps · (864) 800-1831 · retiretrunorth.com
ComplianceMarketing & brand
44
ORIGIN INVESTMENT ADVISORY LLC notice-filed in ID, TN. IAPD ↗
$2.1M RAUM · 56 reps · 6172273825
ComplianceMarketing & brand
44
ALIGN FINANCIAL, LLC notice-filed in FL, WI. IAPD ↗
$101.5M RAUM · 1 reps · 218-336-2506 · align.financial
ComplianceMarketing & brand
44
CARBON COLLECTIVE INVESTING, LLC notice-filed in NE, OK. IAPD ↗
$232.6M RAUM · 3 reps · 925-268-8041 · carboncollectivefunds.com
ComplianceMarketing & brand
44
CSP FINANCIAL GROUP LLC notice-filed in AR, UT. IAPD ↗
$30.3M RAUM · 19 reps · 480-600-9626 · cspfgllc.com
ComplianceMarketing & brand
44
103 ADVISORY GROUP notice-filed in CA, IN. IAPD ↗
$224.8M RAUM · 3 reps · 312-543-8759 · 103advisory.com
ComplianceMarketing & brand
44
WERNER FINANCIAL notice-filed in FL, NH. IAPD ↗
$102.7M RAUM · 2 reps · 317-735-9202 · wernerfinancial.com
ComplianceMarketing & brand
44
DOGWOOD WEALTH MANAGEMENT, LLC notice-filed in FL, TX. IAPD ↗
$233.5M RAUM · 4 reps · (913) 232-2900
ComplianceMarketing & brand
44
ECHELONS CAPITAL, LLC notice-filed in NY, VA. IAPD ↗
$127.1M RAUM · 1 reps · 706-372-4218 · echelonscapital.com
ComplianceMarketing & brand
44
NINE30 ADVISORS LLC notice-filed in GA, LA. IAPD ↗
$189,507 RAUM · 2 reps · (650) 391-4391 · nine30.com
ComplianceMarketing & brand
44
CRUSONIA WEALTH ADVISORS LLC notice-filed in AZ, LA. IAPD ↗
$161.3M RAUM · 4 reps · 303-810-6366
ComplianceMarketing & brand
44
BLUE FINANCIAL notice-filed in MS, VA. IAPD ↗
$100.4M RAUM · 7 reps · 7043021141
ComplianceMarketing & brand
44
ZERO DAY CAPITAL ENTERPRISES LLC notice-filed in GA, TN. IAPD ↗
$38.2M RAUM · 14 reps · 702 271 3265 · zerodaycapital.com
ComplianceMarketing & brand
44
ABUNDANT WEALTH MANAGEMENT LLC notice-filed in NH, TX. IAPD ↗
$233.1M RAUM · 3 reps · 203-661-3441 · abundant-wealth.com
ComplianceMarketing & brand
44
SANDRO WEALTH MANAGEMENT LLC notice-filed in ID, TX. IAPD ↗
$101.7M RAUM · 5 reps · 2016613416 · sandrowealth.com
ComplianceMarketing & brand
44
MADRID WEALTH MANAGEMENT notice-filed in AZ, CA. IAPD ↗
$127.3M RAUM · 4 reps · 505-633-5332 · madridwm.com
ComplianceMarketing & brand
44
BORABOND, LLC notice-filed in GA, NC. IAPD ↗
$0 RAUM · 1 reps · 313-247-4604 · borabond.com
ComplianceMarketing & brand
44
WALDO.AI, INC. notice-filed in NH, TX. IAPD ↗
$0 RAUM · 2 reps · 203 722 5218 · waldo.finance
ComplianceMarketing & brand
42
J.V.B. INVESTMENT COMPANY notice-filed in FL. IAPD ↗
$130.4M RAUM · 5 reps · 517-787-2430 · jvbco.com
ComplianceMarketing & brand
42
CREWS & ASSOCIATES, INC. notice-filed in MS. IAPD ↗
$149.4M RAUM · 16 reps · 501-907-2000 · crewsfs.com
ComplianceMarketing & brand
42
AMUNI FINANCIAL, INC. notice-filed in NY. IAPD ↗
$159.7M RAUM · 11 reps · 727-825-0522
ComplianceMarketing & brand
42
CONTINENTAL INVESTORS SERVICES, INC. notice-filed in FL. IAPD ↗
$169.9M RAUM · 8 reps · 360-423-5110 · cisinvest.com
ComplianceMarketing & brand
42
1ST DISCOUNT BROKERAGE, INC. notice-filed in MN. IAPD ↗
$108.1M RAUM · 9 reps · 561-515-3200
ComplianceMarketing & brand
42
B.B. GRAHAM & COMPANY, INC. notice-filed in DE. IAPD ↗
$196.1M RAUM · 28 reps · (714) 628-5200 · bbgraham.com
ComplianceMarketing & brand
42
WESBANCO SECURITIES, INC. notice-filed in NE. IAPD ↗
$166.5M RAUM · 28 reps · 8003683369
ComplianceMarketing & brand
42
RACHOR INVESTMENT ADVISORY SERVICES, LLC notice-filed in WY. IAPD ↗
$205.6M RAUM · 14 reps · 810-732-7777 · rias.net
ComplianceMarketing & brand
42
MARCHAND FARIES FINANCIAL MANAGEMENT, INC. notice-filed in NC. IAPD ↗
$131.2M RAUM · 4 reps · 904-805-0207 · mffm.com
ComplianceMarketing & brand
42
U.S. FINANCIAL ADVISORS notice-filed in DE. IAPD ↗
$0 RAUM · 0 reps · 302-483-7200
ComplianceMarketing & brand
42
ERNST & YOUNG INVESTMENT ADVISERS LLP notice-filed in WY. IAPD ↗
$0 RAUM · 140 reps · 800-273-0588 · ey.com
ComplianceMarketing & brand
42
NED DAVIS RESEARCH, INC. notice-filed in GA. IAPD ↗
$248,514 RAUM · 59 reps · 941-412-2300
ComplianceMarketing & brand
42
SCHULMERICH & ASSOCIATES ASSET MANAGEMENT, LLC notice-filed in NE. IAPD ↗
$124.9M RAUM · 2 reps · 503-672-7750 · schulmerichandassoc.com
ComplianceMarketing & brand
42
CTA WEALTH ADVISORS, INC. notice-filed in AZ. IAPD ↗
$150.9M RAUM · 2 reps · 818-841-1746
ComplianceMarketing & brand
42
HILLSPRING FINANCIAL, INC. notice-filed in WA. IAPD ↗
$154.8M RAUM · 2 reps · 623-583-6141 · hillspringfinancial.com
ComplianceMarketing & brand
42
JJSA ADVISORS, LTD. notice-filed in TX. IAPD ↗
$127.9M RAUM · 2 reps · 757-473-0004 · jjsadvisors.com
ComplianceMarketing & brand
42
HAGER INVESTMENT MANAGEMENT SERVICES, LLC notice-filed in ME. IAPD ↗
$189.4M RAUM · 3 reps · 603-526-4099 · hagerinvestments.com
ComplianceMarketing & brand
42
COPPERLEAF CAPITAL, LLC notice-filed in PA. IAPD ↗
$249.7M RAUM · 4 reps · 919-787-9725
ComplianceMarketing & brand
42
WH CORNERSTONE INVESTMENTS INC. notice-filed in NY. IAPD ↗
$180.9M RAUM · 4 reps · (888) 797-9009
ComplianceMarketing & brand
42
TASSEL CAPITAL MANAGEMENT, INC notice-filed in IL. IAPD ↗
$225.4M RAUM · 4 reps · 704-814-6780 · tasselcapital.com
ComplianceMarketing & brand
42
PROMETHEUS CAPITAL MANAGEMENT CORP. notice-filed in VA. IAPD ↗
$247.6M RAUM · 2 reps · 215-321-9312 · procap.net
ComplianceMarketing & brand
42
FINANCIAL STRATEGIES GROUP notice-filed in LA. IAPD ↗
$169.8M RAUM · 5 reps · 701-234-0103 · finstrat.com
ComplianceMarketing & brand
42
RMG ADVISORS notice-filed in TN. IAPD ↗
$137.2M RAUM · 2 reps · 301-838-4111
ComplianceMarketing & brand
42
PRINCIPIUM INVESTMENTS LLC notice-filed in NE. IAPD ↗
$198.3M RAUM · 2 reps · (303) 351-5353 · principium.co
ComplianceMarketing & brand
42
MFG INVESTMENTS, LLC notice-filed in NC. IAPD ↗
$121.0M RAUM · 5 reps · 609-714-0546
ComplianceMarketing & brand
42
BYRNE ASSET MANAGEMENT, LLC notice-filed in GA. IAPD ↗
$216.4M RAUM · 5 reps · 609-497-1776 · byrneasset.com
ComplianceMarketing & brand
42
CREW CAPITAL MANAGEMENT, LTD. notice-filed in IN. IAPD ↗
$216.4M RAUM · 8 reps · 513-245-2620 · crewcapital.com
ComplianceMarketing & brand
42
NESTEGG ADVISORS, INC. notice-filed in NH. IAPD ↗
$229.0M RAUM · 3 reps · 631-952-2700
ComplianceMarketing & brand
42
DCM ADVISORS, LLC notice-filed in MA. IAPD ↗
$220.1M RAUM · 6 reps · 917-386-6260 · dcmadvisors.com
ComplianceMarketing & brand
42
KENSINGTON FINANCIAL GROUP, INC. notice-filed in NH. IAPD ↗
$146.8M RAUM · 2 reps · 336-712-9743
ComplianceMarketing & brand
42
IRONWOOD WEALTH MANAGEMENT, INC. notice-filed in TX. IAPD ↗
$212.8M RAUM · 3 reps · 304-760-6000
ComplianceMarketing & brand
42
ALJEN ASSET MANAGEMENT LLC notice-filed in GA. IAPD ↗
$205.4M RAUM · 1 reps · 973-316-1212 · aljenam.com
ComplianceMarketing & brand
42
FOUR QUADRANT WEALTH ADVISORS, INC. notice-filed in NH. IAPD ↗
$171.8M RAUM · 6 reps · 877-441-5144
ComplianceMarketing & brand
42
PRINCE FINANCIAL ADVISORY LLC notice-filed in NE. IAPD ↗
$56.2M RAUM · 1 reps · 212-286-1372
ComplianceMarketing & brand
42
GLADWYN FINANCIAL ADVISORS, INC. notice-filed in FL. IAPD ↗
$146.0M RAUM · 2 reps · 703-810-8424 · gladwynfinancial.com
ComplianceMarketing & brand
42
LIFEPLAN FINANCIAL, LLC notice-filed in NE. IAPD ↗
$122.3M RAUM · 2 reps · 507-625-3507 · lifeplan-financial.com
ComplianceMarketing & brand
42
OAK ADVISORS, LLC notice-filed in LA. IAPD ↗
$241.8M RAUM · 6 reps · 843-757-9339 · oakadvisors.net
ComplianceMarketing & brand
42
BULWARK CAPITAL CORPORATION notice-filed in CO. IAPD ↗
$117.1M RAUM · 2 reps · 703-740-6870
ComplianceMarketing & brand
42
CANNON BEACH FINANCIAL ADVISORS notice-filed in NC. IAPD ↗
$175.7M RAUM · 2 reps · 888-839-9399
ComplianceMarketing & brand
42
MARMO FINANCIAL GROUP, LLC notice-filed in SC. IAPD ↗
$248.8M RAUM · 3 reps · 423-282-0514
ComplianceMarketing & brand
42
FORTRESS FINANCIAL SOLUTIONS, LLC notice-filed in VA. IAPD ↗
$130.2M RAUM · 6 reps · 520-751-8600 · fortresscompany.com
ComplianceMarketing & brand
42
MILLARES ASSET MANAGEMENT, LLC notice-filed in TX. IAPD ↗
$200.3M RAUM · 3 reps · 305-662-9649 · millaresam.net
ComplianceMarketing & brand
42
GBM WEALTH MANAGEMENT, INC. notice-filed in MI. IAPD ↗
$217.7M RAUM · 5 reps · (281) 745-9100 · gbmwealth.com
ComplianceMarketing & brand
42
MCALVANY WEALTH MANAGEMENT, LLC notice-filed in NH. IAPD ↗
$137.1M RAUM · 6 reps · 866-211-8970 · mcalvany.com
ComplianceMarketing & brand
42
THE SHERRY GROUP, INC. notice-filed in LA. IAPD ↗
$111.9M RAUM · 3 reps · 870-425-8252
ComplianceMarketing & brand
42
SCHEAR INVESTMENT ADVISERS, LLC notice-filed in IL. IAPD ↗
$236.6M RAUM · 2 reps · 513-984-5700
ComplianceMarketing & brand
42
INNOVATIVE ADVISORY GROUP notice-filed in NE. IAPD ↗
$160.5M RAUM · 9 reps · 781-577-2782
ComplianceMarketing & brand
42
AMERICAN COMMUNITY WEALTH MANAGEMENT, LLC notice-filed in TN. IAPD ↗
$115.9M RAUM · 4 reps · 815-479-9024
ComplianceMarketing & brand
42
LANIER ASSET MANAGEMENT, LLC notice-filed in NC. IAPD ↗
$139.8M RAUM · 1 reps · 502-909-1100 · lanieram.com
ComplianceMarketing & brand
42
GUIDESTREAM FINANCIAL, INC. notice-filed in MA. IAPD ↗
$217.2M RAUM · 5 reps · (517) 750-2727 · guidestreamfinancial.com
ComplianceMarketing & brand
42
BAFFIN ADVISORS LLC notice-filed in FL. IAPD ↗
$121.5M RAUM · 1 reps · 914-371-2992 · baffinadvisors.com
ComplianceMarketing & brand
42
COMMERCE ADVISORS, LLC notice-filed in FL. IAPD ↗
$236.6M RAUM · 4 reps · 901-260-6050 · commerceholdingsllc.com
ComplianceMarketing & brand
42
O'CONNOR WEALTH MANAGEMENT, INC. notice-filed in TX. IAPD ↗
$158.6M RAUM · 2 reps · 626-386-5116 · oconnorwealthmgt.com
ComplianceMarketing & brand
42
METANOIA FINANCIAL, LLC notice-filed in MO. IAPD ↗
$125.2M RAUM · 1 reps · 267-367-6077
ComplianceMarketing & brand
42
BAUMAN WEALTH ADVISORS notice-filed in TX. IAPD ↗
$193.2M RAUM · 6 reps · 702-897-9997 · toddbauman.com
ComplianceMarketing & brand
42
OCTOBER WEALTH ADVISORS, INC notice-filed in LA. IAPD ↗
$130.7M RAUM · 2 reps · 479-452-0996 · octwealth.com
ComplianceMarketing & brand
42
FMSA notice-filed in KY. IAPD ↗
$189.1M RAUM · 18 reps · 5612892602 · myfmsa.com
ComplianceMarketing & brand
42
CAITLIN JOHN, LLC notice-filed in UT. IAPD ↗
$183.4M RAUM · 20 reps · 810-355-1325 · caitlinjohn.com
ComplianceMarketing & brand
42
CORE PLANNING notice-filed in WI. IAPD ↗
$121.5M RAUM · 32 reps · 636-734-7507 · savor.financial
ComplianceMarketing & brand
42
BUCHER WEALTH ADVISORS notice-filed in TX. IAPD ↗
$136.8M RAUM · 1 reps · 650-286-9606 · bucherwa.com
ComplianceMarketing & brand
42
BEACON WEALTH CONSULTANTS, INC. notice-filed in NY. IAPD ↗
$236.9M RAUM · 15 reps · 540-345-3891 · lightpointportfoliosolutions.com
ComplianceMarketing & brand
42
DEL-SETTE CAPITAL MANAGEMENT, LLC notice-filed in CO. IAPD ↗
$145.8M RAUM · 4 reps · 518-793-3851
ComplianceMarketing & brand
42
BARRETT WEALTH CONNECTION LLC notice-filed in CA. IAPD ↗
$132.0M RAUM · 2 reps · 815-529-7527 · bwconnect.co
ComplianceMarketing & brand
42
ONE ADVISORY PARTNERS, LLC notice-filed in OR. IAPD ↗
$243.3M RAUM · 4 reps · 913-663-2376 · oneretirement.com
ComplianceMarketing & brand
42
RETIREMENT STRATEGIES, LTD. notice-filed in NC. IAPD ↗
$242.9M RAUM · 4 reps · 614-799-8668
ComplianceMarketing & brand
42
JGC TAX & WEALTH MANAGEMENT notice-filed in NE. IAPD ↗
$108.9M RAUM · 3 reps · 503-390-7880 · app.modestspark.com
ComplianceMarketing & brand
42
BPP WEALTH SOLUTIONS, LLC notice-filed in FL. IAPD ↗
$228.3M RAUM · 4 reps · (908) 442-7750
ComplianceMarketing & brand
42
LEXINGTON AVENUE CAPITAL MANAGEMENT, LLC notice-filed in GA. IAPD ↗
$144.3M RAUM · 3 reps · 845-708-5306 · lexingtonave.com
ComplianceMarketing & brand
42
NEWBRIDGE WEALTH MANAGEMENT notice-filed in PA. IAPD ↗
$160.0M RAUM · 3 reps · 610-564-8042 · newbridgewealth.com
ComplianceMarketing & brand
42
HIPPOCRATIC FINANCIAL ADVISORS notice-filed in WA. IAPD ↗
$170.2M RAUM · 3 reps · 866-447-2380 · hippocraticfa.com
ComplianceMarketing & brand
42
BRIGHT WEALTH MANAGEMENT, LLC notice-filed in NC. IAPD ↗
$229.0M RAUM · 5 reps · (972) 410-6623
ComplianceMarketing & brand
42
CAPITAL CITY WEALTH MANAGEMENT, INC. notice-filed in OH. IAPD ↗
$126.0M RAUM · 3 reps · (701) 250-7220
ComplianceMarketing & brand
42
INTEGRAS PARTNERS, LLC notice-filed in TN. IAPD ↗
$232.0M RAUM · 3 reps · 404-941-2800
ComplianceMarketing & brand
42
LUMINIST CAPITAL, LLC notice-filed in NJ. IAPD ↗
$140.7M RAUM · 3 reps · 616-600-4517
ComplianceMarketing & brand
42
SOMNIO FINANCIAL GROUP, LLC notice-filed in FL. IAPD ↗
$137.8M RAUM · 2 reps · 860-430-5500
ComplianceMarketing & brand
42
VANN EQUITY MANAGEMENT LLC notice-filed in NV. IAPD ↗
$203.6M RAUM · 6 reps · 214-983-0346 · vannequitymanagement.com
ComplianceMarketing & brand
42
NEWDAY notice-filed in CO. IAPD ↗
$172.4M RAUM · 3 reps · 415-935-0550
ComplianceMarketing & brand
42
MURRAY FINANCIAL SERVICES, INC notice-filed in NV. IAPD ↗
$122.4M RAUM · 1 reps · 530-896-5484
ComplianceMarketing & brand
42
CITY CENTER ADVISORS, LLC notice-filed in TN. IAPD ↗
$132.4M RAUM · 7 reps · 888-267-1321
ComplianceMarketing & brand
42
CIRCLE N ADVISORS, LLC notice-filed in TX. IAPD ↗
$85.0M RAUM · 2 reps · 845-897-1560
ComplianceMarketing & brand
42
RAI WEALTH MANAGEMENT notice-filed in AZ. IAPD ↗
$135.9M RAUM · 4 reps · (714) 449-9696
ComplianceMarketing & brand
42
PEAK WEALTH MANAGEMENT LLC notice-filed in ME. IAPD ↗
$137.7M RAUM · 3 reps · 603-488-2476
ComplianceMarketing & brand
42
T.R.U.E. COASTAL CAPITAL, LLC notice-filed in FL. IAPD ↗
$109.2M RAUM · 2 reps · 912-234-3657 · coastalcapmgmt.com
ComplianceMarketing & brand
42
PINNACLE WEALTH MANAGEMENT GROUP, INC. notice-filed in TX. IAPD ↗
$212.7M RAUM · 2 reps · 734-667-5581 · pwmgi.com
ComplianceMarketing & brand
42
PROTA FINANCIAL notice-filed in MA. IAPD ↗
$233.7M RAUM · 13 reps · 713-568-8171
ComplianceMarketing & brand
42
ROOTED PLANNING GROUP notice-filed in NC. IAPD ↗
$117.7M RAUM · 4 reps · 607-438-2761
ComplianceMarketing & brand
42
SPURSTONE notice-filed in NY. IAPD ↗
$155.4M RAUM · 2 reps · 860-264-1111
ComplianceMarketing & brand
42
Q3 ADVISORS, LLC notice-filed in ID. IAPD ↗
$0 RAUM · 12 reps · 720-730-9892
ComplianceMarketing & brand
42
KENNON-GREEN & CO. notice-filed in NY. IAPD ↗
$154.6M RAUM · 2 reps · (614) 656-3638 · kennongreen.com
ComplianceMarketing & brand
42
AFFINITY WEALTH LLC notice-filed in TN. IAPD ↗
$167.0M RAUM · 1 reps · (330) 526-8412 · tagplanning.com
ComplianceMarketing & brand
42
AWH FINANCIAL, LLC notice-filed in WV. IAPD ↗
$0 RAUM · 50 reps · 610-660-4283
ComplianceMarketing & brand
42
RPATA, LLC notice-filed in MS. IAPD ↗
$67.6M RAUM · 3 reps · 901-421-6300 · revolutionpartners.com
ComplianceMarketing & brand
42
URBAN WEALTH MANAGEMENT OR UWM notice-filed in OH. IAPD ↗
$202.1M RAUM · 5 reps · 424-277-2260
ComplianceMarketing & brand
42
ANTONELLI FINANCIAL ADVISORS, LLC notice-filed in NY. IAPD ↗
$193.0M RAUM · 3 reps · 313-290-2602
ComplianceMarketing & brand
42
BUCKET LIST WEALTH MANAGEMENT, LLC notice-filed in GA. IAPD ↗
$162.6M RAUM · 2 reps · 352-307-8652 · bucketlistwealth.com
ComplianceMarketing & brand
42
KNOX WEALTH PARTNERS ADVISORY notice-filed in SC. IAPD ↗
$231.3M RAUM · 7 reps · (865) 291-2422
ComplianceMarketing & brand
42
BRIXTON CAPITAL WEALTH ADVISORS, LLC notice-filed in VA. IAPD ↗
$176.7M RAUM · 4 reps · 516-222-5300 · brixtonwealth.com
ComplianceMarketing & brand
42
VALUES ADDED FINANCIAL notice-filed in OH. IAPD ↗
$234.2M RAUM · 6 reps · 202-599-0915
ComplianceMarketing & brand
42
KDT ADVISORS, LLC notice-filed in NJ. IAPD ↗
$229.8M RAUM · 4 reps · 929-293-1270 · kdtadvisors.com
ComplianceMarketing & brand
42
RETIREMENT PLANNING SERVICES notice-filed in GA. IAPD ↗
$196.6M RAUM · 2 reps · (865) 220-9311
ComplianceMarketing & brand
42
PLANVEST FINANCIAL, INC. notice-filed in TN. IAPD ↗
$126.0M RAUM · 6 reps · (301) 977-7123
ComplianceMarketing & brand
42
JOURNEY BEYOND WEALTH notice-filed in IL. IAPD ↗
$226.1M RAUM · 4 reps · 678-331-7900
ComplianceMarketing & brand
42
PRISM PLANNING PARTNERS notice-filed in CA. IAPD ↗
$191.4M RAUM · 4 reps · (847) 250-9870
ComplianceMarketing & brand
42
BRINDLE & BAY FINANCIAL ADVISORS, LLC notice-filed in SC. IAPD ↗
$114.2M RAUM · 2 reps · 214-988-9178 · brindleandbay.com
ComplianceMarketing & brand
42
SOUND FINANCIAL, LLC notice-filed in ID. IAPD ↗
$169.8M RAUM · 7 reps · 425-332-6568
ComplianceMarketing & brand
42
WATERROCK WEALTH MANAGEMENT notice-filed in CA. IAPD ↗
$132.5M RAUM · 5 reps · 505-831-6342
ComplianceMarketing & brand
42
TROWBRIDGE CAPITAL PARTNERS LLC. notice-filed in IN. IAPD ↗
$38.3M RAUM · 1 reps · 646-360-3574 · trowbridgellc.com
ComplianceMarketing & brand
42
VITAL INVESTMENT MANAGEMENT LLC notice-filed in MA. IAPD ↗
$227.6M RAUM · 4 reps · 970-776-3316 · vimadvisor.com
ComplianceMarketing & brand
42
AEGIS WEALTH MANAGEMENT, INC. notice-filed in OR. IAPD ↗
$176.0M RAUM · 31 reps · (833) 483-8383 · oakwayfinancial.com
ComplianceMarketing & brand
42
BIRCH WEALTH MANAGEMENT notice-filed in TX. IAPD ↗
$49.7M RAUM · 1 reps · 315-795-2005
ComplianceMarketing & brand
42
BLACK KNIGHT WEALTH MANAGEMENT, LLC notice-filed in MI. IAPD ↗
$240.0M RAUM · 7 reps · 972-786-6527 · opgadvisors.com
ComplianceMarketing & brand
42
OPTIMA CAPITAL MANAGEMENT notice-filed in OK. IAPD ↗
$116.5M RAUM · 4 reps · 480-757-9052
ComplianceMarketing & brand
42
AMARA FINANCIAL, LLC notice-filed in CO. IAPD ↗
$200.1M RAUM · 2 reps · 415-319-1071 · amarafinancial.com
ComplianceMarketing & brand
42
STONE WEALTH PARTNERS LLC notice-filed in FL. IAPD ↗
$118.4M RAUM · 5 reps · 337-660-2334 · stone-wealth.com
ComplianceMarketing & brand
42
ANT MONEY ADVISORS notice-filed in NH. IAPD ↗
$607 RAUM · 1 reps · 949-629-4210 · antmoneyadvisors.com
ComplianceMarketing & brand
42
FOREFRONT notice-filed in UT. IAPD ↗
$239.8M RAUM · 7 reps · 512-617-1984
ComplianceMarketing & brand
42
ADAPTATION FINANCIAL ADVISORS INC. notice-filed in LA. IAPD ↗
$217.1M RAUM · 4 reps · 972-774-0700 · adaptfa.com
ComplianceMarketing & brand
42
LANE GENERATIONAL LLC notice-filed in CO. IAPD ↗
$118.3M RAUM · 2 reps · 617-865-3949 · lanegenerational.com
ComplianceMarketing & brand
42
SILICON BEACH WEALTH, LLC notice-filed in TX. IAPD ↗
$143.8M RAUM · 3 reps · (424) 272-1638
ComplianceMarketing & brand
42
ORCA WEALTH MANAGEMENT, LLC notice-filed in TX. IAPD ↗
$193.8M RAUM · 1 reps · 727-938-1600
ComplianceMarketing & brand
42
DRIVEN INVESTMENTS LLC notice-filed in ME. IAPD ↗
$168.6M RAUM · 5 reps · 844-932-3272
ComplianceMarketing & brand
42
COMPREHENSIVE FINANCIAL CONSULTANTS notice-filed in TX. IAPD ↗
$140.0M RAUM · 3 reps · 317-984-7693 · cfcplans.com
ComplianceMarketing & brand
42
INVESTED ADVISORS notice-filed in MD. IAPD ↗
$226.2M RAUM · 2 reps · 814-235-2703 · weareinvested.com
ComplianceMarketing & brand
42
NETWORTH ADVISORS, LLC notice-filed in NC. IAPD ↗
$159.3M RAUM · 6 reps · 724-746-3585
ComplianceMarketing & brand
42
SUSTAINABLE ADVISORS ALLIANCE LLC notice-filed in IL. IAPD ↗
$207.0M RAUM · 7 reps · 918-408-7981
ComplianceMarketing & brand
42
VITA PLANNING GROUP LLC notice-filed in OR. IAPD ↗
$64.6M RAUM · 5 reps · 650-567-9300 · vita401k.com
ComplianceMarketing & brand
42
CABIN ADVISORS, LLC notice-filed in UT. IAPD ↗
$133.6M RAUM · 15 reps · 913-933-3351 · financialarchitects.com
ComplianceMarketing & brand
42
CORNERSTONE WEALTH MANAGEMENT GROUP notice-filed in SC. IAPD ↗
$244.5M RAUM · 4 reps · 423-588-7151 · cornerstonewealthtn.com
ComplianceMarketing & brand
42
J.M. ARBOUR, LLC notice-filed in CA. IAPD ↗
$154.0M RAUM · 6 reps · (207) 248-6767 · jmarbour.com
ComplianceMarketing & brand
42
JOURNEY RETIREMENT PLANNING AND INVESTMENT MANAGEMENT, LLC notice-filed in CA. IAPD ↗
$161.1M RAUM · 3 reps · 208-552-9169
ComplianceMarketing & brand
42
BLUEPRINT FINANCIAL ADVISORS notice-filed in VA. IAPD ↗
$201.5M RAUM · 17 reps · 844-200-2568 · bluegrasscapadv.com
ComplianceMarketing & brand
42
HEISTEN FINANCIAL, LLC notice-filed in NV. IAPD ↗
$168.7M RAUM · 3 reps · 907-222-6270 · heistenfinancial.com
ComplianceMarketing & brand
42
AVAIL INVESTMENT PARTNERS, LLC notice-filed in GA. IAPD ↗
$138.6M RAUM · 6 reps · 814-996-7206
ComplianceMarketing & brand
42
THE WEALTH BOUTIQUE notice-filed in FL. IAPD ↗
$94.1M RAUM · 7 reps · 908-955-0077 · tanisfingroup.com
ComplianceMarketing & brand
42
OAC CAPITAL ADVISORS LLC notice-filed in GA. IAPD ↗
$189.6M RAUM · 2 reps · 345-749-4505
ComplianceMarketing & brand
42
SCRATCH CAPITAL notice-filed in NE. IAPD ↗
$141.2M RAUM · 4 reps · 208-901-8018
ComplianceMarketing & brand
42
COGENT PRIVATE WEALTH notice-filed in TX. IAPD ↗
$141.5M RAUM · 5 reps · (407) 887-4965 · cogentprivatewealth.com
ComplianceMarketing & brand
42
CONSCIOUS WEALTH INVESTMENTS, LLC notice-filed in TX. IAPD ↗
$214.4M RAUM · 3 reps · (404) 826.7747
ComplianceMarketing & brand
42
BIG SKY WEALTH ADVISORS, LLC notice-filed in WA. IAPD ↗
$121.4M RAUM · 2 reps · 406-315-2627 · bigskywealthadvisors.com
ComplianceMarketing & brand
42
BURR FINANCIAL SERVICES, LLC notice-filed in NV. IAPD ↗
$155.4M RAUM · 3 reps · 925-676-6007
ComplianceMarketing & brand
42
HERITAGE ASSET MANAGEMENT, LLC notice-filed in AK. IAPD ↗
$130.0M RAUM · 2 reps · 816-348-2060 · heritage-kc.com
ComplianceMarketing & brand
42
PALM WEALTH PARTNERS notice-filed in AZ. IAPD ↗
$132.1M RAUM · 9 reps · (954) 632-2555
ComplianceMarketing & brand
42
VIRTUS FINANCIAL PARTNERS notice-filed in ME. IAPD ↗
$112.9M RAUM · 3 reps · 4072678445
ComplianceMarketing & brand
42
TRUEDGE ASSET MANAGEMENT LLC notice-filed in TX. IAPD ↗
$306,351 RAUM · 1 reps · 317-581-4010 · truedgeam.com
ComplianceMarketing & brand
42
RSG INVESTMENTS LLC notice-filed in MO. IAPD ↗
$116.4M RAUM · 9 reps · 9136859422 · rsgusa.net
ComplianceMarketing & brand
42
FORTHRIGHT CAPITAL ADVISORY notice-filed in RI. IAPD ↗
$65.0M RAUM · 28 reps · 725-712-3016 · forthrightcps.com
ComplianceMarketing & brand
42
INNOVATIVE PRIVATE WEALTH MANAGEMENT INC. notice-filed in DC. IAPD ↗
$118.3M RAUM · 7 reps · 914-427-8036 · broadstreetglobaladvisors.com
ComplianceMarketing & brand
42
JOSS BROWN WEALTH ADVISORS notice-filed in VI. IAPD ↗
$139.3M RAUM · 5 reps · 757-903-2127
ComplianceMarketing & brand
42
LAKESHORE CAPITAL GROUP, INC. notice-filed in WI. IAPD ↗
$153.2M RAUM · 2 reps · 847-701-0400 · thelakeshorecapitalgroup.com
ComplianceMarketing & brand
42
RIGDEN CAPITAL STRATEGIES notice-filed in KS. IAPD ↗
$104.1M RAUM · 6 reps · 303-351-1618
ComplianceMarketing & brand
42
STIRLING FINANCIAL GROUP notice-filed in NH. IAPD ↗
$152.4M RAUM · 1 reps · 619-435-1210 · stirlingfinancialgroup.com
ComplianceMarketing & brand
42
BERILIUM notice-filed in IN. IAPD ↗
$3.6M RAUM · 1 reps · (640) 300-0475 · berilium.co
ComplianceMarketing & brand
42
OXENFREE FINANCIAL notice-filed in GA. IAPD ↗
$168.4M RAUM · 8 reps · 321-722-7882
ComplianceMarketing & brand
42
FJELL CAPITAL notice-filed in AZ. IAPD ↗
$157.2M RAUM · 5 reps · 701-491-7600 · fjellcapital.com
ComplianceMarketing & brand
42
INTENTIONAL WEALTH STRATEGIES notice-filed in MD. IAPD ↗
$139.6M RAUM · 2 reps · 719-694-8002 · intentionalwealth.com
ComplianceMarketing & brand
42
RASP WEALTH SOLUTIONS, LLC notice-filed in MI. IAPD ↗
$103.7M RAUM · 2 reps · 463-248-6395 · raspwealthsolutions.com
ComplianceMarketing & brand
42
WAYSTONE ADVISORS LLC notice-filed in FL. IAPD ↗
$172.8M RAUM · 4 reps · (425) 484-0045
ComplianceMarketing & brand
42
INDEPENDENT WEALTH ADVISORS, LLC notice-filed in GA. IAPD ↗
$184.2M RAUM · 3 reps · 919-749-7596
ComplianceMarketing & brand
42
STONEPATH WEALTH MANAGEMENT notice-filed in LA. IAPD ↗
$225.8M RAUM · 9 reps · (231) 668-6999
ComplianceMarketing & brand
42
NAUTA CAPITAL LLC notice-filed in CA. IAPD ↗
$0 RAUM · 1 reps · 510-912-2352
ComplianceMarketing & brand
42
WELCH FINANCIAL PLANNING, LLC notice-filed in LA. IAPD ↗
$145.6M RAUM · 2 reps · 303-939-8766
ComplianceMarketing & brand
42
SALUS FINANCIAL ADVISORS notice-filed in WY. IAPD ↗
$203.1M RAUM · 4 reps · (612) 747-9420 · salusfinancialadvisors.com
ComplianceMarketing & brand
42
KILTER GROUP notice-filed in VT. IAPD ↗
$202.1M RAUM · 4 reps · 646-438-6557 · kiltergroup.com
ComplianceMarketing & brand
42
AGENTSMYTH ADVISORS notice-filed in UT. IAPD ↗
$0 RAUM · 2 reps · 917-826-9949
ComplianceMarketing & brand
42
BLUE JEAN FINANCIAL LLC notice-filed in SC. IAPD ↗
$94.7M RAUM · 7 reps · (518) 406-8488
ComplianceMarketing & brand
42
OSPREY PRIVATE WEALTH LLC notice-filed in MI. IAPD ↗
$162.1M RAUM · 2 reps · (646) 445-5107 · ospreypw.com
ComplianceMarketing & brand
42
LFG WEALTH PARTNERS, LLC notice-filed in TN. IAPD ↗
$112.0M RAUM · 7 reps · 877-573-2043
ComplianceMarketing & brand
42
BELMONT PRIVATE WEALTH notice-filed in FL. IAPD ↗
$140.1M RAUM · 3 reps · 314-566-9887 · belmontpw.com
ComplianceMarketing & brand
42
MAYNERICH FINANCIAL notice-filed in TX. IAPD ↗
$104.9M RAUM · 2 reps · 217-965-5796 · richinwisdom.com
ComplianceMarketing & brand
42
KONZA GLOBAL WEALTH GROUP notice-filed in IL. IAPD ↗
$116.5M RAUM · 2 reps · (913) 318-5980 · konzaglobal.com
ComplianceMarketing & brand
42
PARK SQUARE FINANCIAL GROUP LLC notice-filed in NE. IAPD ↗
$208.2M RAUM · 6 reps · 770-641-1401
ComplianceMarketing & brand
42
OCM PRIVATE WEALTH, LLC notice-filed in CO. IAPD ↗
$139.1M RAUM · 4 reps · 216-456-1515 · ocmprivatewealth.com
ComplianceMarketing & brand
42
WEALTHPOINT ADVISORS notice-filed in TX. IAPD ↗
$119.3M RAUM · 4 reps · 704-675-5300 · wealthpointadvisorsnc.com
ComplianceMarketing & brand
42
MARTINSEN WEALTH MANAGEMENT notice-filed in UT. IAPD ↗
$102.3M RAUM · 5 reps · 480-550-6556 · 5wbook.com
ComplianceMarketing & brand
42
BXM WEALTH LLC notice-filed in MO. IAPD ↗
$107.6M RAUM · 4 reps · 303-704-2592 · bxmwealth.com
ComplianceMarketing & brand
42
LOOMIS CAPITAL MANAGEMENT notice-filed in CA. IAPD ↗
$197.6M RAUM · 1 reps · 203-249-6431 · loomiscapitalmanagement.com
ComplianceMarketing & brand
42
BEACON CAPITAL ADVISORY GROUP notice-filed in NH. IAPD ↗
$151.7M RAUM · 2 reps · 877-801-2322
ComplianceMarketing & brand
42
ARGO WEALTH ADVISORY, LLC notice-filed in TX. IAPD ↗
$211.0M RAUM · 2 reps · 703-966-6671 · argowealthadvisory.com
ComplianceMarketing & brand
42
CAPSTONE RIA notice-filed in MT. IAPD ↗
$198.9M RAUM · 1 reps · 877-739-6007
ComplianceMarketing & brand
42
EXCELSIOR ADVISOR NETWORK LLC notice-filed in AZ. IAPD ↗
$150.0M RAUM · 4 reps · 303-351-6436 · jhardeeim.com
ComplianceMarketing & brand
42
TENZING FINANCIAL LLC notice-filed in NC. IAPD ↗
$203.5M RAUM · 3 reps · (757) 703-0030 · tenzingfinancial.us
ComplianceMarketing & brand
42
ELEVATED PRIVATE WEALTH notice-filed in FL. IAPD ↗
$108.6M RAUM · 4 reps · 715-797-3358 · elevatedprivatewealth.com
ComplianceMarketing & brand
42
PROTOCOL WEALTH, LLC notice-filed in PA. IAPD ↗
$126.0M RAUM · 3 reps · 720-439-9055 · protocolwealth.io
ComplianceMarketing & brand
42
CRECER notice-filed in FL. IAPD ↗
$1,892 RAUM · 2 reps · 888-855-0874 · crecer.app
ComplianceMarketing & brand
42
THRYVE WEALTH MANAGEMENT notice-filed in WY. IAPD ↗
$179.1M RAUM · 4 reps · 805-451-2909 · thryvewealthmanagement.com
ComplianceMarketing & brand
42
PRESTIGE WEALTH MANAGEMENT notice-filed in LA. IAPD ↗
$118.8M RAUM · 3 reps · 8176378121
ComplianceMarketing & brand
42
CIO CAPITAL GROUP LLC notice-filed in SC. IAPD ↗
$25.7M RAUM · 2 reps · 212-516-4000 · ciocapitalgroup.com
ComplianceMarketing & brand
42
PARK STATE ASSET MANAGEMENT LLC notice-filed in CT. IAPD ↗
$200.3M RAUM · 4 reps · 978.529.2395 · park-state.com
ComplianceMarketing & brand
42
CHARMARLINE WEALTH MANAGEMENT notice-filed in NC. IAPD ↗
$111.9M RAUM · 1 reps · 434-455-3036
ComplianceMarketing & brand
42
SHERPA CAPITAL MANAGEMENT notice-filed in NH. IAPD ↗
$106.5M RAUM · 1 reps · 302-235-1284
ComplianceMarketing & brand
40
HALBERT WEALTH MANAGEMENT, INC notice-filed in AZ, CA, CO, FL, IA, LA, MI, MN, NC, NH, NY, OH, VA, WA. IAPD ↗institutional
$72.8M RAUM · 2 reps · 512-263-3800 · halbertwealth.com
ComplianceMarketing & brand
39
MEEDER PUBLIC FUNDS, INC. notice-filed in IA, NE. IAPD ↗institutional
$59.25B RAUM · 34 reps · 866-633-3371
ComplianceMarketing & brand
37
TRUEPLAN BENEFIT AND RETIREMENT ADVISORS notice-filed in CT. IAPD ↗institutional
$4.55B RAUM · 5 reps · 518-431-7600 · trueplanadvisors.com
ComplianceMarketing & brand
37
MONROE CAPITAL BDC ADVISORS, LLC notice-filed in WA. IAPD ↗institutional
$4.80B RAUM · 14 reps · (312) 258-8300 · monroebdc.com
ComplianceMarketing & brand
37
VEST FINANCIAL LLC notice-filed in TN. IAPD ↗institutional
$39.30B RAUM · 12 reps · 855-979-6060
ComplianceMarketing & brand
37
NEWFRONT RETIREMENT SERVICES, INC. notice-filed in DE, IL. IAPD ↗institutional
$649.3M RAUM · 19 reps · 415-754-3635 · newfront.com
ComplianceMarketing & brand
37
REDTREE INVESTMENT GROUP notice-filed in MO. IAPD ↗institutional
$8.69B RAUM · 5 reps · 888-596-2293 · redtreeinv.com
ComplianceMarketing & brand
37
LAWLEY RETIREMENT ADVISORS notice-filed in LA. IAPD ↗institutional
$1.95B RAUM · 5 reps · 716-849-8219 · lawleyretirement.com
ComplianceMarketing & brand
37
BLUE OWL INSURANCE SOLUTIONS notice-filed in OH. IAPD ↗institutional
$22.60B RAUM · 30 reps · (212) 419-3000
ComplianceMarketing & brand
36
DYNASTY WEALTH MANAGEMENT, LLC notice-filed in AL, MA, TN. IAPD ↗fund
$8.67B RAUM · 1 reps · 727-865-4809
ComplianceMarketing & brand
35
3(38) INVESTMENT FIDUCIARIES notice-filed in NJ. IAPD ↗institutional
$842.6M RAUM · 3 reps · (818) 296-9529 · 338investmentfiduciaries.com
ComplianceMarketing & brand
35
FCA PARTNERS, LLC notice-filed in FL. IAPD ↗institutional
$741.2M RAUM · 6 reps · 704-972-2684 · fcapartners.com
ComplianceMarketing & brand
35
CURAFIN ADVISORS notice-filed in CA. IAPD ↗institutional
$448.4M RAUM · 3 reps · 480-284-7080 · curafinadvisors.com
ComplianceMarketing & brand
35
DIGITAL ASSET MANAGEMENT notice-filed in CA, CO, DE, FL, GA, MD, NJ, NV, NY, OR, TX, UT, VA, WY. IAPD ↗fund
$0 RAUM · 1 reps · 602-910-1254 · damx.us
ComplianceMarketing & brand
35
WEDBUSH FUND ADVISERS, LLC notice-filed in TX. IAPD ↗institutional
$754.2M RAUM · 2 reps · 213-688-8000 · wedbushfunds.com
ComplianceMarketing & brand
35
CLAREN ROAD PRIVATE CREDIT SOLUTIONS LLC notice-filed in CA. IAPD ↗institutional
$283.1M RAUM · 4 reps · 212-888-1433
ComplianceMarketing & brand
34
CAPITAL CLIENT GROUP, INC. notice-filed in AZ, RI. IAPD ↗institutional
$0 RAUM · 699 reps · 213-486-9200
ComplianceMarketing & brand
34
COURAGE CAPITAL MANAGEMENT, LLC notice-filed in IL, MD. IAPD ↗fund
$1.44B RAUM · 10 reps · 615-369-0110 · couragecap.com (password protected)
ComplianceMarketing & brand
34
SALUDA GRADE ASSET MANAGEMENT LLC notice-filed in GA, MA. IAPD ↗fund
$5.87B RAUM · 21 reps · 1 646 974 8560 · saludagrade.com
ComplianceMarketing & brand
34
CORIENT IA LLC notice-filed in MI, NJ. IAPD ↗fund
$3.68B RAUM · 41 reps · (305) 735-2020
ComplianceMarketing & brand
34
SARMAYA PARTNERS, LLC notice-filed in CA, NJ. IAPD ↗institutional
$6.0M RAUM · 4 reps · 303-520-2419 · sarmayapartners.com
ComplianceMarketing & brand
32
MMA SECURITIES LLC notice-filed in PR. IAPD ↗institutional
$0 RAUM · 110 reps · 212-345-5000 · mmaprosperwise.com
ComplianceMarketing & brand
32
CERBERUS CAPITAL MANAGEMENT, L.P. notice-filed in ME. IAPD ↗fund
$85.77B RAUM · 273 reps · 212-891-2100
ComplianceMarketing & brand
32
SWBC INVESTMENT ADVISORY SERVICES LLC notice-filed in NE. IAPD ↗institutional
$0 RAUM · 7 reps · 512-807-2606 · swbc.com
ComplianceMarketing & brand
32
C-III INVESTMENT MANAGEMENT LLC notice-filed in TN. IAPD ↗fund
$3.05B RAUM · 30 reps · 212-705-5000 · c3cp.com
ComplianceMarketing & brand
32
HAYFIN CAPITAL MANAGEMENT LLC notice-filed in CA. IAPD ↗fund
$1.63B RAUM · 16 reps · 212 680 0011 · hayfin.com
ComplianceMarketing & brand
32
"THE PILOT'S ADVISOR," LLC notice-filed in NE. IAPD ↗institutional
$0 RAUM · 1 reps · 843-475-3038 · retirepilots.com
ComplianceMarketing & brand
32
MARCADO ASSET MANAGEMENT LLC notice-filed in FL. IAPD ↗institutional
$26.8M RAUM · 3 reps · 210-320-1171
ComplianceMarketing & brand
32
RETIREMENT RESEARCHER, LLC notice-filed in DE. IAPD ↗institutional
$0 RAUM · 2 reps · 833-828-9811
ComplianceMarketing & brand
32
KIRKOSWALD ASSET MANAGEMENT LLC notice-filed in FL. IAPD ↗fund
$16.09B RAUM · 18 reps · 1-332-207-4650
ComplianceMarketing & brand
32
ISLAND INVESTMENT MANAGEMENT LLC notice-filed in TN. IAPD ↗fund
$1.49B RAUM · 30 reps · 212-705-5000 · islandcapital.com
ComplianceMarketing & brand
32
BHARCAP PARTNERS, LLC notice-filed in FL. IAPD ↗fund
$2.31B RAUM · 7 reps · 203-489-7770 · bharcap.com
ComplianceMarketing & brand
32
TRIARTISAN CAPITAL ADVISORS LLC notice-filed in FL. IAPD ↗fund
$1.26B RAUM · 5 reps · (212) 609-0620 · triartisan.com
ComplianceMarketing & brand
32
ALPHABIT INVESTMENTS, LLC notice-filed in WI. IAPD ↗institutional
$6.6M RAUM · 2 reps · 641-251-6001 · alphabitinvestments.com
ComplianceMarketing & brand
30
ALIDADE CAPITAL, LLC notice-filed in CO. IAPD ↗fund
$551.3M RAUM · 12 reps · 248-593-7878 · alidadecapital.com
ComplianceMarketing & brand
30
LYRIC CAPITAL MANAGEMENT GROUP, L.P. notice-filed in NY. IAPD ↗fund
$682.7M RAUM · 6 reps · 646-416-7103
ComplianceMarketing & brand
30
GREENSLEDGE ASSET MANAGEMENT LLC notice-filed in TX. IAPD ↗fund
$606.0M RAUM · 3 reps · 860-256-4952 · greensledge.com
ComplianceMarketing & brand
30
EMBASSY ASSET MANAGEMENT LP notice-filed in NY. IAPD ↗fund
$426.7M RAUM · 2 reps · 862.278.2113 · embassyfunds.com
ComplianceMarketing & brand
30
DEEPWATER ASSET MANAGEMENT, LLC notice-filed in DE. IAPD ↗fund
$457.7M RAUM · 6 reps · 612-424-1393
ComplianceMarketing & brand
30
LORD ABBETT PRIVATE CREDIT ADVISOR LLC notice-filed in IL. IAPD ↗fund
$844.7M RAUM · 188 reps · 201-827-2000 · lordabbett.com
ComplianceMarketing & brand
27
NIGHTVIEW CAPITAL, LLC notice-filed in FL. IAPD ↗fund
$154.2M RAUM · 4 reps · (866) 666-7156
ComplianceMarketing & brand
19
PICTET NORTH AMERICA ADVISORS SA notice-filed in MN, SD. IAPD ↗foreign
$4.69B RAUM · 18 reps · +41.22.307.9000 · pnaa.pictet.com
ComplianceMarketing & brand
19
AMELIORA WEALTH MANAGEMENT LTD. notice-filed in GA, RI, TN. IAPD ↗foreign
$877.7M RAUM · 9 reps · +41 43 336 10 90
ComplianceMarketing & brand
17
CIBC GLOBAL ASSET MANAGEMENT notice-filed in MA. IAPD ↗foreign
$141.77B RAUM · 362 reps · 877-363-5620
ComplianceMarketing & brand
17
CARDINAL POINT WEALTH MANAGEMENT notice-filed in HI. IAPD ↗foreign
$3.98B RAUM · 24 reps · 866-213-2036 · sportsmgt.cardinalpointwealth.com
ComplianceMarketing & brand
17
VALUEQUEST INVESTMENT ADVISORS PRIVATE LTD notice-filed in CA. IAPD ↗foreign
$2.24B RAUM · 20 reps · 022-69925500
ComplianceMarketing & brand
14
MCA CROSS BORDER ADVISORS INC. notice-filed in AZ, NY. IAPD ↗foreign
$14.8M RAUM · 2 reps · 514-940-8066
ComplianceMarketing & brand
14
WELLINGTON-ALTUS USA INC. notice-filed in NE, TN. IAPD ↗foreign
$126.9M RAUM · 69 reps · 888-315-8729
ComplianceMarketing & brand
12
MCA CROSS BORDER CAPITAL INC. notice-filed in CA. IAPD ↗foreign
$23.8M RAUM · 1 reps · 1-877-839-7111
ComplianceMarketing & brand
new office — 380 Count of additional offices increased.
55
MOORS & CABOT, INC added office(s): 13 -> 30 additional locations. IAPD ↗
$3.44B RAUM · 85 reps · 800-426-0501
Office IT & facilitiesCRMRecruiting & transitions
55
ROTHSCHILD INVESTMENT added office(s): 0 -> 2 additional locations. IAPD ↗
$2.31B RAUM · 18 reps · 312-983-8900 · rothschildwealth.com
Office IT & facilitiesCRMRecruiting & transitions
55
PROSPERA FINANCIAL SERVICES, INC. added office(s): 123 -> 139 additional locations. IAPD ↗
$12.44B RAUM · 207 reps · 972-581-3000
Office IT & facilitiesCRMRecruiting & transitions
55
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC added office(s): 37 -> 40 additional locations. IAPD ↗
$13.32B RAUM · 97 reps · 612-376-4777 · claconnect.com
Office IT & facilitiesCRMRecruiting & transitions
55
MONETA GROUP INVESTMENT ADVISORS, LLC added office(s): 6 -> 8 additional locations. IAPD ↗
$42.80B RAUM · 220 reps · 314-726-2300
Office IT & facilitiesCRMRecruiting & transitions
55
NOTTINGHAM ADVISORS INC. added office(s): 1 -> 4 additional locations. IAPD ↗
$1.65B RAUM · 6 reps · 716-633-3800
Office IT & facilitiesCRMRecruiting & transitions
55
PLANCORP, LLC added office(s): 4 -> 7 additional locations. IAPD ↗
$7.29B RAUM · 39 reps · (636) 532-7824
Office IT & facilitiesCRMRecruiting & transitions
55
SAVANT WEALTH MANAGEMENT added office(s): 43 -> 45 additional locations. IAPD ↗
$37.13B RAUM · 178 reps · 815-227-0300
Office IT & facilitiesCRMRecruiting & transitions
55
INTELLICENTS INVESTMENT SOLUTIONS INC added office(s): 10 -> 11 additional locations. IAPD ↗
$7.36B RAUM · 46 reps · 507-377-2919
Office IT & facilitiesCRMRecruiting & transitions
55
SFMG WEALTH ADVISORS added office(s): 0 -> 1 additional locations. IAPD ↗
$2.52B RAUM · 16 reps · 972-960-6460 · sfmg.com
Office IT & facilitiesCRMRecruiting & transitions
55
EARNED WEALTH ADVISORS, LLC added office(s): 9 -> 15 additional locations. IAPD ↗
$1.92B RAUM · 20 reps · 925.939.2500
Office IT & facilitiesCRMRecruiting & transitions
55
SEIZERT CAPITAL PARTNERS added office(s): 0 -> 2 additional locations. IAPD ↗
$2.32B RAUM · 6 reps · 248-593-1500
Office IT & facilitiesCRMRecruiting & transitions
55
GRIMES & COMPANY added office(s): 25 -> 26 additional locations. IAPD ↗
$5.59B RAUM · 29 reps · 508-366-3883
Office IT & facilitiesCRMRecruiting & transitions
55
WASHINGTON TRUST ADVISORS added office(s): 1 -> 2 additional locations. IAPD ↗
$2.00B RAUM · 9 reps · 781-235-7055
Office IT & facilitiesCRMRecruiting & transitions
55
DAVIDSON INVESTMENT ADVISORS, INC. added office(s): 4 -> 6 additional locations. IAPD ↗
$5.03B RAUM · 13 reps · 406-727-6111 · caprinbonds.com
Office IT & facilitiesCRMRecruiting & transitions
55
BARON CAPITAL MANAGEMENT, INC. added office(s): 0 -> 1 additional locations. IAPD ↗
$5.76B RAUM · 44 reps · 212-583-2000
Office IT & facilitiesCRMRecruiting & transitions
55
FORVIS MAZARS WEALTH ADVISORS, LLC added office(s): 52 -> 62 additional locations. IAPD ↗
$9.75B RAUM · 78 reps · 417.831.7283 · forvismazars.us
Office IT & facilitiesCRMRecruiting & transitions
55
ORLEANS CAPITAL MANAGEMENT CORP added office(s): 2 -> 3 additional locations. IAPD ↗
$1.58B RAUM · 7 reps · 504-592-4680 · orleanscapital.com
Office IT & facilitiesCRMRecruiting & transitions
55
ADVISORS CAPITAL MANAGEMENT, LLC added office(s): 19 -> 21 additional locations. IAPD ↗
$9.47B RAUM · 41 reps · 201-447-3400 · bridgeviewwealth.com
Office IT & facilitiesCRMRecruiting & transitions
55
WAVERLY ADVISORS, LLC added office(s): 38 -> 42 additional locations. IAPD ↗
$28.26B RAUM · 190 reps · 205-871-3334
Office IT & facilitiesCRMRecruiting & transitions
55
TRUE NORTH ADVISORS, LLC added office(s): 3 -> 5 additional locations. IAPD ↗
$4.48B RAUM · 28 reps · 214-360-7300
Office IT & facilitiesCRMRecruiting & transitions
55
SEQUOIA FINANCIAL GROUP, L.L.C. added office(s): 29 -> 36 additional locations. IAPD ↗
$23.03B RAUM · 168 reps · 330-375-9480
Office IT & facilitiesCRMRecruiting & transitions
55
HOWARD CAPITAL MANAGEMENT, INC. added office(s): 1 -> 3 additional locations. IAPD ↗
$6.87B RAUM · 15 reps · 770-642-4902 · howardcmetfs.com
Office IT & facilitiesCRMRecruiting & transitions
55
PAUL WINKLER, INC. added office(s): 10 -> 12 additional locations. IAPD ↗
$1.17B RAUM · 14 reps · 615-851-1950
Office IT & facilitiesCRMRecruiting & transitions
55
VERITY INVESTMENT PARTNERS added office(s): 3 -> 5 additional locations. IAPD ↗
$1.21B RAUM · 12 reps · 843-379-6661 · verityvip.com
Office IT & facilitiesCRMRecruiting & transitions
55
PRIVATE CLIENT SERVICES, LLC added office(s): 22 -> 23 additional locations. IAPD ↗
$1.05B RAUM · 50 reps · 502-451-0600
Office IT & facilitiesCRMRecruiting & transitions
55
BEACON CAPITAL MANAGEMENT, INC. added office(s): 0 -> 1 additional locations. IAPD ↗
$4.67B RAUM · 5 reps · 937-439-9093 · beaconinvesting.com
Office IT & facilitiesCRMRecruiting & transitions
55
DEROY & DEVEREAUX PRIVATE INVESTMENT COUNSEL, INC. added office(s): 0 -> 2 additional locations. IAPD ↗
$2.25B RAUM · 6 reps · 248-358-3220
Office IT & facilitiesCRMRecruiting & transitions
55
FRAGASSO FINANCIAL ADVISORS added office(s): 2 -> 3 additional locations. IAPD ↗
$2.42B RAUM · 25 reps · 412-227-3200
Office IT & facilitiesCRMRecruiting & transitions
55
SAGEVIEW ADVISORY GROUP, LLC added office(s): 36 -> 37 additional locations. IAPD ↗
$238.55B RAUM · 133 reps · 800-814-8742
Office IT & facilitiesCRMRecruiting & transitions
55
APRIO WEALTH MANAGEMENT, LLC added office(s): 13 -> 14 additional locations. IAPD ↗
$2.64B RAUM · 24 reps · 404-892-9651 · wealth.aprio.com
Office IT & facilitiesCRMRecruiting & transitions
55
ANNEX WEALTH MANAGEMENT, LLC added office(s): 7 -> 8 additional locations. IAPD ↗
$7.95B RAUM · 66 reps · 262-786-6363 · annexwealth.wistia.com
Office IT & facilitiesCRMRecruiting & transitions
55
SMITH SALLEY WEALTH MANAGEMENT added office(s): 3 -> 4 additional locations. IAPD ↗
$2.34B RAUM · 17 reps · 336-379-7556 · smith-salley.com
Office IT & facilitiesCRMRecruiting & transitions
55
THE RETIREMENT PLANNING GROUP, LLC added office(s): 9 -> 11 additional locations. IAPD ↗
$4.01B RAUM · 28 reps · 913-498-8898
Office IT & facilitiesCRMRecruiting & transitions
55
EXENCIAL WEALTH ADVISORS added office(s): 12 -> 14 additional locations. IAPD ↗
$5.30B RAUM · 50 reps · 405-478-1971
Office IT & facilitiesCRMRecruiting & transitions
55
GREENSPRING ADVISORS, LLC added office(s): 2 -> 3 additional locations. IAPD ↗
$3.78B RAUM · 42 reps · 443-564-4600 · greenspringadvice.com
Office IT & facilitiesCRMRecruiting & transitions
55
ARAX ADVISORY PARTNERS added office(s): 15 -> 20 additional locations. IAPD ↗
$8.96B RAUM · 61 reps · 303-633-5900 · swsllc.com
Office IT & facilitiesCRMRecruiting & transitions
55
WATERLOO CAPITAL added office(s): 7 -> 9 additional locations. IAPD ↗
$1.69B RAUM · 37 reps · 512-777-5900
Office IT & facilitiesCRMRecruiting & transitions
55
PROSPERITY - AN EISNERAMPER COMPANY added office(s): 9 -> 12 additional locations. IAPD ↗
$3.20B RAUM · 56 reps · 410-363-7211 · prosperityconsult.com
Office IT & facilitiesCRMRecruiting & transitions
55
NEW ENGLAND PRIVATE WEALTH ADVISORS, LLC added office(s): 1 -> 2 additional locations. IAPD ↗
$3.00B RAUM · 10 reps · 781-416-1700 · nepwealth.com
Office IT & facilitiesCRMRecruiting & transitions
55
DAYBRIGHT ADVISORY SERVICES, INC. added office(s): 2 -> 11 additional locations. IAPD ↗
$4.21B RAUM · 21 reps · 305-671-2200 · ingham.com
Office IT & facilitiesCRMRecruiting & transitions
55
ELEVATION POINT WEALTH PARTNERS, LLC added office(s): 7 -> 8 additional locations. IAPD ↗
$2.43B RAUM · 20 reps · 303-382-2880 · superiorwealth.net
Office IT & facilitiesCRMRecruiting & transitions
55
LARSON FINANCIAL GROUP, LLC added office(s): 18 -> 20 additional locations. IAPD ↗
$4.03B RAUM · 57 reps · 866.569.2450
Office IT & facilitiesCRMRecruiting & transitions
55
PARALLEL ADVISORS, LLC added office(s): 19 -> 20 additional locations. IAPD ↗
$8.74B RAUM · 64 reps · 866-627-6984
Office IT & facilitiesCRMRecruiting & transitions
55
BULLTICK WEALTH MANAGEMENT, LLC added office(s): 7 -> 9 additional locations. IAPD ↗
$1.68B RAUM · 20 reps · 305-533-1541 · bulltick.com
Office IT & facilitiesCRMRecruiting & transitions
55
CANNELL & SPEARS LLC added office(s): 0 -> 1 additional locations. IAPD ↗
$6.32B RAUM · 17 reps · 212-752-5255
Office IT & facilitiesCRMRecruiting & transitions
55
BIP WEALTH, LLC added office(s): 3 -> 4 additional locations. IAPD ↗
$4.46B RAUM · 36 reps · 404-495-5230
Office IT & facilitiesCRMRecruiting & transitions
55
JASPER RIDGE PARTNERS, L.P. added office(s): 2 -> 3 additional locations. IAPD ↗
$40.12B RAUM · 35 reps · 817-333-0027 · jasperridge.com
Office IT & facilitiesCRMRecruiting & transitions
55
FORUM FINANCIAL MANAGEMENT, LP added office(s): 50 -> 53 additional locations. IAPD ↗
$9.03B RAUM · 87 reps · (630) 873-8520
Office IT & facilitiesCRMRecruiting & transitions
55
GATEWAY INVESTMENT ADVISERS, LLC added office(s): 1 -> 2 additional locations. IAPD ↗
$10.91B RAUM · 9 reps · 513-719-1100 · gia.com
Office IT & facilitiesCRMRecruiting & transitions
55
LEAFHOUSE FINANCIAL ADVISORS, LLC added office(s): 0 -> 1 additional locations. IAPD ↗
$20.72B RAUM · 7 reps · (512) 879-1505 · leafhousefinancial.com
Office IT & facilitiesCRMRecruiting & transitions
55
CS PLANNING CORP added office(s): 31 -> 33 additional locations. IAPD ↗
$1.27B RAUM · 49 reps · 503-292-5853 · cultivant.com
Office IT & facilitiesCRMRecruiting & transitions
55
GLASSMAN WEALTH SERVICES, LLC added office(s): 13 -> 14 additional locations. IAPD ↗
$2.19B RAUM · 13 reps · 703-534-4444
Office IT & facilitiesCRMRecruiting & transitions
55
ANDINA FAMILY OFFICES added office(s): 2 -> 3 additional locations. IAPD ↗
$1.02B RAUM · 12 reps · 801-653-0564 · andinaadvisors.com
Office IT & facilitiesCRMRecruiting & transitions
55
MSH CAPITAL ADVISORS LLC added office(s): 4 -> 5 additional locations. IAPD ↗
$1.09B RAUM · 11 reps · 480-563-2021 · buchanancapitalinc.com
Office IT & facilitiesCRMRecruiting & transitions
55
REBALANCE LLC added office(s): 10 -> 11 additional locations. IAPD ↗
$1.56B RAUM · 6 reps · 650-396-3900
Office IT & facilitiesCRMRecruiting & transitions
55
PHAROS CAPITAL GROUP, LLC added office(s): 2 -> 4 additional locations. IAPD ↗
$1.07B RAUM · 11 reps · 615-234-5522
Office IT & facilitiesCRMRecruiting & transitions
55
STEELPEAK WEALTH, LLC added office(s): 9 -> 10 additional locations. IAPD ↗
$3.44B RAUM · 29 reps · (818) 835-8720 · steelpeak.com
Office IT & facilitiesCRMRecruiting & transitions
55
MUTUAL ADVISORS, LLC added office(s): 74 -> 75 additional locations. IAPD ↗
$6.75B RAUM · 123 reps · 307-439-6357 · purplecloverwm.com
Office IT & facilitiesCRMRecruiting & transitions
55
WEALTHSHIELD PARTNERS, LLC added office(s): 5 -> 11 additional locations. IAPD ↗
$1.08B RAUM · 13 reps · 919-948-4453
Office IT & facilitiesCRMRecruiting & transitions
55
MCADAM LLC added office(s): 71 -> 77 additional locations. IAPD ↗
$2.29B RAUM · 138 reps · (888) 614-5323 · cmwealth.com
Office IT & facilitiesCRMRecruiting & transitions
55
APELLA WEALTH added office(s): 23 -> 29 additional locations. IAPD ↗
$7.95B RAUM · 68 reps · 860.785.2260
Office IT & facilitiesCRMRecruiting & transitions
55
B.O.S.S. RETIREMENT ADVISORS, LLC added office(s): 9 -> 10 additional locations. IAPD ↗
$1.06B RAUM · 41 reps · 801-990-5055
Office IT & facilitiesCRMRecruiting & transitions
55
DESTINY WEALTH PARTNERS, LLC added office(s): 4 -> 5 additional locations. IAPD ↗
$1.13B RAUM · 11 reps · 352.343.2700
Office IT & facilitiesCRMRecruiting & transitions
55
ONE WEALTH MAP, LLC added office(s): 7 -> 8 additional locations. IAPD ↗
$1.10B RAUM · 5 reps · 702-470-2660 · hhtba.net
Office IT & facilitiesCRMRecruiting & transitions
55
FIDUCIARY FINANCIAL ADVISORS added office(s): 5 -> 6 additional locations. IAPD ↗
$1.17B RAUM · 38 reps · 616-622-3062
Office IT & facilitiesCRMRecruiting & transitions
55
RIVER WEALTH ADVISORS LLC added office(s): 1 -> 2 additional locations. IAPD ↗
$1.26B RAUM · 7 reps · 717-888-9830 · riverwealthadvisors.com
Office IT & facilitiesCRMRecruiting & transitions
55
FALCON WEALTH PLANNING, INC. added office(s): 41 -> 43 additional locations. IAPD ↗
$1.16B RAUM · 25 reps · 855-963-2526
Office IT & facilitiesCRMRecruiting & transitions
55
ALPHACORE CAPITAL LLC added office(s): 12 -> 17 additional locations. IAPD ↗
$6.06B RAUM · 42 reps · 858-875-4100 · alphacore.com
Office IT & facilitiesCRMRecruiting & transitions
55
ELLEVEST added office(s): 0 -> 12 additional locations. IAPD ↗
$1.01B RAUM · 13 reps · 844-355-7100
Office IT & facilitiesCRMRecruiting & transitions
55
INTRUA FINANCIAL added office(s): 7 -> 8 additional locations. IAPD ↗
$1.21B RAUM · 41 reps · 713-355-9910
Office IT & facilitiesCRMRecruiting & transitions
55
COURIER CAPITAL, LLC added office(s): 3 -> 4 additional locations. IAPD ↗
$3.09B RAUM · 11 reps · 716-883-9595 · couriercapital.com
Office IT & facilitiesCRMRecruiting & transitions
55
INSIGNEO ADVISORY SERVICES, LLC added office(s): 14 -> 15 additional locations. IAPD ↗
$3.61B RAUM · 188 reps · 305.373.9000 · insigneo.com
Office IT & facilitiesCRMRecruiting & transitions
55
LEXAURUM ADVISORS added office(s): 20 -> 23 additional locations. IAPD ↗
$1.01B RAUM · 30 reps · 913-261-9316 · crg1.com
Office IT & facilitiesCRMRecruiting & transitions
55
BOGART WEALTH, LLC added office(s): 2 -> 3 additional locations. IAPD ↗
$2.68B RAUM · 23 reps · (703) 570-8651 · bogartwealth.com
Office IT & facilitiesCRMRecruiting & transitions
55
ONEASCENT FINANCIAL SERVICES LLC added office(s): 34 -> 35 additional locations. IAPD ↗
$2.61B RAUM · 57 reps · 205-313-9142
Office IT & facilitiesCRMRecruiting & transitions
55
THE FIDUCIARY ALLIANCE added office(s): 21 -> 22 additional locations. IAPD ↗
$1.92B RAUM · 38 reps · 864-385-7999
Office IT & facilitiesCRMRecruiting & transitions
55
ALERA INVESTMENT ADVISORS, LLC added office(s): 16 -> 23 additional locations. IAPD ↗
$3.57B RAUM · 53 reps · (847) 457-3000 · aleragroup.com
Office IT & facilitiesCRMRecruiting & transitions
55
SHEPHERD FINANCIAL INVESTMENT ADVISORY LLC added office(s): 4 -> 5 additional locations. IAPD ↗
$4.95B RAUM · 26 reps · 317-975-5033
Office IT & facilitiesCRMRecruiting & transitions
55
ROBERTSON STEPHENS added office(s): 25 -> 27 additional locations. IAPD ↗
$7.14B RAUM · 63 reps · 415-500-6810
Office IT & facilitiesCRMRecruiting & transitions
55
CX INSTITUTIONAL, LLC added office(s): 11 -> 14 additional locations. IAPD ↗
$4.12B RAUM · 68 reps · 260-927-1830 · cxwealthdirect.com
Office IT & facilitiesCRMRecruiting & transitions
55
STOKES FAMILY OFFICE LLC added office(s): 0 -> 2 additional locations. IAPD ↗
$2.48B RAUM · 10 reps · (504) 399-4100 · stokesfamilyoffice.com
Office IT & facilitiesCRMRecruiting & transitions
55
SIGNAL ADVISORS WEALTH, LLC added office(s): 16 -> 18 additional locations. IAPD ↗
$1.35B RAUM · 10 reps · 1-866-774-4625
Office IT & facilitiesCRMRecruiting & transitions
55
AMERICANA PARTNERS, LLC added office(s): 6 -> 10 additional locations. IAPD ↗
$6.08B RAUM · 26 reps · 713-429-5552 · americanapartners.podbean.com
Office IT & facilitiesCRMRecruiting & transitions
55
IEQ CAPITAL, LLC added office(s): 13 -> 14 additional locations. IAPD ↗
$35.38B RAUM · 140 reps · 650-581-9807 · ieqcapital.com
Office IT & facilitiesCRMRecruiting & transitions
55
ABSHER WEALTH MANAGEMENT, LLC added office(s): 1 -> 2 additional locations. IAPD ↗
$1.10B RAUM · 7 reps · 919-283-2340 · absherwealth.com
Office IT & facilitiesCRMRecruiting & transitions
55
WEDMONT PRIVATE CAPITAL added office(s): 4 -> 5 additional locations. IAPD ↗
$2.37B RAUM · 9 reps · 6108858200
Office IT & facilitiesCRMRecruiting & transitions
55
MAIN STREET FINANCIAL SOLUTIONS, LLC added office(s): 24 -> 25 additional locations. IAPD ↗
$2.49B RAUM · 35 reps · 215-259-5021
Office IT & facilitiesCRMRecruiting & transitions
55
ONYX BRIDGE WEALTH GROUP LLC added office(s): 8 -> 9 additional locations. IAPD ↗
$1.00B RAUM · 17 reps · (914) 909-6699 · onyxbridge.com
Office IT & facilitiesCRMRecruiting & transitions
55
HAYS FINANCIAL GROUP, LLC added office(s): 1 -> 2 additional locations. IAPD ↗
$6.09B RAUM · 4 reps · (612) 373-9863
Office IT & facilitiesCRMRecruiting & transitions
55
UX WEALTH PARTNERS LLC added office(s): 3 -> 5 additional locations. IAPD ↗
$2.06B RAUM · 4 reps · 720-797-8357
Office IT & facilitiesCRMRecruiting & transitions
55
GAMMA INVESTING LLC added office(s): 5 -> 6 additional locations. IAPD ↗
$1.42B RAUM · 6 reps · 888-585-1755 · gammainvesting.com
Office IT & facilitiesCRMRecruiting & transitions
55
FIFTH THIRD WEALTH ADVISORS LLC added office(s): 9 -> 10 additional locations. IAPD ↗
$6.08B RAUM · 52 reps · (513) 534-7452
Office IT & facilitiesCRMRecruiting & transitions
55
HB WEALTH added office(s): 10 -> 11 additional locations. IAPD ↗
$25.88B RAUM · 95 reps · 404-264-1400
Office IT & facilitiesCRMRecruiting & transitions
55
VALENCE8 added office(s): 3 -> 4 additional locations. IAPD ↗
$1.40B RAUM · 5 reps · 508-281-9208
Office IT & facilitiesCRMRecruiting & transitions
55
CITRIN COOPERMAN WEALTH MANAGEMENT, LLC added office(s): 0 -> 3 additional locations. IAPD ↗
$1.63B RAUM · 8 reps · 212-697-1000
Office IT & facilitiesCRMRecruiting & transitions
55
ONEPOINT BFG WEALTH PARTNERS added office(s): 19 -> 20 additional locations. IAPD ↗
$12.13B RAUM · 96 reps · (973) 575-4180 · bleakley.com
Office IT & facilitiesCRMRecruiting & transitions
55
CONCENTRIC added office(s): 1 -> 2 additional locations. IAPD ↗
$7.67B RAUM · 9 reps · 888-265-2257 · concentricinnovation.com
Office IT & facilitiesCRMRecruiting & transitions
55
CONCURRENT INVESTMENT ADVISORS, LLC added office(s): 29 -> 42 additional locations. IAPD ↗
$9.90B RAUM · 163 reps · 813-709-8800 · tailormade-wealth.com
Office IT & facilitiesCRMRecruiting & transitions
55
TITLEIST ASSET MANAGEMENT, LLC added office(s): 14 -> 15 additional locations. IAPD ↗
$2.43B RAUM · 32 reps · 210-826-2424 · paragonpwg.com
Office IT & facilitiesCRMRecruiting & transitions
55
UNITED ADVISOR GROUP added office(s): 24 -> 29 additional locations. IAPD ↗
$1.09B RAUM · 43 reps · 888-242-4912 · wealthsyncpartners.com
Office IT & facilitiesCRMRecruiting & transitions
55
SPIREPOINT PRIVATE CLIENT, LLC added office(s): 0 -> 1 additional locations. IAPD ↗
$1.12B RAUM · 6 reps · 772-316-1271 · spirepointpc.com
Office IT & facilitiesCRMRecruiting & transitions
55
STONEBRIDGE FINANCIAL GROUP, LLC added office(s): 2 -> 4 additional locations. IAPD ↗
$1.83B RAUM · 20 reps · 717-736-7007
Office IT & facilitiesCRMRecruiting & transitions
55
SOVRAN ADVISORS, LLC added office(s): 4 -> 5 additional locations. IAPD ↗
$1.31B RAUM · 53 reps · 619-281-9890
Office IT & facilitiesCRMRecruiting & transitions
55
DIVERSIFIED, LLC added office(s): 5 -> 7 additional locations. IAPD ↗
$2.08B RAUM · 28 reps · 302-765-3500
Office IT & facilitiesCRMRecruiting & transitions
55
BERMAN MCALEER added office(s): 1 -> 2 additional locations. IAPD ↗
$1.60B RAUM · 14 reps · 410-560-9960
Office IT & facilitiesCRMRecruiting & transitions
55
PCM ENCORE, LLC added office(s): 5 -> 7 additional locations. IAPD ↗
$1.24B RAUM · 6 reps · 425-214-1755
Office IT & facilitiesCRMRecruiting & transitions
55
HORAN WEALTH, LLC added office(s): 1 -> 2 additional locations. IAPD ↗
$1.45B RAUM · 22 reps · 513-745-0707 · horanwealth.com
Office IT & facilitiesCRMRecruiting & transitions
53
HAMEL ASSOCIATES,INC. added office(s): 2 -> 3 additional locations. IAPD ↗
$514.6M RAUM · 5 reps · 973-665-1400 · hamelassociatesinc.com
Office IT & facilitiesCRMRecruiting & transitions
53
NORTHSTAR ASSET MANAGEMENT INC added office(s): 3 -> 5 additional locations. IAPD ↗
$727.3M RAUM · 14 reps · 617-522-2635 · northstarasset.com
Office IT & facilitiesCRMRecruiting & transitions
53
AVISO WEALTH MANAGEMENT added office(s): 6 -> 7 additional locations. IAPD ↗
$494.9M RAUM · 9 reps · 877-633-1210 · avisowealthmanagement.com
Office IT & facilitiesCRMRecruiting & transitions
53
FIRST AFFIRMATIVE FINANCIAL NETWORK LLC added office(s): 6 -> 7 additional locations. IAPD ↗
$956.1M RAUM · 14 reps · 719-478-7036
Office IT & facilitiesCRMRecruiting & transitions
53
LOWERY THOMAS, LLC added office(s): 2 -> 5 additional locations. IAPD ↗
$341.1M RAUM · 4 reps · 831-230-6380 · lowerythomas.com
Office IT & facilitiesCRMRecruiting & transitions
53
KEATING INVESTMENT COUNSELORS INC added office(s): 0 -> 1 additional locations. IAPD ↗
$343.5M RAUM · 3 reps · 561-278-7862 · keatinginvestment.com
Office IT & facilitiesCRMRecruiting & transitions
53
LEVEL FINANCIAL ADVISORS, INC. added office(s): 1 -> 4 additional locations. IAPD ↗
$684.2M RAUM · 9 reps · 716-634-6113
Office IT & facilitiesCRMRecruiting & transitions
53
TILSON FINANCIAL GROUP INC added office(s): 2 -> 3 additional locations. IAPD ↗
$640.2M RAUM · 7 reps · 908-561-6203 · login.bdreporting.com
Office IT & facilitiesCRMRecruiting & transitions
53
DESTINY CAPITAL CORPORATION added office(s): 1 -> 4 additional locations. IAPD ↗
$333.3M RAUM · 8 reps · (720) 715-7570
Office IT & facilitiesCRMRecruiting & transitions
53
CHICAGO WEALTH MANAGEMENT, INC. added office(s): 0 -> 4 additional locations. IAPD ↗
$307.4M RAUM · 4 reps · 312-376-8350
Office IT & facilitiesCRMRecruiting & transitions
53
QUANTUM FINANCIAL ADVISORS INC added office(s): 5 -> 6 additional locations. IAPD ↗
$507.1M RAUM · 7 reps · 301-296-6203 · instragram.com
Office IT & facilitiesCRMRecruiting & transitions
53
DEW WEALTH MANAGEMENT added office(s): 11 -> 13 additional locations. IAPD ↗
$361.9M RAUM · 20 reps · 480-614-9119
Office IT & facilitiesCRMRecruiting & transitions
53
SLAYTON LEWIS INC added office(s): 1 -> 2 additional locations. IAPD ↗
$307.7M RAUM · 3 reps · 801-521-2191 · slaytonlewis.com
Office IT & facilitiesCRMRecruiting & transitions
53
PEREGRINE ASSET ADVISERS, INC. added office(s): 1 -> 2 additional locations. IAPD ↗
$575.6M RAUM · 6 reps · 503-459-4651 · peregrineaa.com
Office IT & facilitiesCRMRecruiting & transitions
53
TRANSITION FINANCIAL ADVISORS GROUP, LLC added office(s): 1 -> 2 additional locations. IAPD ↗
$261.5M RAUM · 3 reps · (480) 722-9414 · transitionfinancial.ca
Office IT & facilitiesCRMRecruiting & transitions
53
LAUREL WEALTH ADVISORS, LLC added office(s): 0 -> 1 additional locations. IAPD ↗
$972.7M RAUM · 7 reps · 704-927-4379
Office IT & facilitiesCRMRecruiting & transitions
53
FINANCIAL MANAGEMENT STRATEGIES, INC. added office(s): 6 -> 7 additional locations. IAPD ↗
$619.5M RAUM · 23 reps · 216-642-1099 · fmstrategies.biz
Office IT & facilitiesCRMRecruiting & transitions
53
GIBRALTAR CAPITAL MANAGEMENT, INC. added office(s): 0 -> 4 additional locations. IAPD ↗
$840.6M RAUM · 12 reps · (918) 492-4209 · gibraltar-capital.com
Office IT & facilitiesCRMRecruiting & transitions
53
SAXONY CAPITAL MANAGEMENT, LLC added office(s): 18 -> 20 additional locations. IAPD ↗
$297.9M RAUM · 0 reps · 314-963-9336
Office IT & facilitiesCRMRecruiting & transitions
53
PURKISS CAPITAL ADVISORS, LLC added office(s): 2 -> 3 additional locations. IAPD ↗
$633.0M RAUM · 3 reps · (203) 431-5862 · pcapadvisors.com
Office IT & facilitiesCRMRecruiting & transitions
53
PKS ADVISORY SERVICES, LLC added office(s): 25 -> 26 additional locations. IAPD ↗
$905.4M RAUM · 37 reps · (518) 426-5791 · woehlerfinancialgroup.com
Office IT & facilitiesCRMRecruiting & transitions
53
RB CAPITAL MANAGEMENT, LLC added office(s): 10 -> 11 additional locations. IAPD ↗
$817.2M RAUM · 12 reps · (775) 993-2900
Office IT & facilitiesCRMRecruiting & transitions
53
RICHARD YOUNG ASSOCIATES, LTD. added office(s): 0 -> 1 additional locations. IAPD ↗
$972.4M RAUM · 8 reps · 706-739-0725 · vimeo.com
Office IT & facilitiesCRMRecruiting & transitions
53
CFCI added office(s): 1 -> 2 additional locations. IAPD ↗
$515.1M RAUM · 18 reps · 812-334-3190 · cfci.us
Office IT & facilitiesCRMRecruiting & transitions
53
COLTON GROOME FINANCIAL ADVISORS, LLC added office(s): 1 -> 2 additional locations. IAPD ↗
$444.0M RAUM · 12 reps · 828-252-1816 · coltongroome.com
Office IT & facilitiesCRMRecruiting & transitions
53
RICHARDSON CAPITAL MANAGEMENT, LLC added office(s): 0 -> 1 additional locations. IAPD ↗
$526.5M RAUM · 7 reps · 262-255-4100 · richardson-financial.com
Office IT & facilitiesCRMRecruiting & transitions
53
MADISON ADVISORY SERVICES, INC. added office(s): 2 -> 3 additional locations. IAPD ↗
$428.9M RAUM · 15 reps · 914-328-8558 · madisonplanning.net
Office IT & facilitiesCRMRecruiting & transitions
53
PIONEER WEALTH MANAGEMENT GROUP added office(s): 2 -> 3 additional locations. IAPD ↗
$273.7M RAUM · 9 reps · 512-334-6800
Office IT & facilitiesCRMRecruiting & transitions
53
TORREY GROWTH & INCOME ADVISORS, LLC added office(s): 1 -> 2 additional locations. IAPD ↗
$322.2M RAUM · 3 reps · 760-274-2744 · torreygrowth.com
Office IT & facilitiesCRMRecruiting & transitions
53
MASON & ASSOCIATES, INC. added office(s): 0 -> 1 additional locations. IAPD ↗
$631.3M RAUM · 7 reps · 323-254-3072 · masonlifeplanning.com
Office IT & facilitiesCRMRecruiting & transitions
53
KEATING FINANCIAL ADVISORY SERVICES added office(s): 4 -> 5 additional locations. IAPD ↗
$330.0M RAUM · 30 reps · 785-537-0366 · theweddleteam.com
Office IT & facilitiesCRMRecruiting & transitions
53
COMMERCE STREET INVESTMENT MANAGEMENT added office(s): 0 -> 1 additional locations. IAPD ↗
$876.5M RAUM · 12 reps · 214-545-6800
Office IT & facilitiesCRMRecruiting & transitions
53
WALSH & ASSOCIATES, LLC added office(s): 1 -> 2 additional locations. IAPD ↗
$660.2M RAUM · 8 reps · 941-952-1188 · walshandassociates.com
Office IT & facilitiesCRMRecruiting & transitions
53
INSIGHT STRATEGIC WEALTH LLC added office(s): 0 -> 4 additional locations. IAPD ↗
$256.9M RAUM · 2 reps · 866-467-9756 · insightstrategicwealth.com
Office IT & facilitiesCRMRecruiting & transitions
53
MERITAS WEALTH MANAGEMENT, LLC added office(s): 1 -> 2 additional locations. IAPD ↗
$533.8M RAUM · 5 reps · 415-300-4560
Office IT & facilitiesCRMRecruiting & transitions
53
OLD NORTH STATE WEALTH MANAGEMENT, LLC added office(s): 0 -> 1 additional locations. IAPD ↗
$384.5M RAUM · 6 reps · 910-509-3800 · thefamilycfo.com
Office IT & facilitiesCRMRecruiting & transitions
53
ALPHA OMEGA WEALTH MANAGEMENT, LLC added office(s): 1 -> 2 additional locations. IAPD ↗
$905.8M RAUM · 9 reps · 804-955-1600
Office IT & facilitiesCRMRecruiting & transitions
53
MINICHMACGREGOR WEALTH MANAGEMENT, LLC added office(s): 2 -> 3 additional locations. IAPD ↗
$630.0M RAUM · 7 reps · (518) 499-4565 · minichmacgregor.com
Office IT & facilitiesCRMRecruiting & transitions
53
ALLSQUARE WEALTH MANAGEMENT, LLC added office(s): 2 -> 3 additional locations. IAPD ↗
$284.8M RAUM · 4 reps · (518) 456-8900 · allsquarewealth.com
Office IT & facilitiesCRMRecruiting & transitions
53
FUSION CAPITAL, LLC added office(s): 2 -> 3 additional locations. IAPD ↗
$405.4M RAUM · 4 reps · 843-972-0065
Office IT & facilitiesCRMRecruiting & transitions
53
MARKET STREET WEALTH MANAGEMENT added office(s): 3 -> 5 additional locations. IAPD ↗
$714.9M RAUM · 10 reps · (610) 692-3200 · marketstreetwealth.net
Office IT & facilitiesCRMRecruiting & transitions
53
MOUNTAIN CAPITAL INVESTMENT ADVISORS INC added office(s): 3 -> 4 additional locations. IAPD ↗
$744.7M RAUM · 14 reps · 720-500-0050 · mountaincapital.us
Office IT & facilitiesCRMRecruiting & transitions
53
LIFESTYLE ASSET MANAGEMENT, INC. added office(s): 3 -> 4 additional locations. IAPD ↗
$399.2M RAUM · 14 reps · 281-612-2035 · lsaminc.com
Office IT & facilitiesCRMRecruiting & transitions
53
PARADIEM, LLC added office(s): 3 -> 4 additional locations. IAPD ↗
$466.2M RAUM · 8 reps · 985-727-0770
Office IT & facilitiesCRMRecruiting & transitions
53
TLWM FINANCIAL added office(s): 3 -> 4 additional locations. IAPD ↗
$577.3M RAUM · 10 reps · 1-877-348-8822 · tlwmadvisor.com
Office IT & facilitiesCRMRecruiting & transitions
53
HARVEST INVESTMENT SERVICES, LLC added office(s): 10 -> 11 additional locations. IAPD ↗
$534.2M RAUM · 23 reps · (630) 613-9230
Office IT & facilitiesCRMRecruiting & transitions
53
BENCHMARK INVESTMENT ADVISORS LLC added office(s): 1 -> 2 additional locations. IAPD ↗
$305.3M RAUM · 4 reps · 312-552-9595 · trustbenchmark.com
Office IT & facilitiesCRMRecruiting & transitions
53
MONUMENT WEALTH MANAGEMENT added office(s): 5 -> 8 additional locations. IAPD ↗
$465.1M RAUM · 8 reps · 703-504-9600
Office IT & facilitiesCRMRecruiting & transitions
53
OAKWELL PRIVATE WEALTH MANAGEMENT added office(s): 2 -> 3 additional locations. IAPD ↗
$461.9M RAUM · 9 reps · 1-800-55OAKWELL · oakwellpwm.com
Office IT & facilitiesCRMRecruiting & transitions
53
ROTHSCHILD WEALTH LLC added office(s): 0 -> 1 additional locations. IAPD ↗
$751.1M RAUM · 14 reps · 630-448-5711
Office IT & facilitiesCRMRecruiting & transitions
53
BRIGHT ROAD WEALTH MANAGEMENT, LLC added office(s): 4 -> 5 additional locations. IAPD ↗
$349.5M RAUM · 10 reps · (907) 339-1555
Office IT & facilitiesCRMRecruiting & transitions
53
ARGENT RETIREMENT PLAN ADVISORS, LLC added office(s): 3 -> 4 additional locations. IAPD ↗
$651.9M RAUM · 3 reps · 381-251-5800 · argentfinancial.com
Office IT & facilitiesCRMRecruiting & transitions
53
CHEVIOT VALUE MANAGEMENT, LLC added office(s): 0 -> 4 additional locations. IAPD ↗
$963.3M RAUM · 4 reps · 310-451-8600
Office IT & facilitiesCRMRecruiting & transitions
53
DARWIN WEALTH MANAGEMENT added office(s): 4 -> 5 additional locations. IAPD ↗
$617.3M RAUM · 6 reps · 813-579-4074
Office IT & facilitiesCRMRecruiting & transitions
53
VICTRIX INVESTMENT ADVISORS added office(s): 2 -> 3 additional locations. IAPD ↗
$312.3M RAUM · 7 reps · 772-320-9658
Office IT & facilitiesCRMRecruiting & transitions
53
TRU INDEPENDENCE ASSET MANAGEMENT, LLC added office(s): 3 -> 4 additional locations. IAPD ↗
$575.3M RAUM · 11 reps · (971) 371-3444 · waparkadvisors.com
Office IT & facilitiesCRMRecruiting & transitions
53
MBI LLC added office(s): 2 -> 5 additional locations. IAPD ↗
$300.7M RAUM · 9 reps · (301) 986-0600 · cbmcpa.com
Office IT & facilitiesCRMRecruiting & transitions
53
GEOMETRIC WEALTH ADVISORS, LLC added office(s): 7 -> 8 additional locations. IAPD ↗
$971.6M RAUM · 9 reps · (973) 525-4901
Office IT & facilitiesCRMRecruiting & transitions
53
FORTIS CAPITAL MANAGEMENT LLC added office(s): 0 -> 1 additional locations. IAPD ↗
$775.9M RAUM · 17 reps · 425-453-5010
Office IT & facilitiesCRMRecruiting & transitions
53
ATON FINANCIAL LLC added office(s): 0 -> 2 additional locations. IAPD ↗
$469.1M RAUM · 7 reps · 787-725-6070 · atonfinancial.com
Office IT & facilitiesCRMRecruiting & transitions
53
BROWN EDWARDS WEALTH STRATEGIES added office(s): 12 -> 13 additional locations. IAPD ↗
$330.7M RAUM · 7 reps · 434 948-9000 · brownedwardswealth.com
Office IT & facilitiesCRMRecruiting & transitions
53
KEY CAPITAL MANAGEMENT, INC. added office(s): 2 -> 4 additional locations. IAPD ↗
$293.0M RAUM · 7 reps · 615-826-5749
Office IT & facilitiesCRMRecruiting & transitions
53
TREVIAN WEALTH MANAGEMENT, LLC added office(s): 0 -> 2 additional locations. IAPD ↗
$549.9M RAUM · 2 reps · 847-347-3000 · trevianwealth.com
Office IT & facilitiesCRMRecruiting & transitions
53
WEST RIDGE ADVISORS added office(s): 4 -> 5 additional locations. IAPD ↗
$268.1M RAUM · 10 reps · (702) 547-9483 · westridgeadvisors.com
Office IT & facilitiesCRMRecruiting & transitions
53
SUMMIT WEALTH PARTNERS, LLC added office(s): 3 -> 5 additional locations. IAPD ↗
$629.7M RAUM · 10 reps · 407-656-2252 · mysummitwealth.com
Office IT & facilitiesCRMRecruiting & transitions
53
ATLAS PRIVATE WEALTH ADVISORS added office(s): 7 -> 8 additional locations. IAPD ↗
$688.1M RAUM · 13 reps · (888) 996-2666
Office IT & facilitiesCRMRecruiting & transitions
53
PAX FINANCIAL GROUP added office(s): 1 -> 2 additional locations. IAPD ↗
$728.5M RAUM · 12 reps · 210-881-5700 · listennotes.com
Office IT & facilitiesCRMRecruiting & transitions
53
XYPN INVEST added office(s): 26 -> 27 additional locations. IAPD ↗
$321.0M RAUM · 31 reps · (360) 301-7579
Office IT & facilitiesCRMRecruiting & transitions
53
BRICKLEY WEALTH MANAGEMENT added office(s): 0 -> 5 additional locations. IAPD ↗
$824.3M RAUM · 4 reps · (650) 638-0111
Office IT & facilitiesCRMRecruiting & transitions
53
SILVER GROVE ADVISORY SERVICES added office(s): 9 -> 10 additional locations. IAPD ↗
$326.6M RAUM · 16 reps · (716) 800-4291 · silvergrovegroup.com
Office IT & facilitiesCRMRecruiting & transitions
53
MAIA WEALTH added office(s): 7 -> 8 additional locations. IAPD ↗
$704.3M RAUM · 35 reps · (720) 644-8803 · ifatoday.com
Office IT & facilitiesCRMRecruiting & transitions
53
SOVEREIGN FINANCIAL GROUP, INC. added office(s): 21 -> 22 additional locations. IAPD ↗
$882.7M RAUM · 17 reps · (888) 765-8180 · stonearchwealth.com
Office IT & facilitiesCRMRecruiting & transitions
53
CANTON HATHAWAY LLC added office(s): 0 -> 1 additional locations. IAPD ↗
$672.7M RAUM · 5 reps · 401-433-7800 · cantonhathaway.com
Office IT & facilitiesCRMRecruiting & transitions
53
FIRETHORN WEALTH PARTNERS, LLC added office(s): 0 -> 1 additional locations. IAPD ↗
$543.6M RAUM · 5 reps · 706.426.4243
Office IT & facilitiesCRMRecruiting & transitions
53
CASTLE COAST WEALTH, LLC added office(s): 1 -> 2 additional locations. IAPD ↗
$412.3M RAUM · 4 reps · (858) 546-1247 · castlecoastwealthllc.com
Office IT & facilitiesCRMRecruiting & transitions
53
HILTON HEAD CAPITAL PARTNERS, LLC added office(s): 2 -> 3 additional locations. IAPD ↗
$253.8M RAUM · 5 reps · 843-790-7573
Office IT & facilitiesCRMRecruiting & transitions
53
GREAT DIAMOND PARTNERS, LLC added office(s): 0 -> 1 additional locations. IAPD ↗
$613.4M RAUM · 5 reps · 207-274-2500
Office IT & facilitiesCRMRecruiting & transitions
53
GLOBAL ASSETS ADVISORY, LLC added office(s): 13 -> 14 additional locations. IAPD ↗
$338.1M RAUM · 21 reps · 407-254-1500 · iaac.com
Office IT & facilitiesCRMRecruiting & transitions
53
RANCH CAPITAL ADVISORS INC. added office(s): 1 -> 2 additional locations. IAPD ↗
$338.2M RAUM · 6 reps · (941) 462-2666 · ranchcap.com
Office IT & facilitiesCRMRecruiting & transitions
53
CARTER FINANCIAL GROUP, INC. added office(s): 1 -> 2 additional locations. IAPD ↗
$325.1M RAUM · 5 reps · 847-713-2700
Office IT & facilitiesCRMRecruiting & transitions
53
CONVERGENCE FINANCIAL added office(s): 11 -> 12 additional locations. IAPD ↗
$703.4M RAUM · 13 reps · (573) 818-2264
Office IT & facilitiesCRMRecruiting & transitions
53
INVESTMENT RESEARCH PARTNERS added office(s): 3 -> 6 additional locations. IAPD ↗
$359.6M RAUM · 4 reps · 814-966-7206
Office IT & facilitiesCRMRecruiting & transitions
53
BUTTONWOOD WEALTH added office(s): 1 -> 2 additional locations. IAPD ↗
$306.9M RAUM · 5 reps · 540-662-5233
Office IT & facilitiesCRMRecruiting & transitions
53
TSG ADVICE PARTNERS, LLC added office(s): 0 -> 1 additional locations. IAPD ↗
$762.2M RAUM · 12 reps · (614) 697-2750
Office IT & facilitiesCRMRecruiting & transitions
53
ENVOY ADVISORY INC. added office(s): 0 -> 1 additional locations. IAPD ↗
$533.9M RAUM · 12 reps · 888-879-1376
Office IT & facilitiesCRMRecruiting & transitions
53
CREEKMUR ASSET MANAGEMENT, LLC added office(s): 4 -> 6 additional locations. IAPD ↗
$561.8M RAUM · 15 reps · 309-925-2043
Office IT & facilitiesCRMRecruiting & transitions
53
CORNERSTONE PLANNING GROUP added office(s): 6 -> 7 additional locations. IAPD ↗
$650.0M RAUM · 15 reps · 973-487-3220 · cspgllc.com
Office IT & facilitiesCRMRecruiting & transitions
53
STRAIT & SOUND added office(s): 6 -> 7 additional locations. IAPD ↗
$303.9M RAUM · 7 reps · (425) 577-7710
Office IT & facilitiesCRMRecruiting & transitions
53
SNOWWATER INVESTMENT PARTNERS, LLC added office(s): 0 -> 2 additional locations. IAPD ↗
$795.0M RAUM · 2 reps · (203) 997-6670 · snowwaterinvestments.com
Office IT & facilitiesCRMRecruiting & transitions
53
ORG PARTNERS added office(s): 12 -> 13 additional locations. IAPD ↗
$772.6M RAUM · 15 reps · 260-469-9173 · tinkercapital.com
Office IT & facilitiesCRMRecruiting & transitions
53
ENDEAVOR PRIVATE WEALTH, INC. added office(s): 1 -> 3 additional locations. IAPD ↗
$352.8M RAUM · 4 reps · 785-329-2510
Office IT & facilitiesCRMRecruiting & transitions
53
ROOTED WEALTH ADVISORS added office(s): 6 -> 7 additional locations. IAPD ↗
$318.3M RAUM · 7 reps · 866.766.8332
Office IT & facilitiesCRMRecruiting & transitions
53
THEPARTNERS WEALTH MANAGEMENT added office(s): 20 -> 22 additional locations. IAPD ↗
$454.5M RAUM · 32 reps · 800-324-3010 · coactivewealthstrategists.com
Office IT & facilitiesCRMRecruiting & transitions
53
KINEO CAPITAL LLC added office(s): 0 -> 1 additional locations. IAPD ↗
$258.0M RAUM · 3 reps · 212-457-1268 · kineocapital.com
Office IT & facilitiesCRMRecruiting & transitions
53
FORTRESS FINANCIAL GROUP, LLC added office(s): 0 -> 1 additional locations. IAPD ↗
$303.7M RAUM · 7 reps · (507) 529-1400
Office IT & facilitiesCRMRecruiting & transitions
53
DISCIPLINE WEALTH SOLUTIONS, INC. added office(s): 11 -> 12 additional locations. IAPD ↗
$316.3M RAUM · 15 reps · 864-322-6046 · lindedin.com
Office IT & facilitiesCRMRecruiting & transitions
53
ALLIANCE PRIVATE WEALTH, LLC added office(s): 0 -> 2 additional locations. IAPD ↗
$449.6M RAUM · 3 reps · 978-276-1300
Office IT & facilitiesCRMRecruiting & transitions
53
ALDEN INVESTMENT GROUP added office(s): 0 -> 1 additional locations. IAPD ↗
$319.2M RAUM · 40 reps · 215-572-8700
Office IT & facilitiesCRMRecruiting & transitions
53
GADDIS PREMIER WEALTH ADVISORS LLC added office(s): 6 -> 8 additional locations. IAPD ↗
$314.0M RAUM · 7 reps · 580-745-8133
Office IT & facilitiesCRMRecruiting & transitions
53
HILLCREST FINANCIAL GROUP added office(s): 0 -> 1 additional locations. IAPD ↗
$470.8M RAUM · 4 reps · (805) 373-8686
Office IT & facilitiesCRMRecruiting & transitions
53
CENTURION WEALTH MANAGEMENT added office(s): 1 -> 2 additional locations. IAPD ↗
$741.2M RAUM · 8 reps · 571-765-1890 · centurionwealth.com
Office IT & facilitiesCRMRecruiting & transitions
53
CORA CAPITAL ADVISORS added office(s): 1 -> 2 additional locations. IAPD ↗
$587.5M RAUM · 7 reps · 856-513-8600
Office IT & facilitiesCRMRecruiting & transitions
53
HIBERNIA WEALTH PARTNERS, LLC added office(s): 3 -> 4 additional locations. IAPD ↗
$346.6M RAUM · 6 reps · 225-778-7972
Office IT & facilitiesCRMRecruiting & transitions
53
WEALTH SCIENCE ADVISORS LLC added office(s): 8 -> 9 additional locations. IAPD ↗
$512.5M RAUM · 7 reps · 678-480-2681 · wealthscienceadvisors.net
Office IT & facilitiesCRMRecruiting & transitions
53
BREAKWATER CAPITAL GROUP added office(s): 4 -> 5 additional locations. IAPD ↗
$843.4M RAUM · 3 reps · (551) 342-3733 · breakwatercapitalgroup.com
Office IT & facilitiesCRMRecruiting & transitions
53
APOLLON FINANCIAL, LLC added office(s): 5 -> 6 additional locations. IAPD ↗
$890.4M RAUM · 13 reps · 843-579-0018 · apollonfinancial.com
Office IT & facilitiesCRMRecruiting & transitions
53
RITTER DANIHER FINANCIAL ADVISORY LLC added office(s): 0 -> 1 additional locations. IAPD ↗
$605.9M RAUM · 10 reps · 513-233-0715 · ritterdaniher.com
Office IT & facilitiesCRMRecruiting & transitions
53
ONEASCENT FAMILY OFFICES added office(s): 5 -> 6 additional locations. IAPD ↗
$360.2M RAUM · 6 reps · (205) 313-9142 · sovereignfamilyoffice.co
Office IT & facilitiesCRMRecruiting & transitions
53
UPTICK PARTNERS, LLC added office(s): 2 -> 3 additional locations. IAPD ↗
$688.1M RAUM · 7 reps · (936) 800-0800
Office IT & facilitiesCRMRecruiting & transitions
53
MARIDEA WEALTH MANAGEMENT added office(s): 12 -> 13 additional locations. IAPD ↗
$469.2M RAUM · 15 reps · 347-289-5227 · marideawealth.com
Office IT & facilitiesCRMRecruiting & transitions
53
TRIAD WEALTH PARTNERS, LLC added office(s): 9 -> 23 additional locations. IAPD ↗
$425.0M RAUM · 13 reps · 785-830-0000 · triadwealthpartners.com
Office IT & facilitiesCRMRecruiting & transitions
53
LUCAS GROUP FINANCIAL ADVISORS, LLC added office(s): 0 -> 2 additional locations. IAPD ↗
$329.0M RAUM · 7 reps · 815-235-9610 · lucasgroupfinancial.com
Office IT & facilitiesCRMRecruiting & transitions
53
SIGNATURE EQUITY PARTNERS, LLC added office(s): 8 -> 12 additional locations. IAPD ↗
$330.6M RAUM · 25 reps · 614-846-6000 · mgonzalezwealth.com
Office IT & facilitiesCRMRecruiting & transitions
53
CURIO WEALTH, LLC added office(s): 8 -> 10 additional locations. IAPD ↗
$384.3M RAUM · 7 reps · 410-449-2599 · curiowealth.com
Office IT & facilitiesCRMRecruiting & transitions
53
TORREN MANAGEMENT, LLC added office(s): 2 -> 3 additional locations. IAPD ↗
$333.6M RAUM · 3 reps · 619-649-0700 · torren.com
Office IT & facilitiesCRMRecruiting & transitions
53
BALANCE WEALTH added office(s): 8 -> 9 additional locations. IAPD ↗
$348.4M RAUM · 9 reps · (800) 551-7787 · balancewealth.com
Office IT & facilitiesCRMRecruiting & transitions
53
ZEGA INVESTMENTS, LLC added office(s): 0 -> 5 additional locations. IAPD ↗
$548.8M RAUM · 10 reps · 800.380.9342 · luckinbillfinancial.com
Office IT & facilitiesCRMRecruiting & transitions
53
PARKWOODS WEALTH PARTNERS, LLC added office(s): 7 -> 11 additional locations. IAPD ↗
$408.6M RAUM · 3 reps · (877) 278-2716 · parkwoodswealth.com
Office IT & facilitiesCRMRecruiting & transitions
53
UNITING WEALTH PARTNERS added office(s): 5 -> 6 additional locations. IAPD ↗
$544.7M RAUM · 7 reps · 479-364-0686 · unitingwealthpartners.com
Office IT & facilitiesCRMRecruiting & transitions
53
STONE TEMPLE PARTNERS LLC added office(s): 5 -> 7 additional locations. IAPD ↗
$619.8M RAUM · 9 reps · (203) 253-1823 · stpartners.co
Office IT & facilitiesCRMRecruiting & transitions
53
SANTA BARBARA MANAGEMENT added office(s): 0 -> 1 additional locations. IAPD ↗
$259.2M RAUM · 6 reps · 734-604-9891 · santabarbaramanagement.com
Office IT & facilitiesCRMRecruiting & transitions
53
WARNER WEALTH added office(s): 1 -> 2 additional locations. IAPD ↗
$362.8M RAUM · 5 reps · 203-929-2727 · warnerwealthct.com
Office IT & facilitiesCRMRecruiting & transitions
53
CEDAR COVE WEALTH PARTNERS added office(s): 0 -> 3 additional locations. IAPD ↗
$431.7M RAUM · 10 reps · 952-358-3456 · cedarcovewealth.com
Office IT & facilitiesCRMRecruiting & transitions
53
ASSET ONE WEALTH MANAGEMENT, LLC added office(s): 0 -> 2 additional locations. IAPD ↗
$435.6M RAUM · 7 reps · (425) 504-830 · assetone.com
Office IT & facilitiesCRMRecruiting & transitions
53
PEARL PLANNING added office(s): 0 -> 1 additional locations. IAPD ↗
$312.8M RAUM · 3 reps · 734.274.6744 · pearlplan.com
Office IT & facilitiesCRMRecruiting & transitions
53
NAPIER FINANCIAL added office(s): 1 -> 2 additional locations. IAPD ↗
$517.7M RAUM · 8 reps · 781-884-2300 · napierfinancial.com
Office IT & facilitiesCRMRecruiting & transitions
53
MEADOWBROOK ADVISORS added office(s): 0 -> 2 additional locations. IAPD ↗
$313.4M RAUM · 3 reps · 973-370-7850
Office IT & facilitiesCRMRecruiting & transitions
53
DUCERE WEALTH MANAGEMENT added office(s): 0 -> 1 additional locations. IAPD ↗
$329.8M RAUM · 6 reps · 714-393-0959 · ducerewealth.com
Office IT & facilitiesCRMRecruiting & transitions
50
HEXIMER INVESTMENT MANAGEMENT INC. added office(s): 0 -> 2 additional locations. IAPD ↗
$113.9M RAUM · 2 reps · (614) 760-9100
Office IT & facilitiesCRMRecruiting & transitions
50
FINANCIAL CONSULTANTS GROUP INC added office(s): 1 -> 2 additional locations. IAPD ↗
$139.9M RAUM · 3 reps · 770-627-2121 · financialconsultantsgroup.net
Office IT & facilitiesCRMRecruiting & transitions
50
MILLENIA FINANCIAL PARTNERS, LLC added office(s): 0 -> 1 additional locations. IAPD ↗
$115.8M RAUM · 1 reps · 908-268-5550
Office IT & facilitiesCRMRecruiting & transitions
50
PROFOCUS INCORPORATED added office(s): 1 -> 2 additional locations. IAPD ↗
$151.0M RAUM · 2 reps · 480-598-9960 · profocus.com
Office IT & facilitiesCRMRecruiting & transitions
50
ELIOT ROSE WEALTH MANAGEMENT, LLC added office(s): 1 -> 2 additional locations. IAPD ↗
$152.8M RAUM · 2 reps · (401) 588-5102
Office IT & facilitiesCRMRecruiting & transitions
50
LONGVIEW FINANCIAL ADVISORS, INC. added office(s): 3 -> 4 additional locations. IAPD ↗
$195.5M RAUM · 3 reps · 256-534-1196
Office IT & facilitiesCRMRecruiting & transitions
50
PATRICK MAURO INVESTMENT ADVISOR, INC. added office(s): 0 -> 1 additional locations. IAPD ↗
$196.2M RAUM · 2 reps · (630) 789-3374 · mauroinvestor.com
Office IT & facilitiesCRMRecruiting & transitions
50
PENBROOK MANAGEMENT LLC added office(s): 0 -> 2 additional locations. IAPD ↗
$169.8M RAUM · 4 reps · 212-792-6952 · penbrookllc.com
Office IT & facilitiesCRMRecruiting & transitions
50
MCDERMOTT INVESTMENT ADVISORS, LLC added office(s): 4 -> 5 additional locations. IAPD ↗
$211.0M RAUM · 10 reps · (610) 882-1460 · mcdermottadvisors.com
Office IT & facilitiesCRMRecruiting & transitions
50
CANNON BEACH FINANCIAL ADVISORS added office(s): 1 -> 2 additional locations. IAPD ↗
$175.7M RAUM · 2 reps · 888-839-9399
Office IT & facilitiesCRMRecruiting & transitions
50
LONESTAR REGISTERED INVESTMENT ADVISORS, PLLC added office(s): 6 -> 8 additional locations. IAPD ↗
$164.2M RAUM · 9 reps · 866-785-5350 · retirewithlonestar.com
Office IT & facilitiesCRMRecruiting & transitions
50
INNOVATIVE ADVISORY GROUP added office(s): 4 -> 6 additional locations. IAPD ↗
$160.5M RAUM · 9 reps · 781-577-2782
Office IT & facilitiesCRMRecruiting & transitions
50
TNT ASSET MANAGEMENT, LLC added office(s): 0 -> 1 additional locations. IAPD ↗
$145.3M RAUM · 4 reps · 512-255-1600
Office IT & facilitiesCRMRecruiting & transitions
50
IQVESTMENT, LLC added office(s): 0 -> 1 additional locations. IAPD ↗
$10.9M RAUM · 2 reps · 877-486-4702 · iqvestment.io
Office IT & facilitiesCRMRecruiting & transitions
50
DEL-SETTE CAPITAL MANAGEMENT, LLC added office(s): 2 -> 3 additional locations. IAPD ↗
$145.8M RAUM · 4 reps · 518-793-3851
Office IT & facilitiesCRMRecruiting & transitions
50
CAPSTONE INVESTMENT GROUP added office(s): 1 -> 2 additional locations. IAPD ↗
$152.4M RAUM · 6 reps · 360-570-9888 · wisdomanddiscipline.com
Office IT & facilitiesCRMRecruiting & transitions
50
BLUELINE ADVISORS added office(s): 0 -> 1 additional locations. IAPD ↗
$211.1M RAUM · 3 reps · 603-418-0940 · blueline-advisors.com
Office IT & facilitiesCRMRecruiting & transitions
50
CHRISTIAN FINANCIAL ADVISORS added office(s): 0 -> 1 additional locations. IAPD ↗
$187.7M RAUM · 5 reps · 830-609-6986 · christianfinancialadvisors.com
Office IT & facilitiesCRMRecruiting & transitions
50
LEXINGTON AVENUE CAPITAL MANAGEMENT, LLC added office(s): 1 -> 2 additional locations. IAPD ↗
$144.3M RAUM · 3 reps · 845-708-5306 · lexingtonave.com
Office IT & facilitiesCRMRecruiting & transitions
50
MD FINANCIAL ADVISORS / VESTMENT FINANCIAL added office(s): 12 -> 13 additional locations. IAPD ↗
$243.2M RAUM · 11 reps · (888) 256-6855
Office IT & facilitiesCRMRecruiting & transitions
50
RUGGIERO INVESTMENTS added office(s): 3 -> 4 additional locations. IAPD ↗
$114.0M RAUM · 3 reps · (800) 777-4726
Office IT & facilitiesCRMRecruiting & transitions
50
HIPPOCRATIC FINANCIAL ADVISORS added office(s): 2 -> 3 additional locations. IAPD ↗
$170.2M RAUM · 3 reps · 866-447-2380 · hippocraticfa.com
Office IT & facilitiesCRMRecruiting & transitions
50
CAPITAL CITY WEALTH MANAGEMENT, INC. added office(s): 1 -> 2 additional locations. IAPD ↗
$126.0M RAUM · 3 reps · (701) 250-7220
Office IT & facilitiesCRMRecruiting & transitions
50
STONE STEPS FINANCIAL, LLC added office(s): 0 -> 5 additional locations. IAPD ↗
$105.4M RAUM · 3 reps · 760-456-7147
Office IT & facilitiesCRMRecruiting & transitions
50
WEALTHCOLLAB added office(s): 0 -> 1 additional locations. IAPD ↗
$229.5M RAUM · 1 reps · 206-456-6171
Office IT & facilitiesCRMRecruiting & transitions
50
KERR WEALTH MANAGEMENT added office(s): 1 -> 2 additional locations. IAPD ↗
$125.6M RAUM · 5 reps · (559) 277-4772 · kerrwealth.com
Office IT & facilitiesCRMRecruiting & transitions
50
PRECISE INVESTMENT MANAGEMENT, INC. added office(s): 2 -> 3 additional locations. IAPD ↗
$186.3M RAUM · 4 reps · 702-906-0940
Office IT & facilitiesCRMRecruiting & transitions
50
NAVIGATION WEALTH MANAGEMENT added office(s): 0 -> 1 additional locations. IAPD ↗
$127.7M RAUM · 10 reps · 970-672-1236 · navwm.com
Office IT & facilitiesCRMRecruiting & transitions
50
Q3 ADVISORS, LLC added office(s): 12 -> 15 additional locations. IAPD ↗
$0 RAUM · 12 reps · 720-730-9892
Office IT & facilitiesCRMRecruiting & transitions
50
RETIREWISE TAX AND WEALTH ADVISORS, INC. added office(s): 0 -> 1 additional locations. IAPD ↗
$170.1M RAUM · 7 reps · 785-228-1234
Office IT & facilitiesCRMRecruiting & transitions
50
SOUTH COVE FINANCIAL, LLC added office(s): 0 -> 2 additional locations. IAPD ↗
$145.0M RAUM · 3 reps · 206-914-4132 · southcovefinancial.com
Office IT & facilitiesCRMRecruiting & transitions
50
URBAN WEALTH MANAGEMENT OR UWM added office(s): 0 -> 1 additional locations. IAPD ↗
$202.1M RAUM · 5 reps · 424-277-2260
Office IT & facilitiesCRMRecruiting & transitions
50
ALERE PLANNING LLC added office(s): 2 -> 3 additional locations. IAPD ↗
$184.2M RAUM · 2 reps · 410-252-0088 · alereplanning.com
Office IT & facilitiesCRMRecruiting & transitions
50
LAKE HILLS WEALTH MANAGEMENT, LLC added office(s): 0 -> 1 additional locations. IAPD ↗
$175.5M RAUM · 3 reps · (512) 580-4740
Office IT & facilitiesCRMRecruiting & transitions
50
DAVIDSON KAHN CAPITAL MANAGEMENT, LLC added office(s): 0 -> 1 additional locations. IAPD ↗
$215.2M RAUM · 3 reps · (310) 928-8192 · davidsonkahn.com
Office IT & facilitiesCRMRecruiting & transitions
50
PRISM PLANNING PARTNERS added office(s): 0 -> 1 additional locations. IAPD ↗
$191.4M RAUM · 4 reps · (847) 250-9870
Office IT & facilitiesCRMRecruiting & transitions
50
SECURE WEALTH, INC. added office(s): 2 -> 3 additional locations. IAPD ↗
$113.0M RAUM · 4 reps · 561-340-2667
Office IT & facilitiesCRMRecruiting & transitions
50
ORBA WEALTH ADVISORS, LLC added office(s): 15 -> 16 additional locations. IAPD ↗
$136.9M RAUM · 16 reps · (312) 670-6262
Office IT & facilitiesCRMRecruiting & transitions
50
BABB WEALTH ADVISORS LLC added office(s): 0 -> 1 additional locations. IAPD ↗
$140.9M RAUM · 3 reps · 928-526-2911 · babbgroup.com
Office IT & facilitiesCRMRecruiting & transitions
50
RE-ENVISION WEALTH added office(s): 0 -> 2 additional locations. IAPD ↗
$117.4M RAUM · 4 reps · 301-233-7903
Office IT & facilitiesCRMRecruiting & transitions
50
FOUNDRY FINANCIAL LLC added office(s): 2 -> 3 additional locations. IAPD ↗
$104.7M RAUM · 4 reps · (213) 802-8662
Office IT & facilitiesCRMRecruiting & transitions
50
SAGE WEALTH PLANNING added office(s): 1 -> 2 additional locations. IAPD ↗
$113.7M RAUM · 3 reps · (231) 221-2448 · sagewealthplans.com
Office IT & facilitiesCRMRecruiting & transitions
50
RESOLUTE CAPITAL, LLC added office(s): 0 -> 3 additional locations. IAPD ↗
$188.7M RAUM · 10 reps · (864) 800-1831 · retiretrunorth.com
Office IT & facilitiesCRMRecruiting & transitions
50
SMARTPATH ADVISORS added office(s): 7 -> 8 additional locations. IAPD ↗
$0 RAUM · 8 reps · (678) 538-9420 · smartpathadvisors.co
Office IT & facilitiesCRMRecruiting & transitions
50
EMPOWER WEALTH MANAGEMENT added office(s): 1 -> 2 additional locations. IAPD ↗
$200.2M RAUM · 2 reps · 512-833-6557 · empoweringretirement.com
Office IT & facilitiesCRMRecruiting & transitions
50
OPTIMA CAPITAL MANAGEMENT added office(s): 1 -> 2 additional locations. IAPD ↗
$116.5M RAUM · 4 reps · 480-757-9052
Office IT & facilitiesCRMRecruiting & transitions
50
STRATTON CAPITAL INVESTMENT ADVISORY LLC added office(s): 1 -> 2 additional locations. IAPD ↗
$75.2M RAUM · 6 reps · (914) 471-3377 · stratton-capital.com
Office IT & facilitiesCRMRecruiting & transitions
50
EMISSARY WEALTH added office(s): 0 -> 1 additional locations. IAPD ↗
$156.1M RAUM · 4 reps · 201-853-9103
Office IT & facilitiesCRMRecruiting & transitions
50
AMARA FINANCIAL, LLC added office(s): 0 -> 1 additional locations. IAPD ↗
$200.1M RAUM · 2 reps · 415-319-1071 · amarafinancial.com
Office IT & facilitiesCRMRecruiting & transitions
50
ALIGN FINANCIAL, LLC added office(s): 0 -> 3 additional locations. IAPD ↗
$101.5M RAUM · 1 reps · 218-336-2506 · align.financial
Office IT & facilitiesCRMRecruiting & transitions
50
DIAMOND CLIENT GROUP, LLC added office(s): 0 -> 1 additional locations. IAPD ↗
$117.3M RAUM · 9 reps · 832-319-1555
Office IT & facilitiesCRMRecruiting & transitions
50
INVESTED ADVISORS added office(s): 2 -> 3 additional locations. IAPD ↗
$226.2M RAUM · 2 reps · 814-235-2703 · weareinvested.com
Office IT & facilitiesCRMRecruiting & transitions
50
NEXWEALTH LLC added office(s): 0 -> 1 additional locations. IAPD ↗
$132.4M RAUM · 4 reps · 561-971-3939 · nexwealthllc.com
Office IT & facilitiesCRMRecruiting & transitions
50
ATX FINANCIAL PLANNING, LLC added office(s): 0 -> 1 additional locations. IAPD ↗
$139.9M RAUM · 2 reps · 512-693-4040 · atxfinancialplanning.com
Office IT & facilitiesCRMRecruiting & transitions
50
SIGNAL TREE FINANCIAL PARTNERS LLC added office(s): 0 -> 1 additional locations. IAPD ↗
$171.2M RAUM · 6 reps · (330) 590-5937
Office IT & facilitiesCRMRecruiting & transitions
50
MISSION FINANCIAL GROUP, LLC added office(s): 3 -> 4 additional locations. IAPD ↗
$232.8M RAUM · 5 reps · 808-445-9965 · missionfinancial.com
Office IT & facilitiesCRMRecruiting & transitions
50
VITA PLANNING GROUP LLC added office(s): 2 -> 5 additional locations. IAPD ↗
$64.6M RAUM · 5 reps · 650-567-9300 · vita401k.com
Office IT & facilitiesCRMRecruiting & transitions
50
CABIN ADVISORS, LLC added office(s): 7 -> 8 additional locations. IAPD ↗
$133.6M RAUM · 15 reps · 913-933-3351 · financialarchitects.com
Office IT & facilitiesCRMRecruiting & transitions
50
J.M. ARBOUR, LLC added office(s): 2 -> 3 additional locations. IAPD ↗
$154.0M RAUM · 6 reps · (207) 248-6767 · jmarbour.com
Office IT & facilitiesCRMRecruiting & transitions
50
DOWNSHIFT FINANCIAL added office(s): 1 -> 2 additional locations. IAPD ↗
$191.5M RAUM · 3 reps · (720) 515-0564
Office IT & facilitiesCRMRecruiting & transitions
50
BLUEPRINT FINANCIAL ADVISORS added office(s): 14 -> 15 additional locations. IAPD ↗
$201.5M RAUM · 17 reps · 844-200-2568 · bluegrasscapadv.com
Office IT & facilitiesCRMRecruiting & transitions
50
AVAIL INVESTMENT PARTNERS, LLC added office(s): 4 -> 6 additional locations. IAPD ↗
$138.6M RAUM · 6 reps · 814-996-7206
Office IT & facilitiesCRMRecruiting & transitions
50
PEACE OF MIND WEALTH MANAGEMENT added office(s): 1 -> 2 additional locations. IAPD ↗
$214.1M RAUM · 6 reps · 919-787-8866 · pomwealth.net
Office IT & facilitiesCRMRecruiting & transitions
50
THE WEALTH BOUTIQUE added office(s): 7 -> 8 additional locations. IAPD ↗
$94.1M RAUM · 7 reps · 908-955-0077 · tanisfingroup.com
Office IT & facilitiesCRMRecruiting & transitions
50
COGENT PRIVATE WEALTH added office(s): 0 -> 1 additional locations. IAPD ↗
$141.5M RAUM · 5 reps · (407) 887-4965 · cogentprivatewealth.com
Office IT & facilitiesCRMRecruiting & transitions
50
MIRRETTI PERRYMAN WEALTH STRATEGIES, LLC added office(s): 0 -> 1 additional locations. IAPD ↗
$161.0M RAUM · 3 reps · 847-983-0123 · mirrettiperryman.com
Office IT & facilitiesCRMRecruiting & transitions
50
BURR FINANCIAL SERVICES, LLC added office(s): 0 -> 2 additional locations. IAPD ↗
$155.4M RAUM · 3 reps · 925-676-6007
Office IT & facilitiesCRMRecruiting & transitions
50
10ELMS LLP added office(s): 3 -> 4 additional locations. IAPD ↗
$120.9M RAUM · 3 reps · 918-812-7998 · 10elms.com
Office IT & facilitiesCRMRecruiting & transitions
50
RSG INVESTMENTS LLC added office(s): 2 -> 3 additional locations. IAPD ↗
$116.4M RAUM · 9 reps · 9136859422 · rsgusa.net
Office IT & facilitiesCRMRecruiting & transitions
50
ATLAS added office(s): 0 -> 6 additional locations. IAPD ↗
$121.3M RAUM · 5 reps · 805-557-8713
Office IT & facilitiesCRMRecruiting & transitions
50
SMART PORTFOLIO added office(s): 0 -> 1 additional locations. IAPD ↗
$44.1M RAUM · 1 reps · 858-898-8000 · smrtportfolio.com
Office IT & facilitiesCRMRecruiting & transitions
50
WEALTH MORE ENTERPRISE, INC. added office(s): 0 -> 5 additional locations. IAPD ↗
$76,000 RAUM · 6 reps · 888-303-6361 · hellowealthmore.com
Office IT & facilitiesCRMRecruiting & transitions
50
SLP WEALTH added office(s): 13 -> 16 additional locations. IAPD ↗
$29.2M RAUM · 16 reps · (910) 315-0973 · slpwealth.com
Office IT & facilitiesCRMRecruiting & transitions
50
MICA CREEK CAPITAL LLC added office(s): 0 -> 1 additional locations. IAPD ↗
$169.8M RAUM · 2 reps · 917-399-0058
Office IT & facilitiesCRMRecruiting & transitions
50
ACCELERATE RETIREMENT added office(s): 13 -> 14 additional locations. IAPD ↗
$242.8M RAUM · 28 reps · 888-439-7071
Office IT & facilitiesCRMRecruiting & transitions
50
NORTH STAR WEALTH MANAGEMENT added office(s): 0 -> 1 additional locations. IAPD ↗
$152.8M RAUM · 1 reps · (224) 342-2525
Office IT & facilitiesCRMRecruiting & transitions
50
RIGDEN CAPITAL STRATEGIES added office(s): 2 -> 3 additional locations. IAPD ↗
$104.1M RAUM · 6 reps · 303-351-1618
Office IT & facilitiesCRMRecruiting & transitions
50
STIRLING FINANCIAL GROUP added office(s): 0 -> 1 additional locations. IAPD ↗
$152.4M RAUM · 1 reps · 619-435-1210 · stirlingfinancialgroup.com
Office IT & facilitiesCRMRecruiting & transitions
50
APFORIA added office(s): 1 -> 2 additional locations. IAPD ↗
$96.3M RAUM · 10 reps · (833) 780-2487 · redeploymentwealth.com
Office IT & facilitiesCRMRecruiting & transitions
50
FJELL CAPITAL added office(s): 0 -> 1 additional locations. IAPD ↗
$157.2M RAUM · 5 reps · 701-491-7600 · fjellcapital.com
Office IT & facilitiesCRMRecruiting & transitions
50
INTENTIONAL WEALTH STRATEGIES added office(s): 0 -> 1 additional locations. IAPD ↗
$139.6M RAUM · 2 reps · 719-694-8002 · intentionalwealth.com
Office IT & facilitiesCRMRecruiting & transitions
50
MAIN ADVISORY, INC. added office(s): 0 -> 1 additional locations. IAPD ↗
$128.2M RAUM · 2 reps · (724) 731-0173 · mainadvisory.com
Office IT & facilitiesCRMRecruiting & transitions
50
ALTITUDE CAPITAL MANAGEMENT LLC added office(s): 16 -> 18 additional locations. IAPD ↗
$49.4M RAUM · 16 reps · 515-207-3310 · altitudecm.com
Office IT & facilitiesCRMRecruiting & transitions
50
SALUS FINANCIAL ADVISORS added office(s): 3 -> 4 additional locations. IAPD ↗
$203.1M RAUM · 4 reps · (612) 747-9420 · salusfinancialadvisors.com
Office IT & facilitiesCRMRecruiting & transitions
50
CRUSONIA WEALTH ADVISORS LLC added office(s): 0 -> 3 additional locations. IAPD ↗
$161.3M RAUM · 4 reps · 303-810-6366
Office IT & facilitiesCRMRecruiting & transitions
50
RESHAPE WEALTH added office(s): 0 -> 1 additional locations. IAPD ↗
$171.9M RAUM · 1 reps · 646-626-7902
Office IT & facilitiesCRMRecruiting & transitions
50
KONZA GLOBAL WEALTH GROUP added office(s): 0 -> 1 additional locations. IAPD ↗
$116.5M RAUM · 2 reps · (913) 318-5980 · konzaglobal.com
Office IT & facilitiesCRMRecruiting & transitions
50
SANDRO WEALTH MANAGEMENT LLC added office(s): 3 -> 4 additional locations. IAPD ↗
$101.7M RAUM · 5 reps · 2016613416 · sandrowealth.com
Office IT & facilitiesCRMRecruiting & transitions
50
OCM PRIVATE WEALTH, LLC added office(s): 4 -> 5 additional locations. IAPD ↗
$139.1M RAUM · 4 reps · 216-456-1515 · ocmprivatewealth.com
Office IT & facilitiesCRMRecruiting & transitions
50
MANNA WEALTH MANAGEMENT added office(s): 0 -> 5 additional locations. IAPD ↗
$122.6M RAUM · 1 reps · 305-306-7107 · mannawealthmanagement.com
Office IT & facilitiesCRMRecruiting & transitions
50
PLUM POINTE WEALTH MANAGEMENT added office(s): 1 -> 2 additional locations. IAPD ↗
$206.7M RAUM · 2 reps · 401-228-8258
Office IT & facilitiesCRMRecruiting & transitions
50
MADRID WEALTH MANAGEMENT added office(s): 0 -> 1 additional locations. IAPD ↗
$127.3M RAUM · 4 reps · 505-633-5332 · madridwm.com
Office IT & facilitiesCRMRecruiting & transitions
50
GPS INVESTMENTS added office(s): 0 -> 2 additional locations. IAPD ↗
$124.0M RAUM · 2 reps · 602-558-1211
Office IT & facilitiesCRMRecruiting & transitions
50
PARADIGM INVESTMENT ADVISORY, LLC added office(s): 1 -> 2 additional locations. IAPD ↗
$182.8M RAUM · 4 reps · 908-450-7402
Office IT & facilitiesCRMRecruiting & transitions
50
EXCELSIOR ADVISOR NETWORK LLC added office(s): 1 -> 3 additional locations. IAPD ↗
$150.0M RAUM · 4 reps · 303-351-6436 · jhardeeim.com
Office IT & facilitiesCRMRecruiting & transitions
50
SAMARA CAPITAL added office(s): 0 -> 1 additional locations. IAPD ↗
$114.2M RAUM · 3 reps · 888-397-8331 · samara-capital.com
Office IT & facilitiesCRMRecruiting & transitions
50
ACHIEVE RETIREMENT & WEALTH MANAGEMENT, LLC added office(s): 0 -> 1 additional locations. IAPD ↗
$64.4M RAUM · 1 reps · (203) 642-6781 · achieveretirementandwealth.com
Office IT & facilitiesCRMRecruiting & transitions
50
CIO CAPITAL GROUP LLC added office(s): 1 -> 2 additional locations. IAPD ↗
$25.7M RAUM · 2 reps · 212-516-4000 · ciocapitalgroup.com
Office IT & facilitiesCRMRecruiting & transitions
50
HANOVER SQUARE WEALTH ADVISORS LLC added office(s): 0 -> 1 additional locations. IAPD ↗
$104.2M RAUM · 1 reps · 336-444-2680 · hanoversquarewa.com
Office IT & facilitiesCRMRecruiting & transitions
50
CHARMARLINE WEALTH MANAGEMENT added office(s): 0 -> 1 additional locations. IAPD ↗
$111.9M RAUM · 1 reps · 434-455-3036
Office IT & facilitiesCRMRecruiting & transitions
45
CERITY PARTNERS RETIREMENT PLAN CONSULTANTS added office(s): 19 -> 21 additional locations. IAPD ↗institutional
$18.95B RAUM · 68 reps · 212-850-4260
Office IT & facilitiesCRMRecruiting & transitions
45
FLEXPATH STRATEGIES added office(s): 0 -> 3 additional locations. IAPD ↗institutional
$79.85B RAUM · 12 reps · 949-418-6030 · flexpathstrategies.com
Office IT & facilitiesCRMRecruiting & transitions
45
SAMMONS FINANCIAL GROUP ASSET MANAGEMENT, LLC added office(s): 0 -> 1 additional locations. IAPD ↗institutional
$109.76B RAUM · 6 reps · 515-221-4879
Office IT & facilitiesCRMRecruiting & transitions
43
INFUSIVE ASSET MANAGEMENT INC. added office(s): 0 -> 1 additional locations. IAPD ↗institutional
$317.5M RAUM · 2 reps · +44 20 3958 6343
Office IT & facilitiesCRMRecruiting & transitions
43
FCA PARTNERS, LLC added office(s): 0 -> 1 additional locations. IAPD ↗institutional
$741.2M RAUM · 6 reps · 704-972-2684 · fcapartners.com
Office IT & facilitiesCRMRecruiting & transitions
43
FPLF MANAGEMENT LLC added office(s): 2 -> 16 additional locations. IAPD ↗institutional
$761.9M RAUM · 55 reps · 212-798-6100
Office IT & facilitiesCRMRecruiting & transitions
43
CLAREN ROAD PRIVATE CREDIT SOLUTIONS LLC added office(s): 0 -> 1 additional locations. IAPD ↗institutional
$283.1M RAUM · 4 reps · 212-888-1433
Office IT & facilitiesCRMRecruiting & transitions
40
SIGULER GUFF ADVISERS LLC added office(s): 12 -> 13 additional locations. IAPD ↗fund
$16.87B RAUM · 66 reps · 212-332-5100 · sigulerguff.com
Office IT & facilitiesCRMRecruiting & transitions
40
NUMERIC INVESTORS LLC added office(s): 3 -> 4 additional locations. IAPD ↗fund
$50.58B RAUM · 46 reps · 617 897 7800 · man.com
Office IT & facilitiesCRMRecruiting & transitions
40
LIGHTHOUSE INVESTMENT PARTNERS, LLC added office(s): 21 -> 22 additional locations. IAPD ↗fund
$87.38B RAUM · 206 reps · 561-741-0820
Office IT & facilitiesCRMRecruiting & transitions
40
BALYASNY ASSET MANAGEMENT L.P. added office(s): 28 -> 29 additional locations. IAPD ↗fund
$265.15B RAUM · 869 reps · 312-499-2999
Office IT & facilitiesCRMRecruiting & transitions
40
OWL CREEK ASSET MANAGEMENT, L.P. added office(s): 1 -> 2 additional locations. IAPD ↗fund
$2.29B RAUM · 13 reps · 212-688-2550
Office IT & facilitiesCRMRecruiting & transitions
40
CAPSTONE INVESTMENT ADVISORS, LLC added office(s): 5 -> 6 additional locations. IAPD ↗fund
$91.71B RAUM · 111 reps · 212-232-1420 · globalvolatilitysummit.com
Office IT & facilitiesCRMRecruiting & transitions
40
TOWERBROOK CAPITAL PARTNERS added office(s): 3 -> 5 additional locations. IAPD ↗fund
$22.45B RAUM · 92 reps · 212-699-2200
Office IT & facilitiesCRMRecruiting & transitions
40
C-III INVESTMENT MANAGEMENT LLC added office(s): 4 -> 5 additional locations. IAPD ↗fund
$3.05B RAUM · 30 reps · 212-705-5000 · c3cp.com
Office IT & facilitiesCRMRecruiting & transitions
40
HAYFIN CAPITAL MANAGEMENT LLC added office(s): 1 -> 2 additional locations. IAPD ↗fund
$1.63B RAUM · 16 reps · 212 680 0011 · hayfin.com
Office IT & facilitiesCRMRecruiting & transitions
40
LS POWER EQUITY ADVISORS, LLC added office(s): 2 -> 4 additional locations. IAPD ↗fund
$12.42B RAUM · 139 reps · 212-615-3456
Office IT & facilitiesCRMRecruiting & transitions
40
EDGE PRINCIPAL ADVISORS, LLC added office(s): 1 -> 3 additional locations. IAPD ↗fund
$1.35B RAUM · 12 reps · 212-547-4380
Office IT & facilitiesCRMRecruiting & transitions
40
TOWNSEND HOLDINGS LLC added office(s): 3 -> 4 additional locations. IAPD ↗fund
$19.30B RAUM · 70 reps · 216-781-9090 · townsendgroup.com
Office IT & facilitiesCRMRecruiting & transitions
40
BROAD BAY CAPITAL MANAGEMENT LP added office(s): 0 -> 1 additional locations. IAPD ↗fund
$1.47B RAUM · 7 reps · 212.503.5800 · broadbaycapital.com
Office IT & facilitiesCRMRecruiting & transitions
40
REVELAR CAPITAL LLC added office(s): 0 -> 1 additional locations. IAPD ↗fund
$3.86B RAUM · 15 reps · 212-318-9800 · revelarcapital.com
Office IT & facilitiesCRMRecruiting & transitions
40
KIRKOSWALD ASSET MANAGEMENT LLC added office(s): 0 -> 1 additional locations. IAPD ↗fund
$16.09B RAUM · 18 reps · 1-332-207-4650
Office IT & facilitiesCRMRecruiting & transitions
40
SOVEREIGN'S CAPITAL MANAGEMENT, LLC added office(s): 2 -> 3 additional locations. IAPD ↗fund
$1.05B RAUM · 26 reps · 404-260-2798 · sovereignscapital.com
Office IT & facilitiesCRMRecruiting & transitions
40
SALUDA GRADE ASSET MANAGEMENT LLC added office(s): 1 -> 3 additional locations. IAPD ↗fund
$5.87B RAUM · 21 reps · 1 646 974 8560 · saludagrade.com
Office IT & facilitiesCRMRecruiting & transitions
40
PEAKLINE PARTNERS, LLC added office(s): 0 -> 1 additional locations. IAPD ↗fund
$2.63B RAUM · 10 reps · 214-661-8167 · peakline.com
Office IT & facilitiesCRMRecruiting & transitions
40
ISLAND INVESTMENT MANAGEMENT LLC added office(s): 4 -> 5 additional locations. IAPD ↗fund
$1.49B RAUM · 30 reps · 212-705-5000 · islandcapital.com
Office IT & facilitiesCRMRecruiting & transitions
40
COPENHAGEN INFRASTRUCTURE PARTNERS INC. added office(s): 0 -> 1 additional locations. IAPD ↗fund
$33.61B RAUM · 40 reps · +1 646-300-0541
Office IT & facilitiesCRMRecruiting & transitions
40
TRIARTISAN CAPITAL ADVISORS LLC added office(s): 0 -> 1 additional locations. IAPD ↗fund
$1.26B RAUM · 5 reps · (212) 609-0620 · triartisan.com
Office IT & facilitiesCRMRecruiting & transitions
40
PACIFIC WAY CAPITAL MANAGEMENT, LLC added office(s): 0 -> 1 additional locations. IAPD ↗fund
$1.70B RAUM · 3 reps · 646-893-4859
Office IT & facilitiesCRMRecruiting & transitions
40
ALPHABIT INVESTMENTS, LLC added office(s): 1 -> 2 additional locations. IAPD ↗institutional
$6.6M RAUM · 2 reps · 641-251-6001 · alphabitinvestments.com
Office IT & facilitiesCRMRecruiting & transitions
40
LANE42 added office(s): 0 -> 1 additional locations. IAPD ↗fund
$2.01B RAUM · 14 reps · (212) 970-5740 · lane42.com
Office IT & facilitiesCRMRecruiting & transitions
38
WELLSPRING CAPITAL MANAGEMENT LLC added office(s): 0 -> 1 additional locations. IAPD ↗fund
$401.7M RAUM · 15 reps · 212-318-9800 · revelarcapital.com
Office IT & facilitiesCRMRecruiting & transitions
38
CREO CAPITAL PARTNERS MANAGEMENT LLC added office(s): 1 -> 2 additional locations. IAPD ↗fund
$348.0M RAUM · 5 reps · 305-998-0078 · creocapitalpartners.com
Office IT & facilitiesCRMRecruiting & transitions
38
CORINTHIA GLOBAL MANAGEMENT added office(s): 0 -> 2 additional locations. IAPD ↗fund
$261.4M RAUM · 16 reps · +1 (980) 418-2215 · corinthiagm.com
Office IT & facilitiesCRMRecruiting & transitions
35
MA ASSET MANAGEMENT, LLC added office(s): 0 -> 1 additional locations. IAPD ↗fund
$215.1M RAUM · 3 reps · (914) 274-8483
Office IT & facilitiesCRMRecruiting & transitions
35
SEAPORT GLOBAL ASSET MANAGEMENT LLC added office(s): 0 -> 2 additional locations. IAPD ↗fund
$118.6M RAUM · 1 reps · 212-616-7700 · seaportglobal.com
Office IT & facilitiesCRMRecruiting & transitions
35
M28 CAPITAL MANAGEMENT LP added office(s): 0 -> 1 additional locations. IAPD ↗fund
$120.8M RAUM · 1 reps · (203) 516-3730 · m28capital.com
Office IT & facilitiesCRMRecruiting & transitions
35
MAPLE PARK CAPITAL added office(s): 0 -> 1 additional locations. IAPD ↗fund
$138.8M RAUM · 4 reps · 214-302-5550
Office IT & facilitiesCRMRecruiting & transitions
25
CARDINAL POINT WEALTH MANAGEMENT added office(s): 2 -> 3 additional locations. IAPD ↗foreign
$3.98B RAUM · 24 reps · 866-213-2036 · sportsmgt.cardinalpointwealth.com
Office IT & facilitiesCRMRecruiting & transitions
25
GLADSTONE MANAGEMENT added office(s): 0 -> 1 additional locations. IAPD ↗foreign
$1.87B RAUM · 8 reps · +44 207 408 4771 · gladstone-management.com
Office IT & facilitiesCRMRecruiting & transitions
25
PRIME QUADRANT added office(s): 2 -> 5 additional locations. IAPD ↗foreign
$1.05B RAUM · 4 reps · 212-365-7400
Office IT & facilitiesCRMRecruiting & transitions
23
1832 ASSET MANAGEMENT U.S. INC. added office(s): 13 -> 30 additional locations. IAPD ↗foreign
$922.3M RAUM · 77 reps · 416-840-7986
Office IT & facilitiesCRMRecruiting & transitions
23
AUGUST GROUP added office(s): 2 -> 3 additional locations. IAPD ↗foreign
$649.7M RAUM · 3 reps · 438-792-5161
Office IT & facilitiesCRMRecruiting & transitions
20
SARTORIAL WEALTH INC. added office(s): 0 -> 1 additional locations. IAPD ↗foreign
$82.5M RAUM · 2 reps · 647-998-9705
Office IT & facilitiesCRMRecruiting & transitions
new registration — 373 Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
98
BROADVIEW WEALTH PARTNERS (BOULDER, CO) is newly SEC-registered with $309.1M RAUM and 2 advisory reps. IAPD ↗
$309.1M RAUM · 2 reps · 303-323-4293 · broadviewwp.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
98
4:8 FINANCIAL (CANBY, OR) is newly SEC-registered with $301.3M RAUM and 1 advisory reps. IAPD ↗
$301.3M RAUM · 1 reps · 503-266-4848 · 48financial.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
98
MOLDENHAUER & ASSOCIATES (ORCHARD PARK, NY) is newly SEC-registered with $763.9M RAUM and 10 advisory reps. IAPD ↗
$763.9M RAUM · 10 reps · 716-662-4361 · moldenhauerassociates.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
98
WAFD WEALTH, INC (SEATTLE, WA) is newly SEC-registered with $348.1M RAUM and 7 advisory reps. IAPD ↗
$348.1M RAUM · 7 reps · 206-467-2800 · wafdwealth.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
98
CLEARWAVE CAPITAL (UPLAND, CA) is newly SEC-registered with $375.5M RAUM and 3 advisory reps. IAPD ↗
$375.5M RAUM · 3 reps · 909-949-9446 · clearwavecap.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
VIP PLANNERS, INC. (ROANOKE, VA) is newly SEC-registered with $104.5M RAUM and 2 advisory reps. IAPD ↗
$104.5M RAUM · 2 reps · 5403421895 · vipplanners.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
FINANCIAL STRATEGIES INVESTMENT ADVISOR SERVICES, INC. (BETHEL, CT) is newly SEC-registered with $103.9M RAUM and 4 advisory reps. IAPD ↗
$103.9M RAUM · 4 reps · 203-798-9873 · fsias.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
STONEFIELD INVESTMENT ADVISORY, INC. (CEDAR RAPIDS, IA) is newly SEC-registered with $108.0M RAUM and 1 advisory reps. IAPD ↗
$108.0M RAUM · 1 reps · 319-377-7811
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
CLEARWATER CAPITAL MANAGEMENT (location n/a) is newly SEC-registered with $129.5M RAUM and 1 advisory reps. IAPD ↗
$129.5M RAUM · 1 reps · 612-860-8489
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
WEALTH-BUILDERS, INC. (location n/a) is newly SEC-registered with $103.6M RAUM and 1 advisory reps. IAPD ↗
$103.6M RAUM · 1 reps · 206-940-9010
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
GOING CPAS AND WEALTH ADVISORS (OPELOUSAS, LA) is newly SEC-registered with $123.9M RAUM and 8 advisory reps. IAPD ↗
$123.9M RAUM · 8 reps · 337-942-3041 · goingcpa.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
SIGNIA CAPITAL MANAGEMENT (SPOKANE, WA) is newly SEC-registered with $123.9M RAUM and 2 advisory reps. IAPD ↗
$123.9M RAUM · 2 reps · 509-789-8970 · signiacapital.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
ALESSANDRA CAPITAL MANAGEMENT, LLC (TORRANCE, CA) is newly SEC-registered with $115.5M RAUM and 2 advisory reps. IAPD ↗
$115.5M RAUM · 2 reps · 310-377-9220 · alessandracapital.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
GARHWAL, CHAN & WILLIAMS INC. (SAN FRANCISCO, CA) is newly SEC-registered with $123.6M RAUM and 2 advisory reps. IAPD ↗
$123.6M RAUM · 2 reps · (415) 263-1900 · gcwinc.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
PASNAU INVESTMENT MANAGEMENT, INC. (location n/a) is newly SEC-registered with $114.0M RAUM and 2 advisory reps. IAPD ↗
$114.0M RAUM · 2 reps · 860-354-9903
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
KOON FINANCIAL PLANNING & CONSULTING/KFP&C (GREENWOOD, IN) is newly SEC-registered with $114.5M RAUM and 1 advisory reps. IAPD ↗
$114.5M RAUM · 1 reps · 317-887-1714 · koonfinancial.com; https
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
GARDEN STATE RETIREMENT SPECIALISTS, LLC (RED BANK, NJ) is newly SEC-registered with $103.6M RAUM and 2 advisory reps. IAPD ↗
$103.6M RAUM · 2 reps · 732-936-9641
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
YDREAM FINANCIAL SERVICES, INC. (location n/a) is newly SEC-registered with $117.4M RAUM and 1 advisory reps. IAPD ↗
$117.4M RAUM · 1 reps · 734-447-5305
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
HARTLEY ADVISORS CORP. (location n/a) is newly SEC-registered with $105.6M RAUM and 2 advisory reps. IAPD ↗
$105.6M RAUM · 2 reps · 215-801-4830 · hartleyadvisors.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
HORIZON CAPITAL MANAGEMENT, LLC (LAKE FOREST, IL) is newly SEC-registered with $116.0M RAUM and 1 advisory reps. IAPD ↗
$116.0M RAUM · 1 reps · 847-738-0801 · horizoncapmgmt.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
FOREVER FINANCIAL ADVISORS, LLC (location n/a) is newly SEC-registered with $52.9M RAUM and 1 advisory reps. IAPD ↗
$52.9M RAUM · 1 reps · 585-598-1377 · foreverfinancial.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
PETRIE CAPITAL MANAGEMENT LLC. (SEATTLE, WA) is newly SEC-registered with $103.5M RAUM and 1 advisory reps. IAPD ↗
$103.5M RAUM · 1 reps · 206-545-0600 · petriecapital.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
AK GLOBAL ASSET MANAGEMENT, LLC (OAKLAND, CA) is newly SEC-registered with $112.8M RAUM and 2 advisory reps. IAPD ↗
$112.8M RAUM · 2 reps · 510-466-6338 · akglobalusa.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
PRIVATE WEALTH MANAGEMENT LLC (location n/a) is newly SEC-registered with $123.0M RAUM and 1 advisory reps. IAPD ↗
$123.0M RAUM · 1 reps · (702) 734-1475
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
SKLOFF FINANCIAL GROUP (location n/a) is newly SEC-registered with $111.5M RAUM and 1 advisory reps. IAPD ↗
$111.5M RAUM · 1 reps · 908-464-3060 · skloff.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
BRIDGELIGHT FINANCIAL ADVISORS, INC (SHELTON, CT) is newly SEC-registered with $139.0M RAUM and 3 advisory reps. IAPD ↗
$139.0M RAUM · 3 reps · 203-795-7080 · bridgelightadvisors.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
REALITY FINANCIAL PLANNING SERVICES, LLC (SARASOTA, FL) is newly SEC-registered with $116.7M RAUM and 2 advisory reps. IAPD ↗
$116.7M RAUM · 2 reps · (941) 366-5700 · realityfinancialplanning.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
FAIRWAY ASSET MANAGEMENT, LLC (OMAHA, NE) is newly SEC-registered with $111.9M RAUM and 3 advisory reps. IAPD ↗
$111.9M RAUM · 3 reps · (402) 932-4630 · fairwayasset.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
ZENDAMENTALS (CHICAGO, IL) is newly SEC-registered with $129.6M RAUM and 1 advisory reps. IAPD ↗
$129.6M RAUM · 1 reps · 773-248-1000 · zenwealthgroup.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
FULLERTON ADVISORS, LLC (DANVILLE, CA) is newly SEC-registered with $108.1M RAUM and 1 advisory reps. IAPD ↗
$108.1M RAUM · 1 reps · 925-480-7018 · fullertonadvisors.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
YUNISTONE INVESTMENT GROUP, LLC (CHICAGO, IL) is newly SEC-registered with $103.2M RAUM and 1 advisory reps. IAPD ↗
$103.2M RAUM · 1 reps · 312-809-5038 · yunistone.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
DAVIS CAPITAL ADVISORS, LLC (NEW YORK, NY) is newly SEC-registered with $41.8M RAUM and 1 advisory reps. IAPD ↗
$41.8M RAUM · 1 reps · 212-796-8440 · daviscapitaladvisors.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
INVESTMENT MANAGERS GROUP, LLC (TEMECULA, CA) is newly SEC-registered with $110.1M RAUM and 2 advisory reps. IAPD ↗
$110.1M RAUM · 2 reps · 951-225-3260 · investmentmanagersgroup.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
STANDARD PARTNERS LLC (BETHESDA, MD) is newly SEC-registered with $113.3M RAUM and 1 advisory reps. IAPD ↗
$113.3M RAUM · 1 reps · 240-494-6579
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
APPLEWHITE & BUYS FINANCIAL ADVISORS (DALLAS, TX) is newly SEC-registered with $138.1M RAUM and 2 advisory reps. IAPD ↗
$138.1M RAUM · 2 reps · 214-710-2498 · applewhitefp.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
FIRST LOOK CAPITAL MANAGEMENT, LLC (location n/a) is newly SEC-registered with $120.5M RAUM and 1 advisory reps. IAPD ↗
$120.5M RAUM · 1 reps · 844-377-8526 · firstlookcm.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
NEW WAVE FINANCIAL SERVICES (location n/a) is newly SEC-registered with $112.7M RAUM and 1 advisory reps. IAPD ↗
$112.7M RAUM · 1 reps · 213-316-8641
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
SYNERGY WEALTH MANAGEMENT, LLC (GRAND RAPIDS, MI) is newly SEC-registered with $120.0M RAUM and 3 advisory reps. IAPD ↗
$120.0M RAUM · 3 reps · 616-285-7818 · synergywm.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
PUISSANCE CAPITAL MANAGEMENT LP (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 212-878-3702 · puissancecapital.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
AGEMY WEALTH ADVISORS, LLC (DEVER, CO) is newly SEC-registered with $113.7M RAUM and 4 advisory reps. IAPD ↗
$113.7M RAUM · 4 reps · 203-738-0027
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
SUMMIT WEALTH MANAGEMENT LLC (AKRON, OH) is newly SEC-registered with $107.7M RAUM and 3 advisory reps. IAPD ↗
$107.7M RAUM · 3 reps · 330-523-1065 · swm1.us
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
PEAK FINANCIAL MANAGEMENT, INC. (BROOMFIELD, CO) is newly SEC-registered with $106.0M RAUM and 2 advisory reps. IAPD ↗
$106.0M RAUM · 2 reps · (303) 255-2252 · peakfinancialmanagement.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
PROSPERITEA PLANNING (location n/a) is newly SEC-registered with $125.0M RAUM and 2 advisory reps. IAPD ↗
$125.0M RAUM · 2 reps · 413-829-4832
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
LIFESTYLE FREEDOM ADVISORY GROUP, LLC (BRADENTON, FL) is newly SEC-registered with $125.6M RAUM and 5 advisory reps. IAPD ↗
$125.6M RAUM · 5 reps · 941-914-9422
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
WOLFGANG CAPITAL (TEMECULA, CA) is newly SEC-registered with $108.6M RAUM and 3 advisory reps. IAPD ↗
$108.6M RAUM · 3 reps · 951-200-5084 · calendly.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
BERNARD & JOHNSON FAMILY WEALTH MANAGEMENT (PASADENA, CA) is newly SEC-registered with $105.5M RAUM and 2 advisory reps. IAPD ↗
$105.5M RAUM · 2 reps · (626) 405-2920 · bernardandjohnson.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
SEEDSAFE FINANCIAL LLC (location n/a) is newly SEC-registered with $108.7M RAUM and 2 advisory reps. IAPD ↗
$108.7M RAUM · 2 reps · 360-602-1274 · seedsafefinancial.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
SPIRIT WEST ADVISORS, LLC (SCOTTSDALE, AZ) is newly SEC-registered with $106.0M RAUM and 1 advisory reps. IAPD ↗
$106.0M RAUM · 1 reps · 480-306-7823
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
FINANCIAL DESIGN STUDIO, INC. (DEER PARK, IL) is newly SEC-registered with $105.0M RAUM and 3 advisory reps. IAPD ↗
$105.0M RAUM · 3 reps · (847) 238-8050
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
BRASIL PLURAL INVESTMENT ADVISOR LLC (MIAMI, FL) is newly SEC-registered with $104.6M RAUM and 10 advisory reps. IAPD ↗
$104.6M RAUM · 10 reps · (305) 904-9496
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
ASCENT CAPITAL PARTNERS, LLC (SCOTTSDALE, AZ) is newly SEC-registered with $197.0M RAUM and 2 advisory reps. IAPD ↗
$197.0M RAUM · 2 reps · (480) 841-6956
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
MAIDSTONE WEALTH MANAGEMENT, LLC (CAMBRIDGE, NY) is newly SEC-registered with $25.5M RAUM and 1 advisory reps. IAPD ↗
$25.5M RAUM · 1 reps · 518-677-7358
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
AVENTINE FINANCIAL GROUP (DOYLESTOWN, PA) is newly SEC-registered with $119.3M RAUM and 2 advisory reps. IAPD ↗
$119.3M RAUM · 2 reps · (212) 269-2512 · aventinefg.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
WEALTH MANAGEMENT SOLUTIONS (location n/a) is newly SEC-registered with $116.2M RAUM and 3 advisory reps. IAPD ↗
$116.2M RAUM · 3 reps · (918) 499-1700 · wealthmgtsolutions.net
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
BONDURANT INVESTMENT ADVISORY, LLC (EVANSTON, IL) is newly SEC-registered with $105.1M RAUM and 2 advisory reps. IAPD ↗
$105.1M RAUM · 2 reps · 847-602-6404 · sbondinvest.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
PASSPORT WEALTH MANAGEMENT (CORNELIUS, NC) is newly SEC-registered with $112.3M RAUM and 1 advisory reps. IAPD ↗
$112.3M RAUM · 1 reps · (704) 457-0060 · passportwm.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
HATCHER CAPITAL INVESTMENTS, INC. (LITTLE ROCK, AR) is newly SEC-registered with $112.3M RAUM and 3 advisory reps. IAPD ↗
$112.3M RAUM · 3 reps · 501-747-2656
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
PLEASANTDALE WEALTH MANAGEMENT, LLC (location n/a) is newly SEC-registered with $100.6M RAUM and 3 advisory reps. IAPD ↗
$100.6M RAUM · 3 reps · 908-914-1572
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
KEYSTONE WEALTH MANAGEMENT (WATERLOO, IA) is newly SEC-registered with $130.2M RAUM and 1 advisory reps. IAPD ↗
$130.2M RAUM · 1 reps · (319) 883-3096 · keystonewealth.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
FAMILY PARTNERS CAPITAL, LLC (HAMILTON, MA) is newly SEC-registered with $102.0M RAUM and 1 advisory reps. IAPD ↗
$102.0M RAUM · 1 reps · 978-712-2990
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
ADVISORSTRUST PARTNERS LLC (RALEIGH, NC) is newly SEC-registered with $216.8M RAUM and 3 advisory reps. IAPD ↗
$216.8M RAUM · 3 reps · (919) 607-4183 · jamesfinancialadvisors.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
WARM SPRINGS ADVISORS INC. (LARKSPUR, CA) is newly SEC-registered with $138.0M RAUM and 1 advisory reps. IAPD ↗
$138.0M RAUM · 1 reps · 415-497-8564
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
ICONOCLASTIC CAPITAL MANAGEMENT LLC (ROCHESTER, NY) is newly SEC-registered with $55.2M RAUM and 3 advisory reps. IAPD ↗
$55.2M RAUM · 3 reps · 585-504-1616 · iconocapital.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
GENESIS INVESTMENTS (OOLTEWAH, TN) is newly SEC-registered with $102.6M RAUM and 4 advisory reps. IAPD ↗
$102.6M RAUM · 4 reps · 423-290-2619 · genesis.investments
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
THE CAPELOTO & HEDRICK CO (location n/a) is newly SEC-registered with $121.0M RAUM and 2 advisory reps. IAPD ↗
$121.0M RAUM · 2 reps · 206-659-1715 · fosterpointcapital.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
SIKORSKI WEALTH MANAGEMENT, LLC (SAN DIEGO, CA) is newly SEC-registered with $102.7M RAUM and 2 advisory reps. IAPD ↗
$102.7M RAUM · 2 reps · 619-363-6007 · sikorskiwealthmgmt.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
Q2 WEALTH MANAGEMENT (LEXINGTON, KY) is newly SEC-registered with $107.9M RAUM and 3 advisory reps. IAPD ↗
$107.9M RAUM · 3 reps · 859-216-2169
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
SOUNDPATH RETIREMENT STRATEGIES, LLC (BELLEVUE, WA) is newly SEC-registered with $111.5M RAUM and 3 advisory reps. IAPD ↗
$111.5M RAUM · 3 reps · (425) 365-0204 · soundpathretirement.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
FINANCIAL DESIGN GROUP, LLC (LAVISTA, NE) is newly SEC-registered with $109.8M RAUM and 2 advisory reps. IAPD ↗
$109.8M RAUM · 2 reps · 402-509-2250 · fdgomaha.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
NEU WEALTH GROUP (location n/a) is newly SEC-registered with $205.5M RAUM and 1 advisory reps. IAPD ↗
$205.5M RAUM · 1 reps · 516-695-2844 · neuwealthgroup.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
SYNCHRONOUS WEALTH ADVISORS LLC (location n/a) is newly SEC-registered with $163.6M RAUM and 3 advisory reps. IAPD ↗
$163.6M RAUM · 3 reps · (805) 452-5918 · synchronouswealth.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
ATTLEBORO WEALTH MANAGEMENT LLC (YARDLEY, PA) is newly SEC-registered with $113.1M RAUM and 4 advisory reps. IAPD ↗
$113.1M RAUM · 4 reps · 215-310-9440
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
DIVVI WEALTH MANAGEMENT (KANSAS CITY, MO) is newly SEC-registered with $111.2M RAUM and 4 advisory reps. IAPD ↗
$111.2M RAUM · 4 reps · 8162378137
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
FINANCIAL PLANNING FIRST, LLC (TUSCON, AZ) is newly SEC-registered with $109.5M RAUM and 1 advisory reps. IAPD ↗
$109.5M RAUM · 1 reps · 520-314-1301 · financialplanningfirst.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
BUTTERWORTH FINANCIAL LLC (DANVERS, MA) is newly SEC-registered with $100.3M RAUM and 1 advisory reps. IAPD ↗
$100.3M RAUM · 1 reps · 617-792-8492 · butterworthfinancial.net
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
ALTAR ROCK (location n/a) is newly SEC-registered with $140.5M RAUM and 5 advisory reps. IAPD ↗
$140.5M RAUM · 5 reps · 917 226 0565 · altarrockwealth.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
CAIRN FINANCIAL PLANNING (location n/a) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · (360) 362-4922
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
MAVROS CAPITAL MANAGEMENT, LLC (LOS ANGELES, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · (424) 522-2524 · mavrosgroup.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
TRIO WEALTH MANAGEMENT, LLC (GREAT FALLS, VA) is newly SEC-registered with $101.4M RAUM and 2 advisory reps. IAPD ↗
$101.4M RAUM · 2 reps · (703) 459-9171
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
RIVERTREE WEALTH (LITTLE ROCK, AR) is newly SEC-registered with $108.6M RAUM and 2 advisory reps. IAPD ↗
$108.6M RAUM · 2 reps · (501) 500-0893
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
STEWARDSHIP CONCEPTS FINANCIAL SERVICES LLC (SPOKANE, WA) is newly SEC-registered with $106.4M RAUM and 4 advisory reps. IAPD ↗
$106.4M RAUM · 4 reps · 509-443-0845 · scfinancials.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
TERRAFIRMA WEALTH PARTNERS (WALNUT CREEK, CA) is newly SEC-registered with $108.6M RAUM and 1 advisory reps. IAPD ↗
$108.6M RAUM · 1 reps · 925-587-8882 · terrafirmawealth.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
TRUNORTH FINANCIAL LLC (location n/a) is newly SEC-registered with $29.5M RAUM and 1 advisory reps. IAPD ↗
$29.5M RAUM · 1 reps · 845-741-7150
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
PMC WEALTH, LLC (CLARENCE, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 716-425-8800 · pmcwealthadvisors.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
SERENITY CAPITAL ADVISORS INC. (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 585-662-8111 · serenitycapadvisors.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
EXIT WEALTH ADVISORS (ALPHARETTA, GA) is newly SEC-registered with $187.2M RAUM and 3 advisory reps. IAPD ↗
$187.2M RAUM · 3 reps · 404-474-8513 · exitwealth.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
HERMITAGE WEALTH (RICHMOND, VA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗
$0 RAUM · 6 reps · 804-270-7877
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
BULLSEYE INVESTMENT GROUP (location n/a) is newly SEC-registered with $27.0M RAUM and 1 advisory reps. IAPD ↗
$27.0M RAUM · 1 reps · (917) 710-8347 · bullseyeig.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
IDEAL RETIREMENT SOLUTIONS (PORT CHARLOTTE, FL) is newly SEC-registered with $101.4M RAUM and 4 advisory reps. IAPD ↗
$101.4M RAUM · 4 reps · (941) 876-8985 · idealretirementsolutions.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
HORIZON WEALTH (DENVER, CO) is newly SEC-registered with $101.1M RAUM and 4 advisory reps. IAPD ↗
$101.1M RAUM · 4 reps · 303-777-7124 · myhorizonwealth.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
WELARA (location n/a) is newly SEC-registered with $34.1M RAUM and 3 advisory reps. IAPD ↗
$34.1M RAUM · 3 reps · 1 917-524-6125
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
SOUTHEAST CAPITAL MANAGEMENT LTD (location n/a) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 66 62 609 5962
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
AFT US CAPITAL LLC (PALO ALTO, CA) is newly SEC-registered (provisional 120-day approval) with $216 RAUM and 0 advisory reps. IAPD ↗
$216 RAUM · 0 reps · 213-454-0601 · aspireapp.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
MPM ADVISORS GROUP LLC (LIVERPOOL, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 315-461-0414
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
PM WEALTH ADVISORS LLC (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 212-643-0099
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
NEW WEST ASSET MANAGEMENT (location n/a) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 1.913.209.9796 · newwestcap.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
SANDLOT PRIVATE WEALTH LLC (OREM, UT) is newly SEC-registered with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · 801 428 7744 · sandlotwealth.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
GRANITE ISLANDS PRIVATE WEALTH, LLC (GUILFORD, CT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · 203-889-3899 · graniteislands.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
HOOVER PRIVATE WEALTH, LLC (ROYAL OAK, MI) is newly SEC-registered with $132.0M RAUM and 2 advisory reps. IAPD ↗
$132.0M RAUM · 2 reps · (248) 298-4000 · hooverprivatewealth.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
ANCHORED FINANCIAL PLANNING LLC (WEST DEPTFORD, NJ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 856-796-3500 · anchoredfinancialplanning.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
STRATEGIC WEALTH PARTNERS LLC (FRANKLIN, TN) is newly SEC-registered with $101.7M RAUM and 2 advisory reps. IAPD ↗
$101.7M RAUM · 2 reps · 407-310-3354 · strategicwealthpartners.net
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
ENCORE WEALTH ADVISORS (MORRIS, MN) is newly SEC-registered (provisional 120-day approval) with $108.0M RAUM and 3 advisory reps. IAPD ↗
$108.0M RAUM · 3 reps · 320-288-4084
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
ALIGN ADVISOR GROUP, LLC (VINELAND, NJ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 856-692-0555
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
PATHFINDER WEALTH CONSULTING (WILMINGTON, NC) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 9 advisory reps. IAPD ↗
$0 RAUM · 9 reps · (910) 793-0616
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
ROCK CREEK WEALTH MANAGEMENT (HILLSBORO, OR) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · 503-505-7000 · rockcreekwm.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
AXIENT INVESTMENT ADVISORS LLC (HUNTSVILLE, AL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 8 advisory reps. IAPD ↗
$0 RAUM · 8 reps · 256-980-1723 · axientadvisors.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
HOLON WEALTH MANAGEMENT (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 510.325.1701
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
ACTIVE WEALTH ADVISORS (WOODCLIFF LAKE, NJ) is newly SEC-registered with $52.6M RAUM and 1 advisory reps. IAPD ↗
$52.6M RAUM · 1 reps · 551-502-2266 · activewealthadvisors.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
NEXUS ONE FINANCIAL ADVISORS LLC (PLANO, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗
$0 RAUM · 5 reps · (469) 246-3642 · nxfa.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
WEALTHDOOR INVEST (SUGAR LAND, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 832-592-1760 · wealthdoorinvest.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
PROVIDENCE LEGACY ADVISORS LLC (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 484 302 8343
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
L 1 GLOBAL WEALTH LLC (COCONUT GROVE, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · 305-848-3411
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
ASPENRIDGE WEALTH ADVISORS (FORT WORTH, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
$0 RAUM · 4 reps · 682-231-8331 · aspenridgewealthadvisors.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
KFG, LLC (RAPID CITY, SD) is newly SEC-registered with $173.9M RAUM and 9 advisory reps. IAPD ↗
$173.9M RAUM · 9 reps · 605-343-1400 · kahlerfinancial.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
SAUL WEALTH ADVISORS, LLC (MIAMI, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 212-457-1990 · saulwealthadvisors.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
CADIA PRIVATE CLIENT LLC (PARSIPPANY, NJ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 973-993-6300
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
LUEDTKE & ASSOCIATES (ADELL, WI) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 262-626-4783
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
LIFECAPITAL PARTNERS LLC (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · (917) 968-0055 · lifecapital-partners.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
WEALTH FORWARD ADVISORS (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 917-734-0826 · yourwealthforward.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
KTF INVESTMENTS, LLC (SEAL BEACH, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · 513-618-4498 · ktfinvestments.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
CANE CAPITAL PARTNERS, LLC (SAINT FRANCISVILLE, LA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
$0 RAUM · 4 reps · 281-608-1137
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
DESIGNED WEALTH USA LTD. (location n/a) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 705-930-1218
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
COUNTRYSIDE FINANCIAL LLC (WILLIAMSVILLE, NY) is newly SEC-registered (provisional 120-day approval) with $62.7M RAUM and 3 advisory reps. IAPD ↗
$62.7M RAUM · 3 reps · 716-256-1330
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
PIONEER ADVISORY LLC (JERSEY CITY, NJ) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 1-206-661-5225 · pitrade.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
LEO WEALTH MANAGEMENT, LLC (STATEN ISLAND, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 201-951-6828 · leowealthmgmt.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
CARDONE WEALTH ADVISORS (AVENTURA, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 310-777-0255 · cardonewealthadvisors.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
BCM CAPITAL MANAGEMENT LLC (NORTHFIELD, IL) is newly SEC-registered with $126.6M RAUM and 3 advisory reps. IAPD ↗
$126.6M RAUM · 3 reps · 847-446-7372 · bcmcapitalmanagement.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
AVRIO WEALTH LLC (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · (646) 825-3957 · avriowealth.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
COLLABORATIVE CAPITAL ADVISORS LLC (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 646-933-5730 · collaborativecapitaladvisors.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
CLEAR TRAIL ADVISORS, LLC (HOUSTON, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · (713) 893-9870
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
BLACK WALNUT WEALTH MANAGEMENT (TRAVERSE CITY, MI) is newly SEC-registered (provisional 120-day approval) with $129.0M RAUM and 1 advisory reps. IAPD ↗
$129.0M RAUM · 1 reps · 231-421-7711 · blackwalnutwm.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
SCIA NY (NEW YORK, NY) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 212-849-1773
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
MARATHON WEALTH PARTNERS, INC (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 512-587-6259 · marathonwealthpartners.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
PURSUIT WEALTH STRATEGIES, LLC (RALEIGH, NC) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
$0 RAUM · 4 reps · 919-847-7600 · pursuitwealthstrategies.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
CLARITY RETIREMENT & WEALTH, LLC (NEW BEDFORD, MA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 774-992-7444
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
CYNOSURE PORTFOLIO ADVISORS LLC (SALT LAKE CITY, UT) is newly SEC-registered with $0 RAUM and 8 advisory reps. IAPD ↗
$0 RAUM · 8 reps · 801-521-3100 · cynosureportfolioadvisors.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
CONTANGO WEALTH MANAGEMENT LLC (OAKLAND, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 415.794.1622
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
CANTERBURY CAPITAL WEALTH MANAGEMENT, LLC (TUSCALOOSA, AL) is newly SEC-registered with $100.5M RAUM and 1 advisory reps. IAPD ↗
$100.5M RAUM · 1 reps · 205-534-1310 · canterburycapitalwealth.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
ENRICH FINANCE LLC (SAN FRANCISCO, CA) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 415-949-7080 · enrichfinance.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
BARK SECURITIES, LLC (SAN FRANCISCO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 551-330-2708 · bark.finance
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
DESERT SKY ADVISORY, LLC (PORTLAND, OR) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 503-635-5244
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
CAGR FINANCE LLC (LEWES, DE) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 202-455-6725 · cagr.finance
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
MEZZI (MENLO PARK, CA) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · (415) 612-2667
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
LIVET WEALTH, LLC (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 801-893-8320 · livetwealth.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
EMVISION CAPITAL ADVISORS, LLC (AURORA, OH) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 9 advisory reps. IAPD ↗
$0 RAUM · 9 reps · 330-954-3770 · emvisioncapital.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
MPI INFINITE INVESTORS, LLC (GILBERT, AZ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · 480-695-3214 · mpiinfiniteinvestors.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
RIGHTOAK ASSET MANAGEMENT, LLC (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗
$0 RAUM · 6 reps · 517-306-4884 · rightoakassetmanagement.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
HARPER GLOBAL GROUP (SAN FRANCISCO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 415-397-6200 · harperglobalgroup.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
AUTONOMOUS WEALTH MANAGEMENT LLC (BROOKLYN, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 914-650-1988 · autonomouswealthmanagement.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
KRAKEN ADVISER LLC (FORT LAUDERDALE, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗
$0 RAUM · 5 reps · 888-837-8818 · t.me
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
TRINITY STRATEGIC WEALTH (TULSA, OK) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 16 advisory reps. IAPD ↗
$0 RAUM · 16 reps · 918-492-2150 · trinitystrategicwealth.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
LANE FAMILY WEALTH MANAGEMENT (NORTH LIBERTY, IA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 319-535-4525 · lanefamilywm.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
STONEBRIDGE FINANCIAL GROUP, LLC (ST. LOUIS, MO) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 7 advisory reps. IAPD ↗
$0 RAUM · 7 reps · 617-800-0388 · stonebridgefin.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
LIFTPOINT FAMILY WEALTH ADVISORS, LLC (FAR HILLS, NJ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · (862) 412-8862 · stonekeyfwm.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
SCHLEGEL DUNN LLC (PLANO, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · (972) 327-3607 · schlegeldunn.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
ALTURA WEALTH ADVISORS (VIRGINIA BEACH, VA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · (757) 834-7661 · alturawealth.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
MARATHON FINANCIAL GROUP (BOSTON, MA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
$0 RAUM · 4 reps · 857-201-3420 · meetmarathon.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
CSI GROUP ADVISORS, LLC (WALL TOWNSHIP, NJ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · (732) 224-3990
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
DESTINY FAMILY OFFICE (TAVARES, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 7 advisory reps. IAPD ↗
$0 RAUM · 7 reps · 844-357-1120 · destinyfamilyoffice.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
HARVEST - FAITH-BASED INVESTING (LYNCHBURG, VA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · (872) 242-4689 · harvest-app.co
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
META WEALTH ADVISORY (TIMONIUM, MD) is newly SEC-registered with $130.5M RAUM and 1 advisory reps. IAPD ↗
$130.5M RAUM · 1 reps · (410) 683-9263
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
HERITAGE STRATEGIC WEALTH, LLC (CARY, IL) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 847-826-2472
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
WEALTH ALIGNMENT PARTNERS, LLC (HONOLULU, HI) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 651-955-7903
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
COLUCCI WEALTH MANAGEMENT LLC (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 917-773-8326
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
QUANGENTICS INC. (location n/a) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 1-302-778-9092 · stonki.ai
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
EXDS CAPITAL (location n/a) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · +13023425079
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
NORTHERN EDGE WEALTH MANAGEMENT (MARQUETTE, MI) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · 906-228-9191 · northernedgewealth.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
FIVE CORNERS FINANCIAL SERVICES (EASTON, MA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 508-297-2033 · 5cornersfinancial.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
XCEPTION FAMILY OFFICE (ATLANTA, GA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · 404-547-0223
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
HYPHEN WEALTH MANAGEMENT (LAFAYETTE, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 408 314 7895
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
PARROT FINANCE, INC. (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · (707) 343-8594 · parrotfinance.io
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
BROWN BROTHERS HARRIMAN CREDIT PARTNERS, LLC (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 29 advisory reps. IAPD ↗
$0 RAUM · 29 reps · 212-483-1818 · bbh.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
COASTLINE COMPLETE WEALTH LLC (BEAUFORT, SC) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 843-379-1300 · coastlinecw.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
EQV ADVISORY, LLC (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
$0 RAUM · 4 reps · 919-744-8191
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
SKYVIEW PINNACLE (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 813-716-3581 · skyviewpinnacle.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
3ROOTS WEALTH PARTNERS LLC (SCOTTSDALE, AZ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · 402-980-1525
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
HUMILIS INVESTMENT STRATEGIES, LLC (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
$0 RAUM · 4 reps · 612-804-2308 · humilisinv.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
NEXTMOVE CAPITAL INC. (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · +1 201-463-1030 · nextmovecap.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
LC VERO MANAGER (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $70.3M RAUM and 3 advisory reps. IAPD ↗
$70.3M RAUM · 3 reps · 917-657-5639 · verocapital.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
MANHATTAN WEALTH MANAGEMENT GROUP (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 212-810-6961
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
ENDURE CAPITAL, LLC (SANTA ANA, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 949-341-4800 · endure-capital.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
PACIFIC POINT WEALTH MANAGEMENT (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · (858)-248-7054
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
TUTTLE WEALTH PARTNERS LLC (location n/a) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 888-723-2821 · tuttlewealth.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
STEELHEAD WEALTH MANAGEMENT (GLEN ALLEN, VA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · (804) 393-2042 · steelheadwealth.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
ACP INVESTMENT MANAGEMENT (KAILUA-KONA, HI) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · 808-657-6511
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
MUSAFFA LLC (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 1-212-290-1492 · musaffa.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
YOUR IA, LLC (ST. GEORGE, UT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · 800-823-0489
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
STRUCTURE WEALTH PARTNERS LLC (ORLANDO, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 407-739-5094
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
POINTONE FAMILY OFFICE (MANHATTAN BEACH, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 551-486-3150 · p1fo.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
DERRYRUSH WEALTH (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 631-848-2145
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
CLEAR WAVE WEALTH MANAGEMENT, LLC (RED BANK, NJ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 862-200-9438
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
ASPIRE WEALTH ADVISORY GROUP, LLC (NEW YORK, NY) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 212-540-9490
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
SCOUT WEALTH ADVISORS LLC (PASADENA, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 844-839-9100 · scoutwa.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
ARX PRIVATE WEALTH (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 717-587-6586
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
MARTINWRIGHT ADVISORY, LLC (ATLANTA, GA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
$0 RAUM · 4 reps · 404-882-8756 · mwadvisory.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
SPRING STREET WEALTH (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 917-695-9535 · springstreetwealth.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
MARY & PIP (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 212-281-9546
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
SHARPE ADVISORS, LLC (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 917-608-0622
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
TWENTY-FIVE CAPITAL PARTNERS (NEWPORT BEACH, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 9255776909
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
71 WEST CAPITAL PARTNERS (BOSTON, MA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 12 advisory reps. IAPD ↗
$0 RAUM · 12 reps · 617-513-4127 · 71westcapital.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
MCKINNEY CAPITAL MANAGEMENT (HOUSTON, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 713-888-0841 · retirewithmcm.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
ULTRA ADVISORY GROUP (IRVINE, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 949-590-4923 · ultraadvisorygroup.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
GRAY LION CAPITAL (location n/a) is newly SEC-registered (provisional 120-day approval) with $5.5M RAUM and 1 advisory reps. IAPD ↗
$5.5M RAUM · 1 reps · 480-284-0384 · graylioncapital.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
CANBY FINANCIAL ADVISORS (FRAMINGHAM, MA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗
$0 RAUM · 5 reps · 508-598-1082 · canbyfinancial.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
BECKETT CLARK PRIVATE WEALTH, LLC (BETHESDA, MD) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 301-708-8911 · bcprivatewealth.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
LANMAR CAPITAL MANAGEMENT (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 347-409-1302
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
DANIEL INVESTMENT GROUP INC. (ROYAL OAK, MI) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · 248-544-4122 · danielinvestment.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
PEREON WEALTH LLC (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 845-641-0404 · pereonwealth.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
IOLITE ASSET MANAGEMENT (CHICAGO, IL) is newly SEC-registered with $0 RAUM and 4 advisory reps. IAPD ↗
$0 RAUM · 4 reps · 866-903-1822 · rcmwa.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
HAZLETT WEALTH MANAGEMENT LLC (KETCHUM, ID) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 208-726-0605 · hazlettwealth.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
A3 CAPITAL ADVISORS (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 832-967-5688
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
BELLARS HARRIS WEALTH MANAGEMENT (VIRGINIA BEACH, VA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗
$0 RAUM · 6 reps · 757-704-4200 · bellarsharriswealth.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
818 FAMILY OFFICE, LLC (AUSTIN, TX) is newly SEC-registered with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · 512-241-7341
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
NAVIANT PARTNERS, LLC (FAIRHOPE, AL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 251-270-5320 · naviantpartners.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
PFLUEGER WEALTH (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 215-499-6850 · pfluegerwealth.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
STOREN LEGACY PARTNERS, LLC (ZIONSVILLE, IN) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗
$0 RAUM · 6 reps · 317-733-1000
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
AUGUST WEALTH ADVISORS LLC (WESTPORT, CT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
$0 RAUM · 4 reps · (800) 985-9477 · augustwealthadvisors.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
90
10X CAPITAL PARTNERS (NEW YORK, NY) is newly SEC-registered with $1.29B RAUM and 1 advisory reps. IAPD ↗institutional
$1.29B RAUM · 1 reps · 212-220-7218 · 10xcp.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
90
PERTENTO ADVISORS LLC (location n/a) is newly SEC-registered with $3.79B RAUM and 1 advisory reps. IAPD ↗institutional
$3.79B RAUM · 1 reps · 1 305 347 5123
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
90
PRP REAL ASSETS ADVISORS, LLC (WASHINGTON, DC) is newly SEC-registered with $2.95B RAUM and 9 advisory reps. IAPD ↗institutional
$2.95B RAUM · 9 reps · 202-741-8417 · prprei.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
90
GUIDESTONE INVESTMENT SERVICES (DALLAS, TX) is newly SEC-registered with $3.38B RAUM and 8 advisory reps. IAPD ↗institutional
$3.38B RAUM · 8 reps · (214) 720-1198 · guidestoneocio.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
88
MYRIAD ASSET MANAGEMENT ADVISORS LLC (WEST PALM BEACH, FL) is newly SEC-registered with $362.5M RAUM and 2 advisory reps. IAPD ↗institutional
$362.5M RAUM · 2 reps · (561) 823-0896 · myriadasset.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
NVERSES CAPITAL, LLC (WELLINGTON, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗institutional
$0 RAUM · 6 reps · 732-742-7703 · nversescapital.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
HARVEY CAPITAL PARTNERS, L.P. (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 8 advisory reps. IAPD ↗institutional
$0 RAUM · 8 reps · 212 970 5500
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
ARCTRUST ADVISORS LLC (CLIFTON, NJ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 9 advisory reps. IAPD ↗institutional
$0 RAUM · 9 reps · 973-249-1000
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
PARADOXIOM CAPITAL (STAMFORD, CT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional
$0 RAUM · 3 reps · 267-975-4728
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
FOXPATH CAPITAL PARTNERS LP (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗institutional
$0 RAUM · 4 reps · (212) 970-6490
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
INNOVAYTE CAPITAL (DALLAS, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 508-345-7707
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
PURSUIT FUND ADVISERS LLC (location n/a) is newly SEC-registered with $57.4M RAUM and 3 advisory reps. IAPD ↗institutional
$57.4M RAUM · 3 reps · 610-659-7713 · pursuitfunds.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
MAREK CAPITAL MANAGEMENT LP (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗institutional
$0 RAUM · 6 reps · 929 688 4791 · marekcapital.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
BARRAMUNDI ADVISORS LLC (BOCA RATON, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 561-462-1200
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
VARIANT PERCEPTION (CHARLOTTE, NC) is newly SEC-registered with $0 RAUM and 12 advisory reps. IAPD ↗institutional
$0 RAUM · 12 reps · 980-263-7398 · variantperception.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
FOUNDER ETFS LLC (DALLAS, TX) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 917-385-0195
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
DIAMETER DCF ADVISOR LLC (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 57 advisory reps. IAPD ↗institutional
$0 RAUM · 57 reps · 212-655-1400 · diametercap.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
LOTUS (ORLANDO, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 15 advisory reps. IAPD ↗institutional
$0 RAUM · 15 reps · 628-212-8533 · lotusmgmt.co
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
CATCHMENT CAPITAL, L.P. (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 8 advisory reps. IAPD ↗institutional
$0 RAUM · 8 reps · 212-400-7300 · catchmentcapital.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
TOURMALET ADVISORS, LP (FAIRFIELD, CT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
$0 RAUM · 2 reps · 203-256-0114
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
SQUARE NINE CAPITAL, LLC (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗institutional
$0 RAUM · 5 reps · 908-930-5591
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
BLANTYRE CAPITAL US LLC (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
$0 RAUM · 2 reps · +44 (20) 7534 0450 · blantyrecapital.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
ADVISORENGINE PORTFOLIO SOLUTIONS INC. (RALEIGH, NC) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
$0 RAUM · 2 reps · 888-225-7216 · advisorengine-portfolio-solutions.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
A-STREET MANAGEMENT LP (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional
$0 RAUM · 3 reps · 307-413-4592 · astreet.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
ENCORE GLOBAL MANAGEMENT LP (HOUSTON, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
$0 RAUM · 2 reps · (713) 933-3838 · encoregm.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
COVARA CAPITAL, LLC (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗institutional
$0 RAUM · 4 reps · 212-970-6690 · covaracapital.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
CANDER ASSET MANAGEMENT (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 917-541-5410
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
1932 INVESTMENT MANAGEMENT (NEWARK, NJ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗institutional
$0 RAUM · 5 reps · 800-355-2583
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
LOGIQ CAPITAL LLC (ENGLEWOOD, NJ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 848-230-4523
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
PLUM ISLAND PARTNERS LLC (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 212-600-9200
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
FP STRATEGIES (SAN JUAN, PR) is newly SEC-registered with $56.5M RAUM and 3 advisory reps. IAPD ↗institutional
$56.5M RAUM · 3 reps · (787) 722-6881
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
WEST HORIZON CAPITAL (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 917-355-4708
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
PENNANTPARK PRIVATE INCOME FUND ADVISERS LLC (MIAMI BEACH, FL) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 212-905-1000
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
BLUE OWL DIGITAL INFRASTRUCTURE TRUST ADVISORS LLC (CHICAGO, IL) is newly SEC-registered with $0 RAUM and 110 advisory reps. IAPD ↗institutional
$0 RAUM · 110 reps · 212-349-3000 · blueowlproducts.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
VALUEQUEST ADVISERS, LLC (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗institutional
$0 RAUM · 4 reps · 732-673-1956
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
NEUBERGER BERMAN LOAN ADVISERS EUROPE II LP (NEW YORK, NY) is newly SEC-registered with $0 RAUM and 3 advisory reps. IAPD ↗institutional
$0 RAUM · 3 reps · 212-476-9000
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
MALT PARTNERS MANAGEMENT LLC (NASHVILLE, TN) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 646-450-5521
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
AGRIGLOBE LAND ADVISORS, LLC (FRESNO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗institutional
$0 RAUM · 6 reps · 559-439-7490 · agriglobe.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
AVANTYR CAPITAL PARTNERS, LP (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 10 advisory reps. IAPD ↗institutional
$0 RAUM · 10 reps · 212-970-5700 · avantyrcapital.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
ARÈNE CAPITAL MANAGEMENT LP (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗institutional
$0 RAUM · 4 reps · 646-277-6425
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
IFC WHIPLIGHT, LLC (MOUNT PLEASANT, SC) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 310-596-1250
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
BUFFERLABS (HENDERSON, NV) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗institutional
$0 RAUM · 2 reps · 253-777-8784 · bufferlabsetfs.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
HARBINGER SPORTS PARTNERS (ATLANTA, GA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 8 advisory reps. IAPD ↗institutional
$0 RAUM · 8 reps · 973-420-1358 · harbingersportspartners.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
CORGI STRATEGIES, LLC (SAN FRANCISCO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 855-552-6744
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
DEFILADE CAPITAL MANAGEMENT, L.P. (EMERYVILLE, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗institutional
$0 RAUM · 5 reps · 415 849 9478 · defcap.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
VANGUARD CAPITAL MANAGEMENT, LLC (MALVERN, PA) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗institutional
$0 RAUM · 2 reps · 610-669-1000
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
VANGUARD PORTFOLIO MANAGEMENT, LLC (MALVERN, PA) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 610-669-1000
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
SKYWARD TRADING LLC (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗institutional
$0 RAUM · 4 reps · 416-917-5248 · skyward.trading
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
V29 CAPITAL MANAGEMENT, LLC (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
$0 RAUM · 2 reps · 203-994-9016
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
BLUE WATER VENTURE MANAGEMENT, LLC (location n/a) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 321-365-4544
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
APOLLO MPS MANAGEMENT, LLC (NEW YORK, NY) is newly SEC-registered with $0 RAUM and 842 advisory reps. IAPD ↗institutional
$0 RAUM · 842 reps · 212-515-3200 · ir.apollo.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
AKKADIAN CEF MANAGER, LLC (SAN FRANCISCO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗institutional
$0 RAUM · 6 reps · 707-653-6892 · akkadian.vc
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
DEIANIRA CAPITAL MANAGEMENT LLC (MIAMI, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 561-628-5350
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
CAZ GP STAKES ADVISER LLC (HOUSTON, TX) is newly SEC-registered with $0 RAUM and 60 advisory reps. IAPD ↗institutional
$0 RAUM · 60 reps · 713-403-8250
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
BLANCHE PARK CAPITAL (MIAMI, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · +1 (720) 565-2700 · bparkcap.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
LINEAGE POINT CAPITAL LP (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
$0 RAUM · 2 reps · 917-952-8980 · lineagepointcapital.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
KR CAPITAL LP (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 7 advisory reps. IAPD ↗institutional
$0 RAUM · 7 reps · 212-317-0409
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
HURRICANE ADVISOR SOLUTIONS (MIAMI, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗institutional
$0 RAUM · 6 reps · 305-301-8600 · hurricaneadvisorsolutions.io
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
BRIGHTSIDE CAPITAL PARTNERS LLC (LANTANA, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
$0 RAUM · 2 reps · 410-245-1689
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
OEW INVESTMENT ADVISORS LP (AUSTIN, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
$0 RAUM · 2 reps · 682-427-0250 · oewadvisors.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
THRIVENT PRIVATE INVESTMENTS (MINNEAPOLIS, MN) is newly SEC-registered with $15.58B RAUM and 24 advisory reps. IAPD ↗fund
$15.58B RAUM · 24 reps · 800-847-4836 · thriventprivateinvestments.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
VEGA CAPITAL PARTNERS LLC (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
$0 RAUM · 2 reps · (480) 861-1282 · vegacappartners.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
ODYSSEAN, LLC (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
$0 RAUM · 2 reps · 203-418-1433
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
MINDSET ASSET MANAGEMENT, LLC (INDIANAPOLIS, IN) is newly SEC-registered with $0 RAUM and 4 advisory reps. IAPD ↗institutional
$0 RAUM · 4 reps · 317-348-4655 · mindset-am.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
EMERALD INVESTMENT ADVISERS, LLC (LEOLA, PA) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗institutional
$0 RAUM · 2 reps · 717-556-8900
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
FRAMEWORK DIGITAL ADVISORS (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 9173000081
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
ROUTEBURN CAPITAL (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 917-573-4350
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
NX1 CAPITAL LP (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 7 advisory reps. IAPD ↗institutional
$0 RAUM · 7 reps · 408-507-5212
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
SANDPATH LLC (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 914 886 3119
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
83
SPACE CAPITAL (NEW YORK, NY) is newly SEC-registered with $435.8M RAUM and 4 advisory reps. IAPD ↗fund
$435.8M RAUM · 4 reps · 917-215-6691
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
83
RIVER ASSOCIATES INVESTMENTS, L.P. (CHATTANOOGA, TN) is newly SEC-registered with $767.4M RAUM and 11 advisory reps. IAPD ↗fund
$767.4M RAUM · 11 reps · 423-755-0888 · riverassociates.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
83
DTCP USA LLC (LAS VEGAS, NV) is newly SEC-registered with $649.5M RAUM and 4 advisory reps. IAPD ↗fund
$649.5M RAUM · 4 reps · 415-910-1354
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
83
EVE PARTNERS (PONTE VEDRA BEACH, FL) is newly SEC-registered with $330.4M RAUM and 10 advisory reps. IAPD ↗fund
$330.4M RAUM · 10 reps · 904-875-5375 · evepartners.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
83
CAMBER PARTNERS MANAGEMENT LLC (NEW YORK, NY) is newly SEC-registered with $356.3M RAUM and 4 advisory reps. IAPD ↗fund
$356.3M RAUM · 4 reps · 415-275-0290
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
83
HUGHES & COMPANY (CHICAGO, IL) is newly SEC-registered with $373.1M RAUM and 10 advisory reps. IAPD ↗fund
$373.1M RAUM · 10 reps · 312-238-9600 · hughes-co.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
83
IPCP MANAGEMENT, LLC (BOCA RATON, FL) is newly SEC-registered with $335.8M RAUM and 4 advisory reps. IAPD ↗fund
$335.8M RAUM · 4 reps · (561) 300-3456
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
83
FACTORIAL FUNDS MANAGEMENT LLC (NEWPORT BEACH, CA) is newly SEC-registered with $803.7M RAUM and 3 advisory reps. IAPD ↗fund
$803.7M RAUM · 3 reps · 209-265-8990 · factorialfunds.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
83
ALBION RIVER (ROCKVILLE, MD) is newly SEC-registered with $726.3M RAUM and 4 advisory reps. IAPD ↗fund
$726.3M RAUM · 4 reps · +1 (571) 321-5328 · albionriver.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
83
ALIGN VENTURES (location n/a) is newly SEC-registered with $505.9M RAUM and 8 advisory reps. IAPD ↗fund
$505.9M RAUM · 8 reps · 415-300-0759
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
83
MCP MANAGEMENT, LP (AUSTIN, TX) is newly SEC-registered with $504.6M RAUM and 5 advisory reps. IAPD ↗fund
$504.6M RAUM · 5 reps · 985-264-3491 · melangecap.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
83
ONDO CAPITAL MANAGEMENT LLC (GREENWICH, CT) is newly SEC-registered with $406.5M RAUM and 6 advisory reps. IAPD ↗fund
$406.5M RAUM · 6 reps · 203-489-5000 · ondo.finance
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
83
FEYNMAN POINT ASSET MANAGEMENT (NEW YORK, NY) is newly SEC-registered with $314.0M RAUM and 5 advisory reps. IAPD ↗fund
$314.0M RAUM · 5 reps · 5169657531 · fpam.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
83
PRAXIS CAPITAL MANAGEMENT LLC (CHICAGO, IL) is newly SEC-registered with $258.2M RAUM and 10 advisory reps. IAPD ↗fund
$258.2M RAUM · 10 reps · 312-222-4930 · praxiscm.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
83
INFINITUM ASSET MANAGEMENT, LLC (FORT LAUDERDALE, FL) is newly SEC-registered with $574.9M RAUM and 2 advisory reps. IAPD ↗fund
$574.9M RAUM · 2 reps · 561-302-1101
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
83
1789 CAPITAL MANAGEMENT (PALM BEACH, FL) is newly SEC-registered with $861.2M RAUM and 8 advisory reps. IAPD ↗fund
$861.2M RAUM · 8 reps · 561-805-3588
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
80
AXEL CAPITAL MANAGEMENT, LLC (NEW YORK, NY) is newly SEC-registered with $26.5M RAUM and 2 advisory reps. IAPD ↗fund
$26.5M RAUM · 2 reps · 212-935-7111 · axelcapital.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
80
FRONTAURA CAPITAL LLC (CHICAGO, IL) is newly SEC-registered with $224.9M RAUM and 4 advisory reps. IAPD ↗fund
$224.9M RAUM · 4 reps · 312-777-1500 · frontauracapital.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
80
GOLDEN EAGLE STRATEGIES, LLC (DELRAY BEACH, FL) is newly SEC-registered with $53.5M RAUM and 3 advisory reps. IAPD ↗fund
$53.5M RAUM · 3 reps · 561-510-6606
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
80
DREAMERS MANAGEMENT LLC (LOS ANGELES, CA) is newly SEC-registered with $118.3M RAUM and 6 advisory reps. IAPD ↗fund
$118.3M RAUM · 6 reps · 626-616-2017 · dreamers.vc
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
80
FEENIX VENTURE PARTNERS, LLC (NEW YORK, NY) is newly SEC-registered with $174.8M RAUM and 5 advisory reps. IAPD ↗fund
$174.8M RAUM · 5 reps · 646-902-6645 · feenixpartners.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
80
APIS & HERITAGE CAPITAL PARTNERS, LLC (WASHINGTON, DC) is newly SEC-registered with $232.9M RAUM and 5 advisory reps. IAPD ↗fund
$232.9M RAUM · 5 reps · 202-599-7890 · apisheritage.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
80
BLOCKCHAIN COINVESTORS MANAGER, LP (location n/a) is newly SEC-registered with $171.9M RAUM and 4 advisory reps. IAPD ↗fund
$171.9M RAUM · 4 reps · 415-994-4320
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
80
CATCHLIGHT CAPITAL MANAGEMENT LLC (location n/a) is newly SEC-registered with $180.5M RAUM and 9 advisory reps. IAPD ↗fund
$180.5M RAUM · 9 reps · 917-495-0070 · catchlightcap.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
80
SOLAS BIOVENTURES MANAGEMENT, LLC (CHATTANOOGA, TN) is newly SEC-registered with $177.7M RAUM and 5 advisory reps. IAPD ↗fund
$177.7M RAUM · 5 reps · 423-243-3460 · solasbio.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
80
DAVERN CAPITAL PARTNERS, LP (NEW YORK, NY) is newly SEC-registered with $57.5M RAUM and 2 advisory reps. IAPD ↗fund
$57.5M RAUM · 2 reps · (646) 485-6541 · daverncapital.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
80
DARDANELLES CAPITAL LP (BOSTON, MA) is newly SEC-registered with $83.0M RAUM and 2 advisory reps. IAPD ↗fund
$83.0M RAUM · 2 reps · (617) 921-0618
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
80
YELLOWSTONE CAPITAL PARTNERS (GAINESVILLE, FL) is newly SEC-registered with $206.7M RAUM and 2 advisory reps. IAPD ↗fund
$206.7M RAUM · 2 reps · +573175102771 · yellowstonecp.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
80
EPILOG PARTNERS, LP. (BOSTON, MA) is newly SEC-registered with $178.5M RAUM and 4 advisory reps. IAPD ↗fund
$178.5M RAUM · 4 reps · 203-263-1454
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
80
RIOBLANCO CAPITAL LLC (SAN JUAN, PR) is newly SEC-registered with $109.6M RAUM and 1 advisory reps. IAPD ↗fund
$109.6M RAUM · 1 reps · 787-474-8338
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
80
CHECKPOINT CAPITAL L.P. (location n/a) is newly SEC-registered with $194.3M RAUM and 2 advisory reps. IAPD ↗fund
$194.3M RAUM · 2 reps · 914-355-0570 · checkpointlp.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
80
CONSORTIUM BRAND PARTNERS, LLC (location n/a) is newly SEC-registered with $153.9M RAUM and 4 advisory reps. IAPD ↗fund
$153.9M RAUM · 4 reps · 917-297-3856 · consortiumbrandpartners.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
80
MOELIS ASSET CATALYST PARTNERS (ST LOUIS, MO) is newly SEC-registered with $241.2M RAUM and 3 advisory reps. IAPD ↗fund
$241.2M RAUM · 3 reps · 917-719-5778 · moelisassetmanagement.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
80
HIGH RIVER RESOURCES MANAGEMENT LLC (DALLAS, TX) is newly SEC-registered with $217.2M RAUM and 7 advisory reps. IAPD ↗fund
$217.2M RAUM · 7 reps · 214-760-6736 · highriverllc.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
80
ARC24 MANAGEMENT, LP (NEW YORK, NY) is newly SEC-registered with $56.9M RAUM and 2 advisory reps. IAPD ↗fund
$56.9M RAUM · 2 reps · 212-970-9473 · arc24cap.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
80
HLV VENTURES (HAUPPAUGE, NY) is newly SEC-registered with $56.8M RAUM and 12 advisory reps. IAPD ↗fund
$56.8M RAUM · 12 reps · 631-780-3286 · hlvventures.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
80
FOUR LION CAPITAL, LP (NEW YORK, NY) is newly SEC-registered with $53.2M RAUM and 1 advisory reps. IAPD ↗fund
$53.2M RAUM · 1 reps · 1-646-598-1318
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
80
SG REAL ESTATE I (SOUTHFIELD, MI) is newly SEC-registered with $203.5M RAUM and 5 advisory reps. IAPD ↗fund
$203.5M RAUM · 5 reps · 313-617-9723 · sg-companies.co
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
80
ARA GC PARTNERS, LLC (HOUSTON, TX) is newly SEC-registered with $150.0M RAUM and 17 advisory reps. IAPD ↗fund
$150.0M RAUM · 17 reps · 713-337-9150
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
80
TAP ROOT CAPITAL MANAGEMENT LP (SUMMIT, NJ) is newly SEC-registered with $114.3M RAUM and 5 advisory reps. IAPD ↗fund
$114.3M RAUM · 5 reps · (908) 292-0050 · taprootcap.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
80
IRONARC MANAGEMENT, LLC (AUSTIN, TX) is newly SEC-registered with $209.6M RAUM and 4 advisory reps. IAPD ↗fund
$209.6M RAUM · 4 reps · (206) 450-7899 · ironarcventures.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
80
DISCIPLINE STRATEGIES MANAGEMENT, LP (ATLANTA, GA) is newly SEC-registered with $0 RAUM and 4 advisory reps. IAPD ↗fund
$0 RAUM · 4 reps · 404-531-7103
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
80
CYWP FUND (BOCA RATON, FL) is newly SEC-registered with $175.0M RAUM and 2 advisory reps. IAPD ↗fund
$175.0M RAUM · 2 reps · 301-807-6390
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
80
VIRIDIAN CAPITAL (PURCHASE, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗fund
$0 RAUM · 4 reps · 914-589-5969
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
80
GRACEADA PARTNERS (MODESTO, CA) is newly SEC-registered with $212.7M RAUM and 8 advisory reps. IAPD ↗fund
$212.7M RAUM · 8 reps · 209-526-2240 · graceadapartners.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
80
GORDIAN CAPITAL MANAGEMENT, LLC (MILL VALLEY, CA) is newly SEC-registered with $15.5M RAUM and 4 advisory reps. IAPD ↗fund
$15.5M RAUM · 4 reps · 833-467-3426 · gordianwa.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
80
OPTIMIST VENTURES LLC (NEW YORK, NY) is newly SEC-registered with $227.1M RAUM and 2 advisory reps. IAPD ↗fund
$227.1M RAUM · 2 reps · 516 510 4882 · optimist.vc
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
80
RE-OCCUR (WESTLAKE, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗fund
$0 RAUM · 2 reps · 646-854-4370 · reoccurpartners.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
80
CHURCHILL NCPE ADVISOR LLC (NEW YORK, NY) is newly SEC-registered with $0 RAUM and 77 advisory reps. IAPD ↗fund
$0 RAUM · 77 reps · 212-478-9200 · churchillam.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
80
ALPHA ONE ASSET MANAGEMENT LLC (PASADENA, CA) is newly SEC-registered with $114.7M RAUM and 2 advisory reps. IAPD ↗fund
$114.7M RAUM · 2 reps · 213-688-8000
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
80
ALGEBRAIC CAPITAL MANAGEMENT LLC (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗fund
$0 RAUM · 1 reps · 347-593-3301
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
70
NORDFLINT CAPITAL PARTNERS (COPENHAGEN, Denmark) is newly SEC-registered with $2.21B RAUM and 6 advisory reps. IAPD ↗foreign
$2.21B RAUM · 6 reps · +45 3242 0990
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
70
QUAD INVESTMENT MANAGEMENT CORP. (SEOUL, YEONGDEUNGPO-GU, Korea, South) is newly SEC-registered with $2.28B RAUM and 23 advisory reps. IAPD ↗foreign
$2.28B RAUM · 23 reps · +822 786 1830 · quadim.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
70
ACASTA PARTNERS US LLC (LONDON, United Kingdom) is newly SEC-registered with $3.94B RAUM and 12 advisory reps. IAPD ↗foreign
$3.94B RAUM · 12 reps · +44 20 7901 8300 · acasta.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
70
M SQUARE INVESTIMENTOS LTDA. (SAO PAULO, Brazil) is newly SEC-registered with $2.09B RAUM and 10 advisory reps. IAPD ↗foreign
$2.09B RAUM · 10 reps · +55 11 3074 6370 · msquare.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
70
TAGES CAPITAL LLP (LONDON, United Kingdom) is newly SEC-registered with $3.83B RAUM and 14 advisory reps. IAPD ↗foreign
$3.83B RAUM · 14 reps · +44 203 3036 · investcorptages.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
70
CARRHAE CAPITAL (DIFC) LIMITED (DUBAI, United Arab Emirates) is newly SEC-registered with $4.27B RAUM and 5 advisory reps. IAPD ↗foreign
$4.27B RAUM · 5 reps · 971-432-230-205 · carrhaecap.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
68
VIOLA CREDIT PARTNERS MANAGEMENT L.P. (TEL AVIV, Israel) is newly SEC-registered with $856.3M RAUM and 15 advisory reps. IAPD ↗foreign
$856.3M RAUM · 15 reps · +97299520700 · viola-group.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
68
HUNTERS MOON CAPITAL LLP (LONDON, United Kingdom) is newly SEC-registered with $808.3M RAUM and 6 advisory reps. IAPD ↗foreign
$808.3M RAUM · 6 reps · +44 203 957 7510 · huntersmooncapital.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
68
KARMA CAPITAL ADVISORS PVT LTD. (MUMBAI, MAHARASHTRA, India) is newly SEC-registered with $742.0M RAUM and 7 advisory reps. IAPD ↗foreign
$742.0M RAUM · 7 reps · +91 22 62327200 · karmacapital.co.in
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
68
SATIS WEALTH MANAGEMENT (LONDON, United Kingdom) is newly SEC-registered with $586.2M RAUM and 9 advisory reps. IAPD ↗foreign
$586.2M RAUM · 9 reps · 44 0 203 840 9970
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
68
VERECAN CAPITAL MANAGEMENT INC. (HALIFAX, Canada) is newly SEC-registered with $686.9M RAUM and 18 advisory reps. IAPD ↗foreign
$686.9M RAUM · 18 reps · 902-477-4471 · verecan.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
65
ARETE WEALTH STRATEGISTS (BRISBANE CITY, Australia) is newly SEC-registered with $113.5M RAUM and 2 advisory reps. IAPD ↗foreign
$113.5M RAUM · 2 reps · (888) 544-3250 · arete-wa.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
65
INVESTIRE LLC (BUENOS AIRES, Argentina) is newly SEC-registered with $44.3M RAUM and 2 advisory reps. IAPD ↗foreign
$44.3M RAUM · 2 reps · +5491155179633 · investire.co
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
65
WISE MONEY ISRAEL (BINYAMINA, Israel) is newly SEC-registered with $72.4M RAUM and 2 advisory reps. IAPD ↗foreign
$72.4M RAUM · 2 reps · +972-79-6984545
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
65
GREENSKEEPER ASSET MANAGEMENT INC. (OAKVILLE, ONTARIO, Canada) is newly SEC-registered with $116.8M RAUM and 2 advisory reps. IAPD ↗foreign
$116.8M RAUM · 2 reps · 905-827-1179
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
65
ASESORDEINVERSIONES.COM LTD (ROAD TOWN, TORTOLA, British Virgin Islands) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗foreign
$0 RAUM · 1 reps · 1-284-340-6935 · asesordeinversiones.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
65
HOVER4PI CAPITAL MANAGEMENT LIMITED (HONG KONG, Hong Kong) is newly SEC-registered with $132.0M RAUM and 5 advisory reps. IAPD ↗foreign
$132.0M RAUM · 5 reps · 85226399033
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
65
SYGNUS CAPITAL LIMTED (KINGSTON 5, Jamaica) is newly SEC-registered with $30.0M RAUM and 3 advisory reps. IAPD ↗foreign
$30.0M RAUM · 3 reps · (876) 634-5005 · sygnusgroup.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
65
KHAVEEN INVESTMENTS (KUALA LUMPUR, WILAYAH PERSEKETUAN, Malaysia) is newly SEC-registered with $7.8M RAUM and 3 advisory reps. IAPD ↗foreign
$7.8M RAUM · 3 reps · 60321819701
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
65
ZENIT WEALTH ADVISORS, INC. (PIANTINI, SANTO DOMINGO, Dominican Republic) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗foreign
$0 RAUM · 2 reps · 809-540-2000
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
65
TORMA CAPITAL LLP (LONDON, LONDON, United Kingdom) is newly SEC-registered with $26.5M RAUM and 4 advisory reps. IAPD ↗foreign
$26.5M RAUM · 4 reps · 0044 20 7096 6299 · tormacapital.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
65
ACASTA PARTNERS UK LLP (LONDON, United Kingdom) is newly SEC-registered with $36.9M RAUM and 12 advisory reps. IAPD ↗foreign
$36.9M RAUM · 12 reps · +44 20 7901 8300
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
65
LAKPA LLC (VITACURA, SANTIAGO, Chile) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗foreign
$0 RAUM · 1 reps · 56 9 6209 7457
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
65
MOSAIC CAPITAL INC. (GEORGE TOWN, GRAND CAYMAN, Cayman Islands) is newly SEC-registered with $0 RAUM and 4 advisory reps. IAPD ↗foreign
$0 RAUM · 4 reps · 61 468 465 309 · msc.xyz
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
65
JEFFERIES CREDIT PARTNERS EUROPE LIMITED (LONDON, United Kingdom) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 8 advisory reps. IAPD ↗foreign
$0 RAUM · 8 reps · +44 20 7029 8223
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
65
RISCURA SOLUTIONS (UK) LIMITED (LONDON, United Kingdom) is newly SEC-registered with $0 RAUM and 3 advisory reps. IAPD ↗foreign
$0 RAUM · 3 reps · +44 20 3219 5880 · riscura.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
65
PRIMARY (NEW SOUTH WALES, Australia) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗foreign
$0 RAUM · 3 reps · +61423411856 · primary.tech
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
65
GEG ADVISORS (BOGOTA, Colombia) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗foreign
$0 RAUM · 1 reps · 305-933-8850
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
65
CHANAKYA CAPITAL PARTNERS IFSC LLP (GANDHINAGAR, GUJARAT, India) is newly SEC-registered with $27.1M RAUM and 3 advisory reps. IAPD ↗foreign
$27.1M RAUM · 3 reps · 91-9428205544
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
65
RUBEN CANO CONSULTING (CALI, Colombia) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗foreign
$0 RAUM · 1 reps · 305-846-0878
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
65
GINSLER WEALTH MANAGEMENT INC. (TORONTO, ONTARIO, Canada) is newly SEC-registered with $215.5M RAUM and 3 advisory reps. IAPD ↗foreign
$215.5M RAUM · 3 reps · 416-635-7159 · ginslerwealth.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
65
VERECAN ASSET MANAGEMENT INC. (HALIFAX, NOVA SCOTIA, Canada) is newly SEC-registered with $0 RAUM and 18 advisory reps. IAPD ↗foreign
$0 RAUM · 18 reps · 902-477-4471
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
65
RICHLINE CAPITAL MANAGEMENT INC. (MARKHAM, ONTARIO, Canada) is newly SEC-registered with $19.1M RAUM and 3 advisory reps. IAPD ↗foreign
$19.1M RAUM · 3 reps · 647-808-0118 · richlinecapital.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
65
EBCO TRUSTEE SERVICES LTD LIAB. CO. (CHIASSO, TICINO, Switzerland) is newly SEC-registered with $42.2M RAUM and 3 advisory reps. IAPD ↗foreign
$42.2M RAUM · 3 reps · +41916955090 · ebco.ch
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
65
SEVEN HILLS CAPITAL CORP. (TORONTO, ONTARIO, Canada) is newly SEC-registered with $0 RAUM and 3 advisory reps. IAPD ↗foreign
$0 RAUM · 3 reps · 416-357-0640 · sevenhillscapital.ca
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
65
HONESTLY FINANCIAL LLC (VANCOUVER, BRITISH COLUMBIA, Canada) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗foreign
$0 RAUM · 1 reps · 1-778-239-8996
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
deregistered — 248 Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
65
WESTERN INTERNATIONAL SECURITIES (PASADENA, CA) left the SEC roster (was $3.51B RAUM, 200 reps). IAPD ↗
$3.51B RAUM · 200 reps · (888) 793-7717 · wisdirect.com
Recruiting & transitionsM&A & valuation
65
AVANTAX ADVISORY SERVICES (DALLAS, TX) left the SEC roster (was $46.11B RAUM, 2278 reps). IAPD ↗
$46.11B RAUM · 2278 reps · 972-870-6000
Recruiting & transitionsM&A & valuation
65
WEST COAST FINANCIAL, LLC (SANTA BARBARA, CA) left the SEC roster (was $1.84B RAUM, 27 reps). IAPD ↗
$1.84B RAUM · 27 reps · 805-962-9131 · wcfinc.com
Recruiting & transitionsM&A & valuation
65
DHK FINANCIAL ADVISORS INC (PORTSMOUTH, NH) left the SEC roster (was $1.68B RAUM, 2 reps). IAPD ↗
$1.68B RAUM · 2 reps · 603-436-5801 · dhkfinancial.com
Recruiting & transitionsM&A & valuation
65
GRASSI INVESTMENT MANAGEMENT, LLC (SANTA CLARA, CA) left the SEC roster (was $1.36B RAUM, 4 reps). IAPD ↗
$1.36B RAUM · 4 reps · 650-934-0770 · grassiinvest.com
Recruiting & transitionsM&A & valuation
65
BRISTLECONE ADVISORS LLC (BELLEVUE, WA) left the SEC roster (was $2.11B RAUM, 8 reps). IAPD ↗
$2.11B RAUM · 8 reps · 206-664-2500 · bristleconeadvisors.com
Recruiting & transitionsM&A & valuation
65
CHURCHILL MANAGEMENT GROUP (LOS ANGELES, CA) left the SEC roster (was $10.08B RAUM, 42 reps). IAPD ↗
$10.08B RAUM · 42 reps · 323-937-7110
Recruiting & transitionsM&A & valuation
65
FORTE CAPITAL LLC (ROCHESTER, NY) left the SEC roster (was $1.45B RAUM, 5 reps). IAPD ↗
$1.45B RAUM · 5 reps · 585-586-8100 · fortecapital.com
Recruiting & transitionsM&A & valuation
65
BOSTON FINANCIAL MANAGEMENT LLC (BOSTON, MA) left the SEC roster (was $5.01B RAUM, 26 reps). IAPD ↗
$5.01B RAUM · 26 reps · 617-338-8108 · bfminvest.com
Recruiting & transitionsM&A & valuation
65
SHEAFF BROCK INVESTMENT ADVISORS, LLC (INDIANAPOLIS, IN) left the SEC roster (was $1.41B RAUM, 18 reps). IAPD ↗
$1.41B RAUM · 18 reps · 317-705-5700 · linkedin.com sheaff brock investment advisors
Recruiting & transitionsM&A & valuation
65
SCF INVESTMENT ADVISORS, INC. (SAN DIEGO, CA) left the SEC roster (was $1.35B RAUM, 61 reps). IAPD ↗
$1.35B RAUM · 61 reps · 559-456-6108
Recruiting & transitionsM&A & valuation
65
WEALTHSTREAM ADVISORS, INC. (NEW YORK, NY) left the SEC roster (was $1.54B RAUM, 11 reps). IAPD ↗
$1.54B RAUM · 11 reps · (212) 971-9241 · wealthstreamadvisors.com
Recruiting & transitionsM&A & valuation
65
WAYPOINT WEALTH PARTNERS (MILL VALLEY, CA) left the SEC roster (was $1.07B RAUM, 5 reps). IAPD ↗
$1.07B RAUM · 5 reps · 877-768-4802 · waypointwp.com
Recruiting & transitionsM&A & valuation
65
GRAYPOINT LLC (ALBANY, NY) left the SEC roster (was $4.65B RAUM, 36 reps). IAPD ↗
$4.65B RAUM · 36 reps · (518) 641-6860 · graypointllc.com
Recruiting & transitionsM&A & valuation
65
SMITH ANGLIN FINANCIAL, LLC (DALLAS, TX) left the SEC roster (was $2.01B RAUM, 16 reps). IAPD ↗
$2.01B RAUM · 16 reps · (972) 267-1244
Recruiting & transitionsM&A & valuation
65
PRAIRIEVIEW PARTNERS, LLC (ST. PAUL, MN) left the SEC roster (was $1.09B RAUM, 15 reps). IAPD ↗
$1.09B RAUM · 15 reps · 651-233-1100 · prairieviewpartners.com
Recruiting & transitionsM&A & valuation
65
LINDBROOK CAPITAL, LLC (CALABASAS, CA) left the SEC roster (was $3.50B RAUM, 6 reps). IAPD ↗
$3.50B RAUM · 6 reps · 424-208-8000
Recruiting & transitionsM&A & valuation
65
LION STREET ADVISORS, LLC (AUSTIN, TX) left the SEC roster (was $3.18B RAUM, 138 reps). IAPD ↗
$3.18B RAUM · 138 reps · 512-776-8400 · chansamson.com
Recruiting & transitionsM&A & valuation
65
CABLE HILL PARTNERS, LLC (PORTLAND, OR) left the SEC roster (was $1.98B RAUM, 17 reps). IAPD ↗
$1.98B RAUM · 17 reps · (888) 313-0417 · cablehill.com
Recruiting & transitionsM&A & valuation
65
SCHECHTER INVESTMENT ADVISORS, LLC (BIRMINGHAM, MI) left the SEC roster (was $3.94B RAUM, 14 reps). IAPD ↗
$3.94B RAUM · 14 reps · 248-731-9500 · schechterwealth.com
Recruiting & transitionsM&A & valuation
65
CARLSON CAPITAL MANAGEMENT, LLC (NORTHFIELD, MN) left the SEC roster (was $3.81B RAUM, 33 reps). IAPD ↗
$3.81B RAUM · 33 reps · 507-645-8887
Recruiting & transitionsM&A & valuation
65
BORDEAUX WEALTH ADVISORS (MENLO PARK, CA) left the SEC roster (was $5.64B RAUM, 27 reps). IAPD ↗
$5.64B RAUM · 27 reps · 650-289-1105 · focusfinancialpartners.com
Recruiting & transitionsM&A & valuation
65
GROVE POINT ADVISORS, LLC (ROCKVILLE, MD) left the SEC roster (was $2.47B RAUM, 264 reps). IAPD ↗
$2.47B RAUM · 264 reps · 301-944-5900
Recruiting & transitionsM&A & valuation
65
FIDUCIARY SERVICES LLC (POCATELLO, ID) left the SEC roster (was $1.26B RAUM, 1 reps). IAPD ↗
$1.26B RAUM · 1 reps · 208-281-3807 · fsesop.com
Recruiting & transitionsM&A & valuation
65
SONORA INVESTMENT MANAGEMENT (TUCSON, AZ) left the SEC roster (was $2.44B RAUM, 12 reps). IAPD ↗
$2.44B RAUM · 12 reps · 520-624-4554 · invmgmt.com
Recruiting & transitionsM&A & valuation
65
ICAPITAL GLOBAL ALTERNATIVES, LLC (NEW YORK, NY) left the SEC roster (was $24.39B RAUM, 54 reps). IAPD ↗
$24.39B RAUM · 54 reps · 212-559-1000 · privatebank.citibank.com
Recruiting & transitionsM&A & valuation
63
BANKOH ADVISORS (HONOLULU, HI) left the SEC roster (was $398.5M RAUM, 25 reps). IAPD ↗
$398.5M RAUM · 25 reps · (808) 694-8500 · boh.com
Recruiting & transitionsM&A & valuation
63
MONTAG & CALDWELL, AN ADVOCACY WEALTH COMPANY (ATLANTA, GA) left the SEC roster (was $577.0M RAUM, 8 reps). IAPD ↗
$577.0M RAUM · 8 reps · 404-836-7141
Recruiting & transitionsM&A & valuation
63
EXCHANGE CAPITAL MANAGEMENT INC (ANN ARBOR, MI) left the SEC roster (was $832.8M RAUM, 11 reps). IAPD ↗
$832.8M RAUM · 11 reps · 734-761-6500
Recruiting & transitionsM&A & valuation
63
MARSHALL & SULLIVAN, INC. (SEATTLE, WA) left the SEC roster (was $473.4M RAUM, 2 reps). IAPD ↗
$473.4M RAUM · 2 reps · 206-621-9014 · msinvest.com
Recruiting & transitionsM&A & valuation
63
OPTIMUM INVESTMENT ADVISORS, LLC (CHICAGO, IL) left the SEC roster (was $321.8M RAUM, 5 reps). IAPD ↗
$321.8M RAUM · 5 reps · 312-782-1515 · optimuminvestment.com
Recruiting & transitionsM&A & valuation
63
THE FAMILY FIRM, INC. (BETHESDA, MD) left the SEC roster (was $757.8M RAUM, 6 reps). IAPD ↗
$757.8M RAUM · 6 reps · 301-656-3999
Recruiting & transitionsM&A & valuation
63
CMS WEALTH MANAGEMENT (WAYNE, PA) left the SEC roster (was $396.9M RAUM, 4 reps). IAPD ↗
$396.9M RAUM · 4 reps · 610-254-0001 · cms-advisors.com
Recruiting & transitionsM&A & valuation
63
FIRST FINANCIAL ADVISORS INC (MUSKEGON, MI) left the SEC roster (was $296.6M RAUM, 3 reps). IAPD ↗
$296.6M RAUM · 3 reps · 231-733-4084 · firstfinancialadvisors.com
Recruiting & transitionsM&A & valuation
63
ROANOKE ASSET MANAGEMENT CORP (JERSEY CITY, NJ) left the SEC roster (was $362.4M RAUM, 3 reps). IAPD ↗
$362.4M RAUM · 3 reps · 201-985-1111 · roanokeasset.com
Recruiting & transitionsM&A & valuation
63
GEORGINA ASSET MANAGEMENT LLC (SANTA MONICA, CA) left the SEC roster (was $357.8M RAUM, 3 reps). IAPD ↗
$357.8M RAUM · 3 reps · 310-395-2679
Recruiting & transitionsM&A & valuation
63
SILIGMUELLER & NORVID WEALTH ADVISORS LLC (GLEN ELLYN, IL) left the SEC roster (was $299.2M RAUM, 2 reps). IAPD ↗
$299.2M RAUM · 2 reps · 630-793-9642 · siligmueller.com
Recruiting & transitionsM&A & valuation
63
SUMMIT FINANCIAL (SAN MATEO, CA) left the SEC roster (was $519.0M RAUM, 2 reps). IAPD ↗
$519.0M RAUM · 2 reps · 650-357-9410 · summit-advisors.com
Recruiting & transitionsM&A & valuation
63
MOIRAI WEALTH MANAGEMENT LLC (location n/a) left the SEC roster (was $335.4M RAUM, 1 reps). IAPD ↗
$335.4M RAUM · 1 reps · 415-981-1541 · moirai.com
Recruiting & transitionsM&A & valuation
63
D. SCOTT NEAL, INC. (LEXINGTON, KY) left the SEC roster (was $352.0M RAUM, 6 reps). IAPD ↗
$352.0M RAUM · 6 reps · 859-254-3036 · dsneal.com
Recruiting & transitionsM&A & valuation
63
GGM WEALTH ADVISORS (BALTIMORE, MD) left the SEC roster (was $446.8M RAUM, 6 reps). IAPD ↗
$446.8M RAUM · 6 reps · 410-685-9685 · ggmwealthadvisors.com
Recruiting & transitionsM&A & valuation
63
WOOSTER CORTHELL WEALTH MANAGEMENT, INC. (GLASTONBURY, CT) left the SEC roster (was $501.2M RAUM, 3 reps). IAPD ↗
$501.2M RAUM · 3 reps · 860-430-9766
Recruiting & transitionsM&A & valuation
63
KRAFT ASSET MANAGEMENT, LLC (NASHVILLE, TN) left the SEC roster (was $453.7M RAUM, 6 reps). IAPD ↗
$453.7M RAUM · 6 reps · 615-346-2437
Recruiting & transitionsM&A & valuation
63
WEALTH ADVISORY GROUP, INC. (BERWYN, PA) left the SEC roster (was $666.9M RAUM, 6 reps). IAPD ↗
$666.9M RAUM · 6 reps · 610-225-1000 · wagadvisors.com
Recruiting & transitionsM&A & valuation
63
OFM WEALTH (ORLAND PARK, IL) left the SEC roster (was $310.5M RAUM, 4 reps). IAPD ↗
$310.5M RAUM · 4 reps · (708) 403-2800
Recruiting & transitionsM&A & valuation
63
COONS ADVISORS (COLUMBUS, OH) left the SEC roster (was $587.0M RAUM, 6 reps). IAPD ↗
$587.0M RAUM · 6 reps · 614-918-3500 · coonsadvisors.com
Recruiting & transitionsM&A & valuation
63
CLARITY CAPITAL PARTNERS (NEWPORT BEACH, CA) left the SEC roster (was $437.7M RAUM, 6 reps). IAPD ↗
$437.7M RAUM · 6 reps · 800-805-7526 · claritycapitalllc.com
Recruiting & transitionsM&A & valuation
63
PINNACLE WEALTH ADVISORS (NASHVILLE, TN) left the SEC roster (was $936.5M RAUM, 3 reps). IAPD ↗
$936.5M RAUM · 3 reps · 615-743-8271 · pnfp.com
Recruiting & transitionsM&A & valuation
63
VAN BIEMA VALUE PARTNERS, LLC (NEW YORK, NY) left the SEC roster (was $606.9M RAUM, 3 reps). IAPD ↗
$606.9M RAUM · 3 reps · 212-308-5900 · vbvaluepartners.com
Recruiting & transitionsM&A & valuation
63
SHOREPOINT CAPITAL PARTNERS LLC (NORWOOD, MA) left the SEC roster (was $800.5M RAUM, 5 reps). IAPD ↗
$800.5M RAUM · 5 reps · 781-341-7250
Recruiting & transitionsM&A & valuation
63
WAMBOLT & ASSOCIATES, LLC (LITTLETON, CO) left the SEC roster (was $586.8M RAUM, 6 reps). IAPD ↗
$586.8M RAUM · 6 reps · 720-962-6700 · wamboltwealth.com
Recruiting & transitionsM&A & valuation
63
KOLINSKY WEALTH MANAGEMENT, LLC (RAMSEY, NJ) left the SEC roster (was $493.8M RAUM, 6 reps). IAPD ↗
$493.8M RAUM · 6 reps · 201-474-4011
Recruiting & transitionsM&A & valuation
63
BELMONT CAPITAL GROUP (LOS ANGELES, CA) left the SEC roster (was $931.4M RAUM, 4 reps). IAPD ↗
$931.4M RAUM · 4 reps · 310-203-2670 · belmontcapfunds.com
Recruiting & transitionsM&A & valuation
63
CONSILIUM WEALTH MANAGEMENT (DANVILLE, CA) left the SEC roster (was $786.9M RAUM, 2 reps). IAPD ↗
$786.9M RAUM · 2 reps · 925-365-1087 · consiliumwm.com
Recruiting & transitionsM&A & valuation
63
BENCHMARK WEALTH MANAGEMENT, LLC (OLD LYME, CT) left the SEC roster (was $430.0M RAUM, 2 reps). IAPD ↗
$430.0M RAUM · 2 reps · (860) 434-6890 · benchmarkwealthmgmt.com
Recruiting & transitionsM&A & valuation
63
IRON HORSE WEALTH MANAGEMENT, LLC (JOHNSTON, IA) left the SEC roster (was $532.8M RAUM, 6 reps). IAPD ↗
$532.8M RAUM · 6 reps · 515-779-6250 · ironhorsewm.com
Recruiting & transitionsM&A & valuation
63
FINANCIAL PARTNERS GROUP, LLC (GALLATIN, TN) left the SEC roster (was $638.6M RAUM, 3 reps). IAPD ↗
$638.6M RAUM · 3 reps · 615-230-9700 · financialpartnersgroupllc.com
Recruiting & transitionsM&A & valuation
63
THE MARTIN WORLEY GROUP (COTTONWOOD HEIGHTS, UT) left the SEC roster (was $385.0M RAUM, 5 reps). IAPD ↗
$385.0M RAUM · 5 reps · 801-568-9788 · martinworley.com
Recruiting & transitionsM&A & valuation
63
MOSAIC PACIFIC INVESTMENT ADVISORS (HONOLULU, HI) left the SEC roster (was $434.0M RAUM, 7 reps). IAPD ↗
$434.0M RAUM · 7 reps · 808-591-1200 · mosaicpacificinvestmentadvisors.com
Recruiting & transitionsM&A & valuation
63
SIMPLEX WEALTH MANAGEMENT (DANVILLE, CA) left the SEC roster (was $258.9M RAUM, 2 reps). IAPD ↗
$258.9M RAUM · 2 reps · 925-804-6468 · simplexwm.com
Recruiting & transitionsM&A & valuation
63
PRAIRIE SKY FINANCIAL GROUP (LAKE BLUFF, IL) left the SEC roster (was $302.1M RAUM, 2 reps). IAPD ↗
$302.1M RAUM · 2 reps · 847-512-8820
Recruiting & transitionsM&A & valuation
63
OLYMPUS WEALTH MANAGEMENT, LLC (COTTONWOOD HEIGHTS, UT) left the SEC roster (was $850.2M RAUM, 13 reps). IAPD ↗
$850.2M RAUM · 13 reps · 801-449-9600
Recruiting & transitionsM&A & valuation
63
FAIRHAVEN WEALTH MANAGEMENT, LLC (WHEATON, IL) left the SEC roster (was $783.2M RAUM, 11 reps). IAPD ↗
$783.2M RAUM · 11 reps · 630-333-9207
Recruiting & transitionsM&A & valuation
63
AUXIN GROUP WEALTH MANAGEMENT, LLC (AKRON, OH) left the SEC roster (was $304.2M RAUM, 3 reps). IAPD ↗
$304.2M RAUM · 3 reps · 330-237-1030 · auxingroupwm.com
Recruiting & transitionsM&A & valuation
63
SUMMIT FINANCIAL (HUNT VALLEY, MD) left the SEC roster (was $255.0M RAUM, 6 reps). IAPD ↗
$255.0M RAUM · 6 reps · 410-584-9600
Recruiting & transitionsM&A & valuation
63
TFG ADVISORS (AUBURN HILLS, MI) left the SEC roster (was $423.4M RAUM, 6 reps). IAPD ↗
$423.4M RAUM · 6 reps · 248-724-0090 · tfg-advisors.com
Recruiting & transitionsM&A & valuation
63
VINOBLE GROUP (SEATTLE, WA) left the SEC roster (was $629.3M RAUM, 7 reps). IAPD ↗
$629.3M RAUM · 7 reps · (206) 317-6822 · vinoblegroup.com
Recruiting & transitionsM&A & valuation
63
MAGNETIC NORTH ADVISORS (MAPLE GROVE, MN) left the SEC roster (was $480.8M RAUM, 5 reps). IAPD ↗
$480.8M RAUM · 5 reps · 763-543-3803
Recruiting & transitionsM&A & valuation
63
MASSO TORRENCE WEALTH MANAGEMENT INC. (MARLTON, NJ) left the SEC roster (was $326.5M RAUM, 3 reps). IAPD ↗
$326.5M RAUM · 3 reps · (856) 988-6664
Recruiting & transitionsM&A & valuation
63
VON BERGE WEALTH MANAGEMENT GROUP, LLC (SAN DIEGO, CA) left the SEC roster (was $430.0M RAUM, 2 reps). IAPD ↗
$430.0M RAUM · 2 reps · 619-343-3212 · vonbergewealthmgt.com
Recruiting & transitionsM&A & valuation
63
ALPHA PRINCIPLE, LLC (ENGLEWOOD, CO) left the SEC roster (was $253.3M RAUM, 5 reps). IAPD ↗
$253.3M RAUM · 5 reps · 8003031553 · alphaprinciple.com
Recruiting & transitionsM&A & valuation
63
OAK HILL WEALTH ADVISORS, LLC (LANSDOWNE, VA) left the SEC roster (was $603.2M RAUM, 5 reps). IAPD ↗
$603.2M RAUM · 5 reps · 703-673-7034 · oakhillwa.com
Recruiting & transitionsM&A & valuation
63
HASENBERG FINANCIAL GROUP (EAU CLAIRE, WI) left the SEC roster (was $270.5M RAUM, 5 reps). IAPD ↗
$270.5M RAUM · 5 reps · 715-839-6566 · hasenberginc.com
Recruiting & transitionsM&A & valuation
63
HUNTER KEITH INDUSTRIES, INC. (WAYZATA, MN) left the SEC roster (was $379.3M RAUM, 1 reps). IAPD ↗
$379.3M RAUM · 1 reps · (612) 204-0405
Recruiting & transitionsM&A & valuation
60
LONG ISLAND FINANCIAL GROUP, INC (location n/a) left the SEC roster (was $36.5M RAUM, 1 reps). IAPD ↗
$36.5M RAUM · 1 reps · 516-741-1966
Recruiting & transitionsM&A & valuation
60
OLSON INVESTMENT ADVISORS, LLC (location n/a) left the SEC roster (was $146.1M RAUM, 1 reps). IAPD ↗
$146.1M RAUM · 1 reps · 206-839-4550 · olson-investments.com
Recruiting & transitionsM&A & valuation
60
SELECT PORTFOLIO MANAGEMENT INC (ALISO VIEJO, CA) left the SEC roster (was $0 RAUM, 8 reps). IAPD ↗
$0 RAUM · 8 reps · 949-975-7900 · selectportfolio.com
Recruiting & transitionsM&A & valuation
60
KEENE & DORCHAK (FORT WORTH, TX) left the SEC roster (was $202.2M RAUM, 4 reps). IAPD ↗
$202.2M RAUM · 4 reps · 817-336-4500 · keenedorchak.com
Recruiting & transitionsM&A & valuation
60
JRL CAPITAL ADVISORS LLC (NEWPORT BEACH, CA) left the SEC roster (was $104.7M RAUM, 3 reps). IAPD ↗
$104.7M RAUM · 3 reps · 949-650-2928
Recruiting & transitionsM&A & valuation
60
VAHANIAN & ASSOCIATES FINANCIAL PLANNING INC (SARATOGA SPRINGS, NY) left the SEC roster (was $190.8M RAUM, 4 reps). IAPD ↗
$190.8M RAUM · 4 reps · 518-583-0891 · vahanian.com
Recruiting & transitionsM&A & valuation
60
KAISER WEALTH MANAGEMENT (location n/a) left the SEC roster (was $36.6M RAUM, 1 reps). IAPD ↗
$36.6M RAUM · 1 reps · 307-634-1547
Recruiting & transitionsM&A & valuation
60
DIVERSIFIED ASSET MANAGEMENT, INC. (BOULDER, CO) left the SEC roster (was $126.4M RAUM, 1 reps). IAPD ↗
$126.4M RAUM · 1 reps · 3034402906
Recruiting & transitionsM&A & valuation
60
PHILLIPS RAY CAPITAL MANAGEMENT, INC. (FORT WORTH, TX) left the SEC roster (was $59.5M RAUM, 1 reps). IAPD ↗
$59.5M RAUM · 1 reps · 817-338-4223 · phillipsray.com
Recruiting & transitionsM&A & valuation
60
WILLINK ASSET MANAGEMENT LLC (EAST AURORA, NY) left the SEC roster (was $53.5M RAUM, 2 reps). IAPD ↗
$53.5M RAUM · 2 reps · 716-687-0648
Recruiting & transitionsM&A & valuation
60
SUMMIT FINANCIAL PARTNERS, INC. (GLEN ALLEN, VA) left the SEC roster (was $124.5M RAUM, 1 reps). IAPD ↗
$124.5M RAUM · 1 reps · 804-290-0162 · summitfinancialpartnersrva.com
Recruiting & transitionsM&A & valuation
60
LINDER FINANCIAL SERVICES, INC. (ALPHARETTA, GA) left the SEC roster (was $163.6M RAUM, 3 reps). IAPD ↗
$163.6M RAUM · 3 reps · 770-696-4470 · linderfinancial.com
Recruiting & transitionsM&A & valuation
60
KNICKERBOCKER ADVISORS INC. (location n/a) left the SEC roster (was $158.6M RAUM, 1 reps). IAPD ↗
$158.6M RAUM · 1 reps · 518-398-9000 · knick.com
Recruiting & transitionsM&A & valuation
60
NORTH SHORE ASSET MANAGEMENT, LLC (location n/a) left the SEC roster (was $73.3M RAUM, 1 reps). IAPD ↗
$73.3M RAUM · 1 reps · 631-223-7434
Recruiting & transitionsM&A & valuation
60
COOMBE, BENDER & COMPANY, LLC (ELLENVILLE, NY) left the SEC roster (was $247.0M RAUM, 4 reps). IAPD ↗
$247.0M RAUM · 4 reps · 845-647-4800 · coombebender.com
Recruiting & transitionsM&A & valuation
60
LEE INVESTMENT MANAGEMENT LLC (SARATOGA SPRINGS, NY) left the SEC roster (was $90.5M RAUM, 1 reps). IAPD ↗
$90.5M RAUM · 1 reps · 518-580-0088 · leemgt.com
Recruiting & transitionsM&A & valuation
60
AHL INVESTMENT MANAGEMENT, INC. (WINTER PARK, FL) left the SEC roster (was $200.0M RAUM, 2 reps). IAPD ↗
$200.0M RAUM · 2 reps · 407-740-8327
Recruiting & transitionsM&A & valuation
60
CYPRESS CAPITAL GROUP (PALM BEACH, FL) left the SEC roster (was $57.5M RAUM, 2 reps). IAPD ↗
$57.5M RAUM · 2 reps · 561-659-5889
Recruiting & transitionsM&A & valuation
60
BCM WEALTH MANAGEMENT (WILMINGTON, DE) left the SEC roster (was $199.5M RAUM, 4 reps). IAPD ↗
$199.5M RAUM · 4 reps · 888-369-2261 · biddlecapitalmanagement.com
Recruiting & transitionsM&A & valuation
60
FINANCIAL PLANNING CONCEPTS OF AMERICA, INC. (WEST PALM BEACH, FL) left the SEC roster (was $155.5M RAUM, 1 reps). IAPD ↗
$155.5M RAUM · 1 reps · 718-667-5050 · fpcamerica.com
Recruiting & transitionsM&A & valuation
60
MORRISON FIDUCIARY ADVISORS, INC. (location n/a) left the SEC roster (was $54.2M RAUM, 1 reps). IAPD ↗
$54.2M RAUM · 1 reps · 412-996-6052
Recruiting & transitionsM&A & valuation
60
LIGHTHOUSE FINANCIAL MANAGEMENT, LLC (WESTERLY, RI) left the SEC roster (was $184.1M RAUM, 4 reps). IAPD ↗
$184.1M RAUM · 4 reps · 401-596-3392 · lighthousefm.com
Recruiting & transitionsM&A & valuation
60
SORRENTO PACIFIC FINANCIAL, LLC (SAN DIEGO, CA) left the SEC roster (was $222.3M RAUM, 29 reps). IAPD ↗
$222.3M RAUM · 29 reps · 800-686-4724 · spfdisclosure.com
Recruiting & transitionsM&A & valuation
60
GARY KLEIN CONSULTING (location n/a) left the SEC roster (was $13.0M RAUM, 1 reps). IAPD ↗
$13.0M RAUM · 1 reps · 416-781-6163
Recruiting & transitionsM&A & valuation
60
LIFECOURSE CAPITAL, INC. (MADISON, AL) left the SEC roster (was $159.3M RAUM, 4 reps). IAPD ↗
$159.3M RAUM · 4 reps · 256-489-4400 · lccapital.net
Recruiting & transitionsM&A & valuation
60
CAPITAL FINANCIAL CONSULTANTS GROUP, INC. (SAN JUAN CAPISTRANO, CA) left the SEC roster (was $42.0M RAUM, 2 reps). IAPD ↗
$42.0M RAUM · 2 reps · 949-248-8800 · capitalfin.com
Recruiting & transitionsM&A & valuation
60
PARKWORTH WEALTH MANAGEMENT, INC. (LOS GATOS, CA) left the SEC roster (was $178.8M RAUM, 3 reps). IAPD ↗
$178.8M RAUM · 3 reps · 408-436-9800
Recruiting & transitionsM&A & valuation
60
DEMPSEY INVESTMENT MANAGEMENT, LLC (SOUTH BURLINGTON, VT) left the SEC roster (was $146.1M RAUM, 1 reps). IAPD ↗
$146.1M RAUM · 1 reps · 802-497-1931 · dempseyinvestments.com
Recruiting & transitionsM&A & valuation
60
TWEDDELL GOLDBERG INVESTMENT MANAGEMENT (location n/a) left the SEC roster (was $93.6M RAUM, 2 reps). IAPD ↗
$93.6M RAUM · 2 reps · 209-536-9734 · tginvesting.com
Recruiting & transitionsM&A & valuation
60
INDEPENDENCE WEALTH ADVISORS INC. (MCLEAN, VA) left the SEC roster (was $219.8M RAUM, 1 reps). IAPD ↗
$219.8M RAUM · 1 reps · 703-752-6000
Recruiting & transitionsM&A & valuation
60
KANON BLOCH CARRE (location n/a) left the SEC roster (was $249.0M RAUM, 1 reps). IAPD ↗
$249.0M RAUM · 1 reps · 781 792 2930
Recruiting & transitionsM&A & valuation
60
KLEINHENZ & ASSOCIATES LTD. (location n/a) left the SEC roster (was $173.8M RAUM, 3 reps). IAPD ↗
$173.8M RAUM · 3 reps · 216-321-0889 · kleinhenzwealth.com
Recruiting & transitionsM&A & valuation
60
SULLIVAN INVESTMENTS GROUP, LLC (location n/a) left the SEC roster (was $127.5M RAUM, 2 reps). IAPD ↗
$127.5M RAUM · 2 reps · (561) 400-3488 · sullivaninvestments.com
Recruiting & transitionsM&A & valuation
60
CHARMARLINE WEALTH MANAGEMENT LLC (LYNCHBURG, VA) left the SEC roster (was $111.9M RAUM, 1 reps). IAPD ↗
$111.9M RAUM · 1 reps · (434) 455-3036
Recruiting & transitionsM&A & valuation
60
BALANCED ASSET STRATEGIES, LTD. (LA GRANGE, IL) left the SEC roster (was $133.6M RAUM, 3 reps). IAPD ↗
$133.6M RAUM · 3 reps · 312-759-5172 · balancedassetstrategies.com
Recruiting & transitionsM&A & valuation
60
DAVID WEALTH MANAGEMENT, LLC (FAIRFAX, VA) left the SEC roster (was $239.3M RAUM, 2 reps). IAPD ↗
$239.3M RAUM · 2 reps · 703-560-8300 · davidwealth.com
Recruiting & transitionsM&A & valuation
60
CENTRICITY WEALTH MANAGEMENT, LLC (WESTERVILLE, OH) left the SEC roster (was $185.9M RAUM, 2 reps). IAPD ↗
$185.9M RAUM · 2 reps · 614-392-5155
Recruiting & transitionsM&A & valuation
60
RPM ADVISORS, LLC (FARGO, ND) left the SEC roster (was $149.4M RAUM, 1 reps). IAPD ↗
$149.4M RAUM · 1 reps · 701-205-1594
Recruiting & transitionsM&A & valuation
60
HICKORY ASSET MANAGEMENT, INC. (CONCORD, OH) left the SEC roster (was $249.3M RAUM, 3 reps). IAPD ↗
$249.3M RAUM · 3 reps · 440-358-1330
Recruiting & transitionsM&A & valuation
60
ASTOR INVESTMENT MANAGEMENT LLC (CHICAGO, IL) left the SEC roster (was $198.4M RAUM, 3 reps). IAPD ↗
$198.4M RAUM · 3 reps · 312-228-5900
Recruiting & transitionsM&A & valuation
60
OTTER CREEK ADVISORS, LLC (PALM BEACH GARDENS, FL) left the SEC roster (was $215.6M RAUM, 2 reps). IAPD ↗
$215.6M RAUM · 2 reps · 561-832-4110 · ottercreekfunds.com
Recruiting & transitionsM&A & valuation
60
NORTHEASTERN STAR ASSET MANAGEMENT, INC. (WORMLEYSBURG, PA) left the SEC roster (was $236.2M RAUM, 3 reps). IAPD ↗
$236.2M RAUM · 3 reps · 717-732-2719 · northeasternstarassetmanagement.com
Recruiting & transitionsM&A & valuation
60
STUMPF CAPITAL MANAGEMENT LLC (location n/a) left the SEC roster (was $105.3M RAUM, 1 reps). IAPD ↗
$105.3M RAUM · 1 reps · 415-686-5215 · stumpfcapital.com
Recruiting & transitionsM&A & valuation
60
PETROVIC FINANCIAL SERVICES (PRAIRIE VILLAGE, KS) left the SEC roster (was $203.5M RAUM, 3 reps). IAPD ↗
$203.5M RAUM · 3 reps · 913-385-5523 · petrovicfinancial.com
Recruiting & transitionsM&A & valuation
60
GA PINCUS FUNDS, LLC (location n/a) left the SEC roster (was $57.4M RAUM, 1 reps). IAPD ↗
$57.4M RAUM · 1 reps · 917-597-1450
Recruiting & transitionsM&A & valuation
60
ASPIRE PRIVATE WEALTH COUNSEL, LLC (KNOXVILLE, TN) left the SEC roster (was $74.3M RAUM, 2 reps). IAPD ↗
$74.3M RAUM · 2 reps · 865-500-8965
Recruiting & transitionsM&A & valuation
60
HARRIS CONSULTING (ROSWELL, GA) left the SEC roster (was $117.4M RAUM, 2 reps). IAPD ↗
$117.4M RAUM · 2 reps · 770-642-2228 · harrismgt.com
Recruiting & transitionsM&A & valuation
60
AMORE AMBRO, LLC (location n/a) left the SEC roster (was $194.4M RAUM, 1 reps). IAPD ↗
$194.4M RAUM · 1 reps · (516) 490-3527 · amoreambro.com
Recruiting & transitionsM&A & valuation
60
CENTRAL WEALTH MANAGEMENT LLC (MADISON, WI) left the SEC roster (was $120.6M RAUM, 1 reps). IAPD ↗
$120.6M RAUM · 1 reps · 608-841-1555
Recruiting & transitionsM&A & valuation
60
TCG WEALTH MANAGEMENT (NASHUA, NH) left the SEC roster (was $121.3M RAUM, 3 reps). IAPD ↗
$121.3M RAUM · 3 reps · 603-324-0171
Recruiting & transitionsM&A & valuation
60
TRUST ADVISORS (INDIANAPOLIS, IN) left the SEC roster (was $0 RAUM, 2 reps). IAPD ↗
$0 RAUM · 2 reps · 317-705-5700 · trustadvisors.com
Recruiting & transitionsM&A & valuation
60
ALAPOCAS INVESTMENT PARTNERS, INC. (BEVERLY, MA) left the SEC roster (was $206.6M RAUM, 2 reps). IAPD ↗
$206.6M RAUM · 2 reps · 978-529-2395
Recruiting & transitionsM&A & valuation
60
LIBERTY PRIVATE CLIENT, LLC (FORT MYERS, FL) left the SEC roster (was $246.9M RAUM, 3 reps). IAPD ↗
$246.9M RAUM · 3 reps · 239-275-2538 · libertyprivateclient.com
Recruiting & transitionsM&A & valuation
60
CENTERFIN CAPITAL (NEW YORK, NY) left the SEC roster (was $4.4M RAUM, 1 reps). IAPD ↗
$4.4M RAUM · 1 reps · 646-518-7913 · centerfin.co
Recruiting & transitionsM&A & valuation
60
DEFINED FINANCIAL PLANNING LLC (SAN RAFAEL, CA) left the SEC roster (was $137.3M RAUM, 4 reps). IAPD ↗
$137.3M RAUM · 4 reps · (510) 200-8655
Recruiting & transitionsM&A & valuation
60
CHB INVESTMENT GROUP, LLC (NEW HOPE, PA) left the SEC roster (was $214.2M RAUM, 3 reps). IAPD ↗
$214.2M RAUM · 3 reps · 215-862-6900 · chbinvestmentgroup.com
Recruiting & transitionsM&A & valuation
60
TRITON WEALTH (AITKIN, MN) left the SEC roster (was $230.7M RAUM, 4 reps). IAPD ↗
$230.7M RAUM · 4 reps · 218-927-2427
Recruiting & transitionsM&A & valuation
60
BUENWEALTH (MIAMI, FL) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗
$0 RAUM · 1 reps · (786) 702 0078 · buenbit.onelink.me
Recruiting & transitionsM&A & valuation
60
STONE WALL FINANCIAL (SAN ANTONIO, TX) left the SEC roster (was $2.0M RAUM, 1 reps). IAPD ↗
$2.0M RAUM · 1 reps · (210) 321-9300, EXT. 101 · stonewallfg.com
Recruiting & transitionsM&A & valuation
60
CRESCENT ADVISORY LLC (location n/a) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗
$0 RAUM · 1 reps · 415-767-0745 · crescent.app
Recruiting & transitionsM&A & valuation
60
JN PRIVATE WEALTH MANAGEMENT LLC (COLUMBIA, MD) left the SEC roster (was $129.3M RAUM, 1 reps). IAPD ↗
$129.3M RAUM · 1 reps · 443-319-1200 · jnprivatewealth.com
Recruiting & transitionsM&A & valuation
60
MG&A WEALTH PR LLC (SAN JUAN, PR) left the SEC roster (was $0 RAUM, 5 reps). IAPD ↗
$0 RAUM · 5 reps · 954-599-5921 · meggreen.com
Recruiting & transitionsM&A & valuation
60
MANWARING WEALTH MANAGEMENT (GILBERT, AZ) left the SEC roster (was $108.0M RAUM, 2 reps). IAPD ↗
$108.0M RAUM · 2 reps · 480-744-1112
Recruiting & transitionsM&A & valuation
60
BLACK POINT WEALTH MANAGEMENT (location n/a) left the SEC roster (was $184.8M RAUM, 2 reps). IAPD ↗
$184.8M RAUM · 2 reps · 401-683-7392
Recruiting & transitionsM&A & valuation
60
FG ADVISORY SERVICES, LLC. (location n/a) left the SEC roster (was $37.4M RAUM, 7 reps). IAPD ↗
$37.4M RAUM · 7 reps · 646-609-2225 EXT. 6 · fgadvisoryservices.com
Recruiting & transitionsM&A & valuation
60
EAST29TH CAPITAL (location n/a) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗
$0 RAUM · 1 reps · 973-714-4182
Recruiting & transitionsM&A & valuation
60
NEWERA WEALTH (CORAL GABLES, FL) left the SEC roster (was $21.7M RAUM, 1 reps). IAPD ↗
$21.7M RAUM · 1 reps · 786-577-9396
Recruiting & transitionsM&A & valuation
60
CANTATA WEALTH MANAGEMENT, LLC (CORAL GABLES, FL) left the SEC roster (was $65.7M RAUM, 3 reps). IAPD ↗
$65.7M RAUM · 3 reps · 844-226-8282 · cantatawealth.com
Recruiting & transitionsM&A & valuation
60
ACTIVO CAPITAL (MIAMI, FL) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗
$0 RAUM · 1 reps · 305-570-8277
Recruiting & transitionsM&A & valuation
60
COMMONWEALTH CONTINUUM ADVISORS (WALTHAM, MA) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗
$0 RAUM · 1 reps · 833-959-0118 · continuumria.com
Recruiting & transitionsM&A & valuation
60
MANENTIA WEALTH CONSULTING INC. (GREAT NECK, NY) left the SEC roster (was $45.2M RAUM, 5 reps). IAPD ↗
$45.2M RAUM · 5 reps · 775-237-8852 · mwcgroup.us
Recruiting & transitionsM&A & valuation
60
SANTARA WEALTH MANAGEMENT LLC (SAN DIEGO, CA) left the SEC roster (was $0 RAUM, 2 reps). IAPD ↗
$0 RAUM · 2 reps · 619-836-9495 · santarawealth.com
Recruiting & transitionsM&A & valuation
60
ALIGN FINANCIAL ADVISORS, LLC (MCKINNEY, TX) left the SEC roster (was $61.1M RAUM, 3 reps). IAPD ↗
$61.1M RAUM · 3 reps · 214-519-8750 · alignfinancialadvisors.com
Recruiting & transitionsM&A & valuation
60
BROOKSIDE STRATEGY AND CONSULTING (location n/a) left the SEC roster (was $22.1M RAUM, 1 reps). IAPD ↗
$22.1M RAUM · 1 reps · 818-429-7419 · davidwardcfa.com
Recruiting & transitionsM&A & valuation
60
SUNSET ADVISERS, LLC (SALT LAKE CITY, UT) left the SEC roster (was $1,000 RAUM, 1 reps). IAPD ↗
$1,000 RAUM · 1 reps · 385-707-0082 · sunsetapp.com
Recruiting & transitionsM&A & valuation
60
EXPATRIATE FINANCIAL STRATEGIES LLC (location n/a) left the SEC roster (was $0 RAUM, 3 reps). IAPD ↗
$0 RAUM · 3 reps · 702-785-1246
Recruiting & transitionsM&A & valuation
60
NJORD CAPITAL, LLC (location n/a) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗
$0 RAUM · 1 reps · 704-309-2052
Recruiting & transitionsM&A & valuation
60
A & L PERSONAL BUSINESS MANAGEMENT, LLC (SAN FRANCISCO, CA) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗
$0 RAUM · 1 reps · (415) 823-7035 · alpbm.com
Recruiting & transitionsM&A & valuation
60
LIGHTCAP FINANCIAL GROUP, LLC (SAN DIEGO, CA) left the SEC roster (was $11.3M RAUM, 1 reps). IAPD ↗
$11.3M RAUM · 1 reps · 858-752-4443 · lightcapfinancial.com
Recruiting & transitionsM&A & valuation
60
BRAYPARK WEALTH MANAGEMENT (COSTA MESA, CA) left the SEC roster (was $24.6M RAUM, 3 reps). IAPD ↗
$24.6M RAUM · 3 reps · 714-420-9277 · brayparkwealth.com
Recruiting & transitionsM&A & valuation
60
SHARP WEALTH MANAGEMENT (SPRINGFIELD, MO) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗
$0 RAUM · 1 reps · 417-990-5412 · sharpwm.com
Recruiting & transitionsM&A & valuation
60
PELICAN FINANCIAL PLANNING AND WEALTH, PLLC (JUPITER, FL) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗
$0 RAUM · 1 reps · 561-818-3003 · pelicanfinancialplanning.com
Recruiting & transitionsM&A & valuation
60
ALPHA ROCK INVESTMENTS, LLC (MALVERN, PA) left the SEC roster (was $16.5M RAUM, 1 reps). IAPD ↗
$16.5M RAUM · 1 reps · 610-721-1277 · alpharockinvestments.com
Recruiting & transitionsM&A & valuation
60
JOURNEY EQUITY WEALTH MANAGEMENT LLC (DOWNEY, CA) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗
$0 RAUM · 1 reps · 562-774-5931
Recruiting & transitionsM&A & valuation
60
BRAVE NEW WEALTH (WESTLAKE VILLAGE, CA) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗
$0 RAUM · 1 reps · 8052439474 · bravenewwealthwm.com
Recruiting & transitionsM&A & valuation
60
WINFORD WEALTH, LLC (location n/a) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗
$0 RAUM · 1 reps · 818-324-8118 · winfordwealth.com
Recruiting & transitionsM&A & valuation
60
ARG PRIVATE WEALTH, LLC (CINCINNATI, OH) left the SEC roster (was $0 RAUM, 2 reps). IAPD ↗
$0 RAUM · 2 reps · 513-488-1600 · argprivatewealth.com
Recruiting & transitionsM&A & valuation
60
GEMINI PORTFOLIO MANAGEMENT (location n/a) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗
$0 RAUM · 1 reps · 503 440 6077
Recruiting & transitionsM&A & valuation
60
PRIVATE WEALTH CONSULTING, LLC (location n/a) left the SEC roster (was $0 RAUM, 4 reps). IAPD ↗
$0 RAUM · 4 reps · (816) 888-9888
Recruiting & transitionsM&A & valuation
60
SPREADWISE LLC (location n/a) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗
$0 RAUM · 1 reps · 561-779-1764
Recruiting & transitionsM&A & valuation
60
ASCENSION ADVISORS (SCOTTSDALE, AZ) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗
$0 RAUM · 1 reps · 415-716-1666 · ascensionadvisors.com
Recruiting & transitionsM&A & valuation
55
BMO CAPITAL MARKETS CORP. (NEW YORK, NY) left the SEC roster (was $1.21B RAUM, 26 reps). IAPD ↗institutional
$1.21B RAUM · 26 reps · (212) 605-1504 · bmocm.com
Recruiting & transitionsM&A & valuation
55
GALLAGHER (NEW YORK, NY) left the SEC roster (was $47.61B RAUM, 27 reps). IAPD ↗institutional
$47.61B RAUM · 27 reps · 212-330-1000 · buck.com
Recruiting & transitionsM&A & valuation
55
MORTGAGE INDUSTRY ADVISORY COMPANY (NEW YORK, NY) left the SEC roster (was $1.39B RAUM, 7 reps). IAPD ↗institutional
$1.39B RAUM · 7 reps · 212-233-1250 · miacanalytics.com
Recruiting & transitionsM&A & valuation
55
THOMAS MILL ADVISORS LLC (location n/a) left the SEC roster (was $2.64B RAUM, 1 reps). IAPD ↗institutional
$2.64B RAUM · 1 reps · 484-441-6600 · thomasmill.com
Recruiting & transitionsM&A & valuation
53
LION CAPITAL (AMERICAS) INC. (LOS ANGELES, CA) left the SEC roster (was $361.6M RAUM, 1 reps). IAPD ↗institutional
$361.6M RAUM · 1 reps · 424-444-6666 · lioncapital.com
Recruiting & transitionsM&A & valuation
53
BOFCAL ASSET MANAGEMENT INC. (MENLO PARK, CA) left the SEC roster (was $797.6M RAUM, 5 reps). IAPD ↗institutional
$797.6M RAUM · 5 reps · (415) 757-2654
Recruiting & transitionsM&A & valuation
53
RAMPART ASSET MANAGEMENT LLC (STAMFORD, CT) left the SEC roster (was $411.2M RAUM, 2 reps). IAPD ↗institutional
$411.2M RAUM · 2 reps · 475-477-9899 · rampartasset.com
Recruiting & transitionsM&A & valuation
50
SOUTHEASTERN ADVISORY SERVICES INC (ATLANTA, GA) left the SEC roster (was $0 RAUM, 5 reps). IAPD ↗institutional
$0 RAUM · 5 reps · 404-237-3156 · seadvisory.com
Recruiting & transitionsM&A & valuation
50
CAPITAL GUARDIAN (CANADA), INC. (LOS ANGELES, CA) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗institutional
$0 RAUM · 1 reps · (213) 486-9200
Recruiting & transitionsM&A & valuation
50
MELLON HEDGE ADVISORS (BOSTON, MA) left the SEC roster (was $0 RAUM, 6 reps). IAPD ↗institutional
$0 RAUM · 6 reps · 617 722 7018
Recruiting & transitionsM&A & valuation
50
CASTLE INVESTMENT MANAGEMENT, LLC (ALEXANDRIA, VA) left the SEC roster (was $32.1M RAUM, 2 reps). IAPD ↗institutional
$32.1M RAUM · 2 reps · 703-260-1921 · castleim.com
Recruiting & transitionsM&A & valuation
50
CAPSTONE ASSET MANAGEMENT (location n/a) left the SEC roster (was $241.3M RAUM, 1 reps). IAPD ↗institutional
$241.3M RAUM · 1 reps · 800-257-2574 · capstone-am.com
Recruiting & transitionsM&A & valuation
50
FIR TREE PARTNERS (NEW YORK, NY) left the SEC roster (was $1.06B RAUM, 11 reps). IAPD ↗fund
$1.06B RAUM · 11 reps · (212) 659-4913 · firtree.com
Recruiting & transitionsM&A & valuation
50
FPR PARTNERS LLC (SAN FRANCISCO, CA) left the SEC roster (was $1.01B RAUM, 4 reps). IAPD ↗fund
$1.01B RAUM · 4 reps · 415-284-8888 · fprpartners.com
Recruiting & transitionsM&A & valuation
50
PEPPERTREE CAPITAL MANAGEMENT INC. (CHAGRIN FALLS, OH) left the SEC roster (was $7.64B RAUM, 23 reps). IAPD ↗fund
$7.64B RAUM · 23 reps · 440-528-0333
Recruiting & transitionsM&A & valuation
50
CONTENT PARTNERS LLC (LOS ANGELES, CA) left the SEC roster (was $1.40B RAUM, 9 reps). IAPD ↗fund
$1.40B RAUM · 9 reps · 310-208-7300 · contentllc.com
Recruiting & transitionsM&A & valuation
50
MSCI ESG RESEARCH LLC (NEW YORK, NY) left the SEC roster (was $0 RAUM, 42 reps). IAPD ↗institutional
$0 RAUM · 42 reps · 212-804-5299 · msci.com
Recruiting & transitionsM&A & valuation
50
BARDIN HILL ARBITRAGE IC MANAGEMENT LP (NEW YORK, NY) left the SEC roster (was $16.3M RAUM, 0 reps). IAPD ↗institutional
$16.3M RAUM · 0 reps · 212-303-9400 · bardinhill.com
Recruiting & transitionsM&A & valuation
50
TICKERON, INC. (RENO, NV) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗institutional
$0 RAUM · 1 reps · 408-499-7971 · tickeron.com
Recruiting & transitionsM&A & valuation
50
TPG PEP ADVISORS, LLC (FORT WORTH, TX) left the SEC roster (was $2.95B RAUM, 7 reps). IAPD ↗fund
$2.95B RAUM · 7 reps · 817-871-4000
Recruiting & transitionsM&A & valuation
50
CAMBER CAPITAL MANAGEMENT LP (BOSTON, MA) left the SEC roster (was $3.68B RAUM, 3 reps). IAPD ↗fund
$3.68B RAUM · 3 reps · 617-717-6600 · cambercapital.com
Recruiting & transitionsM&A & valuation
50
JADE CAPITAL ADVISORS, LLC (location n/a) left the SEC roster (was $179.9M RAUM, 3 reps). IAPD ↗institutional
$179.9M RAUM · 3 reps · 646-859-7251
Recruiting & transitionsM&A & valuation
50
AMERICAFIRST WEALTH MANAGEMENT, INC. (WEST HENRIETTA, NY) left the SEC roster (was $23.4M RAUM, 3 reps). IAPD ↗institutional
$23.4M RAUM · 3 reps · 916 865-9070 · americafirst.fund
Recruiting & transitionsM&A & valuation
50
DIGITAL ASSETS INVESTMENT (location n/a) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗institutional
$0 RAUM · 1 reps · 9176071136
Recruiting & transitionsM&A & valuation
50
KODAI CAPITAL MANAGEMENT LP (CHICAGO, IL) left the SEC roster (was $2.93B RAUM, 21 reps). IAPD ↗fund
$2.93B RAUM · 21 reps · 312-264-0620
Recruiting & transitionsM&A & valuation
50
PACIFIC COAST FIDUCIARY LLC (CALABASAS, CA) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗institutional
$0 RAUM · 1 reps · 818-986-1479 · pacificcoastfiduciary.com
Recruiting & transitionsM&A & valuation
50
ORG PARTNERS ASSET MANAGEMENT (DALLAS, TX) left the SEC roster (was $0 RAUM, 2 reps). IAPD ↗institutional
$0 RAUM · 2 reps · 214-440-3909
Recruiting & transitionsM&A & valuation
50
3A PARTNERS, LLC (COLUMBUS, OH) left the SEC roster (was $0 RAUM, 4 reps). IAPD ↗institutional
$0 RAUM · 4 reps · 614-406-8192 · 3apartners.com
Recruiting & transitionsM&A & valuation
50
X CAPITAL ADVISORS LLC (location n/a) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗institutional
$0 RAUM · 1 reps · 201-502-7070
Recruiting & transitionsM&A & valuation
50
INVESTATURE (location n/a) left the SEC roster (was $0 RAUM, 4 reps). IAPD ↗institutional
$0 RAUM · 4 reps · 917-836-8653 · investature.com
Recruiting & transitionsM&A & valuation
50
BLACKSUN (NEW YORK, NY) left the SEC roster (was $0 RAUM, 2 reps). IAPD ↗institutional
$0 RAUM · 2 reps · 212.537.5808 · blacksun.pe
Recruiting & transitionsM&A & valuation
50
THE FAMILY OFFICES GLOBAL VENTURES INC. (MIAMI, FL) left the SEC roster (was $0 RAUM, 2 reps). IAPD ↗institutional
$0 RAUM · 2 reps · 310 994 0619
Recruiting & transitionsM&A & valuation
50
CAMBERLINE CAPITAL MANAGEMENT LLC (NEW YORK, NY) left the SEC roster (was $0 RAUM, 5 reps). IAPD ↗institutional
$0 RAUM · 5 reps · 646-392-1654
Recruiting & transitionsM&A & valuation
50
OUTLIER GLOBAL MANAGEMENT (NEW YORK, NY) left the SEC roster (was $0 RAUM, 2 reps). IAPD ↗institutional
$0 RAUM · 2 reps · 332-465-0360
Recruiting & transitionsM&A & valuation
50
DRONA PARTNERS CAPITAL MANAGEMENT LLC (location n/a) left the SEC roster (was $0 RAUM, 6 reps). IAPD ↗institutional
$0 RAUM · 6 reps · 6463341998 · dronapartners.com
Recruiting & transitionsM&A & valuation
50
MOTUM CAPITAL MANAGEMENT LLC (NEW YORK, NY) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗institutional
$0 RAUM · 1 reps · 917-733-8203 · motumcapital.com
Recruiting & transitionsM&A & valuation
50
WINTERBIRD PARTNERS LLC (location n/a) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗institutional
$0 RAUM · 1 reps · (617) 807-0183 · winterbirdpartners.com
Recruiting & transitionsM&A & valuation
48
RIVER ASSOCIATES INVESTMENTS (TN), LLC (CHATTANOOGA, TN) left the SEC roster (was $800.5M RAUM, 12 reps). IAPD ↗fund
$800.5M RAUM · 12 reps · 423-755-0888 · riverassociates.com
Recruiting & transitionsM&A & valuation
48
RICHMOND HILL INVESTMENTS, LLC (NEW YORK, NY) left the SEC roster (was $663.1M RAUM, 5 reps). IAPD ↗fund
$663.1M RAUM · 5 reps · 212-989-2700 · rhiclp.com
Recruiting & transitionsM&A & valuation
48
FARMSTEAD CAPITAL MANAGEMENT, LLC (location n/a) left the SEC roster (was $336.5M RAUM, 2 reps). IAPD ↗fund
$336.5M RAUM · 2 reps · 201-493-3990
Recruiting & transitionsM&A & valuation
48
INNOVATIVE PORTFOLIOS LLC (INDIANAPOLIS, IN) left the SEC roster (was $784.6M RAUM, 12 reps). IAPD ↗fund
$784.6M RAUM · 12 reps · 317-689-6450
Recruiting & transitionsM&A & valuation
48
LINCHRIS CAPITAL MANAGEMENT, LLC (PLYMOUTH, MA) left the SEC roster (was $528.3M RAUM, 5 reps). IAPD ↗fund
$528.3M RAUM · 5 reps · 781-826-8824 · linchriscaptialpartners.com
Recruiting & transitionsM&A & valuation
48
INTERSECTION FINTECH VENTURES, LLC (location n/a) left the SEC roster (was $280.0M RAUM, 2 reps). IAPD ↗fund
$280.0M RAUM · 2 reps · 917-575-2966 · intersectiongp.com
Recruiting & transitionsM&A & valuation
45
HARVEST CAPITAL STRATEGIES LLC (SAN FRANCISCO, CA) left the SEC roster (was $1.1M RAUM, 49 reps). IAPD ↗fund
$1.1M RAUM · 49 reps · (415) 835-3900
Recruiting & transitionsM&A & valuation
45
PEAR TREE PARTNERS, LP (LINCOLN, MA) left the SEC roster (was $100.0M RAUM, 5 reps). IAPD ↗fund
$100.0M RAUM · 5 reps · 781 259 0249 · usbostongrowthcapital.com
Recruiting & transitionsM&A & valuation
45
NORWOOD INVESTMENT PARTNERS, LP (MILL VALLEY, CA) left the SEC roster (was $164.1M RAUM, 2 reps). IAPD ↗fund
$164.1M RAUM · 2 reps · 415-713-6989
Recruiting & transitionsM&A & valuation
45
SPECTRUM GROUP MANAGEMENT (HUNTINGTON, NY) left the SEC roster (was $176.0M RAUM, 3 reps). IAPD ↗fund
$176.0M RAUM · 3 reps · 212-687-9555 · spectrumgp.com
Recruiting & transitionsM&A & valuation
45
SILVERFERN CAPITAL MANAGEMENT, LLC (GREENWICH, CT) left the SEC roster (was $155.4M RAUM, 6 reps). IAPD ↗fund
$155.4M RAUM · 6 reps · 203-542-2870
Recruiting & transitionsM&A & valuation
45
SOLERA CAPITAL (NEW YORK, NY) left the SEC roster (was $39.6M RAUM, 4 reps). IAPD ↗fund
$39.6M RAUM · 4 reps · 212-833-1440 · soleracapital.com
Recruiting & transitionsM&A & valuation
45
CANAAN NATURAL GAS MANAGEMENT, LLC (OKLAHOMA CITY, OK) left the SEC roster (was $65.0M RAUM, 1 reps). IAPD ↗fund
$65.0M RAUM · 1 reps · 405-604-9300
Recruiting & transitionsM&A & valuation
45
SCION ASSET MANAGEMENT, LLC (SARATOGA, CA) left the SEC roster (was $154.9M RAUM, 2 reps). IAPD ↗fund
$154.9M RAUM · 2 reps · 408-441-8400 · scionasset.com
Recruiting & transitionsM&A & valuation
45
TAH MANAGEMENT, LP (NEW YORK, NY) left the SEC roster (was $165.8M RAUM, 2 reps). IAPD ↗fund
$165.8M RAUM · 2 reps · 212-273-4925 · tah-management.com
Recruiting & transitionsM&A & valuation
45
TUATARA CAPITAL, L.P. (NEW YORK, NY) left the SEC roster (was $132.1M RAUM, 5 reps). IAPD ↗fund
$132.1M RAUM · 5 reps · (203) 985-9935 · tuataracapital.com
Recruiting & transitionsM&A & valuation
45
EAGLE GROUP FINANCE LOAN CORP. (LOS ANGELES, CA) left the SEC roster (was $115.2M RAUM, 4 reps). IAPD ↗fund
$115.2M RAUM · 4 reps · 310-843-0001
Recruiting & transitionsM&A & valuation
45
AXCENT PRIVATE CAPITAL, LLC (ENGLEWOOD, CO) left the SEC roster (was $4.4M RAUM, 2 reps). IAPD ↗fund
$4.4M RAUM · 2 reps · 303-391-6600
Recruiting & transitionsM&A & valuation
45
GREE CAPITAL PARTNERS, LLC (SAN FRANCISCO, CA) left the SEC roster (was $172.1M RAUM, 7 reps). IAPD ↗fund
$172.1M RAUM · 7 reps · 415-390-8310
Recruiting & transitionsM&A & valuation
45
TWENTY ACRE CAPITAL LP (NEWTOWN, PA) left the SEC roster (was $198.5M RAUM, 6 reps). IAPD ↗fund
$198.5M RAUM · 6 reps · 215-978-9800 · twentyacre.com
Recruiting & transitionsM&A & valuation
45
FOREPONT CAPITAL LLC (WHITE PLAINS, NY) left the SEC roster (was $97.7M RAUM, 6 reps). IAPD ↗fund
$97.7M RAUM · 6 reps · 917-209-5589 · forepont.com
Recruiting & transitionsM&A & valuation
45
BRASIL CAPITAL ADVISER LLC (AVENTURA, FL) left the SEC roster (was $183.7M RAUM, 3 reps). IAPD ↗fund
$183.7M RAUM · 3 reps · 646-565-8844
Recruiting & transitionsM&A & valuation
45
STONECUTTER CAPITAL ADVISORS LLC (NEW YORK, NY) left the SEC roster (was $211.1M RAUM, 5 reps). IAPD ↗fund
$211.1M RAUM · 5 reps · (212) 920-6362 · stonecuttercapital.com
Recruiting & transitionsM&A & valuation
45
STRATOS TECHNOLOGIES CAPITAL MANAGEMENT LLC (MIAMI, FL) left the SEC roster (was $128.8M RAUM, 3 reps). IAPD ↗fund
$128.8M RAUM · 3 reps · 214-845-7254 · stratos.xyz
Recruiting & transitionsM&A & valuation
45
IVY LANE CAPITAL MANAGEMENT, LLC (location n/a) left the SEC roster (was $189.6M RAUM, 1 reps). IAPD ↗fund
$189.6M RAUM · 1 reps · 305-791-3130
Recruiting & transitionsM&A & valuation
45
REPERTOIRE PARTNERS LP (NEW YORK, NY) left the SEC roster (was $101.0M RAUM, 3 reps). IAPD ↗fund
$101.0M RAUM · 3 reps · 415-677-7050
Recruiting & transitionsM&A & valuation
45
STOKES ASSET MANAGEMENT, LLC (NEW ORLEANS, LA) left the SEC roster (was $15.9M RAUM, 6 reps). IAPD ↗fund
$15.9M RAUM · 6 reps · (504) 399-4100
Recruiting & transitionsM&A & valuation
45
FISAI US MANAGEMENT LLC (LOS ANGELES, CA) left the SEC roster (was $220.4M RAUM, 2 reps). IAPD ↗fund
$220.4M RAUM · 2 reps · 310-916-9537 · fisai.com
Recruiting & transitionsM&A & valuation
45
GLADE CAPITAL MANAGEMENT LP (WEST PALM BEACH, FL) left the SEC roster (was $31.0M RAUM, 1 reps). IAPD ↗fund
$31.0M RAUM · 1 reps · 561-246-6330
Recruiting & transitionsM&A & valuation
45
MACCABI CAPITAL MANAGEMENT LLC (location n/a) left the SEC roster (was $785,537 RAUM, 0 reps). IAPD ↗fund
$785,537 RAUM · 0 reps · 1-833-770-3863 · maccabicapital.com
Recruiting & transitionsM&A & valuation
45
TOWNSHIP CAPITAL, LLC (WEST PALM BEACH, FL) left the SEC roster (was $80.8M RAUM, 6 reps). IAPD ↗fund
$80.8M RAUM · 6 reps · 561-918-1220 · townshipinc.com
Recruiting & transitionsM&A & valuation
35
JARISLOWSKY FRASER LTD (MONTREAL QUEBEC, Canada) left the SEC roster (was $38.23B RAUM, 62 reps). IAPD ↗foreign
$38.23B RAUM · 62 reps · 514-842-2727
Recruiting & transitionsM&A & valuation
35
MARTIN CURRIE INC (EDINBURGH, United Kingdom) left the SEC roster (was $7.31B RAUM, 0 reps). IAPD ↗foreign
$7.31B RAUM · 0 reps · 44 131 229 5252
Recruiting & transitionsM&A & valuation
35
KEYHAVEN CAPITAL PARTNERS LIMITED (LONDON, United Kingdom) left the SEC roster (was $1.00B RAUM, 12 reps). IAPD ↗foreign
$1.00B RAUM · 12 reps · +44 20 7432 6200 · keyhavencapital.com
Recruiting & transitionsM&A & valuation
35
MAPLE-BROWN ABBOTT (BARANGAROO, Australia) left the SEC roster (was $6.11B RAUM, 31 reps). IAPD ↗foreign
$6.11B RAUM · 31 reps · 61-2-8226-6200
Recruiting & transitionsM&A & valuation
35
INVESCO REAL ESTATE MANAGEMENT S.À R.L. (LUXEMBOURG, Luxembourg) left the SEC roster (was $13.46B RAUM, 3 reps). IAPD ↗foreign
$13.46B RAUM · 3 reps · 352.27.118.000 · invesco.com
Recruiting & transitionsM&A & valuation
33
4BIO PARTNERS LLP (LONDON, United Kingdom) left the SEC roster (was $264.5M RAUM, 3 reps). IAPD ↗foreign
$264.5M RAUM · 3 reps · +44 203 940 6646 · 4biocapital.com
Recruiting & transitionsM&A & valuation
33
PRESIMA SECURITIES ULC (MONTREAL, QUEBEC, Canada) left the SEC roster (was $685.2M RAUM, 8 reps). IAPD ↗foreign
$685.2M RAUM · 8 reps · 514-673-1375
Recruiting & transitionsM&A & valuation
30
SOUTHEASTERN ASSET MANAGEMENT INTERNATIONAL (UK) LTD. (LONDON, United Kingdom) left the SEC roster (was $0 RAUM, 3 reps). IAPD ↗foreign
$0 RAUM · 3 reps · 44(0) 20 7479 4200 · southeasternasset.com
Recruiting & transitionsM&A & valuation
30
AGF INVESTMENTS (TORONTO, ONTARIO, Canada) left the SEC roster (was $21.6M RAUM, 5 reps). IAPD ↗foreign
$21.6M RAUM · 5 reps · 416-367-1900 · agf.com
Recruiting & transitionsM&A & valuation
30
PARALLEL49 EQUITY (VANCOUVER, Canada) left the SEC roster (was $146.8M RAUM, 2 reps). IAPD ↗foreign
$146.8M RAUM · 2 reps · +1 604 646 4367
Recruiting & transitionsM&A & valuation
30
EPICURUS FUND MANAGEMENT (CIUDAD DE MÉXICO, Mexico) left the SEC roster (was $0 RAUM, 3 reps). IAPD ↗foreign
$0 RAUM · 3 reps · 525552801216 · epicurus.com.mx
Recruiting & transitionsM&A & valuation
30
CARMIKA PARTNERS LLP (LONDON, United Kingdom) left the SEC roster (was $0 RAUM, 2 reps). IAPD ↗foreign
$0 RAUM · 2 reps · +44 (0)207 1010 662 · carmikapartners.com
Recruiting & transitionsM&A & valuation
30
LODGEPINE CAPITAL MANAGEMENT LIMITED (HAMILTON, Bermuda) left the SEC roster (was $6.9M RAUM, 2 reps). IAPD ↗foreign
$6.9M RAUM · 2 reps · 441-493-9000
Recruiting & transitionsM&A & valuation
30
MARIANA INVESTMENT PARTNERS LLP (LONDON, United Kingdom) left the SEC roster (was $137.1M RAUM, 3 reps). IAPD ↗foreign
$137.1M RAUM · 3 reps · +44 207 0656600 · mariana-ip.com
Recruiting & transitionsM&A & valuation
30
POLYNOMIAL PARTNERS LLC (SINGAPORE, Singapore) left the SEC roster (was $243.7M RAUM, 3 reps). IAPD ↗foreign
$243.7M RAUM · 3 reps · +65 6037 0291
Recruiting & transitionsM&A & valuation
headcount up — 126 Advisory representative count grew materially (>=20% or >=5 reps).
85
PROSPERA FINANCIAL SERVICES, INC. grew from 159 to 207 advisory reps. IAPD ↗
$12.44B RAUM · 207 reps · 972-581-3000
CRMRecruiting & transitionsComplianceFinancial planning software
85
CAPITAL RESEARCH AND MANAGEMENT COMPANY grew from 372 to 393 advisory reps. IAPD ↗
$3753.54B RAUM · 393 reps · 213-486-9200 · capitalgroup.com
CRMRecruiting & transitionsComplianceFinancial planning software
85
CONSOLIDATED PORTFOLIO REVIEW CORP grew from 28 to 44 advisory reps. IAPD ↗
$1.29B RAUM · 44 reps · 631-845-5100 · delanceywealth.com
CRMRecruiting & transitionsComplianceFinancial planning software
85
WAVERLY ADVISORS, LLC grew from 152 to 190 advisory reps. IAPD ↗
$28.26B RAUM · 190 reps · 205-871-3334
CRMRecruiting & transitionsComplianceFinancial planning software
85
VANDERBILT ADVISORY SERVICES grew from 124 to 144 advisory reps. IAPD ↗
$2.11B RAUM · 144 reps · 631-845-5100 · rainbowinvestmentsolutions.com
CRMRecruiting & transitionsComplianceFinancial planning software
85
FOCUS PARTNERS WEALTH, LLC grew from 1050 to 1090 advisory reps. IAPD ↗
$95.89B RAUM · 1090 reps · (314) 725-0455
CRMRecruiting & transitionsComplianceFinancial planning software
85
APELLA WEALTH grew from 53 to 68 advisory reps. IAPD ↗
$7.95B RAUM · 68 reps · 860.785.2260
CRMRecruiting & transitionsComplianceFinancial planning software
85
SANCTUARY ADVISORS, LLC grew from 351 to 370 advisory reps. IAPD ↗
$27.70B RAUM · 370 reps · 317-975-7729
CRMRecruiting & transitionsComplianceFinancial planning software
85
THURSTON SPRINGER ADVISORS grew from 68 to 86 advisory reps. IAPD ↗
$3.68B RAUM · 86 reps · 317.581.4000 · cohen-cap.com
CRMRecruiting & transitionsComplianceFinancial planning software
85
CAPITAL GROUP PRIVATE CLIENT SERVICES, INC. grew from 60 to 96 advisory reps. IAPD ↗
$42.71B RAUM · 96 reps · 213-486-9200
CRMRecruiting & transitionsComplianceFinancial planning software
85
CONCURRENT INVESTMENT ADVISORS, LLC grew from 146 to 163 advisory reps. IAPD ↗
$9.90B RAUM · 163 reps · 813-709-8800 · tailormade-wealth.com
CRMRecruiting & transitionsComplianceFinancial planning software
84
GREENSPRING ADVISORS, LLC grew from 28 to 42 advisory reps. IAPD ↗
$3.78B RAUM · 42 reps · 443-564-4600 · greenspringadvice.com
CRMRecruiting & transitionsComplianceFinancial planning software
83
DAYBRIGHT ADVISORY SERVICES, INC. grew from 8 to 21 advisory reps. IAPD ↗
$4.21B RAUM · 21 reps · 305-671-2200 · ingham.com
CRMRecruiting & transitionsComplianceFinancial planning software
83
OPENARC CORPORATE ADVISORY, LLC grew from 1 to 140 advisory reps. IAPD ↗
$443.7M RAUM · 140 reps · 844-648-6001
CRMRecruiting & transitionsComplianceFinancial planning software
82
MOORS & CABOT, INC grew from 73 to 85 advisory reps. IAPD ↗
$3.44B RAUM · 85 reps · 800-426-0501
CRMRecruiting & transitionsComplianceFinancial planning software
80
OAKMONT CAPITAL MANAGEMENT, LLC grew from 6 to 16 advisory reps. IAPD ↗
$3.14B RAUM · 16 reps · (412) 828-5550 · oakmontcap.com
CRMRecruiting & transitionsComplianceFinancial planning software
80
PROSPERITY - AN EISNERAMPER COMPANY grew from 46 to 56 advisory reps. IAPD ↗
$3.20B RAUM · 56 reps · 410-363-7211 · prosperityconsult.com
CRMRecruiting & transitionsComplianceFinancial planning software
79
ARAX ADVISORY PARTNERS grew from 52 to 61 advisory reps. IAPD ↗
$8.96B RAUM · 61 reps · 303-633-5900 · swsllc.com
CRMRecruiting & transitionsComplianceFinancial planning software
79
BIP WEALTH, LLC grew from 27 to 36 advisory reps. IAPD ↗
$4.46B RAUM · 36 reps · 404-495-5230
CRMRecruiting & transitionsComplianceFinancial planning software
79
CX INSTITUTIONAL, LLC grew from 59 to 68 advisory reps. IAPD ↗
$4.12B RAUM · 68 reps · 260-927-1830 · cxwealthdirect.com
CRMRecruiting & transitionsComplianceFinancial planning software
77
THE PATRIOT FINANCIAL GROUP, LLC grew from 30 to 37 advisory reps. IAPD ↗
$2.41B RAUM · 37 reps · 508-251-6100
CRMRecruiting & transitionsComplianceFinancial planning software
76
BAKER TILLY WEALTH MANAGEMENT, LLC grew from 15 to 21 advisory reps. IAPD ↗
$4.60B RAUM · 21 reps · 833-761-0673 · bakertilly.com
CRMRecruiting & transitionsComplianceFinancial planning software
75
RTD FINANCIAL ADVISORS INC grew from 18 to 23 advisory reps. IAPD ↗
$2.38B RAUM · 23 reps · 215-557-3800
CRMRecruiting & transitionsComplianceFinancial planning software
75
FORVIS MAZARS WEALTH ADVISORS, LLC grew from 73 to 78 advisory reps. IAPD ↗
$9.75B RAUM · 78 reps · 417.831.7283 · forvismazars.us
CRMRecruiting & transitionsComplianceFinancial planning software
75
BOULAY WEALTH grew from 27 to 32 advisory reps. IAPD ↗
$2.42B RAUM · 32 reps · 952-893-9320
CRMRecruiting & transitionsComplianceFinancial planning software
75
RUBINBROWN ADVISORS LLC grew from 16 to 21 advisory reps. IAPD ↗
$3.27B RAUM · 21 reps · 314-290-3300 · rubinbrownadvisors.com
CRMRecruiting & transitionsComplianceFinancial planning software
75
HBW ADVISORY SERVICES LLC grew from 63 to 68 advisory reps. IAPD ↗
$1.75B RAUM · 68 reps · 800-473-3856 · wealthfort.com
CRMRecruiting & transitionsComplianceFinancial planning software
75
WEALTHFRONT ADVISERS LLC grew from 20 to 25 advisory reps. IAPD ↗
$42.95B RAUM · 25 reps · 855-695-8437 · support.wealthfront.com
CRMRecruiting & transitionsComplianceFinancial planning software
75
TRU INDEPENDENCE ASSET MANAGEMENT, LLC grew from 4 to 11 advisory reps. IAPD ↗
$575.3M RAUM · 11 reps · (971) 371-3444 · waparkadvisors.com
CRMRecruiting & transitionsComplianceFinancial planning software
75
FACET grew from 58 to 63 advisory reps. IAPD ↗
$4.75B RAUM · 63 reps · (443)376-6222
CRMRecruiting & transitionsComplianceFinancial planning software
74
LUTZ FINANCIAL grew from 10 to 14 advisory reps. IAPD ↗
$2.61B RAUM · 14 reps · 402-827-2300
CRMRecruiting & transitionsComplianceFinancial planning software
74
FORTIS CAPITAL MANAGEMENT LLC grew from 11 to 17 advisory reps. IAPD ↗
$775.9M RAUM · 17 reps · 425-453-5010
CRMRecruiting & transitionsComplianceFinancial planning software
74
MACERATIO LLC grew from 2 to 6 advisory reps. IAPD ↗
$1.10B RAUM · 6 reps · 305-398-9010
CRMRecruiting & transitionsComplianceFinancial planning software
74
SIMPLIFY ASSET MANAGEMENT INC. grew from 13 to 17 advisory reps. IAPD ↗
$9.64B RAUM · 17 reps · 702-389-9705 · simplify.us
CRMRecruiting & transitionsComplianceFinancial planning software
74
MILESTONE FINANCIAL ASSOCIATES, LLC grew from 1 to 7 advisory reps. IAPD ↗
$591.7M RAUM · 7 reps · 6104218777
CRMRecruiting & transitionsComplianceFinancial planning software
73
ASPEN CAPITAL MANAGEMENT, LLC grew from 6 to 9 advisory reps. IAPD ↗
$1.13B RAUM · 9 reps · 208-345-0174
CRMRecruiting & transitionsComplianceFinancial planning software
73
GATEWAY INVESTMENT ADVISERS, LLC grew from 6 to 9 advisory reps. IAPD ↗
$10.91B RAUM · 9 reps · 513-719-1100 · gia.com
CRMRecruiting & transitionsComplianceFinancial planning software
73
CITRIN COOPERMAN WEALTH MANAGEMENT, LLC grew from 5 to 8 advisory reps. IAPD ↗
$1.63B RAUM · 8 reps · 212-697-1000
CRMRecruiting & transitionsComplianceFinancial planning software
73
RITTER DANIHER FINANCIAL ADVISORY LLC grew from 5 to 10 advisory reps. IAPD ↗
$605.9M RAUM · 10 reps · 513-233-0715 · ritterdaniher.com
CRMRecruiting & transitionsComplianceFinancial planning software
73
LUCAS GROUP FINANCIAL ADVISORS, LLC grew from 2 to 7 advisory reps. IAPD ↗
$329.0M RAUM · 7 reps · 815-235-9610 · lucasgroupfinancial.com
CRMRecruiting & transitionsComplianceFinancial planning software
73
FPLF MANAGEMENT LLC grew from 3 to 55 advisory reps. IAPD ↗institutional
$761.9M RAUM · 55 reps · 212-798-6100
CRMRecruiting & transitionsComplianceFinancial planning software
72
BEESE FULMER PRIVATE WEALTH MANAGEMENT grew from 5 to 7 advisory reps. IAPD ↗
$1.58B RAUM · 7 reps · 330-454-6555 · beesefulmer.com
CRMRecruiting & transitionsComplianceFinancial planning software
72
WEDMONT PRIVATE CAPITAL grew from 7 to 9 advisory reps. IAPD ↗
$2.37B RAUM · 9 reps · 6108858200
CRMRecruiting & transitionsComplianceFinancial planning software
72
BCO WEALTH MANAGEMENT, LLC grew from 3 to 7 advisory reps. IAPD ↗
$300.5M RAUM · 7 reps · 575-887-2013 · bco-wealth.com
CRMRecruiting & transitionsComplianceFinancial planning software
72
NORDWAND ADVISORS grew from 5 to 7 advisory reps. IAPD ↗
$4.21B RAUM · 7 reps · 484-630-2510
CRMRecruiting & transitionsComplianceFinancial planning software
72
SPIREPOINT PRIVATE CLIENT, LLC grew from 4 to 6 advisory reps. IAPD ↗
$1.12B RAUM · 6 reps · 772-316-1271 · spirepointpc.com
CRMRecruiting & transitionsComplianceFinancial planning software
72
BRADY MARTZ WEALTH SOLUTIONS, LLC grew from 4 to 8 advisory reps. IAPD ↗
$795.3M RAUM · 8 reps · 701-223-1717 · bradymartz.com
CRMRecruiting & transitionsComplianceFinancial planning software
72
THIRD VIEW PRIVATE WEALTH grew from 4 to 6 advisory reps. IAPD ↗
$1.05B RAUM · 6 reps · 8607590650 · thirdviewpw.com
CRMRecruiting & transitionsComplianceFinancial planning software
72
ASSET ONE WEALTH MANAGEMENT, LLC grew from 3 to 7 advisory reps. IAPD ↗
$435.6M RAUM · 7 reps · (425) 504-830 · assetone.com
CRMRecruiting & transitionsComplianceFinancial planning software
72
DUCERE WEALTH MANAGEMENT grew from 2 to 6 advisory reps. IAPD ↗
$329.8M RAUM · 6 reps · 714-393-0959 · ducerewealth.com
CRMRecruiting & transitionsComplianceFinancial planning software
71
FAMILY INVESTMENT CENTER grew from 9 to 12 advisory reps. IAPD ↗
$595.9M RAUM · 12 reps · 816-233-4100
CRMRecruiting & transitionsComplianceFinancial planning software
71
STILES FINANCIAL SERVICES, INC. grew from 5 to 8 advisory reps. IAPD ↗
$439.3M RAUM · 8 reps · 952-988-0452
CRMRecruiting & transitionsComplianceFinancial planning software
71
KLAAS FINANCIAL ASSET ADVISORS, LLC. grew from 12 to 15 advisory reps. IAPD ↗
$632.1M RAUM · 15 reps · 815-877-8440
CRMRecruiting & transitionsComplianceFinancial planning software
71
COLTON GROOME FINANCIAL ADVISORS, LLC grew from 9 to 12 advisory reps. IAPD ↗
$444.0M RAUM · 12 reps · 828-252-1816 · coltongroome.com
CRMRecruiting & transitionsComplianceFinancial planning software
71
FMSA grew from 12 to 18 advisory reps. IAPD ↗
$189.1M RAUM · 18 reps · 5612892602 · myfmsa.com
CRMRecruiting & transitionsComplianceFinancial planning software
71
ARISTIDES CAPITAL LLC grew from 5 to 8 advisory reps. IAPD ↗
$472.8M RAUM · 8 reps · (502) 694-8001 · aristidescapital.com
CRMRecruiting & transitionsComplianceFinancial planning software
71
BIG INVESTMENT SERVICES grew from 1 to 4 advisory reps. IAPD ↗
$283.0M RAUM · 4 reps · 302-734-7526
CRMRecruiting & transitionsComplianceFinancial planning software
71
PEAK RETIREMENT PLANNING, INC. grew from 13 to 16 advisory reps. IAPD ↗
$416.4M RAUM · 16 reps · (614) 500-4121 · peakretirementplanning.com
CRMRecruiting & transitionsComplianceFinancial planning software
71
RICHMOND INVESTMENT SERVICES LLC grew from 10 to 13 advisory reps. IAPD ↗
$393.5M RAUM · 13 reps · 262-242-4200
CRMRecruiting & transitionsComplianceFinancial planning software
71
STONE TEMPLE PARTNERS LLC grew from 6 to 9 advisory reps. IAPD ↗
$619.8M RAUM · 9 reps · (203) 253-1823 · stpartners.co
CRMRecruiting & transitionsComplianceFinancial planning software
70
CAPITAL CLIENT GROUP, INC. grew from 655 to 699 advisory reps. IAPD ↗institutional
$0 RAUM · 699 reps · 213-486-9200
CRMRecruiting & transitionsComplianceFinancial planning software
70
GRANT STREET ASSET MANAGEMENT INC grew from 5 to 7 advisory reps. IAPD ↗
$668.9M RAUM · 7 reps · 412-257-8060
CRMRecruiting & transitionsComplianceFinancial planning software
70
CAPITAL RESEARCH COMPANY grew from 78 to 118 advisory reps. IAPD ↗institutional
$0 RAUM · 118 reps · 213-486-9200
CRMRecruiting & transitionsComplianceFinancial planning software
70
LIGHTHOUSE INVESTMENT PARTNERS, LLC grew from 171 to 206 advisory reps. IAPD ↗fund
$87.38B RAUM · 206 reps · 561-741-0820
CRMRecruiting & transitionsComplianceFinancial planning software
70
HENRICKSON NAUTA WEALTH ADVISORS, INC. grew from 8 to 10 advisory reps. IAPD ↗
$805.4M RAUM · 10 reps · 616-361-9308 · hnwealthadvisors.com
CRMRecruiting & transitionsComplianceFinancial planning software
70
CORDANT WEALTH PARTNERS grew from 4 to 6 advisory reps. IAPD ↗
$337.7M RAUM · 6 reps · (503) 621-9207 · cordantwealth.com
CRMRecruiting & transitionsComplianceFinancial planning software
70
SIXTH STREET ADVISERS, LLC grew from 303 to 344 advisory reps. IAPD ↗fund
$79.98B RAUM · 344 reps · 469-621-3001
CRMRecruiting & transitionsComplianceFinancial planning software
70
VERMILLION WEALTH MANAGEMENT INC. grew from 3 to 5 advisory reps. IAPD ↗
$364.0M RAUM · 5 reps · 651-480-4601 · vermillionwealthmanagement.com
CRMRecruiting & transitionsComplianceFinancial planning software
70
ARCADIA WEALTH MANAGEMENT, LLC grew from 7 to 9 advisory reps. IAPD ↗
$380.2M RAUM · 9 reps · 603-681-9190
CRMRecruiting & transitionsComplianceFinancial planning software
70
HENDRICKS WEALTH AND ESTATE MANAGEMENT grew from 4 to 6 advisory reps. IAPD ↗
$411.6M RAUM · 6 reps · 847-428-3997
CRMRecruiting & transitionsComplianceFinancial planning software
70
AEGIS FINANCIAL grew from 5 to 7 advisory reps. IAPD ↗
$419.0M RAUM · 7 reps · 920-233-4650 · aegis4me.com
CRMRecruiting & transitionsComplianceFinancial planning software
70
GREY FOX WEALTH ADVISORS, LLC grew from 5 to 7 advisory reps. IAPD ↗
$544.1M RAUM · 7 reps · 302-482-3211
CRMRecruiting & transitionsComplianceFinancial planning software
70
GALAPAGOS ADVISORY LLC grew from 4 to 6 advisory reps. IAPD ↗
$274.9M RAUM · 6 reps · 3055155878 · galapagoscapital.us
CRMRecruiting & transitionsComplianceFinancial planning software
70
LIFEGOAL INVESTMENTS, LLC grew from 3 to 5 advisory reps. IAPD ↗
$271.0M RAUM · 5 reps · 607-434-0742
CRMRecruiting & transitionsComplianceFinancial planning software
70
SONOMA ALLOCATIONS grew from 2 to 4 advisory reps. IAPD ↗
$308.0M RAUM · 4 reps · 707-490-8842 · sonomaallocations.com
CRMRecruiting & transitionsComplianceFinancial planning software
70
ARIXA MANAGEMENT, LLC grew from 20 to 32 advisory reps. IAPD ↗institutional
$641.1M RAUM · 32 reps · (310) 905-3050 · arixacapital.com
CRMRecruiting & transitionsComplianceFinancial planning software
70
ODYSSEY GROUP WEALTH ADVISORS grew from 1 to 3 advisory reps. IAPD ↗
$388.5M RAUM · 3 reps · 717-553-4722
CRMRecruiting & transitionsComplianceFinancial planning software
69
INSIGHT SECURITIES, INC. grew from 10 to 14 advisory reps. IAPD ↗
$94.2M RAUM · 14 reps · 224-632-4700 · insightamericas.net
CRMRecruiting & transitionsComplianceFinancial planning software
69
LONESTAR REGISTERED INVESTMENT ADVISORS, PLLC grew from 5 to 9 advisory reps. IAPD ↗
$164.2M RAUM · 9 reps · 866-785-5350 · retirewithlonestar.com
CRMRecruiting & transitionsComplianceFinancial planning software
69
BLUE FINANCIAL grew from 3 to 7 advisory reps. IAPD ↗
$100.4M RAUM · 7 reps · 7043021141
CRMRecruiting & transitionsComplianceFinancial planning software
69
QUANT ALPHA LLC grew from 1 to 5 advisory reps. IAPD ↗
$217 RAUM · 5 reps · 310 696 3287 · quantalpha.net
CRMRecruiting & transitionsComplianceFinancial planning software
68
URBAN WEALTH MANAGEMENT OR UWM grew from 2 to 5 advisory reps. IAPD ↗
$202.1M RAUM · 5 reps · 424-277-2260
CRMRecruiting & transitionsComplianceFinancial planning software
68
SLP WEALTH grew from 13 to 16 advisory reps. IAPD ↗
$29.2M RAUM · 16 reps · (910) 315-0973 · slpwealth.com
CRMRecruiting & transitionsComplianceFinancial planning software
68
CORDINGLEY & PARKINSON WEALTH MANAGEMENT grew from 2 to 5 advisory reps. IAPD ↗
$193.0M RAUM · 5 reps · 208-356-9022 · sandcreekcap.com
CRMRecruiting & transitionsComplianceFinancial planning software
68
BQS FINANCIAL ADVISORS, LLC grew from 1 to 4 advisory reps. IAPD ↗
$165.0M RAUM · 4 reps · 917-939-0632
CRMRecruiting & transitionsComplianceFinancial planning software
68
INNOVATIVE ASSET ADVISORS GROUP grew from 1 to 4 advisory reps. IAPD ↗
$134.5M RAUM · 4 reps · 203-444-3599 · innovativeaag.com
CRMRecruiting & transitionsComplianceFinancial planning software
68
NERDWALLET WEALTH PARTNERS, LLC grew from 4 to 7 advisory reps. IAPD ↗
$236.1M RAUM · 7 reps · 917-275-7821 · nerdwalletwealthpartners.com
CRMRecruiting & transitionsComplianceFinancial planning software
67
PILE WEALTH MANAGEMENT grew from 2 to 4 advisory reps. IAPD ↗
$168.4M RAUM · 4 reps · (317) 269-3454 · pilewealth.com
CRMRecruiting & transitionsComplianceFinancial planning software
67
WH CORNERSTONE INVESTMENTS INC. grew from 2 to 4 advisory reps. IAPD ↗
$180.9M RAUM · 4 reps · (888) 797-9009
CRMRecruiting & transitionsComplianceFinancial planning software
67
D. M. BRENNER, INC. grew from 2 to 4 advisory reps. IAPD ↗
$176.1M RAUM · 4 reps · 858-345-1001 · dmbrenner.com
CRMRecruiting & transitionsComplianceFinancial planning software
67
INNOVATIVE ADVISORY GROUP grew from 7 to 9 advisory reps. IAPD ↗
$160.5M RAUM · 9 reps · 781-577-2782
CRMRecruiting & transitionsComplianceFinancial planning software
67
CROSS BORDER WEALTH, LLC grew from 5 to 7 advisory reps. IAPD ↗
$138.8M RAUM · 7 reps · 646-688-5333
CRMRecruiting & transitionsComplianceFinancial planning software
67
SOUND FINANCIAL, LLC grew from 5 to 7 advisory reps. IAPD ↗
$169.8M RAUM · 7 reps · 425-332-6568
CRMRecruiting & transitionsComplianceFinancial planning software
67
BLUEDOOR PRIVATE WEALTH, LLC grew from 2 to 4 advisory reps. IAPD ↗
$105.9M RAUM · 4 reps · 781-810-4604 · bluedoorprivate.com
CRMRecruiting & transitionsComplianceFinancial planning software
67
WEBULL ADVISORS LLC grew from 1 to 3 advisory reps. IAPD ↗
$46.4M RAUM · 3 reps · 1-917-725-2408 · webull.com
CRMRecruiting & transitionsComplianceFinancial planning software
67
RIDGELINE WEALTH PLANNING LLC grew from 3 to 5 advisory reps. IAPD ↗
$200.5M RAUM · 5 reps · (937)-739-3744 · ridgelinewealthplanning.com
CRMRecruiting & transitionsComplianceFinancial planning software
67
STARK WEALTH MANAGEMENT LLC grew from 2 to 4 advisory reps. IAPD ↗
$176.9M RAUM · 4 reps · 610-419-9894 · starkfinancialgroup.com
CRMRecruiting & transitionsComplianceFinancial planning software
67
RIGDEN CAPITAL STRATEGIES grew from 4 to 6 advisory reps. IAPD ↗
$104.1M RAUM · 6 reps · 303-351-1618
CRMRecruiting & transitionsComplianceFinancial planning software
67
MADRID WEALTH MANAGEMENT grew from 2 to 4 advisory reps. IAPD ↗
$127.3M RAUM · 4 reps · 505-633-5332 · madridwm.com
CRMRecruiting & transitionsComplianceFinancial planning software
67
PARADIGM INVESTMENT ADVISORY, LLC grew from 2 to 4 advisory reps. IAPD ↗
$182.8M RAUM · 4 reps · 908-450-7402
CRMRecruiting & transitionsComplianceFinancial planning software
67
FLFS ADVISORY LLC grew from 3 to 5 advisory reps. IAPD ↗
$142.2M RAUM · 5 reps · 646-395-3900 · fingerlakesfinancialservicesinc.com
CRMRecruiting & transitionsComplianceFinancial planning software
67
BINVESTING grew from 2 to 4 advisory reps. IAPD ↗
$0 RAUM · 4 reps · 713-980-4690 · binvesting.us
CRMRecruiting & transitionsComplianceFinancial planning software
67
LANE42 grew from 2 to 14 advisory reps. IAPD ↗fund
$2.01B RAUM · 14 reps · (212) 970-5740 · lane42.com
CRMRecruiting & transitionsComplianceFinancial planning software
67
STRONG RETIREMENT SOLUTIONS grew from 3 to 5 advisory reps. IAPD ↗
$155.8M RAUM · 5 reps · 360-566-2264
CRMRecruiting & transitionsComplianceFinancial planning software
63
KIRKOSWALD ASSET MANAGEMENT LLC grew from 10 to 18 advisory reps. IAPD ↗fund
$16.09B RAUM · 18 reps · 1-332-207-4650
CRMRecruiting & transitionsComplianceFinancial planning software
62
INVESTCORP INVESTMENT SOLUTIONS LLC grew from 3 to 5 advisory reps. IAPD ↗institutional
$2.79B RAUM · 5 reps · 212-599-4700
CRMRecruiting & transitionsComplianceFinancial planning software
61
QIC grew from 16 to 22 advisory reps. IAPD ↗fund
$7.52B RAUM · 22 reps · 212-224-8900 · qic.com
CRMRecruiting & transitionsComplianceFinancial planning software
60
NOVAQUEST CAPITAL MANAGEMENT, L.L.C. grew from 17 to 22 advisory reps. IAPD ↗fund
$1.59B RAUM · 22 reps · 919-459-8620 · novaquest.com
CRMRecruiting & transitionsComplianceFinancial planning software
60
WEALTHFRONT STRATEGIES LLC grew from 14 to 19 advisory reps. IAPD ↗institutional
$0 RAUM · 19 reps · 844-995-8437
CRMRecruiting & transitionsComplianceFinancial planning software
60
DERBY LANE grew from 2 to 4 advisory reps. IAPD ↗institutional
$340.0M RAUM · 4 reps · 917-232-0856 · derbyln.com
CRMRecruiting & transitionsComplianceFinancial planning software
58
PLANTE MORAN REAL ESTATE INVESTMENT ADVISORS grew from 8 to 11 advisory reps. IAPD ↗institutional
$242.8M RAUM · 11 reps · (248) 603-5001 · pmreia.com
CRMRecruiting & transitionsComplianceFinancial planning software
57
SWISS RE INSURANCE-LINKED INVESTMENT ADVISORS CORPORATION grew from 4 to 6 advisory reps. IAPD ↗fund
$3.62B RAUM · 6 reps · 19148286521 · swissre.com
CRMRecruiting & transitionsComplianceFinancial planning software
56
CORINTHIA GLOBAL MANAGEMENT grew from 13 to 16 advisory reps. IAPD ↗fund
$261.4M RAUM · 16 reps · +1 (980) 418-2215 · corinthiagm.com
CRMRecruiting & transitionsComplianceFinancial planning software
56
APHIAS CAPITAL, L.P. grew from 8 to 11 advisory reps. IAPD ↗fund
$350.0M RAUM · 11 reps · 415-320-1644 · aphias.com
CRMRecruiting & transitionsComplianceFinancial planning software
55
ANTIPODES PARTNERS LIMITED grew from 31 to 60 advisory reps. IAPD ↗foreign
$13.53B RAUM · 60 reps · +612 8970 7718 · antipodespartners.com
CRMRecruiting & transitionsComplianceFinancial planning software
55
PILLSBURY LAKE CAPITAL, LLC grew from 1 to 3 advisory reps. IAPD ↗fund
$406.9M RAUM · 3 reps · 510-387-2820 · pillsburycap.com
CRMRecruiting & transitionsComplianceFinancial planning software
55
TAPROOT MANAGEMENT LP grew from 9 to 11 advisory reps. IAPD ↗fund
$710.3M RAUM · 11 reps · (646) 846-4427 · taprootmanagement.com
CRMRecruiting & transitionsComplianceFinancial planning software
55
COASTLANDS CAPITAL LP grew from 1 to 3 advisory reps. IAPD ↗fund
$408.7M RAUM · 3 reps · 415-249-1282 · coastlands.capital
CRMRecruiting & transitionsComplianceFinancial planning software
54
CARO INVESTORS grew from 1 to 5 advisory reps. IAPD ↗fund
$219.7M RAUM · 5 reps · 571.679.3476 · caroinvestors.com
CRMRecruiting & transitionsComplianceFinancial planning software
53
1832 ASSET MANAGEMENT U.S. INC. grew from 23 to 77 advisory reps. IAPD ↗foreign
$922.3M RAUM · 77 reps · 416-840-7986
CRMRecruiting & transitionsComplianceFinancial planning software
53
UPLIFT grew from 5 to 8 advisory reps. IAPD ↗fund
$211.0M RAUM · 8 reps · 908-256-4073
CRMRecruiting & transitionsComplianceFinancial planning software
52
HUMPHREYS CAPITAL, LLC grew from 9 to 11 advisory reps. IAPD ↗fund
$214.5M RAUM · 11 reps · 405-228-1000
CRMRecruiting & transitionsComplianceFinancial planning software
52
PROJECT LEVEL MANAGEMENT COMPANY, LLC grew from 5 to 7 advisory reps. IAPD ↗fund
$0 RAUM · 7 reps · 312-726-0140 · projectlevel.com
CRMRecruiting & transitionsComplianceFinancial planning software
51
QIC INVESTMENTS NO. 1 PTY LTD grew from 26 to 37 advisory reps. IAPD ↗foreign
$5.48B RAUM · 37 reps · 011-617-3360-3922
CRMRecruiting & transitionsComplianceFinancial planning software
49
ISAM FUNDS (UK) LIMITED grew from 35 to 44 advisory reps. IAPD ↗foreign
$2.33B RAUM · 44 reps · 44 207 258 9940 · isam.com
CRMRecruiting & transitionsComplianceFinancial planning software
46
CARDINAL POINT WEALTH MANAGEMENT grew from 18 to 24 advisory reps. IAPD ↗foreign
$3.98B RAUM · 24 reps · 866-213-2036 · sportsmgt.cardinalpointwealth.com
CRMRecruiting & transitionsComplianceFinancial planning software
disclosure added — 109 Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
55
J.P. MORGAN SECURITIES LLC's Item 11 disclosure-reporting entries rose by 2 (187 -> 189). IAPD ↗
$352.61B RAUM · 8097 reps · 800-999-2000 · privatebank.jpmorgan.com
ComplianceMarketing & brand
55
BNY MELLON SECURITIES CORPORATION's Item 11 disclosure-reporting entries rose by 3 (20 -> 23). IAPD ↗
$7.14B RAUM · 91 reps · 212-635-8827 · bny.com
ComplianceMarketing & brand
55
EDWARD JONES's Item 11 disclosure-reporting entries rose by 40 (219 -> 259). IAPD ↗
$824.99B RAUM · 22226 reps · 314-515-2000 · vimeo.com
ComplianceMarketing & brand
55
ESI FINANCIAL ADVISORS's Item 11 disclosure-reporting entries rose by 9 (21 -> 30). IAPD ↗
$2.45B RAUM · 430 reps · 800-344-7437 · equity-services.com
ComplianceMarketing & brand
55
GOLDMAN SACHS & CO. LLC's Item 11 disclosure-reporting entries rose by 1 (765 -> 766). IAPD ↗
$233.16B RAUM · 2318 reps · 212-902-1000 · privatewealth.goldmansachs.com
ComplianceMarketing & brand
55
RAYMOND JAMES & ASSOCIATES, INC.'s Item 11 disclosure-reporting entries rose by 2 (170 -> 172). IAPD ↗
$433.81B RAUM · 5537 reps · 727-567-1000
ComplianceMarketing & brand
55
STIFEL, NICOLAUS & COMPANY, INCORPORATED's Item 11 disclosure-reporting entries rose by 42 (159 -> 201). IAPD ↗
$171.21B RAUM · 3045 reps · 314-342-2000 · surgantfinancial.com
ComplianceMarketing & brand
55
LPL FINANCIAL LLC's Item 11 disclosure-reporting entries rose by 18 (345 -> 363). IAPD ↗
$618.92B RAUM · 28347 reps · 704-733-3300
ComplianceMarketing & brand
55
CITIGROUP GLOBAL MARKETS INC.'s Item 11 disclosure-reporting entries rose by 3 (172 -> 175). IAPD ↗
$46.87B RAUM · 4267 reps · 212-816-6000 · citi.com
ComplianceMarketing & brand
55
A.G.P / ALLIANCE GLOBAL PARTNERS's Item 11 disclosure-reporting entries rose by 3 (7 -> 10). IAPD ↗
$2.30B RAUM · 140 reps · 800-727-7922 · coleaaronson.com
ComplianceMarketing & brand
55
PRIMERICA ADVISORS's Item 11 disclosure-reporting entries rose by 7 (34 -> 41). IAPD ↗
$11.16B RAUM · 3732 reps · 833-786-0550
ComplianceMarketing & brand
55
SYNOVUS SECURITIES, INC.'s Item 11 disclosure-reporting entries rose by 1 (10 -> 11). IAPD ↗
$7.09B RAUM · 183 reps · 706-649-2327 · cfgltd.com
ComplianceMarketing & brand
55
U.S. BANCORP ADVISORS, LLC's Item 11 disclosure-reporting entries rose by 1 (14 -> 15). IAPD ↗
$1.52B RAUM · 126 reps · 800-634-1100 · usbank.com
ComplianceMarketing & brand
55
U.S. BANCORP INVESTMENTS, INC.'s Item 11 disclosure-reporting entries rose by 1 (11 -> 12). IAPD ↗
$19.30B RAUM · 919 reps · 800-888-4700
ComplianceMarketing & brand
55
WELLS FARGO ADVISORS's Item 11 disclosure-reporting entries rose by 3 (645 -> 648). IAPD ↗
$606.04B RAUM · 8410 reps · 314-875-3000
ComplianceMarketing & brand
55
VALIC FINANCIAL ADVISORS, INC.'s Item 11 disclosure-reporting entries rose by 4 (61 -> 65). IAPD ↗
$26.37B RAUM · 1239 reps · 866-544-4968 · valic.com
ComplianceMarketing & brand
55
DWS INVESTMENT MANAGEMENT AMERICAS, INC.'s Item 11 disclosure-reporting entries rose by 3 (139 -> 142). IAPD ↗
$193.11B RAUM · 92 reps · 212-454-4500
ComplianceMarketing & brand
55
ON INVESTMENT MANAGEMENT CO's Item 11 disclosure-reporting entries rose by 1 (4 -> 5). IAPD ↗
$2.38B RAUM · 193 reps · 855-262-0913 · onescowealth.com
ComplianceMarketing & brand
55
NORTHERN TRUST INVESTMENTS, INCORPORATED's Item 11 disclosure-reporting entries rose by 1 (6 -> 7). IAPD ↗
$1114.77B RAUM · 200 reps · 312-630-6000
ComplianceMarketing & brand
55
JOHN HANCOCK INVESTMENT MANAGEMENT LLC's Item 11 disclosure-reporting entries rose by 1 (15 -> 16). IAPD ↗
$202.19B RAUM · 28 reps · 617-663-3000
ComplianceMarketing & brand
55
MANULIFE INVESTMENT MANAGEMENT (US) LLC's Item 11 disclosure-reporting entries rose by 1 (19 -> 20). IAPD ↗
$201.36B RAUM · 144 reps · 617-375-1500
ComplianceMarketing & brand
55
VANGUARD ADVISERS, INC.'s Item 11 disclosure-reporting entries rose by 27 (79 -> 106). IAPD ↗
$300.43B RAUM · 1567 reps · 610-669-1000
ComplianceMarketing & brand
55
RREEF AMERICA L.L.C.'s Item 11 disclosure-reporting entries rose by 3 (139 -> 142). IAPD ↗
$29.47B RAUM · 135 reps · 312-537-7000
ComplianceMarketing & brand
55
EAGLE STRATEGIES LLC's Item 11 disclosure-reporting entries rose by 2 (68 -> 70). IAPD ↗
$25.40B RAUM · 2093 reps · (888) 695-3245 · eaglestrategies.com
ComplianceMarketing & brand
55
U.S. BANCORP ASSET MANAGEMENT, INC.'s Item 11 disclosure-reporting entries rose by 3 (37 -> 40). IAPD ↗
$402.82B RAUM · 63 reps · 717-232-2723
ComplianceMarketing & brand
55
EMPOWER ADVISORY GROUP, LLC's Item 11 disclosure-reporting entries rose by 4 (1 -> 5). IAPD ↗
$159.12B RAUM · 802 reps · 866-575-4977 · empower.com
ComplianceMarketing & brand
55
EPOCH INVESTMENT PARTNERS, INC.'s Item 11 disclosure-reporting entries rose by 1 (8 -> 9). IAPD ↗
$33.05B RAUM · 141 reps · 212-303-7200
ComplianceMarketing & brand
55
ARAX ADVISORY PARTNERS's Item 11 disclosure-reporting entries rose by 4 (2 -> 6). IAPD ↗
$8.96B RAUM · 61 reps · 303-633-5900 · swsllc.com
ComplianceMarketing & brand
55
PROSPERITY - AN EISNERAMPER COMPANY's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗
$3.20B RAUM · 56 reps · 410-363-7211 · prosperityconsult.com
ComplianceMarketing & brand
55
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.'s Item 11 disclosure-reporting entries rose by 48 (29 -> 77). IAPD ↗
$102.41B RAUM · 3327 reps · 641-472-5100
ComplianceMarketing & brand
55
VERUS CAPITAL PARTNERS, LLC's Item 11 disclosure-reporting entries rose by 2 (3 -> 5). IAPD ↗
$2.07B RAUM · 38 reps · 480-990-3719
ComplianceMarketing & brand
55
ALPHASTAR CAPITAL MANAGEMENT's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗
$1.84B RAUM · 109 reps · 855-340-2514 · alphastarcm.com
ComplianceMarketing & brand
55
TD PRIVATE CLIENT WEALTH LLC's Item 11 disclosure-reporting entries rose by 1 (31 -> 32). IAPD ↗
$6.45B RAUM · 464 reps · 877-703-9896 · td.com
ComplianceMarketing & brand
55
MCADAM LLC's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗
$2.29B RAUM · 138 reps · (888) 614-5323 · cmwealth.com
ComplianceMarketing & brand
55
MONECO ADVISORS's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗
$1.92B RAUM · 43 reps · 203-319-3550
ComplianceMarketing & brand
55
VANGUARD PERSONALIZED INDEXING MANAGEMENT's Item 11 disclosure-reporting entries rose by 25 (77 -> 102). IAPD ↗
$7.26B RAUM · 4 reps · 844-317-5190
ComplianceMarketing & brand
55
ALDEN CAPITAL's Item 11 disclosure-reporting entries rose by 1 (3 -> 4). IAPD ↗
$1.44B RAUM · 20 reps · (215) 572-8700 · aldeninvestmentgroup.com
ComplianceMarketing & brand
55
FARTHER's Item 11 disclosure-reporting entries rose by 2 (1 -> 3). IAPD ↗
$7.52B RAUM · 250 reps · 628-246-8004
ComplianceMarketing & brand
55
MAIN STREET FINANCIAL SOLUTIONS, LLC's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗
$2.49B RAUM · 35 reps · 215-259-5021
ComplianceMarketing & brand
55
ONYX BRIDGE WEALTH GROUP LLC's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗
$1.00B RAUM · 17 reps · (914) 909-6699 · onyxbridge.com
ComplianceMarketing & brand
55
BROOKLYN INVESTMENT GROUP, LLC's Item 11 disclosure-reporting entries rose by 4 (0 -> 4). IAPD ↗
$1.11B RAUM · 6 reps · 617-319-7229
ComplianceMarketing & brand
55
CORIENT's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗
$143.63B RAUM · 620 reps · (305) 735-2020
ComplianceMarketing & brand
53
MERIDIAN FINANCIAL, LLC's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗
$257.9M RAUM · 2 reps · (508) 429-2600 · meridianfinancial.net
ComplianceMarketing & brand
53
GRADIENT WEALTH MANAGEMENT's Item 11 disclosure-reporting entries rose by 1 (7 -> 8). IAPD ↗
$591.1M RAUM · 62 reps · 866-991-1539 · gradientsecurities.com
ComplianceMarketing & brand
53
REALTA INVESTMENT ADVISORS, INC's Item 11 disclosure-reporting entries rose by 1 (8 -> 9). IAPD ↗
$343.5M RAUM · 54 reps · 888-657-5200
ComplianceMarketing & brand
53
RIA ADVISORY GROUP, LLC's Item 11 disclosure-reporting entries rose by 1 (1 -> 2). IAPD ↗
$456.5M RAUM · 23 reps · (515) 965-8588 · riaadvisorygroup.com
ComplianceMarketing & brand
53
IAMS WEALTH MANAGEMENT, LLC's Item 11 disclosure-reporting entries rose by 1 (8 -> 9). IAPD ↗
$343.0M RAUM · 53 reps · (888)255-7670
ComplianceMarketing & brand
53
GLOBAL ASSETS ADVISORY, LLC's Item 11 disclosure-reporting entries rose by 1 (3 -> 4). IAPD ↗
$338.1M RAUM · 21 reps · 407-254-1500 · iaac.com
ComplianceMarketing & brand
53
WASHINGTON AVENUE ADVISORS's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗
$286.6M RAUM · 7 reps · 844-678-1842
ComplianceMarketing & brand
53
ALDEN INVESTMENT GROUP's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗
$319.2M RAUM · 40 reps · 215-572-8700
ComplianceMarketing & brand
50
CHARLES SCHWAB & CO., INC.'s Item 11 disclosure-reporting entries rose by 1 (19 -> 20). IAPD ↗
$0 RAUM · 3692 reps · 415-667-7000
ComplianceMarketing & brand
50
SCHULMERICH & ASSOCIATES ASSET MANAGEMENT, LLC's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗
$124.9M RAUM · 2 reps · 503-672-7750 · schulmerichandassoc.com
ComplianceMarketing & brand
50
PENBROOK MANAGEMENT LLC's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗
$169.8M RAUM · 4 reps · 212-792-6952 · penbrookllc.com
ComplianceMarketing & brand
50
HERBERT J. SIMS CAPITAL MANAGEMENT, INC.'s Item 11 disclosure-reporting entries rose by 1 (6 -> 7). IAPD ↗
$186.8M RAUM · 24 reps · 203-418-9000
ComplianceMarketing & brand
50
EAGLESTONE WEALTH ADVISORS, INC.'s Item 11 disclosure-reporting entries rose by 8 (0 -> 8). IAPD ↗
$197.7M RAUM · 5 reps · 301-924-2160 · estwa.com
ComplianceMarketing & brand
50
DIRECTIONAL ASSET MANAGEMENT, LLC's Item 11 disclosure-reporting entries rose by 1 (1 -> 2). IAPD ↗
$117.9M RAUM · 1 reps · 847-749-2312
ComplianceMarketing & brand
50
STONEX INTERNATIONAL ADVISORS INC's Item 11 disclosure-reporting entries rose by 4 (0 -> 4). IAPD ↗
$225.1M RAUM · 23 reps · 305-377-8008 · intercam.us
ComplianceMarketing & brand
50
WELCY CAPITAL ADVISORS LLC's Item 11 disclosure-reporting entries rose by 1 (1 -> 2). IAPD ↗
$183.6M RAUM · 3 reps · 786.353.0036 · welcycap.com
ComplianceMarketing & brand
50
LITTLEJOHN FINANCIAL SERVICES INC's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗
$157.1M RAUM · 4 reps · 541-375-0898 · pinterest.com
ComplianceMarketing & brand
50
CAPSTONE INVESTMENT GROUP's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗
$152.4M RAUM · 6 reps · 360-570-9888 · wisdomanddiscipline.com
ComplianceMarketing & brand
50
RUGGIERO INVESTMENTS's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗
$114.0M RAUM · 3 reps · (800) 777-4726
ComplianceMarketing & brand
50
PRECISE INVESTMENT MANAGEMENT, INC.'s Item 11 disclosure-reporting entries rose by 2 (1 -> 3). IAPD ↗
$186.3M RAUM · 4 reps · 702-906-0940
ComplianceMarketing & brand
50
FSAM LLC's Item 11 disclosure-reporting entries rose by 1 (3 -> 4). IAPD ↗
$112.9M RAUM · 8 reps · 770-777-9373 · fssec.com
ComplianceMarketing & brand
50
MUNAKATA ASSOCIATES LLC's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗
$56.1M RAUM · 1 reps · 914-310-9863
ComplianceMarketing & brand
50
RESOLUTE CAPITAL, LLC's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗
$188.7M RAUM · 10 reps · (864) 800-1831 · retiretrunorth.com
ComplianceMarketing & brand
50
ELYSIUM WEALTH MANAGEMENT, LLC's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗
$159.2M RAUM · 8 reps · 385-276-4716 · saltwealthpartners.com
ComplianceMarketing & brand
50
CLOUD CAPITAL's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗
$189.9M RAUM · 4 reps · 8007954303 · cloudcapital.us
ComplianceMarketing & brand
50
ALLIO ADVISORS's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗
$556,892 RAUM · 1 reps · 888-969-4932 · alliocapital.com
ComplianceMarketing & brand
50
SMART PORTFOLIO's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗
$44.1M RAUM · 1 reps · 858-898-8000 · smrtportfolio.com
ComplianceMarketing & brand
50
PLUM POINTE WEALTH MANAGEMENT's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗
$206.7M RAUM · 2 reps · 401-228-8258
ComplianceMarketing & brand
45
JOHN HANCOCK VARIABLE TRUST ADVISERS LLC's Item 11 disclosure-reporting entries rose by 1 (16 -> 17). IAPD ↗institutional
$67.61B RAUM · 28 reps · 617-663-3000 · johnhancock.com
ComplianceMarketing & brand
45
THE VARIABLE ANNUITY LIFE INSURANCE COMPANY's Item 11 disclosure-reporting entries rose by 4 (64 -> 68). IAPD ↗institutional
$31.78B RAUM · 6 reps · 713-522-1111
ComplianceMarketing & brand
45
SUNAMERICA ASSET MANAGEMENT, LLC's Item 11 disclosure-reporting entries rose by 2 (30 -> 32). IAPD ↗institutional
$57.42B RAUM · 13 reps · 201-324-6300 · corebridgefinancial.com
ComplianceMarketing & brand
45
MASON STREET ADVISORS, LLC's Item 11 disclosure-reporting entries rose by 1 (13 -> 14). IAPD ↗institutional
$35.04B RAUM · 13 reps · 414-665-5400
ComplianceMarketing & brand
45
INVESCO CAPITAL MANAGEMENT LLC's Item 11 disclosure-reporting entries rose by 1 (2 -> 3). IAPD ↗institutional
$740.53B RAUM · 38 reps · 800-983-0903
ComplianceMarketing & brand
45
DBX ADVISORS LLC's Item 11 disclosure-reporting entries rose by 3 (139 -> 142). IAPD ↗institutional
$24.91B RAUM · 11 reps · 212-454-4500
ComplianceMarketing & brand
45
COMPASS GROUP MANAGEMENT LLC's Item 11 disclosure-reporting entries rose by 4 (5 -> 9). IAPD ↗institutional
$4.05B RAUM · 15 reps · 203.221.1703
ComplianceMarketing & brand
43
COUNTERPOINTE INVESTMENT MANAGEMENT LLC's Item 11 disclosure-reporting entries rose by 2 (6 -> 8). IAPD ↗institutional
$684.0M RAUM · 20 reps · 855-431-4400
ComplianceMarketing & brand
40
DEUTSCHE BANK SECURITIES INC.'s Item 11 disclosure-reporting entries rose by 3 (703 -> 706). IAPD ↗institutional
$0 RAUM · 146 reps · 212-250-2500 · db.com
ComplianceMarketing & brand
40
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC's Item 11 disclosure-reporting entries rose by 1 (16 -> 17). IAPD ↗institutional
$0 RAUM · 15 reps · 866-950-4644
ComplianceMarketing & brand
40
BNY MELLON INVESTMENT ADVISER, INC.'s Item 11 disclosure-reporting entries rose by 3 (21 -> 24). IAPD ↗fund
$365.42B RAUM · 18 reps · 212-635-8827 · bny.com
ComplianceMarketing & brand
40
VANGUARD GROUP INC's Item 11 disclosure-reporting entries rose by 25 (87 -> 112). IAPD ↗fund
$10246.60B RAUM · 330 reps · 610-669-1000
ComplianceMarketing & brand
40
PARTNERS GROUP (USA) INC.'s Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗fund
$27.52B RAUM · 267 reps · 212-908-2600 · partnersgroup.com
ComplianceMarketing & brand
40
BROOKFIELD ASSET MANAGEMENT PIC US, LLC's Item 11 disclosure-reporting entries rose by 2 (4 -> 6). IAPD ↗fund
$92.29B RAUM · 1610 reps · 212-417-7000 · brookfield.com
ComplianceMarketing & brand
40
BRIDGE INVESTMENT GROUP's Item 11 disclosure-reporting entries rose by 5 (0 -> 5). IAPD ↗fund
$49.01B RAUM · 300 reps · 801-716-1463 · bridgehomes.com
ComplianceMarketing & brand
40
TZP MANAGEMENT ASSOCIATES, LLC's Item 11 disclosure-reporting entries rose by 2 (1 -> 3). IAPD ↗fund
$2.41B RAUM · 43 reps · 212-398-0300
ComplianceMarketing & brand
40
QIC's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗fund
$7.52B RAUM · 22 reps · 212-224-8900 · qic.com
ComplianceMarketing & brand
40
VANGUARD GLOBAL ADVISERS, LLC's Item 11 disclosure-reporting entries rose by 22 (87 -> 109). IAPD ↗fund
$491.43B RAUM · 84 reps · 610-669-1000 · vanguardoffshore.com
ComplianceMarketing & brand
40
BOFA SECURITIES, INC.'s Item 11 disclosure-reporting entries rose by 7 (134 -> 141). IAPD ↗institutional
$0 RAUM · 317 reps · 646-743-2734 · bankofamerica.com
ComplianceMarketing & brand
40
ARC70 ADVISERS LP's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗fund
$1.98B RAUM · 9 reps · (415) 322-3260
ComplianceMarketing & brand
40
PARTNERS GROUP US MANAGEMENT CLO LLC's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗fund
$6.71B RAUM · 0 reps · 212-908-2781
ComplianceMarketing & brand
40
SOURCEROCK GROUP LLC's Item 11 disclosure-reporting entries rose by 3 (0 -> 3). IAPD ↗fund
$2.60B RAUM · 9 reps · 312-361-3360 · sourcerocklp.com
ComplianceMarketing & brand
40
NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC's Item 11 disclosure-reporting entries rose by 1 (13 -> 14). IAPD ↗fund
$299.97B RAUM · 201 reps · 414-665-1444
ComplianceMarketing & brand
40
WINCORAM ASSET MANAGEMENT LLC's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗fund
$8.09B RAUM · 13 reps · 832-791-2320 · wincoram.com
ComplianceMarketing & brand
38
OPPENHEIMERFUNDS INC's Item 11 disclosure-reporting entries rose by 1 (7 -> 8). IAPD ↗fund
$253.9M RAUM · 3 reps · 212-323-0200
ComplianceMarketing & brand
38
CALLODINE CREDIT MANAGEMENT's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗fund
$467.2M RAUM · 10 reps · 617-880-7494
ComplianceMarketing & brand
38
BRIDGE NET LEASE FUND MANAGER LLC's Item 11 disclosure-reporting entries rose by 5 (0 -> 5). IAPD ↗fund
$722.6M RAUM · 10 reps · 801-716-1463 · bridgeig.com
ComplianceMarketing & brand
25
DWS INTERNATIONAL GMBH's Item 11 disclosure-reporting entries rose by 3 (139 -> 142). IAPD ↗foreign
$178.52B RAUM · 71 reps · 49 69 910 12371
ComplianceMarketing & brand
25
HSBC GLOBAL ASSET MANAGEMENT (HONG KONG) LIMITED's Item 11 disclosure-reporting entries rose by 1 (15 -> 16). IAPD ↗foreign
$128.35B RAUM · 104 reps · 852-2284-1111
ComplianceMarketing & brand
25
DWS INVESTMENTS AUSTRALIA LIMITED's Item 11 disclosure-reporting entries rose by 3 (138 -> 141). IAPD ↗foreign
$1.44B RAUM · 8 reps · 011 612 8258 1234 · dws.com
ComplianceMarketing & brand
25
BURGUNDY ASSET MANAGEMENT LTD.'s Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗foreign
$20.66B RAUM · 56 reps · (416) 869-3222
ComplianceMarketing & brand
25
DWS ALTERNATIVES GLOBAL LIMITED's Item 11 disclosure-reporting entries rose by 3 (142 -> 145). IAPD ↗foreign
$16.60B RAUM · 88 reps · 44 207 547 5344
ComplianceMarketing & brand
25
DWS INVESTMENTS HONG KONG LIMITED's Item 11 disclosure-reporting entries rose by 3 (139 -> 142). IAPD ↗foreign
$2.41B RAUM · 16 reps · 852-2203-8888 · etf.dws.com
ComplianceMarketing & brand
25
MERRICKS CAPITAL PTY LTD's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗foreign
$2.10B RAUM · 23 reps · +613 8319 8111 · merrickscapital.com
ComplianceMarketing & brand
25
QIC INVESTMENTS NO. 1 PTY LTD's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗foreign
$5.48B RAUM · 37 reps · 011-617-3360-3922
ComplianceMarketing & brand
25
GULF INTERNATIONAL BANK (UK) LIMITED's Item 11 disclosure-reporting entries rose by 1 (3 -> 4). IAPD ↗foreign
$4.81B RAUM · 16 reps · +44 207259 3456
ComplianceMarketing & brand
23
1832 ASSET MANAGEMENT U.S. INC.'s Item 11 disclosure-reporting entries rose by 1 (16 -> 17). IAPD ↗foreign
$922.3M RAUM · 77 reps · 416-840-7986
ComplianceMarketing & brand
20
FIRST TRUST GLOBAL PORTFOLIOS LTD.'s Item 11 disclosure-reporting entries rose by 2 (1 -> 3). IAPD ↗foreign
$211.2M RAUM · 3 reps · +44 203 195 7121 · ftglobalportfolios.com
ComplianceMarketing & brand
20
NETWORTH CAPITAL's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗foreign
$3.7M RAUM · 1 reps · +525515008812
ComplianceMarketing & brand
relocation — 108 Main office moved to a different city or state.
50
WEDBUSH SECURITIES INC. moved its main office from LOS ANGELES, CA to PASADENA, CA. IAPD ↗
$5.68B RAUM · 202 reps · 213-688-8000
Office IT & facilitiesMarketing & brand
50
CABOT WEALTH MANAGEMENT moved its main office from SALEM, MA to BEVERLY, MA. IAPD ↗
$1.06B RAUM · 8 reps · 978-745-9233
Office IT & facilitiesMarketing & brand
50
SPRING MOUNTAIN CAPITAL, LP moved its main office from NEW YORK, NY to WEST WINDSOR, NJ. IAPD ↗
$1.60B RAUM · 19 reps · 212-292-8300
Office IT & facilitiesMarketing & brand
50
DAYBRIGHT ADVISORY SERVICES, INC. moved its main office from NASHVILLE, TN to MIAMI, FL. IAPD ↗
$4.21B RAUM · 21 reps · 305-671-2200 · ingham.com
Office IT & facilitiesMarketing & brand
50
TEEWINOT CAPITAL ADVISERS, L.L.C. moved its main office from NEW YORK, NY to NORWALK, CT. IAPD ↗
$1.19B RAUM · 9 reps · 212-984-2360 · teewinotfunds.com
Office IT & facilitiesMarketing & brand
50
ALPHA ARCHITECT moved its main office from HAVERTOWN, PA to NEWTOWN SQUARE, PA. IAPD ↗
$7.27B RAUM · 4 reps · +1.215.882.9983
Office IT & facilitiesMarketing & brand
50
RWA WEALTH PARTNERS moved its main office from NEWTON, MA to BOSTON, MA. IAPD ↗
$17.26B RAUM · 67 reps · (857) 255-2100 · rwawealth.com
Office IT & facilitiesMarketing & brand
50
ETF ARCHITECT moved its main office from HAVERTOWN, PA to NEWTOWN SQUARE, PA. IAPD ↗
$16.05B RAUM · 8 reps · 1.215.882.9983 · etfarchitect.com
Office IT & facilitiesMarketing & brand
50
SANCTUARY ADVISORS, LLC moved its main office from INDIANAPOLIS, IN to MIAMI, FL. IAPD ↗
$27.70B RAUM · 370 reps · 317-975-7729
Office IT & facilitiesMarketing & brand
50
STEWARD PARTNERS INVESTMENT ADVISORY, LLC moved its main office from NEW YORK, NY to STAMFORD, CT. IAPD ↗
$28.34B RAUM · 397 reps · 866-694-7769
Office IT & facilitiesMarketing & brand
50
TRIVIUM POINT ADVISORY, LLC moved its main office from WESTPORT, CT to WILTON, CT. IAPD ↗
$1.49B RAUM · 23 reps · (203) 221-3085
Office IT & facilitiesMarketing & brand
50
OAKRIDGE MANAGEMENT GROUP LLC moved its main office from DARIEN, CT to STAMFORD, CT. IAPD ↗
$1.08B RAUM · 3 reps · 203-257-3289
Office IT & facilitiesMarketing & brand
50
DUCENTA SQUARED ASSET MANAGEMENT moved its main office from LOS ANGELES, CA to EL SEGUNDO, CA. IAPD ↗
$3.17B RAUM · 10 reps · (213) 687-9170
Office IT & facilitiesMarketing & brand
50
BROOKLYN INVESTMENT GROUP, LLC moved its main office from BROOKLYN, NY to NEW YORK, NY. IAPD ↗
$1.11B RAUM · 6 reps · 617-319-7229
Office IT & facilitiesMarketing & brand
50
ALLOCATE MANAGEMENT COMPANY, LLC moved its main office from MENLO PARK, CA to PALO ALTO, CA. IAPD ↗
$2.14B RAUM · 4 reps · 650-331-4151
Office IT & facilitiesMarketing & brand
48
THE CAVANAUGH GROUP INC moved its main office from HILTON HEAD ISLAND, SC to KIAWAH ISLAND, SC. IAPD ↗
$453.6M RAUM · 2 reps · 410-241-0084
Office IT & facilitiesMarketing & brand
48
L. K. BENSON & COMPANY, P.C. moved its main office from TOWSON, MD to TIMONIUM, MD. IAPD ↗
$369.1M RAUM · 2 reps · (410) 494-6680 · lkbenson.com
Office IT & facilitiesMarketing & brand
48
MULLANEY KEATING & WRIGHT INC moved its main office from WEST HARTFORD, CT to MIDDLETOWN, CT. IAPD ↗
$337.0M RAUM · 3 reps · 860-521-9900 · mkwinc.com
Office IT & facilitiesMarketing & brand
48
PAUL MANNERS & ASSOCIATES, INC. moved its main office from ATLANTA, GA to MARIETTA, GA. IAPD ↗
$349.5M RAUM · 2 reps · 404-231-8611 · paulmanners.net
Office IT & facilitiesMarketing & brand
48
VIOLICH CAPITAL MANAGEMENT moved its main office from SAN FRANCISCO, CA to MILL VALLEY, CA. IAPD ↗
$911.7M RAUM · 1 reps · 415-217-4444 · violichcapital.com
Office IT & facilitiesMarketing & brand
48
HELIUM ADVISORS LLC moved its main office from EVERETT, WA to VANCOUVER, WA. IAPD ↗
$308.1M RAUM · 4 reps · (425) 214-1533
Office IT & facilitiesMarketing & brand
48
SUMMIT WEALTH AND RETIREMENT PARTNERS moved its main office from SAN RAMON, CA to EAGLE, ID. IAPD ↗
$824.8M RAUM · 6 reps · (925) 927-1900 · summitwealthandretirement.com
Office IT & facilitiesMarketing & brand
48
HENDRICKS WEALTH AND ESTATE MANAGEMENT moved its main office from WEST DUNDEE, IL to ALGONQUIN, IL. IAPD ↗
$411.6M RAUM · 6 reps · 847-428-3997
Office IT & facilitiesMarketing & brand
48
EAGLEBROOK ADVISORS moved its main office from BETHESDA, MD to NEW YORK, NY. IAPD ↗
$350.2M RAUM · 4 reps · 786-807-7374
Office IT & facilitiesMarketing & brand
48
BROWNLEE WEALTH MANAGEMENT moved its main office from THE WOODLANDS, TX to HOUSTON, TX. IAPD ↗
$295.8M RAUM · 4 reps · 281-377-3170 · brownleewealthmanagement.com
Office IT & facilitiesMarketing & brand
48
MARKS WEALTH MANAGEMENT moved its main office from ANNAPOLIS, MD to ELLICOTT CITY, MD. IAPD ↗
$383.0M RAUM · 4 reps · (410) 934-1199
Office IT & facilitiesMarketing & brand
48
ORG PARTNERS moved its main office from ROANOKE, IN to DALLAS, TX. IAPD ↗
$772.6M RAUM · 15 reps · 260-469-9173 · tinkercapital.com
Office IT & facilitiesMarketing & brand
48
1836 ASSET MANAGEMENT, LLC moved its main office from DALLAS, TX to GARLAND, TX. IAPD ↗
$360.0M RAUM · 3 reps · 888-808-8278 · 1836assetmgmt.com
Office IT & facilitiesMarketing & brand
48
ASCENTIS ASSET MANAGEMENT, LLC moved its main office from SOUTH COAST METRO, CA to DALLAS, TX. IAPD ↗
$559.3M RAUM · 6 reps · 866-273-1563 · ascentisasset.com
Office IT & facilitiesMarketing & brand
48
LUCAS GROUP FINANCIAL ADVISORS, LLC moved its main office from LOVES PARK, IL to FREEPORT, IL. IAPD ↗
$329.0M RAUM · 7 reps · 815-235-9610 · lucasgroupfinancial.com
Office IT & facilitiesMarketing & brand
48
NAPLES WEALTH PLANNING moved its main office from NAPLES, FL to BONITA SPRINGS, FL. IAPD ↗
$356.3M RAUM · 10 reps · 239-330-4183 · napleswealthplanning.com
Office IT & facilitiesMarketing & brand
48
UNITING WEALTH PARTNERS moved its main office from MISSION, KS to DENVER, CO. IAPD ↗
$544.7M RAUM · 7 reps · 479-364-0686 · unitingwealthpartners.com
Office IT & facilitiesMarketing & brand
48
STONE TEMPLE PARTNERS LLC moved its main office from DARIEN, CT to NEW YORK, NY. IAPD ↗
$619.8M RAUM · 9 reps · (203) 253-1823 · stpartners.co
Office IT & facilitiesMarketing & brand
48
ELEVATED FINANCIAL GROUP moved its main office from CARMEL, IN to INDIANAPOLIS, IN. IAPD ↗
$399.3M RAUM · 4 reps · 317-533-7721
Office IT & facilitiesMarketing & brand
48
OPENARC CORPORATE ADVISORY, LLC moved its main office from ST. PETERSBURG, FL to ATLANTA, GA. IAPD ↗
$443.7M RAUM · 140 reps · 844-648-6001
Office IT & facilitiesMarketing & brand
45
U.S. FINANCIAL ADVISORS moved its main office from BRAINTREE, MA to WILMINGTON, DE. IAPD ↗
$0 RAUM · 0 reps · 302-483-7200
Office IT & facilitiesMarketing & brand
45
TANAKA CAPITAL MANAGEMENT INC moved its main office from NEW YORK, NY to GREENWICH, CT. IAPD ↗
$44.4M RAUM · 3 reps · 212-490-3380 · tanaka.com
Office IT & facilitiesMarketing & brand
45
NORTON CAPITAL MANAGEMENT, INC. moved its main office from NORFOLK, VA to HENRICO, VA. IAPD ↗
$136.6M RAUM · 2 reps · (757) 623-1200
Office IT & facilitiesMarketing & brand
45
JOHNSON & SHUTE INVESTMENT ADVISORS, INC. moved its main office from BELLEVUE, WA to BOTHELL, WA. IAPD ↗
$115.7M RAUM · 2 reps · 425-615-6808
Office IT & facilitiesMarketing & brand
45
INVESTMENT CONSULTING SERVICES, LLC moved its main office from OAK BROOK, IL to LOMBARD, IL. IAPD ↗
$0 RAUM · 3 reps · 630-928-1052 · icsllc.org
Office IT & facilitiesMarketing & brand
45
WELLSPRING ADVISORS, INC. moved its main office from LAKE OSWEGO, OR to HILLSBORO, OR. IAPD ↗
$198.2M RAUM · 3 reps · 503-714-9531
Office IT & facilitiesMarketing & brand
45
DAVIDSON WEALTH MANAGEMENT LLC moved its main office from MANALAPAN, NJ to FORKED RIVER, NJ. IAPD ↗
$147.6M RAUM · 3 reps · 732-409-1060 · davidsonwealthmgmt.com
Office IT & facilitiesMarketing & brand
45
REVALUE LLC moved its main office from YPSILANTI, MI to HOWELL, MI. IAPD ↗
$103.9M RAUM · 5 reps · 888-642-2728
Office IT & facilitiesMarketing & brand
45
SACKS & ASSOCIATES, LLC moved its main office from BRIDGEWATER, NJ to WARREN, NJ. IAPD ↗
$196.1M RAUM · 3 reps · 908-864-4950
Office IT & facilitiesMarketing & brand
45
KUHN CAPITAL PARTNERS moved its main office from NAPERVILLE, IL to OAK BROOK, IL. IAPD ↗
$125.8M RAUM · 5 reps · 800-674-3217
Office IT & facilitiesMarketing & brand
45
DUNHAM LANE CAPITAL PARTNERS LLC moved its main office from SCARSDALE, NY to GREENWICH, CT. IAPD ↗
$106.8M RAUM · 2 reps · 203-355-3639
Office IT & facilitiesMarketing & brand
45
CLARITY WEALTH MANAGEMENT, L.L.C. moved its main office from MESA, AZ to GILBERT, AZ. IAPD ↗
$247.8M RAUM · 2 reps · 480-776-9670 · claritywealthmgt.com
Office IT & facilitiesMarketing & brand
45
UNISON ASSET MANAGEMENT LLC moved its main office from NORTH MIAMI BEACH, FL to AVENTURA, FL. IAPD ↗
$244.2M RAUM · 3 reps · 786-971-5105 · unisonam.com
Office IT & facilitiesMarketing & brand
45
CIRRUS CAPITAL LLC moved its main office from BIRMINGHAM, MI to BLOOMFIELD HILLS, MI. IAPD ↗
$124.3M RAUM · 4 reps · 248-290-6222
Office IT & facilitiesMarketing & brand
45
R.J. CLOUD ADVISORS & COMPANY moved its main office from TULSA, OK to BIXBY, OK. IAPD ↗
$150.7M RAUM · 3 reps · 918-949-9713 · rjcloudadvisorsandcompany.com
Office IT & facilitiesMarketing & brand
45
KDT ADVISORS, LLC moved its main office from NEW YORK, NY to PRINCETON, NJ. IAPD ↗
$229.8M RAUM · 4 reps · 929-293-1270 · kdtadvisors.com
Office IT & facilitiesMarketing & brand
45
STITES FINANCIAL CONSULTING moved its main office from ROSEVILLE, CA to WILTON, CA. IAPD ↗
$105.2M RAUM · 2 reps · 916-601-1992 · stitesfc.com
Office IT & facilitiesMarketing & brand
45
PROXY WEALTH ADVISORS LLC moved its main office from AVENTURA, FL to WINDERMERE, FL. IAPD ↗
$90.0M RAUM · 11 reps · 646-289-5075 · proxywealth.com
Office IT & facilitiesMarketing & brand
45
BENCHMARK WEALTH MANAGEMENT moved its main office from BLUE ASH, OH to CINCINNATI, OH. IAPD ↗
$146.0M RAUM · 3 reps · 513-328-0272 · benchmark-wealth.com
Office IT & facilitiesMarketing & brand
45
RE-ENVISION WEALTH moved its main office from MANHATTAN, NY to NEW YORK, NY. IAPD ↗
$117.4M RAUM · 4 reps · 301-233-7903
Office IT & facilitiesMarketing & brand
45
FOUNDRY FINANCIAL LLC moved its main office from LOS ANGELES, CA to PASADENA, CA. IAPD ↗
$104.7M RAUM · 4 reps · (213) 802-8662
Office IT & facilitiesMarketing & brand
45
EASLEY INVESTMENT CONSULTANTS, INC. moved its main office from FLOWOOD, MS to RIDGELAND, MS. IAPD ↗
$198.3M RAUM · 2 reps · 601-992-4101 · easleyinvest.co
Office IT & facilitiesMarketing & brand
45
DILLOW WEALTH MANAGEMENT LLC moved its main office from OAKBROOK TERRACE, IL to OAK BROOK, IL. IAPD ↗
$221.0M RAUM · 1 reps · 224-330-9662 · dillowwealth.com
Office IT & facilitiesMarketing & brand
45
ONWARD ADVISORS LLC moved its main office from LOS ANGELES, CA to PASADENA, CA. IAPD ↗
$0 RAUM · 1 reps · (213) 688-8000 · growwithonward.com
Office IT & facilitiesMarketing & brand
45
HELIANTH INVESTMENT MANAGEMENT LLC moved its main office from RYE, NY to PORT CHESTER, NY. IAPD ↗
$48.2M RAUM · 1 reps · 203-302-3979 · helianthinvestment.com
Office IT & facilitiesMarketing & brand
45
LUMIDA WEALTH MANAGEMENT LLC moved its main office from NEW YORK, NY to WAYNE, NJ. IAPD ↗
$148.6M RAUM · 1 reps · (833) 512-5111 · lumidanews.com
Office IT & facilitiesMarketing & brand
45
SMART PORTFOLIO moved its main office from SACRAMENTO, CA to BREA, CA. IAPD ↗
$44.1M RAUM · 1 reps · 858-898-8000 · smrtportfolio.com
Office IT & facilitiesMarketing & brand
45
ENSPIRE WEALTH MANAGEMENT, LLC moved its main office from LARKSPUR, CA to SAN RAFAEL, CA. IAPD ↗
$104.7M RAUM · 2 reps · (707) 525-1099 · enspirewealth.com
Office IT & facilitiesMarketing & brand
45
OPENVEST moved its main office from NEW YORK, NY to MIAMI, FL. IAPD ↗
$2,364 RAUM · 1 reps · 212-523-0920 · openvest.co
Office IT & facilitiesMarketing & brand
45
EDLY ADVISORS moved its main office from NEW YORK, NY to WHITE PLAINS, NY. IAPD ↗
$19.8M RAUM · 2 reps · (914) 785-8344 · edly.co
Office IT & facilitiesMarketing & brand
45
ARIMATHEA moved its main office from SOUTH COAST METRO, CA to FORT BRAGG, CA. IAPD ↗
$2.7M RAUM · 3 reps · 707-813-7070 · arimatheainvesting.com
Office IT & facilitiesMarketing & brand
45
INVESTABLE moved its main office from DAYTON, OH to OAKWOOD, OH. IAPD ↗
$315,500 RAUM · 1 reps · 937-369-9275 · myinvestable.com
Office IT & facilitiesMarketing & brand
45
THRYVE WEALTH MANAGEMENT moved its main office from DALLAS, TX to IRVING, TX. IAPD ↗
$179.1M RAUM · 4 reps · 805-451-2909 · thryvewealthmanagement.com
Office IT & facilitiesMarketing & brand
45
SAMARA CAPITAL moved its main office from LAKE OSWEGO, OR to BEAVERTON, OR. IAPD ↗
$114.2M RAUM · 3 reps · 888-397-8331 · samara-capital.com
Office IT & facilitiesMarketing & brand
45
TEMPO WEALTH moved its main office from AVON, OH to INDEPENDENCE, OH. IAPD ↗
$216.0M RAUM · 4 reps · 440-568-3676 · tempowealth.com
Office IT & facilitiesMarketing & brand
40
MERK INVESTMENTS LLC moved its main office from MENLO PARK, CA to PALO ALTO, CA. IAPD ↗institutional
$3.12B RAUM · 5 reps · 650-323-4341
Office IT & facilitiesMarketing & brand
38
SUNFLOWER WEALTH ADVISORS LLC moved its main office from LEAWOOD, KS to SALINA, KS. IAPD ↗institutional
$764.4M RAUM · 3 reps · 844-882-0193
Office IT & facilitiesMarketing & brand
38
NINE MASTS CAPITAL ADVISERS LLC moved its main office from HONG KONG, to NEW YORK, NY. IAPD ↗institutional
$508.7M RAUM · 1 reps · 85228689973 · ninemasts.com
Office IT & facilitiesMarketing & brand
38
BLACK LAKE INVESTMENTS LLC moved its main office from SHOREWOOD, MN to WAYZATA, MN. IAPD ↗institutional
$800.8M RAUM · 3 reps · 215.913.2782 · blacklakeinvestments.com
Office IT & facilitiesMarketing & brand
38
SMA CAPITAL LLC moved its main office from STAMFORD, CT to NEW YORK, NY. IAPD ↗institutional
$518.0M RAUM · 7 reps · (860) 839-0074 · smacap.com
Office IT & facilitiesMarketing & brand
35
STRATEGIC ASSET ALLIANCE moved its main office from BELLINGHAM, WA to BELLEVUE, WA. IAPD ↗institutional
$0 RAUM · 4 reps · 360-255-2500 · saai.com
Office IT & facilitiesMarketing & brand
35
GOBI CAPITAL LLC moved its main office from SAN FRANCISCO, CA to BEVERLY HILLS, CA. IAPD ↗fund
$2.47B RAUM · 4 reps · 415-288-7288
Office IT & facilitiesMarketing & brand
35
BLACK DIAMOND CAPITAL MANAGEMENT moved its main office from STAMFORD, CT to ST. THOMAS, VI. IAPD ↗fund
$10.55B RAUM · 47 reps · 340-777-2950
Office IT & facilitiesMarketing & brand
35
NEXT LEGACY MANAGEMENT, LLC moved its main office from PALO ALTO, CA to PORTOLA VALLEY, CA. IAPD ↗fund
$3.65B RAUM · 11 reps · 650-324-5980 · nextlegacy.com
Office IT & facilitiesMarketing & brand
35
THE PRAEDIUM GROUP LLC moved its main office from NEW YORK, NY to BOCA RATON, FL. IAPD ↗fund
$1.61B RAUM · 9 reps · 561-831-4030 · praediumgroup.com
Office IT & facilitiesMarketing & brand
35
FORESITE CAPITAL moved its main office from LARKSPUR, CA to WEST HOLLYWOOD, CA. IAPD ↗fund
$3.18B RAUM · 20 reps · 310-981-3630
Office IT & facilitiesMarketing & brand
35
SPRING LAKE EQUITY MANAGEMENT LLC moved its main office from BOSTON, MA to BURLINGTON, MA. IAPD ↗institutional
$0 RAUM · 2 reps · 617-391-6341
Office IT & facilitiesMarketing & brand
35
ACTIVANT CAPITAL GROUP LLC moved its main office from GREENWICH, CT to DARIEN, CT. IAPD ↗fund
$1.28B RAUM · 8 reps · 203-489-9080 · activantcapital.com
Office IT & facilitiesMarketing & brand
35
SKYKNIGHT CAPITAL, L.P. moved its main office from SAN FRANCISCO, CA to BURLINGAME, CA. IAPD ↗fund
$4.00B RAUM · 17 reps · 415.914.0782 · skyknightcapital.com
Office IT & facilitiesMarketing & brand
35
WARREN EQUITY PARTNERS MANAGER, L.P. moved its main office from JACKSONVILLE, FL to JACKSONVILLE BEACH, FL. IAPD ↗fund
$5.16B RAUM · 27 reps · 904-746-7027 · warrenequity.com
Office IT & facilitiesMarketing & brand
35
EDISON PARTNERS MANAGEMENT, LLC moved its main office from PRINCETON, NJ to NASHVILLE, TN. IAPD ↗fund
$2.39B RAUM · 14 reps · (609) 896-1900
Office IT & facilitiesMarketing & brand
35
ELITE PORTFOLIOS moved its main office from ALPHARETTA, GA to CARMEL BY THE SEA, CA. IAPD ↗institutional
$497,372 RAUM · 0 reps · 402-670-7704 · elitetamp.com
Office IT & facilitiesMarketing & brand
35
JB WEALTH ADVISORS LLC moved its main office from NORFOLK, VA to NASHVILLE, TN. IAPD ↗institutional
$0 RAUM · 0 reps · 615-560-8268
Office IT & facilitiesMarketing & brand
35
VARCOV CO. moved its main office from GLASTONBURY, CT to DARIEN, CT. IAPD ↗institutional
$150.1M RAUM · 2 reps · 203-543-9165 · varcov.com
Office IT & facilitiesMarketing & brand
33
POLAR CAPITAL (AMERICA) CORPORATION moved its main office from DARIEN, CT to TAMPA, FL. IAPD ↗fund
$505.6M RAUM · 6 reps · 011442072272700 · polarcapital.co.uk
Office IT & facilitiesMarketing & brand
33
HEADLANDS CAPITAL moved its main office from SAN FRANCISCO, CA to NEW YORK, NY. IAPD ↗fund
$896.3M RAUM · 7 reps · 415-263-7300 · headlandscap.net
Office IT & facilitiesMarketing & brand
33
SPRING LAKE EQUITY GP LLC moved its main office from BOSTON, MA to BURLINGTON, MA. IAPD ↗fund
$295.0M RAUM · 2 reps · 617 391 6341 · springlakeequitypartners.com
Office IT & facilitiesMarketing & brand
33
TURNBRIDGE CAPITAL, LLC moved its main office from DALLAS, TX to LITTLE ELM, TX. IAPD ↗fund
$279.7M RAUM · 5 reps · 214-624-5010 · turnbridgecapital.com
Office IT & facilitiesMarketing & brand
33
EXTRACT ADVISORS moved its main office from LOS ANGELES, CA to CALABASAS, CA. IAPD ↗fund
$651.6M RAUM · 9 reps · 212 255 0972 · extractcapital.com
Office IT & facilitiesMarketing & brand
33
HAZOOR PARTNERS, LLC moved its main office from AUSTIN, TX to FORT WORTH, TX. IAPD ↗fund
$393.1M RAUM · 6 reps · 458-203-0665 · hazoorpartners.com
Office IT & facilitiesMarketing & brand
33
GREENSLEDGE ASSET MANAGEMENT LLC moved its main office from SIMSBURY, CT to GLASTONBURY, CT. IAPD ↗fund
$606.0M RAUM · 3 reps · 860-256-4952 · greensledge.com
Office IT & facilitiesMarketing & brand
30
MILLENNIUM TVP MANAGEMENT CO., LLC moved its main office from NEW YORK, NY to CROSS RIVER, NY. IAPD ↗fund
$157.5M RAUM · 5 reps · 646-521-7800 · mtvlp.com
Office IT & facilitiesMarketing & brand
30
IBS CAPITAL LLC moved its main office from BOSTON, MA to MEDFIELD, MA. IAPD ↗fund
$117.9M RAUM · 2 reps · 617-261-5327 · ibscapital.com
Office IT & facilitiesMarketing & brand
30
LEO FUND SERVICES, LLC moved its main office from ISELIN, NJ to EDISON, NJ. IAPD ↗fund
$167.9M RAUM · 5 reps · 732-903-2600
Office IT & facilitiesMarketing & brand
30
LAKE WHILLANS CAPITAL PARTNERS LLC moved its main office from DALLAS, TX to PLANO, TX. IAPD ↗fund
$246.1M RAUM · 4 reps · (646) 389-1032 · lakewhillans.com
Office IT & facilitiesMarketing & brand
30
CEDAR SPRINGS ADVISORS, LLC moved its main office from DALLAS, TX to ADDISON, TX. IAPD ↗fund
$232.2M RAUM · 5 reps · 214-495-1562 · cedarspringscapital.com
Office IT & facilitiesMarketing & brand
30
MCT ENTERTAINMENT ADVISORS LLC moved its main office from LOS ANGELES, CA to WEST HOLLYWOOD, CA. IAPD ↗fund
$153.9M RAUM · 6 reps · 310-650-1526
Office IT & facilitiesMarketing & brand
30
NOVAWAVE CAPITAL moved its main office from PALO ALTO, CA to MENLO PARK, CA. IAPD ↗fund
$90.0M RAUM · 5 reps · 781-710-3455 · novawavecapital.com
Office IT & facilitiesMarketing & brand
20
INVESCO MANAGEMENT S.A. moved its main office from FRANKFURT, to LUXEMBOURG, . IAPD ↗foreign
$42.57B RAUM · 33 reps · +32 2 641 0170
Office IT & facilitiesMarketing & brand
20
TAULA CAPITAL MANAGEMENT (DIFC) LTD moved its main office from DUBAI, to ST HELIER, . IAPD ↗foreign
$158.48B RAUM · 2 reps · +97 14323 0800
Office IT & facilitiesMarketing & brand
18
SQUARE ADVISORS, LLC moved its main office from MILAN, to LONDON, . IAPD ↗foreign
$311.7M RAUM · 1 reps · +1 212 207 4450 · squareadvisors.com
Office IT & facilitiesMarketing & brand
18
CHANAKYA CAPITAL PARTNERS moved its main office from EBENE, to TRIANON, . IAPD ↗foreign
$328.1M RAUM · 2 reps · + 230 471 3213
Office IT & facilitiesMarketing & brand
15
STRATEGIC SWISS ADVISORS AG moved its main office from GENEVA, to WOLLERAU, . IAPD ↗foreign
$46.5M RAUM · 1 reps · +41 58 680 64 10 · strategic-swiss-advisors.com
Office IT & facilitiesMarketing & brand
aum up — 101 Regulatory AUM up >=25% since last filing.
75
WAVERLY ADVISORS, LLC reported RAUM up 75% ($16.13B -> $28.26B). IAPD ↗
$28.26B RAUM · 190 reps · 205-871-3334
Portfolio / reporting / TAMPCRMFinancial planning software
75
DAYBRIGHT ADVISORY SERVICES, INC. reported RAUM up 301% ($1.05B -> $4.21B). IAPD ↗
$4.21B RAUM · 21 reps · 305-671-2200 · ingham.com
Portfolio / reporting / TAMPCRMFinancial planning software
75
CAPITAL BANK AND TRUST COMPANY reported RAUM up 84% ($75.86B -> $139.29B). IAPD ↗
$139.29B RAUM · 0 reps · (949) 975-5000
Portfolio / reporting / TAMPCRMFinancial planning software
75
SIMPLIFY ASSET MANAGEMENT INC. reported RAUM up 107% ($4.66B -> $9.64B). IAPD ↗
$9.64B RAUM · 17 reps · 702-389-9705 · simplify.us
Portfolio / reporting / TAMPCRMFinancial planning software
73
APELLA WEALTH reported RAUM up 69% ($4.71B -> $7.95B). IAPD ↗
$7.95B RAUM · 68 reps · 860.785.2260
Portfolio / reporting / TAMPCRMFinancial planning software
73
ALLIANCE PRIVATE WEALTH, LLC reported RAUM up 340% ($102.3M -> $449.6M). IAPD ↗
$449.6M RAUM · 3 reps · 978-276-1300
Portfolio / reporting / TAMPCRMFinancial planning software
73
RANGE ADVISORY, LLC reported RAUM up 86% ($144.7M -> $269.0M). IAPD ↗
$269.0M RAUM · 18 reps · (703) 261-4126
Portfolio / reporting / TAMPCRMFinancial planning software
73
LUCAS GROUP FINANCIAL ADVISORS, LLC reported RAUM up 178% ($118.3M -> $329.0M). IAPD ↗
$329.0M RAUM · 7 reps · 815-235-9610 · lucasgroupfinancial.com
Portfolio / reporting / TAMPCRMFinancial planning software
73
TORREN MANAGEMENT, LLC reported RAUM up 89% ($177.0M -> $333.6M). IAPD ↗
$333.6M RAUM · 3 reps · 619-649-0700 · torren.com
Portfolio / reporting / TAMPCRMFinancial planning software
73
SMARTHARVEST PORTFOLIOS reported RAUM up 108% ($170.0M -> $354.2M). IAPD ↗
$354.2M RAUM · 1 reps · 206-841-9944 · smartharvestportfolios.com
Portfolio / reporting / TAMPCRMFinancial planning software
72
PEAK RETIREMENT PLANNING, INC. reported RAUM up 72% ($242.5M -> $416.4M). IAPD ↗
$416.4M RAUM · 16 reps · (614) 500-4121 · peakretirementplanning.com
Portfolio / reporting / TAMPCRMFinancial planning software
72
LEGACY BEYOND WEALTH LLC reported RAUM up 70% ($200.0M -> $340.0M). IAPD ↗
$340.0M RAUM · 1 reps · 408-464-3876
Portfolio / reporting / TAMPCRMFinancial planning software
71
LRZ CAPITAL LLC reported RAUM up 70% ($220.0M -> $373.0M). IAPD ↗
$373.0M RAUM · 3 reps · 305-615-0215 · lrzcapital.com
Portfolio / reporting / TAMPCRMFinancial planning software
70
PRECISE INVESTMENT MANAGEMENT, INC. reported RAUM up 170% ($69.0M -> $186.3M). IAPD ↗
$186.3M RAUM · 4 reps · 702-906-0940
Portfolio / reporting / TAMPCRMFinancial planning software
70
COPE CONNELLY reported RAUM up 213% ($79.1M -> $247.6M). IAPD ↗
$247.6M RAUM · 3 reps · (888) 336-8402
Portfolio / reporting / TAMPCRMFinancial planning software
70
AMICORP WEALTH SERVICES reported RAUM up 706% ($21.4M -> $172.4M). IAPD ↗
$172.4M RAUM · 2 reps · (786) 8421075 · amicorp.com
Portfolio / reporting / TAMPCRMFinancial planning software
70
LUMIDA WEALTH MANAGEMENT LLC reported RAUM up 79% ($83.1M -> $148.6M). IAPD ↗
$148.6M RAUM · 1 reps · (833) 512-5111 · lumidanews.com
Portfolio / reporting / TAMPCRMFinancial planning software
70
ANCHOR BAY PRIVATE WEALTH LLC reported RAUM up 85% ($27.9M -> $51.7M). IAPD ↗
$51.7M RAUM · 5 reps · 760-602-3470 · anchorbayprivatewealth.com
Portfolio / reporting / TAMPCRMFinancial planning software
70
STIRLINGSHIRE INVESTMENTS reported RAUM up 160% ($69.2M -> $179.8M). IAPD ↗
$179.8M RAUM · 25 reps · 877-600-7026
Portfolio / reporting / TAMPCRMFinancial planning software
70
OLD BRIDGE WEALTH, INC reported RAUM up 271% ($38.7M -> $143.7M). IAPD ↗
$143.7M RAUM · 3 reps · (347) 723-8943 · oldbridgewealth.com
Portfolio / reporting / TAMPCRMFinancial planning software
70
EVERY SECURITIES LLC reported RAUM up 591% ($17.4M -> $120.4M). IAPD ↗
$120.4M RAUM · 1 reps · 628-227-6078 · every.io
Portfolio / reporting / TAMPCRMFinancial planning software
70
APEX INVESTMENT GROUP reported RAUM up 92% ($101.6M -> $194.6M). IAPD ↗
$194.6M RAUM · 3 reps · 7743510805
Portfolio / reporting / TAMPCRMFinancial planning software
70
ARIA WEALTH PARTNERS reported RAUM up 117% ($46.2M -> $100.5M). IAPD ↗
$100.5M RAUM · 2 reps · 434-338-6840 · ariawealthpartners.com
Portfolio / reporting / TAMPCRMFinancial planning software
70
O ASSET MANAGEMENT LLC reported RAUM up 362% ($16.0M -> $73.9M). IAPD ↗
$73.9M RAUM · 10 reps · 585 313 5978 · oamquant.com
Portfolio / reporting / TAMPCRMFinancial planning software
69
LEGACY KNIGHT MFO, LLC reported RAUM up 46% ($1.50B -> $2.20B). IAPD ↗
$2.20B RAUM · 15 reps · 945-536-5580 · legacyknight.com
Portfolio / reporting / TAMPCRMFinancial planning software
68
KRILOGY reported RAUM up 40% ($3.54B -> $4.95B). IAPD ↗
$4.95B RAUM · 56 reps · 314-884-2800
Portfolio / reporting / TAMPCRMFinancial planning software
68
HMV WEALTH ADVISORS, LLC reported RAUM up 52% ($305.2M -> $464.8M). IAPD ↗
$464.8M RAUM · 3 reps · 318-517-6255 · hmvwealth.com
Portfolio / reporting / TAMPCRMFinancial planning software
68
LIFEGOAL INVESTMENTS, LLC reported RAUM up 55% ($175.0M -> $271.0M). IAPD ↗
$271.0M RAUM · 5 reps · 607-434-0742
Portfolio / reporting / TAMPCRMFinancial planning software
67
A.G.P / ALLIANCE GLOBAL PARTNERS reported RAUM up 36% ($1.69B -> $2.30B). IAPD ↗
$2.30B RAUM · 140 reps · 800-727-7922 · coleaaronson.com
Portfolio / reporting / TAMPCRMFinancial planning software
67
ALPHA WEALTH FUNDS, LLC reported RAUM up 60% ($118.5M -> $190.0M). IAPD ↗
$190.0M RAUM · 7 reps · 435-269-4100 · alphawealthfunds.com
Portfolio / reporting / TAMPCRMFinancial planning software
67
BAUMAN WEALTH ADVISORS reported RAUM up 63% ($118.3M -> $193.2M). IAPD ↗
$193.2M RAUM · 6 reps · 702-897-9997 · toddbauman.com
Portfolio / reporting / TAMPCRMFinancial planning software
67
MERCURY ADVISORY, LLC reported RAUM up 39% ($11.07B -> $15.37B). IAPD ↗
$15.37B RAUM · 3 reps · 415-878-1068
Portfolio / reporting / TAMPCRMFinancial planning software
67
GATEPASS CAPITAL, LLC reported RAUM up 50% ($174.6M -> $261.7M). IAPD ↗
$261.7M RAUM · 5 reps · 833-428-3727
Portfolio / reporting / TAMPCRMFinancial planning software
67
KAI WEALTH LLC reported RAUM up 62% ($108.0M -> $174.6M). IAPD ↗
$174.6M RAUM · 1 reps · 312-605-8020
Portfolio / reporting / TAMPCRMFinancial planning software
66
VANDERBILT ADVISORY SERVICES reported RAUM up 30% ($1.62B -> $2.11B). IAPD ↗
$2.11B RAUM · 144 reps · 631-845-5100 · rainbowinvestmentsolutions.com
Portfolio / reporting / TAMPCRMFinancial planning software
66
THE RETIREMENT PLANNING GROUP, LLC reported RAUM up 33% ($3.02B -> $4.01B). IAPD ↗
$4.01B RAUM · 28 reps · 913-498-8898
Portfolio / reporting / TAMPCRMFinancial planning software
66
BIP WEALTH, LLC reported RAUM up 33% ($3.36B -> $4.46B). IAPD ↗
$4.46B RAUM · 36 reps · 404-495-5230
Portfolio / reporting / TAMPCRMFinancial planning software
65
PROSPERA FINANCIAL SERVICES, INC. reported RAUM up 27% ($9.81B -> $12.44B). IAPD ↗
$12.44B RAUM · 207 reps · 972-581-3000
Portfolio / reporting / TAMPCRMFinancial planning software
65
SAVANT WEALTH MANAGEMENT reported RAUM up 25% ($29.65B -> $37.13B). IAPD ↗
$37.13B RAUM · 178 reps · 815-227-0300
Portfolio / reporting / TAMPCRMFinancial planning software
65
MERK INVESTMENTS LLC reported RAUM up 93% ($1.62B -> $3.12B). IAPD ↗institutional
$3.12B RAUM · 5 reps · 650-323-4341
Portfolio / reporting / TAMPCRMFinancial planning software
65
ALPHA SOLUTIONS INVESTMENT ADVISORS reported RAUM up 39% ($261.5M -> $363.9M). IAPD ↗
$363.9M RAUM · 3 reps · 415-882-7088
Portfolio / reporting / TAMPCRMFinancial planning software
65
DEFIANCE ETFS, LLC reported RAUM up 118% ($1.44B -> $3.15B). IAPD ↗institutional
$3.15B RAUM · 2 reps · 8333339383
Portfolio / reporting / TAMPCRMFinancial planning software
65
INVESTCORP INVESTMENT SOLUTIONS LLC reported RAUM up 152% ($1.11B -> $2.79B). IAPD ↗institutional
$2.79B RAUM · 5 reps · 212-599-4700
Portfolio / reporting / TAMPCRMFinancial planning software
65
BQS FINANCIAL ADVISORS, LLC reported RAUM up 53% ($108.0M -> $165.0M). IAPD ↗
$165.0M RAUM · 4 reps · 917-939-0632
Portfolio / reporting / TAMPCRMFinancial planning software
64
NGC FINANCIAL, LLC reported RAUM up 46% ($39.1M -> $57.1M). IAPD ↗
$57.1M RAUM · 1 reps · 718-423-1100 · ngcfinancial.com
Portfolio / reporting / TAMPCRMFinancial planning software
64
EMPIRE FINANCIAL MANAGEMENT COMPANY, LLC reported RAUM up 32% ($519.6M -> $688.4M). IAPD ↗
$688.4M RAUM · 10 reps · 212-417-8247 · empiream.com
Portfolio / reporting / TAMPCRMFinancial planning software
64
CLARITY WEALTH MANAGEMENT, L.L.C. reported RAUM up 48% ($167.7M -> $247.8M). IAPD ↗
$247.8M RAUM · 2 reps · 480-776-9670 · claritywealthmgt.com
Portfolio / reporting / TAMPCRMFinancial planning software
64
QUANTEL ASSET MANAGEMENT LLC reported RAUM up 46% ($20.8M -> $30.4M). IAPD ↗
$30.4M RAUM · 1 reps · 844-836-5461
Portfolio / reporting / TAMPCRMFinancial planning software
64
SIGNATURE EQUITY PARTNERS, LLC reported RAUM up 32% ($250.9M -> $330.6M). IAPD ↗
$330.6M RAUM · 25 reps · 614-846-6000 · mgonzalezwealth.com
Portfolio / reporting / TAMPCRMFinancial planning software
64
BRADY MARTZ WEALTH SOLUTIONS, LLC reported RAUM up 33% ($599.4M -> $795.3M). IAPD ↗
$795.3M RAUM · 8 reps · 701-223-1717 · bradymartz.com
Portfolio / reporting / TAMPCRMFinancial planning software
63
SANKALA GROUP LLC reported RAUM up 43% ($116.1M -> $166.6M). IAPD ↗
$166.6M RAUM · 4 reps · 720-310-0605
Portfolio / reporting / TAMPCRMFinancial planning software
63
L&S INVESTMENT ADVISORS, LLC reported RAUM up 44% ($152.2M -> $218.5M). IAPD ↗
$218.5M RAUM · 5 reps · 786-241-7000 · ls.finance
Portfolio / reporting / TAMPCRMFinancial planning software
63
MIDWEST HERITAGE FINANCIAL ADVISORS reported RAUM up 27% ($314.2M -> $398.7M). IAPD ↗
$398.7M RAUM · 4 reps · 515-246-8378 · midwestheritage.com
Portfolio / reporting / TAMPCRMFinancial planning software
63
DOWNSHIFT FINANCIAL reported RAUM up 41% ($135.4M -> $191.5M). IAPD ↗
$191.5M RAUM · 3 reps · (720) 515-0564
Portfolio / reporting / TAMPCRMFinancial planning software
63
CENTURION WEALTH MANAGEMENT reported RAUM up 25% ($591.4M -> $741.2M). IAPD ↗
$741.2M RAUM · 8 reps · 571-765-1890 · centurionwealth.com
Portfolio / reporting / TAMPCRMFinancial planning software
63
TEUCRIUM INVESTMENT ADVISORS, LLC reported RAUM up 302% ($123.2M -> $494.9M). IAPD ↗institutional
$494.9M RAUM · 5 reps · 802-540-0019 · teucrium.com
Portfolio / reporting / TAMPCRMFinancial planning software
62
WEBULL ADVISORS LLC reported RAUM up 38% ($33.7M -> $46.4M). IAPD ↗
$46.4M RAUM · 3 reps · 1-917-725-2408 · webull.com
Portfolio / reporting / TAMPCRMFinancial planning software
61
IMG WEALTH MANAGEMENT, INC. reported RAUM up 33% ($151.4M -> $201.2M). IAPD ↗
$201.2M RAUM · 7 reps · 904-731-9955 · imgwealthmanagement.com
Portfolio / reporting / TAMPCRMFinancial planning software
61
CORNERSTONE WEALTH ADVISORS, INC. reported RAUM up 30% ($110.2M -> $143.4M). IAPD ↗
$143.4M RAUM · 4 reps · 760-476-1376 · cwainvestors.com
Portfolio / reporting / TAMPCRMFinancial planning software
61
HENDERSON FINANCIAL GROUP LLC reported RAUM up 34% ($97.0M -> $130.2M). IAPD ↗
$130.2M RAUM · 3 reps · 757-314-4638 · hendersonfg.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
LIBERTY ASSET MANAGEMENT reported RAUM up 29% ($106.2M -> $136.8M). IAPD ↗
$136.8M RAUM · 5 reps · 610 398-7333
Portfolio / reporting / TAMPCRMFinancial planning software
60
HAHN FINANCIAL GROUP reported RAUM up 28% ($133.9M -> $171.2M). IAPD ↗
$171.2M RAUM · 9 reps · 605-275-3600 · hahnfinancialgroup.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
ANKERSTAR WEALTH, LLC reported RAUM up 27% ($107.6M -> $136.4M). IAPD ↗
$136.4M RAUM · 6 reps · 512-614-0085
Portfolio / reporting / TAMPCRMFinancial planning software
60
LEGACY WEALTH MANAGEMENT INC. reported RAUM up 26% ($177.3M -> $223.4M). IAPD ↗
$223.4M RAUM · 3 reps · 877-650-4738
Portfolio / reporting / TAMPCRMFinancial planning software
60
SAFE HARBOR WEALTH ADVISORS, LLC reported RAUM up 26% ($128.8M -> $162.7M). IAPD ↗
$162.7M RAUM · 3 reps · 614-760-0670 · safeharboroh.net
Portfolio / reporting / TAMPCRMFinancial planning software
60
SMART PORTFOLIO reported RAUM up 26% ($35.0M -> $44.1M). IAPD ↗
$44.1M RAUM · 1 reps · 858-898-8000 · smrtportfolio.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
IVANOFF WEALTH MANAGEMENT INC. reported RAUM up 30% ($109.2M -> $141.4M). IAPD ↗
$141.4M RAUM · 3 reps · 714-262-1658 · ivanoffinsights.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
WAYSTONE ADVISORS LLC reported RAUM up 27% ($136.1M -> $172.8M). IAPD ↗
$172.8M RAUM · 4 reps · (425) 484-0045
Portfolio / reporting / TAMPCRMFinancial planning software
60
LONGHORN CAPITAL PARTNERS, L.P. reported RAUM up 238% ($16.0M -> $54.1M). IAPD ↗institutional
$54.1M RAUM · 2 reps · 646-207-1743
Portfolio / reporting / TAMPCRMFinancial planning software
58
EPOCH CAPITAL, US reported RAUM up 226% ($112.3M -> $366.1M). IAPD ↗fund
$366.1M RAUM · 5 reps · 347-754-4874
Portfolio / reporting / TAMPCRMFinancial planning software
58
ILS ADVISORY SERVICES, LLC reported RAUM up 40% ($1.19B -> $1.67B). IAPD ↗institutional
$1.67B RAUM · 6 reps · 804-399-0344
Portfolio / reporting / TAMPCRMFinancial planning software
57
SALUDA GRADE ASSET MANAGEMENT LLC reported RAUM up 62% ($3.63B -> $5.87B). IAPD ↗fund
$5.87B RAUM · 21 reps · 1 646 974 8560 · saludagrade.com
Portfolio / reporting / TAMPCRMFinancial planning software
57
ALTIUM INVESTMENT STRATEGIES LLC reported RAUM up 63% ($113.0M -> $184.8M). IAPD ↗institutional
$184.8M RAUM · 1 reps · 813-215-7783
Portfolio / reporting / TAMPCRMFinancial planning software
56
RECOGNIZE PARTNERS LP reported RAUM up 57% ($2.09B -> $3.29B). IAPD ↗fund
$3.29B RAUM · 15 reps · 917-200-0213 · recognize.com
Portfolio / reporting / TAMPCRMFinancial planning software
55
UNLIMITED reported RAUM up 308% ($32.4M -> $132.3M). IAPD ↗fund
$132.3M RAUM · 2 reps · 617-233-7280 · unlimitedfunds.com
Portfolio / reporting / TAMPCRMFinancial planning software
55
ACCORDANT INVESTMENTS LLC reported RAUM up 214% ($52.2M -> $164.0M). IAPD ↗fund
$164.0M RAUM · 4 reps · 602-609-2193 · accordantinvestments.com
Portfolio / reporting / TAMPCRMFinancial planning software
55
THIRD GEAR CAPITAL MANAGEMENT LP reported RAUM up 771% ($13.3M -> $115.7M). IAPD ↗fund
$115.7M RAUM · 2 reps · 346-440-0719 · thirdgearinvestments.com
Portfolio / reporting / TAMPCRMFinancial planning software
55
MCT ENTERTAINMENT ADVISORS LLC reported RAUM up 186% ($53.9M -> $153.9M). IAPD ↗fund
$153.9M RAUM · 6 reps · 310-650-1526
Portfolio / reporting / TAMPCRMFinancial planning software
55
LEON CAPITAL MANAGEMENT, LLC reported RAUM up 205% ($60.5M -> $184.6M). IAPD ↗fund
$184.6M RAUM · 14 reps · 214-865-8082 · leoncapitalmanagement.com
Portfolio / reporting / TAMPCRMFinancial planning software
54
OPTO INVESTMENT MANAGEMENT, LLC reported RAUM up 59% ($233.6M -> $371.0M). IAPD ↗fund
$371.0M RAUM · 6 reps · 212-658-0382
Portfolio / reporting / TAMPCRMFinancial planning software
54
NORTH GROUND CAPITAL reported RAUM up 72% ($108.8M -> $186.8M). IAPD ↗fund
$186.8M RAUM · 2 reps · 617.423.5984 · northgroundcapital.com
Portfolio / reporting / TAMPCRMFinancial planning software
53
BRIDGE CAPITAL ADVISORS reported RAUM up 25% ($548.0M -> $687.3M). IAPD ↗institutional
$687.3M RAUM · 2 reps · 2813560193 · bridgecapitalglobal.com
Portfolio / reporting / TAMPCRMFinancial planning software
53
AVALA GLOBAL LP reported RAUM up 40% ($1.90B -> $2.67B). IAPD ↗fund
$2.67B RAUM · 10 reps · 917-697-9271
Portfolio / reporting / TAMPCRMFinancial planning software
52
WINCORAM ASSET MANAGEMENT LLC reported RAUM up 37% ($5.92B -> $8.09B). IAPD ↗fund
$8.09B RAUM · 13 reps · 832-791-2320 · wincoram.com
Portfolio / reporting / TAMPCRMFinancial planning software
51
RIMROCK CAPITAL MANAGEMENT LLC reported RAUM up 35% ($2.99B -> $4.02B). IAPD ↗fund
$4.02B RAUM · 9 reps · 949-381-7800 · rimrockcapital.com
Portfolio / reporting / TAMPCRMFinancial planning software
51
NEW FORESTS INC. reported RAUM up 44% ($684.1M -> $981.9M). IAPD ↗fund
$981.9M RAUM · 13 reps · 415-321-3300
Portfolio / reporting / TAMPCRMFinancial planning software
50
INVESTCORP INVESTMENT ADVISERS LLC reported RAUM up 30% ($4.27B -> $5.53B). IAPD ↗fund
$5.53B RAUM · 37 reps · 212-599-4700
Portfolio / reporting / TAMPCRMFinancial planning software
50
ARCAPITA INVESTMENT MANAGEMENT US INC. reported RAUM up 38% ($356.7M -> $490.8M). IAPD ↗fund
$490.8M RAUM · 10 reps · (404) 920-9000
Portfolio / reporting / TAMPCRMFinancial planning software
50
HINES CAPITAL ADVISORS LLC reported RAUM up 26% ($3.52B -> $4.43B). IAPD ↗fund
$4.43B RAUM · 415 reps · 713-621-8000
Portfolio / reporting / TAMPCRMFinancial planning software
49
INTELLIGENT ALPHA LLC reported RAUM up 46% ($17.2M -> $25.0M). IAPD ↗fund
$25.0M RAUM · 1 reps · 215-469-1717 · intelligentalpha.co
Portfolio / reporting / TAMPCRMFinancial planning software
46
MARQUEE CAPITAL ADVISORS reported RAUM up 31% ($95.5M -> $125.0M). IAPD ↗fund
$125.0M RAUM · 5 reps · (773) 404-2827 · marqueecapitaladvisors.com
Portfolio / reporting / TAMPCRMFinancial planning software
45
CARDINAL POINT WEALTH MANAGEMENT reported RAUM up 77% ($2.25B -> $3.98B). IAPD ↗foreign
$3.98B RAUM · 24 reps · 866-213-2036 · sportsmgt.cardinalpointwealth.com
Portfolio / reporting / TAMPCRMFinancial planning software
45
PEARL LANE ADVISORS, LLC reported RAUM up 29% ($65.0M -> $84.0M). IAPD ↗fund
$84.0M RAUM · 8 reps · 212-240-9721
Portfolio / reporting / TAMPCRMFinancial planning software
45
RAM ACTIVE INVESTMENTS S.A. reported RAUM up 1207% ($1.68B -> $22.00B). IAPD ↗foreign
$22.00B RAUM · 10 reps · +41 58 726 8700 · ram-ai.com
Portfolio / reporting / TAMPCRMFinancial planning software
45
ANTIPODES PARTNERS LIMITED reported RAUM up 115% ($6.30B -> $13.53B). IAPD ↗foreign
$13.53B RAUM · 60 reps · +612 8970 7718 · antipodespartners.com
Portfolio / reporting / TAMPCRMFinancial planning software
45
AIKYA INVESTMENT MANAGEMENT LIMITED reported RAUM up 269% ($1.58B -> $5.85B). IAPD ↗foreign
$5.85B RAUM · 8 reps · +44 20 3965 4392 · aikya.co.uk
Portfolio / reporting / TAMPCRMFinancial planning software
40
ETNA CAPITAL reported RAUM up 95% ($104.3M -> $203.1M). IAPD ↗foreign
$203.1M RAUM · 5 reps · 85237579745 · etnalabs.co
Portfolio / reporting / TAMPCRMFinancial planning software
40
CAPSIGMA INVESTMENT PARTNERS LTDA reported RAUM up 151% ($19.3M -> $48.4M). IAPD ↗foreign
$48.4M RAUM · 5 reps · 55 (11) 5200-2246 · capsigma.com.br
Portfolio / reporting / TAMPCRMFinancial planning software
38
UG INVESTMENT ADVISERS LTD. reported RAUM up 45% ($3.23B -> $4.68B). IAPD ↗foreign
$4.68B RAUM · 12 reps · 886-9-2042-9057 · ugfunds.com
Portfolio / reporting / TAMPCRMFinancial planning software
38
COOLABAH CAPITAL INSTITUTIONAL INVESTMENTS PTY LIMITED reported RAUM up 44% ($6.80B -> $9.80B). IAPD ↗foreign
$9.80B RAUM · 27 reps · 4402080668340 · coolabahcapital.com
Portfolio / reporting / TAMPCRMFinancial planning software
37
INVESCO MANAGEMENT S.A. reported RAUM up 37% ($30.97B -> $42.57B). IAPD ↗foreign
$42.57B RAUM · 33 reps · +32 2 641 0170
Portfolio / reporting / TAMPCRMFinancial planning software
rename — 98 Primary business name changed: rebrand, merger, or ownership change.
60
DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC. is now doing business as DUNHAM. IAPD ↗
$4.74B RAUM · 9 reps · 858-964-0500
Marketing & brandCRM
60
FAMILY MANAGEMENT CORPORATION is now doing business as FAMILY MANAGE LLC. IAPD ↗
$4.40B RAUM · 20 reps · 212-872-9600
Marketing & brandCRM
60
HUDSON VALLEY INVESTMENT ADVISORS, INC. is now doing business as ORANGE INVESTMENT ADVISORS, INC.. IAPD ↗
$1.65B RAUM · 8 reps · 845-294-6127 · hviaonline.com
Marketing & brandCRM
60
CONSOLIDATED PLANNING CORPORATION is now doing business as CPC ADVISORS, LLC. IAPD ↗
$2.10B RAUM · 22 reps · 404-879-3000
Marketing & brandCRM
60
BOULAY FINANCIAL ADVISORS, LLC is now doing business as BOULAY WEALTH. IAPD ↗
$2.42B RAUM · 32 reps · 952-893-9320
Marketing & brandCRM
60
NFP RETIREMENT INC. is now doing business as WEALTHSPIRE RETIREMENT ADVISORY. IAPD ↗
$118.03B RAUM · 149 reps · 949.460.9898
Marketing & brandCRM
60
PNC INVESTMENTS is now doing business as PNC WEALTH MANAGEMENT. IAPD ↗
$26.53B RAUM · 818 reps · 800-762-6111
Marketing & brandCRM
60
TRPC ADVISORY SERVICES is now doing business as DAYBRIGHT ADVISORY SERVICES, INC.. IAPD ↗
$4.21B RAUM · 21 reps · 305-671-2200 · ingham.com
Marketing & brandCRM
60
DYNAMIC WEALTH ADVISORS is now doing business as DYNAMIC. IAPD ↗
$5.34B RAUM · 73 reps · (877) 257-3840 · ridgevalefp.com
Marketing & brandCRM
60
CLARO ADVISORS, LLC is now doing business as CLARO ADVISORS INC.. IAPD ↗
$1.28B RAUM · 16 reps · (800) 604-2838
Marketing & brandCRM
60
SCHOOLCRAFT CAPITAL LLC is now doing business as SACHEM HILL LLC. IAPD ↗
$1.23B RAUM · 5 reps · 303-625-6868 · sachemhill.com
Marketing & brandCRM
60
YIELDSTREET is now doing business as WILLOW WEALTH. IAPD ↗
$1.86B RAUM · 26 reps · 844-943-5378
Marketing & brandCRM
60
HOMRICH BERG is now doing business as HB WEALTH. IAPD ↗
$25.88B RAUM · 95 reps · 404-264-1400
Marketing & brandCRM
60
ADVISOR PARTNERS is now doing business as CONCENTRIC. IAPD ↗
$7.67B RAUM · 9 reps · 888-265-2257 · concentricinnovation.com
Marketing & brandCRM
58
TRANSITION FINANCIAL ADVISORS GROUP, INC. is now doing business as TRANSITION FINANCIAL ADVISORS GROUP, LLC. IAPD ↗
$261.5M RAUM · 3 reps · (480) 722-9414 · transitionfinancial.ca
Marketing & brandCRM
58
WORLEY ERHART-GRAVES FINANCIAL ADVISORS, INC. is now doing business as REIFY WEALTH ADVISORS, INC.. IAPD ↗
$445.5M RAUM · 11 reps · 317-872-5090
Marketing & brandCRM
58
GSB WEALTH MANAGEMENT, LLC is now doing business as GREY LEDGE ADVISORS, LLC. IAPD ↗
$540.4M RAUM · 7 reps · 203-453-9075 · greyledge.com
Marketing & brandCRM
58
COMPREHENSIVE FINANCIAL CONSULTANTS INSTITUTIONAL, INC. is now doing business as CFCI. IAPD ↗
$515.1M RAUM · 18 reps · 812-334-3190 · cfci.us
Marketing & brandCRM
58
SALTMARSH FINANCIAL ADVISORS, L.L.C. is now doing business as SALTMARSH FINANCIAL ADVISORS, LLC. IAPD ↗
$318.4M RAUM · 6 reps · 850-435-8300
Marketing & brandCRM
58
FCF ADVISORS LLC is now doing business as ABACUS FCF ADVISORS LLC. IAPD ↗
$763.0M RAUM · 3 reps · 212-217-2597
Marketing & brandCRM
58
DTS GROUP LLC is now doing business as SONOMA WEST ADVISORS. IAPD ↗
$265.4M RAUM · 1 reps · 415 497-7533 · sonomawestadvisors.com
Marketing & brandCRM
58
KERNTKE OTTO MCGLONE WEALTH MANAGEMENT GROUP is now doing business as KOM WEALTH MANAGEMENT GROUP, LLC. IAPD ↗
$385.0M RAUM · 7 reps · 920-733-3865 · onekom.com
Marketing & brandCRM
58
EVEREST MANAGEMENT CORP. is now doing business as EVEREST PRIVATE WEALTH. IAPD ↗
$307.0M RAUM · 2 reps · (408) 502-6015
Marketing & brandCRM
58
ASPEN WEALTH MANAGEMENT is now doing business as ASPEN WEALTH MANAGEMENT, LLC. IAPD ↗
$509.6M RAUM · 6 reps · 817-546-6353 · aspenwealthmgmt.com
Marketing & brandCRM
58
TROXELL FINANCIAL is now doing business as EVERGREEN WEALTH. IAPD ↗
$969.8M RAUM · 6 reps · (217) 321-3210
Marketing & brandCRM
58
BERNARDO WEALTH PLANNING, LLC is now doing business as WELLFULL. IAPD ↗
$755.9M RAUM · 9 reps · 267-500-1080
Marketing & brandCRM
58
ERTS WEALTH ADVISORS, LLC is now doing business as ROBERTS FINANCIAL SERVICES, LLC. IAPD ↗
$342.5M RAUM · 3 reps · (906) 228-5564 · baroberts.com
Marketing & brandCRM
58
EVERGREEN WEALTH SOLUTIONS, LLC is now doing business as KINTRA WEALTH, LLC. IAPD ↗
$460.9M RAUM · 7 reps · 570-601-6960 · evergreenwealthsolutions.com
Marketing & brandCRM
58
GOLDEN STATE ASSET MANAGEMENT is now doing business as ASCENTIS ASSET MANAGEMENT, LLC. IAPD ↗
$559.3M RAUM · 6 reps · 866-273-1563 · ascentisasset.com
Marketing & brandCRM
58
WALLEM ASSOCIATES, INC. is now doing business as LUCAS GROUP FINANCIAL ADVISORS, LLC. IAPD ↗
$329.0M RAUM · 7 reps · 815-235-9610 · lucasgroupfinancial.com
Marketing & brandCRM
58
LIFEGOAL WEALTH ADVISORS LLC is now doing business as LIFEGOAL INVESTMENTS, LLC. IAPD ↗
$271.0M RAUM · 5 reps · 607-434-0742
Marketing & brandCRM
58
ZEGA INVESTMENTS is now doing business as ZEGA INVESTMENTS, LLC. IAPD ↗
$548.8M RAUM · 10 reps · 800.380.9342 · luckinbillfinancial.com
Marketing & brandCRM
58
ORG WEALTH PARTNERS is now doing business as ASCENTIS WEALTH MANAGEMENT, LLC. IAPD ↗
$556.5M RAUM · 5 reps · 214-440-3909 · ascentiswealth.com
Marketing & brandCRM
58
SESTANTE WEALTH MANAGEMENT, LLC is now doing business as SESTANTE FAMILY OFFICE. IAPD ↗
$376.3M RAUM · 2 reps · 619-268-6279 · sestante.com
Marketing & brandCRM
58
SPIEGELMAN WEALTH MANAGEMENT LLC is now doing business as SPIEGELMAN WEALTH MANAGEMENT, INC.. IAPD ↗
$431.9M RAUM · 1 reps · 925-385-6200
Marketing & brandCRM
58
1330 ADVISORS, LLC is now doing business as OPENARC CORPORATE ADVISORY, LLC. IAPD ↗
$443.7M RAUM · 140 reps · 844-648-6001
Marketing & brandCRM
58
ROY INVESTMENT ADVISORS is now doing business as VANTUS WEALTH. IAPD ↗
$379.4M RAUM · 5 reps · 844-682-6887 · vantuswealth.com
Marketing & brandCRM
58
MEADOWBROOK ADVISORS LLC is now doing business as MEADOWBROOK ADVISORS. IAPD ↗
$313.4M RAUM · 3 reps · 973-370-7850
Marketing & brandCRM
55
MONTICELLO ASSOCIATES INC is now doing business as MONTICELLO ASSOCIATES, LLC. IAPD ↗
$0 RAUM · 22 reps · 303-572-6300
Marketing & brandCRM
55
INTELLIFLO ADVISERS, INC. is now doing business as REDBLACK ADVISERS, INC.. IAPD ↗
$124.0M RAUM · 3 reps · 800-607-3340
Marketing & brandCRM
55
INTERCAM ADVISORS, INC. is now doing business as STONEX INTERNATIONAL ADVISORS INC. IAPD ↗
$225.1M RAUM · 23 reps · 305-377-8008 · intercam.us
Marketing & brandCRM
55
TFG FINANCIAL ADVISORS, LLC is now doing business as AUREUM WEALTH MANAGEMENT, LLC. IAPD ↗
$154.5M RAUM · 4 reps · (561) 209-1120 · aureumwealthmanagement.com
Marketing & brandCRM
55
GUNCHEON FINANCIAL, LLC is now doing business as THE LIFE GROUP FINANCIAL SERVICES. IAPD ↗
$136.5M RAUM · 4 reps · 563-587-7840
Marketing & brandCRM
55
URBAN WEALTH MANAGEMENT is now doing business as URBAN WEALTH MANAGEMENT OR UWM. IAPD ↗
$202.1M RAUM · 5 reps · 424-277-2260
Marketing & brandCRM
55
SKY ALPHA ASSET ADVISORS LLC is now doing business as SKY ALPHA ASSET ADVISORS. IAPD ↗
$208.0M RAUM · 2 reps · 561-410-7790 · skyalphaadvisors.com
Marketing & brandCRM
55
GRIFIN is now doing business as INTEREST FINANCIAL, LLC. IAPD ↗
$0 RAUM · 1 reps · 813-421-5704
Marketing & brandCRM
55
DELOS WEALTH ADVISORS is now doing business as DELOS CAPITAL ADVISORS. IAPD ↗
$162.2M RAUM · 4 reps · 972-810-1610
Marketing & brandCRM
55
GREAT POINT ADVISORS, LLC is now doing business as QUINCY WELLS ADVISORS, LLC. IAPD ↗
$45.1M RAUM · 20 reps · 312-356-4875
Marketing & brandCRM
55
BOSUN ASSET MANAGEMENT, LLC is now doing business as BANTAMAC CAPITAL, LLC. IAPD ↗
$214.8M RAUM · 3 reps · 8723261723 · bantamac.com
Marketing & brandCRM
55
EPIQWEST CULVER WEALTH ADVISORS LLC is now doing business as COHESION WEALTH MANAGEMENT, LLC. IAPD ↗
$227.9M RAUM · 6 reps · 303-442-3670 · cohesionwm.com
Marketing & brandCRM
55
REAL TALK CAPITAL, LLC is now doing business as VALTRION CAPITAL MANAGEMENT, LLC. IAPD ↗
$143.6M RAUM · 4 reps · 833-856-2088 · valtrioncapital.com
Marketing & brandCRM
55
BENNETT ASSOCIATES WEALTH MANAGEMENT is now doing business as RANDALL & ASSOCIATES WEALTH MANAGEMENT. IAPD ↗
$144.8M RAUM · 2 reps · 724-602-0075 · randallawm.com
Marketing & brandCRM
55
SOUND ADVISORY is now doing business as GANNETT WEALTH ADVISORS. IAPD ↗
$69.9M RAUM · 7 reps · (208)254-0142
Marketing & brandCRM
55
BROADSTREET FAMILY OFFICE LLC is now doing business as INNOVATIVE FAMILY OFFICE LLC. IAPD ↗
$21.5M RAUM · 6 reps · (914) 427-8036 · innovativefo.com
Marketing & brandCRM
55
MASTER RIA, LLC is now doing business as ALTURA PRIVATE CAPITAL, LLC. IAPD ↗
$0 RAUM · 1 reps · 786-530.6274
Marketing & brandCRM
55
ENCLAVE DIGITAL WEALTH, LLC is now doing business as PROTOCOL WEALTH, LLC. IAPD ↗
$126.0M RAUM · 3 reps · 720-439-9055 · protocolwealth.io
Marketing & brandCRM
55
COPPERLINE WEALTH MANAGEMENT & PLANNING, LLC is now doing business as COPPERLINE WEALTH MANAGEMENT & PLANNING. IAPD ↗
$118.0M RAUM · 2 reps · 307-586-1880 · copperlinewealth.com
Marketing & brandCRM
55
STRIVE WEALTH MANAGEMENT, LLC is now doing business as THRYVE WEALTH MANAGEMENT. IAPD ↗
$179.1M RAUM · 4 reps · 805-451-2909 · thryvewealthmanagement.com
Marketing & brandCRM
55
NERD WALLET WEALTH PARTNERS is now doing business as NERDWALLET WEALTH PARTNERS, LLC. IAPD ↗
$236.1M RAUM · 7 reps · 917-275-7821 · nerdwalletwealthpartners.com
Marketing & brandCRM
55
LEGACY ROAD LLC is now doing business as LEGACY ROAD FAMILY OFFICES. IAPD ↗
$121.4M RAUM · 1 reps · 917-626-1042
Marketing & brandCRM
50
FS/EIG ADVISOR, LLC is now doing business as FS SPECIALTY LENDING ADVISOR, LLC. IAPD ↗institutional
$2.27B RAUM · 26 reps · 215-220-6651 · fsinvestments.com
Marketing & brandCRM
48
LOGIA PORTFOLIO MANAGEMENT is now doing business as SUNFLOWER WEALTH ADVISORS LLC. IAPD ↗institutional
$764.4M RAUM · 3 reps · 844-882-0193
Marketing & brandCRM
45
NIKKO ASSET MANAGEMENT AMERICAS, INC. is now doing business as AMOVA ASSET MANAGEMENT AMERICAS, INC.. IAPD ↗fund
$9.04B RAUM · 9 reps · 212-610-6100 · us.amova-am.com
Marketing & brandCRM
45
PERFORMANCE EQUITY MANAGEMENT, LLC is now doing business as SAGARD PRIVATE EQUITY SOLUTIONS. IAPD ↗fund
$9.43B RAUM · 12 reps · (203) 742-2400 · peqm.com
Marketing & brandCRM
45
BLACK DIAMOND CAPITAL MANAGEMENT, L.L.C. is now doing business as BLACK DIAMOND CAPITAL MANAGEMENT. IAPD ↗fund
$10.55B RAUM · 47 reps · 340-777-2950
Marketing & brandCRM
45
MCCARTHY CAPITAL is now doing business as M-ONE CAPITAL. IAPD ↗fund
$4.13B RAUM · 28 reps · 402-932-8600 · m-onecapital.com
Marketing & brandCRM
45
INTERMEDIATE CAPITAL GROUP, INC is now doing business as ICG INVESTMENTS INC. IAPD ↗fund
$37.74B RAUM · 51 reps · 212-710-9650 · icgam.com
Marketing & brandCRM
45
BARDIN HILL INVESTMENT PARTNERS LP is now doing business as MAN INVESTMENT PARTNERS (US) LP. IAPD ↗fund
$3.82B RAUM · 22 reps · 212-303-9400 · man.com
Marketing & brandCRM
45
DHANDHO FUNDS LLC is now doing business as PABRAI WAGONS ADVISORS. IAPD ↗institutional
$46.5M RAUM · 3 reps · 512.999.7110
Marketing & brandCRM
45
WELLSPRING CAPITAL MANAGEMENT GROUP LLC is now doing business as REVELAR CAPITAL LLC. IAPD ↗fund
$3.86B RAUM · 15 reps · 212-318-9800 · revelarcapital.com
Marketing & brandCRM
45
PRITZKER PRIVATE CAPITAL is now doing business as PPC. IAPD ↗fund
$7.22B RAUM · 49 reps · 312-447-6050 · ppcpartners.com
Marketing & brandCRM
45
ONEFUND, LLC is now doing business as CYBER HORNET ETFS LLC. IAPD ↗institutional
$134.5M RAUM · 1 reps · 7275020808
Marketing & brandCRM
45
10T HOLDINGS, LLC is now doing business as 50T FUNDS. IAPD ↗fund
$1.36B RAUM · 12 reps · 203-441-7300
Marketing & brandCRM
45
GENERATE ADVISORS, LLC is now doing business as KENNEDY LEWIS LOAN MANAGEMENT LLC. IAPD ↗fund
$7.65B RAUM · 44 reps · 212-782-3480
Marketing & brandCRM
45
FTA ASSET MANAGEMENT, LLC is now doing business as FIRST TRYON ADVISORS. IAPD ↗institutional
$123.2M RAUM · 7 reps · 704-926-2453
Marketing & brandCRM
45
KING RIDGE CAPITAL LLC is now doing business as KING RIDGE CAPITAL ADVISORS, LLC. IAPD ↗institutional
$7.0M RAUM · 2 reps · 617-797-2024 · kingridgecapital.com
Marketing & brandCRM
45
QUOTIENT WEALTH ASSET MANAGEMENT is now doing business as QUOTIENT WEALTH ASSET MANAGEMENT, LLC. IAPD ↗institutional
$0 RAUM · 4 reps · 469-912-2522
Marketing & brandCRM
45
EMERY PARTNERS, LLC is now doing business as EMERY PARTNERS LLC. IAPD ↗institutional
$79.7M RAUM · 2 reps · 617-762-0090 · emerypartnersllc.com
Marketing & brandCRM
43
ARCHER VENTURE CAPITAL MANAGEMENT LLC is now doing business as ARCHER CAPITAL GROUP MANAGEMENT, LLC. IAPD ↗fund
$285.6M RAUM · 6 reps · 310-916-9599 · archercapg.com
Marketing & brandCRM
43
AWANI CAPITAL MANAGEMENT, LLC is now doing business as AWANI CAPITAL MANAGEMENT LP. IAPD ↗fund
$259.0M RAUM · 4 reps · (301) 798-5797
Marketing & brandCRM
40
PARK CITIES ADVISORS LLC is now doing business as CATALYST CAPITAL ADVISERS LLC. IAPD ↗fund
$176.5M RAUM · 2 reps · 469-249-1000
Marketing & brandCRM
40
CROWDOUT CAPITAL is now doing business as REPUBLIC SQUARE. IAPD ↗fund
$130.3M RAUM · 7 reps · 512-900-2646 · crowdout.com
Marketing & brandCRM
40
1 ROUNDTABLE PARTNERS LLC is now doing business as 50T FUNDS. IAPD ↗fund
$103.2M RAUM · 12 reps · (917)648-5689 · 50tfunds.com
Marketing & brandCRM
40
MATRIX CAPITAL PARTNERS, LLC is now doing business as TENSOR EDGE CAPITAL, LLC. IAPD ↗fund
$109.5M RAUM · 3 reps · 617-468-6054
Marketing & brandCRM
30
CIBC ASSET MANAGEMENT INC. is now doing business as CIBC GLOBAL ASSET MANAGEMENT. IAPD ↗foreign
$141.77B RAUM · 362 reps · 877-363-5620
Marketing & brandCRM
30
NIKKO ASSET MANAGEMENT CO LTD is now doing business as AMOVA ASSET MANAGEMENT CO.,LTD.. IAPD ↗foreign
$213.77B RAUM · 140 reps · 81-3-6447-6000
Marketing & brandCRM
30
NIKKO ASSET MANAGEMENT EUROPE LTD is now doing business as AMOVA ASSET MANAGEMENT UK LIMITED. IAPD ↗foreign
$18.21B RAUM · 17 reps · INTL + 44 207796 9866
Marketing & brandCRM
30
MARTIN CURRIE INVESTMENT MANAGEMENT LIMITED is now doing business as CLEARBRIDGE INVESTMENT MANAGEMENT LIMITED. IAPD ↗foreign
$9.61B RAUM · 35 reps · 44 131 229 5252
Marketing & brandCRM
30
EMSO ASSET MANAGEMENT LIMITED is now doing business as KIRKOSWALD CAPITAL MANAGEMENT LIMITED. IAPD ↗foreign
$4.42B RAUM · 7 reps · +44-207-150-3700 · kirkoswald.com
Marketing & brandCRM
30
INVESCO ASSET MANAGEMENT DEUTSCHLAND GMBH is now doing business as INVESCO MANAGEMENT S.A.. IAPD ↗foreign
$42.57B RAUM · 33 reps · +32 2 641 0170
Marketing & brandCRM
30
MFG ASSET MANAGEMENT is now doing business as MAGELLAN INVESTMENT PARTNERS. IAPD ↗foreign
$21.75B RAUM · 33 reps · +61-2-9235-4888 · magellaninvestmentpartners.com
Marketing & brandCRM
30
NIKKO ASSET MANAGEMENT ASIA LIMITED is now doing business as AMOVA ASSET MANAGEMENT ASIA LIMITED. IAPD ↗foreign
$10.81B RAUM · 76 reps · 65-6500-5700 · sg.amova-am.com
Marketing & brandCRM
30
IRISH LIFE INVESTMENT MANAGERS LIMITED is now doing business as KEYRIDGE ASSET MANAGEMENT LIMITED. IAPD ↗foreign
$135.73B RAUM · 28 reps · 00 353 1 704 2000 · ilim.com
Marketing & brandCRM
30
TAULA CAPITAL MANAGEMENT (JERSEY) LIMITED is now doing business as TAULA CAPITAL MANAGEMENT (JERSEY) LP. IAPD ↗foreign
$160.37B RAUM · 3 reps · 44-20-4570-2067 · taulacapital.com
Marketing & brandCRM
25
STRATEGIC SWISS ADVISORS SARL is now doing business as STRATEGIC SWISS ADVISORS AG. IAPD ↗foreign
$46.5M RAUM · 1 reps · +41 58 680 64 10 · strategic-swiss-advisors.com
Marketing & brandCRM
25
ROSEN GROUP PRIVATE WEALTH MANAGEMENT, LLC is now doing business as LEGACY PRIVATE CLIENT SERVICES. IAPD ↗foreign
$0 RAUM · 1 reps · 514-782-5966
Marketing & brandCRM
25
TH GARP is now doing business as TH GARP ETFS. IAPD ↗foreign
$0 RAUM · 1 reps · +447778863790
Marketing & brandCRM
25
INUKSHUK CAPITAL MANAGEMENT is now doing business as MANRKE WEALTH. IAPD ↗foreign
$73.9M RAUM · 2 reps · 647-948-3048 · inukshukcapital.com
Marketing & brandCRM
website changed — 96 Primary website domain changed (social-media URLs ignored) — usually a rebrand or new site.
30
BROCKENBROUGH changed its website from jamestownfunds.com to brockenbroughinc.com. IAPD ↗
$5.44B RAUM · 15 reps · 804-288-0404 · brockenbroughinc.com
Marketing & brand
30
DAVIDSON INVESTMENT ADVISORS, INC. changed its website from dadco.com to caprinbonds.com. IAPD ↗
$5.03B RAUM · 13 reps · 406-727-6111 · caprinbonds.com
Marketing & brand
30
STADION MONEY MANAGEMENT, LLC changed its website from stadionmoney.com to stadionstoryline.com. IAPD ↗
$2.47B RAUM · 13 reps · 706-583-5144 · stadionstoryline.com
Marketing & brand
30
HOWARD CAPITAL MANAGEMENT, INC. changed its website from hcmguidedretirement.com to howardcmetfs.com. IAPD ↗
$6.87B RAUM · 15 reps · 770-642-4902 · howardcmetfs.com
Marketing & brand
30
THE INSTITUTE changed its website from secure.iwm401k.com to retirementriskadvisors.com. IAPD ↗
$1.15B RAUM · 3 reps · 303-572-3500 · retirementriskadvisors.com
Marketing & brand
30
WHARTON BUSINESS GROUP, LLC changed its website from whartonbusinessgroupllc.com to aleragroup.com. IAPD ↗
$4.01B RAUM · 3 reps · 484-328-3590 · aleragroup.com
Marketing & brand
30
ELEVATION POINT WEALTH PARTNERS, LLC changed its website from familyofficepartners.com to superiorwealth.net. IAPD ↗
$2.43B RAUM · 20 reps · 303-382-2880 · superiorwealth.net
Marketing & brand
30
WEALTH MANAGEMENT changed its website from dashboard.wealthmgmtllc.com to 403bplan.net. IAPD ↗
$3.10B RAUM · 48 reps · 402-371-1160 · 403bplan.net
Marketing & brand
30
REDHAWK WEALTH ADVISORS, INC. changed its website from difiduciallc.com to kingdomcalling.com. IAPD ↗
$1.84B RAUM · 47 reps · 952-835-4295 · kingdomcalling.com
Marketing & brand
30
ANDINA FAMILY OFFICES changed its website from andinafamilyoffices.com to andinaadvisors.com. IAPD ↗
$1.02B RAUM · 12 reps · 801-653-0564 · andinaadvisors.com
Marketing & brand
30
REDWOOD INVESTMENT MANAGEMENT, LLC. changed its website from leadersharesetfs.com to redwoodmutualfunds.com. IAPD ↗
$2.55B RAUM · 6 reps · 3102728185 · redwoodmutualfunds.com
Marketing & brand
30
SELECT MONEY MANAGEMENT, INC. changed its website from selectportfolio.com to seia.com. IAPD ↗
$1.49B RAUM · 8 reps · 949-975-7900 · seia.com
Marketing & brand
30
CGN ADVISORS, LLC changed its website from huebnerfinancialplanning.com to financialadvocateforyou.com. IAPD ↗
$1.26B RAUM · 38 reps · 910-333-6659 · financialadvocateforyou.com
Marketing & brand
30
ALLY INVEST ADVISORS changed its website from secure.ally.com to cloud.email.ally.com. IAPD ↗
$1.39B RAUM · 9 reps · 855-880-2559 · cloud.email.ally.com
Marketing & brand
30
SACHEM HILL LLC changed its website from schoolcraftcapital.com to sachemhill.com. IAPD ↗
$1.23B RAUM · 5 reps · 303-625-6868 · sachemhill.com
Marketing & brand
30
LEXAURUM ADVISORS changed its website from kowitzfinancialgroup.com to crg1.com. IAPD ↗
$1.01B RAUM · 30 reps · 913-261-9316 · crg1.com
Marketing & brand
30
EVERSOURCE WEALTH ADVISORS, LLC changed its website from centerpointstrategies.com to insightwealthkc.com. IAPD ↗
$3.95B RAUM · 40 reps · 205-982-5515 · insightwealthkc.com
Marketing & brand
30
CWS FINANCIAL ADVISORS LLC changed its website from cwsfas.com to linkedin.reginaspence. IAPD ↗
$1.20B RAUM · 5 reps · (269) 349-4600 · linkedin.reginaspence
Marketing & brand
30
DAKOTA WEALTH, LLC changed its website from persimmoncapitalmanagement.sharefile.com to dakotawm.com. IAPD ↗
$6.34B RAUM · 50 reps · (561) 774-8101 · dakotawm.com
Marketing & brand
30
ACCURATE WEALTH MANAGEMENT, LLC changed its website from accurateadvisorygroup.com to breezefinancialllc.com. IAPD ↗
$1.15B RAUM · 41 reps · 813-994-0984 · breezefinancialllc.com
Marketing & brand
30
NEW AGE ALPHA changed its website from newagealpha.com to buildyourindex.com. IAPD ↗
$2.62B RAUM · 10 reps · (212) 922-2699 · buildyourindex.com
Marketing & brand
30
CONCENTRIC changed its website from advisorpartners.com to concentricinnovation.com. IAPD ↗
$7.67B RAUM · 9 reps · 888-265-2257 · concentricinnovation.com
Marketing & brand
30
TITLEIST ASSET MANAGEMENT, LLC changed its website from tamgmt.com to paragonpwg.com. IAPD ↗
$2.43B RAUM · 32 reps · 210-826-2424 · paragonpwg.com
Marketing & brand
30
UNITED ADVISOR GROUP changed its website from thestrategicfinancial.com to wealthsyncpartners.com. IAPD ↗
$1.09B RAUM · 43 reps · 888-242-4912 · wealthsyncpartners.com
Marketing & brand
28
R.W. ROGE & COMPANY, INC changed its website from rwroge.com to google.com. IAPD ↗
$365.1M RAUM · 4 reps · 631-218-0077 · google.com
Marketing & brand
28
SHARKEY HOWES & JAVER INC changed its website from secure.shj401k.com to sharkeyhowesjaver.podbean.com. IAPD ↗
$917.0M RAUM · 9 reps · 303-639-5100 · sharkeyhowesjaver.podbean.com
Marketing & brand
28
WEALTH ADVISORS NETWORK, INC. changed its website from bspwm.com to wealthadvisorsnetwork.net. IAPD ↗
$297.0M RAUM · 11 reps · 402-463-6769 · wealthadvisorsnetwork.net
Marketing & brand
28
FPC INVESTMENT ADVISORY, INC. changed its website from fpcinvestmentadvisory.com to fpcwealth.com. IAPD ↗
$364.6M RAUM · 3 reps · (707) 795-0500 · fpcwealth.com
Marketing & brand
28
FINANCIAL LIFE ADVISORS changed its website from fladvisors.com to fla401k.com. IAPD ↗
$345.8M RAUM · 8 reps · 210-918-8998 · fla401k.com
Marketing & brand
28
UHLER VERTICH WHITE ADVISORS changed its website from uhlerandvertich.com to uvwadvisors.com. IAPD ↗
$466.8M RAUM · 5 reps · 239-936-6300 · uvwadvisors.com
Marketing & brand
28
NAMCOA changed its website from dstnews.org to latoyamaddox.com. IAPD ↗
$312.3M RAUM · 16 reps · (239) 593-5525 · latoyamaddox.com
Marketing & brand
28
SONOMA WEST ADVISORS changed its website from dtscapital.com to sonomawestadvisors.com. IAPD ↗
$265.4M RAUM · 1 reps · 415 497-7533 · sonomawestadvisors.com
Marketing & brand
28
KEATING FINANCIAL ADVISORY SERVICES changed its website from keatingkc.com to theweddleteam.com. IAPD ↗
$330.0M RAUM · 30 reps · 785-537-0366 · theweddleteam.com
Marketing & brand
28
SAGEVEST WEALTH MANAGEMENT changed its website from kidsfinancialeducation.com to sagevestwealth.com. IAPD ↗
$358.5M RAUM · 4 reps · (703) 992-7650 · sagevestwealth.com
Marketing & brand
28
LEGACY FINANCIAL GROUP changed its website from sfsplanners.info to williamelson.com. IAPD ↗
$840.4M RAUM · 13 reps · 515-255-3306 · williamelson.com
Marketing & brand
28
WWM FINANCIAL changed its website from wwmfinancialcarlsbad.com to savvyupnow.com. IAPD ↗
$342.1M RAUM · 5 reps · (760) 692-5190 · savvyupnow.com
Marketing & brand
28
INVESTOR FAN changed its website from facebook.com.sherpawealthstrategies to panfili-financial.com. IAPD ↗
$427.7M RAUM · 13 reps · 425-372-7517 · panfili-financial.com
Marketing & brand
28
TRU INDEPENDENCE ASSET MANAGEMENT, LLC changed its website from yellowwoodwealth.com to waparkadvisors.com. IAPD ↗
$575.3M RAUM · 11 reps · (971) 371-3444 · waparkadvisors.com
Marketing & brand
28
WEALTH WATCH ADVISORS, INC changed its website from wealthwatchadvisors.com to altuswealthstrategies.com. IAPD ↗
$473.7M RAUM · 47 reps · 855-822-3708 · altuswealthstrategies.com
Marketing & brand
28
NATIONAL WEALTH MANAGEMENT GROUP, LLC changed its website from nwmgllc.com to modelwealthgroup.com. IAPD ↗
$325.7M RAUM · 17 reps · 513-772-2592 · modelwealthgroup.com
Marketing & brand
28
SENECA HOUSE ADVISORS changed its website from stonypointwealth.com to senecahouseadvisors.com. IAPD ↗
$424.7M RAUM · 3 reps · (804) 332-6574 · senecahouseadvisors.com
Marketing & brand
28
LEADING EDGE FINANCIAL PLANNING LLC changed its website from leadingedgeplanning.com to pilotmoneyguyspodcast.com. IAPD ↗
$360.2M RAUM · 7 reps · 865-240-2292 · pilotmoneyguyspodcast.com
Marketing & brand
28
GIBBS WEALTH MANAGEMENT, LLC changed its website from preservationfinancialgroup.com to rosefinancialassociates.com. IAPD ↗
$639.2M RAUM · 49 reps · 678-694-8770 · rosefinancialassociates.com
Marketing & brand
28
INDEPENDENT WEALTH NETWORK, INC. changed its website from prescottfinancialadvisor.net to masfinancialandtax.com. IAPD ↗
$422.6M RAUM · 25 reps · 515-461-5123 · masfinancialandtax.com
Marketing & brand
28
MAIA WEALTH changed its website from maiawealth.com to ifatoday.com. IAPD ↗
$704.3M RAUM · 35 reps · (720) 644-8803 · ifatoday.com
Marketing & brand
28
THEPARTNERS WEALTH MANAGEMENT changed its website from oceanpointefg.com to coactivewealthstrategists.com. IAPD ↗
$454.5M RAUM · 32 reps · 800-324-3010 · coactivewealthstrategists.com
Marketing & brand
28
DISCIPLINE WEALTH SOLUTIONS, INC. changed its website from stahlneckergroup.com to lindedin.com. IAPD ↗
$316.3M RAUM · 15 reps · 864-322-6046 · lindedin.com
Marketing & brand
28
TRANSCE3ND LLC changed its website from e3wealth.com to transcendim.com. IAPD ↗
$362.0M RAUM · 39 reps · 512-268-9220 · transcendim.com
Marketing & brand
28
ASCENTIS ASSET MANAGEMENT, LLC changed its website from goldenstateam.com to ascentisasset.com. IAPD ↗
$559.3M RAUM · 6 reps · 866-273-1563 · ascentisasset.com
Marketing & brand
28
MARIDEA WEALTH MANAGEMENT changed its website from hartshornegroup.com to marideawealth.com. IAPD ↗
$469.2M RAUM · 15 reps · 347-289-5227 · marideawealth.com
Marketing & brand
28
LUCAS GROUP FINANCIAL ADVISORS, LLC changed its website from wallemassociates.com to lucasgroupfinancial.com. IAPD ↗
$329.0M RAUM · 7 reps · 815-235-9610 · lucasgroupfinancial.com
Marketing & brand
28
WEALTHCARE CAPITAL PARTNERS, LLC changed its website from wealthcarewms.com to wealthcaregdx.com. IAPD ↗
$330.9M RAUM · 9 reps · 804.644.4711 · wealthcaregdx.com
Marketing & brand
28
ASCENTIS WEALTH MANAGEMENT, LLC changed its website from abmeyerwealth.com to ascentiswealth.com. IAPD ↗
$556.5M RAUM · 5 reps · 214-440-3909 · ascentiswealth.com
Marketing & brand
28
SESTANTE FAMILY OFFICE changed its website from sestantecapital.com to sestante.com. IAPD ↗
$376.3M RAUM · 2 reps · 619-268-6279 · sestante.com
Marketing & brand
25
HOLCOMBE & MCGRATH changed its website from holmcg.com to wealthminder.com. IAPD ↗
$121.1M RAUM · 2 reps · 828-252-8228 · wealthminder.com
Marketing & brand
25
AMERICAN ASSET MANAGEMENT INC. changed its website from aaminc.net to americanasset.com. IAPD ↗
$144.9M RAUM · 1 reps · 561-955-8500 · americanasset.com
Marketing & brand
25
NEWPORT WEALTH ADVISORS, INC. changed its website from rpbacademy.com to newportwealthadvisors.com. IAPD ↗
$193.3M RAUM · 6 reps · (877) 692-7227 · newportwealthadvisors.com
Marketing & brand
25
CORNERSTONE SECURITIES LLC changed its website from tjstearns.com to reignbenefitsconsulting.com. IAPD ↗
$175.0M RAUM · 10 reps · 913-538-5483 · reignbenefitsconsulting.com
Marketing & brand
25
TEEPLE SNYDER NEWSOME WEALTH & TAX MANAGEMENT changed its website from tsnwealth.com to bedrockcpas.com. IAPD ↗
$217.9M RAUM · 13 reps · 317-350-4255 · bedrockcpas.com
Marketing & brand
25
DANIEL INVESTMENT ASSOCIATES, LLC changed its website from diasb.com to diasocal.com. IAPD ↗
$220.5M RAUM · 1 reps · 805-845-7724 · diasocal.com
Marketing & brand
25
BANTAMAC CAPITAL, LLC changed its website from bosunam.com to bantamac.com. IAPD ↗
$214.8M RAUM · 3 reps · 8723261723 · bantamac.com
Marketing & brand
25
VALTRION CAPITAL MANAGEMENT, LLC changed its website from realtalkcapital.com to valtrioncapital.com. IAPD ↗
$143.6M RAUM · 4 reps · 833-856-2088 · valtrioncapital.com
Marketing & brand
25
LUMIDA WEALTH MANAGEMENT LLC changed its website from podcasts.google.com to lumidanews.com. IAPD ↗
$148.6M RAUM · 1 reps · (833) 512-5111 · lumidanews.com
Marketing & brand
25
RANDALL & ASSOCIATES WEALTH MANAGEMENT changed its website from bennettawm.com to randallawm.com. IAPD ↗
$144.8M RAUM · 2 reps · 724-602-0075 · randallawm.com
Marketing & brand
25
BERILIUM changed its website from berilium.com to berilium.co. IAPD ↗
$3.6M RAUM · 1 reps · (640) 300-0475 · berilium.co
Marketing & brand
25
APFORIA changed its website from myciwm.com to redeploymentwealth.com. IAPD ↗
$96.3M RAUM · 10 reps · (833) 780-2487 · redeploymentwealth.com
Marketing & brand
25
INNOVATIVE FAMILY OFFICE LLC changed its website from broadstreetfamilyoffice.com to innovativefo.com. IAPD ↗
$21.5M RAUM · 6 reps · (914) 427-8036 · innovativefo.com
Marketing & brand
25
MARTINSEN WEALTH MANAGEMENT changed its website from annuitylane.com to 5wbook.com. IAPD ↗
$102.3M RAUM · 5 reps · 480-550-6556 · 5wbook.com
Marketing & brand
25
MADRID WEALTH MANAGEMENT changed its website from madridwealthandtax.com to madridwm.com. IAPD ↗
$127.3M RAUM · 4 reps · 505-633-5332 · madridwm.com
Marketing & brand
25
MARKET INVESTMENT GROUP, LLC changed its website from marketadvisorygroup.com to eyeonretirement.com. IAPD ↗
$126.1M RAUM · 19 reps · 316-252-8707 · eyeonretirement.com
Marketing & brand
25
EXCELSIOR ADVISOR NETWORK LLC changed its website from excelsioradvisor.com to jhardeeim.com. IAPD ↗
$150.0M RAUM · 4 reps · 303-351-6436 · jhardeeim.com
Marketing & brand
25
PROTOCOL WEALTH, LLC changed its website from enclavegroup.io to protocolwealth.io. IAPD ↗
$126.0M RAUM · 3 reps · 720-439-9055 · protocolwealth.io
Marketing & brand
25
THRYVE WEALTH MANAGEMENT changed its website from strive.com to thryvewealthmanagement.com. IAPD ↗
$179.1M RAUM · 4 reps · 805-451-2909 · thryvewealthmanagement.com
Marketing & brand
25
TE ADVISORS LLC changed its website from tappengine.com to affinityplus.tappengine.com. IAPD ↗
$0 RAUM · 2 reps · 617-221-6545 · affinityplus.tappengine.com
Marketing & brand
25
AGILIS INVESTMENT MANAGEMENT LLC changed its website from agilisim.com to agilisinvest.com. IAPD ↗
$123.6M RAUM · 3 reps · (203) 920-1011 · agilisinvest.com
Marketing & brand
20
NATIONWIDE FUND ADVISORS changed its website from nationwide.com to nationwidefinancial.com. IAPD ↗institutional
$77.76B RAUM · 21 reps · 614-677-7300 · nationwidefinancial.com
Marketing & brand
20
DEEP BLUE INVESTMENT ADVISORS changed its website from fl-fit.com to deepblue-inv.com. IAPD ↗institutional
$15.71B RAUM · 9 reps · 813-238-4800 · deepblue-inv.com
Marketing & brand
20
PTMA INVESTMENT ADVISORS changed its website from wyomingclass.com to nebraskaclass.com. IAPD ↗institutional
$94.21B RAUM · 13 reps · 855-395-3954 · nebraskaclass.com
Marketing & brand
18
UNIVERSAL FINANCIAL SERVICES INC. changed its website from lastenemostodas.com to universallifepr.com. IAPD ↗institutional
$337.5M RAUM · 1 reps · (787) 706-7095 · universallifepr.com
Marketing & brand
15
AMOVA ASSET MANAGEMENT AMERICAS, INC. changed its website from americas.nikkoam.com to us.amova-am.com. IAPD ↗fund
$9.04B RAUM · 9 reps · 212-610-6100 · us.amova-am.com
Marketing & brand
15
SALI FUND SERVICES changed its website from saliportal.com to sali.com. IAPD ↗fund
$33.71B RAUM · 5 reps · 512-735-7254 · sali.com
Marketing & brand
15
M-ONE CAPITAL changed its website from mccarthycapital.com to m-onecapital.com. IAPD ↗fund
$4.13B RAUM · 28 reps · 402-932-8600 · m-onecapital.com
Marketing & brand
15
MAN INVESTMENT PARTNERS (US) LP changed its website from bardinhill.com to man.com. IAPD ↗fund
$3.82B RAUM · 22 reps · 212-303-9400 · man.com
Marketing & brand
15
REVELAR CAPITAL LLC changed its website from wellspringcapital.com to revelarcapital.com. IAPD ↗fund
$3.86B RAUM · 15 reps · 212-318-9800 · revelarcapital.com
Marketing & brand
15
RIDGEWOOD INFRASTRUCTURE changed its website from ryze.com to slideshare.net. IAPD ↗fund
$1.88B RAUM · 12 reps · 212-867-0050 · slideshare.net
Marketing & brand
15
SOUND POINT COMMERCIAL REAL ESTATE FINANCE LLC changed its website from soundpointcap.com to cre.soundpointcap.com. IAPD ↗fund
$2.60B RAUM · 17 reps · 212-895-2280 · cre.soundpointcap.com
Marketing & brand
15
STEPSTONE GROUP PRIVATE DEBT LLC changed its website from stepstonegroup.com to vimeo.com. IAPD ↗fund
$3.25B RAUM · 0 reps · 858-558-9700 · vimeo.com
Marketing & brand
15
PROSPERA FUNDS, INC. changed its website from prosperaf.com to prosperafunds.com. IAPD ↗institutional
$0 RAUM · 2 reps · (512) 660-8038 · prosperafunds.com
Marketing & brand
13
WELLSPRING CAPITAL MANAGEMENT LLC changed its website from wellspringcapital.com to revelarcapital.com. IAPD ↗fund
$401.7M RAUM · 15 reps · 212-318-9800 · revelarcapital.com
Marketing & brand
13
FS TACTICAL ADVISOR, LLC changed its website from fsnydig.com to music.amazon.com. IAPD ↗fund
$294.2M RAUM · 25 reps · (215)220-6651 · music.amazon.com
Marketing & brand
13
ARCHER CAPITAL GROUP MANAGEMENT, LLC changed its website from archervc.com to archercapg.com. IAPD ↗fund
$285.6M RAUM · 6 reps · 310-916-9599 · archercapg.com
Marketing & brand
10
ZEPHYR MANAGEMENT, L.P. changed its website from zmlp.com to zephyrpeacock.com. IAPD ↗fund
$215.8M RAUM · 12 reps · 212-508-9400 · zephyrpeacock.com
Marketing & brand
10
BITWISE INVESTMENT MANAGER, LLC changed its website from bwebetf.com to btopetf.com. IAPD ↗fund
$67.8M RAUM · 7 reps · 415-707-3663 · btopetf.com
Marketing & brand
10
50T FUNDS changed its website from 1rtfund.com to 50tfunds.com. IAPD ↗fund
$103.2M RAUM · 12 reps · (917)648-5689 · 50tfunds.com
Marketing & brand
10
SECONDMARKET FINANCIAL, LLC changed its website from vimeo.com to secondmarket.com. IAPD ↗fund
$29.9M RAUM · 3 reps · 646-968-7000 · secondmarket.com
Marketing & brand
1
ISAM FUNDS (UK) LIMITED changed its website from isamfunds.com to isam.com. IAPD ↗foreign
$2.33B RAUM · 44 reps · 44 207 258 9940 · isam.com
Marketing & brand
custody started — 90 Firm now reports custody of client assets — surprise exams and controls follow.
70
ROTHSCHILD INVESTMENT now reports custody of client assets ($25.6M). IAPD ↗
$2.31B RAUM · 18 reps · 312-983-8900 · rothschildwealth.com
ComplianceCustodian
70
BEACON CAPITAL MANAGEMENT, INC. now reports custody of client assets ($259.9M). IAPD ↗
$4.67B RAUM · 5 reps · 937-439-9093 · beaconinvesting.com
ComplianceCustodian
70
INTEGRITY ALLIANCE, LLC now reports custody of client assets ($1.23B). IAPD ↗
$2.41B RAUM · 164 reps · 877-886-1939 · brokersifs.com
ComplianceCustodian
70
BC ADVISORS, LLC now reports custody of client assets ($5.5M). IAPD ↗
$4.56B RAUM · 6 reps · 856-793-5000 · theberingergroup.com
ComplianceCustodian
70
RAUB BROCK CAPITAL MANAGEMENT, LP now reports custody of client assets ($10.7M). IAPD ↗
$3.22B RAUM · 6 reps · 415-927-6990 · raubbrock.com
ComplianceCustodian
70
ELLEVEST now reports custody of client assets ($445.7M). IAPD ↗
$1.01B RAUM · 13 reps · 844-355-7100
ComplianceCustodian
70
HAVEN GLOBAL PARTNERS, LLC now reports custody of client assets ($27.0M). IAPD ↗
$1.19B RAUM · 3 reps · 470-355-2434 · havengp.com
ComplianceCustodian
70
CAPITAL INVESTMENT COUNSEL, LLC now reports custody of client assets ($886.9M). IAPD ↗
$1.18B RAUM · 4 reps · (303) 381-0200
ComplianceCustodian
70
THIRD VIEW PRIVATE WEALTH now reports custody of client assets ($76.0M). IAPD ↗
$1.05B RAUM · 6 reps · 8607590650 · thirdviewpw.com
ComplianceCustodian
68
SECURITY FIRST FINANCIAL now reports custody of client assets ($98.5M). IAPD ↗
$268.6M RAUM · 1 reps · 810-655-2129
ComplianceCustodian
68
OAK LANE ADVISORS now reports custody of client assets ($194.0M). IAPD ↗
$367.3M RAUM · 8 reps · 801-335-8200
ComplianceCustodian
68
PHYSICIAN WEALTH SOLUTIONS now reports custody of client assets ($2.2M). IAPD ↗
$256.6M RAUM · 1 reps · 404-386-7641
ComplianceCustodian
68
BIRCH CAPITAL MANAGEMENT, LLC now reports custody of client assets ($763,679). IAPD ↗
$264.7M RAUM · 2 reps · (214) 810-2824
ComplianceCustodian
68
FSC WEALTH ADVISORS, LLC now reports custody of client assets ($21.6M). IAPD ↗
$283.1M RAUM · 5 reps · 845-297-0300 · fscwealthadvisors.com
ComplianceCustodian
68
GENERATIONAL WEALTH MANAGEMENT now reports custody of client assets. IAPD ↗
$299.7M RAUM · 7 reps · 616-931-1270
ComplianceCustodian
68
MERIDIAN FINANCIAL PARTNERS LLC now reports custody of client assets ($178.0M). IAPD ↗
$510.8M RAUM · 4 reps · (540)-878-5416
ComplianceCustodian
68
GUERRA WEALTH ADVISORS now reports custody of client assets ($11.4M). IAPD ↗
$260.0M RAUM · 9 reps · 305-448-1011 · guerrawealth.com
ComplianceCustodian
68
INTEGRITY ADVISORY SOLUTIONS now reports custody of client assets ($93.1M). IAPD ↗
$512.3M RAUM · 90 reps · (214) 919-2165 · integritywealthsolutions.com
ComplianceCustodian
68
HMV WEALTH ADVISORS, LLC now reports custody of client assets ($11.1M). IAPD ↗
$464.8M RAUM · 3 reps · 318-517-6255 · hmvwealth.com
ComplianceCustodian
68
EWA, LLC now reports custody of client assets. IAPD ↗
$664.0M RAUM · 7 reps · (412) 288-2363 · ewa-llc.com
ComplianceCustodian
68
SECOND 50 FINANCIAL now reports custody of client assets ($33.0M). IAPD ↗
$271.5M RAUM · 3 reps · 424-260-1551
ComplianceCustodian
68
ELEVATUS WEALTH MANAGEMENT, LLC now reports custody of client assets ($438.1M). IAPD ↗
$438.1M RAUM · 6 reps · 585-565-4450 · elevatuswealth.com
ComplianceCustodian
68
LUCAS GROUP FINANCIAL ADVISORS, LLC now reports custody of client assets ($122.7M). IAPD ↗
$329.0M RAUM · 7 reps · 815-235-9610 · lucasgroupfinancial.com
ComplianceCustodian
68
SIGNATURE EQUITY PARTNERS, LLC now reports custody of client assets ($10.9M). IAPD ↗
$330.6M RAUM · 25 reps · 614-846-6000 · mgonzalezwealth.com
ComplianceCustodian
68
GRATUS WEALTH ADVISORS LLC now reports custody of client assets ($593.8M). IAPD ↗
$690.7M RAUM · 6 reps · 757-909-5500 · gratuswealthadvisors.com
ComplianceCustodian
68
PARKWOODS WEALTH PARTNERS, LLC now reports custody of client assets ($2.2M). IAPD ↗
$408.6M RAUM · 3 reps · (877) 278-2716 · parkwoodswealth.com
ComplianceCustodian
68
MOR WEALTH MANAGEMENT, LLC now reports custody of client assets ($193.9M). IAPD ↗
$380.2M RAUM · 3 reps · 267-930-8300 · morwm.com
ComplianceCustodian
68
PERSIMMON CAPITAL MANAGEMENT now reports custody of client assets ($38.5M). IAPD ↗
$341.2M RAUM · 2 reps · 484-572-0500 · persimmoncapital.com
ComplianceCustodian
68
ALCYON WEALTH PARTNERS now reports custody of client assets ($52.8M). IAPD ↗
$315.6M RAUM · 4 reps · (330) 797-4088
ComplianceCustodian
68
BERNICKE WEALTH MANAGEMENT now reports custody of client assets ($55.6M). IAPD ↗
$801.7M RAUM · 6 reps · 715-832-1173
ComplianceCustodian
68
ANCHYRA PARTNERS LLC now reports custody of client assets ($39.2M). IAPD ↗
$265.5M RAUM · 5 reps · 404-240-8799 · anchyrapartners.com
ComplianceCustodian
68
TICINO WEALTH now reports custody of client assets ($26.9M). IAPD ↗
$395.2M RAUM · 2 reps · 949-427-8104 · ticinowealth.com
ComplianceCustodian
68
CEDAR COVE WEALTH PARTNERS now reports custody of client assets ($185.2M). IAPD ↗
$431.7M RAUM · 10 reps · 952-358-3456 · cedarcovewealth.com
ComplianceCustodian
68
JUNO FINANCIAL GROUP LLC now reports custody of client assets ($55.0M). IAPD ↗
$521.5M RAUM · 5 reps · 804-500-6464 · junofinancialgroup.com
ComplianceCustodian
68
MAXQ ASSET MANAGEMENT LLC now reports custody of client assets ($400.0M). IAPD ↗
$400.0M RAUM · 1 reps · (949) 468-3710 · maxqam.com
ComplianceCustodian
68
ELEVATE WEALTH MANAGEMENT now reports custody of client assets ($26.5M). IAPD ↗
$319.4M RAUM · 3 reps · 307 461-5550 · elevateasset.com
ComplianceCustodian
68
Z3 CAPITAL PARTNERS now reports custody of client assets ($20.5M). IAPD ↗
$491.3M RAUM · 3 reps · 804-256-1770 · z3capital.com
ComplianceCustodian
68
VANTUS WEALTH now reports custody of client assets ($7.4M). IAPD ↗
$379.4M RAUM · 5 reps · 844-682-6887 · vantuswealth.com
ComplianceCustodian
68
ALLOCATOR SOLUTIONS, LLC now reports custody of client assets ($277.2M). IAPD ↗
$277.2M RAUM · 1 reps · 314 882-9442 · missionmultiplierfund.com
ComplianceCustodian
65
AMERICAN ASSET MANAGEMENT INC. now reports custody of client assets ($144.9M). IAPD ↗
$144.9M RAUM · 1 reps · 561-955-8500 · americanasset.com
ComplianceCustodian
65
BARTLEY FINANCIAL ADVISORS, LLC now reports custody of client assets ($14.3M). IAPD ↗
$140.0M RAUM · 1 reps · 603-625-9900
ComplianceCustodian
65
AMAZZ INVESTMENT MANAGEMENT, INC. now reports custody of client assets ($17.8M). IAPD ↗
$87.7M RAUM · 1 reps · 716-839-5252
ComplianceCustodian
65
CORNERSTONE FINANCIAL GROUP,LLC now reports custody of client assets ($231.8M). IAPD ↗
$247.0M RAUM · 5 reps · 402-758-0700
ComplianceCustodian
65
ALPHAQ ADVISORS now reports custody of client assets ($53.5M). IAPD ↗
$59.5M RAUM · 2 reps · 407-982-4550
ComplianceCustodian
65
FORTRESS FINANCIAL SOLUTIONS, LLC now reports custody of client assets ($13.6M). IAPD ↗
$130.2M RAUM · 6 reps · 520-751-8600 · fortresscompany.com
ComplianceCustodian
65
BLEDSOE ASSET MANAGEMENT, LLC now reports custody of client assets ($27.3M). IAPD ↗
$170.3M RAUM · 5 reps · 602-595-2324 · bledsoellc.com
ComplianceCustodian
65
VISTICA WEALTH ADVISORS, LLC now reports custody of client assets ($2.9M). IAPD ↗
$131.6M RAUM · 4 reps · 760-854-4003
ComplianceCustodian
65
VIMA, LLC now reports custody of client assets ($58.7M). IAPD ↗
$150.2M RAUM · 12 reps · 248-526-6700 · vimawealth.com
ComplianceCustodian
65
DICCIANNI FINANCIAL GROUP, INC. now reports custody of client assets ($46.3M). IAPD ↗
$111.2M RAUM · 2 reps · 484-681-9046 · dfgpa.com
ComplianceCustodian
65
SANKALA GROUP LLC now reports custody of client assets ($15.2M). IAPD ↗
$166.6M RAUM · 4 reps · 720-310-0605
ComplianceCustodian
65
PALLER FINANCIAL SERVICES, INC. now reports custody of client assets ($2.9M). IAPD ↗
$146.9M RAUM · 2 reps · 303-858-0045
ComplianceCustodian
65
VISION CAPITAL PARTNERS now reports custody of client assets ($71.1M). IAPD ↗
$146.6M RAUM · 2 reps · 734-356-3250
ComplianceCustodian
65
STONE STEPS FINANCIAL, LLC now reports custody of client assets ($6.1M). IAPD ↗
$105.4M RAUM · 3 reps · 760-456-7147
ComplianceCustodian
65
QAPITAL INVEST, LLC now reports custody of client assets ($5.0M). IAPD ↗
$42.1M RAUM · 1 reps · 646-603-6904 · qapital.com
ComplianceCustodian
65
GK WEALTH MANAGEMENT LLC now reports custody of client assets ($880,056). IAPD ↗
$192.2M RAUM · 4 reps · 775-354-6622
ComplianceCustodian
65
SINCERUS ADVISORY now reports custody of client assets ($24.4M). IAPD ↗
$180.1M RAUM · 3 reps · (212) 203-7376
ComplianceCustodian
65
THE HERBST GROUP, LLC now reports custody of client assets ($64.7M). IAPD ↗
$207.0M RAUM · 3 reps · (212) 488-1701
ComplianceCustodian
65
KURE ADVISORY, LLC now reports custody of client assets ($113.3M). IAPD ↗
$190.7M RAUM · 5 reps · 763-412-3891 · incomeplanninggroup.com
ComplianceCustodian
65
BFI WEALTH SOLUTIONS, LLC now reports custody of client assets ($42.0M). IAPD ↗
$148.0M RAUM · 1 reps · 469-646-0429
ComplianceCustodian
65
AXIM PLANNING & WEALTH now reports custody of client assets ($47.2M). IAPD ↗
$119.3M RAUM · 2 reps · 937-291-2060 · aximwealth.com
ComplianceCustodian
65
PRESTIGE WEALTHWIDE, LLC now reports custody of client assets ($146.9M). IAPD ↗
$207.1M RAUM · 3 reps · 720-449-3656
ComplianceCustodian
65
ATLAS now reports custody of client assets. IAPD ↗
$121.3M RAUM · 5 reps · 805-557-8713
ComplianceCustodian
65
CAPITAL IP INVESTMENT PARTNERS LP now reports custody of client assets ($331.2M). IAPD ↗
$165.6M RAUM · 5 reps · 1-646-287-8753 · capitalip.com
ComplianceCustodian
65
BONA FIDE WEALTH now reports custody of client assets ($26.0M). IAPD ↗
$101.6M RAUM · 1 reps · 512-882-3899 · bonafide-wealth.com
ComplianceCustodian
65
HAMPTON ROCK WEALTH MANAGEMENT now reports custody of client assets ($76.4M). IAPD ↗
$142.1M RAUM · 5 reps · 512-256-9272 · hamptonrock.com
ComplianceCustodian
65
BEATRICE ADVISORS LP now reports custody of client assets ($1.9M). IAPD ↗
$64.6M RAUM · 2 reps · 212-688-1261
ComplianceCustodian
65
YARASH GLOBAL SOLUTIONS INC. now reports custody of client assets. IAPD ↗
$18.0M RAUM · 1 reps · (877) 927-2741 · yarashglobal.com
ComplianceCustodian
65
SAMARA CAPITAL now reports custody of client assets ($80.9M). IAPD ↗
$114.2M RAUM · 3 reps · 888-397-8331 · samara-capital.com
ComplianceCustodian
65
FINANCIAL JUSTUS now reports custody of client assets ($61.0M). IAPD ↗
$156.7M RAUM · 1 reps · 262-240-4002
ComplianceCustodian
65
TORREY-PAYNE WEALTH MANAGEMENT now reports custody of client assets ($2.6M). IAPD ↗
$180.3M RAUM · 1 reps · 626-657-3451 · torreypaynewm.com
ComplianceCustodian
65
SUMMITPOINT CAPITAL MANAGEMENT now reports custody of client assets ($37.7M). IAPD ↗
$119.9M RAUM · 1 reps · 7207439440 · summitpoint-cap.com
ComplianceCustodian
58
DELTROIT ASSET MANAGEMENT (US) LLC now reports custody of client assets ($589.2M). IAPD ↗institutional
$294.6M RAUM · 1 reps · +1 347-482-4556
ComplianceCustodian
55
STEPSTONE GROUP PRIVATE DEBT LLC now reports custody of client assets ($3.25B). IAPD ↗fund
$3.25B RAUM · 0 reps · 858-558-9700 · vimeo.com
ComplianceCustodian
55
LANE42 now reports custody of client assets ($4.03B). IAPD ↗fund
$2.01B RAUM · 14 reps · (212) 970-5740 · lane42.com
ComplianceCustodian
53
PRITZKER ALTERNATIVE STRATEGIES now reports custody of client assets ($5.1M). IAPD ↗fund
$333.6M RAUM · 6 reps · 312-447-6087 · pritzker-pas.com
ComplianceCustodian
53
TAPROOT MANAGEMENT LP now reports custody of client assets ($587.1M). IAPD ↗fund
$710.3M RAUM · 11 reps · (646) 846-4427 · taprootmanagement.com
ComplianceCustodian
53
COASTLANDS CAPITAL LP now reports custody of client assets ($408.7M). IAPD ↗fund
$408.7M RAUM · 3 reps · 415-249-1282 · coastlands.capital
ComplianceCustodian
53
TRAILS EDGE CAPITAL PARTNERS, LP now reports custody of client assets ($778.0M). IAPD ↗fund
$389.0M RAUM · 3 reps · 631-255-7408
ComplianceCustodian
53
APHIAS CAPITAL, L.P. now reports custody of client assets ($700.0M). IAPD ↗fund
$350.0M RAUM · 11 reps · 415-320-1644 · aphias.com
ComplianceCustodian
50
ACE & COMPANY NEW YORK, INC. now reports custody of client assets ($19.7M). IAPD ↗fund
$52.0M RAUM · 4 reps · 212-220-2777 · aceandcompany.com
ComplianceCustodian
50
FAROPOINT VENTURES, LLC now reports custody of client assets ($454.6M). IAPD ↗fund
$227.3M RAUM · 46 reps · 408-609-3725
ComplianceCustodian
50
2E CAPITAL PARTNERS LP now reports custody of client assets ($102.0M). IAPD ↗fund
$102.0M RAUM · 4 reps · (646) 989-4652
ComplianceCustodian
50
UPLIFT now reports custody of client assets ($422.0M). IAPD ↗fund
$211.0M RAUM · 8 reps · 908-256-4073
ComplianceCustodian
50
TENSOR EDGE CAPITAL, LLC now reports custody of client assets ($219.1M). IAPD ↗fund
$109.5M RAUM · 3 reps · 617-468-6054
ComplianceCustodian
50
MLG FUND MANAGER LLC now reports custody of client assets ($293.7M). IAPD ↗fund
$146.9M RAUM · 30 reps · 262-797-9400 · mlgcapital.com
ComplianceCustodian
50
KINGSBRIDGE INVESTMENT PARTNERS LLC now reports custody of client assets ($465.0M). IAPD ↗fund
$232.5M RAUM · 4 reps · 702-947-5160 · kingsbridgealts.com
ComplianceCustodian
40
INVESCO MANAGEMENT S.A. now reports custody of client assets ($29.0M). IAPD ↗foreign
$42.57B RAUM · 33 reps · +32 2 641 0170
ComplianceCustodian
40
BELLECAPITAL INTERNATIONAL now reports custody of client assets ($67.0M). IAPD ↗foreign
$1.76B RAUM · 11 reps · 41 44 268 11 70
ComplianceCustodian
40
ATLAS INFRASTRUCTURE now reports custody of client assets ($3.59B). IAPD ↗foreign
$1.88B RAUM · 20 reps · +44 20 3890 4700 · atlasinfrastructure.com
ComplianceCustodian
40
TAULA CAPITAL MANAGEMENT (DIFC) LTD now reports custody of client assets ($316.97B). IAPD ↗foreign
$158.48B RAUM · 2 reps · +97 14323 0800
ComplianceCustodian
headcount down — 60 Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
55
WEDBUSH SECURITIES INC. shrank from 214 to 202 advisory reps. IAPD ↗
$5.68B RAUM · 202 reps · 213-688-8000
Recruiting & transitionsM&A & valuation
55
A.G.P / ALLIANCE GLOBAL PARTNERS shrank from 149 to 140 advisory reps. IAPD ↗
$2.30B RAUM · 140 reps · 800-727-7922 · coleaaronson.com
Recruiting & transitionsM&A & valuation
55
MONTAG shrank from 10 to 8 advisory reps. IAPD ↗
$2.75B RAUM · 8 reps · 404-522-5774
Recruiting & transitionsM&A & valuation
55
FCI ADVISORS shrank from 41 to 6 advisory reps. IAPD ↗
$1.90B RAUM · 6 reps · 913-663-0660 · fciadvisors.com
Recruiting & transitionsM&A & valuation
55
PLANTE MORAN FINANCIAL ADVISORS shrank from 144 to 138 advisory reps. IAPD ↗
$23.15B RAUM · 138 reps · 248-352-2500
Recruiting & transitionsM&A & valuation
55
PARK PIEDMONT ADVISORS LLC shrank from 7 to 5 advisory reps. IAPD ↗
$1.03B RAUM · 5 reps · 312-722-6760
Recruiting & transitionsM&A & valuation
55
RVW WEALTH LLC shrank from 13 to 8 advisory reps. IAPD ↗
$1.31B RAUM · 8 reps · 310-945-4000
Recruiting & transitionsM&A & valuation
55
FOCUSED WEALTH MANAGEMENT, INC. shrank from 13 to 8 advisory reps. IAPD ↗
$1.89B RAUM · 8 reps · 845-691-4035
Recruiting & transitionsM&A & valuation
55
ELLEVEST shrank from 27 to 13 advisory reps. IAPD ↗
$1.01B RAUM · 13 reps · 844-355-7100
Recruiting & transitionsM&A & valuation
55
ETHIC shrank from 10 to 8 advisory reps. IAPD ↗
$7.28B RAUM · 8 reps · (646) 687-6744
Recruiting & transitionsM&A & valuation
55
POINT OLEMA CAPITAL PARTNERS, L.P. shrank from 7 to 5 advisory reps. IAPD ↗
$2.04B RAUM · 5 reps · 415-851-0411 · pointolema.com
Recruiting & transitionsM&A & valuation
53
LAUREL WEALTH PLANNING shrank from 8 to 6 advisory reps. IAPD ↗
$395.6M RAUM · 6 reps · 952-854-6250
Recruiting & transitionsM&A & valuation
53
HIGHLAND FINANCIAL ADVISORS, LLC shrank from 9 to 7 advisory reps. IAPD ↗
$503.8M RAUM · 7 reps · 973-557-2933
Recruiting & transitionsM&A & valuation
53
FREEDOM INVESTMENT MANAGEMENT, INC. shrank from 11 to 8 advisory reps. IAPD ↗
$605.5M RAUM · 8 reps · 860-291-1998
Recruiting & transitionsM&A & valuation
53
THE WEALTH GROUP, LTD shrank from 8 to 5 advisory reps. IAPD ↗
$288.9M RAUM · 5 reps · 919-865-1924 · thewealthgrp.com
Recruiting & transitionsM&A & valuation
53
HELIUM ADVISORS LLC shrank from 7 to 4 advisory reps. IAPD ↗
$308.1M RAUM · 4 reps · (425) 214-1533
Recruiting & transitionsM&A & valuation
53
WHITAKER-MYERS WEALTH MANAGERS, LTD. shrank from 14 to 9 advisory reps. IAPD ↗
$713.1M RAUM · 9 reps · (330) 345-5000 · whitaker-myers.com
Recruiting & transitionsM&A & valuation
53
SMALLWOOD WEALTH MANAGEMENT shrank from 12 to 8 advisory reps. IAPD ↗
$294.5M RAUM · 8 reps · (732) 542-1565
Recruiting & transitionsM&A & valuation
53
AUDENT GLOBAL ASSET MANAGEMENT, LLC shrank from 5 to 3 advisory reps. IAPD ↗
$433.7M RAUM · 3 reps · 310-388-3818 · audentgam.com
Recruiting & transitionsM&A & valuation
53
CERRO PACIFIC WEALTH ADVISORS, LLC shrank from 6 to 4 advisory reps. IAPD ↗
$558.1M RAUM · 4 reps · 805-457-3300 · cerrowealth.com
Recruiting & transitionsM&A & valuation
53
ALPHA LEONIS PARTNERS, LLC shrank from 6 to 1 advisory reps. IAPD ↗
$373.3M RAUM · 1 reps · 332-249-0050
Recruiting & transitionsM&A & valuation
53
COINBASE ASSET MANAGEMENT, LLC shrank from 9 to 6 advisory reps. IAPD ↗
$733.7M RAUM · 6 reps · (203) 489-1450
Recruiting & transitionsM&A & valuation
50
CREWS & ASSOCIATES, INC. shrank from 20 to 16 advisory reps. IAPD ↗
$149.4M RAUM · 16 reps · 501-907-2000 · crewsfs.com
Recruiting & transitionsM&A & valuation
50
COOPER FINANCIAL SERVICES, INC. shrank from 4 to 2 advisory reps. IAPD ↗
$195.6M RAUM · 2 reps · 203-248-1972
Recruiting & transitionsM&A & valuation
50
U.S. FINANCIAL ADVISORS shrank from 8 to 0 advisory reps. IAPD ↗
$0 RAUM · 0 reps · 302-483-7200
Recruiting & transitionsM&A & valuation
50
NORTON CAPITAL MANAGEMENT, INC. shrank from 4 to 2 advisory reps. IAPD ↗
$136.6M RAUM · 2 reps · (757) 623-1200
Recruiting & transitionsM&A & valuation
50
ERNST & YOUNG INVESTMENT ADVISERS LLP shrank from 160 to 140 advisory reps. IAPD ↗
$0 RAUM · 140 reps · 800-273-0588 · ey.com
Recruiting & transitionsM&A & valuation
50
SHANKLAND FINANCIAL ADVISORS, LLC shrank from 3 to 1 advisory reps. IAPD ↗
$97.7M RAUM · 1 reps · 217-494-0439
Recruiting & transitionsM&A & valuation
50
AMIDON & PETERSEN FINANCIALS, LLC shrank from 3 to 1 advisory reps. IAPD ↗
$36.6M RAUM · 1 reps · 518-772-3684 · petersenwealthmanagement.com
Recruiting & transitionsM&A & valuation
50
LONE PEAK ADVISERS shrank from 8 to 6 advisory reps. IAPD ↗
$119.0M RAUM · 6 reps · 801-855-8886 · lonepeakadvisers.com
Recruiting & transitionsM&A & valuation
50
QUILITY FINANCIAL ADVISORS shrank from 13 to 10 advisory reps. IAPD ↗
$71.0M RAUM · 10 reps · 321-888-2599
Recruiting & transitionsM&A & valuation
50
SAVE ADVISERS LLC shrank from 4 to 0 advisory reps. IAPD ↗
$3.5M RAUM · 0 reps · 254-284-7283 · joinsave.com
Recruiting & transitionsM&A & valuation
50
BANTAMAC CAPITAL, LLC shrank from 7 to 3 advisory reps. IAPD ↗
$214.8M RAUM · 3 reps · 8723261723 · bantamac.com
Recruiting & transitionsM&A & valuation
50
PRESTIGE WEALTHWIDE, LLC shrank from 5 to 3 advisory reps. IAPD ↗
$207.1M RAUM · 3 reps · 720-449-3656
Recruiting & transitionsM&A & valuation
45
BROADSHORE CAPITAL PARTNERS, LLC shrank from 15 to 11 advisory reps. IAPD ↗institutional
$1.12B RAUM · 11 reps · 800-261-4481
Recruiting & transitionsM&A & valuation
45
MML INVESTMENT ADVISERS, LLC shrank from 15 to 12 advisory reps. IAPD ↗institutional
$23.98B RAUM · 12 reps · 413-744-1000
Recruiting & transitionsM&A & valuation
40
CAPITAL INTERNATIONAL, INC. shrank from 85 to 46 advisory reps. IAPD ↗fund
$51.92B RAUM · 46 reps · 213-486-9200 · mymanagedfunds.com.au
Recruiting & transitionsM&A & valuation
40
EVERGREEN INVESTMENT ADVISORS shrank from 5 to 2 advisory reps. IAPD ↗fund
$10.77B RAUM · 2 reps · 312-499-8500 · evergreen.net
Recruiting & transitionsM&A & valuation
40
INVESTCORP INVESTMENT ADVISERS LLC shrank from 46 to 37 advisory reps. IAPD ↗fund
$5.53B RAUM · 37 reps · 212-599-4700
Recruiting & transitionsM&A & valuation
40
AUREANA CAPITAL MANAGEMENT, LLC shrank from 3 to 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 212-677-7011
Recruiting & transitionsM&A & valuation
40
JOHCM (USA) INC shrank from 31 to 21 advisory reps. IAPD ↗fund
$9.01B RAUM · 21 reps · 617-993-0701 · johcm.com
Recruiting & transitionsM&A & valuation
40
OMNI BRIDGEWAY MANAGEMENT (USA) LLC shrank from 31 to 16 advisory reps. IAPD ↗fund
$2.15B RAUM · 16 reps · 212-488-5331
Recruiting & transitionsM&A & valuation
40
AVIDITY PARTNERS MANAGEMENT LP shrank from 13 to 8 advisory reps. IAPD ↗fund
$1.31B RAUM · 8 reps · 214-550-1696
Recruiting & transitionsM&A & valuation
40
P3 ASSET MANAGEMENT shrank from 5 to 3 advisory reps. IAPD ↗institutional
$43.0M RAUM · 3 reps · 253-470-4977 · p3am.com
Recruiting & transitionsM&A & valuation
40
JB WEALTH ADVISORS LLC shrank from 2 to 0 advisory reps. IAPD ↗institutional
$0 RAUM · 0 reps · 615-560-8268
Recruiting & transitionsM&A & valuation
38
CANARAS CAPITAL MANAGEMENT, LLC shrank from 10 to 8 advisory reps. IAPD ↗fund
$667.7M RAUM · 8 reps · 212-372-7444
Recruiting & transitionsM&A & valuation
38
MANIKAY PARTNERS shrank from 3 to 1 advisory reps. IAPD ↗fund
$408.6M RAUM · 1 reps · 212-457-1980 · manikaypartners.com
Recruiting & transitionsM&A & valuation
38
BOUNDARY CREEK ADVISORS LP shrank from 7 to 2 advisory reps. IAPD ↗fund
$296.3M RAUM · 2 reps · 212-503-6251 · boundarycreek.com
Recruiting & transitionsM&A & valuation
38
TC LATIN AMERICA PARTNERS LLC shrank from 18 to 7 advisory reps. IAPD ↗fund
$614.7M RAUM · 7 reps · 347-289-3262 · tcinvestmentpartners.com
Recruiting & transitionsM&A & valuation
35
PARK SHORE PARTNERS LLC shrank from 10 to 5 advisory reps. IAPD ↗fund
$109.9M RAUM · 5 reps · 814-836-5776
Recruiting & transitionsM&A & valuation
35
CATALYST CAPITAL ADVISERS LLC shrank from 7 to 2 advisory reps. IAPD ↗fund
$176.5M RAUM · 2 reps · 469-249-1000
Recruiting & transitionsM&A & valuation
25
J O HAMBRO CAPITAL MANAGEMENT LIMITED shrank from 45 to 37 advisory reps. IAPD ↗foreign
$23.28B RAUM · 37 reps · +44 20 7747 5678
Recruiting & transitionsM&A & valuation
25
KIRKOSWALD CAPITAL MANAGEMENT LIMITED shrank from 11 to 7 advisory reps. IAPD ↗foreign
$4.42B RAUM · 7 reps · +44-207-150-3700 · kirkoswald.com
Recruiting & transitionsM&A & valuation
25
IFM INVESTORS PTY LTD shrank from 189 to 183 advisory reps. IAPD ↗foreign
$152.93B RAUM · 183 reps · 61 1300 651 607
Recruiting & transitionsM&A & valuation
25
GULF INTERNATIONAL BANK (UK) LIMITED shrank from 21 to 16 advisory reps. IAPD ↗foreign
$4.81B RAUM · 16 reps · +44 207259 3456
Recruiting & transitionsM&A & valuation
25
AIKYA INVESTMENT MANAGEMENT LIMITED shrank from 11 to 8 advisory reps. IAPD ↗foreign
$5.85B RAUM · 8 reps · +44 20 3965 4392 · aikya.co.uk
Recruiting & transitionsM&A & valuation
23
T VENTURES MANAGEMENT CO, LTD. shrank from 14 to 4 advisory reps. IAPD ↗foreign
$773.9M RAUM · 4 reps · 61 416 493 313 · ti.vc
Recruiting & transitionsM&A & valuation
20
KEEL CAPITAL AB shrank from 6 to 2 advisory reps. IAPD ↗foreign
$10.9M RAUM · 2 reps · 46 84122245 · keelcapital.se
Recruiting & transitionsM&A & valuation
20
GEO CAPITAL shrank from 8 to 6 advisory reps. IAPD ↗foreign
$88.8M RAUM · 6 reps · 5511 2532-1065
Recruiting & transitionsM&A & valuation
20
ETNA CAPITAL shrank from 7 to 5 advisory reps. IAPD ↗foreign
$203.1M RAUM · 5 reps · 85237579745 · etnalabs.co
Recruiting & transitionsM&A & valuation
private funds started — 41 Firm reports private funds for the first time.
75
GRIMES & COMPANY now reports 1 private fund(s) ($400,000 gross). IAPD ↗
$5.59B RAUM · 29 reps · 508-366-3883
Fund administrationCompliance
75
ALTAIR ADVISERS, LLC now reports 1 private fund(s) ($56.4M gross). IAPD ↗
$8.68B RAUM · 32 reps · 312-429-3000 · altairadvisers.com
Fund administrationCompliance
75
MCF ADVISORS, LLC now reports 1 private fund(s) ($0 gross). IAPD ↗
$3.33B RAUM · 18 reps · 859-967-0999
Fund administrationCompliance
75
FIDUCIARY FINANCIAL ADVISORS now reports 2 private fund(s) ($10.0M gross). IAPD ↗
$1.17B RAUM · 38 reps · 616-622-3062
Fund administrationCompliance
75
HAVEN GLOBAL PARTNERS, LLC now reports 1 private fund(s) ($27.0M gross). IAPD ↗
$1.19B RAUM · 3 reps · 470-355-2434 · havengp.com
Fund administrationCompliance
73
SNIDER FINANCIAL GROUP now reports 1 private fund(s) ($0 gross). IAPD ↗
$500.7M RAUM · 9 reps · 425-453-7080
Fund administrationCompliance
73
BELLATORE FINANCIAL, INC. now reports 1 private fund(s) ($0 gross). IAPD ↗
$565.5M RAUM · 2 reps · 832-585-0110
Fund administrationCompliance
73
MG&A WEALTH now reports 1 private fund(s) ($11.6M gross). IAPD ↗
$801.7M RAUM · 6 reps · 954-289-9000 · mgawealth.com
Fund administrationCompliance
73
IGNITE PLANNERS LLC now reports 2 private fund(s) ($0 gross). IAPD ↗
$941.8M RAUM · 36 reps · 619-504-1907 · atlaswealthmgmt.com
Fund administrationCompliance
73
TRUVESTMENTS CAPITAL LLC now reports 1 private fund(s) ($0 gross). IAPD ↗
$601.2M RAUM · 16 reps · 941-753-3814
Fund administrationCompliance
73
ATALA FINANCIAL INC now reports 1 private fund(s) ($2.6M gross). IAPD ↗
$318.6M RAUM · 2 reps · 310.570.2573 · atalafinancial.com
Fund administrationCompliance
73
ENCOMPASS MORE ASSET MANAGEMENT LLC now reports 1 private fund(s) ($1.0M gross). IAPD ↗
$581.9M RAUM · 76 reps · 925-272-8850
Fund administrationCompliance
73
GATEPASS CAPITAL, LLC now reports 2 private fund(s) ($2.1M gross). IAPD ↗
$261.7M RAUM · 5 reps · 833-428-3727
Fund administrationCompliance
70
SHERMAN ASSET MANAGEMENT, INC. now reports 1 private fund(s) ($5.0M gross). IAPD ↗
$140.6M RAUM · 1 reps · 805-655-5062
Fund administrationCompliance
70
COPE CONNELLY now reports 2 private fund(s) ($4.5M gross). IAPD ↗
$247.6M RAUM · 3 reps · (888) 336-8402
Fund administrationCompliance
70
BEATRICE ADVISORS LP now reports 1 private fund(s) ($1.9M gross). IAPD ↗
$64.6M RAUM · 2 reps · 212-688-1261
Fund administrationCompliance
70
THE WELLINGTON GRP LLC now reports 1 private fund(s) ($0 gross). IAPD ↗
$136.4M RAUM · 8 reps · 317-846-5055 · thewellingtongroupllc.com
Fund administrationCompliance
60
DYNASTY WEALTH MANAGEMENT, LLC now reports 1 private fund(s) ($13.2M gross). IAPD ↗fund
$8.67B RAUM · 1 reps · 727-865-4809
Fund administrationCompliance
60
RIVER CANYON FUND MANAGEMENT LLC now reports 1 private fund(s) ($153.0M gross). IAPD ↗fund
$1.14B RAUM · 48 reps · 214 253 6000 · rivercanyonfunds.com
Fund administrationCompliance
60
PACIFIC WAY CAPITAL MANAGEMENT, LLC now reports 9 private fund(s) ($33.32B gross). IAPD ↗fund
$1.70B RAUM · 3 reps · 646-893-4859
Fund administrationCompliance
60
LANE42 now reports 2 private fund(s) ($2.01B gross). IAPD ↗fund
$2.01B RAUM · 14 reps · (212) 970-5740 · lane42.com
Fund administrationCompliance
58
PRITZKER ALTERNATIVE STRATEGIES now reports 1 private fund(s) ($333.6M gross). IAPD ↗fund
$333.6M RAUM · 6 reps · 312-447-6087 · pritzker-pas.com
Fund administrationCompliance
58
TAPROOT MANAGEMENT LP now reports 1 private fund(s) ($710.3M gross). IAPD ↗fund
$710.3M RAUM · 11 reps · (646) 846-4427 · taprootmanagement.com
Fund administrationCompliance
58
AWANI CAPITAL MANAGEMENT LP now reports 1 private fund(s) ($259.0M gross). IAPD ↗fund
$259.0M RAUM · 4 reps · (301) 798-5797
Fund administrationCompliance
58
TRAILS EDGE CAPITAL PARTNERS, LP now reports 1 private fund(s) ($389.0M gross). IAPD ↗fund
$389.0M RAUM · 3 reps · 631-255-7408
Fund administrationCompliance
58
APHIAS CAPITAL, L.P. now reports 2 private fund(s) ($350.0M gross). IAPD ↗fund
$350.0M RAUM · 11 reps · 415-320-1644 · aphias.com
Fund administrationCompliance
58
GRIFFIN GLOBAL ASSET MANAGEMENT now reports 2 private fund(s) ($717.0M gross). IAPD ↗fund
$358.5M RAUM · 5 reps · 310 909 8800
Fund administrationCompliance
55
FAROPOINT VENTURES, LLC now reports 2 private fund(s) ($227.0M gross). IAPD ↗fund
$227.3M RAUM · 46 reps · 408-609-3725
Fund administrationCompliance
55
CARO INVESTORS now reports 1 private fund(s) ($219.7M gross). IAPD ↗fund
$219.7M RAUM · 5 reps · 571.679.3476 · caroinvestors.com
Fund administrationCompliance
55
INTELLIGENT ALPHA LLC now reports 1 private fund(s) ($5.0M gross). IAPD ↗fund
$25.0M RAUM · 1 reps · 215-469-1717 · intelligentalpha.co
Fund administrationCompliance
55
VF ADVISORS, LLC now reports 1 private fund(s) ($150.0M gross). IAPD ↗fund
$150.0M RAUM · 6 reps · 502-208-2125 · whiskeycapitalfinance.com
Fund administrationCompliance
55
2E CAPITAL PARTNERS LP now reports 1 private fund(s) ($102.0M gross). IAPD ↗fund
$102.0M RAUM · 4 reps · (646) 989-4652
Fund administrationCompliance
55
MAPLE PARK CAPITAL now reports 2 private fund(s) ($122.5M gross). IAPD ↗fund
$138.8M RAUM · 4 reps · 214-302-5550
Fund administrationCompliance
55
UPLIFT now reports 2 private fund(s) ($211.0M gross). IAPD ↗fund
$211.0M RAUM · 8 reps · 908-256-4073
Fund administrationCompliance
55
TENSOR EDGE CAPITAL, LLC now reports 1 private fund(s) ($109.5M gross). IAPD ↗fund
$109.5M RAUM · 3 reps · 617-468-6054
Fund administrationCompliance
55
MLG FUND MANAGER LLC now reports 1 private fund(s) ($146.9M gross). IAPD ↗fund
$146.9M RAUM · 30 reps · 262-797-9400 · mlgcapital.com
Fund administrationCompliance
55
KINGSBRIDGE INVESTMENT PARTNERS LLC now reports 7 private fund(s) ($232.5M gross). IAPD ↗fund
$232.5M RAUM · 4 reps · 702-947-5160 · kingsbridgealts.com
Fund administrationCompliance
45
INVESCO ASSET MANAGEMENT LTD. now reports 5 private fund(s) ($6.53B gross). IAPD ↗foreign
$111.41B RAUM · 197 reps · +441491417000
Fund administrationCompliance
45
INVESCO MANAGEMENT S.A. now reports 1 private fund(s) ($3.26B gross). IAPD ↗foreign
$42.57B RAUM · 33 reps · +32 2 641 0170
Fund administrationCompliance
45
ABRDN INVESTMENTS LIMITED now reports 1 private fund(s) ($52.7M gross). IAPD ↗foreign
$176.03B RAUM · 322 reps · 44 1313729444
Fund administrationCompliance
45
METROPOLIS CAPITAL LIMITED now reports 1 private fund(s) ($69.0M gross). IAPD ↗foreign
$5.19B RAUM · 6 reps · +44 1494 911157
Fund administrationCompliance
aum down — 29 Regulatory AUM down >=25% since last filing.
50
FCI ADVISORS reported RAUM down 89% ($17.03B -> $1.90B). IAPD ↗
$1.90B RAUM · 6 reps · 913-663-0660 · fciadvisors.com
M&A & valuationRecruiting & transitions
50
ELLEVEST reported RAUM down 52% ($2.13B -> $1.01B). IAPD ↗
$1.01B RAUM · 13 reps · 844-355-7100
M&A & valuationRecruiting & transitions
48
FREEDOM INVESTMENT MANAGEMENT, INC. reported RAUM down 72% ($2.15B -> $605.5M). IAPD ↗
$605.5M RAUM · 8 reps · 860-291-1998
M&A & valuationRecruiting & transitions
48
FINANCIAL FOCUS LLC reported RAUM down 34% ($687.0M -> $453.0M). IAPD ↗
$453.0M RAUM · 5 reps · 760-431-3040 · financialfocusllc.com
M&A & valuationRecruiting & transitions
48
ROBERTS FINANCIAL SERVICES, LLC reported RAUM down 46% ($630.4M -> $342.5M). IAPD ↗
$342.5M RAUM · 3 reps · (906) 228-5564 · baroberts.com
M&A & valuationRecruiting & transitions
45
INSIGHT SECURITIES, INC. reported RAUM down 36% ($147.7M -> $94.2M). IAPD ↗
$94.2M RAUM · 14 reps · 224-632-4700 · insightamericas.net
M&A & valuationRecruiting & transitions
45
DORIAN EASON ASSET MANAGEMENT, LLC reported RAUM down 42% ($214.9M -> $124.5M). IAPD ↗
$124.5M RAUM · 1 reps · 901-755-2075
M&A & valuationRecruiting & transitions
45
VELTRIA ADVISORS CORP. reported RAUM down 91% ($900.6M -> $82.5M). IAPD ↗
$82.5M RAUM · 2 reps · (305) 318-7172
M&A & valuationRecruiting & transitions
45
ORBA WEALTH ADVISORS, LLC reported RAUM down 47% ($257.1M -> $136.9M). IAPD ↗
$136.9M RAUM · 16 reps · (312) 670-6262
M&A & valuationRecruiting & transitions
45
BANTAMAC CAPITAL, LLC reported RAUM down 32% ($316.2M -> $214.8M). IAPD ↗
$214.8M RAUM · 3 reps · 8723261723 · bantamac.com
M&A & valuationRecruiting & transitions
45
MILAGRE WEALTH MANAGEMENT, INC. reported RAUM down 99% ($11.45B -> $123.6M). IAPD ↗
$123.6M RAUM · 1 reps · 914-437-8066 · milagrewealth.com
M&A & valuationRecruiting & transitions
45
OAKHURST CAPITAL ADVISORS, LLC reported RAUM down 91% ($866.7M -> $78.6M). IAPD ↗
$78.6M RAUM · 3 reps · 202-839-4910
M&A & valuationRecruiting & transitions
45
FAMILY WEALTH PLANNING PARTNERS reported RAUM down 35% ($313.5M -> $202.3M). IAPD ↗
$202.3M RAUM · 4 reps · 502-200-5210
M&A & valuationRecruiting & transitions
45
MASTERWORKS ADVISERS, LLC reported RAUM down 94% ($31.1M -> $2.0M). IAPD ↗
$2.0M RAUM · 17 reps · 203-518-5172 · masterworks.com
M&A & valuationRecruiting & transitions
40
PEAR TREE ADVISORS, INC. reported RAUM down 32% ($4.52B -> $3.09B). IAPD ↗institutional
$3.09B RAUM · 1 reps · 781-259-1144
M&A & valuationRecruiting & transitions
40
MML INVESTMENT ADVISERS, LLC reported RAUM down 42% ($41.00B -> $23.98B). IAPD ↗institutional
$23.98B RAUM · 12 reps · 413-744-1000
M&A & valuationRecruiting & transitions
35
FRONTEGRA ASSET MANAGEMENT INC reported RAUM down 73% ($439.7M -> $119.3M). IAPD ↗institutional
$119.3M RAUM · 3 reps · 847-509-9860
M&A & valuationRecruiting & transitions
35
EASTSPRING US reported RAUM down 75% ($197.0M -> $50.0M). IAPD ↗institutional
$50.0M RAUM · 4 reps · 312-730-9600 · eastspringinvestments.com
M&A & valuationRecruiting & transitions
35
AVIDITY PARTNERS MANAGEMENT LP reported RAUM down 57% ($3.05B -> $1.31B). IAPD ↗fund
$1.31B RAUM · 8 reps · 214-550-1696
M&A & valuationRecruiting & transitions
33
CANARAS CAPITAL MANAGEMENT, LLC reported RAUM down 29% ($938.0M -> $667.7M). IAPD ↗fund
$667.7M RAUM · 8 reps · 212-372-7444
M&A & valuationRecruiting & transitions
33
EAST BRIDGE CAPITAL MANAGEMENT LP reported RAUM down 42% ($781.4M -> $451.2M). IAPD ↗fund
$451.2M RAUM · 2 reps · 617-449-5992 · eastbridgecapital.com
M&A & valuationRecruiting & transitions
33
AEGON REAL ASSETS US reported RAUM down 72% ($1.83B -> $512.9M). IAPD ↗fund
$512.9M RAUM · 43 reps · 319-355-5408 · aegonam.com
M&A & valuationRecruiting & transitions
33
BOUNDARY CREEK ADVISORS LP reported RAUM down 83% ($1.76B -> $296.3M). IAPD ↗fund
$296.3M RAUM · 2 reps · 212-503-6251 · boundarycreek.com
M&A & valuationRecruiting & transitions
30
CATALYST CAPITAL ADVISERS LLC reported RAUM down 64% ($484.4M -> $176.5M). IAPD ↗fund
$176.5M RAUM · 2 reps · 469-249-1000
M&A & valuationRecruiting & transitions
20
PLATINUM ASSET MANAGEMENT reported RAUM down 29% ($7.05B -> $5.04B). IAPD ↗foreign
$5.04B RAUM · 22 reps · 61 2 9255 7574 · platinum.com.au
M&A & valuationRecruiting & transitions
20
ARDEA INVESTMENT MANAGEMENT reported RAUM down 33% ($9.47B -> $6.30B). IAPD ↗foreign
$6.30B RAUM · 26 reps · 61 2 9994 7000 · ardea.com.au
M&A & valuationRecruiting & transitions
15
KEEL CAPITAL AB reported RAUM down 98% ($503.4M -> $10.9M). IAPD ↗foreign
$10.9M RAUM · 2 reps · 46 84122245 · keelcapital.se
M&A & valuationRecruiting & transitions
15
XY INVESTMENTS reported RAUM down 72% ($31.9M -> $8.9M). IAPD ↗foreign
$8.9M RAUM · 1 reps · +852 3511 6033 · xy-inv.com
M&A & valuationRecruiting & transitions
15
GEO CAPITAL reported RAUM down 31% ($129.6M -> $88.8M). IAPD ↗foreign
$88.8M RAUM · 6 reps · 5511 2532-1065
M&A & valuationRecruiting & transitions
planning clients up — 24 Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
76
CONNECTIVE WEALTH PARTNERS, LLC reports More than 500 financial-planning clients, up from 0. IAPD ↗
$36.7M RAUM · 7 reps · (603) 498-1854
Financial planning software
73
THE LIFE GROUP FINANCIAL SERVICES reports More than 500 financial-planning clients, up from 1-10. IAPD ↗
$136.5M RAUM · 4 reps · 563-587-7840
Financial planning software
73
SEQUINOX WEALTH MANAGEMENT, LLC reports 251-500 financial-planning clients, up from 0. IAPD ↗
$152.3M RAUM · 2 reps · 717-397-7957
Financial planning software
70
CROSSGEN WEALTH LLC reports 101-250 financial-planning clients, up from 0. IAPD ↗
$212.2M RAUM · 3 reps · 252-262-7301 · crossgenwealth.com
Financial planning software
70
JUNO FINANCIAL GROUP LLC reports 51-100 financial-planning clients, up from 0. IAPD ↗
$521.5M RAUM · 5 reps · 804-500-6464 · junofinancialgroup.com
Financial planning software
67
D. M. BRENNER, INC. reports 101-250 financial-planning clients, up from 1-10. IAPD ↗
$176.1M RAUM · 4 reps · 858-345-1001 · dmbrenner.com
Financial planning software
67
VISION CAPITAL PARTNERS reports 101-250 financial-planning clients, up from 1-10. IAPD ↗
$146.6M RAUM · 2 reps · 734-356-3250
Financial planning software
67
HANOVER SQUARE WEALTH ADVISORS LLC reports 51-100 financial-planning clients, up from 0. IAPD ↗
$104.2M RAUM · 1 reps · 336-444-2680 · hanoversquarewa.com
Financial planning software
67
SHERPA CAPITAL MANAGEMENT reports 51-100 financial-planning clients, up from 0. IAPD ↗
$106.5M RAUM · 1 reps · 302-235-1284
Financial planning software
64
THE MAIN STREET GROUP reports 251-500 financial-planning clients, up from 51-100. IAPD ↗
$470.3M RAUM · 8 reps · 804-270-4470 · themainstreetgroup.com
Financial planning software
64
BRADY MARTZ WEALTH SOLUTIONS, LLC reports 101-250 financial-planning clients, up from 26-50. IAPD ↗
$795.3M RAUM · 8 reps · 701-223-1717 · bradymartz.com
Financial planning software
63
SATURNA CAPITAL CORPORATION reports 11-25 financial-planning clients, up from 1-10. IAPD ↗
$8.62B RAUM · 13 reps · 360-734-9900
Financial planning software
63
URBAN FINANCIAL ADVISORY CORPORATION reports 101-250 financial-planning clients, up from 51-100. IAPD ↗
$1.28B RAUM · 14 reps · 312-379-0150 · ufinadv.com
Financial planning software
63
CONRAD SIEGEL INVESTMENT ADVISORS reports 26-50 financial-planning clients, up from 11-25. IAPD ↗
$10.12B RAUM · 22 reps · (717) 652-5633
Financial planning software
61
WISCONSIN CAPITAL MANAGEMENT, LLC reports 1-10 financial-planning clients, up from 0. IAPD ↗
$256.6M RAUM · 2 reps · 608-960-4616 · plumbfunds.com
Financial planning software
61
PRING TURNER reports 11-25 financial-planning clients, up from 1-10. IAPD ↗
$262.1M RAUM · 2 reps · (925) 287-8527
Financial planning software
61
TRUENORTH WEALTH ADVISORS reports 51-100 financial-planning clients, up from 26-50. IAPD ↗
$268.6M RAUM · 5 reps · (206-652-4314
Financial planning software
61
SPECTRUM WEALTH MANAGEMENT, LLC reports 1-10 financial-planning clients, up from 0. IAPD ↗
$269.5M RAUM · 3 reps · 949-597-0101 · swmadvisors.com
Financial planning software
61
LUCAS GROUP FINANCIAL ADVISORS, LLC reports 1-10 financial-planning clients, up from 0. IAPD ↗
$329.0M RAUM · 7 reps · 815-235-9610 · lucasgroupfinancial.com
Financial planning software
61
PERSIMMON CAPITAL MANAGEMENT reports 1-10 financial-planning clients, up from 0. IAPD ↗
$341.2M RAUM · 2 reps · 484-572-0500 · persimmoncapital.com
Financial planning software
58
NGC FINANCIAL, LLC reports 51-100 financial-planning clients, up from 26-50. IAPD ↗
$57.1M RAUM · 1 reps · 718-423-1100 · ngcfinancial.com
Financial planning software
58
PORTFOLIO RESOURCES ADVISOR GROUP, INC. reports 11-25 financial-planning clients, up from 1-10. IAPD ↗
$121.9M RAUM · 15 reps · 305-372-0299 · ffsins.com
Financial planning software
58
ELITE LIFE MANAGEMENT LLC reports 26-50 financial-planning clients, up from 11-25. IAPD ↗
$147.0M RAUM · 4 reps · (814) 836-5776
Financial planning software
40
SARTORIAL WEALTH INC. reports 101-250 financial-planning clients, up from 0. IAPD ↗foreign
$82.5M RAUM · 2 reps · 647-998-9705
Financial planning software
wrap program started — 21 Firm began participating in a wrap-fee program (Item 5I(1)).
65
PROVENANCE WEALTH ADVISORS began participating in a wrap-fee program. IAPD ↗
$3.52B RAUM · 21 reps · 954-712-8888
Portfolio / reporting / TAMPCompliance
65
BIP WEALTH, LLC began participating in a wrap-fee program. IAPD ↗
$4.46B RAUM · 36 reps · 404-495-5230
Portfolio / reporting / TAMPCompliance
65
DT INVESTMENT PARTNERS, LLC began participating in a wrap-fee program. IAPD ↗
$1.89B RAUM · 5 reps · 4847784425 · dtinvestmentpartners.com
Portfolio / reporting / TAMPCompliance
63
MIDWEST PROFESSIONAL PLANNERS, LTD. began participating in a wrap-fee program. IAPD ↗
$554.3M RAUM · 14 reps · 715-848-3474
Portfolio / reporting / TAMPCompliance
63
SPECTRUM WEALTH MANAGEMENT, LLC began participating in a wrap-fee program. IAPD ↗
$269.5M RAUM · 3 reps · 949-597-0101 · swmadvisors.com
Portfolio / reporting / TAMPCompliance
63
PREISZ FINANCIAL began participating in a wrap-fee program. IAPD ↗
$612.8M RAUM · 7 reps · 503-224-1600 · preisz.com
Portfolio / reporting / TAMPCompliance
63
ACORN WEALTH ADVISORS, LLC began participating in a wrap-fee program. IAPD ↗
$429.9M RAUM · 5 reps · 810-953-4444 · acornwealthadvisors.com
Portfolio / reporting / TAMPCompliance
63
GUERRA WEALTH ADVISORS began participating in a wrap-fee program. IAPD ↗
$260.0M RAUM · 9 reps · 305-448-1011 · guerrawealth.com
Portfolio / reporting / TAMPCompliance
63
ALLIANCE PRIVATE WEALTH, LLC began participating in a wrap-fee program. IAPD ↗
$449.6M RAUM · 3 reps · 978-276-1300
Portfolio / reporting / TAMPCompliance
63
JESSUP WEALTH MANAGEMENT began participating in a wrap-fee program. IAPD ↗
$298.5M RAUM · 4 reps · (937) 938-9105
Portfolio / reporting / TAMPCompliance
63
MCCARTHY & COX RETIREMENT & ESTATE SPECIALISTS LLC began participating in a wrap-fee program. IAPD ↗
$641.8M RAUM · 8 reps · 937-644-0351
Portfolio / reporting / TAMPCompliance
63
VIRTUS WEALTH SOLUTIONS began participating in a wrap-fee program. IAPD ↗
$501.4M RAUM · 4 reps · 908-967-6360
Portfolio / reporting / TAMPCompliance
63
MOR WEALTH MANAGEMENT, LLC began participating in a wrap-fee program. IAPD ↗
$380.2M RAUM · 3 reps · 267-930-8300 · morwm.com
Portfolio / reporting / TAMPCompliance
63
MARBLE WEALTH, LLC began participating in a wrap-fee program. IAPD ↗
$894.6M RAUM · 5 reps · (334) 679-4800
Portfolio / reporting / TAMPCompliance
63
BEAU MORGAN ADVISORS began participating in a wrap-fee program. IAPD ↗
$753.4M RAUM · 2 reps · 585-301-7970 · beaumorgan.com
Portfolio / reporting / TAMPCompliance
63
SPIEGELMAN WEALTH MANAGEMENT, INC. began participating in a wrap-fee program. IAPD ↗
$431.9M RAUM · 1 reps · 925-385-6200
Portfolio / reporting / TAMPCompliance
60
COMMONWEALTH FINANCIAL PLANNERS INC began participating in a wrap-fee program. IAPD ↗
$203.6M RAUM · 2 reps · 770-399-6644 · commonwealthfp.com
Portfolio / reporting / TAMPCompliance
60
SUNSTATE WEALTH MANAGEMENT LLC began participating in a wrap-fee program. IAPD ↗
$202.9M RAUM · 3 reps · 305-567-5524
Portfolio / reporting / TAMPCompliance
60
COPPERLINE WEALTH MANAGEMENT & PLANNING began participating in a wrap-fee program. IAPD ↗
$118.0M RAUM · 2 reps · 307-586-1880 · copperlinewealth.com
Portfolio / reporting / TAMPCompliance
60
DACHTLER WEALTH ADVISORS, LLC began participating in a wrap-fee program. IAPD ↗
$102.2M RAUM · 1 reps · 916-933-3076 · dachtlerwealth.com
Portfolio / reporting / TAMPCompliance
60
CIO CAPITAL GROUP LLC began participating in a wrap-fee program. IAPD ↗
$25.7M RAUM · 2 reps · 212-516-4000 · ciocapitalgroup.com
Portfolio / reporting / TAMPCompliance
aum crossed 500m — 17 Regulatory AUM crossed $500M.
70
GOOGINS ADVISORS, INC. crossed $500M in regulatory AUM ($429.1M -> $501.0M). IAPD ↗
$501.0M RAUM · 4 reps · 608 514-1044 · googins.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
JAMES T. BORELLO & CO. crossed $500M in regulatory AUM ($427.4M -> $514.1M). IAPD ↗
$514.1M RAUM · 4 reps · 847-426-0200 · jamestborello.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
QUANTUM FINANCIAL ADVISORS INC crossed $500M in regulatory AUM ($163.7M -> $507.1M). IAPD ↗
$507.1M RAUM · 7 reps · 301-296-6203 · instragram.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
SPECTRUM FINANCIAL ALLIANCE, LTD., L.L.C. crossed $500M in regulatory AUM ($406.1M -> $516.9M). IAPD ↗
$516.9M RAUM · 2 reps · 859-223-6333
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
KEYSTONE GLOBAL PARTNERS LLC crossed $500M in regulatory AUM ($445.6M -> $504.9M). IAPD ↗
$504.9M RAUM · 2 reps · 646-998-8141
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
TRIUMPH CAPITAL MANAGEMENT crossed $500M in regulatory AUM ($483.4M -> $530.0M). IAPD ↗
$530.0M RAUM · 16 reps · 720-399-5555 · gotostage.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
COINBASE ASSET MANAGEMENT, LLC crossed $500M in regulatory AUM ($87.9M -> $733.7M). IAPD ↗
$733.7M RAUM · 6 reps · (203) 489-1450
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
STENGER FAMILY OFFICE, LLC crossed $500M in regulatory AUM ($433.4M -> $521.5M). IAPD ↗
$521.5M RAUM · 8 reps · 630-912-8295
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
DIGITAL WEALTH PARTNERS crossed $500M in regulatory AUM ($368.0M -> $589.0M). IAPD ↗
$589.0M RAUM · 7 reps · 307-396-0295
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
ASCENTIS WEALTH MANAGEMENT, LLC crossed $500M in regulatory AUM ($415.8M -> $556.5M). IAPD ↗
$556.5M RAUM · 5 reps · 214-440-3909 · ascentiswealth.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
AERIE ADVISORY GROUP LLC crossed $500M in regulatory AUM ($481.8M -> $742.4M). IAPD ↗
$742.4M RAUM · 3 reps · (253) 209-7425
Portfolio / reporting / TAMPCRMIntegration & migration consulting
60
SEYMOUR ASSET MANAGEMENT LLC crossed $500M in regulatory AUM ($382.2M -> $761.7M). IAPD ↗institutional
$761.7M RAUM · 1 reps · 2123414030 · seymouram.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
60
THEMES MANAGEMENT COMPANY LLC crossed $500M in regulatory AUM ($58.4M -> $844.5M). IAPD ↗institutional
$844.5M RAUM · 3 reps · 6462061788 · themesetfs.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
60
SMA CAPITAL LLC crossed $500M in regulatory AUM ($314.4M -> $518.0M). IAPD ↗institutional
$518.0M RAUM · 7 reps · (860) 839-0074 · smacap.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
55
MAC ALPHA CAPITAL MANAGEMENT, LP crossed $500M in regulatory AUM ($195.6M -> $764.3M). IAPD ↗fund
$764.3M RAUM · 4 reps · 813-556-9704
Portfolio / reporting / TAMPCRMIntegration & migration consulting
55
SADDLE POINT MANAGEMENT, L.P. crossed $500M in regulatory AUM ($6.6M -> $857.6M). IAPD ↗fund
$857.6M RAUM · 3 reps · 212-951-1223
Portfolio / reporting / TAMPCRMIntegration & migration consulting
40
GOODREID INVESTMENT COUNSEL CORP. crossed $500M in regulatory AUM ($458.4M -> $544.1M). IAPD ↗foreign
$544.1M RAUM · 7 reps · (416) 364-0890 · goodreid.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
planning started — 13 Firm now reports offering financial planning (Item 5G(1)). They need planning software.
80
DAYBRIGHT ADVISORY SERVICES, INC. now offers financial planning (Item 5G(1)). IAPD ↗
$4.21B RAUM · 21 reps · 305-671-2200 · ingham.com
Financial planning softwareCRM
78
WISCONSIN CAPITAL MANAGEMENT, LLC now offers financial planning (Item 5G(1)). IAPD ↗
$256.6M RAUM · 2 reps · 608-960-4616 · plumbfunds.com
Financial planning softwareCRM
78
FMI now offers financial planning (Item 5G(1)). IAPD ↗
$314.6M RAUM · 5 reps · 580-226-4058
Financial planning softwareCRM
78
CLOUD INVESTMENTS, LLC now offers financial planning (Item 5G(1)). IAPD ↗
$343.8M RAUM · 6 reps · 256-715-0094
Financial planning softwareCRM
78
EDGEROCK WEALTH MANAGEMENT now offers financial planning (Item 5G(1)). IAPD ↗
$470.5M RAUM · 9 reps · 303.780.7350
Financial planning softwareCRM
78
ENCOMPASS MORE ASSET MANAGEMENT LLC now offers financial planning (Item 5G(1)). IAPD ↗
$581.9M RAUM · 76 reps · 925-272-8850
Financial planning softwareCRM
78
ZEGA INVESTMENTS, LLC now offers financial planning (Item 5G(1)). IAPD ↗
$548.8M RAUM · 10 reps · 800.380.9342 · luckinbillfinancial.com
Financial planning softwareCRM
75
CAPITAL CONSULTING & ASSET MANAGEMENT now offers financial planning (Item 5G(1)). IAPD ↗
$182.2M RAUM · 3 reps · 402-477-2500 · ccam.net
Financial planning softwareCRM
75
NORTON CAPITAL MANAGEMENT, INC. now offers financial planning (Item 5G(1)). IAPD ↗
$136.6M RAUM · 2 reps · (757) 623-1200
Financial planning softwareCRM
75
RESOLUTE CAPITAL, LLC now offers financial planning (Item 5G(1)). IAPD ↗
$188.7M RAUM · 10 reps · (864) 800-1831 · retiretrunorth.com
Financial planning softwareCRM
75
AVAIL INVESTMENT PARTNERS, LLC now offers financial planning (Item 5G(1)). IAPD ↗
$138.6M RAUM · 6 reps · 814-996-7206
Financial planning softwareCRM
75
AMICORP WEALTH SERVICES now offers financial planning (Item 5G(1)). IAPD ↗
$172.4M RAUM · 2 reps · (786) 8421075 · amicorp.com
Financial planning softwareCRM
75
YARASH GLOBAL SOLUTIONS INC. now offers financial planning (Item 5G(1)). IAPD ↗
$18.0M RAUM · 1 reps · (877) 927-2741 · yarashglobal.com
Financial planning softwareCRM
aum crossed 1b — 12 Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
85
NAVELLIER & ASSOCIATES INC crossed $1B in regulatory AUM ($882.8M -> $1.00B). IAPD ↗
$1.00B RAUM · 2 reps · 775-785-2300 · navellier.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
OAKMONT CAPITAL MANAGEMENT, LLC crossed $1B in regulatory AUM ($630.6M -> $3.14B). IAPD ↗
$3.14B RAUM · 16 reps · (412) 828-5550 · oakmontcap.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
RHAME & GORRELL WEALTH MANAGEMENT crossed $1B in regulatory AUM ($921.4M -> $1.00B). IAPD ↗
$1.00B RAUM · 9 reps · (832) 789-1100
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
MACERATIO LLC crossed $1B in regulatory AUM ($123.5M -> $1.10B). IAPD ↗
$1.10B RAUM · 6 reps · 305-398-9010
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
BROOKLYN INVESTMENT GROUP, LLC crossed $1B in regulatory AUM ($522.7M -> $1.11B). IAPD ↗
$1.11B RAUM · 6 reps · 617-319-7229
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
ALLOCATE MANAGEMENT COMPANY, LLC crossed $1B in regulatory AUM ($930.6M -> $2.14B). IAPD ↗
$2.14B RAUM · 4 reps · 650-331-4151
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
BBVA GLOBAL WEALTH ADVISORS, INC. crossed $1B in regulatory AUM ($523.7M -> $1.21B). IAPD ↗
$1.21B RAUM · 24 reps · 3052057752 · bbvaglobalwealthadvisors.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
CONCURRENT ASSET MANAGEMENT, LLC crossed $1B in regulatory AUM ($32.9M -> $2.48B). IAPD ↗
$2.48B RAUM · 2 reps · 813-575-2652 · concurrentam.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
75
PNC STEEL CITY ADVISORS, LLC crossed $1B in regulatory AUM ($665.5M -> $1.70B). IAPD ↗institutional
$1.70B RAUM · 15 reps · 312-454-2922
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
75
REX ADVISERS, LLC crossed $1B in regulatory AUM ($774.9M -> $1.23B). IAPD ↗institutional
$1.23B RAUM · 3 reps · 203-557-6201
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
70
REVOLVERCAP MANAGEMENT, L.P. crossed $1B in regulatory AUM ($924.3M -> $1.07B). IAPD ↗fund
$1.07B RAUM · 4 reps · 646-688-0496 · revolvercappartners.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
55
REGENTS GATE CAPITAL LLP crossed $1B in regulatory AUM ($783.1M -> $1.06B). IAPD ↗foreign
$1.06B RAUM · 4 reps · +44(0)2038394680 · regentsgatecapital.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
reorganization — 10 Item 4A succession where the acquired firm is the same business (entity change, not a deal).
45
WORLD ADVISORY SERVICES filed an Item 4A succession naming WORLD ADVISORY SERVICES (CRD 20626) — an entity change, not a deal. IAPD ↗
$1.73B RAUM · 118 reps · 732-758-9300 · buyholdplus.com, http
Integration & migration consultingCompliance
45
FAMILY MANAGE LLC filed an Item 4A succession naming FAMILY MANAGEMENT CORPORATION (CRD 104951) — an entity change, not a deal. IAPD ↗
$4.40B RAUM · 20 reps · 212-872-9600
Integration & migration consultingCompliance
45
WEALTHSPIRE RETIREMENT ADVISORY filed an Item 4A succession naming WEALTHSPIRE RETIREMENT ADVISORY (CRD 121254) — an entity change, not a deal. IAPD ↗
$118.03B RAUM · 149 reps · 949.460.9898
Integration & migration consultingCompliance
45
CORNERSTONE PORTFOLIO RESEARCH filed an Item 4A succession naming CORNERSTONE PORTFOLIO RESEARCH (CRD 315130) — an entity change, not a deal. IAPD ↗
$1.85B RAUM · 5 reps · 484-631-3684
Integration & migration consultingCompliance
43
IMS CAPITAL MANAGEMENT filed an Item 4A succession naming IMS CAPITAL MANAGEMENT (CRD 105939) — an entity change, not a deal. IAPD ↗
$406.9M RAUM · 6 reps · 503-788-4200
Integration & migration consultingCompliance
43
PINNACLE WEALTH ADVISORS filed an Item 4A succession naming PINNACLE WEALTH ADVISORS (CRD 117517) — an entity change, not a deal. IAPD ↗
$461.4M RAUM · 9 reps · 503-654-5100 · thinkpinnacle.com.
Integration & migration consultingCompliance
40
ALERE PLANNING LLC filed an Item 4A succession naming ALERE PLANNING LLC (CRD 286121) — an entity change, not a deal. IAPD ↗
$184.2M RAUM · 2 reps · 410-252-0088 · alereplanning.com
Integration & migration consultingCompliance
15
INVESCO MANAGEMENT S.A. filed an Item 4A succession naming INVESCO ASSET MANAGEMENT DEUTSCHLAND GMBH (CRD 143238) — an entity change, not a deal. IAPD ↗foreign
$42.57B RAUM · 33 reps · +32 2 641 0170
Integration & migration consultingCompliance
15
GORDIAN CAPITAL SINGAPORE PRIVATE LIMITED filed an Item 4A succession naming GORDIAN CAPITAL SINGAPORE PRIVATE LIMITED (CRD 281555) — an entity change, not a deal. IAPD ↗foreign
$15.30B RAUM · 22 reps · 65 6597 6680 · gordian-capital.com
Integration & migration consultingCompliance
15
GORDIAN CAPITAL JAPAN LIMITED filed an Item 4A succession naming GORDIAN CAPITAL JAPAN LIMITED (CRD 309108) — an entity change, not a deal. IAPD ↗foreign
$1.26B RAUM · 11 reps · +81 3-4520-2323
Integration & migration consultingCompliance
acquisition — 1 Firm filed an Item 4A succession naming another adviser: a merger or acquisition between the two (the filing does not say which way the money went). Integration projects follow.
90
BLUEDOOR PRIVATE WEALTH, LLC filed an Item 4A succession naming LIVE OAK FAMILY OFFICES LLC (CRD 141570) — one firm absorbed the other. IAPD ↗
$105.9M RAUM · 4 reps · 781-810-4604 · bluedoorprivate.com
Integration & migration consultingCRMCompliancePortfolio / reporting / TAMP

Tributary reads the SEC's public Form ADV roster and reports what changed. It does not verify filings; confirm on IAPD before acting. Not investment, legal, or compliance advice.