← Tributary

What changed in the February 2026 SEC adviser roster

1399 events across 1105 firms · 1137 at US wealth-management firms · source: SEC Form ADV monthly roster · generated 2026-10-05

386state expansion
157new registration
155aum up
117new office
94planning clients up
74deregistered
62headcount up
46pending approved
43website changed
41rename
39headcount down
36relocation

Top 25 signals — US wealth firms

100
FS DIGITAL INFRASTRUCTURE ADVISOR, LLC (PHILADELPHIA, PA) is newly SEC-registered with $1.70B RAUM and 2 advisory reps. IAPD ↗
$1.70B RAUM · 2 reps · 215-220-6651 · fscreit.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
100
ESL NEWCO I, LLC (PITTSFORD, NY) is newly SEC-registered with $4.81B RAUM and 15 advisory reps. IAPD ↗
$4.81B RAUM · 15 reps · 585-586-0970 · alescoadvisors.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
98
OLDFATHER FINANCIAL SERVICES (KEARNEY, NE) is newly SEC-registered with $541.5M RAUM and 4 advisory reps. IAPD ↗
$541.5M RAUM · 4 reps · 308-237-4571 · oldfatherfinancial.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
A. J. PERRY & CO. (TOWSON, MD) is newly SEC-registered with $109.0M RAUM and 1 advisory reps. IAPD ↗
$109.0M RAUM · 1 reps · 410-539-1144
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
FINANCIAL MOUNTAIN INC (BOULDER, CO) is newly SEC-registered with $111.3M RAUM and 2 advisory reps. IAPD ↗
$111.3M RAUM · 2 reps · 303-351-1517
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
SILER WEALTH MANAGEMENT (LONGWOOD, FL) is newly SEC-registered with $168.9M RAUM and 5 advisory reps. IAPD ↗
$168.9M RAUM · 5 reps · 407-831-8002 · silerwealth.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
RITTMANN CAPITAL MANAGEMENT CO (MORAGA, CA) is newly SEC-registered with $142.4M RAUM and 1 advisory reps. IAPD ↗
$142.4M RAUM · 1 reps · 925-388-0533 · rittmanncapital.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
POWERS INVESTMENT ADVISORY CORPORATION (location n/a) is newly SEC-registered with $111.6M RAUM and 2 advisory reps. IAPD ↗
$111.6M RAUM · 2 reps · 440-442-4483 · powersiac.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
HFG ADVISORS (GREENWOOD VILLAGE, CO) is newly SEC-registered with $108.8M RAUM and 5 advisory reps. IAPD ↗
$108.8M RAUM · 5 reps · 303-369-3800 · hfgcolorado.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
L.J. BREY, INC. (location n/a) is newly SEC-registered with $113.3M RAUM and 1 advisory reps. IAPD ↗
$113.3M RAUM · 1 reps · (808) 526-2644 · ljbreyinc.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
APPLE & ASSOCIATES (GRASS VALLEY, CA) is newly SEC-registered with $138.1M RAUM and 3 advisory reps. IAPD ↗
$138.1M RAUM · 3 reps · (530)-272-1346
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
SCHLOSSER FINANCIAL SERVICES, INC. (location n/a) is newly SEC-registered with $108.0M RAUM and 1 advisory reps. IAPD ↗
$108.0M RAUM · 1 reps · 732-250-4616
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
CS ADVISORS INC. (BOCA RATON, FL) is newly SEC-registered with $117.1M RAUM and 3 advisory reps. IAPD ↗
$117.1M RAUM · 3 reps · 561-241-9301 · csadvisorsinc.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
ALPHA PLANNING AND FINANCIAL SERVICES, INC. (SOLON, OH) is newly SEC-registered with $108.9M RAUM and 2 advisory reps. IAPD ↗
$108.9M RAUM · 2 reps · 440-519-0300 · alphaplanners.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
KB FINANCIAL ADVISORS LLC (SAN FRANCISCO, CA) is newly SEC-registered with $111.7M RAUM and 3 advisory reps. IAPD ↗
$111.7M RAUM · 3 reps · 415-905-5449
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
BLUE HAVEN CAPITAL, LLC (GENEVA, IL) is newly SEC-registered with $108.0M RAUM and 2 advisory reps. IAPD ↗
$108.0M RAUM · 2 reps · 630-588-3800
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
KAIROS CAPITAL MANAGEMENT, LLC (BELLEVUE, WA) is newly SEC-registered with $106.1M RAUM and 1 advisory reps. IAPD ↗
$106.1M RAUM · 1 reps · 425-449-8665 · kairoscm.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
PROFESSIONAL FINANCIAL MANAGEMENT, INC. (APPLETON, WI) is newly SEC-registered with $103.2M RAUM and 3 advisory reps. IAPD ↗
$103.2M RAUM · 3 reps · 920-687-2600 · pfmria.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
BOULEVARD (BLOOMINGTON, MN) is newly SEC-registered with $112.9M RAUM and 4 advisory reps. IAPD ↗
$112.9M RAUM · 4 reps · 877-664-2583 · boulevardwealth.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
APPLIED FINANCIAL WISDOM (RAPID CITY, SD) is newly SEC-registered with $130.0M RAUM and 1 advisory reps. IAPD ↗
$130.0M RAUM · 1 reps · 301-570-8006
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
TRAIL FINANCIAL PLANNING LLC (BELLINGHAM, WA) is newly SEC-registered with $103.9M RAUM and 3 advisory reps. IAPD ↗
$103.9M RAUM · 3 reps · 3603996486
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
U.S. PRIVATE WEALTH, LLC (PALM BEACH GARDENS, FL) is newly SEC-registered with $173.7M RAUM and 3 advisory reps. IAPD ↗
$173.7M RAUM · 3 reps · 561.855.4635
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
YAHARA WEALTH MANAGEMENT LLC (MADISON, WI) is newly SEC-registered with $107.5M RAUM and 2 advisory reps. IAPD ↗
$107.5M RAUM · 2 reps · 608-467-1010 · yaharawealth.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
GUIDE ADVISORS, INC. (BOTHELL, WA) is newly SEC-registered with $0 RAUM and 5 advisory reps. IAPD ↗
$0 RAUM · 5 reps · 206-486-2477
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
OLYMPUS PEAKS FINANCIAL, LLC (SANDY, UT) is newly SEC-registered with $141.4M RAUM and 1 advisory reps. IAPD ↗
$141.4M RAUM · 1 reps · (801) 566-3510
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

By buying window

Who should be calling whom this month.

CRM 469 firms

100
FS DIGITAL INFRASTRUCTURE ADVISOR, LLC (PHILADELPHIA, PA) is newly SEC-registered with $1.70B RAUM and 2 advisory reps. IAPD ↗
$1.70B RAUM · 2 reps · 215-220-6651 · fscreit.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
100
ESL NEWCO I, LLC (PITTSFORD, NY) is newly SEC-registered with $4.81B RAUM and 15 advisory reps. IAPD ↗
$4.81B RAUM · 15 reps · 585-586-0970 · alescoadvisors.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
98
OLDFATHER FINANCIAL SERVICES (KEARNEY, NE) is newly SEC-registered with $541.5M RAUM and 4 advisory reps. IAPD ↗
$541.5M RAUM · 4 reps · 308-237-4571 · oldfatherfinancial.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
A. J. PERRY & CO. (TOWSON, MD) is newly SEC-registered with $109.0M RAUM and 1 advisory reps. IAPD ↗
$109.0M RAUM · 1 reps · 410-539-1144
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
FINANCIAL MOUNTAIN INC (BOULDER, CO) is newly SEC-registered with $111.3M RAUM and 2 advisory reps. IAPD ↗
$111.3M RAUM · 2 reps · 303-351-1517
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
SILER WEALTH MANAGEMENT (LONGWOOD, FL) is newly SEC-registered with $168.9M RAUM and 5 advisory reps. IAPD ↗
$168.9M RAUM · 5 reps · 407-831-8002 · silerwealth.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
RITTMANN CAPITAL MANAGEMENT CO (MORAGA, CA) is newly SEC-registered with $142.4M RAUM and 1 advisory reps. IAPD ↗
$142.4M RAUM · 1 reps · 925-388-0533 · rittmanncapital.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
POWERS INVESTMENT ADVISORY CORPORATION (location n/a) is newly SEC-registered with $111.6M RAUM and 2 advisory reps. IAPD ↗
$111.6M RAUM · 2 reps · 440-442-4483 · powersiac.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
HFG ADVISORS (GREENWOOD VILLAGE, CO) is newly SEC-registered with $108.8M RAUM and 5 advisory reps. IAPD ↗
$108.8M RAUM · 5 reps · 303-369-3800 · hfgcolorado.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
L.J. BREY, INC. (location n/a) is newly SEC-registered with $113.3M RAUM and 1 advisory reps. IAPD ↗
$113.3M RAUM · 1 reps · (808) 526-2644 · ljbreyinc.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

…and 459 more in the CSV export.

Financial planning software 397 firms

100
FS DIGITAL INFRASTRUCTURE ADVISOR, LLC (PHILADELPHIA, PA) is newly SEC-registered with $1.70B RAUM and 2 advisory reps. IAPD ↗
$1.70B RAUM · 2 reps · 215-220-6651 · fscreit.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
100
ESL NEWCO I, LLC (PITTSFORD, NY) is newly SEC-registered with $4.81B RAUM and 15 advisory reps. IAPD ↗
$4.81B RAUM · 15 reps · 585-586-0970 · alescoadvisors.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
98
OLDFATHER FINANCIAL SERVICES (KEARNEY, NE) is newly SEC-registered with $541.5M RAUM and 4 advisory reps. IAPD ↗
$541.5M RAUM · 4 reps · 308-237-4571 · oldfatherfinancial.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
A. J. PERRY & CO. (TOWSON, MD) is newly SEC-registered with $109.0M RAUM and 1 advisory reps. IAPD ↗
$109.0M RAUM · 1 reps · 410-539-1144
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
FINANCIAL MOUNTAIN INC (BOULDER, CO) is newly SEC-registered with $111.3M RAUM and 2 advisory reps. IAPD ↗
$111.3M RAUM · 2 reps · 303-351-1517
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
SILER WEALTH MANAGEMENT (LONGWOOD, FL) is newly SEC-registered with $168.9M RAUM and 5 advisory reps. IAPD ↗
$168.9M RAUM · 5 reps · 407-831-8002 · silerwealth.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
RITTMANN CAPITAL MANAGEMENT CO (MORAGA, CA) is newly SEC-registered with $142.4M RAUM and 1 advisory reps. IAPD ↗
$142.4M RAUM · 1 reps · 925-388-0533 · rittmanncapital.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
POWERS INVESTMENT ADVISORY CORPORATION (location n/a) is newly SEC-registered with $111.6M RAUM and 2 advisory reps. IAPD ↗
$111.6M RAUM · 2 reps · 440-442-4483 · powersiac.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
HFG ADVISORS (GREENWOOD VILLAGE, CO) is newly SEC-registered with $108.8M RAUM and 5 advisory reps. IAPD ↗
$108.8M RAUM · 5 reps · 303-369-3800 · hfgcolorado.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
L.J. BREY, INC. (location n/a) is newly SEC-registered with $113.3M RAUM and 1 advisory reps. IAPD ↗
$113.3M RAUM · 1 reps · (808) 526-2644 · ljbreyinc.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

…and 387 more in the CSV export.

Compliance 603 firms

100
FS DIGITAL INFRASTRUCTURE ADVISOR, LLC (PHILADELPHIA, PA) is newly SEC-registered with $1.70B RAUM and 2 advisory reps. IAPD ↗
$1.70B RAUM · 2 reps · 215-220-6651 · fscreit.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
100
ESL NEWCO I, LLC (PITTSFORD, NY) is newly SEC-registered with $4.81B RAUM and 15 advisory reps. IAPD ↗
$4.81B RAUM · 15 reps · 585-586-0970 · alescoadvisors.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
98
OLDFATHER FINANCIAL SERVICES (KEARNEY, NE) is newly SEC-registered with $541.5M RAUM and 4 advisory reps. IAPD ↗
$541.5M RAUM · 4 reps · 308-237-4571 · oldfatherfinancial.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
A. J. PERRY & CO. (TOWSON, MD) is newly SEC-registered with $109.0M RAUM and 1 advisory reps. IAPD ↗
$109.0M RAUM · 1 reps · 410-539-1144
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
FINANCIAL MOUNTAIN INC (BOULDER, CO) is newly SEC-registered with $111.3M RAUM and 2 advisory reps. IAPD ↗
$111.3M RAUM · 2 reps · 303-351-1517
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
SILER WEALTH MANAGEMENT (LONGWOOD, FL) is newly SEC-registered with $168.9M RAUM and 5 advisory reps. IAPD ↗
$168.9M RAUM · 5 reps · 407-831-8002 · silerwealth.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
RITTMANN CAPITAL MANAGEMENT CO (MORAGA, CA) is newly SEC-registered with $142.4M RAUM and 1 advisory reps. IAPD ↗
$142.4M RAUM · 1 reps · 925-388-0533 · rittmanncapital.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
POWERS INVESTMENT ADVISORY CORPORATION (location n/a) is newly SEC-registered with $111.6M RAUM and 2 advisory reps. IAPD ↗
$111.6M RAUM · 2 reps · 440-442-4483 · powersiac.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
HFG ADVISORS (GREENWOOD VILLAGE, CO) is newly SEC-registered with $108.8M RAUM and 5 advisory reps. IAPD ↗
$108.8M RAUM · 5 reps · 303-369-3800 · hfgcolorado.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
L.J. BREY, INC. (location n/a) is newly SEC-registered with $113.3M RAUM and 1 advisory reps. IAPD ↗
$113.3M RAUM · 1 reps · (808) 526-2644 · ljbreyinc.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

…and 593 more in the CSV export.

Portfolio / reporting / TAMP 301 firms

100
FS DIGITAL INFRASTRUCTURE ADVISOR, LLC (PHILADELPHIA, PA) is newly SEC-registered with $1.70B RAUM and 2 advisory reps. IAPD ↗
$1.70B RAUM · 2 reps · 215-220-6651 · fscreit.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
100
ESL NEWCO I, LLC (PITTSFORD, NY) is newly SEC-registered with $4.81B RAUM and 15 advisory reps. IAPD ↗
$4.81B RAUM · 15 reps · 585-586-0970 · alescoadvisors.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
98
OLDFATHER FINANCIAL SERVICES (KEARNEY, NE) is newly SEC-registered with $541.5M RAUM and 4 advisory reps. IAPD ↗
$541.5M RAUM · 4 reps · 308-237-4571 · oldfatherfinancial.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
A. J. PERRY & CO. (TOWSON, MD) is newly SEC-registered with $109.0M RAUM and 1 advisory reps. IAPD ↗
$109.0M RAUM · 1 reps · 410-539-1144
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
FINANCIAL MOUNTAIN INC (BOULDER, CO) is newly SEC-registered with $111.3M RAUM and 2 advisory reps. IAPD ↗
$111.3M RAUM · 2 reps · 303-351-1517
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
SILER WEALTH MANAGEMENT (LONGWOOD, FL) is newly SEC-registered with $168.9M RAUM and 5 advisory reps. IAPD ↗
$168.9M RAUM · 5 reps · 407-831-8002 · silerwealth.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
RITTMANN CAPITAL MANAGEMENT CO (MORAGA, CA) is newly SEC-registered with $142.4M RAUM and 1 advisory reps. IAPD ↗
$142.4M RAUM · 1 reps · 925-388-0533 · rittmanncapital.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
POWERS INVESTMENT ADVISORY CORPORATION (location n/a) is newly SEC-registered with $111.6M RAUM and 2 advisory reps. IAPD ↗
$111.6M RAUM · 2 reps · 440-442-4483 · powersiac.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
HFG ADVISORS (GREENWOOD VILLAGE, CO) is newly SEC-registered with $108.8M RAUM and 5 advisory reps. IAPD ↗
$108.8M RAUM · 5 reps · 303-369-3800 · hfgcolorado.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
L.J. BREY, INC. (location n/a) is newly SEC-registered with $113.3M RAUM and 1 advisory reps. IAPD ↗
$113.3M RAUM · 1 reps · (808) 526-2644 · ljbreyinc.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

…and 291 more in the CSV export.

Custodian 133 firms

100
FS DIGITAL INFRASTRUCTURE ADVISOR, LLC (PHILADELPHIA, PA) is newly SEC-registered with $1.70B RAUM and 2 advisory reps. IAPD ↗
$1.70B RAUM · 2 reps · 215-220-6651 · fscreit.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
100
ESL NEWCO I, LLC (PITTSFORD, NY) is newly SEC-registered with $4.81B RAUM and 15 advisory reps. IAPD ↗
$4.81B RAUM · 15 reps · 585-586-0970 · alescoadvisors.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
98
OLDFATHER FINANCIAL SERVICES (KEARNEY, NE) is newly SEC-registered with $541.5M RAUM and 4 advisory reps. IAPD ↗
$541.5M RAUM · 4 reps · 308-237-4571 · oldfatherfinancial.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
A. J. PERRY & CO. (TOWSON, MD) is newly SEC-registered with $109.0M RAUM and 1 advisory reps. IAPD ↗
$109.0M RAUM · 1 reps · 410-539-1144
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
FINANCIAL MOUNTAIN INC (BOULDER, CO) is newly SEC-registered with $111.3M RAUM and 2 advisory reps. IAPD ↗
$111.3M RAUM · 2 reps · 303-351-1517
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
SILER WEALTH MANAGEMENT (LONGWOOD, FL) is newly SEC-registered with $168.9M RAUM and 5 advisory reps. IAPD ↗
$168.9M RAUM · 5 reps · 407-831-8002 · silerwealth.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
RITTMANN CAPITAL MANAGEMENT CO (MORAGA, CA) is newly SEC-registered with $142.4M RAUM and 1 advisory reps. IAPD ↗
$142.4M RAUM · 1 reps · 925-388-0533 · rittmanncapital.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
POWERS INVESTMENT ADVISORY CORPORATION (location n/a) is newly SEC-registered with $111.6M RAUM and 2 advisory reps. IAPD ↗
$111.6M RAUM · 2 reps · 440-442-4483 · powersiac.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
HFG ADVISORS (GREENWOOD VILLAGE, CO) is newly SEC-registered with $108.8M RAUM and 5 advisory reps. IAPD ↗
$108.8M RAUM · 5 reps · 303-369-3800 · hfgcolorado.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
L.J. BREY, INC. (location n/a) is newly SEC-registered with $113.3M RAUM and 1 advisory reps. IAPD ↗
$113.3M RAUM · 1 reps · (808) 526-2644 · ljbreyinc.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

…and 123 more in the CSV export.

Marketing & brand 561 firms

100
FS DIGITAL INFRASTRUCTURE ADVISOR, LLC (PHILADELPHIA, PA) is newly SEC-registered with $1.70B RAUM and 2 advisory reps. IAPD ↗
$1.70B RAUM · 2 reps · 215-220-6651 · fscreit.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
100
ESL NEWCO I, LLC (PITTSFORD, NY) is newly SEC-registered with $4.81B RAUM and 15 advisory reps. IAPD ↗
$4.81B RAUM · 15 reps · 585-586-0970 · alescoadvisors.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
98
OLDFATHER FINANCIAL SERVICES (KEARNEY, NE) is newly SEC-registered with $541.5M RAUM and 4 advisory reps. IAPD ↗
$541.5M RAUM · 4 reps · 308-237-4571 · oldfatherfinancial.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
A. J. PERRY & CO. (TOWSON, MD) is newly SEC-registered with $109.0M RAUM and 1 advisory reps. IAPD ↗
$109.0M RAUM · 1 reps · 410-539-1144
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
FINANCIAL MOUNTAIN INC (BOULDER, CO) is newly SEC-registered with $111.3M RAUM and 2 advisory reps. IAPD ↗
$111.3M RAUM · 2 reps · 303-351-1517
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
SILER WEALTH MANAGEMENT (LONGWOOD, FL) is newly SEC-registered with $168.9M RAUM and 5 advisory reps. IAPD ↗
$168.9M RAUM · 5 reps · 407-831-8002 · silerwealth.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
RITTMANN CAPITAL MANAGEMENT CO (MORAGA, CA) is newly SEC-registered with $142.4M RAUM and 1 advisory reps. IAPD ↗
$142.4M RAUM · 1 reps · 925-388-0533 · rittmanncapital.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
POWERS INVESTMENT ADVISORY CORPORATION (location n/a) is newly SEC-registered with $111.6M RAUM and 2 advisory reps. IAPD ↗
$111.6M RAUM · 2 reps · 440-442-4483 · powersiac.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
HFG ADVISORS (GREENWOOD VILLAGE, CO) is newly SEC-registered with $108.8M RAUM and 5 advisory reps. IAPD ↗
$108.8M RAUM · 5 reps · 303-369-3800 · hfgcolorado.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
L.J. BREY, INC. (location n/a) is newly SEC-registered with $113.3M RAUM and 1 advisory reps. IAPD ↗
$113.3M RAUM · 1 reps · (808) 526-2644 · ljbreyinc.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

…and 551 more in the CSV export.

Recruiting & transitions 226 firms

85
RBC CAPITAL MARKETS, LLC grew from 5680 to 5908 advisory reps. IAPD ↗
$310.43B RAUM · 5908 reps · 212-858-7000 · us.rbcwealthmanagement.com
CRMRecruiting & transitionsComplianceFinancial planning software
85
RBC SECURITIES, INC. grew from 37 to 124 advisory reps. IAPD ↗
$1.52B RAUM · 124 reps · 310-888-6400 · cnr.com
CRMRecruiting & transitionsComplianceFinancial planning software
85
TD PRIVATE CLIENT WEALTH LLC grew from 464 to 482 advisory reps. IAPD ↗
$8.26B RAUM · 482 reps · 877-703-9896 · td.com
CRMRecruiting & transitionsComplianceFinancial planning software
85
SOUND INCOME STRATEGIES, LLC grew from 111 to 134 advisory reps. IAPD ↗
$4.18B RAUM · 134 reps · 954-487-1860 · thecapitalizedretirement.com
CRMRecruiting & transitionsComplianceFinancial planning software
85
PINEBRIDGE INVESTMENTS LLC grew from 5 to 115 advisory reps. IAPD ↗
$71.09B RAUM · 115 reps · (646) 857-8000
CRMRecruiting & transitionsComplianceFinancial planning software
85
ROOT FINANCIAL PARTNERS grew from 35 to 59 advisory reps. IAPD ↗
$2.15B RAUM · 59 reps · (760) 452-0720
CRMRecruiting & transitionsComplianceFinancial planning software
83
FINANCIAL & TAX ARCHITECTS, LLC grew from 24 to 40 advisory reps. IAPD ↗
$506.2M RAUM · 40 reps · 314-858-1122 · summitretirementplanning.com
CRMRecruiting & transitionsComplianceFinancial planning software
82
RBC ROCHDALE, LLC grew from 126 to 138 advisory reps. IAPD ↗
$72.96B RAUM · 138 reps · 212-702-3500
CRMRecruiting & transitionsComplianceFinancial planning software
80
BMO FAMILY OFFICE, LLC grew from 65 to 75 advisory reps. IAPD ↗
$9.99B RAUM · 75 reps · (650) 210-5042
CRMRecruiting & transitionsComplianceFinancial planning software
80
EMERALD INVESTMENT ADVISERS, LLC grew from 2 to 12 advisory reps. IAPD ↗
$2.26B RAUM · 12 reps · 717-556-8900 · teamemerald.com
CRMRecruiting & transitionsComplianceFinancial planning software

…and 216 more in the CSV export.

Integration & migration consulting 57 firms

85
RANDOLPH CO INC crossed $1B in regulatory AUM ($940.9M -> $1.08B). IAPD ↗
$1.08B RAUM · 2 reps · (513) 891-7144 · therandolphcompany.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
FINANCIAL CONSULATE crossed $1B in regulatory AUM ($930.0M -> $1.10B). IAPD ↗
$1.10B RAUM · 13 reps · 410-823-7283 · financialphysical.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
FPL CAPITAL MANAGEMENT, LLC crossed $1B in regulatory AUM ($885.2M -> $1.08B). IAPD ↗
$1.08B RAUM · 3 reps · 504-828-1969
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
WHALEROCK POINT PARTNERS, LLC crossed $1B in regulatory AUM ($757.4M -> $1.04B). IAPD ↗
$1.04B RAUM · 4 reps · 401-228-7799 · wrpoint.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
KING WEALTH MANAGEMENT GROUP, LLC crossed $1B in regulatory AUM ($931.3M -> $1.08B). IAPD ↗
$1.08B RAUM · 8 reps · 518-306-5640 · kingwealthmanagementgroup.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
RPG INVESTMENT ADVISORY, LLC crossed $1B in regulatory AUM ($858.5M -> $1.04B). IAPD ↗
$1.04B RAUM · 2 reps · (925) 384-0071 · rpgadvisory.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
WEST PACES ADVISORS, INC. crossed $1B in regulatory AUM ($927.9M -> $1.01B). IAPD ↗
$1.01B RAUM · 5 reps · (404) 478-3030
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
AERODIGM WEALTH LLC crossed $1B in regulatory AUM ($819.9M -> $1.46B). IAPD ↗
$1.46B RAUM · 5 reps · (503) 697-4118 · delapwa.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
BALBOA WEALTH PARTNERS, INC. crossed $1B in regulatory AUM ($804.8M -> $1.04B). IAPD ↗
$1.04B RAUM · 23 reps · 949-445-1465
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
OBSIDIAN CIO, LLC crossed $1B in regulatory AUM ($964.5M -> $1.28B). IAPD ↗
$1.28B RAUM · 4 reps · 917-403-2622 · obsidiancio.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting

…and 47 more in the CSV export.

Fund administration 3 firms

75
WEALTHPLAN INVESTMENT MANAGEMENT LLC now reports 1 private fund(s) ($0 gross). IAPD ↗
$2.19B RAUM · 14 reps · 402-691-0200 · wealthplan.group
Fund administrationCompliance
75
EVOLVE PRIVATE WEALTH, LLC now reports 1 private fund(s) ($0 gross). IAPD ↗
$2.15B RAUM · 10 reps · (424) 500-4601 · evolvepw.com
Fund administrationCompliance
75
BROWN BROTHERS HARRIMAN CREDIT PARTNERS, LLC now reports 8 private fund(s) ($3.62B gross). IAPD ↗
$55.22B RAUM · 29 reps · 212-483-1818 · bbh.com
Fund administrationCompliance

Office IT & facilities 128 firms

55
RBC CAPITAL MARKETS, LLC added office(s): 360 -> 382 additional locations. IAPD ↗
$310.43B RAUM · 5908 reps · 212-858-7000 · us.rbcwealthmanagement.com
Office IT & facilitiesCRMRecruiting & transitions
55
RBC SECURITIES, INC. added office(s): 18 -> 24 additional locations. IAPD ↗
$1.52B RAUM · 124 reps · 310-888-6400 · cnr.com
Office IT & facilitiesCRMRecruiting & transitions
55
SAVANT WEALTH MANAGEMENT added office(s): 45 -> 46 additional locations. IAPD ↗
$38.13B RAUM · 178 reps · 815-227-0300
Office IT & facilitiesCRMRecruiting & transitions
55
VALLEY WEALTH MANAGERS, INC. added office(s): 11 -> 12 additional locations. IAPD ↗
$2.32B RAUM · 34 reps · 888-794-7940 · valley.com
Office IT & facilitiesCRMRecruiting & transitions
55
COOPER MCMANUS added office(s): 24 -> 25 additional locations. IAPD ↗
$2.56B RAUM · 44 reps · 800-516-5333 · fcguides.com
Office IT & facilitiesCRMRecruiting & transitions
55
STEEL GROVE CAPITAL ADVISORS, LLC added office(s): 0 -> 1 additional locations. IAPD ↗
$1.36B RAUM · 7 reps · 901-498-6300 · steelgrove.com
Office IT & facilitiesCRMRecruiting & transitions
55
RBC ROCHDALE, LLC added office(s): 10 -> 11 additional locations. IAPD ↗
$72.96B RAUM · 138 reps · 212-702-3500
Office IT & facilitiesCRMRecruiting & transitions
55
CERTUITY, LLC added office(s): 10 -> 11 additional locations. IAPD ↗
$3.10B RAUM · 10 reps · 561-693-3255 · certuity.com
Office IT & facilitiesCRMRecruiting & transitions
55
MCF ADVISORS, LLC added office(s): 4 -> 5 additional locations. IAPD ↗
$3.33B RAUM · 18 reps · 859-967-0999
Office IT & facilitiesCRMRecruiting & transitions
55
ELEVATION POINT WEALTH PARTNERS, LLC added office(s): 8 -> 11 additional locations. IAPD ↗
$2.43B RAUM · 20 reps · 303-382-2880 · superiorwealth.net
Office IT & facilitiesCRMRecruiting & transitions

…and 118 more in the CSV export.

M&A & valuation 77 firms

65
FIRST HORIZON ADVISORS, INC (MEMPHIS, TN) left the SEC roster (was $13.62B RAUM, 169 reps). IAPD ↗
$13.62B RAUM · 169 reps · 1-800-213-3702 · firsthorizon.com
Recruiting & transitionsM&A & valuation
65
ALESCO ADVISORS LLC (PITTSFORD, NY) left the SEC roster (was $4.81B RAUM, 15 reps). IAPD ↗
$4.81B RAUM · 15 reps · (585)586-0970 · alescoadvisors.com
Recruiting & transitionsM&A & valuation
65
NORTHEAST FINANCIAL (WESTPORT, CT) left the SEC roster (was $4.59B RAUM, 3 reps). IAPD ↗
$4.59B RAUM · 3 reps · 203-226-8997 · nfc-westport.com
Recruiting & transitionsM&A & valuation
65
LNW (SEATTLE, WA) left the SEC roster (was $4.53B RAUM, 44 reps). IAPD ↗
$4.53B RAUM · 44 reps · 206-464-5100 · lnwadvisors.com
Recruiting & transitionsM&A & valuation
65
BARES CAPITAL MANAGEMENT, INC. (AUSTIN, TX) left the SEC roster (was $1.26B RAUM, 6 reps). IAPD ↗
$1.26B RAUM · 6 reps · 512-542-1083 · barescapital.com
Recruiting & transitionsM&A & valuation
65
FIRST NATIONAL ADVISORS LLC (ROCKLAND, MA) left the SEC roster (was $1.37B RAUM, 8 reps). IAPD ↗
$1.37B RAUM · 8 reps · 781-878-7757
Recruiting & transitionsM&A & valuation
65
PROMUS CAPITAL, LLC (CHICAGO, IL) left the SEC roster (was $1.60B RAUM, 8 reps). IAPD ↗
$1.60B RAUM · 8 reps · 312-784-3990
Recruiting & transitionsM&A & valuation
65
FOUNTAINHEAD ADVISORS (WARREN, NJ) left the SEC roster (was $1.02B RAUM, 18 reps). IAPD ↗
$1.02B RAUM · 18 reps · 732-346-1900
Recruiting & transitionsM&A & valuation
65
JANNEY CAPITAL MANAGEMENT LLC (PITTSBURGH, PA) left the SEC roster (was $5.31B RAUM, 8 reps). IAPD ↗
$5.31B RAUM · 8 reps · 412-562-8100
Recruiting & transitionsM&A & valuation
65
MOLONEY SECURITIES ASSET MANAGEMENT LLC (MANCHESTER, MO) left the SEC roster (was $1.39B RAUM, 61 reps). IAPD ↗
$1.39B RAUM · 61 reps · (314) 909-0600
Recruiting & transitionsM&A & valuation

…and 67 more in the CSV export.

Everything else — all segments

state expansion — 386 Notice-filed in new state(s): the firm is taking clients somewhere new.
55
OPPENHEIMER ASSET MANAGEMENT notice-filed in AK, AL, AR, CA, CT, DC, DE, FL, GA, HI, IA, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV. IAPD ↗
$19.97B RAUM · 134 reps · 212-668-8000 · oppenheimer.com
ComplianceMarketing & brand
55
GREAT LAKES ADVISORS, LLC notice-filed in AK, AL, AR, CA, CT, DC, DE, FL, GA, HI, IA, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV. IAPD ↗
$15.30B RAUM · 38 reps · 312-431-1700 · greatlakesadvisors.com
ComplianceMarketing & brand
55
JFG FAMILY OFFICE notice-filed in CA, DC, FL, LA, SD. IAPD ↗
$2.75B RAUM · 30 reps · 720-475-1195 · jfgllc.net
ComplianceMarketing & brand
55
ARAX ADVISORY PARTNERS notice-filed in AR, CT, HI, IN, MD, ND, NV, RI. IAPD ↗
$8.96B RAUM · 61 reps · 303-633-5900 · kleinhenzwealth.com
ComplianceMarketing & brand
55
WATERLOO CAPITAL notice-filed in AZ, CT, FL, ID, IL, IN, KS, KY, MI, MN, MO, NH, NJ, NM, OK, SC, TN, WA, WI. IAPD ↗
$1.69B RAUM · 37 reps · 512-777-5900 · elementconsultants.com
ComplianceMarketing & brand
55
SELECT MONEY MANAGEMENT, INC. notice-filed in AK, AL, CA, CO, CT, DC, DE, FL, GA, HI, IA, IL, IN, KS, MA, MD, MI, MN, MO, MS, MT, NC, ND, NE, NH, NM, NV, NY, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV. IAPD ↗
$1.49B RAUM · 8 reps · 949-975-7900 · seia.com
ComplianceMarketing & brand
55
LEXAURUM ADVISORS notice-filed in AL, IN, KY, MA, NJ, NY, TN. IAPD ↗
$1.01B RAUM · 30 reps · 913-261-9316
ComplianceMarketing & brand
55
VESTGEN ADVISORS, LLC notice-filed in AL, CT, DC, DE, KY, MA, NM, NV, OK, OR, VA, WA. IAPD ↗
$3.47B RAUM · 30 reps · 312-237-4446 · vestgen.com
ComplianceMarketing & brand
55
BROWN BROTHERS HARRIMAN CREDIT PARTNERS, LLC notice-filed in AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY. IAPD ↗
$55.22B RAUM · 29 reps · 212-483-1818 · bbh.com
ComplianceMarketing & brand
53
CHILTON CAPITAL MANAGEMENT LLC notice-filed in AZ, GA, MA, TN. IAPD ↗
$2.67B RAUM · 20 reps · (713) 650-1995 · chiltoncapital.com
ComplianceMarketing & brand
53
CORBYN INVESTMENT MANAGEMENT INC notice-filed in KS, ME, MS, OH, SC, WY. IAPD ↗
$976.2M RAUM · 7 reps · 410-832-5500 · corbyn.com
ComplianceMarketing & brand
53
DORSEY, WRIGHT & ASSOCIATES, LLC notice-filed in AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY. IAPD ↗
$755.1M RAUM · 14 reps · 804-320-8511
ComplianceMarketing & brand
53
HARTLINE INVESTMENT CORPORATION notice-filed in CA, FL, GA, IL, IN, MI, NC, NH, NY, PA, TX, WA, WV. IAPD ↗
$851.5M RAUM · 3 reps · 312-726-5703 · hartlineinv.com
ComplianceMarketing & brand
53
UHLMANN INVESTMENT MANAGEMENT, L.L.C. notice-filed in AK, DC, KS, NE, NJ, VA. IAPD ↗
$273.2M RAUM · 9 reps · 312-264-4400 · upsecurities.com
ComplianceMarketing & brand
53
DEMPSEY LORD SMITH, LLC notice-filed in AL, AR, CA, FL, GA, MD, MS, NC, NV, OH, SC, TN, TX. IAPD ↗
$580.5M RAUM · 78 reps · 706.238.9575 · wealthretirementsolutions.net
ComplianceMarketing & brand
53
OAK WEALTH ADVISORS LLC notice-filed in CA, NC, NE, OH, TN, WA. IAPD ↗
$321.0M RAUM · 3 reps · 847-945-8888 · oakwealth.com
ComplianceMarketing & brand
53
EVERMONT WEALTH notice-filed in FL, ID, NV, TN, UT. IAPD ↗
$277.7M RAUM · 3 reps · 909-296-7977 · feeonlynetwork.com
ComplianceMarketing & brand
53
DENVER PWM, LLC notice-filed in AL, CT, HI, NJ, SC, VA. IAPD ↗
$554.1M RAUM · 5 reps · 720-354-3850
ComplianceMarketing & brand
53
WARREN STREET WEALTH ADVISORS, LLC notice-filed in CA, NE, NV, NY, TX, WA. IAPD ↗
$457.8M RAUM · 10 reps · 714-876-6200
ComplianceMarketing & brand
53
SHARIAPORTFOLIO, INC. notice-filed in CA, CO, FL, GA, IL, IN, KY, LA, MA, MD, MI, MN, MO, NC, NJ, NY, OH, PA, TN, TX, VA, WA, WI. IAPD ↗
$260.9M RAUM · 7 reps · 321-275-5125
ComplianceMarketing & brand
53
MERKLE RETIREMENT PLANNING notice-filed in AZ, CA, FL, IL, MN, MO, NC, NE, TX, WI. IAPD ↗
$428.5M RAUM · 7 reps · 515-278-4110 · anchor.fm
ComplianceMarketing & brand
53
PENSION & WEALTH MANAGEMENT ADVISORS notice-filed in CA, CO, CT, FL, IL, IN, MA, NH, NY, RI, TX. IAPD ↗
$452.2M RAUM · 5 reps · 781-810-0800
ComplianceMarketing & brand
53
FINANCIAL GRAVITY FAMILY OFFICE SERVICES, LLC notice-filed in AL, AR, HI, IA, IL, OK. IAPD ↗
$590.5M RAUM · 16 reps · 800-588-3893
ComplianceMarketing & brand
53
FIAT WEALTH MANAGEMENT notice-filed in AZ, CO, FL, MO, ND, NE, NY, SD, TX. IAPD ↗
$370.6M RAUM · 10 reps · 952-426-9116
ComplianceMarketing & brand
53
LYON WEALTH ADVISORS notice-filed in AL, CO, GA, TN, VA. IAPD ↗
$311.4M RAUM · 3 reps · 704-424-9780
ComplianceMarketing & brand
53
GREAT HILL CAPITAL, LLC notice-filed in AL, CA, FL, TX. IAPD ↗
$1.01B RAUM · 1 reps · 212-951-1478
ComplianceMarketing & brand
53
PURSUIT WEALTH STRATEGIES, LLC notice-filed in CA, FL, LA, MD, NH, NJ, SC, TX, VA. IAPD ↗
$457.5M RAUM · 4 reps · 919-847-7600 · pursuitwealthstrategies.com
ComplianceMarketing & brand
51
CUMBERLAND ADVISORS notice-filed in ND, VI, VT. IAPD ↗
$3.22B RAUM · 18 reps · 800-257-7013 · google.com
ComplianceMarketing & brand
51
ADVISORNET WEALTH PARTNERS notice-filed in ID, ME, NV. IAPD ↗
$2.34B RAUM · 74 reps · 612-347-8600
ComplianceMarketing & brand
51
KELLEHER FINANCIAL ADVISORS, LLC notice-filed in MO, MT, WA. IAPD ↗
$1.03B RAUM · 8 reps · 212-709-9400 · starboardadvisorsllc.com
ComplianceMarketing & brand
51
WEST PACES ADVISORS, INC. notice-filed in NY, SC, TN. IAPD ↗
$1.01B RAUM · 5 reps · (404) 478-3030
ComplianceMarketing & brand
51
HELIUM ADVISORS LLC notice-filed in CA, NY, TX, WA. IAPD ↗
$308.1M RAUM · 4 reps · (425) 214-1533
ComplianceMarketing & brand
51
INSIGNEO ADVISORY SERVICES, LLC notice-filed in ID, MT, UT. IAPD ↗
$3.61B RAUM · 188 reps · 305.373.9000 · insigneo.com
ComplianceMarketing & brand
51
COLONIAL RIVER WEALTH MANAGEMENT LLC notice-filed in PA, TN, UT, WA. IAPD ↗
$339.8M RAUM · 8 reps · (804) 335-1200 · colonialriver.com
ComplianceMarketing & brand
51
BULL HARBOR CAPITAL LLC. notice-filed in DC, KY, WI, WY. IAPD ↗
$344.0M RAUM · 16 reps · 804-965-5408 · bullharborcapital.com
ComplianceMarketing & brand
51
SUMMIT WEALTH GROUP notice-filed in FL, ME, PA. IAPD ↗
$1.35B RAUM · 27 reps · 7196334033 · summitwealthgroup.com
ComplianceMarketing & brand
50
WESTBOURNE INVESTMENTS, INC. notice-filed in DC, MD, NC, TX, VA. IAPD ↗
$221.1M RAUM · 5 reps · 703-294-6880 · westbourneinv.com
ComplianceMarketing & brand
50
KCD FINANCIAL, INC. notice-filed in GA, IN, MO, NY, PA. IAPD ↗
$182.6M RAUM · 27 reps · 920-347-3400 · kcdfinancial.com
ComplianceMarketing & brand
50
LYONS WEALTH MANAGEMENT notice-filed in CA, FL, IL, MN, NE, NH, TX. IAPD ↗
$127.0M RAUM · 4 reps · 407 951 8710
ComplianceMarketing & brand
50
REVALUE LLC notice-filed in CA, MA, MD, MI, NC, NY, PA, TX. IAPD ↗
$103.9M RAUM · 5 reps · 888-642-2728
ComplianceMarketing & brand
50
APO FINANCIAL SERVICES, LLC notice-filed in FL, MI, TN, TX, UT. IAPD ↗
$111.2M RAUM · 7 reps · (720) 588-2000 · apofinancial.com
ComplianceMarketing & brand
50
SAGE INVESTMENT ADVISERS LLC notice-filed in AZ, CA, NH, NJ, PA. IAPD ↗
$224.7M RAUM · 3 reps · (845) 240-1551 · sageinvestmentadvisersllc.com
ComplianceMarketing & brand
50
ABUNDO WEALTH notice-filed in AZ, CA, DC, FL, GA, IL, IN, MA, MD, MI, MN, MO, NC, NE, NH, NJ, NV, NY, OH, OR, PA, SD, TX, UT, VA, WA, WI. IAPD ↗
$0 RAUM · 10 reps · 612-502-5806
ComplianceMarketing & brand
50
EKO notice-filed in ID, MA, ME, NE, NM, TN. IAPD ↗
$14.4M RAUM · 1 reps · (917)7449432 · eko.investments
ComplianceMarketing & brand
50
STACKWELL notice-filed in AL, AR, DE, IN, KS, MS, NV, OK, OR, WA, WI. IAPD ↗
$2.0M RAUM · 1 reps · 617-455-4741
ComplianceMarketing & brand
50
CHILDFREE WEALTH notice-filed in AL, AR, DC, DE, HI, IA, ID, IN, KS, KY, ME, MI, MN, MO, MT, ND, NJ, NM, NV, OK, RI, SC, SD, UT, VT, WI, WV, WY. IAPD ↗
$20.7M RAUM · 4 reps · 662-222-1227
ComplianceMarketing & brand
50
724 CAPITAL, LLC notice-filed in CA, FL, GA, IL, IN, MI, NC, OH, OR, PA, PR, TN, TX, VA, WA, WI. IAPD ↗
$225.9M RAUM · 13 reps · 517-256-4319 · cigfinancialservices.com
ComplianceMarketing & brand
50
CLARITY FINANCIAL ADVISORS LLC notice-filed in AL, AR, CT, GA, IL, KS, KY, MO, NE, NJ, NM, PR. IAPD ↗
$99.9M RAUM · 4 reps · (816) 786-5031 · theclarityfinancial.com
ComplianceMarketing & brand
50
WEALTH MORE ENTERPRISE, INC. notice-filed in CA, FL, GA, IL, LA, NC, NE, NH, NJ, NV, NY, PA, TN, TX. IAPD ↗
$76,000 RAUM · 6 reps · 888-303-6361 · joinwealthmore.com
ComplianceMarketing & brand
50
W&S ADVISORY SERVICES, LLC notice-filed in AL, AZ, CA, IL, IN, ME, MI, NJ, WV. IAPD ↗
$0 RAUM · 0 reps · 513-362-8176 · meetfabric.com
ComplianceMarketing & brand
50
R2 WEALTH MANAGEMENT PARTNERS notice-filed in AZ, CA, CO, FL, IL, MO, NC, NV, WI. IAPD ↗
$0 RAUM · 3 reps · 402-489-9375 · r2wealth.com
ComplianceMarketing & brand
50
PEREON WEALTH LLC notice-filed in CA, CT, FL, NJ, PA, TX, UT. IAPD ↗
$0 RAUM · 1 reps · 845-641-0404
ComplianceMarketing & brand
49
GREENWOOD GEARHART, LLC notice-filed in GA, KS. IAPD ↗
$1.64B RAUM · 11 reps · 479-521-5353
ComplianceMarketing & brand
49
TRUE NORTH ADVISORS, LLC notice-filed in NJ, TN. IAPD ↗
$4.48B RAUM · 28 reps · 214-360-7300
ComplianceMarketing & brand
49
CHANEY CAPITAL MANAGEMENT INC. notice-filed in GA, ID, TN. IAPD ↗
$455.5M RAUM · 6 reps · 425-673-4060 · chaneycapital.com
ComplianceMarketing & brand
49
WESTEND CAPITAL MANAGEMENT, LLC. notice-filed in LA, NM, NY. IAPD ↗
$435.2M RAUM · 3 reps · (415) 856-0426 · wcmsf.com
ComplianceMarketing & brand
49
CHATTERTON & ASSOCIATES notice-filed in AL, CO. IAPD ↗
$1.17B RAUM · 9 reps · 714-572-2050 · chattertoninc.com
ComplianceMarketing & brand
49
UNITED WEALTH MANAGEMENT, LLC notice-filed in GA, NH, SC. IAPD ↗
$406.6M RAUM · 4 reps · 434-923-8112 · unitedwealthmanagement.com
ComplianceMarketing & brand
49
LJI WEALTH MANAGEMENT, LLC notice-filed in AZ, NE. IAPD ↗
$1.07B RAUM · 13 reps · 317-466-9702 · ljiwm.com
ComplianceMarketing & brand
49
STRAIGHT PATH WEALTH MANAGEMENT notice-filed in CA, GA, SC. IAPD ↗
$348.0M RAUM · 9 reps · 616-288-3670 · straightpathwealth.com
ComplianceMarketing & brand
49
VECTOR WEALTH MANAGEMENT notice-filed in OR, SC. IAPD ↗
$1.49B RAUM · 14 reps · 612-378-7560
ComplianceMarketing & brand
49
CGC FINANCIAL SERVICES notice-filed in MN, MT, WI. IAPD ↗
$737.3M RAUM · 5 reps · 503-670-1958 · cgcfinancialservices.com
ComplianceMarketing & brand
49
MRAZ AND ASSOCIATES notice-filed in CO, ID, WA. IAPD ↗
$784.9M RAUM · 6 reps · (209) 593-5870 · mrazandassociates.com
ComplianceMarketing & brand
49
SILVERLAKE WEALTH MANAGEMENT LLC notice-filed in OH, PA, RI. IAPD ↗
$572.7M RAUM · 9 reps · (802) 857-5083
ComplianceMarketing & brand
49
VISION RETIREMENT notice-filed in AZ, VA, WA. IAPD ↗
$497.3M RAUM · 5 reps · 201-447-2212
ComplianceMarketing & brand
49
IAMS WEALTH MANAGEMENT, LLC notice-filed in ID, MA, MD. IAPD ↗
$343.0M RAUM · 53 reps · (888)255-7670
ComplianceMarketing & brand
49
IEQ CAPITAL, LLC notice-filed in IA, OH. IAPD ↗
$35.38B RAUM · 140 reps · 650-581-9807 · ieqcapital.com
ComplianceMarketing & brand
49
MILESTONE ASSET MANAGEMENT, LLC notice-filed in CA, DC, KY. IAPD ↗
$546.3M RAUM · 11 reps · 412-643-3058
ComplianceMarketing & brand
49
SCHAMBERGER, GREYLAK & UTTERBACK WEALTH MANAGEMENT, LLC notice-filed in FL, IA, IN. IAPD ↗
$272.4M RAUM · 5 reps · 608-784-9100
ComplianceMarketing & brand
49
PARKWOODS WEALTH PARTNERS, LLC notice-filed in AZ, GA, OR. IAPD ↗
$408.6M RAUM · 3 reps · (877) 278-2716 · parkwoodswealth.com
ComplianceMarketing & brand
48
DES MOINES INVESTMENTS, LLC notice-filed in AZ, CA, FL, NE. IAPD ↗
$246.0M RAUM · 3 reps · 515-777-1149 · investdsmi.com
ComplianceMarketing & brand
48
ENTREWEALTH notice-filed in MA, NY, OK, SC. IAPD ↗
$222.6M RAUM · 9 reps · 512-240-2244
ComplianceMarketing & brand
48
M3 WEALTH MANAGEMENT notice-filed in FL, NC, SC, TX. IAPD ↗
$143.2M RAUM · 2 reps · 440-652-6370 · m3wealthmanagement.com
ComplianceMarketing & brand
47
FINANCIAL DESIGNS CORPORATION notice-filed in LA, NE. IAPD ↗
$507.9M RAUM · 3 reps · 909-626-1642
ComplianceMarketing & brand
47
ASHTON THOMAS SECURITIES, LLC notice-filed in MT. IAPD ↗
$1.72B RAUM · 48 reps · 602-732-4745 · excelsecurities.com
ComplianceMarketing & brand
47
GIRARD ADVISORY SERVICES, LLC notice-filed in NH. IAPD ↗
$2.65B RAUM · 41 reps · 610-337-7640 · meetgirard.com
ComplianceMarketing & brand
47
PRIVATE MANAGEMENT GROUP INC notice-filed in LA. IAPD ↗
$4.52B RAUM · 20 reps · 949-752-7500 · privatemanagementgroup.com
ComplianceMarketing & brand
47
COZAD ASSET MANAGEMENT INC notice-filed in ID. IAPD ↗
$2.24B RAUM · 20 reps · 217-356-8363
ComplianceMarketing & brand
47
OBERWEIS ASSET MANAGEMENT INC notice-filed in LA. IAPD ↗
$3.94B RAUM · 16 reps · 630-577-2300 · oberweis.net
ComplianceMarketing & brand
47
BEDEL FINANCIAL CONSULTING INC notice-filed in NY. IAPD ↗
$2.47B RAUM · 15 reps · 317-843-1358
ComplianceMarketing & brand
47
KLINGENSTEIN FIELDS ADVISORS notice-filed in NE. IAPD ↗
$4.74B RAUM · 18 reps · 212-492-7000
ComplianceMarketing & brand
47
DIVERSIFIED MANAGEMENT INC notice-filed in MD. IAPD ↗
$1.69B RAUM · 6 reps · 414-292-1900 · creamcityinvest.com
ComplianceMarketing & brand
47
INTELLICENTS INVESTMENT SOLUTIONS INC notice-filed in LA. IAPD ↗
$7.36B RAUM · 46 reps · 507-377-2919
ComplianceMarketing & brand
47
NORTHSIDE CAPITAL MANAGEMENT LLC notice-filed in SC. IAPD ↗
$5.82B RAUM · 8 reps · 541-387-2080 · northsidecap.com
ComplianceMarketing & brand
47
SEAMOUNT FINANCIAL GROUP INC notice-filed in NE, OR. IAPD ↗
$665.2M RAUM · 6 reps · 719-471-1171 · seamountfinancial.com
ComplianceMarketing & brand
47
HAMILTON CAPITAL notice-filed in MT. IAPD ↗
$4.38B RAUM · 50 reps · 614-273-1000
ComplianceMarketing & brand
47
LASALLE ST. INVESTMENT ADVISORS, L.L.C. notice-filed in WY. IAPD ↗
$4.35B RAUM · 137 reps · 630-600-0500
ComplianceMarketing & brand
47
PROVIDENT TRUST COMPANY notice-filed in GA. IAPD ↗
$6.86B RAUM · 2 reps · 262-521-2300 · provtrust.com
ComplianceMarketing & brand
47
MARINER INSTITUTIONAL, LLC notice-filed in MA. IAPD ↗
$2.54B RAUM · 113 reps · 844-442-6326
ComplianceMarketing & brand
47
PATRIOT INVESTMENT MANAGEMENT GROUP INC notice-filed in MA. IAPD ↗
$1.69B RAUM · 16 reps · 865-777-2479
ComplianceMarketing & brand
47
FAMILY INVESTMENT CENTER notice-filed in UT, WI. IAPD ↗
$689.3M RAUM · 12 reps · 816-233-4100
ComplianceMarketing & brand
47
GREENWOOD CAPITAL ASSOCIATES, LLC notice-filed in TN. IAPD ↗
$1.67B RAUM · 14 reps · 864-941-4049 · greenwoodcapital.com
ComplianceMarketing & brand
47
MOWERY & SCHOENFELD WEALTH MANAGEMENT, LLC notice-filed in NC, SC. IAPD ↗
$524.4M RAUM · 6 reps · 847-247-8959
ComplianceMarketing & brand
47
WILLIS JOHNSON & ASSOCIATES, INC. notice-filed in IL. IAPD ↗
$1.42B RAUM · 16 reps · 713-439-1200
ComplianceMarketing & brand
47
RKL PRIVATE WEALTH notice-filed in CT. IAPD ↗
$2.13B RAUM · 25 reps · (717) 399-1700 · vimeo.com
ComplianceMarketing & brand
47
FINANCIAL PLANS & STRATEGIES, INC. notice-filed in IL, MI. IAPD ↗
$460.5M RAUM · 4 reps · 317-882-7675 · finplans.com
ComplianceMarketing & brand
47
HENNION & WALSH ASSET MANAGEMENT, INC. notice-filed in LA, MS. IAPD ↗
$590.1M RAUM · 11 reps · 973-299-8989 · hennionandwalsh.com
ComplianceMarketing & brand
47
AVIDIAN WEALTH SOLUTIONS notice-filed in AL. IAPD ↗
$3.99B RAUM · 32 reps · 281-822-8800 · retirementsurvivalguide.com
ComplianceMarketing & brand
47
APRIO WEALTH MANAGEMENT, LLC notice-filed in OH. IAPD ↗
$2.64B RAUM · 24 reps · 404-892-9651 · wealth.aprio.com
ComplianceMarketing & brand
47
ANNEX WEALTH MANAGEMENT, LLC notice-filed in AK. IAPD ↗
$8.05B RAUM · 74 reps · 262-786-6363 · annexwealth.wistia.com
ComplianceMarketing & brand
47
CERTUITY, LLC notice-filed in NV. IAPD ↗
$3.10B RAUM · 10 reps · 561-693-3255 · certuity.com
ComplianceMarketing & brand
47
BROOK CAPITAL notice-filed in CT, NE. IAPD ↗
$283.3M RAUM · 4 reps · 262-784-7205 · brookcapital.com
ComplianceMarketing & brand
47
WEST FINANCIAL ADVISORS, L.L.C. notice-filed in FL, IL. IAPD ↗
$674.2M RAUM · 6 reps · 515-284-1011
ComplianceMarketing & brand
47
PINNACLE INVESTMENTS, LLC notice-filed in WV. IAPD ↗
$1.06B RAUM · 50 reps · 315-251-1101
ComplianceMarketing & brand
47
MAINSTREET ADVISORS notice-filed in NC. IAPD ↗
$5.41B RAUM · 6 reps · 312-223-0270
ComplianceMarketing & brand
47
FORT POINT CAPITAL PARTNERS LLC notice-filed in PR. IAPD ↗
$2.00B RAUM · 16 reps · (415) 449-0570 · fortpointcap.com
ComplianceMarketing & brand
47
AGW CAPITAL ADVISORS notice-filed in LA. IAPD ↗
$1.48B RAUM · 11 reps · 813-254-4700 · agwcapital.com
ComplianceMarketing & brand
47
RIA ADVISORY GROUP, LLC notice-filed in KS, ND. IAPD ↗
$456.5M RAUM · 23 reps · (515) 965-8588 · riaadvisorygroup.com
ComplianceMarketing & brand
47
RED DOOR WEALTH MANAGEMENT, LLC notice-filed in WA. IAPD ↗
$2.52B RAUM · 9 reps · 901-681-0018
ComplianceMarketing & brand
47
CAPITAL WEALTH MANAGEMENT, LLC notice-filed in VT. IAPD ↗
$1.00B RAUM · 9 reps · (401) 885-1060 · capitalwealthllc.com
ComplianceMarketing & brand
47
USADVISORS WEALTH MANAGEMENT, LLC notice-filed in CT, NV. IAPD ↗
$488.1M RAUM · 14 reps · 952-829-0000 · usadvisorswealth.com
ComplianceMarketing & brand
47
KING WEALTH MANAGEMENT GROUP, LLC notice-filed in ME. IAPD ↗
$1.08B RAUM · 8 reps · 518-306-5640 · kingwealthmanagementgroup.com
ComplianceMarketing & brand
47
CLARO ADVISORS INC. notice-filed in MD. IAPD ↗
$1.28B RAUM · 16 reps · (800) 604-2838
ComplianceMarketing & brand
47
CANAL CAPITAL MANAGEMENT, LLC notice-filed in NY. IAPD ↗
$1.20B RAUM · 10 reps · 804-325-1450 · canalcapitalmanagement.com
ComplianceMarketing & brand
47
BAKER TILLY WEALTH MANAGEMENT, LLC notice-filed in NC. IAPD ↗
$4.60B RAUM · 21 reps · 833-761-0673 · bakertilly.com
ComplianceMarketing & brand
47
TRU INDEPENDENCE ASSET MANAGEMENT, LLC notice-filed in CA, WA. IAPD ↗
$575.3M RAUM · 11 reps · (971) 371-3444 · waparkadvisors.com
ComplianceMarketing & brand
47
SYMPHONY FINANCIAL, LTD. CO. notice-filed in NJ. IAPD ↗
$1.09B RAUM · 23 reps · 281-272-6800
ComplianceMarketing & brand
47
LINEWEAVER WEALTH ADVISORS notice-filed in CO, GA. IAPD ↗
$908.4M RAUM · 6 reps · 216-520-1711 · ohioretire.com
ComplianceMarketing & brand
47
BENTOAK CAPITAL notice-filed in AR, NM. IAPD ↗
$803.7M RAUM · 15 reps · 817-550-6750 · bentoakcapital.com
ComplianceMarketing & brand
47
ELLENBECKER INVESTMENT GROUP notice-filed in OR. IAPD ↗
$1.73B RAUM · 13 reps · 262-691-3200
ComplianceMarketing & brand
47
TRED AVON FAMILY WEALTH, LLC notice-filed in NY, TX. IAPD ↗
$473.8M RAUM · 1 reps · 410-310-2064 · tredavonfamilywealth.com
ComplianceMarketing & brand
47
ALMANACK INVESTMENT PARTNERS notice-filed in IL, KY. IAPD ↗
$773.4M RAUM · 11 reps · 484-580-2277 · whiteknightcapital.net
ComplianceMarketing & brand
47
BRILLIANT ADVICE, LLC notice-filed in CA, PA. IAPD ↗
$384.1M RAUM · 2 reps · 513-703-2100 · brilliantadvice.net
ComplianceMarketing & brand
47
ALTRAVUE CAPITAL, LLC notice-filed in NV. IAPD ↗
$1.54B RAUM · 3 reps · 425 455-8896 · altravue.com
ComplianceMarketing & brand
47
SGH WEALTH MANAGEMENT notice-filed in OR, WI. IAPD ↗
$561.8M RAUM · 6 reps · (248) 731-0029
ComplianceMarketing & brand
47
DENVER WEALTH MANAGEMENT, INC. notice-filed in LA, TN. IAPD ↗
$435.7M RAUM · 10 reps · (303) 261-8015
ComplianceMarketing & brand
47
THE FIDUCIARY ALLIANCE notice-filed in IN. IAPD ↗
$1.92B RAUM · 38 reps · 864-385-7999
ComplianceMarketing & brand
47
PINEBRIDGE INVESTMENTS LLC notice-filed in PA. IAPD ↗
$71.09B RAUM · 115 reps · (646) 857-8000
ComplianceMarketing & brand
47
INVEST CAPITAL PARTNERS notice-filed in NC, VA. IAPD ↗
$271.9M RAUM · 9 reps · 937-557-3200 · mwm.financial
ComplianceMarketing & brand
47
MARIN BAY WEALTH ADVISORS, LLC notice-filed in CO, NH. IAPD ↗
$375.6M RAUM · 2 reps · 415-425-6492
ComplianceMarketing & brand
47
GRAVES LIGHT LENHART notice-filed in PA. IAPD ↗
$1.08B RAUM · 7 reps · (540) 433-3076 · gllwealth.com
ComplianceMarketing & brand
47
CARTER FINANCIAL GROUP, INC. notice-filed in IA, MI. IAPD ↗
$325.1M RAUM · 5 reps · 847-713-2700
ComplianceMarketing & brand
47
HAWKE FINANCIAL GROUP notice-filed in AZ, TX. IAPD ↗
$254.3M RAUM · 2 reps · (208) 855-9400 · idahofinancialplanner.com
ComplianceMarketing & brand
47
CONVERGENCE FINANCIAL notice-filed in MI, NH. IAPD ↗
$703.4M RAUM · 13 reps · (573) 818-2264
ComplianceMarketing & brand
47
LIBERTY ONE INVESTMENT MANAGEMENT notice-filed in MN. IAPD ↗
$2.38B RAUM · 19 reps · 847-680-9255
ComplianceMarketing & brand
47
KERA CAPITAL PARTNERS notice-filed in NJ. IAPD ↗
$1.07B RAUM · 8 reps · 408-668-2201
ComplianceMarketing & brand
47
ARS WEALTH ADVISORS notice-filed in ND. IAPD ↗
$1.47B RAUM · 12 reps · 727-322-7681 · focusfinancialpartners.com
ComplianceMarketing & brand
47
BADGLEY PHELPS WEALTH MANAGERS notice-filed in UT. IAPD ↗
$5.90B RAUM · 26 reps · 206-623-6172
ComplianceMarketing & brand
47
CHEMISTRY WEALTH MANAGEMENT LLC notice-filed in CO. IAPD ↗
$1.26B RAUM · 7 reps · (212) 970-8900
ComplianceMarketing & brand
47
QUANTUM FINANCIAL ADVISORS, LLC notice-filed in IN. IAPD ↗
$1.48B RAUM · 11 reps · (424) 447-8268
ComplianceMarketing & brand
47
SAVVY notice-filed in OK. IAPD ↗
$1.30B RAUM · 52 reps · 833-745-6789 · savvywealth.com
ComplianceMarketing & brand
47
BUCK WEALTH STRATEGIES, LLC notice-filed in LA, OK. IAPD ↗
$565.4M RAUM · 20 reps · 888-210-6567
ComplianceMarketing & brand
47
BPM WEALTH ADVISORS, LLC notice-filed in ME, WI. IAPD ↗
$268.3M RAUM · 3 reps · 415-421-5757 · bpm.com
ComplianceMarketing & brand
47
FOGUTH WEALTH MANAGEMENT, LLC. notice-filed in GA, NY. IAPD ↗
$439.6M RAUM · 29 reps · (810) 522-5650
ComplianceMarketing & brand
47
CLEAR WAVE WEALTH MANAGEMENT, LLC notice-filed in CA, FL. IAPD ↗
$617.0M RAUM · 2 reps · 862-200-9438 · clearwavewealthmanagement.com
ComplianceMarketing & brand
47
EMERALD INVESTMENT ADVISERS, LLC notice-filed in MO. IAPD ↗
$2.26B RAUM · 12 reps · 717-556-8900 · teamemerald.com
ComplianceMarketing & brand
46
TRIDENT ADVISORS INC notice-filed in CT, FL, NJ. IAPD ↗
$116.9M RAUM · 1 reps · 215-489-5383 · tridentadvisors.com
ComplianceMarketing & brand
46
TANDEM WEALTH ADVISORS notice-filed in GA, MT, SC. IAPD ↗
$223.4M RAUM · 7 reps · 602-297-8600
ComplianceMarketing & brand
46
FOREFRONT notice-filed in GA, ID, WV. IAPD ↗
$239.8M RAUM · 7 reps · 512-617-1984
ComplianceMarketing & brand
46
MCCARLEY & COOK FINANCIAL PLANNERS notice-filed in FL, KY, TX. IAPD ↗
$141.0M RAUM · 2 reps · 513-792-9990
ComplianceMarketing & brand
46
BEST LIFE INFINITY, LLC notice-filed in MN, OR, SC. IAPD ↗
$38.5M RAUM · 6 reps · 719-966-1985
ComplianceMarketing & brand
46
BELL CITY WEALTH, INC. notice-filed in IN, KY, TX. IAPD ↗
$163.3M RAUM · 1 reps · 937-393-3154 · bellcitywealth.com
ComplianceMarketing & brand
46
META WEALTH ADVISORY notice-filed in FL, PA, VA. IAPD ↗
$172.1M RAUM · 1 reps · (410) 683-9263
ComplianceMarketing & brand
46
STOREN FINANCIAL notice-filed in CO, FL, TX. IAPD ↗
$0 RAUM · 6 reps · 317-733-1000
ComplianceMarketing & brand
46
NORTHILL AIMS, LLC notice-filed in CA, FL, GA. IAPD ↗
$0 RAUM · 1 reps · (972) 480-6202
ComplianceMarketing & brand
45
BCG SECURITIES, INC. notice-filed in OK. IAPD ↗
$740.0M RAUM · 28 reps · 856-393-1950 · accapitalmanagement.com
ComplianceMarketing & brand
45
WEALTH MANAGEMENT RESOURCES, INC. notice-filed in SC. IAPD ↗
$385.2M RAUM · 6 reps · (401) 356-1400 · wealthmanagers.com
ComplianceMarketing & brand
45
GREATMARK INVESTMENT PARTNERS, INC. notice-filed in NC. IAPD ↗
$938.7M RAUM · 3 reps · 706-327-2128 · greatmarkonline.com
ComplianceMarketing & brand
45
KENNEY INVESTMENTS INC notice-filed in IL. IAPD ↗
$332.1M RAUM · 2 reps · 847-441-2642
ComplianceMarketing & brand
45
DOMINION PORTFOLIO MANAGEMENT, INC. notice-filed in WA. IAPD ↗
$261.3M RAUM · 20 reps · 813-264-0440
ComplianceMarketing & brand
45
WHELAN FINANCIAL notice-filed in MA. IAPD ↗
$781.8M RAUM · 7 reps · 559-228-8002 · whelanfinancial.com
ComplianceMarketing & brand
45
MCLEAN ASSET MANAGEMENT CORP. notice-filed in SC. IAPD ↗
$819.2M RAUM · 17 reps · 703-827-0636
ComplianceMarketing & brand
45
KEIDAN FINANCIAL CONSULTANTS LLC notice-filed in NC. IAPD ↗
$496.3M RAUM · 2 reps · 614-469-5003 · keidanfinancial.com
ComplianceMarketing & brand
45
ENDOWMENT WEALTH MANAGEMENT, INC. notice-filed in AZ. IAPD ↗
$427.6M RAUM · 9 reps · 920-785-6010
ComplianceMarketing & brand
45
FINANCIAL CONNECTIONS GROUP, INC. notice-filed in PA. IAPD ↗
$624.6M RAUM · 3 reps · 415-924-1091
ComplianceMarketing & brand
45
HORIZON INVESTMENT SERVICES, LLC. notice-filed in NJ. IAPD ↗
$316.0M RAUM · 6 reps · 219-852-3215
ComplianceMarketing & brand
45
FAMILY CAPITAL MANAGEMENT notice-filed in IN. IAPD ↗
$328.8M RAUM · 4 reps · 616-774-4560
ComplianceMarketing & brand
45
STERNECK CAPITAL MANAGEMENT LLC notice-filed in CA. IAPD ↗
$327.9M RAUM · 4 reps · 816-531-2254 · sterneckcapital.com
ComplianceMarketing & brand
45
GERALD BAKER FINANCIAL GROUP, L.L.C.DBA BAKER FINANCIAL SERVICES notice-filed in LA. IAPD ↗
$833.2M RAUM · 5 reps · 817-861-7099 · bakerfinancial.net
ComplianceMarketing & brand
45
BW & ASSOCIATES, INC. notice-filed in FL. IAPD ↗
$692.8M RAUM · 2 reps · 714-998-2077 · bwandassociatesinc.com
ComplianceMarketing & brand
45
CARSON ADVISORY GROUP notice-filed in NH. IAPD ↗
$771.7M RAUM · 8 reps · 706-543-6578
ComplianceMarketing & brand
45
NORTHERN FINANCIAL ADVISORS, INC notice-filed in NC. IAPD ↗
$684.0M RAUM · 9 reps · 248-985-1632 · northernfinancialadvisors.com
ComplianceMarketing & brand
45
KLAAS FINANCIAL ASSET ADVISORS, LLC. notice-filed in MD. IAPD ↗
$632.1M RAUM · 15 reps · 815-877-8440
ComplianceMarketing & brand
45
PURKISS CAPITAL ADVISORS, LLC notice-filed in SC. IAPD ↗
$633.0M RAUM · 3 reps · (203) 431-5862 · pcapadvisors.com
ComplianceMarketing & brand
45
EXCHANGE PLACE ADVISORS, LLC notice-filed in CA. IAPD ↗
$354.0M RAUM · 3 reps · 978-443-4405
ComplianceMarketing & brand
45
WISER WEALTH MANAGEMENT, INC notice-filed in MN. IAPD ↗
$404.6M RAUM · 4 reps · 678-905-4450
ComplianceMarketing & brand
45
SEASCAPE CAPITAL MANAGEMENT,LLC notice-filed in TX. IAPD ↗
$400.4M RAUM · 3 reps · (603)964-4480 · seascape-capital.com
ComplianceMarketing & brand
45
PERSIUM ADVISORS, LLC notice-filed in NC. IAPD ↗
$456.3M RAUM · 9 reps · 678-322-3000 · persiumgroup.com
ComplianceMarketing & brand
45
POEHLING CAPITAL MANAGEMENT, INC. notice-filed in CA. IAPD ↗
$489.3M RAUM · 5 reps · (608) 664-9600
ComplianceMarketing & brand
45
MARYLAND CAPITAL ADVISORS, INC. notice-filed in PA. IAPD ↗
$428.6M RAUM · 3 reps · 410-604-2741 · marylandcap.com
ComplianceMarketing & brand
45
CENTENNIAL WEALTH ADVISORY, LLC notice-filed in OH. IAPD ↗
$397.1M RAUM · 10 reps · 231-995-9575 · cen-wealth.com
ComplianceMarketing & brand
45
PATHWORKS FINANCIAL, INC. notice-filed in TX. IAPD ↗
$279.3M RAUM · 5 reps · 248-946-4515 · pathworksfinancial.com
ComplianceMarketing & brand
45
SAMALIN WEALTH notice-filed in SC. IAPD ↗
$420.6M RAUM · 8 reps · 914-666-6600 · samalinwealth.com
ComplianceMarketing & brand
45
KEATING FINANCIAL ADVISORY SERVICES notice-filed in TN. IAPD ↗
$330.0M RAUM · 30 reps · 785-537-0366 · theweddleteam.com
ComplianceMarketing & brand
45
CAUBLE & HARRE WEALTH MANAGEMENT, INC. notice-filed in CA. IAPD ↗
$255.1M RAUM · 4 reps · 314-576-1112 · caubleharre.com
ComplianceMarketing & brand
45
BOWERS WEALTH MANAGEMENT, INC. notice-filed in LA. IAPD ↗
$298.5M RAUM · 2 reps · 775-409-3712 · bowerswealth.com
ComplianceMarketing & brand
45
RED LIGHTHOUSE INVESTMENT MANAGEMENT, LLC notice-filed in CT. IAPD ↗
$531.1M RAUM · 2 reps · 917-660-0980 · redlighthouseinvestment.com
ComplianceMarketing & brand
45
KEENER FINANCIAL PLANNING notice-filed in OK. IAPD ↗
$479.0M RAUM · 10 reps · 817-993-0401 · objectivefinancialplanning.com
ComplianceMarketing & brand
45
PRAETORIAN GUARD, A DIVISION OF PRAETORIAN WEALTH MANAGEMENT,INC notice-filed in OH. IAPD ↗
$598.7M RAUM · 8 reps · 831-622-9600 · praetorianguard.biz
ComplianceMarketing & brand
45
A & I WEALTH MANAGEMENT notice-filed in WA. IAPD ↗
$463.9M RAUM · 9 reps · 303-690-5070 · gotaxfreebook.com
ComplianceMarketing & brand
45
CHRISTY CAPITAL MANAGEMENT, INC. notice-filed in IN. IAPD ↗
$295.4M RAUM · 10 reps · 478-314-2160 · christycapital.com
ComplianceMarketing & brand
45
EVOADVISERS notice-filed in FL. IAPD ↗
$337.2M RAUM · 6 reps · 804-794-1981
ComplianceMarketing & brand
45
MONTE FINANCIAL GROUP, LLC notice-filed in VT. IAPD ↗
$426.6M RAUM · 6 reps · 203-453-6851
ComplianceMarketing & brand
45
VERGEPOINTE WEALTH MANAGEMENT, LLC notice-filed in TX. IAPD ↗
$259.9M RAUM · 4 reps · 503-684-0100 · vergepointe.com
ComplianceMarketing & brand
45
QUAD-CITIES INVESTMENT GROUP, LLC notice-filed in NH. IAPD ↗
$425.5M RAUM · 6 reps · 563-484-5000
ComplianceMarketing & brand
45
SKINNER, COPPER & EHMEN WEALTH MANAGEMENT, LLC notice-filed in IN. IAPD ↗
$705.7M RAUM · 6 reps · 217-753-4020 · scewealth.com
ComplianceMarketing & brand
45
POST OAK PRIVATE WEALTH ADVISORS notice-filed in NM. IAPD ↗
$390.9M RAUM · 7 reps · 281-580-2100 · postoakprivatewealth.com
ComplianceMarketing & brand
45
AMJ FINANCIAL WEALTH MANAGEMENT LLC notice-filed in NH. IAPD ↗
$427.4M RAUM · 7 reps · 703-466-0477
ComplianceMarketing & brand
45
HILEY HUNT WEALTH MANAGEMENT, INC. notice-filed in SD. IAPD ↗
$289.6M RAUM · 3 reps · 402-504-9347
ComplianceMarketing & brand
45
KKM FINANCIAL LLC notice-filed in IL. IAPD ↗
$366.0M RAUM · 2 reps · 312-448-7230 · kkmfinancial.com
ComplianceMarketing & brand
45
VEST FINANCIAL LLC notice-filed in AK, AL, AR, CT, DC, DE, FL, GA, HI, IA, ID, IN, KS, KY, LA, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NV, NY, OH, OK, OR, PA, RI, SD, TX, UT, VT, WA, WI, WV, WY. IAPD ↗institutional
$39.30B RAUM · 12 reps · 855-979-6060
ComplianceMarketing & brand
45
CANDACE SHIRA ASSOCIATES, LLC notice-filed in CT. IAPD ↗
$409.6M RAUM · 3 reps · 585-249-1550 · candaceshira.com
ComplianceMarketing & brand
45
VANTAGE POINT WEALTH MANAGEMENT notice-filed in MT. IAPD ↗
$277.4M RAUM · 15 reps · (763) 587-7120 · vpwealthmgmt.com
ComplianceMarketing & brand
45
MFA WEALTH SERVICES notice-filed in SC. IAPD ↗
$293.1M RAUM · 3 reps · 833-496-5474 · mfaws.com
ComplianceMarketing & brand
45
ACORN WEALTH ADVISORS, LLC notice-filed in TN. IAPD ↗
$429.9M RAUM · 5 reps · 810-953-4444 · acornwealthadvisors.com
ComplianceMarketing & brand
45
MBI LLC notice-filed in NJ. IAPD ↗
$316.9M RAUM · 11 reps · (301) 986-0600 · cbmcpa.com
ComplianceMarketing & brand
45
WEALTH WATCH ADVISORS, INC notice-filed in NE. IAPD ↗
$473.7M RAUM · 47 reps · 855-822-3708 · altuswealthstrategies.com
ComplianceMarketing & brand
45
CORE WEALTH ADVISORS, INC. notice-filed in VA. IAPD ↗
$570.6M RAUM · 9 reps · 863-904-4745 · followthegameplan.com
ComplianceMarketing & brand
45
ELEVATED CAPITAL ADVISORS, LLC notice-filed in NC. IAPD ↗
$433.0M RAUM · 20 reps · 385-237-3338 · elevateyourplanning.com
ComplianceMarketing & brand
45
FLOWER CITY CAPITAL LLC notice-filed in MD. IAPD ↗
$333.6M RAUM · 2 reps · 585-236-8501
ComplianceMarketing & brand
45
LATKO WEALTH MANAGEMENT, LTD. notice-filed in VA. IAPD ↗
$327.2M RAUM · 3 reps · (815) 469-8887 · latkowealth.com
ComplianceMarketing & brand
45
GOLDEN RESERVE RETIREMENT, LLC notice-filed in DC. IAPD ↗
$310.9M RAUM · 17 reps · 855-456-4777
ComplianceMarketing & brand
45
SUNBURST FINANCIAL GROUP, LLC notice-filed in VA. IAPD ↗
$808.1M RAUM · 6 reps · 205-823-4949 · sunburstfinancial.com
ComplianceMarketing & brand
45
ALPHA CAPITAL MANAGEMENT GROUP LLC notice-filed in SC. IAPD ↗
$613.5M RAUM · 3 reps · 303-900-1940 · alphacmg.com
ComplianceMarketing & brand
45
INDEPENDENT WEALTH NETWORK, INC. notice-filed in MS. IAPD ↗
$422.6M RAUM · 25 reps · 515-461-5123 · masfinancialandtax.com
ComplianceMarketing & brand
45
BENCHMARK FINANCIAL WEALTH ADVISORS LLC notice-filed in NH. IAPD ↗
$721.7M RAUM · 5 reps · (561) 416-2992
ComplianceMarketing & brand
45
LIFEWORKS ADVISORS, LLC notice-filed in NJ. IAPD ↗
$742.3M RAUM · 33 reps · (616) 200-6512
ComplianceMarketing & brand
45
ASTORIA PORTFOLIO ADVISORS LLC notice-filed in CO. IAPD ↗
$698.8M RAUM · 7 reps · 212-381-6185
ComplianceMarketing & brand
45
VALUES ADDED FINANCIAL notice-filed in GA. IAPD ↗
$313.7M RAUM · 9 reps · 202-599-0915
ComplianceMarketing & brand
45
M PREMIER PARTNERS notice-filed in KY. IAPD ↗
$251.0M RAUM · 2 reps · 442-274-5300 · mpremierpartners.com
ComplianceMarketing & brand
45
AUCTUS ADVISORS LLC notice-filed in MN. IAPD ↗
$480.9M RAUM · 2 reps · 704 533-9880
ComplianceMarketing & brand
45
CHICORY WEALTH notice-filed in OR. IAPD ↗
$682.7M RAUM · 11 reps · (404) 294-5917
ComplianceMarketing & brand
45
EQ WEALTH MANAGEMENT notice-filed in MA. IAPD ↗
$723.0M RAUM · 8 reps · 425-434-1000
ComplianceMarketing & brand
45
MORTON BROWN FAMILY WEALTH LLC notice-filed in NH. IAPD ↗
$399.0M RAUM · 4 reps · 610-709-5072
ComplianceMarketing & brand
45
FIDELIS WEALTH ADVISORS notice-filed in WY. IAPD ↗
$253.2M RAUM · 6 reps · 303-800-4683
ComplianceMarketing & brand
45
VAN CLEMENS WEALTH MANAGEMENT, LLC notice-filed in MI. IAPD ↗
$327.2M RAUM · 18 reps · 612-758-9140 · vanclemens.com
ComplianceMarketing & brand
45
ASIO CAPITAL LLC notice-filed in IN. IAPD ↗
$621.5M RAUM · 6 reps · 859-785-4130 · asiocapital.com
ComplianceMarketing & brand
45
HOHIMER WEALTH MANAGEMENT, LLC notice-filed in ID. IAPD ↗
$993.7M RAUM · 10 reps · 206-709-5955
ComplianceMarketing & brand
45
VERACITY CAPITAL LLC notice-filed in SC. IAPD ↗
$695.4M RAUM · 11 reps · 844-508-7884
ComplianceMarketing & brand
45
EMERALD ADVISORS, LLC notice-filed in OH. IAPD ↗
$904.4M RAUM · 4 reps · (425) 458-3853 · emeraldadv.com
ComplianceMarketing & brand
45
GRAYSTONE PARTNERS WEALTH MANAGEMENT, LLC notice-filed in MT. IAPD ↗
$348.9M RAUM · 3 reps · (480) 557-9727
ComplianceMarketing & brand
45
MIDWEST HERITAGE FINANCIAL ADVISORS notice-filed in AZ. IAPD ↗
$398.7M RAUM · 4 reps · 515-246-8378 · midwestheritage.com
ComplianceMarketing & brand
45
THREE CORD TRUE WEALTH MANAGEMENT, LLC notice-filed in AZ. IAPD ↗
$252.2M RAUM · 9 reps · 724-683-3456
ComplianceMarketing & brand
45
FCG INVESTMENT COMPANY notice-filed in SC. IAPD ↗
$457.9M RAUM · 10 reps · 901-309-2681 · fcgtn.com
ComplianceMarketing & brand
45
VALOR FINANCIAL SERVICES, LLC notice-filed in LA. IAPD ↗
$273.3M RAUM · 2 reps · 865-675-1200 · valorfs.net
ComplianceMarketing & brand
45
CORVUS WEALTH ADVISORS LLC notice-filed in WA. IAPD ↗
$870.6M RAUM · 10 reps · 805-549-9020 · corvuswealth.com
ComplianceMarketing & brand
45
STONECREST WEALTH MANAGEMENT, INC notice-filed in CO. IAPD ↗
$307.4M RAUM · 3 reps · (602) 258-9400
ComplianceMarketing & brand
45
POINTOAK RETIREMENT ADVISORS notice-filed in TX. IAPD ↗
$818.7M RAUM · 3 reps · 703-595-4444
ComplianceMarketing & brand
45
DISCIPLINE WEALTH SOLUTIONS, INC. notice-filed in TN. IAPD ↗
$316.3M RAUM · 15 reps · 864-322-6046 · lindedin.com
ComplianceMarketing & brand
45
GLOBAL WEALTH STRATEGIES AND ASSOCIATES, LLC notice-filed in NC. IAPD ↗
$457.0M RAUM · 9 reps · 720-420-4870 · gwsa.us
ComplianceMarketing & brand
45
25 FINANCIAL notice-filed in NH. IAPD ↗
$545.0M RAUM · 8 reps · 314-530-2858 · 25financial.com
ComplianceMarketing & brand
45
BREAKWATER CAPITAL GROUP notice-filed in CA. IAPD ↗
$843.4M RAUM · 3 reps · (551) 342-3733 · breakwatercapitalgroup.com
ComplianceMarketing & brand
45
AURELIUS FAMILY OFFICE, LLC notice-filed in WA. IAPD ↗
$265.9M RAUM · 5 reps · 603-413-6060
ComplianceMarketing & brand
45
MARIDEA WEALTH MANAGEMENT notice-filed in NM. IAPD ↗
$958.7M RAUM · 15 reps · 347-289-5227 · marideawealth.com
ComplianceMarketing & brand
45
MOKAN WEALTH MANAGEMENT notice-filed in FL. IAPD ↗
$250.3M RAUM · 3 reps · 913-257-3991 · mokanwealth.com
ComplianceMarketing & brand
45
DRUCKER WEALTH notice-filed in UT. IAPD ↗
$666.0M RAUM · 6 reps · (212) 681-0460
ComplianceMarketing & brand
45
WYZE WEALTH ADVISORS, LLC notice-filed in WV. IAPD ↗
$264.5M RAUM · 3 reps · 724-747-6451 · wyzewealthadvisors.com
ComplianceMarketing & brand
45
LECLAIR WEALTH PARTNERS notice-filed in NY. IAPD ↗
$342.4M RAUM · 3 reps · 888-277-5704 · leclairwealthpartners.com
ComplianceMarketing & brand
45
TFR CAPITAL notice-filed in OK. IAPD ↗
$327.6M RAUM · 5 reps · 800-765-0397 · tfr-inc.com
ComplianceMarketing & brand
45
SANTA BARBARA MANAGEMENT notice-filed in NY. IAPD ↗
$259.2M RAUM · 6 reps · 734-604-9891 · santabarbaramanagement.com
ComplianceMarketing & brand
45
ASSET ONE WEALTH MANAGEMENT, LLC notice-filed in FL. IAPD ↗
$435.6M RAUM · 7 reps · (425) 504-830 · assetone.com
ComplianceMarketing & brand
44
ACCORDANT ADVISORY GROUP, INC. notice-filed in CA, GA. IAPD ↗
$208.4M RAUM · 2 reps · 410-348-1499 · planaccordingly.com
ComplianceMarketing & brand
44
COMPASS PLANNING ASSOCIATES, INC. notice-filed in MD, PA. IAPD ↗
$199.5M RAUM · 3 reps · 617-523-4666 · jenniferscompass.typepad.com
ComplianceMarketing & brand
44
FINER WEALTH MANAGEMENT, INC. notice-filed in CA, PA. IAPD ↗
$249.7M RAUM · 2 reps · 978-740-1011 · finer.com
ComplianceMarketing & brand
44
SKLOFF FINANCIAL GROUP notice-filed in GA, WI. IAPD ↗
$114.0M RAUM · 1 reps · 908-464-3060 · csn-connect.com
ComplianceMarketing & brand
44
WHITE OAK FINANCIAL MANAGEMENT, INC notice-filed in LA, TN. IAPD ↗
$143.5M RAUM · 3 reps · 828-274-7844
ComplianceMarketing & brand
44
FORTRESS FINANCIAL SOLUTIONS, LLC notice-filed in FL, NH. IAPD ↗
$130.2M RAUM · 6 reps · 520-751-8600 · fortresscompany.com
ComplianceMarketing & brand
44
SMB FINANCIAL SERVICES, INC. notice-filed in CA, NH. IAPD ↗
$160.3M RAUM · 6 reps · 503-387-3222
ComplianceMarketing & brand
44
FIDUCIARY FINANCIAL PARTNERS, LLC notice-filed in FL, MA. IAPD ↗
$247.7M RAUM · 5 reps · 630-780-1534
ComplianceMarketing & brand
44
GREENWICH ADVISORS, LLC notice-filed in AZ, NH. IAPD ↗
$162.8M RAUM · 2 reps · 203-489-0700 · greenwichadvisors.com
ComplianceMarketing & brand
44
FULCRUM WEALTH ADVISORS, LLC notice-filed in NY, TX. IAPD ↗
$208.0M RAUM · 2 reps · 425-250-6280
ComplianceMarketing & brand
44
NOVA WEALTH MANAGEMENT, INC. notice-filed in GA, PA. IAPD ↗
$191.0M RAUM · 6 reps · 239-444-1794 · novawealthmanagement.com
ComplianceMarketing & brand
44
EXCEED ADVISORY LLC notice-filed in NY, WI. IAPD ↗
$76.7M RAUM · 2 reps · 646-580-7046
ComplianceMarketing & brand
44
VINE CAPITAL MANAGEMENT, LLC notice-filed in AZ, WA. IAPD ↗
$188.4M RAUM · 2 reps · 951-526-5173 · vinecapitalmanagement.com
ComplianceMarketing & brand
44
MIDWESTERN FINANCIAL GROUP notice-filed in IL, TX. IAPD ↗
$139.3M RAUM · 3 reps · 319-499-1620
ComplianceMarketing & brand
44
DAVIS, DAVIS AND CONOVER WEALTH MANAGEMENT, LLC notice-filed in KY, MS. IAPD ↗
$169.6M RAUM · 2 reps · 615-324-7825 · ddcwealth.com
ComplianceMarketing & brand
44
UPPER LEFT WEALTH MANAGEMENT, LLC notice-filed in CO, MA. IAPD ↗
$201.1M RAUM · 2 reps · 917-768-3390
ComplianceMarketing & brand
44
FOUNDRY FINANCIAL LLC notice-filed in CT, NV. IAPD ↗
$104.7M RAUM · 4 reps · (213) 802-8662
ComplianceMarketing & brand
44
GUNDER WEALTH MANAGEMENT, LLC notice-filed in IL, TX. IAPD ↗
$139.0M RAUM · 2 reps · 248-686-0820
ComplianceMarketing & brand
44
FREEDOM FAMILY OFFICE, LLC notice-filed in NV, VA. IAPD ↗
$143.5M RAUM · 5 reps · (855) 540-0400 · talktofreedom.com
ComplianceMarketing & brand
44
COPPER BEECH FINANCIAL GROUP, LLC notice-filed in FL, TX. IAPD ↗
$189.1M RAUM · 3 reps · 856-988-8300 · copperbeechfg.com
ComplianceMarketing & brand
44
VALTRION CAPITAL MANAGEMENT, LLC notice-filed in AK, AR. IAPD ↗
$143.6M RAUM · 4 reps · 833-856-2088 · valtrioncapital.com
ComplianceMarketing & brand
44
PALM WEALTH PARTNERS notice-filed in CA, NY. IAPD ↗
$132.1M RAUM · 9 reps · (954) 632-2555
ComplianceMarketing & brand
44
FCIG WEALTH MANAGEMENT, LLC notice-filed in FL, TX. IAPD ↗
$107.3M RAUM · 2 reps · 877-420-5234
ComplianceMarketing & brand
44
PROSPER PRIVATE WEALTH notice-filed in CA, NH. IAPD ↗
$112.7M RAUM · 3 reps · 888.404.3042 · prosperpw.com
ComplianceMarketing & brand
44
HOLISTIC FINANCE LLC notice-filed in FL, MO. IAPD ↗
$7.9M RAUM · 4 reps · 808-746-7774 · holisticfinance.com
ComplianceMarketing & brand
42
COORDINATED CAPITAL SECURITIES, INC. notice-filed in TN. IAPD ↗
$159.9M RAUM · 20 reps · 608-221-4545 · mdressmancpa.com
ComplianceMarketing & brand
42
QUINT CAPITAL MANAGEMENT notice-filed in TN. IAPD ↗
$162.1M RAUM · 15 reps · 212-682-5090
ComplianceMarketing & brand
42
WESTPARK CAPITAL, INC. notice-filed in NV. IAPD ↗
$47.6M RAUM · 10 reps · 347-429-8380 · meyersfinancialgroup.com
ComplianceMarketing & brand
42
OAK TREE INVESTMENT ADVISORS notice-filed in FL. IAPD ↗
$164.1M RAUM · 2 reps · 412-802-8358 · myoaktreeadvisors.com
ComplianceMarketing & brand
42
MIAI, INC. notice-filed in NC. IAPD ↗
$213.3M RAUM · 4 reps · 214-739-5677 · maplewoodinvestments.com
ComplianceMarketing & brand
42
STONEFIELD INVESTMENT ADVISORY, INC. notice-filed in NE. IAPD ↗
$120.2M RAUM · 1 reps · 319-377-7811
ComplianceMarketing & brand
42
3RD CREEK INVESTMENTS notice-filed in FL. IAPD ↗
$204.9M RAUM · 4 reps · 775-832-9222 · 3rdcreek.com
ComplianceMarketing & brand
42
PLATT INVESTMENT COUNSEL, LLC notice-filed in NC. IAPD ↗
$153.6M RAUM · 1 reps · 407-416-0066 · plattinvestment.com
ComplianceMarketing & brand
42
WESTHAMPTON CAPITAL notice-filed in SC. IAPD ↗
$238.5M RAUM · 4 reps · 336-725-5579 · westhamptoncapital.com
ComplianceMarketing & brand
42
SENSIBLE PORTFOLIOS, LLC notice-filed in NY. IAPD ↗
$167.5M RAUM · 2 reps · 775-323-1488
ComplianceMarketing & brand
42
M.K. BROWN WEALTH ADVISORY notice-filed in TX. IAPD ↗
$164.0M RAUM · 1 reps · 937-298-8904 · mkbrown.com
ComplianceMarketing & brand
42
INTEGRITY WEALTH MANAGEMENT, LLC notice-filed in TX. IAPD ↗
$111.1M RAUM · 3 reps · 513-289-2625 · iwmcfp.net
ComplianceMarketing & brand
42
PROSPECT FINANCIAL GROUP LLC notice-filed in PA. IAPD ↗
$175.9M RAUM · 1 reps · (703) 852-9673 · prospect-group.com
ComplianceMarketing & brand
42
ROYAL PALMS CAPITAL, LLC notice-filed in MT. IAPD ↗
$101.1M RAUM · 1 reps · 310 265-5939 · royalpalmscapital.com
ComplianceMarketing & brand
42
HACKETT FINANCIAL GROUP, LLC notice-filed in CO. IAPD ↗
$133.2M RAUM · 2 reps · (512) 847-0630
ComplianceMarketing & brand
42
HARBOR ASSET PLANNING, INC. notice-filed in GA. IAPD ↗
$187.3M RAUM · 1 reps · 617-489-0324 · harborassetplanning.com
ComplianceMarketing & brand
42
ALLIANCE INVESTMENT MANAGEMENT, LLC notice-filed in IL. IAPD ↗
$179.1M RAUM · 2 reps · 800-890-1246 · allianceim.com
ComplianceMarketing & brand
42
REVERE ASSET notice-filed in NY. IAPD ↗
$216.8M RAUM · 4 reps · 855-732-5932 · revereasset.com
ComplianceMarketing & brand
42
NICH CAPITAL PARTNERS, INC. notice-filed in NC. IAPD ↗
$148.0M RAUM · 2 reps · (415) 203-3896 · nichcapitalpartners.com
ComplianceMarketing & brand
42
EASTSOUND CAPITAL ADVISORS, LLC notice-filed in FL. IAPD ↗
$167.7M RAUM · 5 reps · 360-317-4688
ComplianceMarketing & brand
42
BLUEPRINT WEALTH MANAGEMENT notice-filed in FL. IAPD ↗
$120.3M RAUM · 1 reps · 678-807-4007 · blueprintyourwealth.com
ComplianceMarketing & brand
42
FSR WEALTH STRATEGIES notice-filed in NH. IAPD ↗
$237.1M RAUM · 9 reps · 630-993-8200 · fsrwealth.com
ComplianceMarketing & brand
42
BPP WEALTH SOLUTIONS, LLC notice-filed in CA. IAPD ↗
$228.3M RAUM · 4 reps · (908) 442-7750
ComplianceMarketing & brand
42
VCP FINANCIAL LLC notice-filed in NH. IAPD ↗
$115.8M RAUM · 4 reps · 212.328.7876 · vcpfinancial.com
ComplianceMarketing & brand
42
PARADY WEALTH MANAGEMENT notice-filed in IA. IAPD ↗
$156.1M RAUM · 2 reps · 352-674-3911
ComplianceMarketing & brand
42
BLAIR HALL ADVISORS, LLC notice-filed in TX. IAPD ↗
$106.9M RAUM · 2 reps · (206) 397-0325 · blairhalladvisors.com
ComplianceMarketing & brand
42
BLACK BARN FINANCIAL, LLC notice-filed in CA. IAPD ↗
$164.6M RAUM · 4 reps · (512) 368-9179
ComplianceMarketing & brand
42
MUTUAL TRUST ADVISORY GROUP notice-filed in SC. IAPD ↗
$128.0M RAUM · 2 reps · 239-204-4333
ComplianceMarketing & brand
42
SHERMAN WEALTH MANAGEMENT LLC notice-filed in IL. IAPD ↗
$122.0M RAUM · 3 reps · (240) 428-1622
ComplianceMarketing & brand
42
PROSPERITEA PLANNING notice-filed in NH. IAPD ↗
$125.0M RAUM · 2 reps · 413-829-4832
ComplianceMarketing & brand
42
Q3 ADVISORS, LLC notice-filed in UT. IAPD ↗
$0 RAUM · 12 reps · 720-730-9892
ComplianceMarketing & brand
42
ACRYLIC FINANCIAL, INC. notice-filed in WI. IAPD ↗
$58.4M RAUM · 24 reps · 833-422-7954 · acrylicfinancial.com
ComplianceMarketing & brand
42
CEDAR SPRING ADVISORS, LLC notice-filed in VA. IAPD ↗
$169.4M RAUM · 4 reps · 717-224-1238
ComplianceMarketing & brand
42
CRAFT WEALTH SERVICES notice-filed in AR. IAPD ↗
$92.0M RAUM · 6 reps · 813-394-0984
ComplianceMarketing & brand
42
SAPPHIRE BLUE INVESTMENT PARTNERS notice-filed in IL. IAPD ↗
$180.6M RAUM · 2 reps · 810-714-9456
ComplianceMarketing & brand
42
BURNE FINANCIAL CONCEPTS, LLC notice-filed in MA. IAPD ↗
$113.7M RAUM · 1 reps · (860) 417-2518
ComplianceMarketing & brand
42
BLUE JAY FINANCIAL GROUP, LLC notice-filed in IN. IAPD ↗
$107.1M RAUM · 3 reps · 419-785-4525
ComplianceMarketing & brand
42
BEST INVEST notice-filed in AZ. IAPD ↗
$247.6M RAUM · 3 reps · 210-888-2820 · bestinvestsa.com
ComplianceMarketing & brand
42
TRANQUILLI FINANCIAL ADVISOR, LLC notice-filed in KS. IAPD ↗
$199.4M RAUM · 2 reps · (908) 730-6234
ComplianceMarketing & brand
42
ODYSSEY CAPITAL ADVISORS INC. notice-filed in GA. IAPD ↗
$144.4M RAUM · 3 reps · 484-278-4497 · odysseyadvice.com
ComplianceMarketing & brand
42
BIG SIOUX WEALTH MANAGEMENT notice-filed in IA. IAPD ↗
$200.7M RAUM · 3 reps · 605-882-4280 · bigsiouxwealth.com
ComplianceMarketing & brand
42
LEXINGTON HILL PARTNERS, LLC notice-filed in VA. IAPD ↗
$170.7M RAUM · 5 reps · 214-225-1891 · lexingtonhillpartners.com
ComplianceMarketing & brand
42
BLUEDOOR PRIVATE WEALTH, LLC notice-filed in OH. IAPD ↗
$105.9M RAUM · 5 reps · 781-810-4604 · bluedoorprivate.com
ComplianceMarketing & brand
42
HUDSON CAPITAL ADVISORY, INC. notice-filed in CT. IAPD ↗
$133.0M RAUM · 3 reps · 716-277-2717 · hudsonadvisors.com
ComplianceMarketing & brand
42
GLENORCHY CAPITAL LIMITED notice-filed in ME. IAPD ↗
$216.2M RAUM · 2 reps · +61416433041 · glenorchycapital.net
ComplianceMarketing & brand
42
OPTIMA CAPITAL MANAGEMENT notice-filed in NY. IAPD ↗
$150.3M RAUM · 4 reps · 480-757-9052
ComplianceMarketing & brand
42
MSP WEALTH MANAGEMENT, LLC notice-filed in ID. IAPD ↗
$193.0M RAUM · 6 reps · 541-884-4164 · mspwealth.com
ComplianceMarketing & brand
42
REFLECTION ASSET MANAGEMENT notice-filed in CA. IAPD ↗
$164.9M RAUM · 1 reps · 617-584-4042 · wmnomics.com
ComplianceMarketing & brand
42
CORAL WEALTH MANAGEMENT, LLC notice-filed in NH. IAPD ↗
$104.1M RAUM · 1 reps · 305-671-3914
ComplianceMarketing & brand
42
QUINCY WELLS ADVISORS, LLC notice-filed in VI. IAPD ↗
$45.1M RAUM · 20 reps · 312-356-4875
ComplianceMarketing & brand
42
GLOVER PARK WEALTH MANAGEMENT, LLC notice-filed in LA. IAPD ↗
$119.8M RAUM · 1 reps · (202) 926-3636 · gloverparkinsurance.com
ComplianceMarketing & brand
42
DRIVEN INVESTMENTS LLC notice-filed in MS. IAPD ↗
$168.6M RAUM · 5 reps · 844-932-3272
ComplianceMarketing & brand
42
GRANTVEST FINANCIAL GROUP LLC notice-filed in SC. IAPD ↗
$170.0M RAUM · 5 reps · (732) 970-6659 · grantvest.com
ComplianceMarketing & brand
42
WEALTH ENGAGEMENT notice-filed in NY. IAPD ↗
$105.0M RAUM · 1 reps · (917) 826-5955 · wealthengagement.com
ComplianceMarketing & brand
42
KINETIC WEALTH INVESTMENT ADVISORS, LLC notice-filed in FL. IAPD ↗
$214.5M RAUM · 3 reps · 440-250-9500
ComplianceMarketing & brand
42
MAIDEN COVE CAPITAL notice-filed in FL. IAPD ↗
$122.3M RAUM · 1 reps · 207-482-3840 · maidencove.com
ComplianceMarketing & brand
42
SHEPHERD WEALTH MANAGEMENT notice-filed in TX. IAPD ↗
$162.1M RAUM · 4 reps · (513) 630-2664
ComplianceMarketing & brand
42
PATH DIGITAL ADVISORS, LLC notice-filed in IL. IAPD ↗
$150,000 RAUM · 1 reps · 872.272.0483 · pathcrypto.com
ComplianceMarketing & brand
42
ETHOS CAPITAL MANAGEMENT, INC. notice-filed in FL. IAPD ↗
$129.1M RAUM · 4 reps · 215-968-1820
ComplianceMarketing & brand
42
FAMILY FINANCIAL notice-filed in SC. IAPD ↗
$232.8M RAUM · 2 reps · (310) 598-8481 · familyfinancial.biz
ComplianceMarketing & brand
42
TSG ALPHA PARTNERS, LLC notice-filed in UT. IAPD ↗
$75.4M RAUM · 6 reps · 631-403-5364 · tsginvest.com
ComplianceMarketing & brand
42
STEWARD ADVISORS GROUP, LLC notice-filed in CA. IAPD ↗
$61.4M RAUM · 6 reps · (888) 225-3350 · stewardadvisorsgroup.com
ComplianceMarketing & brand
42
FORTHRIGHT CAPITAL ADVISORY notice-filed in IA. IAPD ↗
$65.0M RAUM · 28 reps · 725-712-3016 · forthrightcps.com
ComplianceMarketing & brand
42
HYJC CAPITAL OF WNY notice-filed in FL. IAPD ↗
$59.8M RAUM · 2 reps · 585-261-4435 · hywealthmanagement.com
ComplianceMarketing & brand
42
ACCELERATE RETIREMENT notice-filed in TN. IAPD ↗
$242.8M RAUM · 31 reps · 888-439-7071
ComplianceMarketing & brand
42
COBBLESTONE ASSET MANAGEMENT notice-filed in CO. IAPD ↗
$180.8M RAUM · 2 reps · 804-272-8272
ComplianceMarketing & brand
42
WEST INVEST notice-filed in MT. IAPD ↗
$193.6M RAUM · 5 reps · 360-738-6019
ComplianceMarketing & brand
42
COASTAL WEALTH MANAGEMENT notice-filed in CA. IAPD ↗
$45.1M RAUM · 2 reps · 917-558-2468 · coastalprivatewealthmgmt.com
ComplianceMarketing & brand
42
ROCKBRIDGE CAPITAL MANAGEMENT notice-filed in TX. IAPD ↗
$189.4M RAUM · 3 reps · 571.982.5398 · rockbridgecap.com
ComplianceMarketing & brand
42
ARIMATHEA notice-filed in FL. IAPD ↗
$2.7M RAUM · 4 reps · 707-813-7070 · arimatheainvesting.com
ComplianceMarketing & brand
42
BLUE JEAN FINANCIAL LLC notice-filed in OK. IAPD ↗
$94.7M RAUM · 7 reps · (518) 406-8488
ComplianceMarketing & brand
42
ZERO DAY CAPITAL ENTERPRISES LLC notice-filed in IA. IAPD ↗
$30.7M RAUM · 15 reps · 702 271 3265 · zerodaycapital.com
ComplianceMarketing & brand
42
STURMAN WEALTH ADVISORS notice-filed in LA. IAPD ↗
$97.7M RAUM · 1 reps · (434) 201-2255 · sturmanwealth.com
ComplianceMarketing & brand
42
MAKE THE MEMORY FINANCIAL PLANNING notice-filed in MA. IAPD ↗
$8.8M RAUM · 2 reps · 423-218-2822 · mtmplanning.com
ComplianceMarketing & brand
42
PLANWISER FINANCIAL notice-filed in MA. IAPD ↗
$134.1M RAUM · 2 reps · 719-822-0808 · planwiser.com
ComplianceMarketing & brand
42
BXM WEALTH LLC notice-filed in TX. IAPD ↗
$231.3M RAUM · 4 reps · 303-704-2592 · bxmwealth.com
ComplianceMarketing & brand
42
BEACON CAPITAL ADVISORY GROUP notice-filed in FL. IAPD ↗
$151.7M RAUM · 2 reps · 877-801-2322
ComplianceMarketing & brand
42
TRITONPOINT PARTNERS, LLC notice-filed in NY. IAPD ↗
$110.3M RAUM · 4 reps · 301-799-9001
ComplianceMarketing & brand
42
IDEAL RETIREMENT SOLUTIONS notice-filed in TX. IAPD ↗
$123.5M RAUM · 4 reps · (941) 876-8985
ComplianceMarketing & brand
42
CEDARWOOD WEALTH notice-filed in OK. IAPD ↗
$135.5M RAUM · 3 reps · 303-495-9999 · cedarwoodwealth.com
ComplianceMarketing & brand
42
THRYVE WEALTH MANAGEMENT notice-filed in NH. IAPD ↗
$179.1M RAUM · 4 reps · 805-451-2909 · thryvewealthmanagement.com
ComplianceMarketing & brand
42
GRANITE ISLANDS PRIVATE WEALTH, LLC notice-filed in NY. IAPD ↗
$228.1M RAUM · 4 reps · 203-889-3899 · graniteislands.com
ComplianceMarketing & brand
42
SHERPA CAPITAL MANAGEMENT notice-filed in NJ. IAPD ↗
$106.5M RAUM · 1 reps · 302-235-1284
ComplianceMarketing & brand
42
SAUL WEALTH ADVISORS, LLC notice-filed in NC. IAPD ↗
$0 RAUM · 1 reps · 212-457-1990 · saulwealthadvisors.com
ComplianceMarketing & brand
42
MANHATTAN WEALTH MANAGEMENT GROUP notice-filed in TX. IAPD ↗
$0 RAUM · 1 reps · 212-810-6961
ComplianceMarketing & brand
42
ENDURE CAPITAL, LLC notice-filed in MA. IAPD ↗
$105.4M RAUM · 1 reps · 949-341-4800 · endure-capital.com
ComplianceMarketing & brand
42
BAYTRUST WEALTH MANAGEMENT, LLC notice-filed in IN. IAPD ↗
$0 RAUM · 1 reps · 813-820-0069 · baytrust.com
ComplianceMarketing & brand
42
HAZLETT WEALTH MANAGEMENT LLC notice-filed in WA. IAPD ↗
$0 RAUM · 1 reps · 208-726-0605 · hazlettwealth.com
ComplianceMarketing & brand
42
MFT WEALTH MANAGEMENT notice-filed in TX. IAPD ↗
$0 RAUM · 1 reps · 617-800-7922 · mftwealth.net
ComplianceMarketing & brand
42
VERTRIX WEALTH MANAGEMENT, LLC notice-filed in TN. IAPD ↗
$0 RAUM · 7 reps · (248) 602 0555 · vertrixwm.com
ComplianceMarketing & brand
40
CAPITAL CLIENT GROUP, INC. notice-filed in CO, ID, MA, MD, MO, NH, NJ. IAPD ↗institutional
$0 RAUM · 699 reps · 213-486-9200 · planadmin-capitalgroup.retirementpartner.com
ComplianceMarketing & brand
38
STONEHENGE RETIREMENT PLANNERS notice-filed in CO, LA, OR, TX. IAPD ↗institutional
$0 RAUM · 1 reps · (310) 770-5944 · stonehengerp.com
ComplianceMarketing & brand
37
PLANPILOT notice-filed in NE. IAPD ↗institutional
$3.71B RAUM · 11 reps · 312-973-4911
ComplianceMarketing & brand
37
FOREST CAPITAL MANAGEMENT, LLC notice-filed in LA. IAPD ↗institutional
$3.75B RAUM · 8 reps · 312-809-6010
ComplianceMarketing & brand
37
DB ADVISORY AMERICA, LIMITED(LTD) notice-filed in FL. IAPD ↗institutional
$1.30B RAUM · 2 reps · 917-261-4798
ComplianceMarketing & brand
35
INVICTUS FIDUCIARY SERVICES, LLC notice-filed in NC. IAPD ↗institutional
$958.9M RAUM · 3 reps · (901) 260-1444 · invictusfiduciary.com
ComplianceMarketing & brand
34
QUINBROOK INFRASTRUCTURE PARTNERS LLC notice-filed in FL, MA. IAPD ↗fund
$6.87B RAUM · 10 reps · 646 574 8303
ComplianceMarketing & brand
32
POLARIS CAPITAL MANAGEMENT, LLC notice-filed in NH. IAPD ↗fund
$5.45B RAUM · 10 reps · 617-951-1365 · polariscapital.com
ComplianceMarketing & brand
32
MAGELLAN INVESTMENT PARTNERS NORTH AMERICA, INC. notice-filed in UT. IAPD ↗institutional
$119.3M RAUM · 3 reps · 847-509-9860 · us.magellaninvestmentpartners.com
ComplianceMarketing & brand
32
IIC notice-filed in UT. IAPD ↗institutional
$125.0M RAUM · 5 reps · 248-339-9808
ComplianceMarketing & brand
32
LMR PARTNERS LLC notice-filed in CT. IAPD ↗fund
$77.25B RAUM · 42 reps · 6468915738 · lmrpartners.com
ComplianceMarketing & brand
32
GREENVALE CAPITAL LP notice-filed in PR. IAPD ↗fund
$3.26B RAUM · 1 reps · 406-595-7712 · greenvalecapital.com
ComplianceMarketing & brand
32
ADVISORENGINE PORTFOLIO SOLUTIONS INC. notice-filed in NY. IAPD ↗institutional
$35.0M RAUM · 2 reps · 888-225-7216 · advisorengine-portfolio-solutions.com
ComplianceMarketing & brand
27
NEW CATALYST notice-filed in DC. IAPD ↗fund
$185.0M RAUM · 7 reps · 202-240-8775 · newcatalystsp.com
ComplianceMarketing & brand
25
CARDINAL CAPITAL MANAGEMENT, INC. notice-filed in IL, MA, MI, PA, UT. IAPD ↗foreign
$4.02B RAUM · 16 reps · 1-800-310-4664
ComplianceMarketing & brand
19
BMO PRIVATE INVESTMENT COUNSEL INC. notice-filed in MI, NV. IAPD ↗foreign
$40.18B RAUM · 130 reps · 416 359-5001 · bmo.com
ComplianceMarketing & brand
19
BMO NESBITT BURNS SECURITIES LTD. notice-filed in MD, WI. IAPD ↗foreign
$1.20B RAUM · 216 reps · 416-624-5509 · uswealth.bmo.com
ComplianceMarketing & brand
17
MONTRUSCO BOLTON INVESTMENTS INC. notice-filed in CA. IAPD ↗foreign
$12.26B RAUM · 13 reps · 514-842-6464 · montruscobolton.com
ComplianceMarketing & brand
17
BG INVESTMENT SERVICES, LLC notice-filed in HI, WA. IAPD ↗foreign
$868.5M RAUM · 5 reps · 671-472-5490 · asctrust.com
ComplianceMarketing & brand
12
HUDSON HOUSE CAPITAL INCORPORATED notice-filed in TX. IAPD ↗foreign
$0 RAUM · 2 reps · (212) 293-1031 · hudsonhousecapital.com
ComplianceMarketing & brand
new registration — 157 Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
100
FS DIGITAL INFRASTRUCTURE ADVISOR, LLC (PHILADELPHIA, PA) is newly SEC-registered with $1.70B RAUM and 2 advisory reps. IAPD ↗
$1.70B RAUM · 2 reps · 215-220-6651 · fscreit.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
100
ESL NEWCO I, LLC (PITTSFORD, NY) is newly SEC-registered with $4.81B RAUM and 15 advisory reps. IAPD ↗
$4.81B RAUM · 15 reps · 585-586-0970 · alescoadvisors.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
98
OLDFATHER FINANCIAL SERVICES (KEARNEY, NE) is newly SEC-registered with $541.5M RAUM and 4 advisory reps. IAPD ↗
$541.5M RAUM · 4 reps · 308-237-4571 · oldfatherfinancial.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
A. J. PERRY & CO. (TOWSON, MD) is newly SEC-registered with $109.0M RAUM and 1 advisory reps. IAPD ↗
$109.0M RAUM · 1 reps · 410-539-1144
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
FINANCIAL MOUNTAIN INC (BOULDER, CO) is newly SEC-registered with $111.3M RAUM and 2 advisory reps. IAPD ↗
$111.3M RAUM · 2 reps · 303-351-1517
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
SILER WEALTH MANAGEMENT (LONGWOOD, FL) is newly SEC-registered with $168.9M RAUM and 5 advisory reps. IAPD ↗
$168.9M RAUM · 5 reps · 407-831-8002 · silerwealth.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
RITTMANN CAPITAL MANAGEMENT CO (MORAGA, CA) is newly SEC-registered with $142.4M RAUM and 1 advisory reps. IAPD ↗
$142.4M RAUM · 1 reps · 925-388-0533 · rittmanncapital.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
POWERS INVESTMENT ADVISORY CORPORATION (location n/a) is newly SEC-registered with $111.6M RAUM and 2 advisory reps. IAPD ↗
$111.6M RAUM · 2 reps · 440-442-4483 · powersiac.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
HFG ADVISORS (GREENWOOD VILLAGE, CO) is newly SEC-registered with $108.8M RAUM and 5 advisory reps. IAPD ↗
$108.8M RAUM · 5 reps · 303-369-3800 · hfgcolorado.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
L.J. BREY, INC. (location n/a) is newly SEC-registered with $113.3M RAUM and 1 advisory reps. IAPD ↗
$113.3M RAUM · 1 reps · (808) 526-2644 · ljbreyinc.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
APPLE & ASSOCIATES (GRASS VALLEY, CA) is newly SEC-registered with $138.1M RAUM and 3 advisory reps. IAPD ↗
$138.1M RAUM · 3 reps · (530)-272-1346
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
SCHLOSSER FINANCIAL SERVICES, INC. (location n/a) is newly SEC-registered with $108.0M RAUM and 1 advisory reps. IAPD ↗
$108.0M RAUM · 1 reps · 732-250-4616
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
CS ADVISORS INC. (BOCA RATON, FL) is newly SEC-registered with $117.1M RAUM and 3 advisory reps. IAPD ↗
$117.1M RAUM · 3 reps · 561-241-9301 · csadvisorsinc.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
ALPHA PLANNING AND FINANCIAL SERVICES, INC. (SOLON, OH) is newly SEC-registered with $108.9M RAUM and 2 advisory reps. IAPD ↗
$108.9M RAUM · 2 reps · 440-519-0300 · alphaplanners.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
KB FINANCIAL ADVISORS LLC (SAN FRANCISCO, CA) is newly SEC-registered with $111.7M RAUM and 3 advisory reps. IAPD ↗
$111.7M RAUM · 3 reps · 415-905-5449
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
BLUE HAVEN CAPITAL, LLC (GENEVA, IL) is newly SEC-registered with $108.0M RAUM and 2 advisory reps. IAPD ↗
$108.0M RAUM · 2 reps · 630-588-3800
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
KAIROS CAPITAL MANAGEMENT, LLC (BELLEVUE, WA) is newly SEC-registered with $106.1M RAUM and 1 advisory reps. IAPD ↗
$106.1M RAUM · 1 reps · 425-449-8665 · kairoscm.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
PROFESSIONAL FINANCIAL MANAGEMENT, INC. (APPLETON, WI) is newly SEC-registered with $103.2M RAUM and 3 advisory reps. IAPD ↗
$103.2M RAUM · 3 reps · 920-687-2600 · pfmria.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
BOULEVARD (BLOOMINGTON, MN) is newly SEC-registered with $112.9M RAUM and 4 advisory reps. IAPD ↗
$112.9M RAUM · 4 reps · 877-664-2583 · boulevardwealth.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
APPLIED FINANCIAL WISDOM (RAPID CITY, SD) is newly SEC-registered with $130.0M RAUM and 1 advisory reps. IAPD ↗
$130.0M RAUM · 1 reps · 301-570-8006
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
TRAIL FINANCIAL PLANNING LLC (BELLINGHAM, WA) is newly SEC-registered with $103.9M RAUM and 3 advisory reps. IAPD ↗
$103.9M RAUM · 3 reps · 3603996486
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
U.S. PRIVATE WEALTH, LLC (PALM BEACH GARDENS, FL) is newly SEC-registered with $173.7M RAUM and 3 advisory reps. IAPD ↗
$173.7M RAUM · 3 reps · 561.855.4635
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
YAHARA WEALTH MANAGEMENT LLC (MADISON, WI) is newly SEC-registered with $107.5M RAUM and 2 advisory reps. IAPD ↗
$107.5M RAUM · 2 reps · 608-467-1010 · yaharawealth.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
GUIDE ADVISORS, INC. (BOTHELL, WA) is newly SEC-registered with $0 RAUM and 5 advisory reps. IAPD ↗
$0 RAUM · 5 reps · 206-486-2477
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
OLYMPUS PEAKS FINANCIAL, LLC (SANDY, UT) is newly SEC-registered with $141.4M RAUM and 1 advisory reps. IAPD ↗
$141.4M RAUM · 1 reps · (801) 566-3510
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
CARDINAL ADVISERS LLC (location n/a) is newly SEC-registered with $118.5M RAUM and 1 advisory reps. IAPD ↗
$118.5M RAUM · 1 reps · 786-216-7547 · cadfl.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
WEALTH COMPASS FINANCIAL, INC. (CARLSBAD, CA) is newly SEC-registered with $105.8M RAUM and 2 advisory reps. IAPD ↗
$105.8M RAUM · 2 reps · 760-509-4000
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
EXPAND FINANCIAL GROUP, LLC (location n/a) is newly SEC-registered with $106.8M RAUM and 6 advisory reps. IAPD ↗
$106.8M RAUM · 6 reps · 916-521-5451 · expandfinancialgroup.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
BSG ADVISERS (APEX, NC) is newly SEC-registered with $134.8M RAUM and 6 advisory reps. IAPD ↗
$134.8M RAUM · 6 reps · 919-267-4753
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
ABRAHAM & CO., INC. (location n/a) is newly SEC-registered with $111.0M RAUM and 5 advisory reps. IAPD ↗
$111.0M RAUM · 5 reps · (253) 851-7486 · abrahamco.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
21PEAKS CAPITAL MANAGEMENT, LLC (location n/a) is newly SEC-registered (provisional 120-day approval) with $618,799 RAUM and 5 advisory reps. IAPD ↗
$618,799 RAUM · 5 reps · 833-948-6937
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
HAMPEL INVESTMENT ADVISORS (location n/a) is newly SEC-registered with $110.2M RAUM and 1 advisory reps. IAPD ↗
$110.2M RAUM · 1 reps · 704-517-5312 · hia-nc.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
THAYER FINANCIAL, L.L.C. (HICKORY, NC) is newly SEC-registered with $103.5M RAUM and 2 advisory reps. IAPD ↗
$103.5M RAUM · 2 reps · (828) 569-2785
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
SOARING INVESTMENT MANAGEMENT, LLC (PORTLAND, OR) is newly SEC-registered with $111.5M RAUM and 3 advisory reps. IAPD ↗
$111.5M RAUM · 3 reps · (503) 433-7946 · soaringinvestmentmanagement.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
FITZWILLIAMS WEALTH MANAGEMENT INC. (CHESAPEAKE, VA) is newly SEC-registered with $113.9M RAUM and 4 advisory reps. IAPD ↗
$113.9M RAUM · 4 reps · 757-961-0700 · fitzwilliamsfinancial.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
INTEGRATED WEALTH ADVISORS, LLC (BELLEVUE, WA) is newly SEC-registered with $121.7M RAUM and 2 advisory reps. IAPD ↗
$121.7M RAUM · 2 reps · 425-818-0717 · integratedwa.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
ABUNDANT WEALTH PARTNERS, LLC (SANTA BARBARA, CA) is newly SEC-registered with $103.2M RAUM and 2 advisory reps. IAPD ↗
$103.2M RAUM · 2 reps · 805-451-9131 · abundantwp.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
BEACON ASSOCIATES WEALTH MANAGEMENT, LLC (MAUMEE, OH) is newly SEC-registered with $100.8M RAUM and 3 advisory reps. IAPD ↗
$100.8M RAUM · 3 reps · 419-482-0280
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
BURGESS INVESTMENT GROUP, LLC (GREENVILLE, SC) is newly SEC-registered with $109.0M RAUM and 5 advisory reps. IAPD ↗
$109.0M RAUM · 5 reps · 864-920-3155 · bigmoneyretirement.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
SUNDIAL WEALTH LLC (BOCA RATON, FL) is newly SEC-registered with $125.8M RAUM and 1 advisory reps. IAPD ↗
$125.8M RAUM · 1 reps · 561-302-4371 · sundialwealth.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
O'DONNELL WEALTH MANAGEMENT (CODY, WY) is newly SEC-registered with $106.0M RAUM and 4 advisory reps. IAPD ↗
$106.0M RAUM · 4 reps · 307-586-4279 · odonnellwm.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
SEASIDE WEALTH ADVISORS LLC (WILMINGTON, NC) is newly SEC-registered with $102.6M RAUM and 3 advisory reps. IAPD ↗
$102.6M RAUM · 3 reps · 910-550-3554
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
NEXT STEP FINANCIAL PLANNING, LLC (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 773-573-4569
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
WURZ FINANCIAL SERVICES, LLC (HOLLAND, OH) is newly SEC-registered with $117.0M RAUM and 2 advisory reps. IAPD ↗
$117.0M RAUM · 2 reps · 859-291-9879 · lawyermillionaire.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
ELEVATE PLANNERS (location n/a) is newly SEC-registered with $25.9M RAUM and 1 advisory reps. IAPD ↗
$25.9M RAUM · 1 reps · 347-506-6061
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
RELIANCE WEALTH MANAGEMENT (SAN ANTONIO, TX) is newly SEC-registered with $125.9M RAUM and 6 advisory reps. IAPD ↗
$125.9M RAUM · 6 reps · 210-255-3040 · reliancefinancialpartners.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
INTEGRITY ROAD WEALTH PARTNERS LLC (HOUSTON, TX) is newly SEC-registered with $126.0M RAUM and 3 advisory reps. IAPD ↗
$126.0M RAUM · 3 reps · 832-585-8699 · integrityroadwealth.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
TAURUS FINANCIAL (JERSEY CITY, NJ) is newly SEC-registered with $106.4M RAUM and 2 advisory reps. IAPD ↗
$106.4M RAUM · 2 reps · 201 500 6322
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
DEEP BLUE CAPITAL (NEWPORT BEACH, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 213-805-6707
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
PRIVATE WEALTH CONSULTING, LLC (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
$0 RAUM · 4 reps · (816) 888-9888
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
IVESTA CORP (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 917-864-0407
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
MAUNEY-PITT FINANCIAL MANAGEMENT, INC. (SHELBY, NC) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · (704) 481-0101 · mauney-pitt.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
LCV MANAGEMENT, LP (location n/a) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 00971504812712 · thelotuscapital.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
PEAK ALTITUDE PARTNERS, LP (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
$0 RAUM · 4 reps · 212-970-6451 · peakalts.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
WILLIAMS ASSET MANAGEMENT (COLUMBIA, MD) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗
$0 RAUM · 6 reps · 410-740-0220 · williamsassetmanagement.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
ARBORSTONE FINANCIAL, LLC (ANDOVER, MA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
$0 RAUM · 4 reps · 979-269-6344 · arborstonefinancial.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
NIGHT OWL CAPITAL CANADA, LLC (GREENWICH, CT) is newly SEC-registered with $0 RAUM and 5 advisory reps. IAPD ↗
$0 RAUM · 5 reps · 203-302-3870 · nightowlcapital.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
ANGELES FAMILY OFFICE (SANTA MONICA, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 310-393-6300
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
HOBE MOUNTAIN CAPITAL MANAGEMENT LLC (WEST PALM BEACH, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · 561-960-4305 · hobemountain.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
MADSON WEALTH ADVISORS INC. (SANTA ROSA, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 707-578-6850
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
BRIGHT ADVISORS (GREENWOOD VILLAGE, CO) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 253-970-4935 · brightadvisors.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
CHARTERED WEALTH PARTNERS, LP (BEVERLY HILLS, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · (323)868-6668 · charteredwealth.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
KRM FINANCIAL PLANNING & WEALTH MANAGEMENT, LLC (ST. CHARLES, IL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 630-377-8760 · krmfinancial.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
MAGELLAN PLANNING GROUP (ATLANTA, GA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 404-257-8811 · magellanplanning.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
OCEAN PATH ADVISORS, LLC (MANHATTAN BEACH, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗
$0 RAUM · 5 reps · 310 302 7685 · oceanpath.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
GUIDED WEALTH, LLC (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · (508) 980-0999 · guidedwealthplanning.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
SEMINARIO ASSET MANAGEMENT LLC (CORAL GABLES, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
$0 RAUM · 4 reps · 786-292-0512
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
EGGZ (CHARLEMONT, MA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 413-625-6356 · myeggz.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
COHEN CAPITAL (CHICAGO, IL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗
$0 RAUM · 5 reps · (312) 477-3155 · coheninvest.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
DREAMS INVESTMENT SOLUTIONS (SARASOTA, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 941-232-1837 · investwithdreams.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
SCALAR FIELD (location n/a) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 3477912496
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
JC CAPITAL ADVISORS GROUP LLC (STAMFORD, CT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 203-889-3400 · jccapitaladvisors.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
ORIZON ANALYTICS (SHERIDAN, WY) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 307-300-2522 · orizonanalytics.io
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
THIRTEEN TWENTY-TWO ADVISORS (FORT WORTH, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗
$0 RAUM · 6 reps · 817-484-9800 · 1322advisors.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
IRONHORN ADVISORS LLC (AUSTIN, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 512-584-9606 · ironhorn.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
BLUE HERON CAPITAL (ENGLEWOOD, CO) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · (720) 488-8604
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
CENTRUS FINANCIAL STRATEGIES (ORLANDO, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · 1-800-779-4592 · centrusfs.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
SCHULZ FINANCIAL GROUP (TUCSON, AZ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · (520) 495-2800 · schulzfinancialgroup.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
GUARDANT WEALTH ADVISORS (MIAMI, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · 305-845-7511
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
STILLWATER PRIVATE WEALTH (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 6102910232 · swprivatewealth.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
TENET WEALTH PARTNERS, LLC (CHAMPAIGN, IL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · 971-371-3450 · tenetwealthpartners.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
GUDORF FINANCIAL GROUP, LLC (DAYTON, OH) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · (937) 898-5430 · gudorffinancial.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
ADVISORY SOLUTIONS GROUP (PLYMOUTH, MN) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
$0 RAUM · 4 reps · 763-417-1700
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
L&S PRIVATE WEALTH, LLC (OKLAHOMA CITY, OK) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 405-614-3106
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
WEALTHIE ADVISORS (BROOKLYN, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · (718) 550-1401 · wealthieadvisors.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
CHAMBERLAIN LANE CAPITAL, LLC (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 615-944-7116 · chamberlainlane.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
MANEY WEALTH (SAN FRANCISCO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 303-589-6050
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
GEVERS WEALTH MANAGEMENT (ISSAQUAH, WA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · 4259024840 · geverswealth.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
KIN STEWARDS LLC (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · (213) 270-4905
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
FORTIFY FINANCIAL (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · (469) 323-0307
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
STONEBRIDGE FINANCIAL GROUP (SAN RAFAEL, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 4154614961 · stonebridgefinancialgrp.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
88
HUNTERS MOON CAPITAL (US) LP (location n/a) is newly SEC-registered with $808.3M RAUM and 2 advisory reps. IAPD ↗institutional
$808.3M RAUM · 2 reps · 860-965-2735 · huntersmooncapital.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
FTV CAPITAL (SAN FRANCISCO, CA) is newly SEC-registered with $11.86B RAUM and 66 advisory reps. IAPD ↗fund
$11.86B RAUM · 66 reps · 415-229-3000
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
EIGHT PARTNERS VC, LLC (AUSTIN, TX) is newly SEC-registered with $10.79B RAUM and 27 advisory reps. IAPD ↗fund
$10.79B RAUM · 27 reps · 512-370-2276 · 8vc.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
SILVER ROCK CAPITAL PARTNERS (NEW YORK, NY) is newly SEC-registered with $6.83B RAUM and 7 advisory reps. IAPD ↗fund
$6.83B RAUM · 7 reps · 212-207-3068 · sr-capitalpartners.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
POP VENTURE ADVISERS LLC (location n/a) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 312-636-0085
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
PAN CAPITAL MANAGEMENT LP (HOUSTON, TX) is newly SEC-registered with $3.08B RAUM and 30 advisory reps. IAPD ↗fund
$3.08B RAUM · 30 reps · 281-904-5234 · pancapmgmt.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
EXCORDE CAPITAL LLC (CONSHOHOCKEN, PA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 19 advisory reps. IAPD ↗institutional
$0 RAUM · 19 reps · 6106202440 · excordecapital.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
SERONE CAPITAL MANAGEMENT LLC (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
$0 RAUM · 2 reps · 1-646-781-7394 · serone.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
ALKA PARTNERS, LLC (FARMERS BRANCH, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 650-704-9297
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
BROOKWOOD ADVISORS, LLC (BEVERLY, MA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional
$0 RAUM · 3 reps · 978-720-7500
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
TILLMAN INVESTMENT MANAGEMENT, LLC (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 8 advisory reps. IAPD ↗institutional
$0 RAUM · 8 reps · 212-706-1677
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
INLAND ADVISORY SERVICES, LLC (OAK BROOK, IL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 630-218-8000
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
FRANKLIN TEMPLETON PRIVATE MARKETS ADVISER, LLC (NEW YORK, NY) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · (800) 822-5544
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
ROBINHOOD VENTURES (MENLO PARK, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 8 advisory reps. IAPD ↗institutional
$0 RAUM · 8 reps · (650) 389-9581
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
NAYANA INVESTMENT MANAGEMENT LLC (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 347-675-4780
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
XETFS (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
$0 RAUM · 2 reps · 347-647-0193
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
ITC ADVISORY SERVICES, LLC (IRVINE, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗institutional
$0 RAUM · 5 reps · (818) 629-2636
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
SSC (HOUSTON, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · +1646-856-1417
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
HARK CAPITAL ADVISORS LLC (NEW YORK, NY) is newly SEC-registered with $1.05B RAUM and 9 advisory reps. IAPD ↗fund
$1.05B RAUM · 9 reps · 332-332-3220 · harkcap.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
ORANGE AVENUE ADVISORS LLC (ORLANDO, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
$0 RAUM · 2 reps · 407-280-5857
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
DAWSON PARTNERS (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 58 advisory reps. IAPD ↗institutional
$0 RAUM · 58 reps · 416-668-3395
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
ULTRA CAPITAL MANAGEMENT LLC (SAN FRANCISCO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
$0 RAUM · 2 reps · 415-349-3488 · ultracm.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
CONSTITUTION CAPITAL HORIZON ADVISOR, LP (ANDOVER, MA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 25 advisory reps. IAPD ↗institutional
$0 RAUM · 25 reps · 978-749-9600
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
MOORSTONE, L.P. (NEW YORK, NY) is newly SEC-registered with $2.18B RAUM and 4 advisory reps. IAPD ↗fund
$2.18B RAUM · 4 reps · 646-602-4800
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
GUGGENHEIM INVESTMENTS LOAN ADVISORS, LLC (STAMFORD, CT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
$0 RAUM · 2 reps · 212-739-0700 · guggenheiminvestments.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
I/O STRATEGIES LLC (BOULDER, CO) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗institutional
$0 RAUM · 4 reps · 720-601-0408
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
SNOWBALL ADVISORS, LLC (MIAMI BEACH, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional
$0 RAUM · 3 reps · (212) 337-5215 · snowballetf.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
DOXARA CAPITAL LP (JACKSONVILLE, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
$0 RAUM · 2 reps · 561-589-3350
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
COVE VIEW INVESTMENT PARTNERS, LLC (OLD GREENWICH, CT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 516-456-4468 · coveviewinvestmentpartners.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
PC3 PARTNERS, LLC (MIAMI BEACH, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
$0 RAUM · 2 reps · 305-686-5900 · pc3partners.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
RIVERWEST INVESTMENT MANAGEMENT, LLC (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional
$0 RAUM · 3 reps · 212-292-7867 · riverwestnyc.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
GENSEN ASSET MANAGEMENT INC. (location n/a) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗institutional
$0 RAUM · 2 reps · (250) 873-2166 · gensenasset.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
VERDARA PPP LLC (TAMPA, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 813-395-9515 · verdara.org
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
FATHOM POINT CAPITAL LLC (SAN FRANCISCO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
$0 RAUM · 2 reps · 415-636-5500 · fathompointcapital.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
LOON LAKE CAPITAL MANAGEMENT LP (BOSTON, MA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional
$0 RAUM · 3 reps · 781-883-6324 · loonlakecapital.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
QUANT ALPHA DECISIONS LLC (NAPLES, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 914.391.4080
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
CHRONOMETER PARTNERS LP (PITTSBURGH, PA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗institutional
$0 RAUM · 4 reps · 646.812.8830 · chrono-partners.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
SIRENIA CAPITAL MANAGEMENT LP (MIAMI BEACH, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 845-239-2521
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
83
OAKUM BAY CAPITAL, LLC (location n/a) is newly SEC-registered with $372.0M RAUM and 1 advisory reps. IAPD ↗fund
$372.0M RAUM · 1 reps · 475-477-3301 · oakumbaycapital.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
83
ALPHA PARTNERS MANAGEMENT, LLC (NEW YORK, NY) is newly SEC-registered with $404.7M RAUM and 10 advisory reps. IAPD ↗fund
$404.7M RAUM · 10 reps · 212-381-4411 · alphapartners.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
83
BGV VC MANAGEMENT LLC (MENLO PARK, CA) is newly SEC-registered with $408.9M RAUM and 5 advisory reps. IAPD ↗fund
$408.9M RAUM · 5 reps · 650-324-3680 · benhamouglobalventures.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
83
THE AMBRUS GROUP LLC (TAMPA, FL) is newly SEC-registered with $430.6M RAUM and 3 advisory reps. IAPD ↗fund
$430.6M RAUM · 3 reps · 917-270-6563 · ambrusgroup.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
83
AUGMENT ADVISORS, LLC (AUSTIN, TX) is newly SEC-registered with $342.6M RAUM and 1 advisory reps. IAPD ↗fund
$342.6M RAUM · 1 reps · 757-298-9839 · augment.market
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
83
EFM INVESTMENTS & ADVISORY LLC (PORTLAND, OR) is newly SEC-registered with $653.2M RAUM and 5 advisory reps. IAPD ↗fund
$653.2M RAUM · 5 reps · 503-467-0829 · efmi.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
80
CENTRALIS CAPITAL LLC (PRAIRIE VILLAGE, KS) is newly SEC-registered with $60.3M RAUM and 1 advisory reps. IAPD ↗fund
$60.3M RAUM · 1 reps · (212) 882-1095 · centraliscap.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
80
WACONA CAPITAL, LLC (CHARLOTTESVILLE, VA) is newly SEC-registered with $194.1M RAUM and 4 advisory reps. IAPD ↗fund
$194.1M RAUM · 4 reps · 434-922-0726 · waconacapital.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
80
SILVER POINT PRIVATE CREDIT FUND MANAGEMENT, LLC (GREENWICH, CT) is newly SEC-registered with $206.0M RAUM and 117 advisory reps. IAPD ↗fund
$206.0M RAUM · 117 reps · (203) 542-4200
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
80
HAVEN CAPITAL ADVISORS, LLC (CHARLOTTE, NC) is newly SEC-registered (provisional 120-day approval) with $5.4M RAUM and 1 advisory reps. IAPD ↗fund
$5.4M RAUM · 1 reps · 704-926-2018
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
80
AGILITY EQUITY PARTNERS (PITTSBURGH, PA) is newly SEC-registered with $173.1M RAUM and 6 advisory reps. IAPD ↗fund
$173.1M RAUM · 6 reps · 7249842009 · agilityep.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
80
RAIL SPLITTER CAPITAL ADVISERS, LLC (CHICAGO, IL) is newly SEC-registered with $72.1M RAUM and 3 advisory reps. IAPD ↗fund
$72.1M RAUM · 3 reps · 312.858.1670 · rsplitter.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
80
ARGO MANAGEMENT AND RESEARCH COMPANY, LLC (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗fund
$0 RAUM · 2 reps · 646-771-2935
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
80
TYPHON ADVISORS, LLC (MIAMI BEACH, FL) is newly SEC-registered (provisional 120-day approval) with $10.0M RAUM and 1 advisory reps. IAPD ↗fund
$10.0M RAUM · 1 reps · 312-836-1180 · typhoncap.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
80
JONES HILL CAPITAL LP (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗fund
$0 RAUM · 4 reps · (212) 328-9320 · joneshillcapital.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
80
TRADITIONAL DIGITAL (location n/a) is newly SEC-registered with $108.2M RAUM and 1 advisory reps. IAPD ↗fund
$108.2M RAUM · 1 reps · 770-286-9717 · traditional.digital
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
80
IDYLLIC PARTNERS MANAGER, LP (SLEEPY HOLLOW, NY) is newly SEC-registered with $85.0M RAUM and 1 advisory reps. IAPD ↗fund
$85.0M RAUM · 1 reps · 9146311219 · idyllicpartners.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
70
GUINNESS GLOBAL INVESTORS (LONDON, United Kingdom) is newly SEC-registered with $11.43B RAUM and 35 advisory reps. IAPD ↗foreign
$11.43B RAUM · 35 reps · +44 20 7222 5703 · guinnessgi.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
70
INFRARED CAPITAL PARTNERS LIMITED (LONDON, United Kingdom) is newly SEC-registered with $14.30B RAUM and 53 advisory reps. IAPD ↗foreign
$14.30B RAUM · 53 reps · 44 0 20 7484 1800
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
70
SPARX ASSET MANAGEMENT KOREA CO., LTD. (SEOUL, Korea, South) is newly SEC-registered with $1.09B RAUM and 8 advisory reps. IAPD ↗foreign
$1.09B RAUM · 8 reps · 82-2-570-1600 · sparxkorea.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
68
ENTREPRENEUR FIRST INVESTMENT MANAGER LLP (LONDON, United Kingdom) is newly SEC-registered with $750.7M RAUM and 3 advisory reps. IAPD ↗foreign
$750.7M RAUM · 3 reps · +44 (0)7800905250 · joinef.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
68
VENREX INVESTMENT MANAGEMENT LLP (LONDON, United Kingdom) is newly SEC-registered with $541.0M RAUM and 6 advisory reps. IAPD ↗foreign
$541.0M RAUM · 6 reps · 0203 649 8130
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
65
LIBERTY ATLANTIC ADVISORS (FLORENCE, Italy) is newly SEC-registered with $185.8M RAUM and 4 advisory reps. IAPD ↗foreign
$185.8M RAUM · 4 reps · (720) 655-7510
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
65
HARWOOD PRIVATE EQUITY LLP (LONDON, United Kingdom) is newly SEC-registered with $52.9M RAUM and 5 advisory reps. IAPD ↗foreign
$52.9M RAUM · 5 reps · 00442076403200 · harwoodpe.co.uk
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
65
PAMALICAN ASSET MANAGEMENT LIMITED (HONG KONG, Hong Kong) is newly SEC-registered with $0 RAUM and 6 advisory reps. IAPD ↗foreign
$0 RAUM · 6 reps · +852 34282873
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
65
AMALIA PARTNER AG (ZURICH, Switzerland) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗foreign
$0 RAUM · 2 reps · 41445379595 · amaliapartner.ch
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
65
HEXIS CAPITAL MANAGEMENT (SEVENOAKS, KENT, United Kingdom) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗foreign
$0 RAUM · 2 reps · 44-7717-878-098 · hexis.capital
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
65
DELTA CAPITAL (SANTANA DE PARNAÍBA, SÃO PAULO, Brazil) is newly SEC-registered with $1.9M RAUM and 2 advisory reps. IAPD ↗foreign
$1.9M RAUM · 2 reps · 11-5562-7373 · deltacapitalpro.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
aum up — 155 Regulatory AUM up >=25% since last filing.
75
SOUTHSTATE PRIVATE CAPITAL MANAGEMENT LLC reported RAUM up 222% ($1.54B -> $4.96B). IAPD ↗
$4.96B RAUM · 27 reps · 803-231-3492
Portfolio / reporting / TAMPCRMFinancial planning software
75
PINEBRIDGE INVESTMENTS LLC reported RAUM up 5956% ($1.17B -> $71.09B). IAPD ↗
$71.09B RAUM · 115 reps · (646) 857-8000
Portfolio / reporting / TAMPCRMFinancial planning software
75
ROOT FINANCIAL PARTNERS reported RAUM up 94% ($1.11B -> $2.15B). IAPD ↗
$2.15B RAUM · 59 reps · (760) 452-0720
Portfolio / reporting / TAMPCRMFinancial planning software
73
LEWIS ASSET MANAGEMENT reported RAUM up 81% ($214.3M -> $387.1M). IAPD ↗
$387.1M RAUM · 5 reps · 925-284-4033 · lewisam.com
Portfolio / reporting / TAMPCRMFinancial planning software
73
BRILLIANT ADVICE, LLC reported RAUM up 88% ($204.4M -> $384.1M). IAPD ↗
$384.1M RAUM · 2 reps · 513-703-2100 · brilliantadvice.net
Portfolio / reporting / TAMPCRMFinancial planning software
73
BRIDGES CAPITAL LLC reported RAUM up 237% ($74.7M -> $251.6M). IAPD ↗
$251.6M RAUM · 1 reps · 954-271-1075
Portfolio / reporting / TAMPCRMFinancial planning software
73
GENERATIONAL PRIVATE WEALTH reported RAUM up 82% ($145.0M -> $263.4M). IAPD ↗
$263.4M RAUM · 3 reps · 571-244-8764 · genprivatewealth.com
Portfolio / reporting / TAMPCRMFinancial planning software
73
BPM WEALTH ADVISORS, LLC reported RAUM up 438% ($49.9M -> $268.3M). IAPD ↗
$268.3M RAUM · 3 reps · 415-421-5757 · bpm.com
Portfolio / reporting / TAMPCRMFinancial planning software
73
SSB&T WEALTH MANAGEMENT, LLC reported RAUM up 240% ($131.0M -> $445.1M). IAPD ↗
$445.1M RAUM · 3 reps · 830-997-7575 · ssbtwealth.com
Portfolio / reporting / TAMPCRMFinancial planning software
73
NOLET WEALTH MANAGEMENT, LLC reported RAUM up 107% ($131.7M -> $272.6M). IAPD ↗
$272.6M RAUM · 3 reps · 817-350-4342 · noletwealth.com
Portfolio / reporting / TAMPCRMFinancial planning software
72
TURTLE CREEK WEALTH ADVISORS, LLC reported RAUM up 61% ($1.71B -> $2.76B). IAPD ↗
$2.76B RAUM · 20 reps · 214-214-3110
Portfolio / reporting / TAMPCRMFinancial planning software
70
PENSERRA GLOBAL INVESTORS LLC reported RAUM up 9184% ($1.0M -> $96.2M). IAPD ↗
$96.2M RAUM · 10 reps · 800-456-8850 · penserra.com
Portfolio / reporting / TAMPCRMFinancial planning software
70
STRATEGIC ASSET MANAGEMENT LLC. reported RAUM up 75% ($124.4M -> $218.3M). IAPD ↗
$218.3M RAUM · 10 reps · 888-526-8755 · strategicassetmgt.com
Portfolio / reporting / TAMPCRMFinancial planning software
70
DOUBLE DUTY MONEY MANAGEMENT LLC reported RAUM up 90% ($44.0M -> $83.7M). IAPD ↗
$83.7M RAUM · 3 reps · (212) 408-1750 · doubledutymm.com
Portfolio / reporting / TAMPCRMFinancial planning software
70
BXM WEALTH LLC reported RAUM up 115% ($107.6M -> $231.3M). IAPD ↗
$231.3M RAUM · 4 reps · 303-704-2592 · bxmwealth.com
Portfolio / reporting / TAMPCRMFinancial planning software
70
BULLSEYE INVESTMENT GROUP reported RAUM up 106% ($27.0M -> $55.6M). IAPD ↗
$55.6M RAUM · 1 reps · (917) 710-8347 · bullseyeig.com
Portfolio / reporting / TAMPCRMFinancial planning software
69
LYON WEALTH ADVISORS reported RAUM up 57% ($198.4M -> $311.4M). IAPD ↗
$311.4M RAUM · 3 reps · 704-424-9780
Portfolio / reporting / TAMPCRMFinancial planning software
69
ROSCI LAMB, LLC reported RAUM up 70% ($38.1M -> $65.0M). IAPD ↗
$65.0M RAUM · 1 reps · 646 479 9965 · roscilamb.com
Portfolio / reporting / TAMPCRMFinancial planning software
68
TENON FINANCIAL reported RAUM up 52% ($208.3M -> $316.0M). IAPD ↗
$316.0M RAUM · 3 reps · 732-902-0066 · tenonfinancial.com
Portfolio / reporting / TAMPCRMFinancial planning software
68
MAINSAIL FINANCIAL GROUP reported RAUM up 51% ($268.2M -> $403.9M). IAPD ↗
$403.9M RAUM · 7 reps · (425) 502-7693
Portfolio / reporting / TAMPCRMFinancial planning software
68
MADRID WEALTH MANAGEMENT reported RAUM up 67% ($127.3M -> $212.1M). IAPD ↗
$212.1M RAUM · 4 reps · 505-633-5332 · madridwm.com
Portfolio / reporting / TAMPCRMFinancial planning software
68
KINGDOM LEGACY ADVISORS reported RAUM up 68% ($117.0M -> $196.5M). IAPD ↗
$196.5M RAUM · 1 reps · (952) 697-2225 · kingdomlegacyadv.com
Portfolio / reporting / TAMPCRMFinancial planning software
67
RBC GLOBAL ASSET MANAGEMENT (U.S.) INC. reported RAUM up 37% ($76.50B -> $104.49B). IAPD ↗
$104.49B RAUM · 37 reps · 612-376-7000 · rbcgam.com
Portfolio / reporting / TAMPCRMFinancial planning software
67
CADENCE WEALTH MANAGEMENT LLC reported RAUM up 47% ($305.4M -> $448.0M). IAPD ↗
$448.0M RAUM · 6 reps · (508) 898-0400
Portfolio / reporting / TAMPCRMFinancial planning software
67
WEALTHPLAN INVESTMENT MANAGEMENT LLC reported RAUM up 39% ($1.57B -> $2.19B). IAPD ↗
$2.19B RAUM · 14 reps · 402-691-0200 · wealthplan.group
Portfolio / reporting / TAMPCRMFinancial planning software
67
FIFR reported RAUM up 63% ($42.2M -> $68.7M). IAPD ↗
$68.7M RAUM · 1 reps · 818-605-4900
Portfolio / reporting / TAMPCRMFinancial planning software
67
STEWARDSHIP CONCEPTS FINANCIAL SERVICES LLC reported RAUM up 64% ($106.4M -> $174.6M). IAPD ↗
$174.6M RAUM · 4 reps · 509-443-0845 · scfinancials.com
Portfolio / reporting / TAMPCRMFinancial planning software
66
LANDMARK WEALTH MANAGEMENT, LLC reported RAUM up 42% ($310.5M -> $442.0M). IAPD ↗
$442.0M RAUM · 6 reps · 888-342-6436
Portfolio / reporting / TAMPCRMFinancial planning software
66
COHALO reported RAUM up 31% ($1.03B -> $1.35B). IAPD ↗
$1.35B RAUM · 1 reps · 833-426-4256 · cohalo.com
Portfolio / reporting / TAMPCRMFinancial planning software
66
MEREDITH WEALTH PLANNING reported RAUM up 43% ($334.1M -> $478.7M). IAPD ↗
$478.7M RAUM · 2 reps · 618-744-6755 · meredithwealth.com
Portfolio / reporting / TAMPCRMFinancial planning software
66
MOKAN WEALTH MANAGEMENT reported RAUM up 43% ($174.7M -> $250.3M). IAPD ↗
$250.3M RAUM · 3 reps · 913-257-3991 · mokanwealth.com
Portfolio / reporting / TAMPCRMFinancial planning software
66
EVOLVE PRIVATE WEALTH, LLC reported RAUM up 30% ($1.65B -> $2.15B). IAPD ↗
$2.15B RAUM · 10 reps · (424) 500-4601 · evolvepw.com
Portfolio / reporting / TAMPCRMFinancial planning software
65
THE WEALTH CONSERVANCY, INC. reported RAUM up 35% ($192.1M -> $260.0M). IAPD ↗
$260.0M RAUM · 3 reps · 303-444-1919
Portfolio / reporting / TAMPCRMFinancial planning software
65
FINANCIAL SYMMETRY INC. reported RAUM up 27% ($1.21B -> $1.54B). IAPD ↗
$1.54B RAUM · 15 reps · 919-851-8200 · financialsymmetry.com
Portfolio / reporting / TAMPCRMFinancial planning software
65
BRIGGS WEALTH MANAGEMENT, INC. reported RAUM up 40% ($258.7M -> $362.0M). IAPD ↗
$362.0M RAUM · 2 reps · 860-633-8988 · briggswealthmgmt.com
Portfolio / reporting / TAMPCRMFinancial planning software
65
PROVENANCE WEALTH ADVISORS reported RAUM up 26% ($3.52B -> $4.44B). IAPD ↗
$4.44B RAUM · 20 reps · 954-712-8888
Portfolio / reporting / TAMPCRMFinancial planning software
65
CACTI ASSET MANAGEMENT, LLC reported RAUM up 29% ($1.41B -> $1.82B). IAPD ↗
$1.82B RAUM · 1 reps · 404-229-4671 · cactipartners.com
Portfolio / reporting / TAMPCRMFinancial planning software
65
POST OAK PRIVATE WEALTH ADVISORS reported RAUM up 39% ($282.0M -> $390.9M). IAPD ↗
$390.9M RAUM · 7 reps · 281-580-2100 · postoakprivatewealth.com
Portfolio / reporting / TAMPCRMFinancial planning software
65
CGN ADVISORS, LLC reported RAUM up 27% ($1.26B -> $1.60B). IAPD ↗
$1.60B RAUM · 39 reps · 910-333-6659 · fairwindsadvice.com
Portfolio / reporting / TAMPCRMFinancial planning software
65
TD PRIVATE CLIENT WEALTH LLC reported RAUM up 28% ($6.45B -> $8.26B). IAPD ↗
$8.26B RAUM · 482 reps · 877-703-9896 · td.com
Portfolio / reporting / TAMPCRMFinancial planning software
65
SHP WEALTH MANAGEMENT, LLC reported RAUM up 28% ($1.50B -> $1.92B). IAPD ↗
$1.92B RAUM · 29 reps · 508-746-2400
Portfolio / reporting / TAMPCRMFinancial planning software
65
MILESTONE ASSET MANAGEMENT GROUP, LLC reported RAUM up 39% ($222.6M -> $309.0M). IAPD ↗
$309.0M RAUM · 3 reps · 860-259-4800
Portfolio / reporting / TAMPCRMFinancial planning software
65
FACET reported RAUM up 27% ($4.75B -> $6.04B). IAPD ↗
$6.04B RAUM · 55 reps · (443)376-6222
Portfolio / reporting / TAMPCRMFinancial planning software
65
QUARRY HILL ADVISORS reported RAUM up 35% ($292.4M -> $394.8M). IAPD ↗
$394.8M RAUM · 4 reps · 6124400318
Portfolio / reporting / TAMPCRMFinancial planning software
65
SGROI WEALTH ADVISORY GROUP LLC reported RAUM up 25% ($1.08B -> $1.36B). IAPD ↗
$1.36B RAUM · 14 reps · 716-674-6700 · sgroilawley.com
Portfolio / reporting / TAMPCRMFinancial planning software
65
MILLENNIAL WEALTH reported RAUM up 37% ($203.7M -> $278.7M). IAPD ↗
$278.7M RAUM · 3 reps · (206) 207-8426
Portfolio / reporting / TAMPCRMFinancial planning software
65
CROWN WEALTH GROUP LLC reported RAUM up 38% ($316.5M -> $437.5M). IAPD ↗
$437.5M RAUM · 8 reps · (704)360-3995 · crownwealthgroup.com
Portfolio / reporting / TAMPCRMFinancial planning software
65
PCB CAPITAL LLC reported RAUM up 51% ($122.5M -> $184.8M). IAPD ↗
$184.8M RAUM · 3 reps · (732) 634-3620 · pcbfinancial.com
Portfolio / reporting / TAMPCRMFinancial planning software
65
INNOCAP INVESTMENT ADVISERS, LLC. reported RAUM up 129% ($1.18B -> $2.71B). IAPD ↗institutional
$2.71B RAUM · 4 reps · 646-289-5726 · innocap.com
Portfolio / reporting / TAMPCRMFinancial planning software
65
PINVEST reported RAUM up 37% ($276.0M -> $377.5M). IAPD ↗
$377.5M RAUM · 2 reps · 786 244-7346 786 458-8491 · pinvestcapital.com
Portfolio / reporting / TAMPCRMFinancial planning software
64
UNITED WEALTH MANAGEMENT, LLC reported RAUM up 31% ($311.1M -> $406.6M). IAPD ↗
$406.6M RAUM · 4 reps · 434-923-8112 · unitedwealthmanagement.com
Portfolio / reporting / TAMPCRMFinancial planning software
64
MASON & ASSOCIATES, INC. reported RAUM up 31% ($631.3M -> $828.7M). IAPD ↗
$828.7M RAUM · 8 reps · 323-254-3072 · masonlifeplanning.com
Portfolio / reporting / TAMPCRMFinancial planning software
64
KEENER FINANCIAL PLANNING reported RAUM up 32% ($362.8M -> $479.0M). IAPD ↗
$479.0M RAUM · 10 reps · 817-993-0401 · objectivefinancialplanning.com
Portfolio / reporting / TAMPCRMFinancial planning software
64
FULCRUM WEALTH ADVISORS, LLC reported RAUM up 48% ($140.1M -> $208.0M). IAPD ↗
$208.0M RAUM · 2 reps · 425-250-6280
Portfolio / reporting / TAMPCRMFinancial planning software
64
DIVERGENT PLANNING reported RAUM up 31% ($323.3M -> $423.1M). IAPD ↗
$423.1M RAUM · 4 reps · (240) 428-8911
Portfolio / reporting / TAMPCRMFinancial planning software
64
VALUES ADDED FINANCIAL reported RAUM up 34% ($234.2M -> $313.7M). IAPD ↗
$313.7M RAUM · 9 reps · 202-599-0915
Portfolio / reporting / TAMPCRMFinancial planning software
64
SUCCESS WEALTH MANAGEMENT LLC reported RAUM up 46% ($66.0M -> $96.6M). IAPD ↗
$96.6M RAUM · 13 reps · 724-934-8128 · successwealth.org
Portfolio / reporting / TAMPCRMFinancial planning software
64
UTOPIA WEALTH MANAGEMENT, LLC reported RAUM up 31% ($199.6M -> $261.4M). IAPD ↗
$261.4M RAUM · 1 reps · 754-264-4778 · utopiawealth.com
Portfolio / reporting / TAMPCRMFinancial planning software
64
DAI ADVISORS reported RAUM up 35% ($244.4M -> $329.6M). IAPD ↗
$329.6M RAUM · 1 reps · 510-709-7543 · daiadvisors.com
Portfolio / reporting / TAMPCRMFinancial planning software
64
CANVAS WEALTH ADVISORS, LLC reported RAUM up 30% ($713.0M -> $929.2M). IAPD ↗
$929.2M RAUM · 10 reps · 913-991-8471 · canvaswealthadvisors.com
Portfolio / reporting / TAMPCRMFinancial planning software
64
ROSEMEYER MANAGEMENT GROUP reported RAUM up 32% ($691.9M -> $914.0M). IAPD ↗
$914.0M RAUM · 9 reps · 608-348-2274 · rosemeyermg.com
Portfolio / reporting / TAMPCRMFinancial planning software
64
WERNER FINANCIAL reported RAUM up 48% ($102.7M -> $152.4M). IAPD ↗
$152.4M RAUM · 2 reps · 317-735-9202 · wernerfinancial.com
Portfolio / reporting / TAMPCRMFinancial planning software
64
PEAK WEALTH MANAGEMENT reported RAUM up 50% ($26.0M -> $39.0M). IAPD ↗
$39.0M RAUM · 1 reps · 518-441-2285 · peakwealthmgmt.com
Portfolio / reporting / TAMPCRMFinancial planning software
64
PIEDMONT WEALTH ADVISORY reported RAUM up 32% ($267.8M -> $353.7M). IAPD ↗
$353.7M RAUM · 3 reps · (571) 313-5125 · piedmontwealthadvisory.com
Portfolio / reporting / TAMPCRMFinancial planning software
63
N.V.N.G. INVESTMENTS, INC. reported RAUM up 27% ($260.5M -> $329.5M). IAPD ↗
$329.5M RAUM · 1 reps · 269-329-2422
Portfolio / reporting / TAMPCRMFinancial planning software
63
BRIGHT FINANCIAL ADVISORS, INC. reported RAUM up 27% ($570.1M -> $725.5M). IAPD ↗
$725.5M RAUM · 2 reps · 269-373-2700 · brightfinancialadvisors.com
Portfolio / reporting / TAMPCRMFinancial planning software
63
LEVEL FINANCIAL ADVISORS, INC. reported RAUM up 27% ($684.2M -> $868.4M). IAPD ↗
$868.4M RAUM · 9 reps · 716-634-6113
Portfolio / reporting / TAMPCRMFinancial planning software
63
KANE COMPANY WEALTH MANAGEMENT, INC. reported RAUM up 29% ($220.0M -> $284.7M). IAPD ↗
$284.7M RAUM · 4 reps · 515-270-2727 · kanecompanypc.com
Portfolio / reporting / TAMPCRMFinancial planning software
63
THE MUSTICO FINANCIAL GROUP, INC. reported RAUM up 26% ($252.0M -> $316.5M). IAPD ↗
$316.5M RAUM · 4 reps · 607-733-7935 · musticofinancial.com
Portfolio / reporting / TAMPCRMFinancial planning software
63
FINLEY FINANCIAL, LLC reported RAUM up 28% ($202.3M -> $259.8M). IAPD ↗
$259.8M RAUM · 1 reps · 503-474-3535 · finleyfinancial.com
Portfolio / reporting / TAMPCRMFinancial planning software
63
CENTENNIAL WEALTH ADVISORY, LLC reported RAUM up 28% ($311.1M -> $397.1M). IAPD ↗
$397.1M RAUM · 10 reps · 231-995-9575 · cen-wealth.com
Portfolio / reporting / TAMPCRMFinancial planning software
63
KEY GROUP MANAGEMENT, INC. reported RAUM up 29% ($235.0M -> $303.8M). IAPD ↗
$303.8M RAUM · 5 reps · 480-477-5252 · keygroupwealth.com
Portfolio / reporting / TAMPCRMFinancial planning software
63
MONTEREY WEALTH reported RAUM up 26% ($237.8M -> $300.1M). IAPD ↗
$300.1M RAUM · 3 reps · 404-201-2284 · montereywealth.com
Portfolio / reporting / TAMPCRMFinancial planning software
63
ALDEMAR RESEARCH CORPORATION reported RAUM up 41% ($63.3M -> $89.5M). IAPD ↗
$89.5M RAUM · 3 reps · 315-382-4843
Portfolio / reporting / TAMPCRMFinancial planning software
63
CYR FINANCIAL INC. reported RAUM up 41% ($127.7M -> $180.5M). IAPD ↗
$180.5M RAUM · 5 reps · (815) 925-7501
Portfolio / reporting / TAMPCRMFinancial planning software
63
BDFS CAPITAL LLC reported RAUM up 27% ($325.2M -> $411.3M). IAPD ↗
$411.3M RAUM · 9 reps · 302-265-2236 · blackdiamondfs.com
Portfolio / reporting / TAMPCRMFinancial planning software
63
WALL STREET FINANCIAL GROUP, INC. reported RAUM up 41% ($133.1M -> $187.7M). IAPD ↗
$187.7M RAUM · 3 reps · 800-303-9255
Portfolio / reporting / TAMPCRMFinancial planning software
63
FAIRLEAD STRATEGIES reported RAUM up 26% ($215.4M -> $271.6M). IAPD ↗
$271.6M RAUM · 4 reps · 203-872-6500
Portfolio / reporting / TAMPCRMFinancial planning software
63
TRUFP reported RAUM up 26% ($334.1M -> $421.7M). IAPD ↗
$421.7M RAUM · 4 reps · 770-205-4394
Portfolio / reporting / TAMPCRMFinancial planning software
63
THE WEALTH GROUP - AUSTIN B. COLBY & ASSOCIATES reported RAUM up 25% ($566.7M -> $711.0M). IAPD ↗
$711.0M RAUM · 10 reps · 952-937-9423
Portfolio / reporting / TAMPCRMFinancial planning software
63
SHEPHERD WEALTH MANAGEMENT reported RAUM up 43% ($113.6M -> $162.1M). IAPD ↗
$162.1M RAUM · 4 reps · (513) 630-2664
Portfolio / reporting / TAMPCRMFinancial planning software
63
CALCULATED WEALTH reported RAUM up 41% ($142.3M -> $200.8M). IAPD ↗
$200.8M RAUM · 4 reps · 608-400-4072 · calcwealth.com
Portfolio / reporting / TAMPCRMFinancial planning software
63
COMMONWEALTH FINANCIAL SERVICES reported RAUM up 28% ($774.8M -> $994.7M). IAPD ↗
$994.7M RAUM · 13 reps · 304-422-3531 · cfswv.com
Portfolio / reporting / TAMPCRMFinancial planning software
63
ASEMPA WEALTH ADVISORS reported RAUM up 26% ($203.2M -> $256.5M). IAPD ↗
$256.5M RAUM · 2 reps · (225) 529-9329
Portfolio / reporting / TAMPCRMFinancial planning software
63
VENERABLE INVESTMENT ADVISERS, LLC reported RAUM up 66% ($9.80B -> $16.27B). IAPD ↗institutional
$16.27B RAUM · 3 reps · 610-249-2916
Portfolio / reporting / TAMPCRMFinancial planning software
63
GRP RETIREMENT PLANNING reported RAUM up 41% ($109.9M -> $155.3M). IAPD ↗
$155.3M RAUM · 5 reps · (207) 622-4494 · grplans.com
Portfolio / reporting / TAMPCRMFinancial planning software
63
CLOVER LEAF FINANCIAL LLC reported RAUM up 42% ($54.0M -> $76.8M). IAPD ↗
$76.8M RAUM · 2 reps · 585-899-3940 · cloverleafteam.com
Portfolio / reporting / TAMPCRMFinancial planning software
62
WAVERLEY WEALTH MANAGEMENT LLC reported RAUM up 37% ($147.1M -> $201.2M). IAPD ↗
$201.2M RAUM · 2 reps · 650-559-9700
Portfolio / reporting / TAMPCRMFinancial planning software
62
VISION FINANCIAL MANAGEMENT, LLC reported RAUM up 38% ($120.0M -> $165.7M). IAPD ↗
$165.7M RAUM · 2 reps · 330-929-9900
Portfolio / reporting / TAMPCRMFinancial planning software
62
BEACON CAPITAL, LLC reported RAUM up 36% ($176.2M -> $239.1M). IAPD ↗
$239.1M RAUM · 5 reps · 319-389-4371
Portfolio / reporting / TAMPCRMFinancial planning software
62
CMG FINANCIAL CONSULTING reported RAUM up 36% ($109.8M -> $149.6M). IAPD ↗
$149.6M RAUM · 2 reps · (877) 695-8004
Portfolio / reporting / TAMPCRMFinancial planning software
62
HOFF PRIVATE WEALTH reported RAUM up 38% ($129.1M -> $177.5M). IAPD ↗
$177.5M RAUM · 3 reps · 715-841-0405 · hoffwealth.com
Portfolio / reporting / TAMPCRMFinancial planning software
62
HEGARTY ADVISORS, LLC reported RAUM up 37% ($125.3M -> $171.1M). IAPD ↗
$171.1M RAUM · 2 reps · 516-280-2323 · hegartyadvisors.com
Portfolio / reporting / TAMPCRMFinancial planning software
62
HEISTEN WRENN PRIVATE WEALTH, LLC reported RAUM up 37% ($168.7M -> $231.8M). IAPD ↗
$231.8M RAUM · 2 reps · 907-222-6270 · heistenfinancial.com
Portfolio / reporting / TAMPCRMFinancial planning software
62
LIBERTY ONE WEALTH ADVISORS reported RAUM up 38% ($129.5M -> $178.4M). IAPD ↗
$178.4M RAUM · 5 reps · 215-776-4918 · libertyonewealth.com
Portfolio / reporting / TAMPCRMFinancial planning software
62
PATHWAY PARTNERS WEALTH ADVISORS, LLC reported RAUM up 36% ($58.0M -> $78.9M). IAPD ↗
$78.9M RAUM · 6 reps · 716-929-6010
Portfolio / reporting / TAMPCRMFinancial planning software
62
BELMONT PRIVATE WEALTH reported RAUM up 37% ($140.1M -> $192.1M). IAPD ↗
$192.1M RAUM · 3 reps · 314-566-9887 · belmontpw.com
Portfolio / reporting / TAMPCRMFinancial planning software
61
FORTUNE FINANCIAL GROUP, INC. reported RAUM up 32% ($107.0M -> $141.0M). IAPD ↗
$141.0M RAUM · 3 reps · 630-942-9007 · fortunefinancialgroup.com
Portfolio / reporting / TAMPCRMFinancial planning software
61
DEL-SETTE CAPITAL MANAGEMENT, LLC reported RAUM up 32% ($145.8M -> $192.5M). IAPD ↗
$192.5M RAUM · 5 reps · 518-793-3851
Portfolio / reporting / TAMPCRMFinancial planning software
61
FAIRSCALE CAPITAL, LLC reported RAUM up 31% ($159.1M -> $207.8M). IAPD ↗
$207.8M RAUM · 3 reps · 603-318-7337
Portfolio / reporting / TAMPCRMFinancial planning software
61
INVARIANT INVESTMENT MANAGEMENT reported RAUM up 34% ($135.9M -> $182.7M). IAPD ↗
$182.7M RAUM · 6 reps · (717) 317-9006 · invariantinvestments.com
Portfolio / reporting / TAMPCRMFinancial planning software
61
MODERN DOLLAR PLANNING, LLC reported RAUM up 30% ($122.0M -> $159.1M). IAPD ↗
$159.1M RAUM · 1 reps · 314-827-5852 · modern-dollar.com
Portfolio / reporting / TAMPCRMFinancial planning software
61
AFFINITY WEALTH LLC reported RAUM up 30% ($167.0M -> $217.5M). IAPD ↗
$217.5M RAUM · 2 reps · (330) 526-8412 · tagplanning.com
Portfolio / reporting / TAMPCRMFinancial planning software
61
GREENWAY WEALTH ADVISORS, LLC reported RAUM up 32% ($139.8M -> $184.5M). IAPD ↗
$184.5M RAUM · 4 reps · 704-981-1228 · greenwaywealth.com
Portfolio / reporting / TAMPCRMFinancial planning software
61
BENCHMARK FINANCIAL, LLC reported RAUM up 31% ($100.3M -> $131.6M). IAPD ↗
$131.6M RAUM · 3 reps · 302-635-9760
Portfolio / reporting / TAMPCRMFinancial planning software
61
GUNDER WEALTH MANAGEMENT, LLC reported RAUM up 30% ($106.7M -> $139.0M). IAPD ↗
$139.0M RAUM · 2 reps · 248-686-0820
Portfolio / reporting / TAMPCRMFinancial planning software
61
LEVEL WEALTH MANAGEMENT LLC reported RAUM up 30% ($181.7M -> $236.5M). IAPD ↗
$236.5M RAUM · 2 reps · 336-355-1432
Portfolio / reporting / TAMPCRMFinancial planning software
61
PERSONALIZED FINANCIAL SOLUTIONS LLC reported RAUM up 30% ($109.4M -> $142.6M). IAPD ↗
$142.6M RAUM · 2 reps · 727-754-4401 · pfsinvest.com
Portfolio / reporting / TAMPCRMFinancial planning software
61
PECONIC ASSET PLANNING reported RAUM up 35% ($47.9M -> $64.6M). IAPD ↗
$64.6M RAUM · 1 reps · (631) 369-8877 · peconicassetplanning.com
Portfolio / reporting / TAMPCRMFinancial planning software
61
ALIGNE WEALTH ADVISORS INVESTMENT MANAGEMENT (AWAIM) reported RAUM up 33% ($168.8M -> $224.4M). IAPD ↗
$224.4M RAUM · 4 reps · (310) 795-0622
Portfolio / reporting / TAMPCRMFinancial planning software
61
COASTAL WEALTH MANAGEMENT reported RAUM up 32% ($34.2M -> $45.1M). IAPD ↗
$45.1M RAUM · 2 reps · 917-558-2468 · coastalprivatewealthmgmt.com
Portfolio / reporting / TAMPCRMFinancial planning software
61
CURTIS CAPITAL ADVISORS reported RAUM up 32% ($125.5M -> $165.5M). IAPD ↗
$165.5M RAUM · 2 reps · 913-344-5443 · curtisca.com
Portfolio / reporting / TAMPCRMFinancial planning software
61
THE KIECKHEFER GROUP reported RAUM up 30% ($184.6M -> $240.8M). IAPD ↗
$240.8M RAUM · 2 reps · 4147043826 · kieckhefergroup.com
Portfolio / reporting / TAMPCRMFinancial planning software
61
META WEALTH ADVISORY reported RAUM up 32% ($130.5M -> $172.1M). IAPD ↗
$172.1M RAUM · 1 reps · (410) 683-9263
Portfolio / reporting / TAMPCRMFinancial planning software
60
3RD CREEK INVESTMENTS reported RAUM up 26% ($162.5M -> $204.9M). IAPD ↗
$204.9M RAUM · 4 reps · 775-832-9222 · 3rdcreek.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
CONWAY FINANCIAL GROUP, LLC reported RAUM up 29% ($138.2M -> $177.7M). IAPD ↗
$177.7M RAUM · 2 reps · (314) 579-9157 · conwayfinancialgroup.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
BULWARK CAPITAL CORPORATION reported RAUM up 26% ($117.1M -> $147.8M). IAPD ↗
$147.8M RAUM · 2 reps · 703-740-6870
Portfolio / reporting / TAMPCRMFinancial planning software
60
WHITE OAK FINANCIAL MANAGEMENT, INC reported RAUM up 27% ($112.7M -> $143.5M). IAPD ↗
$143.5M RAUM · 3 reps · 828-274-7844
Portfolio / reporting / TAMPCRMFinancial planning software
60
PEAK AMERICAN INVESTMENT ADVISORS, INC. reported RAUM up 26% ($100.4M -> $126.3M). IAPD ↗
$126.3M RAUM · 12 reps · 972-212-9292 · peakamericanfinancial.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
DES MOINES INVESTMENTS, LLC reported RAUM up 29% ($190.0M -> $246.0M). IAPD ↗
$246.0M RAUM · 3 reps · 515-777-1149 · investdsmi.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
HINCHLEY ADVISORY GROUP, LLC reported RAUM up 25% ($154.2M -> $193.1M). IAPD ↗
$193.1M RAUM · 1 reps · 303-284-8081 · hinchleyandco.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
KASSIRA WEALTH MANAGEMENT, LLC reported RAUM up 26% ($107.5M -> $135.9M). IAPD ↗
$135.9M RAUM · 2 reps · 703-569-8363 · kassira.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
OPULEN FINANCIAL GROUP, LLC reported RAUM up 27% ($135.3M -> $171.8M). IAPD ↗
$171.8M RAUM · 1 reps · 571-299-2053
Portfolio / reporting / TAMPCRMFinancial planning software
60
LAKE ROAD ADVISORS, LLC reported RAUM up 26% ($78.1M -> $98.8M). IAPD ↗
$98.8M RAUM · 2 reps · (607) 438-2914
Portfolio / reporting / TAMPCRMFinancial planning software
60
TRAILHEAD PLANNERS, LLC reported RAUM up 26% ($149.4M -> $188.4M). IAPD ↗
$188.4M RAUM · 3 reps · 503-773-9682 · trailheadplanners.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
DERIVE WEALTH reported RAUM up 25% ($112.6M -> $141.3M). IAPD ↗
$141.3M RAUM · 1 reps · 626-800-3864
Portfolio / reporting / TAMPCRMFinancial planning software
60
BOERUM HILL FINANCIAL ADVISORS LLC reported RAUM up 25% ($37.0M -> $46.4M). IAPD ↗
$46.4M RAUM · 1 reps · (516) 695-1610
Portfolio / reporting / TAMPCRMFinancial planning software
60
SILVER ADVISORS, LLC reported RAUM up 28% ($56.1M -> $71.9M). IAPD ↗
$71.9M RAUM · 1 reps · (646) 531-5313
Portfolio / reporting / TAMPCRMFinancial planning software
60
PROCURE ETFS reported RAUM up 281% ($49.7M -> $189.3M). IAPD ↗institutional
$189.3M RAUM · 1 reps · 215-486-7242 · procuream.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
OPTIMA CAPITAL MANAGEMENT reported RAUM up 29% ($116.5M -> $150.3M). IAPD ↗
$150.3M RAUM · 4 reps · 480-757-9052
Portfolio / reporting / TAMPCRMFinancial planning software
60
CLARUS GROUP LLC reported RAUM up 25% ($126.2M -> $158.0M). IAPD ↗
$158.0M RAUM · 2 reps · (732) 325-0456 · clarusfinancial.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
BLVD PRIVATE WEALTH, LLC reported RAUM up 26% ($174.5M -> $220.4M). IAPD ↗
$220.4M RAUM · 3 reps · (502) 805-5820
Portfolio / reporting / TAMPCRMFinancial planning software
60
FRONT PORCH FINANCIAL ADVISORY reported RAUM up 26% ($143.7M -> $181.3M). IAPD ↗
$181.3M RAUM · 1 reps · 704-803-5585 · frontporchfa.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
MYRA WEALTH reported RAUM up 26% ($51.4M -> $65.0M). IAPD ↗
$65.0M RAUM · 1 reps · 805-380-6972 · myrawealth.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
FLAX POND CAPITAL, LLC reported RAUM up 29% ($172.8M -> $222.3M). IAPD ↗
$222.3M RAUM · 1 reps · 508-548-2218 · flaxpondcapital.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
SLO MONEY MANAGERS reported RAUM up 25% ($131.6M -> $164.7M). IAPD ↗
$164.7M RAUM · 2 reps · (805) 460-7232 · slomoneymanagers.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
AGMAN CAPITAL reported RAUM up 29% ($108.5M -> $140.2M). IAPD ↗
$140.2M RAUM · 3 reps · (574) 607-7329
Portfolio / reporting / TAMPCRMFinancial planning software
60
ASA ASSET MANAGEMENT LLC reported RAUM up 28% ($32.5M -> $41.7M). IAPD ↗
$41.7M RAUM · 8 reps · 646-727-4151
Portfolio / reporting / TAMPCRMFinancial planning software
59
FOCUS 401 (K) GROUP, LLC reported RAUM up 70% ($99.8M -> $169.9M). IAPD ↗institutional
$169.9M RAUM · 2 reps · 214-373-4113 · focus401kgroup.com
Portfolio / reporting / TAMPCRMFinancial planning software
58
DERBY COPELAND CAPITAL reported RAUM up 183% ($141.3M -> $400.5M). IAPD ↗fund
$400.5M RAUM · 16 reps · 646-860-9520
Portfolio / reporting / TAMPCRMFinancial planning software
56
RYAN ALM ADVISERS, LLC reported RAUM up 33% ($2.07B -> $2.75B). IAPD ↗institutional
$2.75B RAUM · 4 reps · 561-656-2014 · ryanalm.com
Portfolio / reporting / TAMPCRMFinancial planning software
56
GRANITESHARES ADVISORS LLC reported RAUM up 31% ($7.02B -> $9.19B). IAPD ↗institutional
$9.19B RAUM · 6 reps · 646-876-5096
Portfolio / reporting / TAMPCRMFinancial planning software
55
INVESCO CAPITAL MANAGEMENT LLC reported RAUM up 26% ($740.53B -> $934.63B). IAPD ↗institutional
$934.63B RAUM · 38 reps · 800-983-0903
Portfolio / reporting / TAMPCRMFinancial planning software
55
TUTTLE CAPITAL MANAGEMENT, LLC reported RAUM up 26% ($3.11B -> $3.91B). IAPD ↗institutional
$3.91B RAUM · 9 reps · 888-723-2821 · tuttlecap.com
Portfolio / reporting / TAMPCRMFinancial planning software
55
FOREST CAPITAL MANAGEMENT, LLC reported RAUM up 28% ($2.92B -> $3.75B). IAPD ↗institutional
$3.75B RAUM · 8 reps · 312-809-6010
Portfolio / reporting / TAMPCRMFinancial planning software
55
PENCE CAPITAL MANAGEMENT, LLC reported RAUM up 26% ($1.36B -> $1.72B). IAPD ↗institutional
$1.72B RAUM · 12 reps · 949-660-8777
Portfolio / reporting / TAMPCRMFinancial planning software
55
SECONDMARKET FINANCIAL, LLC reported RAUM up 370% ($29.9M -> $140.6M). IAPD ↗fund
$140.6M RAUM · 3 reps · 646-968-7000 · secondmarket.com
Portfolio / reporting / TAMPCRMFinancial planning software
51
CAPITAL GAINS INCORPORATED reported RAUM up 31% ($126.7M -> $166.6M). IAPD ↗institutional
$166.6M RAUM · 1 reps · 847-318-9975 · capgns.com
Portfolio / reporting / TAMPCRMFinancial planning software
51
SWISS RE INSURANCE-LINKED INVESTMENT ADVISORS CORPORATION reported RAUM up 34% ($3.62B -> $4.87B). IAPD ↗fund
$4.87B RAUM · 8 reps · 19148286521 · swissre.com
Portfolio / reporting / TAMPCRMFinancial planning software
50
RETIREFUL LLC reported RAUM up 25% ($181.3M -> $227.6M). IAPD ↗institutional
$227.6M RAUM · 2 reps · 866-464-6608 · mohrfunds.com
Portfolio / reporting / TAMPCRMFinancial planning software
46
ADDITIVE ADVISORY PBC reported RAUM up 32% ($106.8M -> $140.9M). IAPD ↗fund
$140.9M RAUM · 1 reps · 901- 498- 6653
Portfolio / reporting / TAMPCRMFinancial planning software
43
INNOCAP GLOBAL INVESTMENT MANAGEMENT (IRELAND) LTD reported RAUM up 70% ($82.99B -> $141.06B). IAPD ↗foreign
$141.06B RAUM · 6 reps · +353 1660 1542 · innocap.com
Portfolio / reporting / TAMPCRMFinancial planning software
35
RBC GLOBAL ASSET MANAGEMENT (UK) LIMITED reported RAUM up 29% ($137.80B -> $178.01B). IAPD ↗foreign
$178.01B RAUM · 123 reps · 44 207 389 3700
Portfolio / reporting / TAMPCRMFinancial planning software
33
MARGNA PEAK ADVISORS AG reported RAUM up 30% ($286.8M -> $372.5M). IAPD ↗foreign
$372.5M RAUM · 3 reps · 41-43-244-7550
Portfolio / reporting / TAMPCRMFinancial planning software
33
PACIFICA PARTNERS CAPITAL MANAGEMENT reported RAUM up 25% ($252.1M -> $316.0M). IAPD ↗foreign
$316.0M RAUM · 5 reps · 604-576-8908
Portfolio / reporting / TAMPCRMFinancial planning software
new office — 117 Count of additional offices increased.
55
RBC CAPITAL MARKETS, LLC added office(s): 360 -> 382 additional locations. IAPD ↗
$310.43B RAUM · 5908 reps · 212-858-7000 · us.rbcwealthmanagement.com
Office IT & facilitiesCRMRecruiting & transitions
55
RBC SECURITIES, INC. added office(s): 18 -> 24 additional locations. IAPD ↗
$1.52B RAUM · 124 reps · 310-888-6400 · cnr.com
Office IT & facilitiesCRMRecruiting & transitions
55
SAVANT WEALTH MANAGEMENT added office(s): 45 -> 46 additional locations. IAPD ↗
$38.13B RAUM · 178 reps · 815-227-0300
Office IT & facilitiesCRMRecruiting & transitions
55
VALLEY WEALTH MANAGERS, INC. added office(s): 11 -> 12 additional locations. IAPD ↗
$2.32B RAUM · 34 reps · 888-794-7940 · valley.com
Office IT & facilitiesCRMRecruiting & transitions
55
COOPER MCMANUS added office(s): 24 -> 25 additional locations. IAPD ↗
$2.56B RAUM · 44 reps · 800-516-5333 · fcguides.com
Office IT & facilitiesCRMRecruiting & transitions
55
STEEL GROVE CAPITAL ADVISORS, LLC added office(s): 0 -> 1 additional locations. IAPD ↗
$1.36B RAUM · 7 reps · 901-498-6300 · steelgrove.com
Office IT & facilitiesCRMRecruiting & transitions
55
RBC ROCHDALE, LLC added office(s): 10 -> 11 additional locations. IAPD ↗
$72.96B RAUM · 138 reps · 212-702-3500
Office IT & facilitiesCRMRecruiting & transitions
55
CERTUITY, LLC added office(s): 10 -> 11 additional locations. IAPD ↗
$3.10B RAUM · 10 reps · 561-693-3255 · certuity.com
Office IT & facilitiesCRMRecruiting & transitions
55
MCF ADVISORS, LLC added office(s): 4 -> 5 additional locations. IAPD ↗
$3.33B RAUM · 18 reps · 859-967-0999
Office IT & facilitiesCRMRecruiting & transitions
55
ELEVATION POINT WEALTH PARTNERS, LLC added office(s): 8 -> 11 additional locations. IAPD ↗
$2.43B RAUM · 20 reps · 303-382-2880 · superiorwealth.net
Office IT & facilitiesCRMRecruiting & transitions
55
WHALEROCK POINT PARTNERS, LLC added office(s): 0 -> 1 additional locations. IAPD ↗
$1.04B RAUM · 4 reps · 401-228-7799 · wrpoint.com
Office IT & facilitiesCRMRecruiting & transitions
55
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC added office(s): 92 -> 95 additional locations. IAPD ↗
$2.57B RAUM · 113 reps · 407-254-1500 · iaac.com
Office IT & facilitiesCRMRecruiting & transitions
55
CONNECTICUT WEALTH MANAGEMENT, LLC added office(s): 0 -> 1 additional locations. IAPD ↗
$3.71B RAUM · 40 reps · 860-470-0290 · vimeo.com
Office IT & facilitiesCRMRecruiting & transitions
55
DESCHUTES INVESTMENT CONSULTING, LLC added office(s): 0 -> 1 additional locations. IAPD ↗
$2.47B RAUM · 7 reps · 503-224-3700 · deschutesinvestment.com
Office IT & facilitiesCRMRecruiting & transitions
55
SUMMIT GLOBAL INVESTMENTS, LLC added office(s): 6 -> 10 additional locations. IAPD ↗
$1.92B RAUM · 12 reps · 888-251-4847 · sgimutualfunds.com
Office IT & facilitiesCRMRecruiting & transitions
55
TD PRIVATE CLIENT WEALTH LLC added office(s): 36 -> 221 additional locations. IAPD ↗
$8.26B RAUM · 482 reps · 877-703-9896 · td.com
Office IT & facilitiesCRMRecruiting & transitions
55
SOUTHSTATE PRIVATE CAPITAL MANAGEMENT LLC added office(s): 9 -> 10 additional locations. IAPD ↗
$4.96B RAUM · 27 reps · 803-231-3492
Office IT & facilitiesCRMRecruiting & transitions
55
NORTHROCK PARTNERS, LLC added office(s): 16 -> 19 additional locations. IAPD ↗
$6.60B RAUM · 50 reps · (612) 367-8800 · northrockberkeley.com
Office IT & facilitiesCRMRecruiting & transitions
55
SOUND INCOME STRATEGIES, LLC added office(s): 84 -> 99 additional locations. IAPD ↗
$4.18B RAUM · 134 reps · 954-487-1860 · thecapitalizedretirement.com
Office IT & facilitiesCRMRecruiting & transitions
55
BEACON TRUST added office(s): 2 -> 4 additional locations. IAPD ↗
$4.35B RAUM · 38 reps · 973-377-8090
Office IT & facilitiesCRMRecruiting & transitions
55
ALTRAVUE CAPITAL, LLC added office(s): 0 -> 1 additional locations. IAPD ↗
$1.54B RAUM · 3 reps · 425 455-8896 · altravue.com
Office IT & facilitiesCRMRecruiting & transitions
55
PINEBRIDGE INVESTMENTS LLC added office(s): 1 -> 5 additional locations. IAPD ↗
$71.09B RAUM · 115 reps · (646) 857-8000
Office IT & facilitiesCRMRecruiting & transitions
55
FACET added office(s): 0 -> 25 additional locations. IAPD ↗
$6.04B RAUM · 55 reps · (443)376-6222
Office IT & facilitiesCRMRecruiting & transitions
55
SGROI WEALTH ADVISORY GROUP LLC added office(s): 0 -> 1 additional locations. IAPD ↗
$1.36B RAUM · 14 reps · 716-674-6700 · sgroilawley.com
Office IT & facilitiesCRMRecruiting & transitions
55
ROOT FINANCIAL PARTNERS added office(s): 0 -> 1 additional locations. IAPD ↗
$2.15B RAUM · 59 reps · (760) 452-0720
Office IT & facilitiesCRMRecruiting & transitions
55
ONEPOINT BFG WEALTH PARTNERS added office(s): 20 -> 21 additional locations. IAPD ↗
$12.13B RAUM · 96 reps · (973) 575-4180 · bleakley.com
Office IT & facilitiesCRMRecruiting & transitions
55
SAVVY added office(s): 39 -> 42 additional locations. IAPD ↗
$1.30B RAUM · 52 reps · 833-745-6789 · savvywealth.com
Office IT & facilitiesCRMRecruiting & transitions
55
VESTGEN ADVISORS, LLC added office(s): 9 -> 14 additional locations. IAPD ↗
$3.47B RAUM · 30 reps · 312-237-4446 · vestgen.com
Office IT & facilitiesCRMRecruiting & transitions
55
ASCENTIS INDEPENDENT ADVISORS, LLC added office(s): 19 -> 28 additional locations. IAPD ↗
$1.65B RAUM · 25 reps · 866-273-1563 · marshallwealthadvisors.com
Office IT & facilitiesCRMRecruiting & transitions
55
INDIVISIBLE PARTNERS added office(s): 1 -> 5 additional locations. IAPD ↗
$1.55B RAUM · 3 reps · 732-306-5490 · linkedin.company
Office IT & facilitiesCRMRecruiting & transitions
55
EVOLVE PRIVATE WEALTH, LLC added office(s): 0 -> 1 additional locations. IAPD ↗
$2.15B RAUM · 10 reps · (424) 500-4601 · evolvepw.com
Office IT & facilitiesCRMRecruiting & transitions
55
BROWN BROTHERS HARRIMAN CREDIT PARTNERS, LLC added office(s): 0 -> 1 additional locations. IAPD ↗
$55.22B RAUM · 29 reps · 212-483-1818 · bbh.com
Office IT & facilitiesCRMRecruiting & transitions
55
EMERALD INVESTMENT ADVISERS, LLC added office(s): 0 -> 1 additional locations. IAPD ↗
$2.26B RAUM · 12 reps · 717-556-8900 · teamemerald.com
Office IT & facilitiesCRMRecruiting & transitions
53
KUTSCHER BENNER BARSNESS & STEVENS, INC. added office(s): 6 -> 7 additional locations. IAPD ↗
$627.8M RAUM · 6 reps · 206-462-6100 · krbfinancial.com
Office IT & facilitiesCRMRecruiting & transitions
53
ESSEX LLC added office(s): 1 -> 2 additional locations. IAPD ↗
$649.3M RAUM · 7 reps · 847-777-7800
Office IT & facilitiesCRMRecruiting & transitions
53
REA WEALTH MANAGEMENT added office(s): 4 -> 7 additional locations. IAPD ↗
$892.3M RAUM · 11 reps · 330-308-9707 · invp.com
Office IT & facilitiesCRMRecruiting & transitions
53
JOHN A. WOLFE & ASSOCIATES, INC. added office(s): 0 -> 1 additional locations. IAPD ↗
$560.7M RAUM · 1 reps · 269-324-1988
Office IT & facilitiesCRMRecruiting & transitions
53
AMERICAN FINANCIAL & TAX STRATEGIES, INC. added office(s): 0 -> 1 additional locations. IAPD ↗
$279.4M RAUM · 1 reps · 212-315-0345 · theintelligentdecision.com
Office IT & facilitiesCRMRecruiting & transitions
53
CENTENNIAL WEALTH ADVISORY, LLC added office(s): 3 -> 4 additional locations. IAPD ↗
$397.1M RAUM · 10 reps · 231-995-9575 · cen-wealth.com
Office IT & facilitiesCRMRecruiting & transitions
53
WEST FINANCIAL ADVISORS, L.L.C. added office(s): 0 -> 1 additional locations. IAPD ↗
$674.2M RAUM · 6 reps · 515-284-1011
Office IT & facilitiesCRMRecruiting & transitions
53
KEATING FINANCIAL ADVISORY SERVICES added office(s): 5 -> 6 additional locations. IAPD ↗
$330.0M RAUM · 30 reps · 785-537-0366 · theweddleteam.com
Office IT & facilitiesCRMRecruiting & transitions
53
GLOBAL TRUST added office(s): 1 -> 2 additional locations. IAPD ↗
$384.5M RAUM · 7 reps · 561-472-0191
Office IT & facilitiesCRMRecruiting & transitions
53
CHRISTY CAPITAL MANAGEMENT, INC. added office(s): 1 -> 2 additional locations. IAPD ↗
$295.4M RAUM · 10 reps · 478-314-2160 · christycapital.com
Office IT & facilitiesCRMRecruiting & transitions
53
POST OAK PRIVATE WEALTH ADVISORS added office(s): 0 -> 1 additional locations. IAPD ↗
$390.9M RAUM · 7 reps · 281-580-2100 · postoakprivatewealth.com
Office IT & facilitiesCRMRecruiting & transitions
53
INVESTOR FAN added office(s): 13 -> 14 additional locations. IAPD ↗
$427.7M RAUM · 14 reps · 425-372-7517 · panfili-financial.com
Office IT & facilitiesCRMRecruiting & transitions
53
ACORN WEALTH ADVISORS, LLC added office(s): 1 -> 2 additional locations. IAPD ↗
$429.9M RAUM · 5 reps · 810-953-4444 · acornwealthadvisors.com
Office IT & facilitiesCRMRecruiting & transitions
53
WARREN STREET WEALTH ADVISORS, LLC added office(s): 2 -> 3 additional locations. IAPD ↗
$457.8M RAUM · 10 reps · 714-876-6200
Office IT & facilitiesCRMRecruiting & transitions
53
FLOWER CITY CAPITAL LLC added office(s): 0 -> 1 additional locations. IAPD ↗
$333.6M RAUM · 2 reps · 585-236-8501
Office IT & facilitiesCRMRecruiting & transitions
53
R2 WEALTH MANAGEMENT PARTNERS added office(s): 1 -> 2 additional locations. IAPD ↗
$421.2M RAUM · 5 reps · 531-333-2728
Office IT & facilitiesCRMRecruiting & transitions
53
SUMMIT WEALTH PARTNERS, LLC added office(s): 5 -> 6 additional locations. IAPD ↗
$629.7M RAUM · 10 reps · 407-656-2252
Office IT & facilitiesCRMRecruiting & transitions
53
MRA ADVISORY GROUP added office(s): 4 -> 5 additional locations. IAPD ↗
$293.6M RAUM · 8 reps · 844.672.7623 · mraadvisory.com
Office IT & facilitiesCRMRecruiting & transitions
53
AUCTUS ADVISORS LLC added office(s): 0 -> 1 additional locations. IAPD ↗
$480.9M RAUM · 2 reps · 704 533-9880
Office IT & facilitiesCRMRecruiting & transitions
53
SOUTHERN CAPITAL ADVISORS, LLC added office(s): 0 -> 1 additional locations. IAPD ↗
$514.9M RAUM · 5 reps · 731-265-6812 · southernadvisor.com
Office IT & facilitiesCRMRecruiting & transitions
53
KINTRA WEALTH, LLC added office(s): 0 -> 1 additional locations. IAPD ↗
$460.9M RAUM · 7 reps · 570-601-6960 · evergreenwealthsolutions.com
Office IT & facilitiesCRMRecruiting & transitions
53
MID-AMERICAN WEALTH ADVISORY GROUP added office(s): 1 -> 2 additional locations. IAPD ↗
$335.6M RAUM · 6 reps · 816-640-5888
Office IT & facilitiesCRMRecruiting & transitions
53
CONVERGENCE FINANCIAL added office(s): 12 -> 13 additional locations. IAPD ↗
$703.4M RAUM · 13 reps · (573) 818-2264
Office IT & facilitiesCRMRecruiting & transitions
53
MASON & ASSOCIATES, LLC added office(s): 0 -> 1 additional locations. IAPD ↗
$403.9M RAUM · 6 reps · (757) 223-9898
Office IT & facilitiesCRMRecruiting & transitions
53
AIRE ADVISORS, LLC added office(s): 0 -> 1 additional locations. IAPD ↗
$905.4M RAUM · 8 reps · 310-277-2473
Office IT & facilitiesCRMRecruiting & transitions
53
BEACON BRIDGE WEALTH PARTNERS, LLC added office(s): 0 -> 1 additional locations. IAPD ↗
$426.6M RAUM · 6 reps · 484-533-6600
Office IT & facilitiesCRMRecruiting & transitions
53
UPTICK PARTNERS, LLC added office(s): 3 -> 5 additional locations. IAPD ↗
$688.1M RAUM · 7 reps · (936) 800-0800
Office IT & facilitiesCRMRecruiting & transitions
53
BPM WEALTH ADVISORS, LLC added office(s): 7 -> 15 additional locations. IAPD ↗
$268.3M RAUM · 3 reps · 415-421-5757 · bpm.com
Office IT & facilitiesCRMRecruiting & transitions
53
SSB&T WEALTH MANAGEMENT, LLC added office(s): 1 -> 2 additional locations. IAPD ↗
$445.1M RAUM · 3 reps · 830-997-7575 · ssbtwealth.com
Office IT & facilitiesCRMRecruiting & transitions
53
ASSET ONE WEALTH MANAGEMENT, LLC added office(s): 2 -> 3 additional locations. IAPD ↗
$435.6M RAUM · 7 reps · (425) 504-830 · assetone.com
Office IT & facilitiesCRMRecruiting & transitions
50
MIAI, INC. added office(s): 0 -> 1 additional locations. IAPD ↗
$213.3M RAUM · 4 reps · 214-739-5677 · maplewoodinvestments.com
Office IT & facilitiesCRMRecruiting & transitions
50
CAPITAL FINANCIAL GROUP, INC. added office(s): 0 -> 3 additional locations. IAPD ↗
$237.4M RAUM · 2 reps · 303-629-7500
Office IT & facilitiesCRMRecruiting & transitions
50
BENOLD FINANCIAL PLANNING added office(s): 2 -> 3 additional locations. IAPD ↗
$139.1M RAUM · 2 reps · 512-818-1800 · benoldfp.com
Office IT & facilitiesCRMRecruiting & transitions
50
ROYAL PALMS CAPITAL, LLC added office(s): 0 -> 1 additional locations. IAPD ↗
$101.1M RAUM · 1 reps · 310 265-5939 · royalpalmscapital.com
Office IT & facilitiesCRMRecruiting & transitions
50
CORNERSTONE SELECT ADVISORS, LLC added office(s): 0 -> 1 additional locations. IAPD ↗
$234.0M RAUM · 3 reps · 314-862-5155 · csastl.com
Office IT & facilitiesCRMRecruiting & transitions
50
THE SHERRY GROUP, INC. added office(s): 0 -> 1 additional locations. IAPD ↗
$130.3M RAUM · 3 reps · 870-425-8252
Office IT & facilitiesCRMRecruiting & transitions
50
INNOVATIVE ADVISORY GROUP added office(s): 6 -> 7 additional locations. IAPD ↗
$160.5M RAUM · 9 reps · 781-577-2782
Office IT & facilitiesCRMRecruiting & transitions
50
ALEXANDER CAPITAL WEALTH MANAGEMENT LLC added office(s): 18 -> 21 additional locations. IAPD ↗
$212.1M RAUM · 28 reps · 212-687-5650 · alexandercapitalwealthmanagement.com
Office IT & facilitiesCRMRecruiting & transitions
50
TENCAP WEALTH COACHING added office(s): 9 -> 10 additional locations. IAPD ↗
$117.2M RAUM · 9 reps · (801) 221-2956
Office IT & facilitiesCRMRecruiting & transitions
50
COHEN INVESTMENT ADVISORS, LLC added office(s): 3 -> 4 additional locations. IAPD ↗
$225.6M RAUM · 4 reps · (603) 232-8350 · investwithcohen.com
Office IT & facilitiesCRMRecruiting & transitions
50
NOVA WEALTH MANAGEMENT, INC. added office(s): 1 -> 2 additional locations. IAPD ↗
$191.0M RAUM · 6 reps · 239-444-1794 · novawealthmanagement.com
Office IT & facilitiesCRMRecruiting & transitions
50
PARADY WEALTH MANAGEMENT added office(s): 1 -> 2 additional locations. IAPD ↗
$156.1M RAUM · 2 reps · 352-674-3911
Office IT & facilitiesCRMRecruiting & transitions
50
MILLENNIAL ADVISERS, LLC. added office(s): 5 -> 6 additional locations. IAPD ↗
$58.7M RAUM · 12 reps · 646-532-2400
Office IT & facilitiesCRMRecruiting & transitions
50
CASTLE ISLAND WEALTH added office(s): 0 -> 1 additional locations. IAPD ↗
$121.2M RAUM · 2 reps · 561-208-3883 · castleislandwealth.com
Office IT & facilitiesCRMRecruiting & transitions
50
CMG FINANCIAL CONSULTING added office(s): 0 -> 1 additional locations. IAPD ↗
$149.6M RAUM · 2 reps · (877) 695-8004
Office IT & facilitiesCRMRecruiting & transitions
50
TRANQUILLI FINANCIAL ADVISOR, LLC added office(s): 0 -> 1 additional locations. IAPD ↗
$199.4M RAUM · 2 reps · (908) 730-6234
Office IT & facilitiesCRMRecruiting & transitions
50
HUDSON CAPITAL ADVISORY, INC. added office(s): 0 -> 1 additional locations. IAPD ↗
$133.0M RAUM · 3 reps · 716-277-2717 · hudsonadvisors.com
Office IT & facilitiesCRMRecruiting & transitions
50
ABUNDO WEALTH added office(s): 0 -> 10 additional locations. IAPD ↗
$0 RAUM · 10 reps · 612-502-5806
Office IT & facilitiesCRMRecruiting & transitions
50
STRATEGIC ASSET MANAGEMENT LLC. added office(s): 2 -> 4 additional locations. IAPD ↗
$218.3M RAUM · 10 reps · 888-526-8755 · strategicassetmgt.com
Office IT & facilitiesCRMRecruiting & transitions
50
KINETIC WEALTH INVESTMENT ADVISORS, LLC added office(s): 0 -> 1 additional locations. IAPD ↗
$214.5M RAUM · 3 reps · 440-250-9500
Office IT & facilitiesCRMRecruiting & transitions
50
AVAIL INVESTMENT PARTNERS, LLC added office(s): 6 -> 7 additional locations. IAPD ↗
$138.6M RAUM · 6 reps · 814-996-7206
Office IT & facilitiesCRMRecruiting & transitions
50
CHILDFREE WEALTH added office(s): 0 -> 4 additional locations. IAPD ↗
$20.7M RAUM · 4 reps · 662-222-1227
Office IT & facilitiesCRMRecruiting & transitions
50
FAMILY FINANCIAL added office(s): 2 -> 3 additional locations. IAPD ↗
$232.8M RAUM · 2 reps · (310) 598-8481 · familyfinancial.biz
Office IT & facilitiesCRMRecruiting & transitions
50
FINANCIAL INDEPENDENCE ADVISORS, LLC added office(s): 0 -> 1 additional locations. IAPD ↗
$189.6M RAUM · 8 reps · 904-605-4545 · fiajacksonville.com
Office IT & facilitiesCRMRecruiting & transitions
50
CALCULATED WEALTH added office(s): 1 -> 3 additional locations. IAPD ↗
$200.8M RAUM · 4 reps · 608-400-4072 · calcwealth.com
Office IT & facilitiesCRMRecruiting & transitions
50
CLARITY FINANCIAL ADVISORS LLC added office(s): 1 -> 4 additional locations. IAPD ↗
$99.9M RAUM · 4 reps · (816) 786-5031 · theclarityfinancial.com
Office IT & facilitiesCRMRecruiting & transitions
50
FORTHRIGHT CAPITAL ADVISORY added office(s): 16 -> 19 additional locations. IAPD ↗
$65.0M RAUM · 28 reps · 725-712-3016 · forthrightcps.com
Office IT & facilitiesCRMRecruiting & transitions
50
ENSPIRE WEALTH MANAGEMENT, LLC added office(s): 1 -> 2 additional locations. IAPD ↗
$104.7M RAUM · 2 reps · (707) 525-1099 · enspirewealth.com
Office IT & facilitiesCRMRecruiting & transitions
50
COASTAL WEALTH MANAGEMENT added office(s): 1 -> 2 additional locations. IAPD ↗
$45.1M RAUM · 2 reps · 917-558-2468 · coastalprivatewealthmgmt.com
Office IT & facilitiesCRMRecruiting & transitions
50
ARIMATHEA added office(s): 1 -> 2 additional locations. IAPD ↗
$2.7M RAUM · 4 reps · 707-813-7070 · arimatheainvesting.com
Office IT & facilitiesCRMRecruiting & transitions
50
STEWARDSHIP CONCEPTS FINANCIAL SERVICES LLC added office(s): 0 -> 1 additional locations. IAPD ↗
$174.6M RAUM · 4 reps · 509-443-0845 · scfinancials.com
Office IT & facilitiesCRMRecruiting & transitions
50
BLUE JEAN FINANCIAL LLC added office(s): 8 -> 9 additional locations. IAPD ↗
$94.7M RAUM · 7 reps · (518) 406-8488
Office IT & facilitiesCRMRecruiting & transitions
50
ZERO DAY CAPITAL ENTERPRISES LLC added office(s): 14 -> 15 additional locations. IAPD ↗
$30.7M RAUM · 15 reps · 702 271 3265 · zerodaycapital.com
Office IT & facilitiesCRMRecruiting & transitions
50
BELMONT PRIVATE WEALTH added office(s): 0 -> 3 additional locations. IAPD ↗
$192.1M RAUM · 3 reps · 314-566-9887 · belmontpw.com
Office IT & facilitiesCRMRecruiting & transitions
50
MOMENTUM WEALTH PLANNING added office(s): 0 -> 1 additional locations. IAPD ↗
$204.5M RAUM · 2 reps · 919-323-4219 · momentumwealthplanning.com
Office IT & facilitiesCRMRecruiting & transitions
50
EXCELSIOR ADVISOR NETWORK LLC added office(s): 3 -> 6 additional locations. IAPD ↗
$150.0M RAUM · 4 reps · 303-351-6436 · bvprivatewealth.com
Office IT & facilitiesCRMRecruiting & transitions
50
HOLISTIC FINANCE LLC added office(s): 2 -> 4 additional locations. IAPD ↗
$7.9M RAUM · 4 reps · 808-746-7774 · holisticfinance.com
Office IT & facilitiesCRMRecruiting & transitions
50
ASA ASSET MANAGEMENT LLC added office(s): 0 -> 1 additional locations. IAPD ↗
$41.7M RAUM · 8 reps · 646-727-4151
Office IT & facilitiesCRMRecruiting & transitions
50
ELEVATED PRIVATE WEALTH added office(s): 3 -> 4 additional locations. IAPD ↗
$122.7M RAUM · 4 reps · 715-797-3358 · elevatedprivatewealth.com
Office IT & facilitiesCRMRecruiting & transitions
50
PROTOCOL WEALTH, LLC added office(s): 0 -> 1 additional locations. IAPD ↗
$126.0M RAUM · 3 reps · 720-439-9055 · protocolwealth.io
Office IT & facilitiesCRMRecruiting & transitions
45
FOREST CAPITAL MANAGEMENT, LLC added office(s): 3 -> 4 additional locations. IAPD ↗institutional
$3.75B RAUM · 8 reps · 312-809-6010
Office IT & facilitiesCRMRecruiting & transitions
40
POLARIS CAPITAL MANAGEMENT, LLC added office(s): 0 -> 1 additional locations. IAPD ↗fund
$5.45B RAUM · 10 reps · 617-951-1365 · polariscapital.com
Office IT & facilitiesCRMRecruiting & transitions
40
MAGNETAR FINANCIAL LLC added office(s): 2 -> 3 additional locations. IAPD ↗fund
$26.23B RAUM · 64 reps · 847-905-4400 · magnetar.com
Office IT & facilitiesCRMRecruiting & transitions
40
GLG LLC added office(s): 2 -> 3 additional locations. IAPD ↗fund
$5.80B RAUM · 31 reps · 212-649-6600 · man.com
Office IT & facilitiesCRMRecruiting & transitions
40
IIC added office(s): 1 -> 2 additional locations. IAPD ↗institutional
$125.0M RAUM · 5 reps · 248-339-9808
Office IT & facilitiesCRMRecruiting & transitions
40
ADVENT GLOBAL OPPORTUNITIES MANAGEMENT LLC added office(s): 1 -> 2 additional locations. IAPD ↗fund
$2.15B RAUM · 7 reps · 617-951-9400 · ago.adventinternational.com
Office IT & facilitiesCRMRecruiting & transitions
40
MAGNETAR ASSET MANAGEMENT LLC added office(s): 0 -> 1 additional locations. IAPD ↗institutional
$209.0M RAUM · 23 reps · 847-905-4400 · magnetar.com
Office IT & facilitiesCRMRecruiting & transitions
40
LMR PARTNERS LLC added office(s): 4 -> 5 additional locations. IAPD ↗fund
$77.25B RAUM · 42 reps · 6468915738 · lmrpartners.com
Office IT & facilitiesCRMRecruiting & transitions
40
BORNITE CAPITAL MANAGEMENT LP added office(s): 0 -> 1 additional locations. IAPD ↗fund
$1.13B RAUM · 4 reps · 6467795266 · bornitecapital.com
Office IT & facilitiesCRMRecruiting & transitions
40
BOXER CAPITAL MANAGEMENT, LLC added office(s): 0 -> 1 additional locations. IAPD ↗fund
$1.39B RAUM · 11 reps · 858.400.3115 · boxercap.com
Office IT & facilitiesCRMRecruiting & transitions
40
O'CONNOR ALTERNATIVE INVESTMENTS, LLC added office(s): 0 -> 1 additional locations. IAPD ↗fund
$10.27B RAUM · 4 reps · 212-915-1722
Office IT & facilitiesCRMRecruiting & transitions
38
DISRUPTIVE TECHNOLOGY ADVISERS LLC added office(s): 1 -> 2 additional locations. IAPD ↗fund
$890.7M RAUM · 3 reps · (214) 668-1536 · disruptive.tech
Office IT & facilitiesCRMRecruiting & transitions
38
AMHERST CAPITAL MANAGEMENT LLC added office(s): 2 -> 3 additional locations. IAPD ↗fund
$782.6M RAUM · 9 reps · 212-593-6020
Office IT & facilitiesCRMRecruiting & transitions
25
MONTRUSCO BOLTON INVESTMENTS INC. added office(s): 4 -> 5 additional locations. IAPD ↗foreign
$12.26B RAUM · 13 reps · 514-842-6464 · montruscobolton.com
Office IT & facilitiesCRMRecruiting & transitions
planning clients up — 94 Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
78
WEALTHPLAN INVESTMENT MANAGEMENT LLC reports 251-500 financial-planning clients, up from 0. IAPD ↗
$2.19B RAUM · 14 reps · 402-691-0200 · wealthplan.group
Financial planning software
76
TRUE WAVE WEALTH PLANNERS reports 251-500 financial-planning clients, up from 0. IAPD ↗
$456.5M RAUM · 3 reps · 916-921-9220 · truewavewealth.com
Financial planning software
76
SARVER VROOMAN WEALTH ADVISORS LLC reports 251-500 financial-planning clients, up from 0. IAPD ↗
$436.5M RAUM · 4 reps · 816-601-1150 · svwealthadvisors.com
Financial planning software
76
PURSUIT WEALTH STRATEGIES, LLC reports 251-500 financial-planning clients, up from 0. IAPD ↗
$457.5M RAUM · 4 reps · 919-847-7600 · pursuitwealthstrategies.com
Financial planning software
73
MEREDITH WEALTH PLANNING reports 101-250 financial-planning clients, up from 0. IAPD ↗
$478.7M RAUM · 2 reps · 618-744-6755 · meredithwealth.com
Financial planning software
73
CLEAR WAVE WEALTH MANAGEMENT, LLC reports 101-250 financial-planning clients, up from 0. IAPD ↗
$617.0M RAUM · 2 reps · 862-200-9438 · clearwavewealthmanagement.com
Financial planning software
70
POST OAK PRIVATE WEALTH ADVISORS reports 101-250 financial-planning clients, up from 1-10. IAPD ↗
$390.9M RAUM · 7 reps · 281-580-2100 · postoakprivatewealth.com
Financial planning software
70
STEWARDSHIP CONCEPTS FINANCIAL SERVICES LLC reports 101-250 financial-planning clients, up from 0. IAPD ↗
$174.6M RAUM · 4 reps · 509-443-0845 · scfinancials.com
Financial planning software
70
WEALTH INTELLIGENCE, LLC reports 101-250 financial-planning clients, up from 0. IAPD ↗
$247.5M RAUM · 3 reps · 706-571-2100
Financial planning software
70
N FINANCIAL PLANS reports 101-250 financial-planning clients, up from 0. IAPD ↗
$65.2M RAUM · 1 reps · 631-629-1794 · nfinancialplans.com
Financial planning software
70
ACP INVESTMENT MANAGEMENT reports 101-250 financial-planning clients, up from 0. IAPD ↗
$131.9M RAUM · 3 reps · 808-657-6511
Financial planning software
67
VISTA INVESTMENT PARTNERS LLC reports 51-100 financial-planning clients, up from 1-10. IAPD ↗
$610.6M RAUM · 6 reps · 405-608-5390 · vistainvestment.com
Financial planning software
67
HOLISTIC FINANCE LLC reports 51-100 financial-planning clients, up from 0. IAPD ↗
$7.9M RAUM · 4 reps · 808-746-7774 · holisticfinance.com
Financial planning software
67
BLACK WALNUT WEALTH MANAGEMENT reports 51-100 financial-planning clients, up from 0. IAPD ↗
$136.8M RAUM · 1 reps · 231-421-7711 · blackwalnutwm.com
Financial planning software
67
META WEALTH ADVISORY reports 51-100 financial-planning clients, up from 0. IAPD ↗
$172.1M RAUM · 1 reps · (410) 683-9263
Financial planning software
66
CUMBERLAND ADVISORS reports 11-25 financial-planning clients, up from 0. IAPD ↗
$3.22B RAUM · 18 reps · 800-257-7013 · google.com
Financial planning software
66
FENIMORE ASSET MANAGEMENT, INC. reports 51-100 financial-planning clients, up from 11-25. IAPD ↗
$5.41B RAUM · 23 reps · 518-234-4393
Financial planning software
66
TOWER BRIDGE ADVISORS reports 101-250 financial-planning clients, up from 26-50. IAPD ↗
$1.49B RAUM · 8 reps · 610-260-2200 · towerbridgeadvisors.com
Financial planning software
64
MAIN STREET INVESTMENT ADVISORS, LLC reports 26-50 financial-planning clients, up from 1-10. IAPD ↗
$250.3M RAUM · 3 reps · 847-480-7055 · mainstinvest.com
Financial planning software
64
QUANTUM CAPITAL INVESTMENTS, INC. reports 26-50 financial-planning clients, up from 0. IAPD ↗
$144.0M RAUM · 1 reps · 708-267-0627 · quantumcapitalinvestments.com
Financial planning software
64
LAKE ROAD ADVISORS, LLC reports 101-250 financial-planning clients, up from 11-25. IAPD ↗
$98.8M RAUM · 2 reps · (607) 438-2914
Financial planning software
64
XYPN INVEST reports 51-100 financial-planning clients, up from 11-25. IAPD ↗
$881.5M RAUM · 34 reps · (360) 301-7579 · onyxfn.com
Financial planning software
64
TRUFP reports 26-50 financial-planning clients, up from 1-10. IAPD ↗
$421.7M RAUM · 4 reps · 770-205-4394
Financial planning software
64
BPM WEALTH ADVISORS, LLC reports More than 500 financial-planning clients, up from 101-250. IAPD ↗
$268.3M RAUM · 3 reps · 415-421-5757 · bpm.com
Financial planning software
64
SSB&T WEALTH MANAGEMENT, LLC reports 51-100 financial-planning clients, up from 11-25. IAPD ↗
$445.1M RAUM · 3 reps · 830-997-7575 · ssbtwealth.com
Financial planning software
64
HIGHROAD WEALTH ADVISORS, LLC reports 51-100 financial-planning clients, up from 1-10. IAPD ↗
$188.5M RAUM · 3 reps · 541-266-7623 · highroadwa.com
Financial planning software
64
HEWELL FINANCIAL GROUP, INC. reports 11-25 financial-planning clients, up from 0. IAPD ↗
$320.7M RAUM · 1 reps · (530) 400-4851 · hewellfinancial.com
Financial planning software
64
PROTOCOL WEALTH, LLC reports 26-50 financial-planning clients, up from 0. IAPD ↗
$126.0M RAUM · 3 reps · 720-439-9055 · protocolwealth.io
Financial planning software
63
RBC CAPITAL MARKETS, LLC reports 51-100 financial-planning clients, up from 26-50. IAPD ↗
$310.43B RAUM · 5908 reps · 212-858-7000 · us.rbcwealthmanagement.com
Financial planning software
63
INVESTMENT MANAGEMENT GROUP reports 51-100 financial-planning clients, up from 26-50. IAPD ↗
$5.24B RAUM · 23 reps · 406-655-3960
Financial planning software
63
FLAGSHIP HARBOR ADVISORS, LLC reports More than 500 financial-planning clients, up from 251-500. IAPD ↗
$3.42B RAUM · 57 reps · (857) 350-4229 · flagshipharborsouthshore.com
Financial planning software
61
BRIGHT FINANCIAL ADVISORS, INC. reports More than 500 financial-planning clients, up from 251-500. IAPD ↗
$725.5M RAUM · 2 reps · 269-373-2700 · brightfinancialadvisors.com
Financial planning software
61
ESSEX LLC reports More than 500 financial-planning clients, up from 251-500. IAPD ↗
$649.3M RAUM · 7 reps · 847-777-7800
Financial planning software
61
SK WEALTH MANAGEMENT, LLC reports 251-500 financial-planning clients, up from 101-250. IAPD ↗
$639.0M RAUM · 4 reps · 401-331-1575 · skwealth.com
Financial planning software
61
UHLMANN INVESTMENT MANAGEMENT, L.L.C. reports 11-25 financial-planning clients, up from 1-10. IAPD ↗
$273.2M RAUM · 9 reps · 312-264-4400 · upsecurities.com
Financial planning software
61
ANCHOR CAPITAL MANAGEMENT, LLC reports 51-100 financial-planning clients, up from 11-25. IAPD ↗
$61.2M RAUM · 3 reps · 607.272.0004 · anchorithaca.com
Financial planning software
61
HORIZONS WEALTH MANAGEMENT reports 1-10 financial-planning clients, up from 0. IAPD ↗
$258.2M RAUM · 3 reps · 828-337-9395
Financial planning software
61
ETF PORTFOLIO PARTNERS, INC. reports 101-250 financial-planning clients, up from 51-100. IAPD ↗
$431.1M RAUM · 4 reps · 913-851-1100 · etfpp.com
Financial planning software
61
JMH WEALTH MANAGEMENT, LLC reports 51-100 financial-planning clients, up from 11-25. IAPD ↗
$124.1M RAUM · 2 reps · 603.643.8899 · jmhwealth.com
Financial planning software
61
LEWIS ASSET MANAGEMENT reports 1-10 financial-planning clients, up from 0. IAPD ↗
$387.1M RAUM · 5 reps · 925-284-4033 · lewisam.com
Financial planning software
61
KEENER FINANCIAL PLANNING reports More than 500 financial-planning clients, up from 251-500. IAPD ↗
$479.0M RAUM · 10 reps · 817-993-0401 · objectivefinancialplanning.com
Financial planning software
61
ESSEX PRIVATE WEALTH MANAGEMENT LLC reports 51-100 financial-planning clients, up from 26-50. IAPD ↗
$330.5M RAUM · 5 reps · (978) 887-5981 · huntwicke.com
Financial planning software
61
HAPANOWICZ FINANCIAL reports 1-10 financial-planning clients, up from 0. IAPD ↗
$622.3M RAUM · 7 reps · 412-261-5966
Financial planning software
61
LIFE STRATEGIES, INC. reports 101-250 financial-planning clients, up from 26-50. IAPD ↗
$121.2M RAUM · 1 reps · 916-541-3846 · lifestrategies.advisorwebsite.com
Financial planning software
61
ZURAW FINANCIAL ADVISORS, LLC reports 101-250 financial-planning clients, up from 51-100. IAPD ↗
$504.4M RAUM · 1 reps · 336. 290 7062 EXT 101
Financial planning software
61
EMERGENT WEALTH ADVISORS, LLC reports 26-50 financial-planning clients, up from 1-10. IAPD ↗
$249.1M RAUM · 3 reps · 716-828-8390 · emergentwa.com
Financial planning software
61
BDFS CAPITAL LLC reports 26-50 financial-planning clients, up from 11-25. IAPD ↗
$411.3M RAUM · 9 reps · 302-265-2236 · blackdiamondfs.com
Financial planning software
61
BONDURANT INVESTMENT ADVISORY, LLC reports 51-100 financial-planning clients, up from 11-25. IAPD ↗
$111.1M RAUM · 2 reps · 847-602-6404 · sbondinvest.com
Financial planning software
61
ABLE WEALTH MANAGEMENT LLC reports 11-25 financial-planning clients, up from 1-10. IAPD ↗
$579.5M RAUM · 6 reps · 212-634-7842
Financial planning software
61
UTOPIA WEALTH MANAGEMENT, LLC reports 51-100 financial-planning clients, up from 26-50. IAPD ↗
$261.4M RAUM · 1 reps · 754-264-4778 · utopiawealth.com
Financial planning software
61
IAM ADVISORY LLC reports More than 500 financial-planning clients, up from 251-500. IAPD ↗
$699.4M RAUM · 8 reps · 610-258-3269 · iamadvisoryllc.com
Financial planning software
61
HERON BAY CAPITAL MANAGEMENT reports 26-50 financial-planning clients, up from 11-25. IAPD ↗
$643.8M RAUM · 5 reps · 248-970-0900
Financial planning software
61
CHOKSHI & QUEEN WEALTH ADVISORS reports 1-10 financial-planning clients, up from 0. IAPD ↗
$263.3M RAUM · 2 reps · 858-550-0030 · financialplanningsd.com
Financial planning software
61
CROSSGRAIN FAMILY INVESTMENTS, LLC reports 11-25 financial-planning clients, up from 0. IAPD ↗
$177.6M RAUM · 2 reps · 804-217-2561
Financial planning software
61
INTENTIONAL reports 251-500 financial-planning clients, up from 51-100. IAPD ↗
$175.8M RAUM · 3 reps · 1-866-752-6410 · primewm.com
Financial planning software
61
GENERATIONAL PRIVATE WEALTH reports 11-25 financial-planning clients, up from 1-10. IAPD ↗
$263.4M RAUM · 3 reps · 571-244-8764 · genprivatewealth.com
Financial planning software
61
WATERSTONE FINANCIAL ADVISORY LLC reports 51-100 financial-planning clients, up from 26-50. IAPD ↗
$262.5M RAUM · 3 reps · 239-288-0977
Financial planning software
61
EHRLICH FINANCIAL GROUP reports 101-250 financial-planning clients, up from 51-100. IAPD ↗
$250.1M RAUM · 4 reps · 949-342-8852 · ehrlichfg.com
Financial planning software
61
MOKAN WEALTH MANAGEMENT reports 101-250 financial-planning clients, up from 51-100. IAPD ↗
$250.3M RAUM · 3 reps · 913-257-3991 · mokanwealth.com
Financial planning software
61
WYZE WEALTH ADVISORS, LLC reports 101-250 financial-planning clients, up from 51-100. IAPD ↗
$264.5M RAUM · 3 reps · 724-747-6451 · wyzewealthadvisors.com
Financial planning software
61
PIEDMONT WEALTH ADVISORY reports 101-250 financial-planning clients, up from 51-100. IAPD ↗
$353.7M RAUM · 3 reps · (571) 313-5125 · piedmontwealthadvisory.com
Financial planning software
61
MOLDENHAUER & ASSOCIATES reports 11-25 financial-planning clients, up from 1-10. IAPD ↗
$764.9M RAUM · 10 reps · 716-662-4361 · moldenhauerassociates.com
Financial planning software
61
FIVE CORNERS FINANCIAL SERVICES reports 1-10 financial-planning clients, up from 0. IAPD ↗
$292.0M RAUM · 2 reps · 508-297-2033 · 5cornersfinancial.com
Financial planning software
58
FUSCO FINANCIAL SERVICES INC reports 101-250 financial-planning clients, up from 51-100. IAPD ↗
$159.3M RAUM · 2 reps · 954-524-0900 · fusco-finl.com
Financial planning software
58
TURLOFF FINANCIAL CONSULTING INC. reports 1-10 financial-planning clients, up from 0. IAPD ↗
$160.0M RAUM · 1 reps · 206 842-1422 · turloff.com
Financial planning software
58
COMPREHENSIVE MONEY MANAGEMENT SERVICES LLC reports 101-250 financial-planning clients, up from 51-100. IAPD ↗
$200.3M RAUM · 1 reps · 786-261-6100 · comprehensivemoney.com
Financial planning software
58
TEPLITZ FINANCIAL GROUP LLC reports 101-250 financial-planning clients, up from 51-100. IAPD ↗
$131.7M RAUM · 1 reps · 732-591-0909 · teplitzfinancial.com
Financial planning software
58
FRISCO FINANCIAL PLANNING reports 1-10 financial-planning clients, up from 0. IAPD ↗
$131.1M RAUM · 1 reps · 469-248-6237 · friscofinancialplanning.com
Financial planning software
58
ALPHA WEALTH STRATEGIES, LLC reports 11-25 financial-planning clients, up from 1-10. IAPD ↗
$219.9M RAUM · 2 reps · 281-758-5252 · alphawealthstrategies.com
Financial planning software
58
FREESTATE ADVISORS LLC reports 101-250 financial-planning clients, up from 51-100. IAPD ↗
$181.8M RAUM · 9 reps · 913-890-2065 · freestateadvisors.com
Financial planning software
58
ANKERSTAR WEALTH, LLC reports 251-500 financial-planning clients, up from 101-250. IAPD ↗
$148.5M RAUM · 6 reps · 512-614-0085
Financial planning software
58
PACIFIC EXCEL WEALTH ADVISORS, INC. reports 1-10 financial-planning clients, up from 0. IAPD ↗
$110.8M RAUM · 1 reps · (925) 464-7445
Financial planning software
58
CYR FINANCIAL INC. reports 101-250 financial-planning clients, up from 51-100. IAPD ↗
$180.5M RAUM · 5 reps · (815) 925-7501
Financial planning software
58
LAYLINE ADVISORS reports 101-250 financial-planning clients, up from 51-100. IAPD ↗
$131.3M RAUM · 3 reps · (585)210-8222 · laylineadvisors.com
Financial planning software
58
SUCCESS WEALTH MANAGEMENT LLC reports 1-10 financial-planning clients, up from 0. IAPD ↗
$96.6M RAUM · 13 reps · 724-934-8128 · successwealth.org
Financial planning software
58
EAGLE WEALTH ADVISORS reports 1-10 financial-planning clients, up from 0. IAPD ↗
$164.1M RAUM · 3 reps · 860-462-0796 · eaglewealthadvisor.com
Financial planning software
58
PERSONALIZED FINANCIAL SOLUTIONS LLC reports 26-50 financial-planning clients, up from 11-25. IAPD ↗
$142.6M RAUM · 2 reps · 727-754-4401 · pfsinvest.com
Financial planning software
58
GREAT RIVER FINANCIAL reports 101-250 financial-planning clients, up from 51-100. IAPD ↗
$201.9M RAUM · 2 reps · 763-231-7581
Financial planning software
58
WERNER FINANCIAL reports More than 500 financial-planning clients, up from 251-500. IAPD ↗
$152.4M RAUM · 2 reps · 317-735-9202 · wernerfinancial.com
Financial planning software
58
SOUNDPATH RETIREMENT STRATEGIES, LLC reports 101-250 financial-planning clients, up from 51-100. IAPD ↗
$134.5M RAUM · 4 reps · (425) 365-0204 · soundpathretirement.com
Financial planning software
58
LIBERTY ONE WEALTH ADVISORS reports 251-500 financial-planning clients, up from 101-250. IAPD ↗
$178.4M RAUM · 5 reps · 215-776-4918 · libertyonewealth.com
Financial planning software
58
CHILDFREE WEALTH reports 251-500 financial-planning clients, up from 101-250. IAPD ↗
$20.7M RAUM · 4 reps · 662-222-1227
Financial planning software
58
CALCULATED WEALTH reports 51-100 financial-planning clients, up from 26-50. IAPD ↗
$200.8M RAUM · 4 reps · 608-400-4072 · calcwealth.com
Financial planning software
58
PATHWAY PARTNERS WEALTH ADVISORS, LLC reports 251-500 financial-planning clients, up from 101-250. IAPD ↗
$78.9M RAUM · 6 reps · 716-929-6010
Financial planning software
58
ZERO DAY CAPITAL ENTERPRISES LLC reports 1-10 financial-planning clients, up from 0. IAPD ↗
$30.7M RAUM · 15 reps · 702 271 3265 · zerodaycapital.com
Financial planning software
58
BXM WEALTH LLC reports 11-25 financial-planning clients, up from 1-10. IAPD ↗
$231.3M RAUM · 4 reps · 303-704-2592 · bxmwealth.com
Financial planning software
58
GRP RETIREMENT PLANNING reports 1-10 financial-planning clients, up from 0. IAPD ↗
$155.3M RAUM · 5 reps · (207) 622-4494 · grplans.com
Financial planning software
58
PENSERRA WEALTH MANAGEMENT reports 1-10 financial-planning clients, up from 0. IAPD ↗
$2.5M RAUM · 1 reps · 4157179276 · penserrawealth.com
Financial planning software
58
MADRID WEALTH MANAGEMENT reports 11-25 financial-planning clients, up from 1-10. IAPD ↗
$212.1M RAUM · 4 reps · 505-633-5332 · madridwm.com
Financial planning software
58
RIVER CRESCENT ADVISORS, LLC reports 1-10 financial-planning clients, up from 0. IAPD ↗
$136.8M RAUM · 2 reps · (757) 651-9305 · rivercrescentadvisors.com
Financial planning software
58
PROVIDENCE LEGACY ADVISORS LLC reports 1-10 financial-planning clients, up from 0. IAPD ↗
$174.8M RAUM · 1 reps · 484 302 8343
Financial planning software
58
ALTURA WEALTH ADVISORS reports 1-10 financial-planning clients, up from 0. IAPD ↗
$234.9M RAUM · 3 reps · (757) 834-7606 · alturawealth.com
Financial planning software
28
RADIX FINANCIAL, LLC reports 1-10 financial-planning clients, up from 0. IAPD ↗foreign
$231.6M RAUM · 2 reps · 405-673-5066 · radixfinancial.com
Financial planning software
28
NETWORTH CAPITAL reports 1-10 financial-planning clients, up from 0. IAPD ↗foreign
$14.4M RAUM · 1 reps · +525515008812
Financial planning software
deregistered — 74 Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
65
FIRST HORIZON ADVISORS, INC (MEMPHIS, TN) left the SEC roster (was $13.62B RAUM, 169 reps). IAPD ↗
$13.62B RAUM · 169 reps · 1-800-213-3702 · firsthorizon.com
Recruiting & transitionsM&A & valuation
65
ALESCO ADVISORS LLC (PITTSFORD, NY) left the SEC roster (was $4.81B RAUM, 15 reps). IAPD ↗
$4.81B RAUM · 15 reps · (585)586-0970 · alescoadvisors.com
Recruiting & transitionsM&A & valuation
65
NORTHEAST FINANCIAL (WESTPORT, CT) left the SEC roster (was $4.59B RAUM, 3 reps). IAPD ↗
$4.59B RAUM · 3 reps · 203-226-8997 · nfc-westport.com
Recruiting & transitionsM&A & valuation
65
LNW (SEATTLE, WA) left the SEC roster (was $4.53B RAUM, 44 reps). IAPD ↗
$4.53B RAUM · 44 reps · 206-464-5100 · lnwadvisors.com
Recruiting & transitionsM&A & valuation
65
BARES CAPITAL MANAGEMENT, INC. (AUSTIN, TX) left the SEC roster (was $1.26B RAUM, 6 reps). IAPD ↗
$1.26B RAUM · 6 reps · 512-542-1083 · barescapital.com
Recruiting & transitionsM&A & valuation
65
FIRST NATIONAL ADVISORS LLC (ROCKLAND, MA) left the SEC roster (was $1.37B RAUM, 8 reps). IAPD ↗
$1.37B RAUM · 8 reps · 781-878-7757
Recruiting & transitionsM&A & valuation
65
PROMUS CAPITAL, LLC (CHICAGO, IL) left the SEC roster (was $1.60B RAUM, 8 reps). IAPD ↗
$1.60B RAUM · 8 reps · 312-784-3990
Recruiting & transitionsM&A & valuation
65
FOUNTAINHEAD ADVISORS (WARREN, NJ) left the SEC roster (was $1.02B RAUM, 18 reps). IAPD ↗
$1.02B RAUM · 18 reps · 732-346-1900
Recruiting & transitionsM&A & valuation
65
JANNEY CAPITAL MANAGEMENT LLC (PITTSBURGH, PA) left the SEC roster (was $5.31B RAUM, 8 reps). IAPD ↗
$5.31B RAUM · 8 reps · 412-562-8100
Recruiting & transitionsM&A & valuation
65
MOLONEY SECURITIES ASSET MANAGEMENT LLC (MANCHESTER, MO) left the SEC roster (was $1.39B RAUM, 61 reps). IAPD ↗
$1.39B RAUM · 61 reps · (314) 909-0600
Recruiting & transitionsM&A & valuation
65
JFG WEALTH MANAGEMENT, LLC (DENVER, CO) left the SEC roster (was $1.16B RAUM, 30 reps). IAPD ↗
$1.16B RAUM · 30 reps · 720-778-4467 · jfgwealth.net
Recruiting & transitionsM&A & valuation
63
APC FINANCIAL PLANNING (KNOXVILLE, TN) left the SEC roster (was $406.6M RAUM, 6 reps). IAPD ↗
$406.6M RAUM · 6 reps · 865-690-1231
Recruiting & transitionsM&A & valuation
63
GRUNDEN FINANCIAL ADVISORY, INC. (DENTON, TX) left the SEC roster (was $434.7M RAUM, 4 reps). IAPD ↗
$434.7M RAUM · 4 reps · 940-591-9007 · grunden.com
Recruiting & transitionsM&A & valuation
63
STRAVA WEALTH (PITTSBURGH, PA) left the SEC roster (was $388.1M RAUM, 5 reps). IAPD ↗
$388.1M RAUM · 5 reps · 412-854-2100
Recruiting & transitionsM&A & valuation
63
ASCENT CAPITAL (BEND, OR) left the SEC roster (was $445.6M RAUM, 5 reps). IAPD ↗
$445.6M RAUM · 5 reps · 541-382-4847 · ascentbend.com
Recruiting & transitionsM&A & valuation
63
CAPITAL INSIGHT PARTNERS, LLC (SCOTTSDALE, AZ) left the SEC roster (was $829.6M RAUM, 7 reps). IAPD ↗
$829.6M RAUM · 7 reps · 480-295-7070 · cipinvest.com
Recruiting & transitionsM&A & valuation
63
APEX FINANCIAL ADVISORS, INC (YARDLEY, PA) left the SEC roster (was $505.1M RAUM, 2 reps). IAPD ↗
$505.1M RAUM · 2 reps · 215-493-1900
Recruiting & transitionsM&A & valuation
63
WEALTH MANAGEMENT CONSULTANTS COLORADO, LLC (THE WOODLANDS, TX) left the SEC roster (was $302.5M RAUM, 1 reps). IAPD ↗
$302.5M RAUM · 1 reps · 720-938-6436
Recruiting & transitionsM&A & valuation
63
BRASS TAX WEALTH MANAGEMENT (CINCINNATI, OH) left the SEC roster (was $860.2M RAUM, 12 reps). IAPD ↗
$860.2M RAUM · 12 reps · 513-605-3394 · brasstaxwealth.com
Recruiting & transitionsM&A & valuation
63
FSA WEALTH MANAGEMENT, LLC (NEEDHAM, MA) left the SEC roster (was $459.3M RAUM, 5 reps). IAPD ↗
$459.3M RAUM · 5 reps · (781) 455-1020 · fsawm.com
Recruiting & transitionsM&A & valuation
63
LINDENWOLD ADVISORS INC. (READING, PA) left the SEC roster (was $278.6M RAUM, 3 reps). IAPD ↗
$278.6M RAUM · 3 reps · 610-396-2448 · lindenwoldadvisors.com
Recruiting & transitionsM&A & valuation
63
ORG PARTNERS (DALLAS, TX) left the SEC roster (was $772.6M RAUM, 15 reps). IAPD ↗
$772.6M RAUM · 15 reps · 260-469-9173 · tinkercapital.com
Recruiting & transitionsM&A & valuation
63
ODYSSEY PERSONAL FINANCIAL ADVISORS, LLC (ROSWELL, GA) left the SEC roster (was $295.3M RAUM, 2 reps). IAPD ↗
$295.3M RAUM · 2 reps · 770-992-4444
Recruiting & transitionsM&A & valuation
63
FRANKLIN MANAGED OPTIONS STRATEGIES, LLC (STAMFORD, CT) left the SEC roster (was $972.5M RAUM, 3 reps). IAPD ↗
$972.5M RAUM · 3 reps · (888) 865-7268 · franklintempleton.com
Recruiting & transitionsM&A & valuation
63
TC43 LLC (NEW YORK, NY) left the SEC roster (was $290.1M RAUM, 8 reps). IAPD ↗
$290.1M RAUM · 8 reps · (519) 904-2790
Recruiting & transitionsM&A & valuation
60
HUTCHINSON FINANCIAL ADVISORS, INC (GLEN ALLEN, VA) left the SEC roster (was $120.9M RAUM, 1 reps). IAPD ↗
$120.9M RAUM · 1 reps · 804-729-6420 · hutchinsonadvisors.com
Recruiting & transitionsM&A & valuation
60
JOHN T. MCCARTHY, LLC (location n/a) left the SEC roster (was $57.8M RAUM, 1 reps). IAPD ↗
$57.8M RAUM · 1 reps · 941-292-9999
Recruiting & transitionsM&A & valuation
60
VOYAGER CAPITAL MANAGEMENT, LLC (LAKE GENEVA, WI) left the SEC roster (was $216.6M RAUM, 2 reps). IAPD ↗
$216.6M RAUM · 2 reps · 262-348-9981
Recruiting & transitionsM&A & valuation
60
INDEPENDENT FINANCIAL ADVISORS (location n/a) left the SEC roster (was $109.7M RAUM, 1 reps). IAPD ↗
$109.7M RAUM · 1 reps · 914-299-6447
Recruiting & transitionsM&A & valuation
60
FIVE SEASONS FINANCIAL PLANNING LLC (SALT LAKE CITY, UT) left the SEC roster (was $109.3M RAUM, 1 reps). IAPD ↗
$109.3M RAUM · 1 reps · 801-272-0902 · fiveseasonsfinancialplanning.com
Recruiting & transitionsM&A & valuation
60
THE RIKOON GROUP, LLC (location n/a) left the SEC roster (was $72.2M RAUM, 2 reps). IAPD ↗
$72.2M RAUM · 2 reps · 505-989-3581 · rikoongroup.com
Recruiting & transitionsM&A & valuation
60
BASSETT HARGROVE INVESTMENT COUNSEL, LLC (CHADDS FORD, PA) left the SEC roster (was $114.9M RAUM, 1 reps). IAPD ↗
$114.9M RAUM · 1 reps · 610-388-7803 · bassetthargrove.com
Recruiting & transitionsM&A & valuation
60
GREAT NORTHERN ASSET MANAGEMENT, LLC (VANCOUVER, WA) left the SEC roster (was $222.3M RAUM, 3 reps). IAPD ↗
$222.3M RAUM · 3 reps · 360-567-3300
Recruiting & transitionsM&A & valuation
60
MORSE CAPITAL PARTNERS, LLC (RICHMOND, VA) left the SEC roster (was $246.1M RAUM, 4 reps). IAPD ↗
$246.1M RAUM · 4 reps · 804.888.7771 · morsecapitalpartners.com
Recruiting & transitionsM&A & valuation
60
BAKER & YOEST INVESTMENT ADVISERS, INC. (DEERFIELD, IL) left the SEC roster (was $101.7M RAUM, 2 reps). IAPD ↗
$101.7M RAUM · 2 reps · 847-504-1455 · bakeryoest.com
Recruiting & transitionsM&A & valuation
60
INTEGRITY RIA, LLC (LAFAYETTE, LA) left the SEC roster (was $130.5M RAUM, 2 reps). IAPD ↗
$130.5M RAUM · 2 reps · 337-654-0608
Recruiting & transitionsM&A & valuation
60
KDM CAPITAL LLC (location n/a) left the SEC roster (was $72.3M RAUM, 1 reps). IAPD ↗
$72.3M RAUM · 1 reps · (646) 844-0238 · kdmcapital.com
Recruiting & transitionsM&A & valuation
60
HOLDUN FAMILY OFFICE LLC (MIAMI, FL) left the SEC roster (was $114.5M RAUM, 2 reps). IAPD ↗
$114.5M RAUM · 2 reps · 561-373-3309 · holdunfamilyoffice.com
Recruiting & transitionsM&A & valuation
60
WELLINGTON WEALTH STRATEGIES, LLC (INDIANAPOLIS, IN) left the SEC roster (was $145.6M RAUM, 8 reps). IAPD ↗
$145.6M RAUM · 8 reps · 317-789-8800 · twealth.com
Recruiting & transitionsM&A & valuation
60
WIZEST INC. (location n/a) left the SEC roster (was $52,017 RAUM, 1 reps). IAPD ↗
$52,017 RAUM · 1 reps · 617-842-8856 · wizest.com
Recruiting & transitionsM&A & valuation
60
CERTUS WEALTH MANAGEMENT LLC (location n/a) left the SEC roster (was $162.8M RAUM, 1 reps). IAPD ↗
$162.8M RAUM · 1 reps · 650-232-2023 · certuswealthmanagement.com
Recruiting & transitionsM&A & valuation
60
MARINER WEALTH ADVISORS (OVERLAND PARK, KS) left the SEC roster (was $2.2M RAUM, 1 reps). IAPD ↗
$2.2M RAUM · 1 reps · 913-904-5700 · marinerwealthadvisors.com
Recruiting & transitionsM&A & valuation
60
B.SIDE INVESTMENTS LLC (location n/a) left the SEC roster — its 120-day provisional registration did not convert (was $11.8M RAUM, 1 reps). IAPD ↗
$11.8M RAUM · 1 reps · 305-801-2263
Recruiting & transitionsM&A & valuation
60
NEXTMOVE CAPITAL INC. (location n/a) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 1 reps). IAPD ↗
$0 RAUM · 1 reps · +1 201-463-1030 · nextmovecap.com
Recruiting & transitionsM&A & valuation
55
PRECEPT ADVISORY GROUP LLC (IRVINE, CA) left the SEC roster (was $5.01B RAUM, 7 reps). IAPD ↗institutional
$5.01B RAUM · 7 reps · 800-344-1430
Recruiting & transitionsM&A & valuation
53
ALLEGIANT REAL ESTATE CAPITAL, LP (NEW YORK, NY) left the SEC roster (was $326.0M RAUM, 1 reps). IAPD ↗institutional
$326.0M RAUM · 1 reps · 646-362-0311 · allegiantrec.com
Recruiting & transitionsM&A & valuation
50
HEARTHSTONE INC., A CALIFORNIA CORPORATION (CALABASAS, CA) left the SEC roster (was $2.44B RAUM, 8 reps). IAPD ↗fund
$2.44B RAUM · 8 reps · 818-385-0005 · hearthstone.com
Recruiting & transitionsM&A & valuation
50
ALTRUVISTA LLC (HOUSTON, TX) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗institutional
$0 RAUM · 1 reps · 713-581-2440
Recruiting & transitionsM&A & valuation
50
FRONTIER PARTNERS, INC. (WESTMONT, IL) left the SEC roster (was $0 RAUM, 0 reps). IAPD ↗institutional
$0 RAUM · 0 reps · 847-509-9860 · frontierpartners.com
Recruiting & transitionsM&A & valuation
50
MORNINGSTAR RESEARCH SERVICES LLC (CHICAGO, IL) left the SEC roster (was $0 RAUM, 128 reps). IAPD ↗institutional
$0 RAUM · 128 reps · (312) 696-6000 · morningstar.com
Recruiting & transitionsM&A & valuation
50
WARRINGTON ASSET MANAGEMENT LLC (DALLAS, TX) left the SEC roster (was $174.5M RAUM, 3 reps). IAPD ↗institutional
$174.5M RAUM · 3 reps · 214-230-2100 · warringtonasset.com
Recruiting & transitionsM&A & valuation
50
50T FUNDS (NEW YORK, NY) left the SEC roster (was $1.36B RAUM, 12 reps). IAPD ↗fund
$1.36B RAUM · 12 reps · 203-441-7300
Recruiting & transitionsM&A & valuation
50
1128 CAPITAL, LLC (PLANO, TX) left the SEC roster (was $188.2M RAUM, 2 reps). IAPD ↗institutional
$188.2M RAUM · 2 reps · 917-797-3452 · 1128capital.com
Recruiting & transitionsM&A & valuation
50
IFC WHIPLIGHT, LLC (MOUNT PLEASANT, SC) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗institutional
$0 RAUM · 1 reps · 310-596-1250
Recruiting & transitionsM&A & valuation
48
FORT, L.P. (CHEVY CHASE, MD) left the SEC roster (was $397.2M RAUM, 7 reps). IAPD ↗fund
$397.2M RAUM · 7 reps · 301-986-6940
Recruiting & transitionsM&A & valuation
48
HOLLIS PARK PARTNERS LP (location n/a) left the SEC roster (was $275.7M RAUM, 4 reps). IAPD ↗fund
$275.7M RAUM · 4 reps · 212-205-8100
Recruiting & transitionsM&A & valuation
48
HONEYCOMB ASSET MANAGEMENT LP (NEW YORK, NY) left the SEC roster (was $552.1M RAUM, 4 reps). IAPD ↗fund
$552.1M RAUM · 4 reps · 646-883-1102
Recruiting & transitionsM&A & valuation
48
ADVANTAGE ALPHA CAPITAL PARTNERS LP (SAN FRANCISCO, CA) left the SEC roster (was $521.4M RAUM, 5 reps). IAPD ↗fund
$521.4M RAUM · 5 reps · (415) 343-7077
Recruiting & transitionsM&A & valuation
48
14B CAPITAL MANAGEMENT LP (location n/a) left the SEC roster (was $284.9M RAUM, 2 reps). IAPD ↗fund
$284.9M RAUM · 2 reps · (646) 777-5951 · 14bcapital.com
Recruiting & transitionsM&A & valuation
45
BAIRD CAPITAL PARTNERS MANAGEMENT COMPANY V, LLC (MILWAUKEE, WI) left the SEC roster (was $1.5M RAUM, 3 reps). IAPD ↗fund
$1.5M RAUM · 3 reps · 414-765-3500
Recruiting & transitionsM&A & valuation
45
VICENTE CAPITAL PARTNERS, LLC (LOS ANGELES, CA) left the SEC roster (was $134.3M RAUM, 4 reps). IAPD ↗fund
$134.3M RAUM · 4 reps · 310-826-2255 · vicentecapital.com
Recruiting & transitionsM&A & valuation
45
ENDURANT CAPITAL MANAGEMENT LP (SAN MATEO, CA) left the SEC roster (was $98.3M RAUM, 1 reps). IAPD ↗fund
$98.3M RAUM · 1 reps · 650-539-5900
Recruiting & transitionsM&A & valuation
45
SEMANTEON CAPITAL MANAGEMENT, LP (NEWTON, MA) left the SEC roster (was $227.8M RAUM, 2 reps). IAPD ↗fund
$227.8M RAUM · 2 reps · 617-213-0162
Recruiting & transitionsM&A & valuation
45
DIGITAL ASSET MANAGEMENT (PHOENIX, AZ) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 1 reps). IAPD ↗fund
$0 RAUM · 1 reps · 602-910-1254 · damx.us
Recruiting & transitionsM&A & valuation
45
RE-OCCUR (WESTLAKE, TX) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 2 reps). IAPD ↗fund
$0 RAUM · 2 reps · 646-854-4370 · reoccurpartners.com
Recruiting & transitionsM&A & valuation
35
NOMURA ASSET MANAGEMENT SINGAPORE LIMITED (SINGAPORE, Singapore) left the SEC roster (was $13.02B RAUM, 23 reps). IAPD ↗foreign
$13.02B RAUM · 23 reps · 65-6433-9088 · nomura-am.co.jp
Recruiting & transitionsM&A & valuation
35
ARGYLE STREET MANAGEMENT LIMITED (HONG KONG, Hong Kong) left the SEC roster (was $1.67B RAUM, 14 reps). IAPD ↗foreign
$1.67B RAUM · 14 reps · 852-21060888 · asmhk.com
Recruiting & transitionsM&A & valuation
35
PLATINUM ASSET MANAGEMENT (SYDNEY, Australia) left the SEC roster (was $5.04B RAUM, 22 reps). IAPD ↗foreign
$5.04B RAUM · 22 reps · 61 2 9255 7574 · platinum.com.au
Recruiting & transitionsM&A & valuation
35
BNP PARIBAS ASSET MANAGEMENT UK LIMITED (LONDON, United Kingdom) left the SEC roster (was $54.20B RAUM, 90 reps). IAPD ↗foreign
$54.20B RAUM · 90 reps · 44 207 595 2000 · bnpparibas-am.co.uk
Recruiting & transitionsM&A & valuation
35
CEPHEI CAPITAL (HONG KONG, China) left the SEC roster (was $4.85B RAUM, 9 reps). IAPD ↗foreign
$4.85B RAUM · 9 reps · 852 3518 8000 · cdhfund.com
Recruiting & transitionsM&A & valuation
35
SETANTA ASSET MANAGEMENT LTD (DUBLIN, Ireland) left the SEC roster (was $15.02B RAUM, 18 reps). IAPD ↗foreign
$15.02B RAUM · 18 reps · 00 353 1 612 4900 · setanta-asset.com
Recruiting & transitionsM&A & valuation
35
TENSAI HOLDING COMPANY, LLC (LONDON, United Kingdom) left the SEC roster (was $9.33B RAUM, 37 reps). IAPD ↗foreign
$9.33B RAUM · 37 reps · +44 7 937 978 606 · tensai-holding.com
Recruiting & transitionsM&A & valuation
30
SETIA PARTNERS LIMITED (HONG KONG, Hong Kong) left the SEC roster (was $8.8M RAUM, 2 reps). IAPD ↗foreign
$8.8M RAUM · 2 reps · 852 3461 9479
Recruiting & transitionsM&A & valuation
30
FAIRBANK INVESTMENT MANAGEMENT LIMITED (THORNHILL, ONTARIO, Canada) left the SEC roster (was $189.6M RAUM, 7 reps). IAPD ↗foreign
$189.6M RAUM · 7 reps · 905-707-1991 · fairbankim.ca
Recruiting & transitionsM&A & valuation
headcount up — 62 Advisory representative count grew materially (>=20% or >=5 reps).
85
RBC CAPITAL MARKETS, LLC grew from 5680 to 5908 advisory reps. IAPD ↗
$310.43B RAUM · 5908 reps · 212-858-7000 · us.rbcwealthmanagement.com
CRMRecruiting & transitionsComplianceFinancial planning software
85
RBC SECURITIES, INC. grew from 37 to 124 advisory reps. IAPD ↗
$1.52B RAUM · 124 reps · 310-888-6400 · cnr.com
CRMRecruiting & transitionsComplianceFinancial planning software
85
TD PRIVATE CLIENT WEALTH LLC grew from 464 to 482 advisory reps. IAPD ↗
$8.26B RAUM · 482 reps · 877-703-9896 · td.com
CRMRecruiting & transitionsComplianceFinancial planning software
85
SOUND INCOME STRATEGIES, LLC grew from 111 to 134 advisory reps. IAPD ↗
$4.18B RAUM · 134 reps · 954-487-1860 · thecapitalizedretirement.com
CRMRecruiting & transitionsComplianceFinancial planning software
85
PINEBRIDGE INVESTMENTS LLC grew from 5 to 115 advisory reps. IAPD ↗
$71.09B RAUM · 115 reps · (646) 857-8000
CRMRecruiting & transitionsComplianceFinancial planning software
85
ROOT FINANCIAL PARTNERS grew from 35 to 59 advisory reps. IAPD ↗
$2.15B RAUM · 59 reps · (760) 452-0720
CRMRecruiting & transitionsComplianceFinancial planning software
83
FINANCIAL & TAX ARCHITECTS, LLC grew from 24 to 40 advisory reps. IAPD ↗
$506.2M RAUM · 40 reps · 314-858-1122 · summitretirementplanning.com
CRMRecruiting & transitionsComplianceFinancial planning software
82
RBC ROCHDALE, LLC grew from 126 to 138 advisory reps. IAPD ↗
$72.96B RAUM · 138 reps · 212-702-3500
CRMRecruiting & transitionsComplianceFinancial planning software
80
BMO FAMILY OFFICE, LLC grew from 65 to 75 advisory reps. IAPD ↗
$9.99B RAUM · 75 reps · (650) 210-5042
CRMRecruiting & transitionsComplianceFinancial planning software
80
EMERALD INVESTMENT ADVISERS, LLC grew from 2 to 12 advisory reps. IAPD ↗
$2.26B RAUM · 12 reps · 717-556-8900 · teamemerald.com
CRMRecruiting & transitionsComplianceFinancial planning software
78
ANNEX WEALTH MANAGEMENT, LLC grew from 66 to 74 advisory reps. IAPD ↗
$8.05B RAUM · 74 reps · 262-786-6363 · annexwealth.wistia.com
CRMRecruiting & transitionsComplianceFinancial planning software
76
MJP WEALTH ADVISORS grew from 6 to 12 advisory reps. IAPD ↗
$1.56B RAUM · 12 reps · 860-677-7755
CRMRecruiting & transitionsComplianceFinancial planning software
74
AZZAD ASSET MANAGEMENT, INC. grew from 8 to 12 advisory reps. IAPD ↗
$1.84B RAUM · 12 reps · 703-207-7005
CRMRecruiting & transitionsComplianceFinancial planning software
72
BOYUM WEALTH ARCHITECTS LLC grew from 5 to 9 advisory reps. IAPD ↗
$564.0M RAUM · 9 reps · 651-289-6444 · myboyum.com
CRMRecruiting & transitionsComplianceFinancial planning software
72
OPAL WEALTH ADVISORS, LLC grew from 7 to 9 advisory reps. IAPD ↗
$1.24B RAUM · 9 reps · 516-388-7980
CRMRecruiting & transitionsComplianceFinancial planning software
72
EDGEROCK WEALTH MANAGEMENT grew from 9 to 13 advisory reps. IAPD ↗
$578.9M RAUM · 13 reps · 303.780.7350
CRMRecruiting & transitionsComplianceFinancial planning software
72
EVOLVE PRIVATE WEALTH, LLC grew from 8 to 10 advisory reps. IAPD ↗
$2.15B RAUM · 10 reps · (424) 500-4601 · evolvepw.com
CRMRecruiting & transitionsComplianceFinancial planning software
71
NORTHERN FINANCIAL ADVISORS, INC grew from 6 to 9 advisory reps. IAPD ↗
$684.0M RAUM · 9 reps · 248-985-1632 · northernfinancialadvisors.com
CRMRecruiting & transitionsComplianceFinancial planning software
71
VALUES ADDED FINANCIAL grew from 6 to 9 advisory reps. IAPD ↗
$313.7M RAUM · 9 reps · 202-599-0915
CRMRecruiting & transitionsComplianceFinancial planning software
70
DIASTOLE WEALTH MANAGEMENT grew from 7 to 9 advisory reps. IAPD ↗
$378.0M RAUM · 9 reps · 203-458-5220 · diastole.biz
CRMRecruiting & transitionsComplianceFinancial planning software
70
GLOBAL TRUST grew from 5 to 7 advisory reps. IAPD ↗
$384.5M RAUM · 7 reps · 561-472-0191
CRMRecruiting & transitionsComplianceFinancial planning software
70
PRAETORIAN GUARD, A DIVISION OF PRAETORIAN WEALTH MANAGEMENT,INC grew from 6 to 8 advisory reps. IAPD ↗
$598.7M RAUM · 8 reps · 831-622-9600 · praetorianguard.biz
CRMRecruiting & transitionsComplianceFinancial planning software
70
DB & C ADVISORS, LLC grew from 7 to 9 advisory reps. IAPD ↗
$252.2M RAUM · 9 reps · 616-355-3455 · dbc-advisors.com
CRMRecruiting & transitionsComplianceFinancial planning software
70
LANDMARK WEALTH MANAGEMENT, LLC grew from 4 to 6 advisory reps. IAPD ↗
$442.0M RAUM · 6 reps · 888-342-6436
CRMRecruiting & transitionsComplianceFinancial planning software
70
MBI LLC grew from 9 to 11 advisory reps. IAPD ↗
$316.9M RAUM · 11 reps · (301) 986-0600 · cbmcpa.com
CRMRecruiting & transitionsComplianceFinancial planning software
70
COSTON, MCISAAC & SHEA FINANCIAL ADVISORS grew from 9 to 11 advisory reps. IAPD ↗
$466.9M RAUM · 11 reps · 207-288-4747 · costonshea.com
CRMRecruiting & transitionsComplianceFinancial planning software
70
LONGTAIL ALPHA, LLC grew from 4 to 6 advisory reps. IAPD ↗
$822.4M RAUM · 6 reps · 949 706 8092 · longtailalpha.com
CRMRecruiting & transitionsComplianceFinancial planning software
70
CANOPY 360 WEALTH, LLC grew from 6 to 8 advisory reps. IAPD ↗
$382.8M RAUM · 8 reps · (352) 369-1120
CRMRecruiting & transitionsComplianceFinancial planning software
70
PREPARED RETIREMENT INSTITUTE LLC grew from 2 to 4 advisory reps. IAPD ↗
$298.9M RAUM · 4 reps · 215-997-5700 · preparedretirementinstitute.com
CRMRecruiting & transitionsComplianceFinancial planning software
70
CORVUS WEALTH ADVISORS LLC grew from 8 to 10 advisory reps. IAPD ↗
$870.6M RAUM · 10 reps · 805-549-9020 · corvuswealth.com
CRMRecruiting & transitionsComplianceFinancial planning software
70
GENERATIONAL PRIVATE WEALTH grew from 1 to 3 advisory reps. IAPD ↗
$263.4M RAUM · 3 reps · 571-244-8764 · genprivatewealth.com
CRMRecruiting & transitionsComplianceFinancial planning software
70
MOKAN WEALTH MANAGEMENT grew from 1 to 3 advisory reps. IAPD ↗
$250.3M RAUM · 3 reps · 913-257-3991 · mokanwealth.com
CRMRecruiting & transitionsComplianceFinancial planning software
70
SSB&T WEALTH MANAGEMENT, LLC grew from 1 to 3 advisory reps. IAPD ↗
$445.1M RAUM · 3 reps · 830-997-7575 · ssbtwealth.com
CRMRecruiting & transitionsComplianceFinancial planning software
70
VERTRIX WEALTH MANAGEMENT, LLC grew from 2 to 7 advisory reps. IAPD ↗
$0 RAUM · 7 reps · (248) 602 0555 · vertrixwm.com
CRMRecruiting & transitionsComplianceFinancial planning software
69
CSI GROUP ADVISORS, LLC grew from 1 to 5 advisory reps. IAPD ↗
$0 RAUM · 5 reps · (732) 224-3990
CRMRecruiting & transitionsComplianceFinancial planning software
68
CRESCENT CITY RETIREMENT GROUP grew from 1 to 4 advisory reps. IAPD ↗
$124.6M RAUM · 4 reps · 504-828-2171 · theretirementkeys.com
CRMRecruiting & transitionsComplianceFinancial planning software
68
STRATEGIC ASSET MANAGEMENT LLC. grew from 7 to 10 advisory reps. IAPD ↗
$218.3M RAUM · 10 reps · 888-526-8755 · strategicassetmgt.com
CRMRecruiting & transitionsComplianceFinancial planning software
68
FINANCIAL INDEPENDENCE ADVISORS, LLC grew from 5 to 8 advisory reps. IAPD ↗
$189.6M RAUM · 8 reps · 904-605-4545 · fiajacksonville.com
CRMRecruiting & transitionsComplianceFinancial planning software
68
BRIGHTSIDE CAPITAL PARTNERS LLC grew from 2 to 12 advisory reps. IAPD ↗institutional
$471.5M RAUM · 12 reps · 410-245-1689
CRMRecruiting & transitionsComplianceFinancial planning software
67
NLG CAPITAL, INC. grew from 41 to 48 advisory reps. IAPD ↗institutional
$45.31B RAUM · 48 reps · 802-229-3773
CRMRecruiting & transitionsComplianceFinancial planning software
67
ASPIREAN WEALTH, LLC grew from 4 to 6 advisory reps. IAPD ↗
$233.2M RAUM · 6 reps · (844) 687-5342 · aspirean.com
CRMRecruiting & transitionsComplianceFinancial planning software
67
ICON FINANCIAL SERVICES LLC grew from 1 to 3 advisory reps. IAPD ↗
$6.8M RAUM · 3 reps · 1 (503) 917-0590
CRMRecruiting & transitionsComplianceFinancial planning software
67
FREEDOM FAMILY OFFICE, LLC grew from 3 to 5 advisory reps. IAPD ↗
$143.5M RAUM · 5 reps · (855) 540-0400 · talktofreedom.com
CRMRecruiting & transitionsComplianceFinancial planning software
67
SHEPHERD WEALTH MANAGEMENT grew from 2 to 4 advisory reps. IAPD ↗
$162.1M RAUM · 4 reps · (513) 630-2664
CRMRecruiting & transitionsComplianceFinancial planning software
67
WILIAN SECURITIES, LLC grew from 5 to 7 advisory reps. IAPD ↗
$143.8M RAUM · 7 reps · 651-243-0535 · wilianfinancial.com
CRMRecruiting & transitionsComplianceFinancial planning software
67
CLARITY FINANCIAL ADVISORS LLC grew from 2 to 4 advisory reps. IAPD ↗
$99.9M RAUM · 4 reps · (816) 786-5031 · theclarityfinancial.com
CRMRecruiting & transitionsComplianceFinancial planning software
67
HOLISTIC FINANCE LLC grew from 2 to 4 advisory reps. IAPD ↗
$7.9M RAUM · 4 reps · 808-746-7774 · holisticfinance.com
CRMRecruiting & transitionsComplianceFinancial planning software
67
ASA ASSET MANAGEMENT LLC grew from 6 to 8 advisory reps. IAPD ↗
$41.7M RAUM · 8 reps · 646-727-4151
CRMRecruiting & transitionsComplianceFinancial planning software
63
GRANITESHARES ADVISORS LLC grew from 3 to 6 advisory reps. IAPD ↗institutional
$9.19B RAUM · 6 reps · 646-876-5096
CRMRecruiting & transitionsComplianceFinancial planning software
62
TUTTLE CAPITAL MANAGEMENT, LLC grew from 7 to 9 advisory reps. IAPD ↗institutional
$3.91B RAUM · 9 reps · 888-723-2821 · tuttlecap.com
CRMRecruiting & transitionsComplianceFinancial planning software
62
FOREST CAPITAL MANAGEMENT, LLC grew from 6 to 8 advisory reps. IAPD ↗institutional
$3.75B RAUM · 8 reps · 312-809-6010
CRMRecruiting & transitionsComplianceFinancial planning software
62
KYOBO LIFE ASSET MANAGEMENT (AMERICA) CO., LTD. grew from 3 to 5 advisory reps. IAPD ↗institutional
$1.47B RAUM · 5 reps · 646-590-3774
CRMRecruiting & transitionsComplianceFinancial planning software
60
PLUM ISLAND PARTNERS LLC grew from 1 to 3 advisory reps. IAPD ↗institutional
$300.0M RAUM · 3 reps · 212-600-9200
CRMRecruiting & transitionsComplianceFinancial planning software
58
O'CONNOR ALTERNATIVE INVESTMENTS, LLC grew from 1 to 4 advisory reps. IAPD ↗fund
$10.27B RAUM · 4 reps · 212-915-1722
CRMRecruiting & transitionsComplianceFinancial planning software
57
SWISS RE INSURANCE-LINKED INVESTMENT ADVISORS CORPORATION grew from 6 to 8 advisory reps. IAPD ↗fund
$4.87B RAUM · 8 reps · 19148286521 · swissre.com
CRMRecruiting & transitionsComplianceFinancial planning software
55
RBC PRIVATE COUNSEL (USA) INC. grew from 1379 to 1455 advisory reps. IAPD ↗foreign
$7.89B RAUM · 1455 reps · 416-955-7782
CRMRecruiting & transitionsComplianceFinancial planning software
55
BMO NESBITT BURNS SECURITIES LTD. grew from 199 to 216 advisory reps. IAPD ↗foreign
$1.20B RAUM · 216 reps · 416-624-5509 · uswealth.bmo.com
CRMRecruiting & transitionsComplianceFinancial planning software
52
ANCHOR HEALTH CAPITAL, LLC grew from 6 to 8 advisory reps. IAPD ↗fund
$159.6M RAUM · 8 reps · 423-708-2178 · chestnutfunds.com
CRMRecruiting & transitionsComplianceFinancial planning software
52
LATTIS MANAGEMENT LP grew from 3 to 5 advisory reps. IAPD ↗fund
$209.3M RAUM · 5 reps · +1 212 204 1688
CRMRecruiting & transitionsComplianceFinancial planning software
50
BMO PRIVATE INVESTMENT COUNSEL INC. grew from 120 to 130 advisory reps. IAPD ↗foreign
$40.18B RAUM · 130 reps · 416 359-5001 · bmo.com
CRMRecruiting & transitionsComplianceFinancial planning software
41
SARONA ASSET MANAGEMENT INC. grew from 10 to 13 advisory reps. IAPD ↗foreign
$363.0M RAUM · 13 reps · 1-519-883-7557 · emiif.fund
CRMRecruiting & transitionsComplianceFinancial planning software
41
BG INVESTMENT SERVICES, LLC grew from 2 to 5 advisory reps. IAPD ↗foreign
$868.5M RAUM · 5 reps · 671-472-5490 · asctrust.com
CRMRecruiting & transitionsComplianceFinancial planning software
pending approved — 46 120-day provisional registration became a full approval.
75
STONEBRIDGE FINANCIAL GROUP, LLC's provisional registration is now fully approved. IAPD ↗
$2.35B RAUM · 7 reps · 617-800-0388 · stonebridgefin.com
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
75
BROWN BROTHERS HARRIMAN CREDIT PARTNERS, LLC's provisional registration is now fully approved. IAPD ↗
$55.22B RAUM · 29 reps · 212-483-1818 · bbh.com
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
73
NEXUS ONE FINANCIAL ADVISORS LLC's provisional registration is now fully approved. IAPD ↗
$552.0M RAUM · 5 reps · (214) 800-4442 · nxfa.com
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
73
ASPENRIDGE WEALTH ADVISORS's provisional registration is now fully approved. IAPD ↗
$326.0M RAUM · 4 reps · 682-231-8331 · aspenridgewealthadvisors.com
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
73
LIVET WEALTH, LLC's provisional registration is now fully approved. IAPD ↗
$314.1M RAUM · 2 reps · 801-893-8320 · livetwealth.com
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
73
CLEAR WAVE WEALTH MANAGEMENT, LLC's provisional registration is now fully approved. IAPD ↗
$617.0M RAUM · 2 reps · 862-200-9438 · clearwavewealthmanagement.com
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
70
HERMITAGE WEALTH's provisional registration is now fully approved. IAPD ↗
$0 RAUM · 6 reps · 804-270-7877
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
70
MPM ADVISORS GROUP LLC's provisional registration is now fully approved. IAPD ↗
$116.1M RAUM · 2 reps · 315-461-0414
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
70
FREEDOM ASSET MANAGEMENT's provisional registration is now fully approved. IAPD ↗
$142.0M RAUM · 1 reps · 5096066676 · freedomasset.net
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
70
COPPERLINE WEALTH MANAGEMENT & PLANNING's provisional registration is now fully approved. IAPD ↗
$118.0M RAUM · 2 reps · 307-586-1880 · copperlinewealth.com
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
70
ALIGN ADVISOR GROUP, LLC's provisional registration is now fully approved. IAPD ↗
$110.5M RAUM · 2 reps · 856-692-0555
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
70
PROVIDENCE LEGACY ADVISORS LLC's provisional registration is now fully approved. IAPD ↗
$174.8M RAUM · 1 reps · 484 302 8343
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
70
CADIA PRIVATE CLIENT LLC's provisional registration is now fully approved. IAPD ↗
$187.2M RAUM · 2 reps · 973-993-6300
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
70
LUEDTKE & ASSOCIATES's provisional registration is now fully approved. IAPD ↗
$248.2M RAUM · 1 reps · 262-626-4783
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
70
CANE CAPITAL PARTNERS, LLC's provisional registration is now fully approved. IAPD ↗
$244.4M RAUM · 4 reps · 281-608-1137
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
70
CLARITY RETIREMENT & WEALTH, LLC's provisional registration is now fully approved. IAPD ↗
$139.5M RAUM · 2 reps · 774-992-7444 · clarityrw.com
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
70
CONTANGO WEALTH MANAGEMENT LLC's provisional registration is now fully approved. IAPD ↗
$123.3M RAUM · 2 reps · 415.794.1622
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
70
EMVISION CAPITAL ADVISORS, LLC's provisional registration is now fully approved. IAPD ↗
$176.4M RAUM · 9 reps · 330-954-3770 · emvisioncapital.com
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
70
LIFTPOINT FAMILY WEALTH ADVISORS, LLC's provisional registration is now fully approved. IAPD ↗
$186.0M RAUM · 2 reps · (862) 412-8862
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
70
DESTINY FAMILY OFFICE's provisional registration is now fully approved. IAPD ↗
$0 RAUM · 7 reps · 844-357-1120 · destinyfamilyoffice.com
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
70
SKYWARD TRADING LLC's provisional registration is now fully approved. IAPD ↗
$0 RAUM · 4 reps · 416-917-5248 · skyward.trading
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
70
XCEPTION FAMILY OFFICE's provisional registration is now fully approved. IAPD ↗
$138.7M RAUM · 3 reps · 404-547-0223
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
70
HYPHEN WEALTH MANAGEMENT's provisional registration is now fully approved. IAPD ↗
$120.0M RAUM · 3 reps · 408 314 7895
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
70
PARROT FINANCE, INC.'s provisional registration is now fully approved. IAPD ↗
$30.1M RAUM · 1 reps · (707) 343-8594 · parrotfinance.io
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
70
EQV ADVISORY, LLC's provisional registration is now fully approved. IAPD ↗
$106.8M RAUM · 3 reps · 919-842-3000 · eqvadvisory.com
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
70
ENDURE CAPITAL, LLC's provisional registration is now fully approved. IAPD ↗
$105.4M RAUM · 1 reps · 949-341-4800 · endure-capital.com
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
70
HIGHBROOK CAPITAL PARTNERS's provisional registration is now fully approved. IAPD ↗
$235.8M RAUM · 4 reps · 205-383-7962
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
70
ACP INVESTMENT MANAGEMENT's provisional registration is now fully approved. IAPD ↗
$131.9M RAUM · 3 reps · 808-657-6511
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
63
PLUM ISLAND PARTNERS LLC's provisional registration is now fully approved. IAPD ↗institutional
$300.0M RAUM · 3 reps · 212-600-9200
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
63
AKKADIAN CEF MANAGER, LLC's provisional registration is now fully approved. IAPD ↗institutional
$417.3M RAUM · 6 reps · 707-653-6892 · akkadian.vc
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
63
BRIGHTSIDE CAPITAL PARTNERS LLC's provisional registration is now fully approved. IAPD ↗institutional
$471.5M RAUM · 12 reps · 410-245-1689
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
60
PARADOXIOM CAPITAL's provisional registration is now fully approved. IAPD ↗institutional
$125.0M RAUM · 3 reps · 267-975-4728
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
60
AVANTYR CAPITAL PARTNERS, LP's provisional registration is now fully approved. IAPD ↗fund
$2.98B RAUM · 11 reps · 212-970-5700 · avantyrcapital.com
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
60
LINEAGE POINT CAPITAL LP's provisional registration is now fully approved. IAPD ↗institutional
$190.3M RAUM · 2 reps · 561-956-6530 · lineagepointcapital.com
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
60
VEGA CAPITAL PARTNERS LLC's provisional registration is now fully approved. IAPD ↗institutional
$100,000 RAUM · 2 reps · (480) 861-1282 · vegacappartners.com
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
58
GARDEN INVESTMENTS's provisional registration is now fully approved. IAPD ↗fund
$463.1M RAUM · 6 reps · (203) 242-8370
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
58
TOURMALET ADVISORS, LP's provisional registration is now fully approved. IAPD ↗fund
$267.9M RAUM · 2 reps · 203-256-0114
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
58
COVARA CAPITAL, LLC's provisional registration is now fully approved. IAPD ↗fund
$402.0M RAUM · 4 reps · 212-970-6690
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
58
DEFILADE CAPITAL MANAGEMENT, L.P.'s provisional registration is now fully approved. IAPD ↗fund
$644.1M RAUM · 5 reps · 415 849 9478 · defcap.com
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
55
FOXPATH CAPITAL PARTNERS LP's provisional registration is now fully approved. IAPD ↗fund
$50.0M RAUM · 4 reps · (212) 970-6490
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
55
LATTIS MANAGEMENT LP's provisional registration is now fully approved. IAPD ↗fund
$209.3M RAUM · 5 reps · +1 212 204 1688
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
55
CATCHMENT CAPITAL, L.P.'s provisional registration is now fully approved. IAPD ↗fund
$147.7M RAUM · 8 reps · 212-400-7300 · catchmentcapital.com
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
55
SQUARE NINE CAPITAL, LP's provisional registration is now fully approved. IAPD ↗fund
$181.5M RAUM · 5 reps · 818-254-7459
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
55
VIRIDIAN CAPITAL's provisional registration is now fully approved. IAPD ↗fund
$33.2M RAUM · 5 reps · 914-589-5969
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
55
HARBINGER SPORTS PARTNERS's provisional registration is now fully approved. IAPD ↗fund
$100.0M RAUM · 8 reps · 973-420-1358 · harbingersportspartners.com
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
55
V29 CAPITAL MANAGEMENT, LLC's provisional registration is now fully approved. IAPD ↗fund
$166.1M RAUM · 2 reps · 203-994-9016
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
website changed — 43 Primary website domain changed (social-media URLs ignored) — usually a rebrand or new site.
30
NICHOLAS CO INC changed its website from nicholasfunds.com to nicholasinvestments.com. IAPD ↗
$6.08B RAUM · 7 reps · 414-272-4650 · nicholasinvestments.com
Marketing & brand
30
WELLESLEY ASSET MANAGEMENT, INC. changed its website from wellesleyinvestment.com to wellesleyassetmanagement.com. IAPD ↗
$2.06B RAUM · 15 reps · 781-416-4000 · wellesleyassetmanagement.com
Marketing & brand
30
KELLEHER FINANCIAL ADVISORS, LLC changed its website from kf-advisors.com to starboardadvisorsllc.com. IAPD ↗
$1.03B RAUM · 8 reps · 212-709-9400 · starboardadvisorsllc.com
Marketing & brand
30
CS PLANNING CORP changed its website from cultivant.com to vertwealth.com. IAPD ↗
$1.27B RAUM · 49 reps · 503-292-5853 · vertwealth.com
Marketing & brand
30
GOLDEN STATE WEALTH MANAGEMENT, LLC changed its website from curtishoward.com to rwmadvisors.com. IAPD ↗
$1.84B RAUM · 47 reps · 866.273.1563 · rwmadvisors.com
Marketing & brand
30
OBSIDIAN CIO, LLC changed its website from fountainheadam.com to obsidiancio.com. IAPD ↗
$1.28B RAUM · 4 reps · 917-403-2622 · obsidiancio.com
Marketing & brand
30
ASCENTIS INDEPENDENT ADVISORS, LLC changed its website from heartmtwm.com to marshallwealthadvisors.com. IAPD ↗
$1.65B RAUM · 25 reps · 866-273-1563 · marshallwealthadvisors.com
Marketing & brand
28
BCG SECURITIES, INC. changed its website from wealthadvisorygrp.com to accapitalmanagement.com. IAPD ↗
$740.0M RAUM · 28 reps · 856-393-1950 · accapitalmanagement.com
Marketing & brand
28
THE GOFF FINANCIAL GROUP changed its website from matthewgoff.com to gofffinancial.com. IAPD ↗
$572.6M RAUM · 4 reps · 713-850-8900 · gofffinancial.com
Marketing & brand
28
FINANCIAL & TAX ARCHITECTS, LLC changed its website from scoutfinancialgroup.com to summitretirementplanning.com. IAPD ↗
$506.2M RAUM · 40 reps · 314-858-1122 · summitretirementplanning.com
Marketing & brand
28
KENORA FINANCIAL, LLC changed its website from invescollc.com to kenorafinancial.com. IAPD ↗
$269.7M RAUM · 3 reps · (847) 257-7200 · kenorafinancial.com
Marketing & brand
28
MCMILL CPA AND ADVISORS changed its website from retirementplanconsultants.net to myretirementfiduciary.com. IAPD ↗
$730.2M RAUM · 22 reps · 402-371-1160 · myretirementfiduciary.com
Marketing & brand
28
TRUE WAVE WEALTH PLANNERS changed its website from lucasplanners.com to truewavewealth.com. IAPD ↗
$456.5M RAUM · 3 reps · 916-921-9220 · truewavewealth.com
Marketing & brand
28
CENTRIC WEALTH MANAGEMENT, LLC changed its website from centricwealthmanagement.com to faroadvisory.com. IAPD ↗
$725.6M RAUM · 10 reps · 312-429-6100 · faroadvisory.com
Marketing & brand
28
NAMCOA changed its website from namcoa.com to dst.investments. IAPD ↗
$312.3M RAUM · 16 reps · (239) 593-5525 · dst.investments
Marketing & brand
28
SMI ADVISORY SERVICES, LLC changed its website from smifund.com to smiprivateclient.com. IAPD ↗
$949.0M RAUM · 5 reps · 800-796-4975 · smiprivateclient.com
Marketing & brand
28
PATHWORKS FINANCIAL, INC. changed its website from scottsmithfinancial.com to pathworksfinancial.com. IAPD ↗
$279.3M RAUM · 5 reps · 248-946-4515 · pathworksfinancial.com
Marketing & brand
28
EVERMONT WEALTH changed its website from letsmakeaplan.org to feeonlynetwork.com. IAPD ↗
$277.7M RAUM · 3 reps · 909-296-7977 · feeonlynetwork.com
Marketing & brand
28
THRIVE CAPITAL MANAGEMENT, LLC changed its website from thrivecapitalmanagement.com to thrivefinancialservices.com. IAPD ↗
$397.7M RAUM · 13 reps · 800-516-5861 · thrivefinancialservices.com
Marketing & brand
28
ROSEL WEALTH MANAGEMENT, LLC changed its website from morganrosel.com to roselwealth.com. IAPD ↗
$503.3M RAUM · 2 reps · 303.647.3801 · roselwealth.com
Marketing & brand
28
CHOKSHI & QUEEN WEALTH ADVISORS changed its website from cq-wa.com to financialplanningsd.com. IAPD ↗
$263.3M RAUM · 2 reps · 858-550-0030 · financialplanningsd.com
Marketing & brand
28
THEPARTNERS WEALTH MANAGEMENT changed its website from trivam.com to worthfinancialsolutions.com. IAPD ↗
$454.5M RAUM · 30 reps · 800-324-3010 · worthfinancialsolutions.com
Marketing & brand
28
STRATEGIC ADVOCATES, LLC changed its website from wealth-advocates.com to strati.co. IAPD ↗
$433.8M RAUM · 3 reps · (888)247-7753 · strati.co
Marketing & brand
28
AC WEALTH PARTNERS changed its website from ategenoscapital.com to acwealthpartners.com. IAPD ↗
$466.4M RAUM · 5 reps · 1-800-461-3205 · acwealthpartners.com
Marketing & brand
25
WESTPARK CAPITAL, INC. changed its website from diligentfinancialgroup.com to meyersfinancialgroup.com. IAPD ↗
$47.6M RAUM · 10 reps · 347-429-8380 · meyersfinancialgroup.com
Marketing & brand
25
COBLER CAPITAL MANAGEMENT, LLC changed its website from bobschwarzfinancial.com to schwarzinvestmentpartners.com. IAPD ↗
$184.9M RAUM · 2 reps · (785) 582-5805 · schwarzinvestmentpartners.com
Marketing & brand
25
FAMA FIDUCIARY WEALTH LLC changed its website from famawealth.com to andrewfama.com. IAPD ↗
$99.9M RAUM · 1 reps · 585-292-6007 · andrewfama.com
Marketing & brand
25
METIS CAPITAL MANAGEMENT LLC changed its website from metiscm.com to metiscap.com. IAPD ↗
$34.5M RAUM · 1 reps · (914) 315-6850 · metiscap.com
Marketing & brand
25
SKLOFF FINANCIAL GROUP changed its website from skloff.com to csn-connect.com. IAPD ↗
$114.0M RAUM · 1 reps · 908-464-3060 · csn-connect.com
Marketing & brand
25
FOREFRONT ASSET MANAGEMENT, LLC changed its website from forefrontam.com to bookameetingwithus.com. IAPD ↗
$136.9M RAUM · 3 reps · 757-222-1880 · bookameetingwithus.com
Marketing & brand
25
ALBERT INVESTMENTS, LLC changed its website from blog.albert.com to albert.com. IAPD ↗
$22.7M RAUM · 3 reps · 844-891-9309 · albert.com
Marketing & brand
25
SMARTPATH ADVISORS changed its website from smartpathadvisors.co to getfrank.com. IAPD ↗
$0 RAUM · 7 reps · (678) 538-9420 · getfrank.com
Marketing & brand
25
COPPER BEECH FINANCIAL GROUP, LLC changed its website from variumip.com to copperbeechfg.com. IAPD ↗
$189.1M RAUM · 3 reps · 856-988-8300 · copperbeechfg.com
Marketing & brand
25
WEALTH MORE ENTERPRISE, INC. changed its website from hellowealthmore.com to joinwealthmore.com. IAPD ↗
$76,000 RAUM · 6 reps · 888-303-6361 · joinwealthmore.com
Marketing & brand
25
BELL CITY WEALTH, INC. changed its website from teamocm.com to bellcitywealth.com. IAPD ↗
$163.3M RAUM · 1 reps · 937-393-3154 · bellcitywealth.com
Marketing & brand
25
STAVIS WEALTH TRANSFER SOLUTIONS changed its website from wealthtransfersolutions.com to staviswealth.com. IAPD ↗
$120.8M RAUM · 3 reps · 713-391-8200 · staviswealth.com
Marketing & brand
20
SUNAMERICA ASSET MANAGEMENT, LLC changed its website from corebridgefinancial.com to venerable.onlineprospectus.net. IAPD ↗institutional
$57.42B RAUM · 8 reps · 610-249-9586 · venerable.onlineprospectus.net
Marketing & brand
20
USI ADVISORS changed its website from usicg.com to usiadvisorsinc.com. IAPD ↗institutional
$48.86B RAUM · 41 reps · 860-633-5283 · usiadvisorsinc.com
Marketing & brand
18
ORIENTAL TRUST changed its website from orientalbank.com to dgiinvest.com. IAPD ↗institutional
$311.2M RAUM · 1 reps · 787-771-6800 · dgiinvest.com
Marketing & brand
18
MANTEIO SCALABLE TECHNOLOGIES LLC changed its website from mast-investments.com to mast-funds.com. IAPD ↗institutional
$428.6M RAUM · 6 reps · 917-736-9209 · mast-funds.com
Marketing & brand
15
WOLVERINE ASSET MANAGEMENT, LLC changed its website from wolvefunds.com to wolve.com. IAPD ↗fund
$11.23B RAUM · 23 reps · 312-884-4400 · wolve.com
Marketing & brand
15
GUGGENHEIM CORPORATE FUNDING, LLC changed its website from guggenheiminvestments.com to guggenheimpartners.com. IAPD ↗fund
$9.03B RAUM · 13 reps · 212-739-0700 · guggenheimpartners.com
Marketing & brand
10
WILSHIRE QUINN CAPITAL, INC. changed its website from wilshirequinn.com to local.google.com. IAPD ↗fund
$188.4M RAUM · 1 reps · 619-872-6000 · local.google.com
Marketing & brand
rename — 41 Primary business name changed: rebrand, merger, or ownership change.
60
CITY NATIONAL SECURITIES, INC. is now doing business as RBC SECURITIES, INC.. IAPD ↗
$1.52B RAUM · 124 reps · 310-888-6400 · cnr.com
Marketing & brandCRM
60
XPONANCE, INC. is now doing business as XPONANCE LLC. IAPD ↗
$20.49B RAUM · 15 reps · 215-567-1100
Marketing & brandCRM
60
CITY NATIONAL ROCHDALE is now doing business as RBC ROCHDALE, LLC. IAPD ↗
$72.96B RAUM · 138 reps · 212-702-3500
Marketing & brandCRM
60
EJF CAPITAL LLC is now doing business as EJF CAPITAL LP. IAPD ↗
$6.51B RAUM · 20 reps · 703-997-5728 · ejfi.com
Marketing & brandCRM
60
PRIVATE CAPITAL MANAGEMENT, LLC is now doing business as SOUTHSTATE PRIVATE CAPITAL MANAGEMENT LLC. IAPD ↗
$4.96B RAUM · 27 reps · 803-231-3492
Marketing & brandCRM
60
DELAP WEALTH ADVISORY, LLC is now doing business as AERODIGM WEALTH LLC. IAPD ↗
$1.46B RAUM · 5 reps · (503) 697-4118 · delapwa.com
Marketing & brandCRM
60
PINEBRIDGE GALAXY LLC is now doing business as PINEBRIDGE INVESTMENTS LLC. IAPD ↗
$71.09B RAUM · 115 reps · (646) 857-8000
Marketing & brandCRM
60
FOUNTAINHEAD AM, LLC is now doing business as OBSIDIAN CIO, LLC. IAPD ↗
$1.28B RAUM · 4 reps · 917-403-2622 · obsidiancio.com
Marketing & brandCRM
60
MARTEL WEALTH ADVISORS INC is now doing business as MARTEL WEALTH ADVISORS, LLC. IAPD ↗
$1.46B RAUM · 12 reps · 360-694-9940
Marketing & brandCRM
60
GOLDEN STATE EQUITY PARTNERS, LLC is now doing business as ASCENTIS INDEPENDENT ADVISORS, LLC. IAPD ↗
$1.65B RAUM · 25 reps · 866-273-1563 · marshallwealthadvisors.com
Marketing & brandCRM
60
SLK PRIVATE WEALTH MANAGEMENT, LLC is now doing business as EVOLVE PRIVATE WEALTH, LLC. IAPD ↗
$2.15B RAUM · 10 reps · (424) 500-4601 · evolvepw.com
Marketing & brandCRM
58
THE JUNK INVESTMENT GROUP is now doing business as PERSPECTIVE WEALTH MANAGEMENT. IAPD ↗
$526.5M RAUM · 2 reps · 410-584-8100 · junkinv.com
Marketing & brandCRM
58
HUTCHINSON CAPITAL MANAGEMENT is now doing business as HCM WEALTH. IAPD ↗
$883.3M RAUM · 5 reps · 415-464-5650
Marketing & brandCRM
58
SILVER LAKE ADVISORY, LLC is now doing business as SILVER LAKE ADVISORY PARTNERS, LLC. IAPD ↗
$325.3M RAUM · 3 reps · 941-259-2099 · silverlakeadvisory.com
Marketing & brandCRM
58
INVESCO, LLC is now doing business as KENORA FINANCIAL, LLC. IAPD ↗
$269.7M RAUM · 3 reps · (847) 257-7200 · kenorafinancial.com
Marketing & brandCRM
58
LUCAS GROUP FINANCIAL PLANNERS, INC. is now doing business as TRUE WAVE WEALTH PLANNERS. IAPD ↗
$456.5M RAUM · 3 reps · 916-921-9220 · truewavewealth.com
Marketing & brandCRM
58
E & G ADVISORS, LP is now doing business as E & G ADVISORS, LLC. IAPD ↗
$706.9M RAUM · 4 reps · 713-880-5819 · eandgadvisors.com
Marketing & brandCRM
58
MARSHALL & STERLING WEALTH ADVISORS, INC. is now doing business as MARSHALL + STERLING WEALTH ADVISORS, INC.. IAPD ↗
$995.8M RAUM · 7 reps · 845-554-1046
Marketing & brandCRM
58
MORGANROSEL WEALTH MANAGEMENT, LLC is now doing business as ROSEL WEALTH MANAGEMENT, LLC. IAPD ↗
$503.3M RAUM · 2 reps · 303.647.3801 · roselwealth.com
Marketing & brandCRM
58
SHERMAN PORTFOLIOS, LLC is now doing business as SHERMAN PORTFOLIOS. IAPD ↗
$581.6M RAUM · 3 reps · 800-634-2008 · shermanportfolios.com
Marketing & brandCRM
58
ATEGENOS CAPITAL, LLC is now doing business as AC WEALTH PARTNERS. IAPD ↗
$466.4M RAUM · 5 reps · 1-800-461-3205 · acwealthpartners.com
Marketing & brandCRM
55
NIERENBERG INVESTMENT MANAGEMENT COMPANY, INC. is now doing business as NIERENBERG INVESTMENT MANAGEMENT COMPANY, LLC. IAPD ↗
$204.3M RAUM · 3 reps · 360-604-8600 · d3familyfunds.com
Marketing & brandCRM
55
CALIXTO GLOBAL INVESTORS, LP is now doing business as CALIXTO GLOBAL PARTNERS LLC. IAPD ↗
$55.8M RAUM · 2 reps · 305-602-3400
Marketing & brandCRM
55
BALLAST POINT FINANCIAL PLANNING, LLC is now doing business as TESSARA WEALTH. IAPD ↗
$162.4M RAUM · 4 reps · 650-636-7526
Marketing & brandCRM
55
HEISTEN FINANCIAL, LLC is now doing business as HEISTEN WRENN PRIVATE WEALTH, LLC. IAPD ↗
$231.8M RAUM · 2 reps · 907-222-6270 · heistenfinancial.com
Marketing & brandCRM
55
SGROI WEALTH is now doing business as BROADWAY ADVISOR GROUP. IAPD ↗
$166.6M RAUM · 3 reps · 518-477-3626 · sgroiwealth.com
Marketing & brandCRM
55
O'DELL CAPITAL MANAGEMENT is now doing business as BELL CITY WEALTH, INC.. IAPD ↗
$163.3M RAUM · 1 reps · 937-393-3154 · bellcitywealth.com
Marketing & brandCRM
55
OCM PRIVATE WEALTH, LLC is now doing business as ARENA PRIVATE WEALTH. IAPD ↗
$139.1M RAUM · 4 reps · 312-798-9045
Marketing & brandCRM
55
GRP FINANCIAL SERVICES, LLC is now doing business as GRP RETIREMENT PLANNING. IAPD ↗
$155.3M RAUM · 5 reps · (207) 622-4494 · grplans.com
Marketing & brandCRM
55
STOREN LEGACY PARTNERS, LLC is now doing business as STOREN FINANCIAL. IAPD ↗
$0 RAUM · 6 reps · 317-733-1000
Marketing & brandCRM
45
PINEBRIDGE INVESTMENTS LLC is now doing business as HERON VIEW PARTNERS LLC. IAPD ↗fund
$3.13B RAUM · 18 reps · 929-999-6381 · heronviewpartners.com
Marketing & brandCRM
45
TFG ASSET MANAGEMENT L.P. is now doing business as TETRAGON PARTNERS L.P.. IAPD ↗fund
$15.24B RAUM · 47 reps · 212-359-7300
Marketing & brandCRM
45
MERIT CAPITAL PARTNERS IV, L.L.C. is now doing business as MERIT CAPITAL PARTNERS MANAGEMENT, L.L.C.. IAPD ↗fund
$1.13B RAUM · 15 reps · 312-592-6111 · meritcapital.com
Marketing & brandCRM
45
SCHF (GPE), LLC is now doing business as HRTG GPE, LLC. IAPD ↗fund
$20.62B RAUM · 7 reps · 650-397-9070
Marketing & brandCRM
45
GEMSPRING CAPITAL MANAGEMENT, LLC is now doing business as GEMSPRING CAPITAL MANAGEMENT, LP. IAPD ↗fund
$3.70B RAUM · 49 reps · (203) 842-8886
Marketing & brandCRM
43
SILVERMINE CAPITAL MANAGEMENT is now doing business as MAN CAPITAL MANAGEMENT LLC. IAPD ↗fund
$256.6M RAUM · 10 reps · 212-649-6600 · man.com
Marketing & brandCRM
40
SALTORO CAPITAL, LP is now doing business as AMS CHILDREN'S FUND, LP. IAPD ↗fund
$15.2M RAUM · 1 reps · 214-716-0786 · amsopportunities.com
Marketing & brandCRM
40
CHESTNUT FUNDS, LLC is now doing business as ANCHOR HEALTH CAPITAL, LLC. IAPD ↗fund
$159.6M RAUM · 8 reps · 423-708-2178 · chestnutfunds.com
Marketing & brandCRM
30
PGIM PRIVATE ALTERNATIVES (UK) LIMITED is now doing business as PGIM FUND MANAGEMENT LIMITED. IAPD ↗foreign
$4.40B RAUM · 47 reps · +44 (0) 207 766 2400
Marketing & brandCRM
28
BELVOIR WEALTH MANAGEMENT AG is now doing business as MARGNA PEAK ADVISORS AG. IAPD ↗foreign
$372.5M RAUM · 3 reps · 41-43-244-7550
Marketing & brandCRM
28
BG INVESTMENT SERVICES, INC. is now doing business as BG INVESTMENT SERVICES, LLC. IAPD ↗foreign
$868.5M RAUM · 5 reps · 671-472-5490 · asctrust.com
Marketing & brandCRM
headcount down — 39 Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
55
RBC GLOBAL ASSET MANAGEMENT (U.S.) INC. shrank from 48 to 37 advisory reps. IAPD ↗
$104.49B RAUM · 37 reps · 612-376-7000 · rbcgam.com
Recruiting & transitionsM&A & valuation
55
CPC ADVISORS, LLC shrank from 22 to 17 advisory reps. IAPD ↗
$2.10B RAUM · 17 reps · 404-879-3000
Recruiting & transitionsM&A & valuation
55
EPOCH INVESTMENT PARTNERS, INC. shrank from 141 to 130 advisory reps. IAPD ↗
$29.73B RAUM · 130 reps · 212-303-7200
Recruiting & transitionsM&A & valuation
55
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC shrank from 124 to 113 advisory reps. IAPD ↗
$2.57B RAUM · 113 reps · 407-254-1500 · iaac.com
Recruiting & transitionsM&A & valuation
55
ULRICH INVESTMENT CONSULTANTS shrank from 13 to 10 advisory reps. IAPD ↗
$3.62B RAUM · 10 reps · 505-224-9100
Recruiting & transitionsM&A & valuation
55
FACET shrank from 63 to 55 advisory reps. IAPD ↗
$6.04B RAUM · 55 reps · (443)376-6222
Recruiting & transitionsM&A & valuation
55
IMPERIAL FUND ASSET MANAGEMENT LLC shrank from 4 to 2 advisory reps. IAPD ↗
$7.53B RAUM · 2 reps · (855) 226-5200 · imperialfund.com
Recruiting & transitionsM&A & valuation
55
MATAURO, LLC shrank from 14 to 10 advisory reps. IAPD ↗
$1.05B RAUM · 10 reps · 845-273-6211 · matauro.com
Recruiting & transitionsM&A & valuation
53
GLASS JACOBSON WEALTH ADVISORS shrank from 18 to 9 advisory reps. IAPD ↗
$904.1M RAUM · 9 reps · 410-356-1000 · google.com
Recruiting & transitionsM&A & valuation
53
MARIN WEALTH ADVISORS LLC shrank from 4 to 2 advisory reps. IAPD ↗
$357.0M RAUM · 2 reps · 415-458-5880 · marinwealthadvisors.com
Recruiting & transitionsM&A & valuation
53
FREEDOM INVESTMENT MANAGEMENT, INC. shrank from 8 to 6 advisory reps. IAPD ↗
$605.5M RAUM · 6 reps · 860-291-1998
Recruiting & transitionsM&A & valuation
53
NEPSIS, INC. shrank from 25 to 18 advisory reps. IAPD ↗
$344.5M RAUM · 18 reps · 952-746-2003
Recruiting & transitionsM&A & valuation
53
NUANCE INVESTMENTS, LLC shrank from 8 to 3 advisory reps. IAPD ↗
$984.3M RAUM · 3 reps · 816-743-7080 · nuanceinvestments.com
Recruiting & transitionsM&A & valuation
53
REGIS METRO ASSOCIATES, INC. shrank from 4 to 2 advisory reps. IAPD ↗
$707.5M RAUM · 2 reps · 415-421-0500 · rmare.com
Recruiting & transitionsM&A & valuation
53
SKYLINE ADVISORS, INC. shrank from 7 to 5 advisory reps. IAPD ↗
$386.5M RAUM · 5 reps · 360-671-1621
Recruiting & transitionsM&A & valuation
53
STRATEGIC ADVOCATES, LLC shrank from 7 to 3 advisory reps. IAPD ↗
$433.8M RAUM · 3 reps · (888)247-7753 · strati.co
Recruiting & transitionsM&A & valuation
53
ACORN CREEK CAPITAL LLC shrank from 6 to 4 advisory reps. IAPD ↗
$488.7M RAUM · 4 reps · 970-818-4820 · acorncreekcapital.com
Recruiting & transitionsM&A & valuation
50
TDC CAPITAL ADVISORS, INC. shrank from 4 to 1 advisory reps. IAPD ↗
$177.6M RAUM · 1 reps · 979-260-9696 · tdcadvisors.com
Recruiting & transitionsM&A & valuation
50
CAMBRIDGE CAPE COD ADVISORS, LLC shrank from 2 to 0 advisory reps. IAPD ↗
$194.8M RAUM · 0 reps · 508-888-9300 · cambridgecape.com
Recruiting & transitionsM&A & valuation
50
WAYPOINT STRATEGIC ADVISORS shrank from 7 to 4 advisory reps. IAPD ↗
$136.3M RAUM · 4 reps · 843-873-4420 · waypointus.com
Recruiting & transitionsM&A & valuation
50
CONCEPTUAL FINANCIAL ADVISORS, LLC shrank from 3 to 1 advisory reps. IAPD ↗
$189.9M RAUM · 1 reps · 920-731-9500 · ontrackadvisor.com
Recruiting & transitionsM&A & valuation
50
ABBONDANDOLO WEALTH MANAGEMENT CORP shrank from 3 to 1 advisory reps. IAPD ↗
$112.5M RAUM · 1 reps · 516-674-9229 · awmny.com
Recruiting & transitionsM&A & valuation
50
FULCRUM WEALTH ADVISORS, LLC shrank from 4 to 2 advisory reps. IAPD ↗
$208.0M RAUM · 2 reps · 425-250-6280
Recruiting & transitionsM&A & valuation
50
CANNON WEALTH MANAGEMENT SERVICES shrank from 7 to 5 advisory reps. IAPD ↗
$245.2M RAUM · 5 reps · 336-231-6844 · cannon-wealth.com
Recruiting & transitionsM&A & valuation
50
DOUBLE DUTY MONEY MANAGEMENT LLC shrank from 5 to 3 advisory reps. IAPD ↗
$83.7M RAUM · 3 reps · (212) 408-1750 · doubledutymm.com
Recruiting & transitionsM&A & valuation
50
FIFR shrank from 4 to 1 advisory reps. IAPD ↗
$68.7M RAUM · 1 reps · 818-605-4900
Recruiting & transitionsM&A & valuation
50
MARTINWRIGHT ADVISORY, LLC shrank from 4 to 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 404-882-8756 · mwadvisory.com
Recruiting & transitionsM&A & valuation
45
SUNAMERICA ASSET MANAGEMENT, LLC shrank from 13 to 8 advisory reps. IAPD ↗institutional
$57.42B RAUM · 8 reps · 610-249-9586 · venerable.onlineprospectus.net
Recruiting & transitionsM&A & valuation
45
GE INVESTMENT MANAGEMENT shrank from 7 to 2 advisory reps. IAPD ↗institutional
$24.36B RAUM · 2 reps · 203-229-1145
Recruiting & transitionsM&A & valuation
40
HERON VIEW PARTNERS LLC shrank from 133 to 18 advisory reps. IAPD ↗fund
$3.13B RAUM · 18 reps · 929-999-6381 · heronviewpartners.com
Recruiting & transitionsM&A & valuation
40
TACONIC CAPITAL ADVISORS LP shrank from 34 to 16 advisory reps. IAPD ↗fund
$8.21B RAUM · 16 reps · 212-209-3100
Recruiting & transitionsM&A & valuation
40
PROMUS ASSET MANAGEMENT, LLC shrank from 17 to 7 advisory reps. IAPD ↗fund
$1.34B RAUM · 7 reps · 312-784-3990 · promusholdings.com
Recruiting & transitionsM&A & valuation
38
OLIVE TECHNOLOGY VENTURES MANAGEMENT, LLC shrank from 4 to 1 advisory reps. IAPD ↗fund
$985.0M RAUM · 1 reps · 650-303-6964 · oliveam.com
Recruiting & transitionsM&A & valuation
35
SEA CLIFF PARTNERS MANAGEMENT, LP shrank from 6 to 4 advisory reps. IAPD ↗fund
$239.4M RAUM · 4 reps · 415-535-6563 · seaclifflp.com
Recruiting & transitionsM&A & valuation
25
CIBC GLOBAL ASSET MANAGEMENT shrank from 362 to 333 advisory reps. IAPD ↗foreign
$162.84B RAUM · 333 reps · 877-363-5620 · cibc.com
Recruiting & transitionsM&A & valuation
25
BURGUNDY ASSET MANAGEMENT LTD. shrank from 56 to 49 advisory reps. IAPD ↗foreign
$19.09B RAUM · 49 reps · (416) 869-3222
Recruiting & transitionsM&A & valuation
25
RBC GLOBAL ASSET MANAGEMENT (UK) LIMITED shrank from 136 to 123 advisory reps. IAPD ↗foreign
$178.01B RAUM · 123 reps · 44 207 389 3700
Recruiting & transitionsM&A & valuation
23
NYMBUS CAPITAL INC. shrank from 9 to 7 advisory reps. IAPD ↗foreign
$751.5M RAUM · 7 reps · 1-514-985-1138 · nymbus.ca
Recruiting & transitionsM&A & valuation
20
VENTUM ADVISORS CORP. shrank from 5 to 1 advisory reps. IAPD ↗foreign
$355,082 RAUM · 1 reps · 416-572-5523 · ventumadvisors.com
Recruiting & transitionsM&A & valuation
relocation — 36 Main office moved to a different city or state.
50
WESTWOOD GLOBAL INVESTMENTS moved its main office from BOSTON, MA to PARK CITY, UT. IAPD ↗
$11.82B RAUM · 21 reps · 617-428-4040 · westwoodglobal.com
Office IT & facilitiesMarketing & brand
50
WHALEROCK POINT PARTNERS, LLC moved its main office from PROVIDENCE, RI to WEST PALM BEACH, FL. IAPD ↗
$1.04B RAUM · 4 reps · 401-228-7799 · wrpoint.com
Office IT & facilitiesMarketing & brand
50
ANDINA FAMILY OFFICES moved its main office from LEHI, UT to LOGAN, UT. IAPD ↗
$1.02B RAUM · 12 reps · 801-653-0564 · andinaadvisors.com
Office IT & facilitiesMarketing & brand
50
SOUTHSTATE PRIVATE CAPITAL MANAGEMENT LLC moved its main office from DENVER, CO to COLUMBIA, SC. IAPD ↗
$4.96B RAUM · 27 reps · 803-231-3492
Office IT & facilitiesMarketing & brand
50
GOLDEN STATE WEALTH MANAGEMENT, LLC moved its main office from SOUTH COAST METRO, CA to POWELL, WY. IAPD ↗
$1.84B RAUM · 47 reps · 866.273.1563 · rwmadvisors.com
Office IT & facilitiesMarketing & brand
50
FACET moved its main office from BALTIMORE, MD to WEST PALM BEACH, FL. IAPD ↗
$6.04B RAUM · 55 reps · (443)376-6222
Office IT & facilitiesMarketing & brand
50
OBSIDIAN CIO, LLC moved its main office from WARREN, NJ to NEW YORK, NY. IAPD ↗
$1.28B RAUM · 4 reps · 917-403-2622 · obsidiancio.com
Office IT & facilitiesMarketing & brand
50
ROOT FINANCIAL PARTNERS moved its main office from ENCINITAS, CA to AUSTIN, TX. IAPD ↗
$2.15B RAUM · 59 reps · (760) 452-0720
Office IT & facilitiesMarketing & brand
50
TEAM HEWINS, LLC moved its main office from REDWOOD CITY, CA to FOSTER CITY, CA. IAPD ↗
$3.43B RAUM · 18 reps · 650-620-3040 · teamhewins.com
Office IT & facilitiesMarketing & brand
50
VESTGEN ADVISORS, LLC moved its main office from INVERNESS, IL to CHICAGO, IL. IAPD ↗
$3.47B RAUM · 30 reps · 312-237-4446 · vestgen.com
Office IT & facilitiesMarketing & brand
48
IMS CAPITAL MANAGEMENT moved its main office from PORTLAND, OR to CLACKAMAS, OR. IAPD ↗
$406.9M RAUM · 6 reps · 503-788-4200
Office IT & facilitiesMarketing & brand
48
HAMEL ASSOCIATES,INC. moved its main office from CHATHAM, NJ to CENTER VALLEY, PA. IAPD ↗
$514.6M RAUM · 5 reps · 973-665-1400 · hamelassociatesinc.com
Office IT & facilitiesMarketing & brand
48
FREEDOM INVESTMENT MANAGEMENT, INC. moved its main office from HARTFORD, CT to SOUTH WINDSOR, CT. IAPD ↗
$605.5M RAUM · 6 reps · 860-291-1998
Office IT & facilitiesMarketing & brand
48
ASSET STRATEGY ADVISORS, LLC moved its main office from NATICK, MA to WAYLAND, MA. IAPD ↗
$917.8M RAUM · 8 reps · 781-235-4426
Office IT & facilitiesMarketing & brand
48
LONGTAIL ALPHA, LLC moved its main office from NEWPORT BEACH, CA to NEWPORT BEACH, FL. IAPD ↗
$822.4M RAUM · 6 reps · 949 706 8092 · longtailalpha.com
Office IT & facilitiesMarketing & brand
48
MRA ADVISORY GROUP moved its main office from PARSIPPANY, NJ to SARASOTA, FL. IAPD ↗
$293.6M RAUM · 8 reps · 844.672.7623 · mraadvisory.com
Office IT & facilitiesMarketing & brand
48
OPTAS, LLC moved its main office from AUSTIN, TX to DRIPPING SPRINGS, TX. IAPD ↗
$741.4M RAUM · 4 reps · 888-284-7139
Office IT & facilitiesMarketing & brand
48
NOMAD moved its main office from MENLO PARK, CA to ORLANDO, FL. IAPD ↗
$448.6M RAUM · 22 reps · 1-888-998-2261
Office IT & facilitiesMarketing & brand
48
STRATEGIC ADVOCATES, LLC moved its main office from LOGAN, UT to SACRAMENTO, CA. IAPD ↗
$433.8M RAUM · 3 reps · (888)247-7753 · strati.co
Office IT & facilitiesMarketing & brand
45
SASSER INVESTMENT MANAGEMENT, INC. moved its main office from OAKLAND, CA to BERKELEY, CA. IAPD ↗
$110.5M RAUM · 2 reps · 510-835-0960 · sasserinvestments.com
Office IT & facilitiesMarketing & brand
45
CAPE ANN CAPITAL, INC. moved its main office from MANCHESTER, MA to CONCORD, MA. IAPD ↗
$198.8M RAUM · 2 reps · 978-254-5841
Office IT & facilitiesMarketing & brand
45
TARHEEL ADVISORS, LLC moved its main office from GREENSBORO, NC to CHAPEL HILL, NC. IAPD ↗
$137.8M RAUM · 2 reps · 984-271-1993
Office IT & facilitiesMarketing & brand
45
NOLLENBERGER MCCULLOUGH INVESTMENT ADVISORS LLC moved its main office from SAUSALITO, CA to NEWPORT BEACH, CA. IAPD ↗
$137.6M RAUM · 2 reps · 415.287-5100 · nollmac.com
Office IT & facilitiesMarketing & brand
45
RESHAPE WEALTH moved its main office from JERSEY CITY, NJ to BOCA RATON, FL. IAPD ↗
$171.9M RAUM · 1 reps · 646-626-7902
Office IT & facilitiesMarketing & brand
45
COASTLINE COMPLETE WEALTH LLC moved its main office from BEAUFORT, SC to BLUFFTON, SC. IAPD ↗
$0 RAUM · 2 reps · 843-379-1300 · coastlinecw.com
Office IT & facilitiesMarketing & brand
40
SUNAMERICA ASSET MANAGEMENT, LLC moved its main office from JERSEY CITY, NJ to NEW YORK, NY. IAPD ↗institutional
$57.42B RAUM · 8 reps · 610-249-9586 · venerable.onlineprospectus.net
Office IT & facilitiesMarketing & brand
38
BEXIL ADVISERS LLC moved its main office from ROCHESTER, NY to WALPOLE, NH. IAPD ↗institutional
$262.4M RAUM · 3 reps · 212-785-0900 · bexil.com
Office IT & facilitiesMarketing & brand
38
FI401K ADVISORS moved its main office from GREENWOOD VILLAGE, CO to CENTENNIAL, CO. IAPD ↗institutional
$915.0M RAUM · 1 reps · 303-495-5890 · fi401k.com
Office IT & facilitiesMarketing & brand
35
MIDAS MANAGEMENT CORPORATION moved its main office from ROCHESTER, NY to WALPOLE, NH. IAPD ↗institutional
$52.1M RAUM · 4 reps · 212-785-0900
Office IT & facilitiesMarketing & brand
35
US INNOVATIVE TECHNOLOGY CAPITAL MANAGEMENT, LLC moved its main office from PITTSBURGH, PA to MOON TOWNSHIP, PA. IAPD ↗fund
$4.26B RAUM · 11 reps · 312-948-9899 · usitfund.com
Office IT & facilitiesMarketing & brand
35
ADVISORENGINE PORTFOLIO SOLUTIONS INC. moved its main office from RALEIGH, NC to NEW YORK, NY. IAPD ↗institutional
$35.0M RAUM · 2 reps · 888-225-7216 · advisorengine-portfolio-solutions.com
Office IT & facilitiesMarketing & brand
33
FRESHFORD CAPITAL MANAGEMENT, LLC moved its main office from RYE BROOK, NY to HARRISON, NY. IAPD ↗fund
$763.8M RAUM · 5 reps · 914-949-0250 · freshfordcapital.com
Office IT & facilitiesMarketing & brand
33
ANGELENO GROUP, LLC moved its main office from LOS ANGELES, CA to BEVERLY HILLS, CA. IAPD ↗fund
$532.0M RAUM · 7 reps · 310-552-2790 · angelenogroup.com
Office IT & facilitiesMarketing & brand
33
DISRUPTIVE TECHNOLOGY ADVISERS LLC moved its main office from AUSTIN, TX to DALLAS, TX. IAPD ↗fund
$890.7M RAUM · 3 reps · (214) 668-1536 · disruptive.tech
Office IT & facilitiesMarketing & brand
33
OLIVE TECHNOLOGY VENTURES MANAGEMENT, LLC moved its main office from MENLO PARK, CA to PALO ALTO, CA. IAPD ↗fund
$985.0M RAUM · 1 reps · 650-303-6964 · oliveam.com
Office IT & facilitiesMarketing & brand
30
NEW CATALYST moved its main office from MCLEAN, VA to WASHINGTON, DC. IAPD ↗fund
$185.0M RAUM · 7 reps · 202-240-8775 · newcatalystsp.com
Office IT & facilitiesMarketing & brand
aum crossed 500m — 34 Regulatory AUM crossed $500M.
70
FINANCIAL DESIGNS CORPORATION crossed $500M in regulatory AUM ($454.5M -> $507.9M). IAPD ↗
$507.9M RAUM · 3 reps · 909-626-1642
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
JACKSON, GRANT INVESTMENT ADVISERS, INC. crossed $500M in regulatory AUM ($499.0M -> $577.7M). IAPD ↗
$577.7M RAUM · 4 reps · 203-322-1198 · jacksongrant.us
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
FINANCIAL CONNECTIONS GROUP, INC. crossed $500M in regulatory AUM ($480.8M -> $624.6M). IAPD ↗
$624.6M RAUM · 3 reps · 415-924-1091
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
BGM WEALTH MANAGEMENT crossed $500M in regulatory AUM ($433.3M -> $517.5M). IAPD ↗
$517.5M RAUM · 5 reps · 952-844-2500
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
VOISARD ASSET MANAGEMENT GROUP crossed $500M in regulatory AUM ($490.2M -> $589.4M). IAPD ↗
$589.4M RAUM · 6 reps · 616-988-5778
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
MOWERY & SCHOENFELD WEALTH MANAGEMENT, LLC crossed $500M in regulatory AUM ($389.2M -> $524.4M). IAPD ↗
$524.4M RAUM · 6 reps · 847-247-8959
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
FINANCIAL & TAX ARCHITECTS, LLC crossed $500M in regulatory AUM ($443.0M -> $506.2M). IAPD ↗
$506.2M RAUM · 40 reps · 314-858-1122 · summitretirementplanning.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
BCR WEALTH STRATEGIES crossed $500M in regulatory AUM ($404.5M -> $528.1M). IAPD ↗
$528.1M RAUM · 7 reps · 205-298-1234
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
ABSOLUTE CAPITAL MANAGEMENT, LLC crossed $500M in regulatory AUM ($472.5M -> $554.0M). IAPD ↗
$554.0M RAUM · 2 reps · 412-388-1600 · abscapfunds.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
REIFY WEALTH ADVISORS, INC. crossed $500M in regulatory AUM ($445.5M -> $524.4M). IAPD ↗
$524.4M RAUM · 11 reps · 317-872-5090
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
GREENBUSH FINANCIAL GROUP, LLC crossed $500M in regulatory AUM ($498.2M -> $616.5M). IAPD ↗
$616.5M RAUM · 3 reps · 518-477-6686
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
QP CONSULTING crossed $500M in regulatory AUM ($497.9M -> $559.6M). IAPD ↗
$559.6M RAUM · 1 reps · 301-326-1521 · qp-consulting.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
TWELE CAPITAL MANAGEMENT, INC. crossed $500M in regulatory AUM ($484.4M -> $578.5M). IAPD ↗
$578.5M RAUM · 3 reps · 952 887 9253
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
PRAETORIAN GUARD, A DIVISION OF PRAETORIAN WEALTH MANAGEMENT,INC crossed $500M in regulatory AUM ($498.8M -> $598.7M). IAPD ↗
$598.7M RAUM · 8 reps · 831-622-9600 · praetorianguard.biz
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
LIFESTYLE ASSET MANAGEMENT, INC. crossed $500M in regulatory AUM ($399.2M -> $571.2M). IAPD ↗
$571.2M RAUM · 13 reps · 281-612-2035 · lsaminc.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
TWENTY-FIRST TAILORED SOLUTIONS, INC. crossed $500M in regulatory AUM ($450.2M -> $515.3M). IAPD ↗
$515.3M RAUM · 1 reps · 914-589-6152
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
DEFENDER CAPITAL crossed $500M in regulatory AUM ($442.0M -> $510.0M). IAPD ↗
$510.0M RAUM · 2 reps · 704-373-1716
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
BOYUM WEALTH ARCHITECTS LLC crossed $500M in regulatory AUM ($316.2M -> $564.0M). IAPD ↗
$564.0M RAUM · 9 reps · 651-289-6444 · myboyum.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
NAVIGATE PRIVATE WEALTH, LLC crossed $500M in regulatory AUM ($462.6M -> $529.2M). IAPD ↗
$529.2M RAUM · 7 reps · 801-676-4588 · navigateprivatewealth.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
ZURAW FINANCIAL ADVISORS, LLC crossed $500M in regulatory AUM ($444.1M -> $504.4M). IAPD ↗
$504.4M RAUM · 1 reps · 336. 290 7062 EXT 101
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
FINANCIAL FOCUS LLC crossed $500M in regulatory AUM ($453.0M -> $800.0M). IAPD ↗
$800.0M RAUM · 5 reps · 760-431-3040 · financialfocusllc.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
SGH WEALTH MANAGEMENT crossed $500M in regulatory AUM ($453.7M -> $561.8M). IAPD ↗
$561.8M RAUM · 6 reps · (248) 731-0029
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
XYPN INVEST crossed $500M in regulatory AUM ($321.0M -> $881.5M). IAPD ↗
$881.5M RAUM · 34 reps · (360) 301-7579 · onyxfn.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
O'KEEFE STEVENS ADVISORY, INC. crossed $500M in regulatory AUM ($424.9M -> $585.6M). IAPD ↗
$585.6M RAUM · 4 reps · 585-340-6538 · okeefestevens.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
MATHESON & ROCK WEALTH MANAGEMENT, LLC crossed $500M in regulatory AUM ($435.0M -> $530.0M). IAPD ↗
$530.0M RAUM · 3 reps · 800-682-3937
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
BENEFIT FIDUCIARY GROUP LLC crossed $500M in regulatory AUM ($466.6M -> $529.4M). IAPD ↗
$529.4M RAUM · 2 reps · 804-457-2309
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
ABLE WEALTH MANAGEMENT LLC crossed $500M in regulatory AUM ($322.1M -> $579.5M). IAPD ↗
$579.5M RAUM · 6 reps · 212-634-7842
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
SAGE ADVISORS, LLC crossed $500M in regulatory AUM ($482.4M -> $575.1M). IAPD ↗
$575.1M RAUM · 4 reps · 206-516-7991 · sageadvisorsllc.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
EDGEROCK WEALTH MANAGEMENT crossed $500M in regulatory AUM ($470.5M -> $578.9M). IAPD ↗
$578.9M RAUM · 13 reps · 303.780.7350
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
25 FINANCIAL crossed $500M in regulatory AUM ($415.0M -> $545.0M). IAPD ↗
$545.0M RAUM · 8 reps · 314-530-2858 · 25financial.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
MARIDEA WEALTH MANAGEMENT crossed $500M in regulatory AUM ($469.2M -> $958.7M). IAPD ↗
$958.7M RAUM · 15 reps · 347-289-5227 · marideawealth.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
60
HUSSMAN STRATEGIC ADVISORS INC crossed $500M in regulatory AUM ($497.3M -> $617.4M). IAPD ↗institutional
$617.4M RAUM · 2 reps · 410-715-1130 · hussman.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
55
TURAS CAPITAL MANAGEMENT crossed $500M in regulatory AUM ($363.3M -> $613.5M). IAPD ↗fund
$613.5M RAUM · 2 reps · (781)-691-9982 · turascap.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
40
BG INVESTMENT SERVICES, LLC crossed $500M in regulatory AUM ($439.9M -> $868.5M). IAPD ↗foreign
$868.5M RAUM · 5 reps · 671-472-5490 · asctrust.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
custody started — 33 Firm now reports custody of client assets — surprise exams and controls follow.
70
PINEBRIDGE INVESTMENTS LLC now reports custody of client assets ($7.42B). IAPD ↗
$71.09B RAUM · 115 reps · (646) 857-8000
ComplianceCustodian
70
EVOLVE PRIVATE WEALTH, LLC now reports custody of client assets ($467.0M). IAPD ↗
$2.15B RAUM · 10 reps · (424) 500-4601 · evolvepw.com
ComplianceCustodian
68
NORTHERN FINANCIAL ADVISORS, INC now reports custody of client assets ($90.4M). IAPD ↗
$684.0M RAUM · 9 reps · 248-985-1632 · northernfinancialadvisors.com
ComplianceCustodian
68
KEYSTONE GLOBAL PARTNERS LLC now reports custody of client assets ($273.5M). IAPD ↗
$512.7M RAUM · 2 reps · 646-998-8141
ComplianceCustodian
68
CODE WAECHTER LLC now reports custody of client assets ($81.5M). IAPD ↗
$409.0M RAUM · 5 reps · 813-287-8775
ComplianceCustodian
68
TRUFP now reports custody of client assets ($1.1M). IAPD ↗
$421.7M RAUM · 4 reps · 770-205-4394
ComplianceCustodian
68
MID-AMERICAN WEALTH ADVISORY GROUP now reports custody of client assets ($83.0M). IAPD ↗
$335.6M RAUM · 6 reps · 816-640-5888
ComplianceCustodian
68
VERACITY CAPITAL LLC now reports custody of client assets ($110.9M). IAPD ↗
$695.4M RAUM · 11 reps · 844-508-7884
ComplianceCustodian
68
SCHMIDT FINANCIAL MANAGEMENT now reports custody of client assets ($89.5M). IAPD ↗
$492.9M RAUM · 2 reps · 425-893-9195 · schmidtfm.com
ComplianceCustodian
68
FPNAVIGATORS now reports custody of client assets ($22.1M). IAPD ↗
$355.1M RAUM · 5 reps · 763-265-4450 · fpnavigators.com
ComplianceCustodian
68
SCHLEGEL DUNN LLC now reports custody of client assets ($13.6M). IAPD ↗
$279.1M RAUM · 3 reps · (972) 327-3607 · schlegeldunn.com
ComplianceCustodian
68
FIVE CORNERS FINANCIAL SERVICES now reports custody of client assets ($41). IAPD ↗
$292.0M RAUM · 2 reps · 508-297-2033 · 5cornersfinancial.com
ComplianceCustodian
65
DEL-SETTE CAPITAL MANAGEMENT, LLC now reports custody of client assets ($78.5M). IAPD ↗
$192.5M RAUM · 5 reps · 518-793-3851
ComplianceCustodian
65
PEAK WEALTH MANAGEMENT LLC now reports custody of client assets ($26.5M). IAPD ↗
$156.1M RAUM · 3 reps · 603-488-2476
ComplianceCustodian
65
BAYBRIDGE CAPITAL GROUP, LLC now reports custody of client assets ($65.7M). IAPD ↗
$192.9M RAUM · 2 reps · (888) 440-2224 · baybridgecg.com
ComplianceCustodian
65
PASSPORT WEALTH MANAGEMENT now reports custody of client assets ($17.6M). IAPD ↗
$115.3M RAUM · 1 reps · (704) 457-0060 · passportwm.com
ComplianceCustodian
65
ELYSIUM WEALTH MANAGEMENT, LLC now reports custody of client assets ($107.2M). IAPD ↗
$159.2M RAUM · 8 reps · 385-276-4716 · saltwealthpartners.com
ComplianceCustodian
65
GRP RETIREMENT PLANNING now reports custody of client assets ($74.4M). IAPD ↗
$155.3M RAUM · 5 reps · (207) 622-4494 · grplans.com
ComplianceCustodian
65
STRIVE RETIREMENT GROUP now reports custody of client assets ($1.5M). IAPD ↗
$1.5M RAUM · 3 reps · 407-357-0123
ComplianceCustodian
65
RIVER CRESCENT ADVISORS, LLC now reports custody of client assets ($102). IAPD ↗
$136.8M RAUM · 2 reps · (757) 651-9305 · rivercrescentadvisors.com
ComplianceCustodian
65
KINGDOM LEGACY ADVISORS now reports custody of client assets ($8.7M). IAPD ↗
$196.5M RAUM · 1 reps · (952) 697-2225 · kingdomlegacyadv.com
ComplianceCustodian
65
MPM ADVISORS GROUP LLC now reports custody of client assets ($8.7M). IAPD ↗
$116.1M RAUM · 2 reps · 315-461-0414
ComplianceCustodian
65
CLOVER LEAF FINANCIAL LLC now reports custody of client assets ($1.1M). IAPD ↗
$76.8M RAUM · 2 reps · 585-899-3940 · cloverleafteam.com
ComplianceCustodian
65
BORABOND, LLC now reports custody of client assets ($83,085). IAPD ↗
$83,085 RAUM · 1 reps · 313-247-4604 · borabond.com
ComplianceCustodian
65
ALTURA WEALTH ADVISORS now reports custody of client assets ($2.5M). IAPD ↗
$234.9M RAUM · 3 reps · (757) 834-7606 · alturawealth.com
ComplianceCustodian
65
EQV ADVISORY, LLC now reports custody of client assets ($2.3M). IAPD ↗
$106.8M RAUM · 3 reps · 919-842-3000 · eqvadvisory.com
ComplianceCustodian
65
PACIFIC POINT WEALTH MANAGEMENT now reports custody of client assets. IAPD ↗
$6.5M RAUM · 5 reps · (858)-248-7054
ComplianceCustodian
65
ACP INVESTMENT MANAGEMENT now reports custody of client assets ($418,168). IAPD ↗
$131.9M RAUM · 3 reps · 808-657-6511
ComplianceCustodian
53
TOURMALET ADVISORS, LP now reports custody of client assets ($267.9M). IAPD ↗fund
$267.9M RAUM · 2 reps · 203-256-0114
ComplianceCustodian
53
TURAS CAPITAL MANAGEMENT now reports custody of client assets. IAPD ↗fund
$613.5M RAUM · 2 reps · (781)-691-9982 · turascap.com
ComplianceCustodian
50
LATTIS MANAGEMENT LP now reports custody of client assets ($183.2M). IAPD ↗fund
$209.3M RAUM · 5 reps · +1 212 204 1688
ComplianceCustodian
50
VIRIDIAN CAPITAL now reports custody of client assets ($33.2M). IAPD ↗fund
$33.2M RAUM · 5 reps · 914-589-5969
ComplianceCustodian
50
V29 CAPITAL MANAGEMENT, LLC now reports custody of client assets ($332.1M). IAPD ↗fund
$166.1M RAUM · 2 reps · 203-994-9016
ComplianceCustodian
disclosure added — 21 Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
55
OPPENHEIMER & CO. INC.'s Item 11 disclosure-reporting entries rose by 3 (100 -> 103). IAPD ↗
$32.42B RAUM · 1295 reps · 212-668-8000 · oppenheimer.com
ComplianceMarketing & brand
55
EDWARD JONES's Item 11 disclosure-reporting entries rose by 1 (263 -> 264). IAPD ↗
$824.99B RAUM · 22226 reps · 314-515-2000
ComplianceMarketing & brand
55
STIFEL, NICOLAUS & COMPANY, INCORPORATED's Item 11 disclosure-reporting entries rose by 16 (210 -> 226). IAPD ↗
$171.21B RAUM · 3045 reps · 314-342-2000 · pbmstifel.com
ComplianceMarketing & brand
55
LPL FINANCIAL LLC's Item 11 disclosure-reporting entries rose by 8 (326 -> 334). IAPD ↗
$618.92B RAUM · 28347 reps · 704-733-3300
ComplianceMarketing & brand
55
CITIGROUP GLOBAL MARKETS INC.'s Item 11 disclosure-reporting entries rose by 1 (176 -> 177). IAPD ↗
$46.87B RAUM · 4267 reps · 212-816-6000 · citi.com
ComplianceMarketing & brand
55
A.G.P / ALLIANCE GLOBAL PARTNERS's Item 11 disclosure-reporting entries rose by 3 (10 -> 13). IAPD ↗
$2.30B RAUM · 140 reps · 800-727-7922 · coleaaronson.com
ComplianceMarketing & brand
55
PRIMERICA ADVISORS's Item 11 disclosure-reporting entries rose by 4 (41 -> 45). IAPD ↗
$11.16B RAUM · 3732 reps · 833-786-0550
ComplianceMarketing & brand
55
PARTHENON LLC's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗
$1.22B RAUM · 5 reps · 502-327-5660 · parthenonllc.com
ComplianceMarketing & brand
55
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.'s Item 11 disclosure-reporting entries rose by 3 (79 -> 82). IAPD ↗
$102.41B RAUM · 3327 reps · 641-472-5100
ComplianceMarketing & brand
55
ALPHASTAR CAPITAL MANAGEMENT's Item 11 disclosure-reporting entries rose by 2 (2 -> 4). IAPD ↗
$1.84B RAUM · 109 reps · 855-340-2514 · alphastarcm.com
ComplianceMarketing & brand
55
THE PATRIOT FINANCIAL GROUP, LLC's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗
$2.41B RAUM · 37 reps · 508-251-6100
ComplianceMarketing & brand
55
PINEBRIDGE INVESTMENTS LLC's Item 11 disclosure-reporting entries rose by 6 (0 -> 6). IAPD ↗
$71.09B RAUM · 115 reps · (646) 857-8000
ComplianceMarketing & brand
50
SPECTRUM ADVISORS, INC.'s Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗
$149.0M RAUM · 4 reps · 972-931-3700 · spectrumadvisors.net
ComplianceMarketing & brand
50
4WEALTH ADVISORS, INC.'s Item 11 disclosure-reporting entries rose by 3 (0 -> 3). IAPD ↗
$246.9M RAUM · 9 reps · 708-695-5300
ComplianceMarketing & brand
45
AST INVESTMENT SERVICES, INC.'s Item 11 disclosure-reporting entries rose by 1 (31 -> 32). IAPD ↗institutional
$93.54B RAUM · 12 reps · 973-802-9908 · prudential.com
ComplianceMarketing & brand
40
PRUCO SECURITIES, LLC's Item 11 disclosure-reporting entries rose by 1 (37 -> 38). IAPD ↗institutional
$0 RAUM · 0 reps · 973-802-6000 · prudential.com
ComplianceMarketing & brand
40
INDUSTRY VENTURES, L.L.C.'s Item 11 disclosure-reporting entries rose by 25 (0 -> 25). IAPD ↗fund
$8.36B RAUM · 27 reps · 415-273-4201
ComplianceMarketing & brand
40
BOFA SECURITIES, INC.'s Item 11 disclosure-reporting entries rose by 1 (141 -> 142). IAPD ↗institutional
$0 RAUM · 317 reps · 646-743-2734 · bankofamerica.com
ComplianceMarketing & brand
38
MIRI CAPITAL MANAGEMENT LLC's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗fund
$494.7M RAUM · 4 reps · 617-938-3843 · miricapital.com
ComplianceMarketing & brand
25
CANDRIAM S.C.A.'s Item 11 disclosure-reporting entries rose by 5 (20 -> 25). IAPD ↗foreign
$128.74B RAUM · 298 reps · +352 27 97 39 23
ComplianceMarketing & brand
23
BASELINE WEALTH MANAGEMENT LTD.'s Item 11 disclosure-reporting entries rose by 3 (0 -> 3). IAPD ↗foreign
$853.4M RAUM · 9 reps · +41 58 105 76 20 · baselinewealth.com
ComplianceMarketing & brand
aum crossed 1b — 16 Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
85
RANDOLPH CO INC crossed $1B in regulatory AUM ($940.9M -> $1.08B). IAPD ↗
$1.08B RAUM · 2 reps · (513) 891-7144 · therandolphcompany.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
FINANCIAL CONSULATE crossed $1B in regulatory AUM ($930.0M -> $1.10B). IAPD ↗
$1.10B RAUM · 13 reps · 410-823-7283 · financialphysical.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
FPL CAPITAL MANAGEMENT, LLC crossed $1B in regulatory AUM ($885.2M -> $1.08B). IAPD ↗
$1.08B RAUM · 3 reps · 504-828-1969
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
WHALEROCK POINT PARTNERS, LLC crossed $1B in regulatory AUM ($757.4M -> $1.04B). IAPD ↗
$1.04B RAUM · 4 reps · 401-228-7799 · wrpoint.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
KING WEALTH MANAGEMENT GROUP, LLC crossed $1B in regulatory AUM ($931.3M -> $1.08B). IAPD ↗
$1.08B RAUM · 8 reps · 518-306-5640 · kingwealthmanagementgroup.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
RPG INVESTMENT ADVISORY, LLC crossed $1B in regulatory AUM ($858.5M -> $1.04B). IAPD ↗
$1.04B RAUM · 2 reps · (925) 384-0071 · rpgadvisory.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
WEST PACES ADVISORS, INC. crossed $1B in regulatory AUM ($927.9M -> $1.01B). IAPD ↗
$1.01B RAUM · 5 reps · (404) 478-3030
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
AERODIGM WEALTH LLC crossed $1B in regulatory AUM ($819.9M -> $1.46B). IAPD ↗
$1.46B RAUM · 5 reps · (503) 697-4118 · delapwa.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
BALBOA WEALTH PARTNERS, INC. crossed $1B in regulatory AUM ($804.8M -> $1.04B). IAPD ↗
$1.04B RAUM · 23 reps · 949-445-1465
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
OBSIDIAN CIO, LLC crossed $1B in regulatory AUM ($964.5M -> $1.28B). IAPD ↗
$1.28B RAUM · 4 reps · 917-403-2622 · obsidiancio.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
ASCENTIS INDEPENDENT ADVISORS, LLC crossed $1B in regulatory AUM ($880.4M -> $1.65B). IAPD ↗
$1.65B RAUM · 25 reps · 866-273-1563 · marshallwealthadvisors.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
GREAT HILL CAPITAL, LLC crossed $1B in regulatory AUM ($631.8M -> $1.01B). IAPD ↗
$1.01B RAUM · 1 reps · 212-951-1478
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
INDIVISIBLE PARTNERS crossed $1B in regulatory AUM ($421.3M -> $1.55B). IAPD ↗
$1.55B RAUM · 3 reps · 732-306-5490 · linkedin.company
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
MATAURO, LLC crossed $1B in regulatory AUM ($703.1M -> $1.05B). IAPD ↗
$1.05B RAUM · 10 reps · 845-273-6211 · matauro.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
70
ALBION RIVER crossed $1B in regulatory AUM ($726.3M -> $2.06B). IAPD ↗fund
$2.06B RAUM · 4 reps · +1 (571) 321-5328 · albionriver.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
55
BMO NESBITT BURNS SECURITIES LTD. crossed $1B in regulatory AUM ($932.0M -> $1.20B). IAPD ↗foreign
$1.20B RAUM · 216 reps · 416-624-5509 · uswealth.bmo.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
reorganization — 15 Item 4A succession where the acquired firm is the same business (entity change, not a deal).
45
LEGACY WEALTH MANAGEMENT INC filed an Item 4A succession naming LEGACY WEALTH MANAGEMENT INC (CRD 108619) — an entity change, not a deal. IAPD ↗
$2.36B RAUM · 14 reps · 901-758-9006
Integration & migration consultingCompliance
45
XPONANCE LLC filed an Item 4A succession naming XPONANCE, INC. (CRD 111126) — an entity change, not a deal. IAPD ↗
$20.49B RAUM · 15 reps · 215-567-1100
Integration & migration consultingCompliance
45
TOLLESON PRIVATE WEALTH MANAGEMENT filed an Item 4A succession naming TOLLESON PRIVATE WEALTH MANAGEMENT (CRD 111838) — an entity change, not a deal. IAPD ↗
$8.76B RAUM · 76 reps · 214-252-3250
Integration & migration consultingCompliance
45
EJF CAPITAL LP filed an Item 4A succession naming EJF CAPITAL LP (CRD 138854) — an entity change, not a deal. IAPD ↗
$6.51B RAUM · 20 reps · 703-997-5728 · ejfi.com
Integration & migration consultingCompliance
45
AERODIGM WEALTH LLC filed an Item 4A succession naming DELAP WEALTH ADVISORY, LLC (CRD 282312) — an entity change, not a deal. IAPD ↗
$1.46B RAUM · 5 reps · (503) 697-4118 · delapwa.com
Integration & migration consultingCompliance
45
MARTEL WEALTH ADVISORS, LLC filed an Item 4A succession naming MARTEL WEALTH ADVISORS INC (CRD 296896) — an entity change, not a deal. IAPD ↗
$1.46B RAUM · 12 reps · 360-694-9940
Integration & migration consultingCompliance
43
HAMEL ASSOCIATES,INC. filed an Item 4A succession naming HAMEL ASSOCIATES,INC. (CRD 107128) — an entity change, not a deal. IAPD ↗
$514.6M RAUM · 5 reps · 973-665-1400 · hamelassociatesinc.com
Integration & migration consultingCompliance
43
PARK PLACE CAPITAL CORPORATION filed an Item 4A succession naming PARK PLACE CAPITAL CORPORATION (CRD 107952) — an entity change, not a deal. IAPD ↗
$724.0M RAUM · 5 reps · 800-459-9084 · nashcap.com
Integration & migration consultingCompliance
43
E & G ADVISORS, LLC filed an Item 4A succession naming E & G ADVISORS, LP (CRD 130550) — an entity change, not a deal. IAPD ↗
$706.9M RAUM · 4 reps · 713-880-5819 · eandgadvisors.com
Integration & migration consultingCompliance
40
ROYAL PALMS CAPITAL, LLC filed an Item 4A succession naming ROYAL PALMS CAPITAL, LLC (CRD 135304) — an entity change, not a deal. IAPD ↗
$101.1M RAUM · 1 reps · 310 265-5939 · royalpalmscapital.com
Integration & migration consultingCompliance
40
NIERENBERG INVESTMENT MANAGEMENT COMPANY, LLC filed an Item 4A succession naming NIERENBERG INVESTMENT MANAGEMENT COMPANY, INC. (CRD 155416) — an entity change, not a deal. IAPD ↗
$204.3M RAUM · 3 reps · 360-604-8600 · d3familyfunds.com
Integration & migration consultingCompliance
40
CALIXTO GLOBAL PARTNERS LLC filed an Item 4A succession naming CALIXTO GLOBAL INVESTORS, LP (CRD 171687) — an entity change, not a deal. IAPD ↗
$55.8M RAUM · 2 reps · 305-602-3400
Integration & migration consultingCompliance
35
NLG CAPITAL, INC. filed an Item 4A succession naming NLG CAPITAL, INC. (CRD 109396) — an entity change, not a deal. IAPD ↗institutional
$45.31B RAUM · 48 reps · 802-229-3773
Integration & migration consultingCompliance
13
BG INVESTMENT SERVICES, LLC filed an Item 4A succession naming BG INVESTMENT SERVICES, INC. (CRD 281716) — an entity change, not a deal. IAPD ↗foreign
$868.5M RAUM · 5 reps · 671-472-5490 · asctrust.com
Integration & migration consultingCompliance
10
RADIX FINANCIAL, LLC filed an Item 4A succession naming RADIX FINANCIAL, LLC (CRD 171159) — an entity change, not a deal. IAPD ↗foreign
$231.6M RAUM · 2 reps · 405-673-5066 · radixfinancial.com
Integration & migration consultingCompliance
aum down — 12 Regulatory AUM down >=25% since last filing.
50
CHAMPLAIN INVESTMENT PARTNERS, LLC reported RAUM down 37% ($16.25B -> $10.18B). IAPD ↗
$10.18B RAUM · 12 reps · (802) 846-6200 · cipvt.com
M&A & valuationRecruiting & transitions
48
NEPSIS, INC. reported RAUM down 31% ($497.8M -> $344.5M). IAPD ↗
$344.5M RAUM · 18 reps · 952-746-2003
M&A & valuationRecruiting & transitions
48
NUANCE INVESTMENTS, LLC reported RAUM down 65% ($2.85B -> $984.3M). IAPD ↗
$984.3M RAUM · 3 reps · 816-743-7080 · nuanceinvestments.com
M&A & valuationRecruiting & transitions
45
FINANCIAL SERVICE GROUP INC reported RAUM down 34% ($324.7M -> $215.0M). IAPD ↗
$215.0M RAUM · 3 reps · 262-554-4500
M&A & valuationRecruiting & transitions
45
LONGBOARD ASSET MANAGEMENT reported RAUM down 27% ($141.7M -> $103.8M). IAPD ↗
$103.8M RAUM · 5 reps · 800-290-8319
M&A & valuationRecruiting & transitions
45
CHANNEL INVESTMENT PARTNERS reported RAUM down 78% ($34.4M -> $7.6M). IAPD ↗
$7.6M RAUM · 2 reps · 571-721-1852 · channelinvestmentpartners.com
M&A & valuationRecruiting & transitions
35
HERON VIEW PARTNERS LLC reported RAUM down 96% ($73.24B -> $3.13B). IAPD ↗fund
$3.13B RAUM · 18 reps · 929-999-6381 · heronviewpartners.com
M&A & valuationRecruiting & transitions
35
POLARIS CAPITAL MANAGEMENT, LLC reported RAUM down 39% ($8.90B -> $5.45B). IAPD ↗fund
$5.45B RAUM · 10 reps · 617-951-1365 · polariscapital.com
M&A & valuationRecruiting & transitions
35
PROMUS ASSET MANAGEMENT, LLC reported RAUM down 53% ($2.88B -> $1.34B). IAPD ↗fund
$1.34B RAUM · 7 reps · 312-784-3990 · promusholdings.com
M&A & valuationRecruiting & transitions
35
ACQUIRERS FUNDS, LLC reported RAUM down 28% ($46.0M -> $33.1M). IAPD ↗institutional
$33.1M RAUM · 1 reps · 646-535-8629
M&A & valuationRecruiting & transitions
18
ATYANT CAPITAL MANAGEMENT LTD reported RAUM down 37% ($742.6M -> $470.2M). IAPD ↗foreign
$470.2M RAUM · 0 reps · (230) 212-9800
M&A & valuationRecruiting & transitions
15
VENTUM ADVISORS CORP. reported RAUM down 99% ($25.4M -> $355,082). IAPD ↗foreign
$355,082 RAUM · 1 reps · 416-572-5523 · ventumadvisors.com
M&A & valuationRecruiting & transitions
private funds started — 11 Firm reports private funds for the first time.
75
WEALTHPLAN INVESTMENT MANAGEMENT LLC now reports 1 private fund(s) ($0 gross). IAPD ↗
$2.19B RAUM · 14 reps · 402-691-0200 · wealthplan.group
Fund administrationCompliance
75
EVOLVE PRIVATE WEALTH, LLC now reports 1 private fund(s) ($0 gross). IAPD ↗
$2.15B RAUM · 10 reps · (424) 500-4601 · evolvepw.com
Fund administrationCompliance
75
BROWN BROTHERS HARRIMAN CREDIT PARTNERS, LLC now reports 8 private fund(s) ($3.62B gross). IAPD ↗
$55.22B RAUM · 29 reps · 212-483-1818 · bbh.com
Fund administrationCompliance
60
O'CONNOR ALTERNATIVE INVESTMENTS, LLC now reports 2 private fund(s) ($7.54B gross). IAPD ↗fund
$10.27B RAUM · 4 reps · 212-915-1722
Fund administrationCompliance
58
TOURMALET ADVISORS, LP now reports 3 private fund(s) ($227.9M gross). IAPD ↗fund
$267.9M RAUM · 2 reps · 203-256-0114
Fund administrationCompliance
58
TURAS CAPITAL MANAGEMENT now reports 1 private fund(s) ($0 gross). IAPD ↗fund
$613.5M RAUM · 2 reps · (781)-691-9982 · turascap.com
Fund administrationCompliance
58
KR CAPITAL LP now reports 1 private fund(s) ($0 gross). IAPD ↗fund
$792.4M RAUM · 10 reps · 212-317-0409 · krlp.com
Fund administrationCompliance
55
LATTIS MANAGEMENT LP now reports 2 private fund(s) ($183.2M gross). IAPD ↗fund
$209.3M RAUM · 5 reps · +1 212 204 1688
Fund administrationCompliance
55
CATCHMENT CAPITAL, L.P. now reports 3 private fund(s) ($147.7M gross). IAPD ↗fund
$147.7M RAUM · 8 reps · 212-400-7300 · catchmentcapital.com
Fund administrationCompliance
55
HARBINGER SPORTS PARTNERS now reports 1 private fund(s) ($100.0M gross). IAPD ↗fund
$100.0M RAUM · 8 reps · 973-420-1358 · harbingersportspartners.com
Fund administrationCompliance
55
V29 CAPITAL MANAGEMENT, LLC now reports 2 private fund(s) ($166.1M gross). IAPD ↗fund
$166.1M RAUM · 2 reps · 203-994-9016
Fund administrationCompliance
planning started — 5 Firm now reports offering financial planning (Item 5G(1)). They need planning software.
80
CUMBERLAND ADVISORS now offers financial planning (Item 5G(1)). IAPD ↗
$3.22B RAUM · 18 reps · 800-257-7013 · google.com
Financial planning softwareCRM
78
GENERATIONAL PRIVATE WEALTH now offers financial planning (Item 5G(1)). IAPD ↗
$263.4M RAUM · 3 reps · 571-244-8764 · genprivatewealth.com
Financial planning softwareCRM
75
UNIFIED INVESTMENT MANAGEMENT now offers financial planning (Item 5G(1)). IAPD ↗
$150.6M RAUM · 2 reps · (404) 920-4768 · unifiedim.com
Financial planning softwareCRM
75
ELEVATED PRIVATE WEALTH now offers financial planning (Item 5G(1)). IAPD ↗
$122.7M RAUM · 4 reps · 715-797-3358 · elevatedprivatewealth.com
Financial planning softwareCRM
75
PACIFIC POINT WEALTH MANAGEMENT now offers financial planning (Item 5G(1)). IAPD ↗
$6.5M RAUM · 5 reps · (858)-248-7054
Financial planning softwareCRM
wrap program started — 2 Firm began participating in a wrap-fee program (Item 5I(1)).
65
EMERALD INVESTMENT ADVISERS, LLC began participating in a wrap-fee program. IAPD ↗
$2.26B RAUM · 12 reps · 717-556-8900 · teamemerald.com
Portfolio / reporting / TAMPCompliance
63
PINVEST began participating in a wrap-fee program. IAPD ↗
$377.5M RAUM · 2 reps · 786 244-7346 786 458-8491 · pinvestcapital.com
Portfolio / reporting / TAMPCompliance

Tributary reads the SEC's public Form ADV roster and reports what changed. It does not verify filings; confirm on IAPD before acting. Not investment, legal, or compliance advice.