← Tributary

What changed in the February 2025 SEC adviser roster

1330 events across 1036 firms · 1065 at US wealth-management firms · source: SEC Form ADV monthly roster · generated 2026-10-05

360state expansion
134aum up
114new office
110new registration
93planning clients up
88deregistered
70disclosure added
55headcount up
47pending approved
47relocation
40rename
34custody started

Top 25 signals — US wealth firms

98
CAP SIX ADVISORS (HOUSTON, TX) is newly SEC-registered with $279.4M RAUM and 3 advisory reps. IAPD ↗
$279.4M RAUM · 3 reps · 281-671-7982 · cap-six.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
GCM GROSVENOR L.P. filed an Item 4A succession naming GCM CUSTOMIZED FUND INVESTMENT GROUP, L.P. (CRD 169155) — one firm absorbed the other. IAPD ↗
$82.44B RAUM · 159 reps · 312-506-6500
Integration & migration consultingCRMCompliancePortfolio / reporting / TAMP
95
HOFFMANN HERMANSON (DENVER, CO) is newly SEC-registered with $148.0M RAUM and 2 advisory reps. IAPD ↗
$148.0M RAUM · 2 reps · 303-946-1810 · hoffmannhermanson.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
HARDING FINANCIAL GROUP, LLC. (WESTERVILLE, OH) is newly SEC-registered with $138.5M RAUM and 1 advisory reps. IAPD ↗
$138.5M RAUM · 1 reps · 614-515-4722
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
WALLENDER, TIMOTHY JOSEPH (MANHATTAN BEACH, CA) is newly SEC-registered with $114.9M RAUM and 0 advisory reps. IAPD ↗
$114.9M RAUM · 0 reps · 310-318-3255 · strategicindex.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
ALEXANDER CAPITAL ADVISORS, LLC (NEW CANAAN, CT) is newly SEC-registered with $100.2M RAUM and 1 advisory reps. IAPD ↗
$100.2M RAUM · 1 reps · 203-966-7707 · alexcapadv.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
FIDELIS FINANCIAL PLANNING, LLC (SAINT CHARLES, MO) is newly SEC-registered with $140.0M RAUM and 2 advisory reps. IAPD ↗
$140.0M RAUM · 2 reps · 636-922-9252
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
FINLEY WEALTH ADVISORS (ESTERO, FL) is newly SEC-registered with $114.6M RAUM and 3 advisory reps. IAPD ↗
$114.6M RAUM · 3 reps · 239-267-7500 · mywealthadvisor.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
STEMBROOK ASSET MANAGEMENT, LLC (RED BANK, NJ) is newly SEC-registered with $129.3M RAUM and 2 advisory reps. IAPD ↗
$129.3M RAUM · 2 reps · 201-484-0063
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
SULLIVAN INVESTMENTS GROUP, LLC (location n/a) is newly SEC-registered with $127.5M RAUM and 2 advisory reps. IAPD ↗
$127.5M RAUM · 2 reps · (561) 400-3488 · sullivaninvestments.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
A J FELDMAN FINANCIAL, LLC (location n/a) is newly SEC-registered with $111.4M RAUM and 1 advisory reps. IAPD ↗
$111.4M RAUM · 1 reps · 847-607-8249 · ajfeldmanfinancial.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
PINNACLE STRATEGIC WEALTH MANAGEMENT, LLC. (KING OF PRUSSIA, PA) is newly SEC-registered with $122.2M RAUM and 2 advisory reps. IAPD ↗
$122.2M RAUM · 2 reps · 267-221-6305
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
BARNETT CAPITAL ADVISORS LLC (MIAMI, FL) is newly SEC-registered with $121.9M RAUM and 2 advisory reps. IAPD ↗
$121.9M RAUM · 2 reps · 305-328-8538 · barnettcapitaladvisors.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
DONALIES FINANCIAL PLANNING, LLC (WASHINGTON, DC) is newly SEC-registered with $100.1M RAUM and 1 advisory reps. IAPD ↗
$100.1M RAUM · 1 reps · 240-888-2573 · donaliesfp.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
JGC TAX & WEALTH MANAGEMENT (SALEM, OR) is newly SEC-registered with $110.0M RAUM and 3 advisory reps. IAPD ↗
$110.0M RAUM · 3 reps · 503-304-9248 · app.modestspark.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
PROFUSION FINANCIAL (ST. LOUIS, MO) is newly SEC-registered with $124.9M RAUM and 2 advisory reps. IAPD ↗
$124.9M RAUM · 2 reps · (314) 441-6107
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
LIFE STRATEGIES, INC. (LA JOLLA, CA) is newly SEC-registered with $112.0M RAUM and 1 advisory reps. IAPD ↗
$112.0M RAUM · 1 reps · 916-541-3846 · lifestrategies.advisorwebsite.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
RUGGIERO INVESTMENTS (WEST PALM BEACH, FL) is newly SEC-registered with $114.0M RAUM and 3 advisory reps. IAPD ↗
$114.0M RAUM · 3 reps · (561) 406-5505
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
ANKERSTAR WEALTH, LLC (ROUND ROCK, TX) is newly SEC-registered with $109.9M RAUM and 6 advisory reps. IAPD ↗
$109.9M RAUM · 6 reps · 512-614-0085
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
CAPITAL CITY WEALTH MANAGEMENT, INC. (BISMARCK, ND) is newly SEC-registered with $126.0M RAUM and 2 advisory reps. IAPD ↗
$126.0M RAUM · 2 reps · (701) 250-7220
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
S. WILLIAMS CAPITAL, LLC (NEW YORK, NY) is newly SEC-registered with $25.2M RAUM and 1 advisory reps. IAPD ↗
$25.2M RAUM · 1 reps · 646-375-5325 · swilliamscapital.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
INVISOR (SENECA, KS) is newly SEC-registered with $167.3M RAUM and 4 advisory reps. IAPD ↗
$167.3M RAUM · 4 reps · 785-334-4100 · goinvisor.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
HANKE & CO. WEALTH MANAGEMENT, LLC (SAN FRANCISCO, CA) is newly SEC-registered with $145.4M RAUM and 2 advisory reps. IAPD ↗
$145.4M RAUM · 2 reps · 415-781-6300
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
HADDONFIELD FINANCIAL PLANNING LLC (HADDONFIELD, NJ) is newly SEC-registered with $104.9M RAUM and 3 advisory reps. IAPD ↗
$104.9M RAUM · 3 reps · 856-795-0471
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
RESOLUTE CAPITAL, LLC (GREENVILLE, SC) is newly SEC-registered with $180.9M RAUM and 7 advisory reps. IAPD ↗
$180.9M RAUM · 7 reps · (864) 800-1831 · retiretrunorth.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

By buying window

Who should be calling whom this month.

CRM 420 firms

98
CAP SIX ADVISORS (HOUSTON, TX) is newly SEC-registered with $279.4M RAUM and 3 advisory reps. IAPD ↗
$279.4M RAUM · 3 reps · 281-671-7982 · cap-six.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
GCM GROSVENOR L.P. filed an Item 4A succession naming GCM CUSTOMIZED FUND INVESTMENT GROUP, L.P. (CRD 169155) — one firm absorbed the other. IAPD ↗
$82.44B RAUM · 159 reps · 312-506-6500
Integration & migration consultingCRMCompliancePortfolio / reporting / TAMP
95
HOFFMANN HERMANSON (DENVER, CO) is newly SEC-registered with $148.0M RAUM and 2 advisory reps. IAPD ↗
$148.0M RAUM · 2 reps · 303-946-1810 · hoffmannhermanson.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
HARDING FINANCIAL GROUP, LLC. (WESTERVILLE, OH) is newly SEC-registered with $138.5M RAUM and 1 advisory reps. IAPD ↗
$138.5M RAUM · 1 reps · 614-515-4722
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
WALLENDER, TIMOTHY JOSEPH (MANHATTAN BEACH, CA) is newly SEC-registered with $114.9M RAUM and 0 advisory reps. IAPD ↗
$114.9M RAUM · 0 reps · 310-318-3255 · strategicindex.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
ALEXANDER CAPITAL ADVISORS, LLC (NEW CANAAN, CT) is newly SEC-registered with $100.2M RAUM and 1 advisory reps. IAPD ↗
$100.2M RAUM · 1 reps · 203-966-7707 · alexcapadv.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
FIDELIS FINANCIAL PLANNING, LLC (SAINT CHARLES, MO) is newly SEC-registered with $140.0M RAUM and 2 advisory reps. IAPD ↗
$140.0M RAUM · 2 reps · 636-922-9252
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
FINLEY WEALTH ADVISORS (ESTERO, FL) is newly SEC-registered with $114.6M RAUM and 3 advisory reps. IAPD ↗
$114.6M RAUM · 3 reps · 239-267-7500 · mywealthadvisor.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
STEMBROOK ASSET MANAGEMENT, LLC (RED BANK, NJ) is newly SEC-registered with $129.3M RAUM and 2 advisory reps. IAPD ↗
$129.3M RAUM · 2 reps · 201-484-0063
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
SULLIVAN INVESTMENTS GROUP, LLC (location n/a) is newly SEC-registered with $127.5M RAUM and 2 advisory reps. IAPD ↗
$127.5M RAUM · 2 reps · (561) 400-3488 · sullivaninvestments.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

…and 410 more in the CSV export.

Financial planning software 362 firms

98
CAP SIX ADVISORS (HOUSTON, TX) is newly SEC-registered with $279.4M RAUM and 3 advisory reps. IAPD ↗
$279.4M RAUM · 3 reps · 281-671-7982 · cap-six.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
HOFFMANN HERMANSON (DENVER, CO) is newly SEC-registered with $148.0M RAUM and 2 advisory reps. IAPD ↗
$148.0M RAUM · 2 reps · 303-946-1810 · hoffmannhermanson.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
HARDING FINANCIAL GROUP, LLC. (WESTERVILLE, OH) is newly SEC-registered with $138.5M RAUM and 1 advisory reps. IAPD ↗
$138.5M RAUM · 1 reps · 614-515-4722
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
WALLENDER, TIMOTHY JOSEPH (MANHATTAN BEACH, CA) is newly SEC-registered with $114.9M RAUM and 0 advisory reps. IAPD ↗
$114.9M RAUM · 0 reps · 310-318-3255 · strategicindex.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
ALEXANDER CAPITAL ADVISORS, LLC (NEW CANAAN, CT) is newly SEC-registered with $100.2M RAUM and 1 advisory reps. IAPD ↗
$100.2M RAUM · 1 reps · 203-966-7707 · alexcapadv.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
FIDELIS FINANCIAL PLANNING, LLC (SAINT CHARLES, MO) is newly SEC-registered with $140.0M RAUM and 2 advisory reps. IAPD ↗
$140.0M RAUM · 2 reps · 636-922-9252
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
FINLEY WEALTH ADVISORS (ESTERO, FL) is newly SEC-registered with $114.6M RAUM and 3 advisory reps. IAPD ↗
$114.6M RAUM · 3 reps · 239-267-7500 · mywealthadvisor.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
STEMBROOK ASSET MANAGEMENT, LLC (RED BANK, NJ) is newly SEC-registered with $129.3M RAUM and 2 advisory reps. IAPD ↗
$129.3M RAUM · 2 reps · 201-484-0063
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
SULLIVAN INVESTMENTS GROUP, LLC (location n/a) is newly SEC-registered with $127.5M RAUM and 2 advisory reps. IAPD ↗
$127.5M RAUM · 2 reps · (561) 400-3488 · sullivaninvestments.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
A J FELDMAN FINANCIAL, LLC (location n/a) is newly SEC-registered with $111.4M RAUM and 1 advisory reps. IAPD ↗
$111.4M RAUM · 1 reps · 847-607-8249 · ajfeldmanfinancial.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

…and 352 more in the CSV export.

Compliance 555 firms

98
CAP SIX ADVISORS (HOUSTON, TX) is newly SEC-registered with $279.4M RAUM and 3 advisory reps. IAPD ↗
$279.4M RAUM · 3 reps · 281-671-7982 · cap-six.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
GCM GROSVENOR L.P. filed an Item 4A succession naming GCM CUSTOMIZED FUND INVESTMENT GROUP, L.P. (CRD 169155) — one firm absorbed the other. IAPD ↗
$82.44B RAUM · 159 reps · 312-506-6500
Integration & migration consultingCRMCompliancePortfolio / reporting / TAMP
95
HOFFMANN HERMANSON (DENVER, CO) is newly SEC-registered with $148.0M RAUM and 2 advisory reps. IAPD ↗
$148.0M RAUM · 2 reps · 303-946-1810 · hoffmannhermanson.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
HARDING FINANCIAL GROUP, LLC. (WESTERVILLE, OH) is newly SEC-registered with $138.5M RAUM and 1 advisory reps. IAPD ↗
$138.5M RAUM · 1 reps · 614-515-4722
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
WALLENDER, TIMOTHY JOSEPH (MANHATTAN BEACH, CA) is newly SEC-registered with $114.9M RAUM and 0 advisory reps. IAPD ↗
$114.9M RAUM · 0 reps · 310-318-3255 · strategicindex.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
ALEXANDER CAPITAL ADVISORS, LLC (NEW CANAAN, CT) is newly SEC-registered with $100.2M RAUM and 1 advisory reps. IAPD ↗
$100.2M RAUM · 1 reps · 203-966-7707 · alexcapadv.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
FIDELIS FINANCIAL PLANNING, LLC (SAINT CHARLES, MO) is newly SEC-registered with $140.0M RAUM and 2 advisory reps. IAPD ↗
$140.0M RAUM · 2 reps · 636-922-9252
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
FINLEY WEALTH ADVISORS (ESTERO, FL) is newly SEC-registered with $114.6M RAUM and 3 advisory reps. IAPD ↗
$114.6M RAUM · 3 reps · 239-267-7500 · mywealthadvisor.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
STEMBROOK ASSET MANAGEMENT, LLC (RED BANK, NJ) is newly SEC-registered with $129.3M RAUM and 2 advisory reps. IAPD ↗
$129.3M RAUM · 2 reps · 201-484-0063
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
SULLIVAN INVESTMENTS GROUP, LLC (location n/a) is newly SEC-registered with $127.5M RAUM and 2 advisory reps. IAPD ↗
$127.5M RAUM · 2 reps · (561) 400-3488 · sullivaninvestments.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

…and 545 more in the CSV export.

Portfolio / reporting / TAMP 249 firms

98
CAP SIX ADVISORS (HOUSTON, TX) is newly SEC-registered with $279.4M RAUM and 3 advisory reps. IAPD ↗
$279.4M RAUM · 3 reps · 281-671-7982 · cap-six.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
GCM GROSVENOR L.P. filed an Item 4A succession naming GCM CUSTOMIZED FUND INVESTMENT GROUP, L.P. (CRD 169155) — one firm absorbed the other. IAPD ↗
$82.44B RAUM · 159 reps · 312-506-6500
Integration & migration consultingCRMCompliancePortfolio / reporting / TAMP
95
HOFFMANN HERMANSON (DENVER, CO) is newly SEC-registered with $148.0M RAUM and 2 advisory reps. IAPD ↗
$148.0M RAUM · 2 reps · 303-946-1810 · hoffmannhermanson.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
HARDING FINANCIAL GROUP, LLC. (WESTERVILLE, OH) is newly SEC-registered with $138.5M RAUM and 1 advisory reps. IAPD ↗
$138.5M RAUM · 1 reps · 614-515-4722
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
WALLENDER, TIMOTHY JOSEPH (MANHATTAN BEACH, CA) is newly SEC-registered with $114.9M RAUM and 0 advisory reps. IAPD ↗
$114.9M RAUM · 0 reps · 310-318-3255 · strategicindex.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
ALEXANDER CAPITAL ADVISORS, LLC (NEW CANAAN, CT) is newly SEC-registered with $100.2M RAUM and 1 advisory reps. IAPD ↗
$100.2M RAUM · 1 reps · 203-966-7707 · alexcapadv.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
FIDELIS FINANCIAL PLANNING, LLC (SAINT CHARLES, MO) is newly SEC-registered with $140.0M RAUM and 2 advisory reps. IAPD ↗
$140.0M RAUM · 2 reps · 636-922-9252
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
FINLEY WEALTH ADVISORS (ESTERO, FL) is newly SEC-registered with $114.6M RAUM and 3 advisory reps. IAPD ↗
$114.6M RAUM · 3 reps · 239-267-7500 · mywealthadvisor.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
STEMBROOK ASSET MANAGEMENT, LLC (RED BANK, NJ) is newly SEC-registered with $129.3M RAUM and 2 advisory reps. IAPD ↗
$129.3M RAUM · 2 reps · 201-484-0063
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
SULLIVAN INVESTMENTS GROUP, LLC (location n/a) is newly SEC-registered with $127.5M RAUM and 2 advisory reps. IAPD ↗
$127.5M RAUM · 2 reps · (561) 400-3488 · sullivaninvestments.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

…and 239 more in the CSV export.

Custodian 108 firms

98
CAP SIX ADVISORS (HOUSTON, TX) is newly SEC-registered with $279.4M RAUM and 3 advisory reps. IAPD ↗
$279.4M RAUM · 3 reps · 281-671-7982 · cap-six.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
HOFFMANN HERMANSON (DENVER, CO) is newly SEC-registered with $148.0M RAUM and 2 advisory reps. IAPD ↗
$148.0M RAUM · 2 reps · 303-946-1810 · hoffmannhermanson.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
HARDING FINANCIAL GROUP, LLC. (WESTERVILLE, OH) is newly SEC-registered with $138.5M RAUM and 1 advisory reps. IAPD ↗
$138.5M RAUM · 1 reps · 614-515-4722
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
WALLENDER, TIMOTHY JOSEPH (MANHATTAN BEACH, CA) is newly SEC-registered with $114.9M RAUM and 0 advisory reps. IAPD ↗
$114.9M RAUM · 0 reps · 310-318-3255 · strategicindex.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
ALEXANDER CAPITAL ADVISORS, LLC (NEW CANAAN, CT) is newly SEC-registered with $100.2M RAUM and 1 advisory reps. IAPD ↗
$100.2M RAUM · 1 reps · 203-966-7707 · alexcapadv.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
FIDELIS FINANCIAL PLANNING, LLC (SAINT CHARLES, MO) is newly SEC-registered with $140.0M RAUM and 2 advisory reps. IAPD ↗
$140.0M RAUM · 2 reps · 636-922-9252
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
FINLEY WEALTH ADVISORS (ESTERO, FL) is newly SEC-registered with $114.6M RAUM and 3 advisory reps. IAPD ↗
$114.6M RAUM · 3 reps · 239-267-7500 · mywealthadvisor.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
STEMBROOK ASSET MANAGEMENT, LLC (RED BANK, NJ) is newly SEC-registered with $129.3M RAUM and 2 advisory reps. IAPD ↗
$129.3M RAUM · 2 reps · 201-484-0063
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
SULLIVAN INVESTMENTS GROUP, LLC (location n/a) is newly SEC-registered with $127.5M RAUM and 2 advisory reps. IAPD ↗
$127.5M RAUM · 2 reps · (561) 400-3488 · sullivaninvestments.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
A J FELDMAN FINANCIAL, LLC (location n/a) is newly SEC-registered with $111.4M RAUM and 1 advisory reps. IAPD ↗
$111.4M RAUM · 1 reps · 847-607-8249 · ajfeldmanfinancial.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

…and 98 more in the CSV export.

Marketing & brand 512 firms

98
CAP SIX ADVISORS (HOUSTON, TX) is newly SEC-registered with $279.4M RAUM and 3 advisory reps. IAPD ↗
$279.4M RAUM · 3 reps · 281-671-7982 · cap-six.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
HOFFMANN HERMANSON (DENVER, CO) is newly SEC-registered with $148.0M RAUM and 2 advisory reps. IAPD ↗
$148.0M RAUM · 2 reps · 303-946-1810 · hoffmannhermanson.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
HARDING FINANCIAL GROUP, LLC. (WESTERVILLE, OH) is newly SEC-registered with $138.5M RAUM and 1 advisory reps. IAPD ↗
$138.5M RAUM · 1 reps · 614-515-4722
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
WALLENDER, TIMOTHY JOSEPH (MANHATTAN BEACH, CA) is newly SEC-registered with $114.9M RAUM and 0 advisory reps. IAPD ↗
$114.9M RAUM · 0 reps · 310-318-3255 · strategicindex.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
ALEXANDER CAPITAL ADVISORS, LLC (NEW CANAAN, CT) is newly SEC-registered with $100.2M RAUM and 1 advisory reps. IAPD ↗
$100.2M RAUM · 1 reps · 203-966-7707 · alexcapadv.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
FIDELIS FINANCIAL PLANNING, LLC (SAINT CHARLES, MO) is newly SEC-registered with $140.0M RAUM and 2 advisory reps. IAPD ↗
$140.0M RAUM · 2 reps · 636-922-9252
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
FINLEY WEALTH ADVISORS (ESTERO, FL) is newly SEC-registered with $114.6M RAUM and 3 advisory reps. IAPD ↗
$114.6M RAUM · 3 reps · 239-267-7500 · mywealthadvisor.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
STEMBROOK ASSET MANAGEMENT, LLC (RED BANK, NJ) is newly SEC-registered with $129.3M RAUM and 2 advisory reps. IAPD ↗
$129.3M RAUM · 2 reps · 201-484-0063
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
SULLIVAN INVESTMENTS GROUP, LLC (location n/a) is newly SEC-registered with $127.5M RAUM and 2 advisory reps. IAPD ↗
$127.5M RAUM · 2 reps · (561) 400-3488 · sullivaninvestments.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
A J FELDMAN FINANCIAL, LLC (location n/a) is newly SEC-registered with $111.4M RAUM and 1 advisory reps. IAPD ↗
$111.4M RAUM · 1 reps · 847-607-8249 · ajfeldmanfinancial.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

…and 502 more in the CSV export.

Recruiting & transitions 223 firms

85
RBC CAPITAL MARKETS, LLC grew from 2042 to 5680 advisory reps. IAPD ↗
$259.96B RAUM · 5680 reps · 212-858-7000 · us.rbcwealthmanagement.com
CRMRecruiting & transitionsComplianceFinancial planning software
85
GCM GROSVENOR L.P. grew from 84 to 159 advisory reps. IAPD ↗
$82.44B RAUM · 159 reps · 312-506-6500
CRMRecruiting & transitionsComplianceFinancial planning software
85
ARAX ADVISORY PARTNERS grew from 15 to 38 advisory reps. IAPD ↗
$2.81B RAUM · 38 reps · 303-633-5900 · simondavisinc.com
CRMRecruiting & transitionsComplianceFinancial planning software
85
TD PRIVATE CLIENT WEALTH LLC grew from 284 to 464 advisory reps. IAPD ↗
$6.45B RAUM · 464 reps · 877-703-9896 · td.com
CRMRecruiting & transitionsComplianceFinancial planning software
85
SOUND INCOME STRATEGIES, LLC grew from 96 to 111 advisory reps. IAPD ↗
$3.49B RAUM · 111 reps · 954-487-1860 · blisswealthmanagement.com
CRMRecruiting & transitionsComplianceFinancial planning software
85
BISON WEALTH, LLC grew from 33 to 66 advisory reps. IAPD ↗
$2.75B RAUM · 66 reps · 404-841-2224 · zenithretirement.com
CRMRecruiting & transitionsComplianceFinancial planning software
85
SAVVY grew from 10 to 52 advisory reps. IAPD ↗
$1.30B RAUM · 52 reps · 833-745-6789
CRMRecruiting & transitionsComplianceFinancial planning software
83
WE FAMILY OFFICES grew from 22 to 35 advisory reps. IAPD ↗
$13.91B RAUM · 35 reps · 305-825-2225
CRMRecruiting & transitionsComplianceFinancial planning software
83
VICTORY FINANCIAL grew from 12 to 34 advisory reps. IAPD ↗
$687.6M RAUM · 34 reps · (512) 763-7671 · victoryfinancialgroup.com
CRMRecruiting & transitionsComplianceFinancial planning software
82
IMA ADVISORY SERVICES, INC. grew from 19 to 31 advisory reps. IAPD ↗
$2.66B RAUM · 31 reps · 316-266-6574
CRMRecruiting & transitionsComplianceFinancial planning software

…and 213 more in the CSV export.

Integration & migration consulting 40 firms

95
GCM GROSVENOR L.P. filed an Item 4A succession naming GCM CUSTOMIZED FUND INVESTMENT GROUP, L.P. (CRD 169155) — one firm absorbed the other. IAPD ↗
$82.44B RAUM · 159 reps · 312-506-6500
Integration & migration consultingCRMCompliancePortfolio / reporting / TAMP
85
PARTHENON LLC crossed $1B in regulatory AUM ($993.9M -> $1.12B). IAPD ↗
$1.12B RAUM · 5 reps · 502-327-5660 · parthenonllc.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
IMA ADVISORY SERVICES, INC. crossed $1B in regulatory AUM ($911.6M -> $2.66B). IAPD ↗
$2.66B RAUM · 31 reps · 316-266-6574
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
KEB WEALTH ADVISORS crossed $1B in regulatory AUM ($933.4M -> $1.06B). IAPD ↗
$1.06B RAUM · 13 reps · (217) 789-0960 · kebcpa.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
HEMINGTON WEALTH MANAGEMENT crossed $1B in regulatory AUM ($894.4M -> $1.06B). IAPD ↗
$1.06B RAUM · 10 reps · 703-828-2479 · hemingtonwm.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
ONE WEALTH MAP, LLC crossed $1B in regulatory AUM ($230.0M -> $1.10B). IAPD ↗
$1.10B RAUM · 5 reps · 702-470-2660
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
ONE DAY IN JULY LLC crossed $1B in regulatory AUM ($797.7M -> $1.09B). IAPD ↗
$1.09B RAUM · 10 reps · (802) 503-8280 · eventbrite.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
MILAGRE WEALTH MANAGEMENT, INC. crossed $1B in regulatory AUM ($83.8M -> $11.45B). IAPD ↗
$11.45B RAUM · 1 reps · 914-437-8066 · milagrewealth.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
CHEMISTRY WEALTH MANAGEMENT LLC crossed $1B in regulatory AUM ($846.8M -> $1.03B). IAPD ↗
$1.03B RAUM · 6 reps · (212) 970-8900
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
SAVVY crossed $1B in regulatory AUM ($401.3M -> $1.30B). IAPD ↗
$1.30B RAUM · 52 reps · 833-745-6789
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting

…and 30 more in the CSV export.

Fund administration 7 firms

75
RAMIREZ ASSET MANAGEMENT, INC. now reports 5 private fund(s) ($382.2M gross). IAPD ↗
$12.14B RAUM · 19 reps · 212-248-0500
Fund administrationCompliance
75
CHARTWELL INVESTMENT PARTNERS, LLC now reports 1 private fund(s) ($525,786 gross). IAPD ↗
$12.31B RAUM · 22 reps · 610-296-1400
Fund administrationCompliance
73
AMERICAN FUNDSTARS now reports 1 private fund(s) ($35.0M gross). IAPD ↗
$276.6M RAUM · 9 reps · 949-877-8838 · americanfundstars.com
Fund administrationCompliance
73
7TWO now reports 1 private fund(s) ($8.8M gross). IAPD ↗
$386.3M RAUM · 4 reps · (720) 477-7274 · 7two.co
Fund administrationCompliance
73
MORANGIE MANAGEMENT LLC now reports 2 private fund(s) ($14.0M gross). IAPD ↗
$578.0M RAUM · 4 reps · 908-285-6686 · morangiemanagement.com
Fund administrationCompliance
70
OCM PRIVATE WEALTH, LLC now reports 1 private fund(s) ($8.0M gross). IAPD ↗
$147.1M RAUM · 4 reps · 216-456-1515 · ocmprivatewealth.com
Fund administrationCompliance
70
LINEPOINT PARTNERS & CO. now reports 5 private fund(s) ($41.7M gross). IAPD ↗
$197.8M RAUM · 4 reps · 323-886-3635 · linepointpartners.com
Fund administrationCompliance

Office IT & facilities 126 firms

55
RBC CAPITAL MARKETS, LLC added office(s): 320 -> 360 additional locations. IAPD ↗
$259.96B RAUM · 5680 reps · 212-858-7000 · us.rbcwealthmanagement.com
Office IT & facilitiesCRMRecruiting & transitions
55
EARNED WEALTH ADVISORS, LLC added office(s): 1 -> 11 additional locations. IAPD ↗
$1.42B RAUM · 20 reps · 925.939.2500 · thomasdoll.com
Office IT & facilitiesCRMRecruiting & transitions
55
GCM GROSVENOR L.P. added office(s): 1 -> 2 additional locations. IAPD ↗
$82.44B RAUM · 159 reps · 312-506-6500
Office IT & facilitiesCRMRecruiting & transitions
55
COLDSTREAM WEALTH MANAGEMENT added office(s): 6 -> 7 additional locations. IAPD ↗
$10.67B RAUM · 151 reps · 425-283-1600
Office IT & facilitiesCRMRecruiting & transitions
55
LBMC INVESTMENT ADVISORS, LLC added office(s): 3 -> 4 additional locations. IAPD ↗
$1.95B RAUM · 3 reps · 615-377-4603
Office IT & facilitiesCRMRecruiting & transitions
55
SLOY, DAHL & HOLST, LLC added office(s): 3 -> 4 additional locations. IAPD ↗
$1.34B RAUM · 5 reps · 503-248-9800 · sdh-inc.com
Office IT & facilitiesCRMRecruiting & transitions
55
IMA ADVISORY SERVICES, INC. added office(s): 6 -> 8 additional locations. IAPD ↗
$2.66B RAUM · 31 reps · 316-266-6574
Office IT & facilitiesCRMRecruiting & transitions
55
WAVERLY ADVISORS, LLC added office(s): 34 -> 35 additional locations. IAPD ↗
$14.54B RAUM · 141 reps · 205-871-3334
Office IT & facilitiesCRMRecruiting & transitions
55
CITY NATIONAL ROCHDALE added office(s): 9 -> 10 additional locations. IAPD ↗
$68.18B RAUM · 126 reps · 212-702-3500 · cnr.com
Office IT & facilitiesCRMRecruiting & transitions
55
APRIO WEALTH MANAGEMENT, LLC added office(s): 11 -> 12 additional locations. IAPD ↗
$1.84B RAUM · 23 reps · 404-892-9651 · wealth.aprio.com
Office IT & facilitiesCRMRecruiting & transitions

…and 116 more in the CSV export.

M&A & valuation 83 firms

65
WINTRUST INVESTMENTS (CHICAGO, IL) left the SEC roster (was $14.42B RAUM, 147 reps). IAPD ↗
$14.42B RAUM · 147 reps · 312-431-1700 · fcbadvisors.com
Recruiting & transitionsM&A & valuation
65
OSAIC FS, INC. (FORT WAYNE, IN) left the SEC roster (was $4.48B RAUM, 337 reps). IAPD ↗
$4.48B RAUM · 337 reps · 800-237-3813 · lfg.com
Recruiting & transitionsM&A & valuation
65
OSAIC FA, INC. (FORT WAYNE, IN) left the SEC roster (was $37.13B RAUM, 940 reps). IAPD ↗
$37.13B RAUM · 940 reps · 800-237-3813
Recruiting & transitionsM&A & valuation
65
GCM CUSTOMIZED FUND INVESTMENT GROUP, L.P. (NEW YORK, NY) left the SEC roster (was $47.87B RAUM, 75 reps). IAPD ↗
$47.87B RAUM · 75 reps · 646-362-3700 · gcmgrosvenor.com
Recruiting & transitionsM&A & valuation
65
PEGASUS PARTNERS (MEQUON, WI) left the SEC roster (was $3.09B RAUM, 10 reps). IAPD ↗
$3.09B RAUM · 10 reps · 262-478-9009
Recruiting & transitionsM&A & valuation
65
PROVENIO CAPITAL (NEWPORT BEACH, CA) left the SEC roster (was $1.62B RAUM, 6 reps). IAPD ↗
$1.62B RAUM · 6 reps · 949-301-9060
Recruiting & transitionsM&A & valuation
65
SYNTRINSIC LLC (DENVER, CO) left the SEC roster (was $1.75B RAUM, 12 reps). IAPD ↗
$1.75B RAUM · 12 reps · 303-296-7100
Recruiting & transitionsM&A & valuation
63
WHITEROCK WEALTH MANAGEMENT CO. (DALLAS, TX) left the SEC roster (was $255.3M RAUM, 3 reps). IAPD ↗
$255.3M RAUM · 3 reps · 214-691-4451 · whiterockwm.com
Recruiting & transitionsM&A & valuation
63
SASCO CAPITAL INC (FAIRFIELD, CT) left the SEC roster (was $911.1M RAUM, 8 reps). IAPD ↗
$911.1M RAUM · 8 reps · 203-254-6800 · sascocap.com
Recruiting & transitionsM&A & valuation
63
GARRISON ASSET MANAGEMENT, LLC (FAYETTEVILLE, AR) left the SEC roster (was $314.2M RAUM, 2 reps). IAPD ↗
$314.2M RAUM · 2 reps · 479-587-1045 · garrisonconnect.com
Recruiting & transitionsM&A & valuation

…and 73 more in the CSV export.

Everything else — all segments

state expansion — 360 Notice-filed in new state(s): the firm is taking clients somewhere new.
55
SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA INC notice-filed in AK, AL, AR, CA, CT, DC, DE, FL, GA, HI, IA, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV. IAPD ↗
$135.40B RAUM · 105 reps · 212-641-3800 · schroders.com
ComplianceMarketing & brand
55
CLARFELD notice-filed in AK, AL, AR, HI, ID, IN, KS, KY, MO, MS, MT, ND, NE, OK, SD, TN, UT, VI, WI, WV. IAPD ↗
$12.69B RAUM · 160 reps · 914-846-0100
ComplianceMarketing & brand
55
FORT WASHINGTON INVESTMENT ADVISORS INC notice-filed in DC, ND, NH, RI, SD, VT. IAPD ↗
$79.46B RAUM · 94 reps · 513-361-7600 · ohiocapitalfund.com
ComplianceMarketing & brand
55
INTELLICENTS INVESTMENT SOLUTIONS INC notice-filed in CT, DC, GA, ID, IN, MA, MD, ME, MS, MT, NC, NV, PA, SC, UT, VA, VT, WY. IAPD ↗
$6.01B RAUM · 36 reps · 507-377-2919
ComplianceMarketing & brand
55
IMA ADVISORY SERVICES, INC. notice-filed in MT, NJ, NY, SC, TN, VA. IAPD ↗
$2.66B RAUM · 31 reps · 316-266-6574
ComplianceMarketing & brand
55
COASTAL BRIDGE ADVISORS notice-filed in AZ, MD, ME, NC, PA, RI, SC, TN, WA. IAPD ↗
$2.81B RAUM · 9 reps · 203-683-1530
ComplianceMarketing & brand
55
TFO FAMILY OFFICE PARTNERS notice-filed in HI, IA, ID, IN, KS, KY, MI, ND, OH, UT. IAPD ↗
$3.82B RAUM · 40 reps · 602-466-2611
ComplianceMarketing & brand
55
KOVITZ INVESTMENT GROUP PARTNERS, LLC notice-filed in AL, AR, CA, CT, DC, DE, FL, GA, HI, IA, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MT, NC, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, WA, WI, WV. IAPD ↗
$11.29B RAUM · 184 reps · 312-334-7300
ComplianceMarketing & brand
55
ARKADIOS WEALTH ADVISORS notice-filed in AK, CT, DC, IN, KS, KY, MA, MS, ND, NE, NM, OK, RI, SD, VT, WV. IAPD ↗
$2.68B RAUM · 137 reps · 404-445-0035
ComplianceMarketing & brand
55
BISON WEALTH, LLC notice-filed in CO, CT, NE, NH, WI. IAPD ↗
$2.75B RAUM · 66 reps · 404-841-2224 · zenithretirement.com
ComplianceMarketing & brand
55
BERGER FINANCIAL GROUP notice-filed in AL, KS, KY, NV, PA, UT. IAPD ↗
$1.66B RAUM · 52 reps · 763-746-2666 · indfinco.com
ComplianceMarketing & brand
55
HOMRICH BERG notice-filed in DE, HI, IA, ME, ND, OK, PR, VT, WY. IAPD ↗
$15.20B RAUM · 80 reps · 404-264-1400 · homrichbergfamilyoffice.com
ComplianceMarketing & brand
55
FIDELIS CAPITAL notice-filed in AR, DE, IL, LA, NJ, OH, PA, SC, TN, WA, WI. IAPD ↗
$1.68B RAUM · 12 reps · 813-934-6246
ComplianceMarketing & brand
53
CITY NATIONAL SECURITIES, INC. notice-filed in MD, NJ, OR, TN. IAPD ↗
$1.59B RAUM · 37 reps · 310-888-6400 · cnr.com
ComplianceMarketing & brand
53
FLAGSTAR ADVISORS, INC. notice-filed in AK, AL, AR, CA, CT, DC, DE, FL, GA, HI, IA, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV. IAPD ↗
$966.7M RAUM · 49 reps · 646-822-1475
ComplianceMarketing & brand
53
HUDSON ADVISOR SERVICES, INC. notice-filed in CA, CT, FL, MA, MD, ME, NH, NY, TX, VT, WV. IAPD ↗
$255.7M RAUM · 5 reps · 877-504-1964
ComplianceMarketing & brand
53
EARNED WEALTH ADVISORS, LLC notice-filed in CO, KS, NY, PA. IAPD ↗
$1.42B RAUM · 20 reps · 925.939.2500 · thomasdoll.com
ComplianceMarketing & brand
53
CHRISTY CAPITAL MANAGEMENT, INC. notice-filed in AL, CA, FL, GA, LA, MS, NC, SC, TN, TX, VA. IAPD ↗
$259.6M RAUM · 10 reps · 478-314-2160 · christycapital.com
ComplianceMarketing & brand
53
QUADCAP WEALTH MANAGEMENT, LLC notice-filed in CO, GA, MI, NY, SC, VI, WA. IAPD ↗
$769.7M RAUM · 11 reps · 972-818-2400 · quadcapwm.com
ComplianceMarketing & brand
53
SUMMIT GLOBAL INVESTMENTS, LLC notice-filed in AK, AR, MD, MT. IAPD ↗
$2.03B RAUM · 15 reps · 888-251-4847 · sgimutualfunds.com
ComplianceMarketing & brand
53
XO WEALTH MANAGEMENT notice-filed in AR, CA, FL, GA, IL, LA, NY, OK, SC, TX. IAPD ↗
$707.8M RAUM · 7 reps · 972-335-8000 · xowealth.com
ComplianceMarketing & brand
53
VESTWELL ADVISORS LLC notice-filed in AK, AL, AR, CA, CT, DC, DE, FL, GA, HI, IA, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV. IAPD ↗
$279.5M RAUM · 15 reps · 917-979-5358
ComplianceMarketing & brand
53
HORST & GRABEN WEALTH MANAGEMENT, LLC notice-filed in AK, NM, NY, PA, VA. IAPD ↗
$649.9M RAUM · 3 reps · 503-342-8900 · horstandgrabenwealth.com
ComplianceMarketing & brand
53
AMERICANA PARTNERS, LLC notice-filed in AK, NV, OR, VA. IAPD ↗
$4.95B RAUM · 25 reps · 713-429-5552 · americanapartners.com
ComplianceMarketing & brand
53
WEALTHPLAN INVESTMENT MANAGEMENT LLC notice-filed in DC, LA, MA, NM, NV, NY, OR, SC, VA, WA, WI, WY. IAPD ↗
$988.9M RAUM · 8 reps · 402-691-0200
ComplianceMarketing & brand
53
HEADLAND CAPITAL notice-filed in GA, KY, NC, OH, TX. IAPD ↗
$403.0M RAUM · 9 reps · 843-388-4300 · headland.capital
ComplianceMarketing & brand
53
MATAURO, LLC notice-filed in CA, CO, CT, DC, GA, IL, LA, MA, MD, NH, PA, VA, WA. IAPD ↗
$703.1M RAUM · 14 reps · 845-273-6211 · matauro.com
ComplianceMarketing & brand
51
SMITHBRIDGE ASSET MANAGEMENT, INC. notice-filed in SC, UT, WI, WV. IAPD ↗
$613.0M RAUM · 4 reps · 610-361-9141
ComplianceMarketing & brand
51
PCA INVESTMENT ADVISORY SERVICES, INC. notice-filed in AZ, LA, MI. IAPD ↗
$3.58B RAUM · 10 reps · 513.281.3366 · mypencorp.com
ComplianceMarketing & brand
51
CUTLER INVESTMENT GROUP notice-filed in CO, HI, LA. IAPD ↗
$1.18B RAUM · 17 reps · 541-770-9000
ComplianceMarketing & brand
51
ARAX ADVISORY PARTNERS notice-filed in KS, MT, TN. IAPD ↗
$2.81B RAUM · 38 reps · 303-633-5900 · simondavisinc.com
ComplianceMarketing & brand
51
CANNELL & SPEARS LLC notice-filed in OH, OR, SC. IAPD ↗
$6.32B RAUM · 17 reps · 212-752-5255 · cannellspears.com
ComplianceMarketing & brand
51
PINNACLE INVESTMENTS, LLC notice-filed in AR, IN, UT. IAPD ↗
$1.07B RAUM · 51 reps · 315-251-1101
ComplianceMarketing & brand
51
ELM WEALTH notice-filed in DC, MI, SC. IAPD ↗
$1.50B RAUM · 3 reps · (888) 676-3148
ComplianceMarketing & brand
51
MONERE WEALTH MANAGEMENT, INC. notice-filed in AR, CO, MO, VA. IAPD ↗
$270.0M RAUM · 8 reps · 312-585-3850 · monereinvest.com
ComplianceMarketing & brand
51
IGNITE PLANNERS LLC notice-filed in AR, CO, MO, WY. IAPD ↗
$941.8M RAUM · 36 reps · 619-504-1907 · atlaswealthmgmt.com
ComplianceMarketing & brand
51
SAVVY notice-filed in GA, IN, MN. IAPD ↗
$1.30B RAUM · 52 reps · 833-745-6789
ComplianceMarketing & brand
50
SAXONY CAPITAL MANAGEMENT, LLC notice-filed in CA, CT, LA, MI, MN, NC, NE, OH, OK, PA, TX. IAPD ↗
$239.3M RAUM · 0 reps · 314-963-9336 · saxonycapitalmanagement.com
ComplianceMarketing & brand
50
401K GENERATION notice-filed in DC, HI, IA, KS, ME, WY. IAPD ↗
$139.5M RAUM · 6 reps · (407) 636-6689 · 401kgeneration.com
ComplianceMarketing & brand
50
MODERN CAPITAL GROUP LLC notice-filed in CA, LA, MN, NY, TX. IAPD ↗
$30.1M RAUM · 1 reps · 212-531-5600 · modern.net
ComplianceMarketing & brand
50
GUNCHEON FINANCIAL, LLC notice-filed in CA, IL, KS, MI, MO. IAPD ↗
$108.2M RAUM · 4 reps · 952-449-4467 · guncheonfinancial.com
ComplianceMarketing & brand
50
STEP ADVISERS, LLC notice-filed in AK, AL, AR, CA, CT, DC, DE, FL, GA, HI, IA, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV. IAPD ↗
$0 RAUM · 3 reps · (650) 459-0600 · step.com
ComplianceMarketing & brand
50
ATEGENOS CAPITAL, LLC notice-filed in AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY. IAPD ↗
$130.6M RAUM · 5 reps · 1-800-461-3205 · ategenoscapital.com
ComplianceMarketing & brand
50
LIFEGOAL WEALTH ADVISORS LLC notice-filed in CO, CT, GA, IL, MA, MD, MN, NC, NJ, NV, OR, SC, VA, WA. IAPD ↗
$140.0M RAUM · 3 reps · 607-434-0742
ComplianceMarketing & brand
50
COVE notice-filed in AK, AL, AR, AZ, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY. IAPD ↗
$0 RAUM · 1 reps · 651-442-9483 · usecove.com
ComplianceMarketing & brand
50
ADVISIFI LLC notice-filed in AK, AL, AR, AZ, CO, CT, DC, DE, HI, ID, IL, IN, KS, KY, LA, MA, MD, ME, MO, MS, MT, ND, NH, NJ, NM, NV, OH, OR, PA, PR, RI, SC, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY. IAPD ↗
$0 RAUM · 1 reps · 888 983-2897 · advisifi.co
ComplianceMarketing & brand
50
APEX INVESTMENT GROUP notice-filed in CT, FL, LA, ME, NC, NH, NY, RI, TX, VT. IAPD ↗
$0 RAUM · 3 reps · 978-994-0021
ComplianceMarketing & brand
49
ANDREW GARRETT, INC. notice-filed in NV, PR, WY. IAPD ↗
$470.1M RAUM · 11 reps · 212-682-8833 · princetonfinancialpartners.com
ComplianceMarketing & brand
49
FAS WEALTH PARTNERS, INC. notice-filed in IN, NV. IAPD ↗
$2.64B RAUM · 21 reps · 913-239-2300 · faswealthpartners.com
ComplianceMarketing & brand
49
ADVISORNET WEALTH PARTNERS notice-filed in AL, LA. IAPD ↗
$2.27B RAUM · 85 reps · 612-347-8600
ComplianceMarketing & brand
49
ASPIRIANT, LLC notice-filed in DE, RI. IAPD ↗
$14.83B RAUM · 95 reps · 310-806-4000
ComplianceMarketing & brand
49
VECTORGLOBAL IAG, INC. notice-filed in NC, VI. IAPD ↗
$1.38B RAUM · 25 reps · 305-350-3350 · vectorglobaliag.com
ComplianceMarketing & brand
49
ASCENT WEALTH PARTNERS, LLC notice-filed in GA, SC. IAPD ↗
$1.32B RAUM · 10 reps · 315-624-7300 · ascentwealthpartners.com
ComplianceMarketing & brand
49
CANAL CAPITAL MANAGEMENT, LLC notice-filed in GA, SC. IAPD ↗
$1.08B RAUM · 7 reps · 804-325-1450 · canalcapitalmanagement.com
ComplianceMarketing & brand
49
BORDEAUX WEALTH ADVISORS notice-filed in CO, TN. IAPD ↗
$4.44B RAUM · 26 reps · 650-289-1105
ComplianceMarketing & brand
49
RIVERSEDGE ADVISORS notice-filed in DC, NC, NY. IAPD ↗
$708.4M RAUM · 10 reps · 302-573-6864
ComplianceMarketing & brand
49
WEDMONT PRIVATE CAPITAL notice-filed in GA, MN. IAPD ↗
$2.37B RAUM · 5 reps · 6108858200
ComplianceMarketing & brand
49
PANDI, LLC notice-filed in MO, TX. IAPD ↗
$2.01B RAUM · 6 reps · 913-437-9900 · pandikc.com
ComplianceMarketing & brand
49
PCM ENCORE, LLC notice-filed in FL, TX. IAPD ↗
$1.28B RAUM · 4 reps · 888-697-0204 · encoreinvestment.com
ComplianceMarketing & brand
48
WEALTHBUILDERS INVESTMENTS notice-filed in CA, FL, LA, TX. IAPD ↗
$121.7M RAUM · 5 reps · 972-719-2557
ComplianceMarketing & brand
48
CROAK CAPITAL notice-filed in CA, CO, NC, WA. IAPD ↗
$213.1M RAUM · 7 reps · 419-464-7000
ComplianceMarketing & brand
48
PODELL FINANCIAL GROUP LLC notice-filed in FL, MA, NY, TX. IAPD ↗
$172.2M RAUM · 3 reps · 973-227-8001 · podellfinancial.com
ComplianceMarketing & brand
48
ALTITUDE CAPITAL MANAGEMENT LLC notice-filed in CA, MI, NJ, SC. IAPD ↗
$0 RAUM · 3 reps · 515-207-3310 · altitudecm.com
ComplianceMarketing & brand
48
ASHTON THOMAS ADVISORS LLC notice-filed in AR, FL, NY, TX. IAPD ↗
$0 RAUM · 2 reps · 602-732-4745
ComplianceMarketing & brand
48
CATOCTIN RIDGE WEALTH PARTNER notice-filed in FL, PA, TX, VA. IAPD ↗
$0 RAUM · 2 reps · 301-304-6004
ComplianceMarketing & brand
47
ASSOCIATED INVESTMENT SERVICES, INC. notice-filed in CO, TN. IAPD ↗
$862.6M RAUM · 27 reps · 800-595-7722 · associatedbank.com
ComplianceMarketing & brand
47
HUNTER ASSOCIATES LLC notice-filed in UT. IAPD ↗
$1.01B RAUM · 13 reps · 412-471-4191 · hunterassociates.com
ComplianceMarketing & brand
47
FIRST CITIZENS INVESTOR SERVICES, INC. notice-filed in LA. IAPD ↗
$1.73B RAUM · 130 reps · 800-229-0205
ComplianceMarketing & brand
47
HALBERT HARGROVE notice-filed in NC. IAPD ↗
$3.16B RAUM · 36 reps · 562-435-5657
ComplianceMarketing & brand
47
MONTAG notice-filed in IL. IAPD ↗
$2.51B RAUM · 11 reps · 404-522-5774
ComplianceMarketing & brand
47
SHARKEY HOWES & JAVER INC notice-filed in MO, VA. IAPD ↗
$824.7M RAUM · 8 reps · 303-639-5100 · secure.shj401k.com
ComplianceMarketing & brand
47
GCM GROSVENOR L.P. notice-filed in NC. IAPD ↗
$82.44B RAUM · 159 reps · 312-506-6500
ComplianceMarketing & brand
47
FINANCIAL INSIGHTS notice-filed in MT, NE. IAPD ↗
$789.1M RAUM · 10 reps · (253) 627-6010
ComplianceMarketing & brand
47
BRIDGEWATER ADVISORS INC. notice-filed in ME. IAPD ↗
$1.90B RAUM · 16 reps · 212-221-5300 · bridgewateradv.com
ComplianceMarketing & brand
47
OBERMEYER WEALTH PARTNERS notice-filed in KY. IAPD ↗
$2.39B RAUM · 14 reps · 970-925-8747 · obermeyerwood.com
ComplianceMarketing & brand
47
SLOY, DAHL & HOLST, LLC notice-filed in NV. IAPD ↗
$1.34B RAUM · 5 reps · 503-248-9800 · sdh-inc.com
ComplianceMarketing & brand
47
SPRINKLE FINANCIAL CONSULTANTS LLC notice-filed in OK, WA. IAPD ↗
$797.8M RAUM · 4 reps · (303) 297-2185
ComplianceMarketing & brand
47
5T WEALTH, LLC notice-filed in NV, OR. IAPD ↗
$283.1M RAUM · 2 reps · (707) 224-1340 · 5twealth.com
ComplianceMarketing & brand
47
MISSION WEALTH MANAGEMENT, LP notice-filed in VT. IAPD ↗
$7.07B RAUM · 72 reps · 805-882-2360
ComplianceMarketing & brand
47
RATHER & KITTRELL, INC. notice-filed in AL. IAPD ↗
$1.49B RAUM · 16 reps · 865-218-8400 · rkcapital.com
ComplianceMarketing & brand
47
CHANEY CAPITAL MANAGEMENT INC. notice-filed in MI, MT. IAPD ↗
$390.0M RAUM · 6 reps · 425-673-4060
ComplianceMarketing & brand
47
FINANCIAL & TAX ARCHITECTS, LLC notice-filed in IA, WV. IAPD ↗
$409.9M RAUM · 23 reps · 314-858-1122 · scoutfinancialgroup.com
ComplianceMarketing & brand
47
AA FINANCIAL ADVISORS, LLC notice-filed in MD, OR. IAPD ↗
$864.3M RAUM · 9 reps · 614-442-3355
ComplianceMarketing & brand
47
CHARTER OAK CAPITAL MANAGEMENT notice-filed in WA. IAPD ↗
$1.11B RAUM · 13 reps · 800-646-5720
ComplianceMarketing & brand
47
GREAT VALLEY ADVISOR GROUP, INC. notice-filed in AL. IAPD ↗
$7.34B RAUM · 154 reps · 302-483-7200 · diversified-wealth-management.com
ComplianceMarketing & brand
47
THAMES FINANCIAL MANAGEMENT notice-filed in PA, WA. IAPD ↗
$275.4M RAUM · 1 reps · 860-886-5108 · thamesct.com
ComplianceMarketing & brand
47
APRIO WEALTH MANAGEMENT, LLC notice-filed in IL. IAPD ↗
$1.84B RAUM · 23 reps · 404-892-9651 · wealth.aprio.com
ComplianceMarketing & brand
47
WEALTHCREST FINANCIAL SERVICES, LLC notice-filed in CA, CO. IAPD ↗
$371.9M RAUM · 5 reps · 703-372-1717 · wealthcrest.com
ComplianceMarketing & brand
47
WESTEND ADVISORS, LLC notice-filed in CO. IAPD ↗
$1.70B RAUM · 7 reps · 704-556-9300
ComplianceMarketing & brand
47
PROSPERITY - AN EISNERAMPER COMPANY notice-filed in OH. IAPD ↗
$2.91B RAUM · 46 reps · 410-363-7211 · prosperityconsult.com
ComplianceMarketing & brand
47
WEST FINANCIAL SERVICES, INC. notice-filed in LA. IAPD ↗
$2.16B RAUM · 22 reps · 703-847-2500 · westfinancial.com
ComplianceMarketing & brand
47
WEST FINANCIAL ADVISORS, L.L.C. notice-filed in AZ, CA. IAPD ↗
$610.5M RAUM · 6 reps · 515-284-1011
ComplianceMarketing & brand
47
REGISTER FINANCIAL ADVISORS, LLC notice-filed in MA, TN. IAPD ↗
$296.1M RAUM · 14 reps · 404-364-2180 · maywealthstrategies.com
ComplianceMarketing & brand
47
PORTFOLIO WEALTH ADVISORS notice-filed in NV, WA. IAPD ↗
$373.2M RAUM · 1 reps · 505-884-3445 · portfoliollc.com
ComplianceMarketing & brand
47
ALDRICH WEALTH LP notice-filed in MI. IAPD ↗
$5.57B RAUM · 27 reps · 503-620-5329 · aldrichadvisors.com
ComplianceMarketing & brand
47
SCHWARZ DYGOS WHEELER INVESTMENT ADVISORS LLC notice-filed in AZ, OR. IAPD ↗
$552.9M RAUM · 8 reps · (612) 355 - 4360 · sdwia.com
ComplianceMarketing & brand
47
KEENER FINANCIAL PLANNING notice-filed in NY, VA. IAPD ↗
$362.8M RAUM · 9 reps · 817-993-0401 · keenermoney.com
ComplianceMarketing & brand
47
PRAETORIAN GUARD, A DIVISION OF PRAETORIAN WEALTH MANAGEMENT,INC notice-filed in GA, NV. IAPD ↗
$498.8M RAUM · 6 reps · 831-622-9600 · praetorianguard.biz
ComplianceMarketing & brand
47
STRATEGIC INVESTMENT ADVISORS, LLC notice-filed in SC. IAPD ↗
$1.12B RAUM · 12 reps · 248-567-6688 · retirementplanningedu.com
ComplianceMarketing & brand
47
RCM WEALTH ADVISORS notice-filed in MA, NH. IAPD ↗
$254.8M RAUM · 11 reps · 866-903-1822 · rcmwa.com
ComplianceMarketing & brand
47
FLAGSHIP HARBOR ADVISORS, LLC notice-filed in KS. IAPD ↗
$3.01B RAUM · 60 reps · (857) 350-4229
ComplianceMarketing & brand
47
TRAJAN WEALTH, L.L.C. notice-filed in IN. IAPD ↗
$1.37B RAUM · 34 reps · 480-990-3300
ComplianceMarketing & brand
47
THREE BELL CAPITAL LLC notice-filed in FL. IAPD ↗
$3.30B RAUM · 13 reps · 650-843-9836
ComplianceMarketing & brand
47
SAVOIE CAPITAL LLC notice-filed in IL. IAPD ↗
$1.11B RAUM · 2 reps · 773-573-9043 · savoiecapital.com
ComplianceMarketing & brand
47
NORTHROCK PARTNERS, LLC notice-filed in ME. IAPD ↗
$5.80B RAUM · 39 reps · (612) 367-8800 · facebook.comhttps
ComplianceMarketing & brand
47
GOLDEN STATE WEALTH MANAGEMENT, LLC notice-filed in NC. IAPD ↗
$1.69B RAUM · 51 reps · 866.273.1563 · rohlingwealth.com
ComplianceMarketing & brand
47
IFG ADVISORY, LLC notice-filed in OK. IAPD ↗
$3.25B RAUM · 75 reps · 770-353-6331
ComplianceMarketing & brand
47
RITHOLTZ WEALTH MANAGEMENT notice-filed in WV. IAPD ↗
$5.04B RAUM · 38 reps · (212) 625-1200
ComplianceMarketing & brand
47
VIRTUS ADVISERS, LLC notice-filed in CA, CT. IAPD ↗
$567.1M RAUM · 7 reps · 800-248-7971
ComplianceMarketing & brand
47
HEMINGTON WEALTH MANAGEMENT notice-filed in MI. IAPD ↗
$1.06B RAUM · 10 reps · 703-828-2479 · hemingtonwm.com
ComplianceMarketing & brand
47
FINANCIAL COACH notice-filed in NH, TX. IAPD ↗
$346.8M RAUM · 5 reps · 484-887-0452
ComplianceMarketing & brand
47
CYPRESS CAPITAL, LLC notice-filed in MO, SC. IAPD ↗
$401.0M RAUM · 6 reps · 615-467-6075
ComplianceMarketing & brand
47
ONE WEALTH MAP, LLC notice-filed in NE. IAPD ↗
$1.10B RAUM · 5 reps · 702-470-2660
ComplianceMarketing & brand
47
ELLENBECKER INVESTMENT GROUP notice-filed in KY. IAPD ↗
$1.49B RAUM · 13 reps · 262-691-3200
ComplianceMarketing & brand
47
ALPHACORE CAPITAL LLC notice-filed in KS. IAPD ↗
$2.44B RAUM · 23 reps · 858-875-4100
ComplianceMarketing & brand
47
DELAP WEALTH ADVISORY, LLC notice-filed in ID, NH. IAPD ↗
$545.6M RAUM · 3 reps · (503) 697-4118 · delapwa.com
ComplianceMarketing & brand
47
ROOT FINANCIAL PARTNERS notice-filed in KY, NE. IAPD ↗
$399.2M RAUM · 9 reps · (760) 452-0720
ComplianceMarketing & brand
47
CAPITA FINANCIAL NETWORK, LLC notice-filed in NJ. IAPD ↗
$1.46B RAUM · 18 reps · 801-566-5058
ComplianceMarketing & brand
47
ATTICUS WEALTH MANAGEMENT notice-filed in NH, NJ. IAPD ↗
$370.1M RAUM · 7 reps · 877-232-1001 · atticuswm.com
ComplianceMarketing & brand
47
GRAVES LIGHT LENHART notice-filed in TX. IAPD ↗
$1.09B RAUM · 6 reps · (540) 433-3076 · gllwealth.com
ComplianceMarketing & brand
47
TRANSCEND CAPITAL ADVISORS, LLC notice-filed in RI. IAPD ↗
$2.86B RAUM · 21 reps · (973) 370-3203
ComplianceMarketing & brand
47
EMERALD ADVISORS, LLC notice-filed in MD, MI. IAPD ↗
$678.9M RAUM · 4 reps · (425) 458-3853 · emeraldadv.com
ComplianceMarketing & brand
47
GUARDIAN WEALTH ADVISORS, LLC notice-filed in NE. IAPD ↗
$1.66B RAUM · 23 reps · 919-874-1900 · silowealth.com
ComplianceMarketing & brand
47
TRIAGEN WEALTH MANAGEMENT LLC notice-filed in ID, WA. IAPD ↗
$375.0M RAUM · 2 reps · 818-732-8553
ComplianceMarketing & brand
47
THE HIGH NET WORTH ADVISORY GROUP, LLC notice-filed in IN, OK. IAPD ↗
$769.8M RAUM · 5 reps · 1-866-906-2325
ComplianceMarketing & brand
47
RISKBRIDGE ADVISORS, LLC notice-filed in MA, OH. IAPD ↗
$633.0M RAUM · 6 reps · (203) 658-6055
ComplianceMarketing & brand
47
GAMMA INVESTING LLC notice-filed in NY. IAPD ↗
$1.01B RAUM · 5 reps · 888-585-1755 · gammainvesting.com
ComplianceMarketing & brand
47
25 FINANCIAL notice-filed in NM, WI. IAPD ↗
$415.0M RAUM · 8 reps · 314-530-2858 · 25financial.com
ComplianceMarketing & brand
47
SIERRA SUMMIT ADVISORS LLC notice-filed in CA, WI. IAPD ↗
$425.0M RAUM · 3 reps · 847-652-5070 · sierrasummitadvisors.com
ComplianceMarketing & brand
47
ALTES CAPITAL, LLC notice-filed in TX. IAPD ↗
$3.08B RAUM · 3 reps · 6465479080
ComplianceMarketing & brand
47
MOREY & QUINN WEALTH PARTNERS notice-filed in LA, VA. IAPD ↗
$321.2M RAUM · 3 reps · (402) 502-9900 · moreyandquinn.com
ComplianceMarketing & brand
47
LECLAIR WEALTH PARTNERS notice-filed in MI, TX. IAPD ↗
$342.4M RAUM · 3 reps · 888-277-5704 · leclairwealthpartners.com
ComplianceMarketing & brand
46
FINANCIAL PLANNING SERVICES notice-filed in FL, IL, MI. IAPD ↗
$153.4M RAUM · 5 reps · 260-469-3218
ComplianceMarketing & brand
46
KOKUA CAPITAL MANAGEMENT notice-filed in CA, FL, HI. IAPD ↗
$192.1M RAUM · 2 reps · 312 994-2390 · kokuacap.com
ComplianceMarketing & brand
46
KEYSTONE FINANCIAL SERVICES, LLC notice-filed in AZ, MN, NY. IAPD ↗
$164.9M RAUM · 6 reps · (402) 392-1212 · keystonefinancialservice.com
ComplianceMarketing & brand
46
VALOR FINANCIAL SERVICES, LLC notice-filed in FL, NY, PA. IAPD ↗
$240.5M RAUM · 2 reps · 865-675-1200 · valorfs.net
ComplianceMarketing & brand
46
GLOBAL INVESTMENT ADVISORY notice-filed in DC, MS, OH. IAPD ↗
$0 RAUM · 3 reps · (678) 583-1120
ComplianceMarketing & brand
46
ELLIS FINANCIAL PLANNING notice-filed in KY, NY, TX. IAPD ↗
$140.5M RAUM · 2 reps · 931-905-0050 · retireconfident.com
ComplianceMarketing & brand
45
RANDOLPH CO INC notice-filed in KY. IAPD ↗
$808.4M RAUM · 2 reps · [513]891-7144
ComplianceMarketing & brand
45
RAMSAY STATTMAN VELA & PRICE INC notice-filed in CA. IAPD ↗
$677.0M RAUM · 5 reps · 719-473-6925 · rsvp-invest.com
ComplianceMarketing & brand
45
M. KRAUS & COMPANY notice-filed in NE. IAPD ↗
$494.2M RAUM · 4 reps · 802-985-2620 · mkrausco.com
ComplianceMarketing & brand
45
MERIDIAN INVESTMENT ADVISORS, INC. notice-filed in LA. IAPD ↗
$568.1M RAUM · 3 reps · 317-573-5257 · meridianinvest.com
ComplianceMarketing & brand
45
SEABRIDGE INVESTMENT ADVISORS LLC notice-filed in RI. IAPD ↗
$434.4M RAUM · 8 reps · 908-273-5085 · seabridge.com
ComplianceMarketing & brand
45
REA WEALTH MANAGEMENT notice-filed in MI. IAPD ↗
$807.5M RAUM · 11 reps · 330-308-9707 · invp.com
ComplianceMarketing & brand
45
PORTLAND GLOBAL ADVISORS LLC notice-filed in RI. IAPD ↗
$894.6M RAUM · 9 reps · 207-773-2773 · portlandglobal.com
ComplianceMarketing & brand
45
GABLES CAPITAL MANAGEMENT, INC. notice-filed in NY. IAPD ↗
$348.9M RAUM · 3 reps · 305-374-9121 · gablescapital.com
ComplianceMarketing & brand
45
MONETARY MANAGEMENT GROUP INC notice-filed in CA. IAPD ↗
$464.8M RAUM · 5 reps · 314-909-0646 · monetarymanagementgroup.com
ComplianceMarketing & brand
45
AMB WEALTH, LLC notice-filed in DE. IAPD ↗
$848.0M RAUM · 11 reps · 866-277-1500
ComplianceMarketing & brand
45
FAMILY INVESTMENT CENTER notice-filed in GA. IAPD ↗
$595.9M RAUM · 9 reps · 816-233-4100
ComplianceMarketing & brand
45
WEALTH ADVISORS NETWORK, INC. notice-filed in TX. IAPD ↗
$297.0M RAUM · 12 reps · 402-463-6769 · bspwm.com
ComplianceMarketing & brand
45
SNIDER FINANCIAL GROUP notice-filed in MO. IAPD ↗
$315.8M RAUM · 5 reps · 425-453-7080
ComplianceMarketing & brand
45
BERKELEY, INC notice-filed in OR. IAPD ↗
$327.4M RAUM · 3 reps · 208-853-6980 · berkeleyinc.com
ComplianceMarketing & brand
45
MARATHON CAPITAL MANAGEMENT notice-filed in SC. IAPD ↗
$677.1M RAUM · 5 reps · 410-329-1522 · insidemarathon.com
ComplianceMarketing & brand
45
WESTEND CAPITAL MANAGEMENT, LLC. notice-filed in FL. IAPD ↗
$348.1M RAUM · 2 reps · (415) 856-0426 · wcmsf.com
ComplianceMarketing & brand
45
CAPSTONE CAPITAL WEALTH ADVISORS notice-filed in IN. IAPD ↗
$321.3M RAUM · 4 reps · 702-433-7588
ComplianceMarketing & brand
45
WISE PLANNING, INC. notice-filed in CO. IAPD ↗
$465.2M RAUM · 6 reps · 847-834-9473 · wiseplanning.com
ComplianceMarketing & brand
45
WISDOM FINANCIAL SERVICES, L.L.C. notice-filed in MI. IAPD ↗
$635.4M RAUM · 11 reps · 309-944-1117 · wisdomfinancial.net
ComplianceMarketing & brand
45
NVEST FINANCIAL, LLC notice-filed in NC. IAPD ↗
$379.8M RAUM · 7 reps · 207-985-8585
ComplianceMarketing & brand
45
BIONDO INVESTMENT ADVISORS LLC notice-filed in NE. IAPD ↗
$927.0M RAUM · 12 reps · 570-296-5525 · thebiondogroup.com
ComplianceMarketing & brand
45
LUCAS GROUP FINANCIAL PLANNERS, INC. notice-filed in TX. IAPD ↗
$374.7M RAUM · 4 reps · 916-921-9220 · lucasplanners.com
ComplianceMarketing & brand
45
TWELE CAPITAL MANAGEMENT, INC. notice-filed in TX. IAPD ↗
$484.4M RAUM · 3 reps · 952 887 9253
ComplianceMarketing & brand
45
WAYPOINT WEALTH PARTNERS notice-filed in FL. IAPD ↗
$935.8M RAUM · 6 reps · 877-768-4802 · waypointwp.com
ComplianceMarketing & brand
45
WATTS GWILLIAM & COMPANY, LLC notice-filed in VA. IAPD ↗
$604.6M RAUM · 7 reps · 480-889-8998 · wattsgwilliam.com
ComplianceMarketing & brand
45
POEHLING CAPITAL MANAGEMENT, INC. notice-filed in IL. IAPD ↗
$416.1M RAUM · 5 reps · (608) 664-9600
ComplianceMarketing & brand
45
PROSTATIS FINANCIAL ADVISORS GROUP notice-filed in IN. IAPD ↗
$405.0M RAUM · 14 reps · 410-863-1040
ComplianceMarketing & brand
45
CAPITAL MARKETS IQ, LLC notice-filed in UT. IAPD ↗
$392.3M RAUM · 21 reps · 310.882.6380
ComplianceMarketing & brand
45
FCF ADVISORS LLC notice-filed in FL. IAPD ↗
$795.6M RAUM · 3 reps · 212-217-2597
ComplianceMarketing & brand
45
STRATEGIC ASSET MANAGEMENT GROUP ADVISORS notice-filed in TX. IAPD ↗
$362.4M RAUM · 3 reps · 954-473-1110 · 1samgroup.com
ComplianceMarketing & brand
45
ALTERNA WEALTH MANAGEMENT, INC. notice-filed in AZ. IAPD ↗
$861.0M RAUM · 14 reps · 713-885-9843 · alternawealthmanagement.com
ComplianceMarketing & brand
45
TIMBER CREEK CAPITAL MANAGEMENT, LLC notice-filed in RI. IAPD ↗
$483.2M RAUM · 4 reps · 617-722-0855 · timbercreek-capital.com
ComplianceMarketing & brand
45
PRINCETON GLOBAL ASSET MANAGEMENT LLC notice-filed in NC. IAPD ↗
$605.8M RAUM · 13 reps · 609-945-1781 · princetonglobal.com
ComplianceMarketing & brand
45
CAPITAL INSIGHT PARTNERS, LLC notice-filed in TN. IAPD ↗
$737.0M RAUM · 7 reps · 480-295-7070 · cipinvest.com
ComplianceMarketing & brand
45
CENTRAL TRUST BANK notice-filed in TX. IAPD ↗
$489.5M RAUM · 1 reps · 573-634-1105
ComplianceMarketing & brand
45
EVOADVISERS notice-filed in CO. IAPD ↗
$271.0M RAUM · 5 reps · 804-794-1981
ComplianceMarketing & brand
45
FORT SHERIDAN ADVISORS LLC notice-filed in PA. IAPD ↗
$647.9M RAUM · 5 reps · 847-559-9700 · karmincapital.com
ComplianceMarketing & brand
45
SHOREPOINT CAPITAL PARTNERS LLC notice-filed in TX. IAPD ↗
$736.2M RAUM · 7 reps · 781-341-7250
ComplianceMarketing & brand
45
HARDIN CAPITAL PARTNERS, LLC notice-filed in FL. IAPD ↗
$347.9M RAUM · 1 reps · 864-252-4200 · hardincapitalpartners.com
ComplianceMarketing & brand
45
PROVIDENCE WEALTH ADVISORS, LLC notice-filed in NH. IAPD ↗
$571.6M RAUM · 6 reps · 815-306-2020
ComplianceMarketing & brand
45
EMPIRICAL ASSET MANAGEMENT, LLC notice-filed in MN. IAPD ↗
$328.7M RAUM · 7 reps · 781-431-2220 · empiricalam.com
ComplianceMarketing & brand
45
KINGDOM FINANCIAL GROUP, LLC notice-filed in MI. IAPD ↗
$295.0M RAUM · 17 reps · 623-974-0300
ComplianceMarketing & brand
45
ALPHA SOLUTIONS INVESTMENT ADVISORS notice-filed in TX. IAPD ↗
$257.6M RAUM · 2 reps · 415-882-7088
ComplianceMarketing & brand
45
MOUNTAIN CAPITAL INVESTMENT ADVISORS INC notice-filed in IL. IAPD ↗
$608.0M RAUM · 12 reps · 720-500-0050 · mountaincapital.us
ComplianceMarketing & brand
45
MILLS WEALTH ADVISORS, LLC notice-filed in MN. IAPD ↗
$346.2M RAUM · 5 reps · 817-416-7300
ComplianceMarketing & brand
45
INVESTOR FAN notice-filed in UT. IAPD ↗
$427.7M RAUM · 10 reps · 425-372-7517 · thewaytoinvest.com
ComplianceMarketing & brand
45
FSA INVESTMENT GROUP, LLC notice-filed in WA. IAPD ↗
$709.5M RAUM · 9 reps · (850) 696-1550
ComplianceMarketing & brand
45
WEALTHSTAR ADVISORS, LLC notice-filed in CT. IAPD ↗
$671.5M RAUM · 10 reps · 972-372-2935
ComplianceMarketing & brand
45
STRATEGIC WEALTH INVESTMENT GROUP, LLC notice-filed in IA. IAPD ↗
$900.8M RAUM · 27 reps · 502-412-3354 · atasteofretirement.com
ComplianceMarketing & brand
45
AM INVESTMENT STRATEGIES, LLC notice-filed in PA. IAPD ↗
$621.8M RAUM · 2 reps · 423-486-1888
ComplianceMarketing & brand
45
GUARDIAN WEALTH STRATEGIES, LLC notice-filed in CA. IAPD ↗
$944.1M RAUM · 5 reps · 952-746-1746 · gwealth.com
ComplianceMarketing & brand
45
QBOX FIDUCIARY SOLUTIONS, LLC notice-filed in NC. IAPD ↗
$434.0M RAUM · 1 reps · 260-328-1889
ComplianceMarketing & brand
45
RIVERPOINT WEALTH MANAGEMENT notice-filed in MI. IAPD ↗
$747.8M RAUM · 3 reps · 312-239-1330
ComplianceMarketing & brand
45
PERENNIAL notice-filed in CT. IAPD ↗
$591.7M RAUM · 4 reps · 212-652-3900
ComplianceMarketing & brand
45
LIQUID STRATEGIES, LLC notice-filed in TX. IAPD ↗
$522.7M RAUM · 4 reps · 800-970-2725 · overlayshares.com
ComplianceMarketing & brand
45
OMNIA FAMILY WEALTH, LLC notice-filed in NJ. IAPD ↗
$759.7M RAUM · 5 reps · 305-602-9080
ComplianceMarketing & brand
45
G&S CAPITAL LLC notice-filed in SC. IAPD ↗
$338.0M RAUM · 4 reps · 303-773-8000 · gandscapital.com
ComplianceMarketing & brand
45
WEALTH WATCH ADVISORS, INC notice-filed in AR. IAPD ↗
$415.2M RAUM · 47 reps · 855-822-3708 · wealthwatchadvisors.com
ComplianceMarketing & brand
45
WEALTH ADVISORS NW notice-filed in CO. IAPD ↗
$264.1M RAUM · 7 reps · 971-249-9930
ComplianceMarketing & brand
45
ACCEL WEALTH MANAGEMENT notice-filed in MI. IAPD ↗
$974.0M RAUM · 10 reps · 319-596-1101 · accelwealthmanagement.com
ComplianceMarketing & brand
45
FINANCIAL SERVICES OF AMERICA ADVISORS notice-filed in IN. IAPD ↗
$396.2M RAUM · 22 reps · (800) 977-9292 · fsa1.com
ComplianceMarketing & brand
45
INDEPENDENT WEALTH NETWORK, INC. notice-filed in ND. IAPD ↗
$422.6M RAUM · 25 reps · 515-461-5123 · prescottfinancialadvisor.net
ComplianceMarketing & brand
45
CREATIVE CAPITAL MANAGEMENT INVESTMENTS LLC notice-filed in VA. IAPD ↗
$668.2M RAUM · 6 reps · 619-298-3993
ComplianceMarketing & brand
45
DYNAMIC FINANCIAL GROUP notice-filed in TN. IAPD ↗
$474.5M RAUM · 4 reps · 319-277-2727 · dynamicfinancial.net
ComplianceMarketing & brand
45
FINANCIAL STRATEGIES GROUP, INC notice-filed in NV. IAPD ↗
$468.6M RAUM · 6 reps · (800) 804-0420
ComplianceMarketing & brand
45
KPP ADVISORY SERVICES LLC notice-filed in PA. IAPD ↗
$880.6M RAUM · 24 reps · 502-394-0400 · money411.info
ComplianceMarketing & brand
45
UNCOMMON CENTS INVESTING notice-filed in IL. IAPD ↗
$417.4M RAUM · 3 reps · 608-563-2437 · uncommoncentsinvesting.com
ComplianceMarketing & brand
45
PCG WEALTH MANAGEMENT notice-filed in IA. IAPD ↗
$765.5M RAUM · 23 reps · (913) 323-3112 · pcgstrategies.com
ComplianceMarketing & brand
45
TURNING POINT FINANCIAL notice-filed in OH. IAPD ↗
$310.0M RAUM · 14 reps · 301-846-9336 · tpfinancial.com
ComplianceMarketing & brand
45
CRESTMONT PRIVATE WEALTH LLC notice-filed in NM. IAPD ↗
$301.7M RAUM · 4 reps · 832-280-5288 · iheart.com
ComplianceMarketing & brand
45
MIDWEST HERITAGE FINANCIAL ADVISORS notice-filed in KS. IAPD ↗
$314.2M RAUM · 4 reps · 515-246-8378 · midwestheritage.com
ComplianceMarketing & brand
45
SHOREHAVEN WEALTH PARTNERS, LLC notice-filed in VA. IAPD ↗
$400.9M RAUM · 4 reps · 732-447-9301
ComplianceMarketing & brand
45
INSTRUMENTAL WEALTH, LLC notice-filed in CO. IAPD ↗
$345.3M RAUM · 5 reps · 813-578-7001
ComplianceMarketing & brand
45
RETIREMENT PLANNING SOLUTIONS, LLC notice-filed in CA. IAPD ↗
$285.4M RAUM · 11 reps · 502-499-5668 · retirementplanningsolutions.com
ComplianceMarketing & brand
45
POWER WEALTH MANAGEMENT notice-filed in VA. IAPD ↗
$293.8M RAUM · 4 reps · 404-889-8919 · powerwm.com
ComplianceMarketing & brand
45
BROOKWOOD INVESTMENT GROUP notice-filed in TX. IAPD ↗
$689.1M RAUM · 17 reps · 480-744-9628 · ckwmg.com
ComplianceMarketing & brand
45
COVE PRIVATE WEALTH, LLC notice-filed in FL. IAPD ↗
$269.9M RAUM · 2 reps · 516-588-1123 · coveprivatewealth.com
ComplianceMarketing & brand
45
ALLEY COMPANY notice-filed in AZ. IAPD ↗
$765.5M RAUM · 4 reps · 847-482-0938
ComplianceMarketing & brand
45
CENTURION WEALTH MANAGEMENT notice-filed in WV. IAPD ↗
$591.4M RAUM · 6 reps · 571-765-1890 · centurionwealth.com
ComplianceMarketing & brand
45
PORTFOLIO DESIGN LABS, LLC notice-filed in LA. IAPD ↗
$276.2M RAUM · 1 reps · 310-755-0411
ComplianceMarketing & brand
45
BUCK WEALTH STRATEGIES, LLC notice-filed in MD. IAPD ↗
$299.9M RAUM · 20 reps · 888-210-6567
ComplianceMarketing & brand
45
JOCELYN INVESTMENT MANAGEMENT, LLC notice-filed in IL. IAPD ↗
$919.7M RAUM · 2 reps · 415-256-1795 · jocelyninvestment.com
ComplianceMarketing & brand
45
ROCKLINE WEALTH MANAGEMENT LLC notice-filed in DE. IAPD ↗
$631.7M RAUM · 5 reps · 516-605-1624
ComplianceMarketing & brand
45
SECOND LINE CAPITAL, LLC notice-filed in OK. IAPD ↗
$402.1M RAUM · 14 reps · 504-321-0923
ComplianceMarketing & brand
45
ELEVATUS WEALTH MANAGEMENT, LLC notice-filed in CO. IAPD ↗
$346.5M RAUM · 4 reps · 585-565-4450 · elevatuswealth.com
ComplianceMarketing & brand
45
TRAVEKA WEALTH, LLC notice-filed in AZ. IAPD ↗
$647.9M RAUM · 3 reps · (650) 397-2225 · travekawealth.com
ComplianceMarketing & brand
45
PARKWOODS WEALTH PARTNERS, LLC notice-filed in TN. IAPD ↗
$403.5M RAUM · 3 reps · 315-757-1100 · parkwoodswealth.com
ComplianceMarketing & brand
45
MORANGIE MANAGEMENT LLC notice-filed in NH. IAPD ↗
$578.0M RAUM · 4 reps · 908-285-6686 · morangiemanagement.com
ComplianceMarketing & brand
45
TFR CAPITAL notice-filed in CO. IAPD ↗
$327.6M RAUM · 5 reps · 800-765-0397 · tfr-inc.com
ComplianceMarketing & brand
44
R. F. LAFFERTY & CO., INC. notice-filed in TN, TX. IAPD ↗
$90.9M RAUM · 6 reps · 212-293-9090 · rflafferty.com
ComplianceMarketing & brand
44
HERBERT J. SIMS CAPITAL MANAGEMENT, INC. notice-filed in LA, NH. IAPD ↗
$146.7M RAUM · 21 reps · 203-418-9000
ComplianceMarketing & brand
44
CAP PARTNERS, LLC notice-filed in AL, VT. IAPD ↗
$179.0M RAUM · 8 reps · 615-807-2030 · cap-partners.com
ComplianceMarketing & brand
44
BOWERS WEALTH MANAGEMENT, INC. notice-filed in MA, OH. IAPD ↗
$240.0M RAUM · 2 reps · 775-409-3712 · bowerswealth.com
ComplianceMarketing & brand
44
KIKER WEALTH MANAGEMENT, LLC notice-filed in OH, VA. IAPD ↗
$161.5M RAUM · 3 reps · 706-253-7285
ComplianceMarketing & brand
44
SEABORN FINANCIAL, LLC notice-filed in MD, WA. IAPD ↗
$107.2M RAUM · 1 reps · 512-814-7258 · seabornfinancial.co
ComplianceMarketing & brand
44
SEVERIN INVESTMENTS LLC notice-filed in AR, TN. IAPD ↗
$112.7M RAUM · 6 reps · 314-983-2707
ComplianceMarketing & brand
44
DAVIMAN FINANCIAL, LLC notice-filed in NV, TX. IAPD ↗
$103.6M RAUM · 2 reps · 317-207-0175
ComplianceMarketing & brand
44
HOFFMAN CAPITAL ADVISORS LLC notice-filed in FL, NC. IAPD ↗
$133.5M RAUM · 6 reps · 717-609-2260 · hoffman-capital.com
ComplianceMarketing & brand
44
INVEST CAPITAL PARTNERS notice-filed in MN, SC. IAPD ↗
$229.3M RAUM · 9 reps · 937-557-3200 · mwm.financial
ComplianceMarketing & brand
44
ACRYLIC FINANCIAL, INC. notice-filed in NC, NY. IAPD ↗
$84.2M RAUM · 21 reps · 833-422-7954 · acrylicfinancial.com
ComplianceMarketing & brand
44
ATWOOD FINANCIAL PLANNING LLC notice-filed in NE, NH. IAPD ↗
$0 RAUM · 6 reps · 202-964-3599
ComplianceMarketing & brand
44
PANORAMIC INVESTMENT ADVISORS notice-filed in LA, OR. IAPD ↗
$242.0M RAUM · 8 reps · 303-691-1808 · panoramicia.com
ComplianceMarketing & brand
44
SIMPLIFIED WEALTH MANAGEMENT notice-filed in NE, NH. IAPD ↗
$179.5M RAUM · 5 reps · 601-336-4265 · mysimplifiedwealth.com
ComplianceMarketing & brand
44
TRANQUILLI FINANCIAL ADVISOR, LLC notice-filed in LA, WI. IAPD ↗
$163.1M RAUM · 1 reps · (908) 730-6234
ComplianceMarketing & brand
44
ABLE WEALTH MANAGEMENT LLC notice-filed in CA, FL. IAPD ↗
$244.4M RAUM · 6 reps · 212-634-7842
ComplianceMarketing & brand
44
FUTURE YOU WEALTH notice-filed in FL, PA. IAPD ↗
$177.8M RAUM · 4 reps · (917) 397-6531 · futureyouwealth.com
ComplianceMarketing & brand
44
ADVISOR SHARE WEALTH MANAGEMENT, LLC notice-filed in NY, OH. IAPD ↗
$48.0M RAUM · 22 reps · 866-232-3251 · aswealthmanagement.com
ComplianceMarketing & brand
44
MISSION FINANCIAL GROUP, LLC notice-filed in NV, NY. IAPD ↗
$232.8M RAUM · 5 reps · 808-445-9965
ComplianceMarketing & brand
44
EKO notice-filed in LA, ND. IAPD ↗
$5.4M RAUM · 1 reps · (917)7449432
ComplianceMarketing & brand
44
CONSTITUTION WEALTH LLC notice-filed in CO, KS. IAPD ↗
$22.9M RAUM · 5 reps · 866-463-1776 · constitutionwealth.com
ComplianceMarketing & brand
44
THEPARTNERS WEALTH MANAGEMENT notice-filed in MI, WA. IAPD ↗
$172.5M RAUM · 7 reps · 800-324-3010 · oceanpointefg.com
ComplianceMarketing & brand
44
FORTHRIGHT CAPITAL ADVISORY notice-filed in MO, NE. IAPD ↗
$65.0M RAUM · 28 reps · (702) 217-7676 · forthrightcps.com
ComplianceMarketing & brand
44
TRIAD WEALTH PARTNERS, LLC notice-filed in CT, VA. IAPD ↗
$153.4M RAUM · 5 reps · 785-830-0000 · triadwealthpartners.com
ComplianceMarketing & brand
42
M. E. ALLISON & CO., INC. notice-filed in NM. IAPD ↗
$145.9M RAUM · 10 reps · 210-930-4000 · meallison.com
ComplianceMarketing & brand
42
LARIMER CAPITAL CORPORATION notice-filed in DC. IAPD ↗
$150.7M RAUM · 3 reps · 303-573-5511
ComplianceMarketing & brand
42
DMK ADVISOR GROUP, INC. notice-filed in ME. IAPD ↗
$80.6M RAUM · 25 reps · 813-996-6100
ComplianceMarketing & brand
42
KAISER WEALTH MANAGEMENT notice-filed in AZ. IAPD ↗
$34.6M RAUM · 1 reps · 307-634-1547
ComplianceMarketing & brand
42
FINANCIAL STRATEGIES, INC. notice-filed in TX. IAPD ↗
$131.7M RAUM · 2 reps · 262-821-1664
ComplianceMarketing & brand
42
ELTEKON ADVISORS, LLC. notice-filed in CA. IAPD ↗
$200.0M RAUM · 7 reps · 512-477-3200 · eltekon.com
ComplianceMarketing & brand
42
BENNINGTON FINANCIAL PLANNING GROUP notice-filed in NC. IAPD ↗
$183.7M RAUM · 3 reps · 802-447-1530
ComplianceMarketing & brand
42
GILBERT CAPITAL GROUP notice-filed in TX. IAPD ↗
$139.9M RAUM · 1 reps · 207-657-6900
ComplianceMarketing & brand
42
PINNACLE WEALTH ADVISORS notice-filed in NE. IAPD ↗
$202.1M RAUM · 5 reps · 503-654-5100 · thinkpinnacle.com.
ComplianceMarketing & brand
42
DBS INVESTMENT ADVISERS, LLC notice-filed in GA. IAPD ↗
$228.7M RAUM · 3 reps · 800-327-2377 · dbsia.net
ComplianceMarketing & brand
42
BARTLEY FINANCIAL ADVISORS, LLC notice-filed in NY. IAPD ↗
$128.5M RAUM · 2 reps · 603-625-9900
ComplianceMarketing & brand
42
ECONOLOGICS FINANCIAL ADVISORS notice-filed in AR. IAPD ↗
$114.2M RAUM · 5 reps · 727-588-1540 · resultsbasedtransitionplanning.com
ComplianceMarketing & brand
42
PENBROOK MANAGEMENT LLC notice-filed in FL. IAPD ↗
$169.8M RAUM · 4 reps · 212-792-6952 · penbrookllc.com
ComplianceMarketing & brand
42
FEDERMANN FINANCIAL ADVISORS INC. notice-filed in NH. IAPD ↗
$89.3M RAUM · 2 reps · 631-981-1904 · fedadvisors.com
ComplianceMarketing & brand
42
GORDON ASSET MANAGEMENT LLC notice-filed in FL. IAPD ↗
$114.5M RAUM · 2 reps · 512-482-9600 · gordonasset.com
ComplianceMarketing & brand
42
ELM3 FINANCIAL GROUP, LLC notice-filed in MD. IAPD ↗
$137.1M RAUM · 2 reps · 678-297-9500
ComplianceMarketing & brand
42
BAY CAPITAL ADVISORS, LLC notice-filed in NH. IAPD ↗
$195.9M RAUM · 4 reps · 757-816-0967 · baycapitaladvice.com
ComplianceMarketing & brand
42
CHICAGO INVESTMENT ADVISORY GROUP notice-filed in NE. IAPD ↗
$212.5M RAUM · 6 reps · 708-478-7190 · ciag.us
ComplianceMarketing & brand
42
ORCA INVESTMENT MANAGEMENT, LLC notice-filed in FL. IAPD ↗
$162.1M RAUM · 3 reps · (503)582-9500 · orcaim.com
ComplianceMarketing & brand
42
LIFETIME WEALTH MANAGEMENT P.C. notice-filed in PR. IAPD ↗
$184.2M RAUM · 5 reps · 972-771-0650 · lifetimewm.com
ComplianceMarketing & brand
42
STONE ISLAND FINANCIAL PLANNING notice-filed in NE. IAPD ↗
$135.1M RAUM · 5 reps · 630-784-2200 · stoneislandfp.com
ComplianceMarketing & brand
42
WELLS GLOBAL INVESTMENT ADVISERS LLC notice-filed in GA. IAPD ↗
$91.5M RAUM · 2 reps · 863-294-3361
ComplianceMarketing & brand
42
CHELSEA ADVISORY SERVICES, INC notice-filed in IL. IAPD ↗
$101.0M RAUM · 19 reps · 718-967-8400 · chfs.com
ComplianceMarketing & brand
42
ABERNATHY GROUP II LLC notice-filed in NJ. IAPD ↗
$66.6M RAUM · 1 reps · 212-293-3499 · abernathygroupfamilyoffice.com
ComplianceMarketing & brand
42
SANKALA GROUP LLC notice-filed in MT. IAPD ↗
$116.1M RAUM · 3 reps · 720-310-0605
ComplianceMarketing & brand
42
PIEDMONT WEALTH MANAGEMENT notice-filed in NH. IAPD ↗
$128.4M RAUM · 2 reps · 540-317-5372 · piedmontwm.com
ComplianceMarketing & brand
42
SERVO WEALTH MANAGEMENT LLC notice-filed in NY. IAPD ↗
$130.5M RAUM · 1 reps · (405) 384-5132 · servowealth.com
ComplianceMarketing & brand
42
PARSONEX ADVISORY SERVICES, INC. notice-filed in KY. IAPD ↗
$151.6M RAUM · 2 reps · 303-662-8700 · parsonexadvisory.com
ComplianceMarketing & brand
42
BARRETT WEALTH CONNECTION LLC notice-filed in TX. IAPD ↗
$123.9M RAUM · 2 reps · 815-529-7527 · bwconnect.co
ComplianceMarketing & brand
42
EFINANCIAL ALLIANCE, LLC notice-filed in TX. IAPD ↗
$196.0M RAUM · 3 reps · 615-224-8534 · efinancialalliance.com
ComplianceMarketing & brand
42
HILEY HUNT WEALTH MANAGEMENT, INC. notice-filed in MN. IAPD ↗
$241.7M RAUM · 3 reps · 402-504-9347
ComplianceMarketing & brand
42
PORTLAND PRIVATE WEALTH MANAGEMENT, INC. notice-filed in NH. IAPD ↗
$200.2M RAUM · 3 reps · 503-405-9472 · portlandprivatewm.com
ComplianceMarketing & brand
42
BROADVIEW WEALTH MANAGEMENT, LLC notice-filed in TX. IAPD ↗
$109.0M RAUM · 1 reps · 425-326-1120 · broadviewwealth.com
ComplianceMarketing & brand
42
LAKE ROAD ADVISORS, LLC notice-filed in NH. IAPD ↗
$78.1M RAUM · 2 reps · (607) 438-2914
ComplianceMarketing & brand
42
GRAHAM CAPITAL WEALTH MANAGEMENT, LLC notice-filed in GA. IAPD ↗
$195.7M RAUM · 4 reps · 202-780-7726 · grahamcapitalwealth.com
ComplianceMarketing & brand
42
GARNETT INVESTMENT STRATEGIES notice-filed in TX. IAPD ↗
$126.6M RAUM · 2 reps · 402-223-3433 · garnettinvestments.com
ComplianceMarketing & brand
42
ATLATL ADVISERS notice-filed in AZ. IAPD ↗
$123.1M RAUM · 6 reps · (608) 351-4500
ComplianceMarketing & brand
42
ELEVATE CAPITAL ADVISORS notice-filed in NV. IAPD ↗
$139.8M RAUM · 6 reps · 970-328-7526
ComplianceMarketing & brand
42
SIEBERT ADVISORNXT, LLC. notice-filed in MN. IAPD ↗
$212.6M RAUM · 24 reps · 800-872-0444 · siebertnxt.com
ComplianceMarketing & brand
42
FORTRESS PRIVATE LEDGER, LLC notice-filed in UT. IAPD ↗
$200.7M RAUM · 15 reps · 919-322-2761 · fortressretirementplanadvisors.com
ComplianceMarketing & brand
42
TREEHOUSE WEALTH ADVISORS notice-filed in OR. IAPD ↗
$184.8M RAUM · 3 reps · 415-887-1416
ComplianceMarketing & brand
42
WEALTHGUARD ADVISORS, INC. notice-filed in FL. IAPD ↗
$163.6M RAUM · 2 reps · 530-621-1111
ComplianceMarketing & brand
42
VAN CLEMENS WEALTH MANAGEMENT, LLC notice-filed in TX. IAPD ↗
$105.9M RAUM · 15 reps · 612-758-9140 · vanclemens.com
ComplianceMarketing & brand
42
NEW MILLENNIUM GROUP notice-filed in WA. IAPD ↗
$200.6M RAUM · 8 reps · 801-446-9950
ComplianceMarketing & brand
42
GOLDEN WEALTH MANAGEMENT notice-filed in NC. IAPD ↗
$126.5M RAUM · 3 reps · (570) 208-7050 · goldenwealthmgmt.com
ComplianceMarketing & brand
42
BLACK KNIGHT WEALTH MANAGEMENT, LLC notice-filed in KS. IAPD ↗
$163.2M RAUM · 3 reps · 972-786-6527 · blackknightwm.com
ComplianceMarketing & brand
42
1858 WEALTH MANAGEMENT, LLC notice-filed in LA. IAPD ↗
$207.4M RAUM · 2 reps · (234) 678-5183 · 1858wm.com
ComplianceMarketing & brand
42
MSP WEALTH MANAGEMENT, LLC notice-filed in WA. IAPD ↗
$170.0M RAUM · 7 reps · 541-884-4164 · mspwealth.com
ComplianceMarketing & brand
42
SECFI ADVISORY LIMITED notice-filed in NJ. IAPD ↗
$156.3M RAUM · 9 reps · (707) 652-9961
ComplianceMarketing & brand
42
GOALFUSION WEALTH MANAGEMENT notice-filed in NE. IAPD ↗
$199.2M RAUM · 3 reps · 512-593-6367 · goalfusion.com
ComplianceMarketing & brand
42
MARYGOLD & CO. ADVISORY SERVICES, LLC notice-filed in CA. IAPD ↗
$30,725 RAUM · 1 reps · 9252979465
ComplianceMarketing & brand
42
CARROLL INVESTORS, INC. notice-filed in NY. IAPD ↗
$150.4M RAUM · 2 reps · 843-352-4963
ComplianceMarketing & brand
42
REDSTONE WEALTH MANAGEMENT, LLC notice-filed in NE. IAPD ↗
$131.0M RAUM · 5 reps · (405) 844-9933
ComplianceMarketing & brand
42
BOYD CAPITAL notice-filed in TX. IAPD ↗
$124.5M RAUM · 2 reps · 585-269-8511 · boydcapital.com
ComplianceMarketing & brand
42
CHILDFREE WEALTH notice-filed in CT. IAPD ↗
$10.0M RAUM · 3 reps · 662-222-1227 · reddit.com
ComplianceMarketing & brand
42
THE WEALTH BOUTIQUE notice-filed in TX. IAPD ↗
$94.1M RAUM · 7 reps · 908-955-0077 · tanisfingroup.com
ComplianceMarketing & brand
42
SCHERER FINANCIAL ADVISORY SERVICES, LLC notice-filed in MA. IAPD ↗
$127.3M RAUM · 2 reps · 972-267-9655 · schererfinancial.net
ComplianceMarketing & brand
42
CROSSGRAIN FAMILY INVESTMENTS, LLC notice-filed in OH. IAPD ↗
$164.8M RAUM · 2 reps · 804-217-2561
ComplianceMarketing & brand
42
IA NETWORK, LLC notice-filed in TN. IAPD ↗
$161.3M RAUM · 4 reps · 704-272-1211
ComplianceMarketing & brand
42
FRANKLY FINANCES notice-filed in CA. IAPD ↗
$126.1M RAUM · 1 reps · 786-897-5035 · franklyfinances.com
ComplianceMarketing & brand
42
ARRIEN INVESTMENTS, INC. notice-filed in NE. IAPD ↗
$189.4M RAUM · 4 reps · (208) 338-1520 · arrieninvestments.com
ComplianceMarketing & brand
42
AMERITY WEALTH MANAGEMENT, LLC notice-filed in AZ. IAPD ↗
$141.0M RAUM · 14 reps · (863) 683-1750 · ameritywm.com
ComplianceMarketing & brand
42
VIRTUS FINANCIAL PARTNERS notice-filed in IL. IAPD ↗
$77.6M RAUM · 3 reps · 4072678445
ComplianceMarketing & brand
42
MAGNOLIA PRIVATE WEALTH, LLC notice-filed in NM. IAPD ↗
$110.7M RAUM · 3 reps · 5714771375
ComplianceMarketing & brand
42
JOSS BROWN WEALTH ADVISORS notice-filed in NC. IAPD ↗
$139.3M RAUM · 5 reps · 757-903-2127
ComplianceMarketing & brand
42
ACCELERATE RETIREMENT notice-filed in WA. IAPD ↗
$242.8M RAUM · 24 reps · 888-439-7071 · sapers-wallack.com
ComplianceMarketing & brand
42
MDRN CAPITAL notice-filed in MA. IAPD ↗
$101.6M RAUM · 7 reps · 410-533-9966
ComplianceMarketing & brand
42
BERILIUM notice-filed in NE. IAPD ↗
$402,125 RAUM · 1 reps · (640) 300-0475 · berilium.com
ComplianceMarketing & brand
42
INTENTIONAL WEALTH STRATEGIES notice-filed in AZ. IAPD ↗
$122.8M RAUM · 2 reps · 719-694-8002 · intentionalwealth.com
ComplianceMarketing & brand
42
COASTAL WEALTH MANAGEMENT notice-filed in CT. IAPD ↗
$34.2M RAUM · 1 reps · 917-558-2468 · coastalprivatewealthmgmt.com
ComplianceMarketing & brand
42
WHALE notice-filed in MD. IAPD ↗
$229,407 RAUM · 1 reps · 8884887104 · getwhale.co
ComplianceMarketing & brand
42
ARIMATHEA notice-filed in NC. IAPD ↗
$0 RAUM · 1 reps · 707-813-7070 · arimatheainvesting.com
ComplianceMarketing & brand
42
ZERO DAY CAPITAL ENTERPRISES LLC notice-filed in NC. IAPD ↗
$35.2M RAUM · 7 reps · 702 271 3265 · zerodaycapital.com
ComplianceMarketing & brand
42
SLO MONEY MANAGERS notice-filed in TX. IAPD ↗
$131.6M RAUM · 2 reps · (805) 460-7232 · slomoneymanagers.com
ComplianceMarketing & brand
42
HARBORFRONT FINANCIAL GROUP notice-filed in IN. IAPD ↗
$104.2M RAUM · 4 reps · 231-843-1516 · custerfinancialadvisors.com
ComplianceMarketing & brand
42
GFG SOLUTIONS notice-filed in NJ. IAPD ↗
$151.1M RAUM · 6 reps · (407) 627-0091 · gfgsolutions.com
ComplianceMarketing & brand
42
OCM PRIVATE WEALTH, LLC notice-filed in TX. IAPD ↗
$147.1M RAUM · 4 reps · 216-456-1515 · ocmprivatewealth.com
ComplianceMarketing & brand
42
PITCAIRN WEALTH ADVISORS LLC notice-filed in TX. IAPD ↗
$0 RAUM · 1 reps · 215-881-6144 · pitcairn.com
ComplianceMarketing & brand
42
BASTION FIDUCIARY notice-filed in MD. IAPD ↗
$0 RAUM · 6 reps · (305) 522-1333 · lastbastion.com
ComplianceMarketing & brand
42
JW NOVA WEALTH PARTNERS notice-filed in NJ. IAPD ↗
$0 RAUM · 3 reps · 267-753-7067
ComplianceMarketing & brand
40
HARNESS WEALTH notice-filed in CA, IL, MA, NH, NJ, PA, TX, WA. IAPD ↗institutional
$0 RAUM · 2 reps · (646) 586-5427 · harnesswealth.com
ComplianceMarketing & brand
40
FINANCEHQ LLC notice-filed in AK, MS, MT, ND, SD. IAPD ↗institutional
$0 RAUM · 0 reps · 415-234-3727
ComplianceMarketing & brand
37
TIMOTHY PARTNERS, LTD. notice-filed in PR. IAPD ↗institutional
$2.63B RAUM · 3 reps · 407-644-1986
ComplianceMarketing & brand
37
VIRTUS INVESTMENT ADVISERS, LLC notice-filed in DE. IAPD ↗institutional
$53.98B RAUM · 8 reps · 800-248-7971
ComplianceMarketing & brand
37
VIRTUS ALTERNATIVE INVESTMENT ADVISERS, LLC notice-filed in NY. IAPD ↗institutional
$2.03B RAUM · 0 reps · 800-248-7971
ComplianceMarketing & brand
35
CHIRON INVESTMENT MANAGEMENT, LLC notice-filed in FL. IAPD ↗institutional
$612.0M RAUM · 9 reps · 917-338-5082
ComplianceMarketing & brand
35
HAUSER RETIREMENT SOLUTIONS 2 LLC notice-filed in IL. IAPD ↗institutional
$965.7M RAUM · 6 reps · 513-745-9200 · thehausergroup.com
ComplianceMarketing & brand
32
GALLIARD CAPITAL MANAGEMENT notice-filed in VA. IAPD ↗fund
$85.51B RAUM · 20 reps · 612-667-3220 · galliard.com
ComplianceMarketing & brand
32
FIRST ASSOCIATED INVESTMENT ADVISORS, INC. notice-filed in WI. IAPD ↗institutional
$41.1M RAUM · 1 reps · 218-722-8248 · tebergfund.com
ComplianceMarketing & brand
32
LIGHTHOUSE INVESTMENT PARTNERS, LLC notice-filed in KS. IAPD ↗fund
$74.15B RAUM · 171 reps · 561-741-0820
ComplianceMarketing & brand
32
ELDRIDGE CREDIT ADVISERS, LLC notice-filed in NY. IAPD ↗fund
$7.01B RAUM · 38 reps · 212-895-2000
ComplianceMarketing & brand
32
SERENGETI ASSET MANAGEMENT LP notice-filed in FL. IAPD ↗fund
$1.08B RAUM · 10 reps · 212-672-2220
ComplianceMarketing & brand
32
MATRIX CAPITAL MANAGEMENT COMPANY, LP notice-filed in NH. IAPD ↗fund
$12.09B RAUM · 10 reps · 781-522-4007
ComplianceMarketing & brand
32
ADVENT GLOBAL OPPORTUNITIES MANAGEMENT LLC notice-filed in FL. IAPD ↗fund
$1.84B RAUM · 8 reps · 617-951-9400 · ago.adventinternational.com
ComplianceMarketing & brand
32
MARINER WEALTH notice-filed in CA. IAPD ↗institutional
$0 RAUM · 37 reps · 913-904-5700
ComplianceMarketing & brand
32
WAGN ADVISORY SERVICES, LLC notice-filed in KS. IAPD ↗institutional
$0 RAUM · 1 reps · 513-295-6777
ComplianceMarketing & brand
32
ELDRIDGE STRUCTURED CREDIT ADVISERS, LLC notice-filed in GA. IAPD ↗fund
$15.46B RAUM · 9 reps · 212-895-2000
ComplianceMarketing & brand
32
CAPINSIGHTS PARTNERS, LLC notice-filed in MA. IAPD ↗institutional
$0 RAUM · 5 reps · 326-740-4710 · capinsights.partners
ComplianceMarketing & brand
32
CYPRESS INVESTMENT MANAGEMENT, LLC notice-filed in MN, TX. IAPD ↗fund
$272.3M RAUM · 3 reps · (224) 330-9662 · cypressholdings.com
ComplianceMarketing & brand
30
ALIDADE CAPITAL, LLC notice-filed in NY. IAPD ↗fund
$600.4M RAUM · 13 reps · 248-593-7878 · alidadecapital.com
ComplianceMarketing & brand
30
SHOREBRIDGE CAPITAL MANAGEMENT, LLC notice-filed in NJ. IAPD ↗fund
$706.4M RAUM · 6 reps · 212-698-8544 · shorebridge.com
ComplianceMarketing & brand
27
PINNACLE PARTNER MANAGEMENT LLC notice-filed in CA. IAPD ↗fund
$223.6M RAUM · 3 reps · 206-348-5363
ComplianceMarketing & brand
19
RAYMOND JAMES (USA) LTD notice-filed in AL, MT. IAPD ↗foreign
$1.54B RAUM · 125 reps · 877-570-7558 · rjlu.com
ComplianceMarketing & brand
19
BMO NESBITT BURNS SECURITIES LTD. notice-filed in IN, MT, NH. IAPD ↗foreign
$932.0M RAUM · 199 reps · 416-359-4000 · uswealth.bmo.com
ComplianceMarketing & brand
17
1832 ASSET MANAGEMENT U.S. INC. notice-filed in LA, MD. IAPD ↗foreign
$922.3M RAUM · 23 reps · 416-840-7986
ComplianceMarketing & brand
14
GOLDEN EAGLE CAPITAL ADVISORS, INC. notice-filed in FL, TX. IAPD ↗foreign
$33.3M RAUM · 2 reps · 97144484674
ComplianceMarketing & brand
14
DUNHILL FINANCIAL notice-filed in CT, GA. IAPD ↗foreign
$240.6M RAUM · 6 reps · +44 7514 993 556 · dunhillfinancial.com
ComplianceMarketing & brand
12
VENTUM ADVISORS CORP. notice-filed in AZ. IAPD ↗foreign
$25.4M RAUM · 5 reps · 416-572-5523 · ventumadvisors.com
ComplianceMarketing & brand
12
EQUILIBRIUM WEALTH LLC notice-filed in TX. IAPD ↗foreign
$87.9M RAUM · 3 reps · (212) 321-0428
ComplianceMarketing & brand
aum up — 134 Regulatory AUM up >=25% since last filing.
75
GCM GROSVENOR L.P. reported RAUM up 138% ($34.57B -> $82.44B). IAPD ↗
$82.44B RAUM · 159 reps · 312-506-6500
Portfolio / reporting / TAMPCRMFinancial planning software
75
ARAX ADVISORY PARTNERS reported RAUM up 95% ($1.44B -> $2.81B). IAPD ↗
$2.81B RAUM · 38 reps · 303-633-5900 · simondavisinc.com
Portfolio / reporting / TAMPCRMFinancial planning software
75
BISON WEALTH, LLC reported RAUM up 138% ($1.16B -> $2.75B). IAPD ↗
$2.75B RAUM · 66 reps · 404-841-2224 · zenithretirement.com
Portfolio / reporting / TAMPCRMFinancial planning software
73
KETRON FINANCIAL LLC reported RAUM up 174% ($109.5M -> $300.0M). IAPD ↗
$300.0M RAUM · 2 reps · 415-892-0928
Portfolio / reporting / TAMPCRMFinancial planning software
71
INVESTOR FAN reported RAUM up 67% ($255.4M -> $427.7M). IAPD ↗
$427.7M RAUM · 10 reps · 425-372-7517 · thewaytoinvest.com
Portfolio / reporting / TAMPCRMFinancial planning software
70
DAVIDSON KAHN CAPITAL MANAGEMENT, LLC reported RAUM up 108% ($103.3M -> $215.2M). IAPD ↗
$215.2M RAUM · 3 reps · (310) 928-8192 · davidsonkahn.com
Portfolio / reporting / TAMPCRMFinancial planning software
70
FUTURE YOU WEALTH reported RAUM up 76% ($101.0M -> $177.8M). IAPD ↗
$177.8M RAUM · 4 reps · (917) 397-6531 · futureyouwealth.com
Portfolio / reporting / TAMPCRMFinancial planning software
70
WEDMONT PRIVATE CAPITAL reported RAUM up 50% ($1.58B -> $2.37B). IAPD ↗
$2.37B RAUM · 5 reps · 6108858200
Portfolio / reporting / TAMPCRMFinancial planning software
70
FORTHRIGHT CAPITAL ADVISORY reported RAUM up 146% ($26.5M -> $65.0M). IAPD ↗
$65.0M RAUM · 28 reps · (702) 217-7676 · forthrightcps.com
Portfolio / reporting / TAMPCRMFinancial planning software
70
SLP WEALTH reported RAUM up 226% ($9.0M -> $29.2M). IAPD ↗
$29.2M RAUM · 17 reps · (910) 315-0973
Portfolio / reporting / TAMPCRMFinancial planning software
69
KOKUA CAPITAL MANAGEMENT reported RAUM up 70% ($112.8M -> $192.1M). IAPD ↗
$192.1M RAUM · 2 reps · 312 994-2390 · kokuacap.com
Portfolio / reporting / TAMPCRMFinancial planning software
68
ROYAL OAK FINANCIAL GROUP reported RAUM up 54% ($171.0M -> $263.0M). IAPD ↗
$263.0M RAUM · 3 reps · 614-842-6090 · royaloakfinancialgroup.com
Portfolio / reporting / TAMPCRMFinancial planning software
68
REDBUD ADVISORS reported RAUM up 54% ($203.8M -> $314.7M). IAPD ↗
$314.7M RAUM · 4 reps · 512-222-6968
Portfolio / reporting / TAMPCRMFinancial planning software
68
PATHWAY PARTNERS WEALTH ADVISORS, LLC reported RAUM up 69% ($34.3M -> $58.0M). IAPD ↗
$58.0M RAUM · 5 reps · 716-929-6010 · pathwaypartnerswa.com
Portfolio / reporting / TAMPCRMFinancial planning software
67
WESTEND CAPITAL MANAGEMENT, LLC. reported RAUM up 49% ($232.9M -> $348.1M). IAPD ↗
$348.1M RAUM · 2 reps · (415) 856-0426 · wcmsf.com
Portfolio / reporting / TAMPCRMFinancial planning software
67
PATHWORKS FINANCIAL, INC. reported RAUM up 64% ($144.4M -> $236.9M). IAPD ↗
$236.9M RAUM · 5 reps · 248-946-4515 · scottsmithfinancial.com
Portfolio / reporting / TAMPCRMFinancial planning software
67
ALPHA SOLUTIONS INVESTMENT ADVISORS reported RAUM up 49% ($172.4M -> $257.6M). IAPD ↗
$257.6M RAUM · 2 reps · 415-882-7088
Portfolio / reporting / TAMPCRMFinancial planning software
67
BUSKA WEALTH MANAGEMENT, LLC reported RAUM up 47% ($268.0M -> $393.6M). IAPD ↗
$393.6M RAUM · 7 reps · 715-355-4445 · retirewithbuska.com
Portfolio / reporting / TAMPCRMFinancial planning software
67
SUCCESS WEALTH MANAGEMENT LLC reported RAUM up 64% ($40.1M -> $66.0M). IAPD ↗
$66.0M RAUM · 13 reps · 724-934-8128 · successwealth.org
Portfolio / reporting / TAMPCRMFinancial planning software
67
JOCELYN INVESTMENT MANAGEMENT, LLC reported RAUM up 45% ($634.2M -> $919.7M). IAPD ↗
$919.7M RAUM · 2 reps · 415-256-1795 · jocelyninvestment.com
Portfolio / reporting / TAMPCRMFinancial planning software
66
BMO FAMILY OFFICE, LLC reported RAUM up 33% ($6.10B -> $8.13B). IAPD ↗
$8.13B RAUM · 65 reps · (650) 210-5042
Portfolio / reporting / TAMPCRMFinancial planning software
66
SL ADVISORS, LLC reported RAUM up 42% ($313.7M -> $445.6M). IAPD ↗
$445.6M RAUM · 3 reps · 908-232-0830 · americanenergyindices.com
Portfolio / reporting / TAMPCRMFinancial planning software
66
LYNCH ASSET MANAGEMENT, INC. reported RAUM up 41% ($184.0M -> $260.1M). IAPD ↗
$260.1M RAUM · 2 reps · 215-801-1550 · lynchassetmanagement.com
Portfolio / reporting / TAMPCRMFinancial planning software
66
TD PRIVATE CLIENT WEALTH LLC reported RAUM up 34% ($4.82B -> $6.45B). IAPD ↗
$6.45B RAUM · 464 reps · 877-703-9896 · td.com
Portfolio / reporting / TAMPCRMFinancial planning software
66
KEY CAPITAL MANAGEMENT, INC. reported RAUM up 42% ($205.8M -> $293.0M). IAPD ↗
$293.0M RAUM · 7 reps · 615-826-5749
Portfolio / reporting / TAMPCRMFinancial planning software
66
INVEST CAPITAL PARTNERS reported RAUM up 59% ($144.5M -> $229.3M). IAPD ↗
$229.3M RAUM · 9 reps · 937-557-3200 · mwm.financial
Portfolio / reporting / TAMPCRMFinancial planning software
66
TENON FINANCIAL reported RAUM up 59% ($130.9M -> $208.3M). IAPD ↗
$208.3M RAUM · 2 reps · 732-902-0066 · tenonfinancial.com
Portfolio / reporting / TAMPCRMFinancial planning software
66
ELEMENT SQUARED PRIVATE WEALTH reported RAUM up 58% ($106.5M -> $168.3M). IAPD ↗
$168.3M RAUM · 5 reps · 612-325-5920 · elementsquaredllc.com
Portfolio / reporting / TAMPCRMFinancial planning software
66
PERFORMANCE WEALTH reported RAUM up 33% ($2.55B -> $3.39B). IAPD ↗
$3.39B RAUM · 10 reps · (630) 686-5715
Portfolio / reporting / TAMPCRMFinancial planning software
65
RBC CAPITAL MARKETS, LLC reported RAUM up 29% ($201.26B -> $259.96B). IAPD ↗
$259.96B RAUM · 5680 reps · 212-858-7000 · us.rbcwealthmanagement.com
Portfolio / reporting / TAMPCRMFinancial planning software
65
FENIMORE ASSET MANAGEMENT, INC. reported RAUM up 29% ($4.19B -> $5.43B). IAPD ↗
$5.43B RAUM · 24 reps · 518-234-4393
Portfolio / reporting / TAMPCRMFinancial planning software
65
AURORA INVESTMENT MANAGERS, LLC reported RAUM up 35% ($238.8M -> $323.3M). IAPD ↗
$323.3M RAUM · 2 reps · 617-390-8001 · auroraim.com
Portfolio / reporting / TAMPCRMFinancial planning software
65
BRILLIANT ADVICE, LLC reported RAUM up 53% ($133.7M -> $204.4M). IAPD ↗
$204.4M RAUM · 2 reps · 513-703-2100 · brilliantadvice.net
Portfolio / reporting / TAMPCRMFinancial planning software
65
FINANCIAL SERVICES OF AMERICA ADVISORS reported RAUM up 36% ($292.1M -> $396.2M). IAPD ↗
$396.2M RAUM · 22 reps · (800) 977-9292 · fsa1.com
Portfolio / reporting / TAMPCRMFinancial planning software
65
THE DALA GROUP, LLC reported RAUM up 51% ($127.9M -> $193.7M). IAPD ↗
$193.7M RAUM · 5 reps · 847-485-0248
Portfolio / reporting / TAMPCRMFinancial planning software
65
MEREDITH WEALTH PLANNING reported RAUM up 38% ($241.9M -> $334.1M). IAPD ↗
$334.1M RAUM · 2 reps · 618-744-6755 · meredithwealth.com
Portfolio / reporting / TAMPCRMFinancial planning software
65
ADAMSBROWN WEALTH CONSULTANTS LLC reported RAUM up 35% ($651.7M -> $880.9M). IAPD ↗
$880.9M RAUM · 15 reps · (316) 683-2067
Portfolio / reporting / TAMPCRMFinancial planning software
65
ROSEMEYER MANAGEMENT GROUP reported RAUM up 35% ($511.2M -> $691.9M). IAPD ↗
$691.9M RAUM · 8 reps · 608-348-2274 · rosemeyermg.com
Portfolio / reporting / TAMPCRMFinancial planning software
65
VITA PLANNING GROUP LLC reported RAUM up 51% ($42.8M -> $64.6M). IAPD ↗
$64.6M RAUM · 4 reps · 650-567-9300 · vita401k.com
Portfolio / reporting / TAMPCRMFinancial planning software
65
PROSPECT FINANCIAL SERVICES LLC reported RAUM up 39% ($300.8M -> $418.1M). IAPD ↗
$418.1M RAUM · 8 reps · 631-424-5218 · profinserv.net
Portfolio / reporting / TAMPCRMFinancial planning software
65
HASENBERG FINANCIAL GROUP reported RAUM up 35% ($199.6M -> $270.5M). IAPD ↗
$270.5M RAUM · 5 reps · 715-839-6566 · hasenberginc.com
Portfolio / reporting / TAMPCRMFinancial planning software
65
LUMINVEST WEALTH MANAGEMENT LLC reported RAUM up 39% ($202.5M -> $281.7M). IAPD ↗
$281.7M RAUM · 2 reps · 480-300-0062
Portfolio / reporting / TAMPCRMFinancial planning software
64
5T WEALTH, LLC reported RAUM up 31% ($216.1M -> $283.1M). IAPD ↗
$283.1M RAUM · 2 reps · (707) 224-1340 · 5twealth.com
Portfolio / reporting / TAMPCRMFinancial planning software
64
FPL CAPITAL MANAGEMENT, LLC reported RAUM up 32% ($669.1M -> $885.2M). IAPD ↗
$885.2M RAUM · 3 reps · 504-828-1969
Portfolio / reporting / TAMPCRMFinancial planning software
64
UNITED WEALTH MANAGEMENT, LLC reported RAUM up 31% ($237.3M -> $311.1M). IAPD ↗
$311.1M RAUM · 3 reps · 434-923-8112 · unitedwealthmanagement.com
Portfolio / reporting / TAMPCRMFinancial planning software
64
BUFFALO FIRST WEALTH MANAGEMENT, LLC reported RAUM up 47% ($52.1M -> $76.7M). IAPD ↗
$76.7M RAUM · 4 reps · 716-861-7371 · buffalofirstllc.com
Portfolio / reporting / TAMPCRMFinancial planning software
64
O'KEEFE STEVENS ADVISORY, INC. reported RAUM up 31% ($323.1M -> $424.9M). IAPD ↗
$424.9M RAUM · 3 reps · 585-340-6538 · okeefestevens.com
Portfolio / reporting / TAMPCRMFinancial planning software
64
IGNITE PLANNERS LLC reported RAUM up 32% ($715.8M -> $941.8M). IAPD ↗
$941.8M RAUM · 36 reps · 619-504-1907 · atlaswealthmgmt.com
Portfolio / reporting / TAMPCRMFinancial planning software
64
FRACTAL INVESTMENTS LLC reported RAUM up 33% ($514.7M -> $683.5M). IAPD ↗
$683.5M RAUM · 2 reps · (860) 839-0257 · fractalinvestments.net
Portfolio / reporting / TAMPCRMFinancial planning software
64
BLUEPRINT PARTNERS LLC reported RAUM up 32% ($195.1M -> $257.8M). IAPD ↗
$257.8M RAUM · 4 reps · (231) 668-4147 · blueprint.family
Portfolio / reporting / TAMPCRMFinancial planning software
64
COVE PRIVATE WEALTH, LLC reported RAUM up 35% ($200.2M -> $269.9M). IAPD ↗
$269.9M RAUM · 2 reps · 516-588-1123 · coveprivatewealth.com
Portfolio / reporting / TAMPCRMFinancial planning software
64
RIDGELINE PRIVATE WEALTH reported RAUM up 45% ($111.6M -> $162.3M). IAPD ↗
$162.3M RAUM · 4 reps · 480-779-0127
Portfolio / reporting / TAMPCRMFinancial planning software
64
KAPSTONE FINANCIAL ADVISORS LLC reported RAUM up 33% ($204.8M -> $271.5M). IAPD ↗
$271.5M RAUM · 3 reps · (937) 751-1000 · kapstoneadvisors.com
Portfolio / reporting / TAMPCRMFinancial planning software
63
SILVER LAKE ADVISORY, LLC reported RAUM up 27% ($253.2M -> $320.5M). IAPD ↗
$320.5M RAUM · 3 reps · 801-733-9470 · silverlakeadvisory.com
Portfolio / reporting / TAMPCRMFinancial planning software
63
FMI reported RAUM up 27% ($247.1M -> $314.6M). IAPD ↗
$314.6M RAUM · 5 reps · 580-226-4058
Portfolio / reporting / TAMPCRMFinancial planning software
63
CARMEL CAPITAL MANAGEMENT L.L.C. reported RAUM up 26% ($246.3M -> $310.7M). IAPD ↗
$310.7M RAUM · 6 reps · 831-625-1375 · carmelcapital.com
Portfolio / reporting / TAMPCRMFinancial planning software
63
SARA-BAY FINANCIAL CORP. reported RAUM up 26% ($251.9M -> $318.3M). IAPD ↗
$318.3M RAUM · 3 reps · 941-371-8027 · sara-bay.com
Portfolio / reporting / TAMPCRMFinancial planning software
63
CENTENNIAL WEALTH ADVISORY, LLC reported RAUM up 27% ($244.8M -> $311.1M). IAPD ↗
$311.1M RAUM · 8 reps · 231-995-9575 · cen-wealth.com
Portfolio / reporting / TAMPCRMFinancial planning software
63
BUTTONWOOD FINANCIAL ADVISORS, INC. reported RAUM up 28% ($308.1M -> $393.2M). IAPD ↗
$393.2M RAUM · 6 reps · 410-988-2391
Portfolio / reporting / TAMPCRMFinancial planning software
63
ATLASMARK FINANCIAL, INC. reported RAUM up 27% ($647.9M -> $822.2M). IAPD ↗
$822.2M RAUM · 1 reps · 512-258-4040
Portfolio / reporting / TAMPCRMFinancial planning software
63
GUARDIAN WEALTH STRATEGIES, LLC reported RAUM up 29% ($732.1M -> $944.1M). IAPD ↗
$944.1M RAUM · 5 reps · 952-746-1746 · gwealth.com
Portfolio / reporting / TAMPCRMFinancial planning software
63
OCCIDENTAL ASSET MANAGEMENT, LLC reported RAUM up 27% ($625.5M -> $796.1M). IAPD ↗
$796.1M RAUM · 10 reps · 650-344-1600 · ymwadvisors.com
Portfolio / reporting / TAMPCRMFinancial planning software
63
BELL & BROWN WEALTH ADVISORS, LLC reported RAUM up 30% ($324.8M -> $420.9M). IAPD ↗
$420.9M RAUM · 2 reps · 949-396-1088
Portfolio / reporting / TAMPCRMFinancial planning software
63
R2 WEALTH MANAGEMENT PARTNERS reported RAUM up 25% ($308.6M -> $386.2M). IAPD ↗
$386.2M RAUM · 5 reps · 402-489-9375
Portfolio / reporting / TAMPCRMFinancial planning software
63
DIVERGENT PLANNING reported RAUM up 26% ($257.4M -> $323.3M). IAPD ↗
$323.3M RAUM · 4 reps · (240) 428-8911
Portfolio / reporting / TAMPCRMFinancial planning software
63
KEYSTONE PRIVATE WEALTH reported RAUM up 30% ($534.4M -> $692.1M). IAPD ↗
$692.1M RAUM · 11 reps · (760) 818-7020
Portfolio / reporting / TAMPCRMFinancial planning software
63
GENERAL PARTNER, INC. reported RAUM up 29% ($222.9M -> $288.4M). IAPD ↗
$288.4M RAUM · 1 reps · 412-302-8641 · generalpartnerinc.com
Portfolio / reporting / TAMPCRMFinancial planning software
63
CFM WEALTH PARTNERS LLC reported RAUM up 30% ($585.5M -> $760.9M). IAPD ↗
$760.9M RAUM · 1 reps · (512) 366-3925 · cfmwealth.com
Portfolio / reporting / TAMPCRMFinancial planning software
63
GBC INVESTMENT GROUP reported RAUM up 30% ($212.2M -> $274.9M). IAPD ↗
$274.9M RAUM · 1 reps · 386-516-4759
Portfolio / reporting / TAMPCRMFinancial planning software
63
JACKSON CREEK INVESTMENT ADVISORS LLC reported RAUM up 26% ($271.9M -> $343.9M). IAPD ↗
$343.9M RAUM · 4 reps · 720-826-4102 · jacksoncreekinvest.com
Portfolio / reporting / TAMPCRMFinancial planning software
63
STONECREST WEALTH MANAGEMENT, INC reported RAUM up 26% ($243.2M -> $307.4M). IAPD ↗
$307.4M RAUM · 3 reps · (602) 258-9400
Portfolio / reporting / TAMPCRMFinancial planning software
63
RIALTO WEALTH MANAGEMENT reported RAUM up 29% ($312.3M -> $403.7M). IAPD ↗
$403.7M RAUM · 5 reps · 315-992-9129
Portfolio / reporting / TAMPCRMFinancial planning software
63
BPM WEALTH ADVISORS, LLC reported RAUM up 41% ($35.3M -> $49.9M). IAPD ↗
$49.9M RAUM · 2 reps · 415-421-5757 · bpm.com
Portfolio / reporting / TAMPCRMFinancial planning software
62
TRIPPON WEALTH MANAGEMENT GROUP LLC reported RAUM up 38% ($134.3M -> $185.2M). IAPD ↗
$185.2M RAUM · 4 reps · 713-661-1040 · financialadvisorhouston.com
Portfolio / reporting / TAMPCRMFinancial planning software
62
FORTY THREE EIGHTEEN ADVISORS, LLC reported RAUM up 39% ($105.7M -> $146.6M). IAPD ↗
$146.6M RAUM · 1 reps · 479-254-9400 · 4318advisors.com
Portfolio / reporting / TAMPCRMFinancial planning software
62
NICH CAPITAL PARTNERS, INC. reported RAUM up 39% ($124.2M -> $172.6M). IAPD ↗
$172.6M RAUM · 2 reps · (415) 203-3896 · nichcapitalpartners.com
Portfolio / reporting / TAMPCRMFinancial planning software
62
HENDERSHOTT WEALTH MANAGEMENT, LLC reported RAUM up 39% ($169.3M -> $235.6M). IAPD ↗
$235.6M RAUM · 5 reps · 877-743-6500 · hendershottwealth.com
Portfolio / reporting / TAMPCRMFinancial planning software
62
SPRING CAPITAL MANAGEMENT reported RAUM up 37% ($157.0M -> $214.4M). IAPD ↗
$214.4M RAUM · 2 reps · 806-322-5000 · springcapitalmanagement.com
Portfolio / reporting / TAMPCRMFinancial planning software
62
LAYLINE ADVISORS reported RAUM up 36% ($78.2M -> $106.5M). IAPD ↗
$106.5M RAUM · 2 reps · (585)210-8222
Portfolio / reporting / TAMPCRMFinancial planning software
62
MILLENNIAL WEALTH reported RAUM up 40% ($145.6M -> $203.7M). IAPD ↗
$203.7M RAUM · 3 reps · (206) 207-8426 · millennialwealthllc.com
Portfolio / reporting / TAMPCRMFinancial planning software
62
JOURNEY BEYOND WEALTH reported RAUM up 38% ($163.8M -> $226.1M). IAPD ↗
$226.1M RAUM · 4 reps · 678-331-7900
Portfolio / reporting / TAMPCRMFinancial planning software
62
NEW MILLENNIUM GROUP reported RAUM up 39% ($144.5M -> $200.6M). IAPD ↗
$200.6M RAUM · 8 reps · 801-446-9950
Portfolio / reporting / TAMPCRMFinancial planning software
62
ESOTERICA CAPITAL LLC reported RAUM up 40% ($38.7M -> $54.0M). IAPD ↗
$54.0M RAUM · 4 reps · 860-543-3942 · esotericacap.com
Portfolio / reporting / TAMPCRMFinancial planning software
62
HEISTEN FINANCIAL, LLC reported RAUM up 36% ($124.1M -> $168.7M). IAPD ↗
$168.7M RAUM · 3 reps · 907-222-6270 · heistenfinancial.com
Portfolio / reporting / TAMPCRMFinancial planning software
62
ACCELERATE RETIREMENT reported RAUM up 40% ($173.5M -> $242.8M). IAPD ↗
$242.8M RAUM · 24 reps · 888-439-7071 · sapers-wallack.com
Portfolio / reporting / TAMPCRMFinancial planning software
62
OXENFREE FINANCIAL reported RAUM up 39% ($120.7M -> $168.4M). IAPD ↗
$168.4M RAUM · 8 reps · 321-722-7882
Portfolio / reporting / TAMPCRMFinancial planning software
61
PHYSICIAN FAMILY FINANCIAL ADVISORS INC reported RAUM up 33% ($172.3M -> $228.7M). IAPD ↗
$228.7M RAUM · 4 reps · 541-463-0899
Portfolio / reporting / TAMPCRMFinancial planning software
61
BOWERS WEALTH MANAGEMENT, INC. reported RAUM up 35% ($178.2M -> $240.0M). IAPD ↗
$240.0M RAUM · 2 reps · 775-409-3712 · bowerswealth.com
Portfolio / reporting / TAMPCRMFinancial planning software
61
DAVID WEALTH MANAGEMENT, LLC reported RAUM up 31% ($183.0M -> $239.3M). IAPD ↗
$239.3M RAUM · 2 reps · 703-560-8300 · davidwealth.com
Portfolio / reporting / TAMPCRMFinancial planning software
61
WEST END WEALTH MANAGEMENT, LLC reported RAUM up 33% ($108.0M -> $143.5M). IAPD ↗
$143.5M RAUM · 2 reps · 720-593-9396 · westendwealthmgmt.com
Portfolio / reporting / TAMPCRMFinancial planning software
61
ROLEK RETIREMENT PLANNING reported RAUM up 30% ($127.0M -> $165.6M). IAPD ↗
$165.6M RAUM · 1 reps · (267) 427-5667
Portfolio / reporting / TAMPCRMFinancial planning software
61
HEGARTY ADVISORS, LLC reported RAUM up 34% ($93.4M -> $125.3M). IAPD ↗
$125.3M RAUM · 2 reps · 516-280-2323 · hegartyadvisors.com
Portfolio / reporting / TAMPCRMFinancial planning software
61
SOUTHCOL ADVISORS reported RAUM up 30% ($126.9M -> $165.3M). IAPD ↗
$165.3M RAUM · 4 reps · 239-228-8747
Portfolio / reporting / TAMPCRMFinancial planning software
61
MYRA WEALTH reported RAUM up 31% ($39.3M -> $51.4M). IAPD ↗
$51.4M RAUM · 1 reps · 805-380-6972
Portfolio / reporting / TAMPCRMFinancial planning software
61
MISSION FINANCIAL GROUP, LLC reported RAUM up 31% ($178.3M -> $232.8M). IAPD ↗
$232.8M RAUM · 5 reps · 808-445-9965
Portfolio / reporting / TAMPCRMFinancial planning software
61
FOUNTAIN SQUARE ASSET MANAGEMENT reported RAUM up 30% ($158.2M -> $206.2M). IAPD ↗
$206.2M RAUM · 3 reps · 513-984-9111 · fsqam.com
Portfolio / reporting / TAMPCRMFinancial planning software
61
BURR FINANCIAL SERVICES, LLC reported RAUM up 31% ($118.5M -> $155.4M). IAPD ↗
$155.4M RAUM · 3 reps · 925-676-6007
Portfolio / reporting / TAMPCRMFinancial planning software
61
CARLIN WEALTH MANAGEMENT GROUP, LLC reported RAUM up 30% ($150.2M -> $195.8M). IAPD ↗
$195.8M RAUM · 1 reps · 737-414-6565 · carlinwealthmanagementgroup.com
Portfolio / reporting / TAMPCRMFinancial planning software
61
HIGHROAD WEALTH ADVISORS, LLC reported RAUM up 31% ($131.0M -> $171.2M). IAPD ↗
$171.2M RAUM · 2 reps · 541-266-7623 · highroadwa.com
Portfolio / reporting / TAMPCRMFinancial planning software
61
CANTATA WEALTH MANAGEMENT, LLC reported RAUM up 34% ($32.3M -> $43.4M). IAPD ↗
$43.4M RAUM · 3 reps · 844-226-8282 · cantatawealth.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
GEHRIG CAPITAL MANAGEMENT, INC. reported RAUM up 29% ($138.0M -> $177.4M). IAPD ↗
$177.4M RAUM · 5 reps · 219-663-8005 · gehrigcapitalmanagement.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
WERLINICH ASSET MANAGEMENT, L.L.C. reported RAUM up 27% ($140.0M -> $178.0M). IAPD ↗
$178.0M RAUM · 1 reps · 914-260-3230 · waminvest.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
FENWAY FINANCIAL ADVISORS, LLC reported RAUM up 28% ($184.9M -> $236.5M). IAPD ↗
$236.5M RAUM · 2 reps · 617-704-7805 · fenway-financial.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
BAY CAPITAL ADVISORS, LLC reported RAUM up 26% ($155.1M -> $195.9M). IAPD ↗
$195.9M RAUM · 4 reps · 757-816-0967 · baycapitaladvice.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
MOSAIC WEALTH MANAGEMENT, L.L.C. reported RAUM up 25% ($167.1M -> $209.4M). IAPD ↗
$209.4M RAUM · 1 reps · 404-405-8080 · mosaicw.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
HARBOR ASSET PLANNING, INC. reported RAUM up 27% ($125.6M -> $159.5M). IAPD ↗
$159.5M RAUM · 1 reps · 617-489-0324 · harborassetplanning.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
PROCESSUS WEALTH & CAPITAL MANAGEMENT, LLC reported RAUM up 30% ($165.5M -> $214.6M). IAPD ↗
$214.6M RAUM · 2 reps · (615) 656-3745
Portfolio / reporting / TAMPCRMFinancial planning software
60
PIEDMONT WEALTH MANAGEMENT reported RAUM up 25% ($102.4M -> $128.4M). IAPD ↗
$128.4M RAUM · 2 reps · 540-317-5372 · piedmontwm.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
FUTURE PERFECT PLANNING, LLC reported RAUM up 29% ($25.2M -> $32.7M). IAPD ↗
$32.7M RAUM · 1 reps · 646-543-8065 · futureperfect.nyc
Portfolio / reporting / TAMPCRMFinancial planning software
60
WHITE WING WEALTH MANAGEMENT, LLC reported RAUM up 26% ($120.7M -> $151.9M). IAPD ↗
$151.9M RAUM · 1 reps · 832-764-5305
Portfolio / reporting / TAMPCRMFinancial planning software
60
ELEMENTAL CAPITAL PARTNERS LLC reported RAUM up 29% ($91.1M -> $117.2M). IAPD ↗
$117.2M RAUM · 1 reps · 415-320-6647
Portfolio / reporting / TAMPCRMFinancial planning software
60
SILICON PRIVATE WEALTH, LLC reported RAUM up 28% ($117.3M -> $150.6M). IAPD ↗
$150.6M RAUM · 4 reps · 408-645-6790 · siliconprivatewealth.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
ROSEROCK WEALTH MANAGEMENT, LLC reported RAUM up 26% ($170.5M -> $215.2M). IAPD ↗
$215.2M RAUM · 2 reps · (214) 220-8989 · roserockwealth.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
GREENWAY WEALTH ADVISORS, LLC reported RAUM up 25% ($111.5M -> $139.8M). IAPD ↗
$139.8M RAUM · 4 reps · 704-981-1228 · greenwaywealth.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
WEBULL ADVISORS LLC reported RAUM up 28% ($24.7M -> $31.6M). IAPD ↗
$31.6M RAUM · 1 reps · 1-917-725-2408 · webull.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
KINETIC WEALTH INVESTMENT ADVISORS, LLC reported RAUM up 29% ($142.7M -> $184.6M). IAPD ↗
$184.6M RAUM · 2 reps · 440-250-9500
Portfolio / reporting / TAMPCRMFinancial planning software
60
NETWORTH ADVISORS, LLC reported RAUM up 27% ($125.6M -> $159.3M). IAPD ↗
$159.3M RAUM · 5 reps · 724-746-3585
Portfolio / reporting / TAMPCRMFinancial planning software
60
WORTHINGTON WEALTH MANAGEMENT reported RAUM up 27% ($100.8M -> $128.0M). IAPD ↗
$128.0M RAUM · 3 reps · 614-368-0769 · worthingtonwealth.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
LEIBMAN FINANCIAL SERVCES, INC. reported RAUM up 28% ($121.9M -> $156.5M). IAPD ↗
$156.5M RAUM · 4 reps · (402) 234-2337 · 228main.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
AVID WEALTH PARTNERS, LLC reported RAUM up 26% ($163.5M -> $206.1M). IAPD ↗
$206.1M RAUM · 5 reps · (210) 864-3333 · avidwp.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
THEMES MANAGEMENT COMPANY LLC reported RAUM up 255% ($9.9M -> $35.1M). IAPD ↗institutional
$35.1M RAUM · 3 reps · 6462061788 · themesetfs.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
WIMER INVESTMENT MANAGEMENT reported RAUM up 26% ($55.0M -> $69.0M). IAPD ↗
$69.0M RAUM · 1 reps · 7327639237
Portfolio / reporting / TAMPCRMFinancial planning software
60
BENTHAM WEALTH ADVISORS reported RAUM up 25% ($74.0M -> $92.5M). IAPD ↗
$92.5M RAUM · 2 reps · (716) 580-1500
Portfolio / reporting / TAMPCRMFinancial planning software
56
PACER ADVISORS, INC. reported RAUM up 31% ($35.11B -> $46.06B). IAPD ↗institutional
$46.06B RAUM · 5 reps · 855-780-8100 · paceradvisors.com
Portfolio / reporting / TAMPCRMFinancial planning software
55
SRT GROUP LLC reported RAUM up 102% ($58.0M -> $117.0M). IAPD ↗fund
$117.0M RAUM · 6 reps · 561-510-1919
Portfolio / reporting / TAMPCRMFinancial planning software
52
PROCURE ETFS reported RAUM up 36% ($36.5M -> $49.7M). IAPD ↗institutional
$49.7M RAUM · 1 reps · 215-486-7242 · procuream.com
Portfolio / reporting / TAMPCRMFinancial planning software
52
SOURCE CAPITAL, LLC reported RAUM up 49% ($285.1M -> $425.2M). IAPD ↗fund
$425.2M RAUM · 14 reps · 404-844-5381 · source-cap.com
Portfolio / reporting / TAMPCRMFinancial planning software
50
CAPITAL GAINS INCORPORATED reported RAUM up 26% ($100.9M -> $126.7M). IAPD ↗institutional
$126.7M RAUM · 1 reps · 847-318-9975 · capgns.com
Portfolio / reporting / TAMPCRMFinancial planning software
45
INNOCAP GLOBAL INVESTMENT MANAGEMENT (IRELAND) LTD reported RAUM up 106% ($40.24B -> $82.99B). IAPD ↗foreign
$82.99B RAUM · 7 reps · +353 1660 1542 · innocap.com
Portfolio / reporting / TAMPCRMFinancial planning software
40
ETNA CAPITAL reported RAUM up 308% ($20.4M -> $83.3M). IAPD ↗foreign
$83.3M RAUM · 6 reps · 85237579745 · etnalabs.co
Portfolio / reporting / TAMPCRMFinancial planning software
37
RBC PRIVATE COUNSEL (USA) INC. reported RAUM up 37% ($5.00B -> $6.83B). IAPD ↗foreign
$6.83B RAUM · 1379 reps · 416-955-7782
Portfolio / reporting / TAMPCRMFinancial planning software
36
CIBC ASSET MANAGEMENT INC. reported RAUM up 31% ($108.43B -> $141.77B). IAPD ↗foreign
$141.77B RAUM · 362 reps · 877-363-5620
Portfolio / reporting / TAMPCRMFinancial planning software
36
BMO NESBITT BURNS SECURITIES LTD. reported RAUM up 41% ($660.9M -> $932.0M). IAPD ↗foreign
$932.0M RAUM · 199 reps · 416-359-4000 · uswealth.bmo.com
Portfolio / reporting / TAMPCRMFinancial planning software
30
VENTUM ADVISORS CORP. reported RAUM up 25% ($20.3M -> $25.4M). IAPD ↗foreign
$25.4M RAUM · 5 reps · 416-572-5523 · ventumadvisors.com
Portfolio / reporting / TAMPCRMFinancial planning software
new office — 114 Count of additional offices increased.
55
RBC CAPITAL MARKETS, LLC added office(s): 320 -> 360 additional locations. IAPD ↗
$259.96B RAUM · 5680 reps · 212-858-7000 · us.rbcwealthmanagement.com
Office IT & facilitiesCRMRecruiting & transitions
55
EARNED WEALTH ADVISORS, LLC added office(s): 1 -> 11 additional locations. IAPD ↗
$1.42B RAUM · 20 reps · 925.939.2500 · thomasdoll.com
Office IT & facilitiesCRMRecruiting & transitions
55
GCM GROSVENOR L.P. added office(s): 1 -> 2 additional locations. IAPD ↗
$82.44B RAUM · 159 reps · 312-506-6500
Office IT & facilitiesCRMRecruiting & transitions
55
COLDSTREAM WEALTH MANAGEMENT added office(s): 6 -> 7 additional locations. IAPD ↗
$10.67B RAUM · 151 reps · 425-283-1600
Office IT & facilitiesCRMRecruiting & transitions
55
LBMC INVESTMENT ADVISORS, LLC added office(s): 3 -> 4 additional locations. IAPD ↗
$1.95B RAUM · 3 reps · 615-377-4603
Office IT & facilitiesCRMRecruiting & transitions
55
SLOY, DAHL & HOLST, LLC added office(s): 3 -> 4 additional locations. IAPD ↗
$1.34B RAUM · 5 reps · 503-248-9800 · sdh-inc.com
Office IT & facilitiesCRMRecruiting & transitions
55
IMA ADVISORY SERVICES, INC. added office(s): 6 -> 8 additional locations. IAPD ↗
$2.66B RAUM · 31 reps · 316-266-6574
Office IT & facilitiesCRMRecruiting & transitions
55
WAVERLY ADVISORS, LLC added office(s): 34 -> 35 additional locations. IAPD ↗
$14.54B RAUM · 141 reps · 205-871-3334
Office IT & facilitiesCRMRecruiting & transitions
55
CITY NATIONAL ROCHDALE added office(s): 9 -> 10 additional locations. IAPD ↗
$68.18B RAUM · 126 reps · 212-702-3500 · cnr.com
Office IT & facilitiesCRMRecruiting & transitions
55
APRIO WEALTH MANAGEMENT, LLC added office(s): 11 -> 12 additional locations. IAPD ↗
$1.84B RAUM · 23 reps · 404-892-9651 · wealth.aprio.com
Office IT & facilitiesCRMRecruiting & transitions
55
S.B. VALUE PARTNERS, L.P. added office(s): 3 -> 4 additional locations. IAPD ↗
$3.55B RAUM · 6 reps · 844-728-2583
Office IT & facilitiesCRMRecruiting & transitions
55
WERBA RUBIN PAPIER WEALTH MANAGEMENT, LLC added office(s): 1 -> 2 additional locations. IAPD ↗
$1.12B RAUM · 7 reps · (408) 217-2000 · wrpwealth.com
Office IT & facilitiesCRMRecruiting & transitions
55
PURE FINANCIAL ADVISORS, LLC added office(s): 8 -> 9 additional locations. IAPD ↗
$6.29B RAUM · 56 reps · 877-222-6044 · purefinancial.com
Office IT & facilitiesCRMRecruiting & transitions
55
SOLTIS INVESTMENT ADVISORS, LLC added office(s): 8 -> 9 additional locations. IAPD ↗
$6.82B RAUM · 45 reps · 435-674-1600 · soltisadvisors.com
Office IT & facilitiesCRMRecruiting & transitions
55
APTUS CAPITAL ADVISORS, LLC added office(s): 13 -> 17 additional locations. IAPD ↗
$5.29B RAUM · 16 reps · 251-517-7198 · aptuscapitaladvisors.com
Office IT & facilitiesCRMRecruiting & transitions
55
RMR WEALTH BUILDERS, INC. added office(s): 25 -> 26 additional locations. IAPD ↗
$1.70B RAUM · 43 reps · (201) 836-2460
Office IT & facilitiesCRMRecruiting & transitions
55
FOURSTAR WEALTH ADVISORS, LLC added office(s): 26 -> 27 additional locations. IAPD ↗
$1.02B RAUM · 39 reps · (312) 667-1750 · timeto.planyourexitstrategy.com
Office IT & facilitiesCRMRecruiting & transitions
55
ONE WEALTH MAP, LLC added office(s): 2 -> 4 additional locations. IAPD ↗
$1.10B RAUM · 5 reps · 702-470-2660
Office IT & facilitiesCRMRecruiting & transitions
55
THE PATRIOT FINANCIAL GROUP, LLC added office(s): 24 -> 25 additional locations. IAPD ↗
$2.12B RAUM · 46 reps · 508-251-6100
Office IT & facilitiesCRMRecruiting & transitions
55
SOUND INCOME STRATEGIES, LLC added office(s): 68 -> 84 additional locations. IAPD ↗
$3.49B RAUM · 111 reps · 954-487-1860 · blisswealthmanagement.com
Office IT & facilitiesCRMRecruiting & transitions
55
ONE DAY IN JULY LLC added office(s): 4 -> 5 additional locations. IAPD ↗
$1.09B RAUM · 10 reps · (802) 503-8280 · eventbrite.com
Office IT & facilitiesCRMRecruiting & transitions
55
BRYN MAWR CAPITAL MANAGEMENT, LLC added office(s): 5 -> 7 additional locations. IAPD ↗
$3.04B RAUM · 32 reps · 215.731.1820 · bmt.com
Office IT & facilitiesCRMRecruiting & transitions
55
U.S. CAPITAL WEALTH ADVISORS, LLC added office(s): 6 -> 8 additional locations. IAPD ↗
$6.82B RAUM · 64 reps · 713-366-0500
Office IT & facilitiesCRMRecruiting & transitions
55
MAG CAP added office(s): 5 -> 6 additional locations. IAPD ↗
$1.15B RAUM · 13 reps · 601-362-5872
Office IT & facilitiesCRMRecruiting & transitions
55
BISON WEALTH, LLC added office(s): 15 -> 16 additional locations. IAPD ↗
$2.75B RAUM · 66 reps · 404-841-2224 · zenithretirement.com
Office IT & facilitiesCRMRecruiting & transitions
55
GUARDIAN WEALTH ADVISORS, LLC added office(s): 10 -> 12 additional locations. IAPD ↗
$1.66B RAUM · 23 reps · 919-874-1900 · silowealth.com
Office IT & facilitiesCRMRecruiting & transitions
55
HUB INVESTMENT PARTNERS, LLC added office(s): 23 -> 28 additional locations. IAPD ↗
$7.32B RAUM · 50 reps · 512-600-5390
Office IT & facilitiesCRMRecruiting & transitions
55
HOMRICH BERG added office(s): 7 -> 9 additional locations. IAPD ↗
$15.20B RAUM · 80 reps · 404-264-1400 · homrichbergfamilyoffice.com
Office IT & facilitiesCRMRecruiting & transitions
55
SAVVY added office(s): 11 -> 39 additional locations. IAPD ↗
$1.30B RAUM · 52 reps · 833-745-6789
Office IT & facilitiesCRMRecruiting & transitions
53
RANDOLPH CO INC added office(s): 0 -> 1 additional locations. IAPD ↗
$808.4M RAUM · 2 reps · [513]891-7144
Office IT & facilitiesCRMRecruiting & transitions
53
GABLES CAPITAL MANAGEMENT, INC. added office(s): 0 -> 1 additional locations. IAPD ↗
$348.9M RAUM · 3 reps · 305-374-9121 · gablescapital.com
Office IT & facilitiesCRMRecruiting & transitions
53
MONUMENT GROUP WEALTH ADVISORS, LLC added office(s): 0 -> 1 additional locations. IAPD ↗
$535.6M RAUM · 3 reps · 978-369-7705 · monumentgroupcompanies.com
Office IT & facilitiesCRMRecruiting & transitions
53
CONSOLIDATED PORTFOLIO REVIEW CORP added office(s): 19 -> 22 additional locations. IAPD ↗
$905.6M RAUM · 28 reps · 631-845-5100 · 3dwealthadvisory.com
Office IT & facilitiesCRMRecruiting & transitions
53
FORTITUDE ADVISORY GROUP L.L.C. added office(s): 8 -> 9 additional locations. IAPD ↗
$429.6M RAUM · 17 reps · 253-470-4977 · p3wm.com
Office IT & facilitiesCRMRecruiting & transitions
53
SNIDER FINANCIAL GROUP added office(s): 0 -> 1 additional locations. IAPD ↗
$315.8M RAUM · 5 reps · 425-453-7080
Office IT & facilitiesCRMRecruiting & transitions
53
PRIVATE CLIENT SERVICES, LLC added office(s): 19 -> 20 additional locations. IAPD ↗
$845.8M RAUM · 50 reps · 502-451-0600
Office IT & facilitiesCRMRecruiting & transitions
53
SECURE ASSET MANAGEMENT, L.L.C. added office(s): 21 -> 25 additional locations. IAPD ↗
$599.6M RAUM · 48 reps · 248-414-1562 · re-transition.com
Office IT & facilitiesCRMRecruiting & transitions
53
INVESTOR FAN added office(s): 9 -> 10 additional locations. IAPD ↗
$427.7M RAUM · 10 reps · 425-372-7517 · thewaytoinvest.com
Office IT & facilitiesCRMRecruiting & transitions
53
FSA INVESTMENT GROUP, LLC added office(s): 4 -> 5 additional locations. IAPD ↗
$709.5M RAUM · 9 reps · (850) 696-1550
Office IT & facilitiesCRMRecruiting & transitions
53
MBE WEALTH MANAGEMENT, LLC added office(s): 5 -> 8 additional locations. IAPD ↗
$859.6M RAUM · 10 reps · 608-372-5521 · mbewealth.com
Office IT & facilitiesCRMRecruiting & transitions
53
VIRTUS ADVISERS, LLC added office(s): 0 -> 1 additional locations. IAPD ↗
$567.1M RAUM · 7 reps · 800-248-7971
Office IT & facilitiesCRMRecruiting & transitions
53
WT WEALTH MANAGEMENT, LLC added office(s): 2 -> 4 additional locations. IAPD ↗
$311.1M RAUM · 15 reps · 800-825-0616
Office IT & facilitiesCRMRecruiting & transitions
53
CYPRESS CAPITAL, LLC added office(s): 0 -> 1 additional locations. IAPD ↗
$401.0M RAUM · 6 reps · 615-467-6075
Office IT & facilitiesCRMRecruiting & transitions
53
RIVERPATH INVESTMENTS LLC added office(s): 2 -> 3 additional locations. IAPD ↗
$310.6M RAUM · 3 reps · 916-467-9290
Office IT & facilitiesCRMRecruiting & transitions
53
WEALTH ADVISORS NW added office(s): 9 -> 10 additional locations. IAPD ↗
$264.1M RAUM · 7 reps · 971-249-9930
Office IT & facilitiesCRMRecruiting & transitions
53
NIA IMPACT CAPITAL added office(s): 0 -> 2 additional locations. IAPD ↗
$446.5M RAUM · 4 reps · 510-319-9221 · niaimpactadvisors.com
Office IT & facilitiesCRMRecruiting & transitions
53
PRACTICE FINANCIAL GROUP added office(s): 4 -> 5 additional locations. IAPD ↗
$295.4M RAUM · 7 reps · (541) 973-2602 · pfg-investments.com
Office IT & facilitiesCRMRecruiting & transitions
53
IGNITE PLANNERS LLC added office(s): 5 -> 7 additional locations. IAPD ↗
$941.8M RAUM · 36 reps · 619-504-1907 · atlaswealthmgmt.com
Office IT & facilitiesCRMRecruiting & transitions
53
PCG WEALTH MANAGEMENT added office(s): 5 -> 6 additional locations. IAPD ↗
$765.5M RAUM · 23 reps · (913) 323-3112 · pcgstrategies.com
Office IT & facilitiesCRMRecruiting & transitions
53
PGI WEALTH MANAGEMENT added office(s): 4 -> 5 additional locations. IAPD ↗
$934.4M RAUM · 7 reps · (888) 493-9022
Office IT & facilitiesCRMRecruiting & transitions
53
SAGE ADVISORS, LLC added office(s): 2 -> 3 additional locations. IAPD ↗
$482.4M RAUM · 4 reps · 206-516-7991 · sageadvisorsllc.com
Office IT & facilitiesCRMRecruiting & transitions
53
RISKBRIDGE ADVISORS, LLC added office(s): 2 -> 3 additional locations. IAPD ↗
$633.0M RAUM · 6 reps · (203) 658-6055
Office IT & facilitiesCRMRecruiting & transitions
53
WEALTH EFFECTS added office(s): 5 -> 6 additional locations. IAPD ↗
$405.8M RAUM · 9 reps · 617-465-2560 · w-effects.com
Office IT & facilitiesCRMRecruiting & transitions
53
COVE PRIVATE WEALTH, LLC added office(s): 0 -> 1 additional locations. IAPD ↗
$269.9M RAUM · 2 reps · 516-588-1123 · coveprivatewealth.com
Office IT & facilitiesCRMRecruiting & transitions
53
VICTORY FINANCIAL added office(s): 6 -> 24 additional locations. IAPD ↗
$687.6M RAUM · 34 reps · (512) 763-7671 · victoryfinancialgroup.com
Office IT & facilitiesCRMRecruiting & transitions
53
CORNERSTONE ADVISORS LLC added office(s): 1 -> 3 additional locations. IAPD ↗
$273.7M RAUM · 9 reps · 501-943-7132
Office IT & facilitiesCRMRecruiting & transitions
53
ELEVATUS WEALTH MANAGEMENT, LLC added office(s): 1 -> 2 additional locations. IAPD ↗
$346.5M RAUM · 4 reps · 585-565-4450 · elevatuswealth.com
Office IT & facilitiesCRMRecruiting & transitions
53
HS WEALTH PARTNERS added office(s): 2 -> 4 additional locations. IAPD ↗
$397.6M RAUM · 3 reps · (505) 361-2223 · hswealthpartners.com
Office IT & facilitiesCRMRecruiting & transitions
53
BRADY MARTZ WEALTH SOLUTIONS, LLC added office(s): 10 -> 11 additional locations. IAPD ↗
$599.4M RAUM · 4 reps · 701-223-1717
Office IT & facilitiesCRMRecruiting & transitions
53
PARKWOODS WEALTH PARTNERS, LLC added office(s): 0 -> 2 additional locations. IAPD ↗
$403.5M RAUM · 3 reps · 315-757-1100 · parkwoodswealth.com
Office IT & facilitiesCRMRecruiting & transitions
53
STONE TEMPLE PARTNERS LLC added office(s): 3 -> 4 additional locations. IAPD ↗
$600.1M RAUM · 4 reps · (203) 253-1823
Office IT & facilitiesCRMRecruiting & transitions
53
MORANGIE MANAGEMENT LLC added office(s): 0 -> 1 additional locations. IAPD ↗
$578.0M RAUM · 4 reps · 908-285-6686 · morangiemanagement.com
Office IT & facilitiesCRMRecruiting & transitions
53
TFR CAPITAL added office(s): 0 -> 1 additional locations. IAPD ↗
$327.6M RAUM · 5 reps · 800-765-0397 · tfr-inc.com
Office IT & facilitiesCRMRecruiting & transitions
50
KAISER WEALTH MANAGEMENT added office(s): 0 -> 1 additional locations. IAPD ↗
$34.6M RAUM · 1 reps · 307-634-1547
Office IT & facilitiesCRMRecruiting & transitions
50
DBS INVESTMENT ADVISERS, LLC added office(s): 1 -> 2 additional locations. IAPD ↗
$228.7M RAUM · 3 reps · 800-327-2377 · dbsia.net
Office IT & facilitiesCRMRecruiting & transitions
50
FENWAY FINANCIAL ADVISORS, LLC added office(s): 0 -> 1 additional locations. IAPD ↗
$236.5M RAUM · 2 reps · 617-704-7805 · fenway-financial.com
Office IT & facilitiesCRMRecruiting & transitions
50
ADVISOR.INVESTMENTS added office(s): 1 -> 7 additional locations. IAPD ↗
$195.5M RAUM · 4 reps · 225-292-0687
Office IT & facilitiesCRMRecruiting & transitions
50
LIFETIME WEALTH MANAGEMENT P.C. added office(s): 0 -> 1 additional locations. IAPD ↗
$184.2M RAUM · 5 reps · 972-771-0650 · lifetimewm.com
Office IT & facilitiesCRMRecruiting & transitions
50
FREESTATE ADVISORS LLC added office(s): 2 -> 3 additional locations. IAPD ↗
$159.6M RAUM · 9 reps · 913-890-2065 · freestateadvisors.com
Office IT & facilitiesCRMRecruiting & transitions
50
CLS FINANCIAL ADVISORS, INC. added office(s): 1 -> 2 additional locations. IAPD ↗
$166.7M RAUM · 3 reps · (503) 244-8879 · clsadvisors.com
Office IT & facilitiesCRMRecruiting & transitions
50
KOKUA CAPITAL MANAGEMENT added office(s): 0 -> 1 additional locations. IAPD ↗
$192.1M RAUM · 2 reps · 312 994-2390 · kokuacap.com
Office IT & facilitiesCRMRecruiting & transitions
50
NEW MILLENNIUM GROUP added office(s): 2 -> 3 additional locations. IAPD ↗
$200.6M RAUM · 8 reps · 801-446-9950
Office IT & facilitiesCRMRecruiting & transitions
50
HILTON HEAD CAPITAL PARTNERS, LLC added office(s): 0 -> 2 additional locations. IAPD ↗
$228.2M RAUM · 3 reps · 843-790-7573
Office IT & facilitiesCRMRecruiting & transitions
50
CENTERFIN added office(s): 0 -> 1 additional locations. IAPD ↗
$4.0M RAUM · 2 reps · 646-518-7913
Office IT & facilitiesCRMRecruiting & transitions
50
GOALFUSION WEALTH MANAGEMENT added office(s): 2 -> 3 additional locations. IAPD ↗
$199.2M RAUM · 3 reps · 512-593-6367 · goalfusion.com
Office IT & facilitiesCRMRecruiting & transitions
50
MISSION FINANCIAL GROUP, LLC added office(s): 1 -> 3 additional locations. IAPD ↗
$232.8M RAUM · 5 reps · 808-445-9965
Office IT & facilitiesCRMRecruiting & transitions
50
ELYSIUM WEALTH MANAGEMENT, LLC added office(s): 1 -> 2 additional locations. IAPD ↗
$116.0M RAUM · 6 reps · 801-735-8407 · saltwealthpartners.com
Office IT & facilitiesCRMRecruiting & transitions
50
THEPARTNERS WEALTH MANAGEMENT added office(s): 11 -> 12 additional locations. IAPD ↗
$172.5M RAUM · 7 reps · 800-324-3010 · oceanpointefg.com
Office IT & facilitiesCRMRecruiting & transitions
50
BLUEPRINT FINANCIAL ADVISORS added office(s): 14 -> 15 additional locations. IAPD ↗
$132.5M RAUM · 14 reps · 336-609-7522 · bluegrasscapadv.com
Office IT & facilitiesCRMRecruiting & transitions
50
PINNACLE WEALTH MANAGEMENT, LLC added office(s): 1 -> 3 additional locations. IAPD ↗
$181.7M RAUM · 3 reps · 916-772-0807 · pinnacle-mgmt.com
Office IT & facilitiesCRMRecruiting & transitions
50
THE WEALTH BOUTIQUE added office(s): 2 -> 7 additional locations. IAPD ↗
$94.1M RAUM · 7 reps · 908-955-0077 · tanisfingroup.com
Office IT & facilitiesCRMRecruiting & transitions
50
AMERITY WEALTH MANAGEMENT, LLC added office(s): 12 -> 15 additional locations. IAPD ↗
$141.0M RAUM · 14 reps · (863) 683-1750 · ameritywm.com
Office IT & facilitiesCRMRecruiting & transitions
50
SLP WEALTH added office(s): 16 -> 17 additional locations. IAPD ↗
$29.2M RAUM · 17 reps · (910) 315-0973
Office IT & facilitiesCRMRecruiting & transitions
50
ACCELERATE RETIREMENT added office(s): 11 -> 12 additional locations. IAPD ↗
$242.8M RAUM · 24 reps · 888-439-7071 · sapers-wallack.com
Office IT & facilitiesCRMRecruiting & transitions
50
EVERGREEN WEALTH ADVISORS added office(s): 1 -> 2 additional locations. IAPD ↗
$110.5M RAUM · 16 reps · 888-884-0557 · evergreenmoney.com
Office IT & facilitiesCRMRecruiting & transitions
50
NECTARINE added office(s): 18 -> 25 additional locations. IAPD ↗
$0 RAUM · 24 reps · (858) 779-0115 · hellonectarine.com
Office IT & facilitiesCRMRecruiting & transitions
50
TIDE COVE CAPITAL PARTNERS LLC added office(s): 0 -> 1 additional locations. IAPD ↗
$142.1M RAUM · 2 reps · 858-224-3507 · tidecovecapital.com
Office IT & facilitiesCRMRecruiting & transitions
50
LORD AND RICHARDS added office(s): 0 -> 1 additional locations. IAPD ↗
$95.5M RAUM · 8 reps · 720-214-6801
Office IT & facilitiesCRMRecruiting & transitions
50
SMART STEPS WEALTH MANAGEMENT LLC added office(s): 0 -> 4 additional locations. IAPD ↗
$60.9M RAUM · 1 reps · 314-970-2377 · smartstepswealth.com
Office IT & facilitiesCRMRecruiting & transitions
50
ZERO DAY CAPITAL ENTERPRISES LLC added office(s): 0 -> 6 additional locations. IAPD ↗
$35.2M RAUM · 7 reps · 702 271 3265 · zerodaycapital.com
Office IT & facilitiesCRMRecruiting & transitions
50
A&M PRIVATE WEALTH PARTNERS, LLC added office(s): 2 -> 3 additional locations. IAPD ↗
$103.2M RAUM · 11 reps · 561-437-6738
Office IT & facilitiesCRMRecruiting & transitions
50
TERRAFIRMA WEALTH PARTNERS added office(s): 0 -> 1 additional locations. IAPD ↗
$83.0M RAUM · 1 reps · 925-587-8882 · terrafirmawealth.com
Office IT & facilitiesCRMRecruiting & transitions
50
ARCHLIGHT WEALTH MANAGEMENT LLC added office(s): 0 -> 2 additional locations. IAPD ↗
$0 RAUM · 2 reps · 2016613416
Office IT & facilitiesCRMRecruiting & transitions
50
INDIVISIBLE PARTNERS added office(s): 0 -> 1 additional locations. IAPD ↗
$0 RAUM · 1 reps · 732-306-5490 · indivisible.com
Office IT & facilitiesCRMRecruiting & transitions
50
PITCAIRN WEALTH ADVISORS LLC added office(s): 0 -> 8 additional locations. IAPD ↗
$0 RAUM · 1 reps · 215-881-6144 · pitcairn.com
Office IT & facilitiesCRMRecruiting & transitions
45
PLANPILOT added office(s): 0 -> 2 additional locations. IAPD ↗institutional
$3.71B RAUM · 11 reps · 312-973-4911
Office IT & facilitiesCRMRecruiting & transitions
45
STRIVE ASSET MANAGEMENT added office(s): 1 -> 2 additional locations. IAPD ↗institutional
$1.08B RAUM · 4 reps · 614-704-0187
Office IT & facilitiesCRMRecruiting & transitions
40
MMA SECURITIES LLC added office(s): 27 -> 32 additional locations. IAPD ↗institutional
$0 RAUM · 87 reps · 212-345-5000 · mmaprosperwise.com
Office IT & facilitiesCRMRecruiting & transitions
40
DEER PARK ROAD MANAGEMENT COMPANY, LP added office(s): 0 -> 1 additional locations. IAPD ↗fund
$3.86B RAUM · 8 reps · 970-457-4340 · deerparkrd.com
Office IT & facilitiesCRMRecruiting & transitions
40
ELDRIDGE CREDIT ADVISERS, LLC added office(s): 0 -> 1 additional locations. IAPD ↗fund
$7.01B RAUM · 38 reps · 212-895-2000
Office IT & facilitiesCRMRecruiting & transitions
40
SERENGETI ASSET MANAGEMENT LP added office(s): 0 -> 1 additional locations. IAPD ↗fund
$1.08B RAUM · 10 reps · 212-672-2220
Office IT & facilitiesCRMRecruiting & transitions
40
HAYFIN CAPITAL MANAGEMENT LLC added office(s): 0 -> 1 additional locations. IAPD ↗fund
$2.67B RAUM · 14 reps · 646-218-9479 · hayfin.com
Office IT & facilitiesCRMRecruiting & transitions
40
ODYSSEY INVESTMENT PARTNERS, LLC added office(s): 0 -> 1 additional locations. IAPD ↗fund
$6.09B RAUM · 30 reps · 212-351-7900
Office IT & facilitiesCRMRecruiting & transitions
40
AMBERJACK CAPITAL PARTNERS, L.P. added office(s): 1 -> 2 additional locations. IAPD ↗fund
$1.23B RAUM · 8 reps · 281-605-3900 · amberjackcapital.com
Office IT & facilitiesCRMRecruiting & transitions
40
OPENGATE CAPITAL MANAGEMENT, LLC added office(s): 0 -> 1 additional locations. IAPD ↗fund
$1.51B RAUM · 30 reps · 310-432-7000
Office IT & facilitiesCRMRecruiting & transitions
40
ALIGNED CLIMATE CAPITAL LLC added office(s): 1 -> 2 additional locations. IAPD ↗fund
$1.82B RAUM · 15 reps · 917-754-5489 · alignedclimatecapital.com
Office IT & facilitiesCRMRecruiting & transitions
40
CAPINSIGHTS PARTNERS, LLC added office(s): 5 -> 6 additional locations. IAPD ↗institutional
$0 RAUM · 5 reps · 326-740-4710 · capinsights.partners
Office IT & facilitiesCRMRecruiting & transitions
35
GENERAL INNOVATION CAPITAL, LLC added office(s): 1 -> 2 additional locations. IAPD ↗fund
$200.0M RAUM · 7 reps · 917-816-1744 · generalinnovation.com
Office IT & facilitiesCRMRecruiting & transitions
25
CIBC ASSET MANAGEMENT INC. added office(s): 17 -> 18 additional locations. IAPD ↗foreign
$141.77B RAUM · 362 reps · 877-363-5620
Office IT & facilitiesCRMRecruiting & transitions
25
RBC PRIVATE COUNSEL (USA) INC. added office(s): 128 -> 131 additional locations. IAPD ↗foreign
$6.83B RAUM · 1379 reps · 416-955-7782
Office IT & facilitiesCRMRecruiting & transitions
25
TANAGER WEALTH MANAGEMENT added office(s): 1 -> 2 additional locations. IAPD ↗foreign
$1.01B RAUM · 12 reps · 020 3965 6330
Office IT & facilitiesCRMRecruiting & transitions
23
1832 ASSET MANAGEMENT U.S. INC. added office(s): 11 -> 13 additional locations. IAPD ↗foreign
$922.3M RAUM · 23 reps · 416-840-7986
Office IT & facilitiesCRMRecruiting & transitions
20
DUNHILL FINANCIAL added office(s): 1 -> 2 additional locations. IAPD ↗foreign
$240.6M RAUM · 6 reps · +44 7514 993 556 · dunhillfinancial.com
Office IT & facilitiesCRMRecruiting & transitions
20
VENTUM ADVISORS CORP. added office(s): 3 -> 4 additional locations. IAPD ↗foreign
$25.4M RAUM · 5 reps · 416-572-5523 · ventumadvisors.com
Office IT & facilitiesCRMRecruiting & transitions
new registration — 110 Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
98
CAP SIX ADVISORS (HOUSTON, TX) is newly SEC-registered with $279.4M RAUM and 3 advisory reps. IAPD ↗
$279.4M RAUM · 3 reps · 281-671-7982 · cap-six.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
HOFFMANN HERMANSON (DENVER, CO) is newly SEC-registered with $148.0M RAUM and 2 advisory reps. IAPD ↗
$148.0M RAUM · 2 reps · 303-946-1810 · hoffmannhermanson.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
HARDING FINANCIAL GROUP, LLC. (WESTERVILLE, OH) is newly SEC-registered with $138.5M RAUM and 1 advisory reps. IAPD ↗
$138.5M RAUM · 1 reps · 614-515-4722
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
WALLENDER, TIMOTHY JOSEPH (MANHATTAN BEACH, CA) is newly SEC-registered with $114.9M RAUM and 0 advisory reps. IAPD ↗
$114.9M RAUM · 0 reps · 310-318-3255 · strategicindex.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
ALEXANDER CAPITAL ADVISORS, LLC (NEW CANAAN, CT) is newly SEC-registered with $100.2M RAUM and 1 advisory reps. IAPD ↗
$100.2M RAUM · 1 reps · 203-966-7707 · alexcapadv.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
FIDELIS FINANCIAL PLANNING, LLC (SAINT CHARLES, MO) is newly SEC-registered with $140.0M RAUM and 2 advisory reps. IAPD ↗
$140.0M RAUM · 2 reps · 636-922-9252
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
FINLEY WEALTH ADVISORS (ESTERO, FL) is newly SEC-registered with $114.6M RAUM and 3 advisory reps. IAPD ↗
$114.6M RAUM · 3 reps · 239-267-7500 · mywealthadvisor.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
STEMBROOK ASSET MANAGEMENT, LLC (RED BANK, NJ) is newly SEC-registered with $129.3M RAUM and 2 advisory reps. IAPD ↗
$129.3M RAUM · 2 reps · 201-484-0063
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
SULLIVAN INVESTMENTS GROUP, LLC (location n/a) is newly SEC-registered with $127.5M RAUM and 2 advisory reps. IAPD ↗
$127.5M RAUM · 2 reps · (561) 400-3488 · sullivaninvestments.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
A J FELDMAN FINANCIAL, LLC (location n/a) is newly SEC-registered with $111.4M RAUM and 1 advisory reps. IAPD ↗
$111.4M RAUM · 1 reps · 847-607-8249 · ajfeldmanfinancial.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
PINNACLE STRATEGIC WEALTH MANAGEMENT, LLC. (KING OF PRUSSIA, PA) is newly SEC-registered with $122.2M RAUM and 2 advisory reps. IAPD ↗
$122.2M RAUM · 2 reps · 267-221-6305
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
BARNETT CAPITAL ADVISORS LLC (MIAMI, FL) is newly SEC-registered with $121.9M RAUM and 2 advisory reps. IAPD ↗
$121.9M RAUM · 2 reps · 305-328-8538 · barnettcapitaladvisors.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
DONALIES FINANCIAL PLANNING, LLC (WASHINGTON, DC) is newly SEC-registered with $100.1M RAUM and 1 advisory reps. IAPD ↗
$100.1M RAUM · 1 reps · 240-888-2573 · donaliesfp.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
JGC TAX & WEALTH MANAGEMENT (SALEM, OR) is newly SEC-registered with $110.0M RAUM and 3 advisory reps. IAPD ↗
$110.0M RAUM · 3 reps · 503-304-9248 · app.modestspark.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
PROFUSION FINANCIAL (ST. LOUIS, MO) is newly SEC-registered with $124.9M RAUM and 2 advisory reps. IAPD ↗
$124.9M RAUM · 2 reps · (314) 441-6107
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
LIFE STRATEGIES, INC. (LA JOLLA, CA) is newly SEC-registered with $112.0M RAUM and 1 advisory reps. IAPD ↗
$112.0M RAUM · 1 reps · 916-541-3846 · lifestrategies.advisorwebsite.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
RUGGIERO INVESTMENTS (WEST PALM BEACH, FL) is newly SEC-registered with $114.0M RAUM and 3 advisory reps. IAPD ↗
$114.0M RAUM · 3 reps · (561) 406-5505
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
ANKERSTAR WEALTH, LLC (ROUND ROCK, TX) is newly SEC-registered with $109.9M RAUM and 6 advisory reps. IAPD ↗
$109.9M RAUM · 6 reps · 512-614-0085
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
CAPITAL CITY WEALTH MANAGEMENT, INC. (BISMARCK, ND) is newly SEC-registered with $126.0M RAUM and 2 advisory reps. IAPD ↗
$126.0M RAUM · 2 reps · (701) 250-7220
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
S. WILLIAMS CAPITAL, LLC (NEW YORK, NY) is newly SEC-registered with $25.2M RAUM and 1 advisory reps. IAPD ↗
$25.2M RAUM · 1 reps · 646-375-5325 · swilliamscapital.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
INVISOR (SENECA, KS) is newly SEC-registered with $167.3M RAUM and 4 advisory reps. IAPD ↗
$167.3M RAUM · 4 reps · 785-334-4100 · goinvisor.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
HANKE & CO. WEALTH MANAGEMENT, LLC (SAN FRANCISCO, CA) is newly SEC-registered with $145.4M RAUM and 2 advisory reps. IAPD ↗
$145.4M RAUM · 2 reps · 415-781-6300
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
HADDONFIELD FINANCIAL PLANNING LLC (HADDONFIELD, NJ) is newly SEC-registered with $104.9M RAUM and 3 advisory reps. IAPD ↗
$104.9M RAUM · 3 reps · 856-795-0471
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
RESOLUTE CAPITAL, LLC (GREENVILLE, SC) is newly SEC-registered with $180.9M RAUM and 7 advisory reps. IAPD ↗
$180.9M RAUM · 7 reps · (864) 800-1831 · retiretrunorth.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
U.S.A. FINANCIAL & TAX SERVICES, LLC (GLASTONBURY, CT) is newly SEC-registered with $118.5M RAUM and 2 advisory reps. IAPD ↗
$118.5M RAUM · 2 reps · 860-430-2138 · usafinancialandtaxservices.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
PERSONALIZED FINANCIAL SOLUTIONS LLC (CLEARWATER, FL) is newly SEC-registered with $109.3M RAUM and 1 advisory reps. IAPD ↗
$109.3M RAUM · 1 reps · 727-754-4401 · pfsinvest.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
EVOLUTION WEALTH MANAGEMENT INC. (FORT MYERS, FL) is newly SEC-registered with $111.3M RAUM and 3 advisory reps. IAPD ↗
$111.3M RAUM · 3 reps · 239-771-8696
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
NGP FINANCIAL PLANNING, LLC (location n/a) is newly SEC-registered with $111.7M RAUM and 1 advisory reps. IAPD ↗
$111.7M RAUM · 1 reps · 425-444-6715 · ngpfinancialplanning.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
NEIL JESANI WEALTH MANAGEMENT (SUNRISE, FL) is newly SEC-registered with $102.5M RAUM and 3 advisory reps. IAPD ↗
$102.5M RAUM · 3 reps · (954) 800-3528
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
INTRINSIC VALUE CAPITAL, LLC (LITTLE ROCK, AR) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 501-563-5929
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
ROBINHOOD ASSET MANAGEMENT (MENLO PARK, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗
$0 RAUM · 6 reps · 650-940-2700 EXT 31450 · robinhood.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
GENESIS FINANCIAL GROUP, LLC (MAHWAH, NJ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 551-284-4023 · genesisfinancialgroupllc.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
THOUGHTFUL MONEY LLC (location n/a) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 408-398-9944
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
RETIREMENT PORTFOLIOS, LLC (LAWRENCE, KS) is newly SEC-registered with $153.0M RAUM and 1 advisory reps. IAPD ↗
$153.0M RAUM · 1 reps · 785-330-9292
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
BXM WEALTH LLC (ENGLEWOOD, CO) is newly SEC-registered with $107.6M RAUM and 3 advisory reps. IAPD ↗
$107.6M RAUM · 3 reps · 303-704-2592 · bxmwealth.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
SHRIER WEALTH MANAGEMENT, LLC (LOS ANGELES, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · 310-201-0200 · shrierwealth.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
SARVER VROOMAN WEALTH ADVISORS LLC (KANSAS CITY, MO) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗
$0 RAUM · 5 reps · 816-601-1150 · svwealthadvisors.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
STOCKPILE INVESTMENT ADVISORS, INC. (SAN FRANCISCO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · (877) 374-2584 · stockpile.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
BERMAN MCALEER (TIMONIUM, MD) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 11 advisory reps. IAPD ↗
$0 RAUM · 11 reps · 410-560-9960
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
LEGACY WEALTH PARTNERS, LLC (LAKEWOOD, CO) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 7 advisory reps. IAPD ↗
$0 RAUM · 7 reps · 720-552-8287 · lwp-llc.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
CHURCHILL FINANCIAL ADVISORS, LLC (LOUISVILLE, KY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · 502-895-3535
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
FORESEE WEALTH ADVISORS (BELLEVUE, WA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 425-943-6875 · foreseewealth.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
ALONGSIDE, LLC (AUSTIN, TX) is newly SEC-registered with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · 214-563-1190
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
BLUE CURVE ADVISORY, LLC (TOWSON, MD) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 410-339-5771 · bluecurveadvisory.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
HENDERSON BROTHERS FINANCIAL PARTNERS LLC (PITTSBURGH, PA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 22 advisory reps. IAPD ↗
$0 RAUM · 22 reps · 412-261-3333 · hendersonbrothersfinancialpartners.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
THREE ARCH WEALTH MANAGEMENT LLC (IRVINE, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · (949) 400-7107 · threearchwealth.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
LRZ CAPITAL LLC (MIAMI, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · 305-809-0395 · lrzcapital.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
LINCOLNBRIDGE FINANCIAL PLANNING, LLC (OGLESBY, IL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · 815-296-8855 · lincolnbridgefp.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
WILLOW CREEK CAPITAL MANAGEMENT, INC. (MISSOULA, MT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · 406-830-3286 · raymondjames.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
SLK PRIVATE WEALTH MANAGEMENT, LLC (LOS ANGELES, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 8 advisory reps. IAPD ↗
$0 RAUM · 8 reps · (424) 500-4613 · slkprivatewealth.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
FIVE ELEVEN FAMILY OFFICE LLC (GARDEN CITY, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
$0 RAUM · 4 reps · 917-685-1360
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
REDWOOD FAMILY WEALTH LLC (ADDISON, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · 469-965-4001 · redwoodfamilywealth.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
HOOT WEALTH LLC (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · (970) 313-0582 · hootwealth.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
SUNSET ADVISERS, LLC (SALT LAKE CITY, UT) is newly SEC-registered with $1,000 RAUM and 1 advisory reps. IAPD ↗
$1,000 RAUM · 1 reps · 385-707-0082 · sunsetapp.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
MOOLA COPILOT LLC (NAPLES, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 352-812-4320 · moo.la
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
SENECA PRIVATE WEALTH, LLC (LOS ANGELES, CA) is newly SEC-registered with $0 RAUM and 4 advisory reps. IAPD ↗
$0 RAUM · 4 reps · 310-984-1347 · senecapw.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
THE BYCOFF GROUP LLC (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 781-801-5559 · bycoffgroup.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
WGI DM, LLC (BOSTON, MA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 7 advisory reps. IAPD ↗
$0 RAUM · 7 reps · 617-428-4040
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
CLARION WEALTH MANAGEMENT PARTNERS (FAIRFAX, VA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
$0 RAUM · 4 reps · (703) 631-4800 · clarionwealth.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
SMARTHARVEST PORTFOLIOS (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 206-841-9944 · smartharvestportfolios.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
ARIA WEALTH PARTNERS (CHARLOTTESVILLE, VA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 434-962-5381 · ariawealthpartners.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
ELEVATED FINANCIAL GROUP (INDIANAPOLIS, IN) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
$0 RAUM · 4 reps · 317-210-0907
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
PARADIGM ADVISOR GROUP, LLC (BRIDGEWATER, NJ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 908-450-7402
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
STRIVE RETIREMENT GROUP (DAYTONA BEACH, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 407-739-6616
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
LATHROP INVESTMENT MANAGEMENT COMPANY (LITTLE ROCK, AR) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 501-227-4930 · limc.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
THE QUICK GROUP LLC (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 6464963900
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
SARMAYA PARTNERS, LLC (SAN ANTONIO, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional
$0 RAUM · 3 reps · 303-520-2419 · sarmayapartners.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
ICAPITAL FUND ADVISORS LLC (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 12 advisory reps. IAPD ↗institutional
$0 RAUM · 12 reps · 212-994-7402 · icapital.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
ISHARA INVESTMENTS LP (location n/a) is newly SEC-registered (provisional 120-day approval) with $28.0M RAUM and 2 advisory reps. IAPD ↗institutional
$28.0M RAUM · 2 reps · 818-983-4448 · isharainvestments.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
HIGHLINE ASSET MANAGEMENT, LLC (SHERMAN OAKS, CA) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · (818) 340-0157 · highlinealts.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
I SQUARED CAPITAL REGISTERED ADVISOR LLC (MIAMI, FL) is newly SEC-registered with $0 RAUM and 196 advisory reps. IAPD ↗institutional
$0 RAUM · 196 reps · 786-693-5781 · isquaredcapital.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
CORINTHIA GLOBAL MANAGEMENT (CHICAGO, IL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗institutional
$0 RAUM · 6 reps · +1 (980) 418-2215
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
HKW MANAGEMENT, LLC (INDIANAPOLIS, IN) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗institutional
$0 RAUM · 2 reps · 317-574-6900
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
HUNTER PRIVATE CAPITAL ADVISORS, LLC (PITTSBURGH, PA) is newly SEC-registered with $0 RAUM and 4 advisory reps. IAPD ↗institutional
$0 RAUM · 4 reps · 412-471-4191
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
NEWMILE CAPITAL LLC (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗institutional
$0 RAUM · 5 reps · 703-307-5527
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
SUMMITTX CAPITAL, L.P. (FORT WORTH, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 39 advisory reps. IAPD ↗institutional
$0 RAUM · 39 reps · 817-769-1578
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
ANCALA PARTNERS LLC (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
$0 RAUM · 2 reps · 212-364-5110
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
BALANCE CASH MANAGEMENT INC. (SAN FRANCISCO, CA) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 916 205 9676
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
PACT (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗institutional
$0 RAUM · 4 reps · 631-680-1906 · pactcp.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
TESSELLIS CAPITAL MANAGEMENT LP (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional
$0 RAUM · 3 reps · 646-830-0976 · tesselliscapital.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
NIGHT SQUARED LP (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 9 advisory reps. IAPD ↗institutional
$0 RAUM · 9 reps · 917-451-0055 · nightsquared.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
ELDRIDGE GP1 ADVISERS (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 20 advisory reps. IAPD ↗institutional
$0 RAUM · 20 reps · (212) 895-2000 · eldridge.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
EYRE STREET CAPITAL (WASHINGTON, DC) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 771-216-9025
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
SENIORS HOUSING FUND MANAGER LLC (TOLEDO, OH) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 12 advisory reps. IAPD ↗institutional
$0 RAUM · 12 reps · 419-247-2800
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
GROWTH LENDING LLC (ROSWELL, GA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 7136147755 · growthlending.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
WEDBUSH FUND ADVISERS, LLC (LOS ANGELES, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
$0 RAUM · 2 reps · 213-688-8000 · wedbush.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
WESTMARK WEALTH MANAGEMENT (PHOENIX, AZ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗institutional
$0 RAUM · 4 reps · 602-887-5179 · westmarkwealth.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
AMUNDI (BOSTON, MA) is newly SEC-registered with $0 RAUM and 17 advisory reps. IAPD ↗institutional
$0 RAUM · 17 reps · (617)-422-4700
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
VALEO VENTURES (location n/a) is newly SEC-registered with $126.8M RAUM and 2 advisory reps. IAPD ↗institutional
$126.8M RAUM · 2 reps · 6462263784
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
RANGE ROCK CAPITAL (WELLESLEY, MA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
$0 RAUM · 2 reps · 617-527-2341
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
STROBE VENTURES (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗institutional
$0 RAUM · 5 reps · (315) 202 1002
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
SQ CAPITAL LLC (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗institutional
$0 RAUM · 6 reps · 646-435-3720 · sqcapital.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
NASSAU CORAMERICA LLC (EL SEGUNDO, CA) is newly SEC-registered (provisional 120-day approval) with $3.30B RAUM and 6 advisory reps. IAPD ↗fund
$3.30B RAUM · 6 reps · 310-606-8440 · coramerica.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
83
PROEM ADVISORS LLC (DALLAS, TX) is newly SEC-registered with $259.2M RAUM and 3 advisory reps. IAPD ↗fund
$259.2M RAUM · 3 reps · 214-706-9344 · proemasset.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
83
WASATCH EQUITY PARTNERS (LOGAN, UT) is newly SEC-registered with $311.5M RAUM and 5 advisory reps. IAPD ↗fund
$311.5M RAUM · 5 reps · 435-755-2079 · pitchbook.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
83
ION PACIFIC, INC. (VENICE, CA) is newly SEC-registered with $446.0M RAUM and 3 advisory reps. IAPD ↗fund
$446.0M RAUM · 3 reps · -5739 · ionpacific.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
83
MOONTOWER ASSET MANAGEMENT LP (AUSTIN, TX) is newly SEC-registered with $400.2M RAUM and 8 advisory reps. IAPD ↗fund
$400.2M RAUM · 8 reps · 512-922-5111 · moontower.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
83
WAYPOINT CAPITAL PARTNERS, LLC (STAMFORD, CT) is newly SEC-registered with $256.5M RAUM and 6 advisory reps. IAPD ↗fund
$256.5M RAUM · 6 reps · 203-548-9424 · waypointcapitalpartners.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
80
GOODLANDER INVESTMENT MANAGEMENT, LLC (DALLAS, TX) is newly SEC-registered with $248.9M RAUM and 3 advisory reps. IAPD ↗fund
$248.9M RAUM · 3 reps · 254-716-6313 · goodlanderim.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
80
HOPLON ASSET MANAGEMENT, L.P. (GREENWICH, CT) is newly SEC-registered with $126.3M RAUM and 5 advisory reps. IAPD ↗fund
$126.3M RAUM · 5 reps · 214-432-5574 · hoploncapital.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
80
WASATCH INVESTMENT FUND MANAGER, LLC (LOGAN, UT) is newly SEC-registered with $167.2M RAUM and 1 advisory reps. IAPD ↗fund
$167.2M RAUM · 1 reps · 435-755-2000
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
80
CONGRUENCE CAPITAL, PB LLC (LOS ANGELES, CA) is newly SEC-registered with $94.4M RAUM and 3 advisory reps. IAPD ↗fund
$94.4M RAUM · 3 reps · 213-757-8220 · congruencecapital.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
80
ATHIR CAPITAL LP (CHICAGO, IL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗fund
$0 RAUM · 2 reps · 312-210-7565
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
80
NOVAWAVE CAPITAL (PALO ALTO, CA) is newly SEC-registered with $80.0M RAUM and 7 advisory reps. IAPD ↗fund
$80.0M RAUM · 7 reps · 781-710-3455
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
80
THE CATALYST GROUP, INC. (HOUSTON, TX) is newly SEC-registered with $227.4M RAUM and 4 advisory reps. IAPD ↗fund
$227.4M RAUM · 4 reps · 512-320-8600 · tcgfunds.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
80
RITHM CAPITAL ADVISORS LLC (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 10 advisory reps. IAPD ↗fund
$0 RAUM · 10 reps · 212 850 7770 · rithmcap.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
70
LOUISBOURG INVESTMENTS (DIEPPE, NEW BRUNSWICK, Canada) is newly SEC-registered with $1.82B RAUM and 12 advisory reps. IAPD ↗foreign
$1.82B RAUM · 12 reps · 1-506-383-5215 · louisbourginvestments.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
68
KINGS COURT CAPITAL PTE. LTD (SINGAPORE, SINGAPORE, Singapore) is newly SEC-registered with $420.2M RAUM and 5 advisory reps. IAPD ↗foreign
$420.2M RAUM · 5 reps · +65 6978 6507
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
65
INUKSHUK CAPITAL MANAGEMENT (TORONTO, ONTARIO, Canada) is newly SEC-registered with $73.9M RAUM and 2 advisory reps. IAPD ↗foreign
$73.9M RAUM · 2 reps · 647-948-3048
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
65
DELTROIT ASSET MANAGEMENT (UK) LLP (LONDON, United Kingdom) is newly SEC-registered with $0 RAUM and 12 advisory reps. IAPD ↗foreign
$0 RAUM · 12 reps · 44-204-570-5591 · deltroit.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
planning clients up — 93 Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
79
NEXT LEVEL WEALTH PLANNING, LLC reports More than 500 financial-planning clients, up from 0. IAPD ↗
$258.5M RAUM · 3 reps · 208-376-6949
Financial planning software
76
FPL CAPITAL MANAGEMENT, LLC reports 251-500 financial-planning clients, up from 0. IAPD ↗
$885.2M RAUM · 3 reps · 504-828-1969
Financial planning software
76
HARBORFRONT FINANCIAL GROUP reports More than 500 financial-planning clients, up from 0. IAPD ↗
$104.2M RAUM · 4 reps · 231-843-1516 · custerfinancialadvisors.com
Financial planning software
73
MBE WEALTH MANAGEMENT, LLC reports 101-250 financial-planning clients, up from 0. IAPD ↗
$859.6M RAUM · 10 reps · 608-372-5521 · mbewealth.com
Financial planning software
73
CITY CENTER ADVISORS, LLC reports 251-500 financial-planning clients, up from 0. IAPD ↗
$132.4M RAUM · 6 reps · 888-267-1321
Financial planning software
73
COREVISION FINANCIAL GROUP reports 101-250 financial-planning clients, up from 0. IAPD ↗
$352.3M RAUM · 6 reps · 317-398-8200 · corevisionfg.com
Financial planning software
73
MASTER'S WEALTH MANAGEMENT INC. reports 101-250 financial-planning clients, up from 0. IAPD ↗
$415.4M RAUM · 5 reps · (717) 581-1323
Financial planning software
72
BISON WEALTH, LLC reports 101-250 financial-planning clients, up from 1-10. IAPD ↗
$2.75B RAUM · 66 reps · 404-841-2224 · zenithretirement.com
Financial planning software
70
5T WEALTH, LLC reports More than 500 financial-planning clients, up from 26-50. IAPD ↗
$283.1M RAUM · 2 reps · (707) 224-1340 · 5twealth.com
Financial planning software
70
RIVERSEDGE ADVISORS reports 101-250 financial-planning clients, up from 1-10. IAPD ↗
$708.4M RAUM · 10 reps · 302-573-6864
Financial planning software
70
BURR FINANCIAL SERVICES, LLC reports 101-250 financial-planning clients, up from 0. IAPD ↗
$155.4M RAUM · 3 reps · 925-676-6007
Financial planning software
70
BIRCH FINANCIAL GROUP reports 101-250 financial-planning clients, up from 0. IAPD ↗
$221.3M RAUM · 2 reps · 603-338-3838 · birchfinancialgroup.com
Financial planning software
70
OXFORD WEALTH MANAGEMENT reports 51-100 financial-planning clients, up from 0. IAPD ↗
$435.3M RAUM · 1 reps · 385-206-5271 · oxfordwealthmgt.com
Financial planning software
67
BUSKA WEALTH MANAGEMENT, LLC reports 26-50 financial-planning clients, up from 0. IAPD ↗
$393.6M RAUM · 7 reps · 715-355-4445 · retirewithbuska.com
Financial planning software
67
HS WEALTH PARTNERS reports 26-50 financial-planning clients, up from 0. IAPD ↗
$397.6M RAUM · 3 reps · (505) 361-2223 · hswealthpartners.com
Financial planning software
67
TERRAFIRMA WEALTH PARTNERS reports 51-100 financial-planning clients, up from 0. IAPD ↗
$83.0M RAUM · 1 reps · 925-587-8882 · terrafirmawealth.com
Financial planning software
67
OCM PRIVATE WEALTH, LLC reports 51-100 financial-planning clients, up from 0. IAPD ↗
$147.1M RAUM · 4 reps · 216-456-1515 · ocmprivatewealth.com
Financial planning software
67
OLDFIELD WEALTH PARTNERS reports 51-100 financial-planning clients, up from 0. IAPD ↗
$101.3M RAUM · 1 reps · 207-573-3001 · oldfieldwealth.com
Financial planning software
66
SOUND INCOME STRATEGIES, LLC reports 101-250 financial-planning clients, up from 26-50. IAPD ↗
$3.49B RAUM · 111 reps · 954-487-1860 · blisswealthmanagement.com
Financial planning software
64
TANGLEWOOD LEGACY ADVISORS, LLC reports 101-250 financial-planning clients, up from 26-50. IAPD ↗
$562.1M RAUM · 4 reps · 713-599-4999
Financial planning software
64
HERITAGE WEALTH MANAGEMENT GROUP, LTD reports 101-250 financial-planning clients, up from 11-25. IAPD ↗
$124.1M RAUM · 4 reps · 757-321-3725 EXT. 205 · hwmgroup.com
Financial planning software
64
TAYLOR & MORGAN ASSET MANAGEMENT, LLC reports 51-100 financial-planning clients, up from 11-25. IAPD ↗
$327.0M RAUM · 6 reps · 248-688-9399
Financial planning software
64
MUSIC ROW WEALTH MANAGEMENT reports 101-250 financial-planning clients, up from 26-50. IAPD ↗
$355.9M RAUM · 5 reps · (615) 647-5882 · musicrowwealthmanagement.com
Financial planning software
64
AVAII WEALTH MANAGEMENT, LLC reports 51-100 financial-planning clients, up from 11-25. IAPD ↗
$442.6M RAUM · 10 reps · (920) 214-1212
Financial planning software
64
VITA PLANNING GROUP LLC reports 26-50 financial-planning clients, up from 0. IAPD ↗
$64.6M RAUM · 4 reps · 650-567-9300 · vita401k.com
Financial planning software
64
PARK EDGE ADVISORS, LLC reports 251-500 financial-planning clients, up from 51-100. IAPD ↗
$438.1M RAUM · 5 reps · (216) 727-0144 · parkedgeadvisors.com
Financial planning software
64
BIG SKY WEALTH ADVISORS, LLC reports 51-100 financial-planning clients, up from 1-10. IAPD ↗
$121.4M RAUM · 2 reps · 406-315-2627 · bigskywealthadvisors.com
Financial planning software
64
LUMINVEST WEALTH MANAGEMENT LLC reports 101-250 financial-planning clients, up from 26-50. IAPD ↗
$281.7M RAUM · 2 reps · 480-300-0062
Financial planning software
64
IMPACT CAPITAL PARTNERS LLC reports 11-25 financial-planning clients, up from 0. IAPD ↗
$528.0M RAUM · 5 reps · 888-304-6722 · impactcapitalpartners.com
Financial planning software
64
KETRON FINANCIAL LLC reports 11-25 financial-planning clients, up from 0. IAPD ↗
$300.0M RAUM · 2 reps · 415-892-0928
Financial planning software
63
KEB WEALTH ADVISORS reports 1-10 financial-planning clients, up from 0. IAPD ↗
$1.06B RAUM · 13 reps · (217) 789-0960 · kebcpa.com
Financial planning software
63
PCA INVESTMENT ADVISORY SERVICES, INC. reports More than 500 financial-planning clients, up from 251-500. IAPD ↗
$3.58B RAUM · 10 reps · 513.281.3366 · mypencorp.com
Financial planning software
63
ISC FINANCIAL ADVISORS reports 251-500 financial-planning clients, up from 101-250. IAPD ↗
$1.35B RAUM · 10 reps · 507-373-8216
Financial planning software
63
ONE DAY IN JULY LLC reports 51-100 financial-planning clients, up from 26-50. IAPD ↗
$1.09B RAUM · 10 reps · (802) 503-8280 · eventbrite.com
Financial planning software
63
PERFORMANCE WEALTH reports 251-500 financial-planning clients, up from 101-250. IAPD ↗
$3.39B RAUM · 10 reps · (630) 686-5715
Financial planning software
63
SAVVY reports More than 500 financial-planning clients, up from 251-500. IAPD ↗
$1.30B RAUM · 52 reps · 833-745-6789
Financial planning software
63
INTELLUS ADVISORS, LLC reports 1-10 financial-planning clients, up from 0. IAPD ↗
$1.16B RAUM · 7 reps · 239-649-3600 · intellusadvisors.com
Financial planning software
61
VANTAGE WEALTH reports 1-10 financial-planning clients, up from 0. IAPD ↗
$609.1M RAUM · 4 reps · 626-844-7184 · vantagewealth.com
Financial planning software
61
KANE COMPANY WEALTH MANAGEMENT, INC. reports 101-250 financial-planning clients, up from 26-50. IAPD ↗
$220.0M RAUM · 3 reps · 515-270-2727 · kanecompanypc.com
Financial planning software
61
JFR FINANCIAL SERVICES, INC. reports More than 500 financial-planning clients, up from 251-500. IAPD ↗
$261.9M RAUM · 2 reps · 734-692-1421 · jfrfinancial.com
Financial planning software
61
GENESIS ASSET MANAGEMENT GROUP, INC. reports 11-25 financial-planning clients, up from 0. IAPD ↗
$72.8M RAUM · 1 reps · 212-856-9000 · genesisassetmgmt.com
Financial planning software
61
WOLFSTICH CAPITAL, LLC reports 11-25 financial-planning clients, up from 0. IAPD ↗
$144.6M RAUM · 1 reps · (508) 242-9400 · wolfstichcapital.com
Financial planning software
61
JONES & ASSOCIATES PREMIER FINANCIAL SOLUTIONS reports 11-25 financial-planning clients, up from 0. IAPD ↗
$196.6M RAUM · 3 reps · 541-500-4321 · jonesfinancialtalk.com
Financial planning software
61
VERISAIL PARTNERS, LLC reports 251-500 financial-planning clients, up from 101-250. IAPD ↗
$251.1M RAUM · 5 reps · 404-220-7662
Financial planning software
61
VERMILLION WEALTH MANAGEMENT INC. reports 101-250 financial-planning clients, up from 51-100. IAPD ↗
$340.2M RAUM · 3 reps · 651-480-4601 · vermillionwealthmanagement.com
Financial planning software
61
CREATIVE CAPITAL MANAGEMENT INVESTMENTS LLC reports 51-100 financial-planning clients, up from 26-50. IAPD ↗
$668.2M RAUM · 6 reps · 619-298-3993
Financial planning software
61
BAY RIVERS GROUP WEALTH PARTNERS reports 26-50 financial-planning clients, up from 11-25. IAPD ↗
$272.6M RAUM · 4 reps · (757) 259-2450
Financial planning software
61
PLATT WEALTH MANAGEMENT reports 26-50 financial-planning clients, up from 11-25. IAPD ↗
$341.4M RAUM · 3 reps · 619-255-9554
Financial planning software
61
THE ARANDA GROUP ADVISORS, LLC reports 51-100 financial-planning clients, up from 11-25. IAPD ↗
$221.7M RAUM · 4 reps · 215-576-6666 · arandagroup.com
Financial planning software
61
ALAETHES WEALTH, LLC reports 11-25 financial-planning clients, up from 1-10. IAPD ↗
$439.4M RAUM · 3 reps · 858-735-9685 · alaethes.com
Financial planning software
61
JOEL ADAMS AND ASSOCIATES INC. reports 101-250 financial-planning clients, up from 51-100. IAPD ↗
$282.1M RAUM · 2 reps · (828) 251-9700 · joeladamsasheville.com
Financial planning software
61
PRAIRIEVIEW WEALTH & TAX ADVISORS reports 51-100 financial-planning clients, up from 11-25. IAPD ↗
$163.7M RAUM · 3 reps · 708-326-4750 · prairieviewwealthpartners.com
Financial planning software
61
INTEGRITY WEALTH LLC reports 1-10 financial-planning clients, up from 0. IAPD ↗
$260.3M RAUM · 5 reps · (541) 650-6061 · integritywealthnw.com
Financial planning software
61
BENTHAM WEALTH ADVISORS reports 11-25 financial-planning clients, up from 0. IAPD ↗
$92.5M RAUM · 2 reps · (716) 580-1500
Financial planning software
61
HEADLAND CAPITAL reports 1-10 financial-planning clients, up from 0. IAPD ↗
$403.0M RAUM · 9 reps · 843-388-4300 · headland.capital
Financial planning software
61
TFR CAPITAL reports 1-10 financial-planning clients, up from 0. IAPD ↗
$327.6M RAUM · 5 reps · 800-765-0397 · tfr-inc.com
Financial planning software
58
CONTINUITY WEALTH MANAGEMENT, CORP. reports 101-250 financial-planning clients, up from 51-100. IAPD ↗
$180.6M RAUM · 2 reps · 503-244-8905 · continuitywm.com
Financial planning software
58
SECHREST FINANCIAL SERVICES reports 51-100 financial-planning clients, up from 26-50. IAPD ↗
$183.2M RAUM · 1 reps · 978-795-1284 · yelp.com
Financial planning software
58
IRONWOOD WEALTH MANAGEMENT, INC. reports 1-10 financial-planning clients, up from 0. IAPD ↗
$212.8M RAUM · 3 reps · 304-760-6000
Financial planning software
58
FRANCO FINANCIAL ADVISORS, INC. reports 26-50 financial-planning clients, up from 11-25. IAPD ↗
$67.0M RAUM · 1 reps · 212-877-1576
Financial planning software
58
PHYSICIAN FAMILY FINANCIAL ADVISORS INC reports 251-500 financial-planning clients, up from 101-250. IAPD ↗
$228.7M RAUM · 4 reps · 541-463-0899
Financial planning software
58
FENWAY FINANCIAL ADVISORS, LLC reports 101-250 financial-planning clients, up from 51-100. IAPD ↗
$236.5M RAUM · 2 reps · 617-704-7805 · fenway-financial.com
Financial planning software
58
BAY CAPITAL ADVISORS, LLC reports 26-50 financial-planning clients, up from 11-25. IAPD ↗
$195.9M RAUM · 4 reps · 757-816-0967 · baycapitaladvice.com
Financial planning software
58
BLOCK WEALTH MANAGEMENT, INC reports 11-25 financial-planning clients, up from 1-10. IAPD ↗
$157.2M RAUM · 1 reps · (760) 796-5550
Financial planning software
58
VALUES FIRST ADVISORS, INC. reports 1-10 financial-planning clients, up from 0. IAPD ↗
$202.0M RAUM · 9 reps · 877-832-3847
Financial planning software
58
BUCHER WEALTH ADVISORS reports 1-10 financial-planning clients, up from 0. IAPD ↗
$136.8M RAUM · 1 reps · 650-286-9606 · bucherwa.com
Financial planning software
58
TEVIS INVESTMENT MANAGEMENT, LLC reports 11-25 financial-planning clients, up from 1-10. IAPD ↗
$206.5M RAUM · 1 reps · (972) 971-2169 · tevisinvest.com
Financial planning software
58
TACTIVEST, LLC reports 11-25 financial-planning clients, up from 1-10. IAPD ↗
$128.5M RAUM · 1 reps · (415) 752-7311 · tactivest.com
Financial planning software
58
FOUR CORNERS FINANCIAL reports 26-50 financial-planning clients, up from 11-25. IAPD ↗
$76.2M RAUM · 1 reps · (631) 271-1170 · fourcornersfincl.com
Financial planning software
58
PRATO CAPITAL MANAGEMENT reports 51-100 financial-planning clients, up from 26-50. IAPD ↗
$195.7M RAUM · 3 reps · 914-930-6871
Financial planning software
58
MJT & ASSOCIATES FINANCIAL ADVISORY GROUP, INC. reports 51-100 financial-planning clients, up from 26-50. IAPD ↗
$164.9M RAUM · 1 reps · 320-269-7889
Financial planning software
58
NEW MILLENNIUM GROUP reports 1-10 financial-planning clients, up from 0. IAPD ↗
$200.6M RAUM · 8 reps · 801-446-9950
Financial planning software
58
MYRA WEALTH reports 51-100 financial-planning clients, up from 26-50. IAPD ↗
$51.4M RAUM · 1 reps · 805-380-6972
Financial planning software
58
WHALEN FINANCIAL reports 1-10 financial-planning clients, up from 0. IAPD ↗
$192.3M RAUM · 2 reps · 702-878-3900
Financial planning software
58
ENVISION FINANCIAL LLC reports 101-250 financial-planning clients, up from 51-100. IAPD ↗
$246.3M RAUM · 2 reps · 262-354-7155 · envisionfinancial-llc.com
Financial planning software
58
RBG WEALTH ADVISORS LLC reports 51-100 financial-planning clients, up from 26-50. IAPD ↗
$105.0M RAUM · 3 reps · 901-244-2980
Financial planning software
58
AVID WEALTH PARTNERS, LLC reports 26-50 financial-planning clients, up from 11-25. IAPD ↗
$206.1M RAUM · 5 reps · (210) 864-3333 · avidwp.com
Financial planning software
58
PATHWAY PARTNERS WEALTH ADVISORS, LLC reports 101-250 financial-planning clients, up from 51-100. IAPD ↗
$58.0M RAUM · 5 reps · 716-929-6010 · pathwaypartnerswa.com
Financial planning software
58
FORTHRIGHT CAPITAL ADVISORY reports 11-25 financial-planning clients, up from 1-10. IAPD ↗
$65.0M RAUM · 28 reps · (702) 217-7676 · forthrightcps.com
Financial planning software
58
CARLIN WEALTH MANAGEMENT GROUP, LLC reports 1-10 financial-planning clients, up from 0. IAPD ↗
$195.8M RAUM · 1 reps · 737-414-6565 · carlinwealthmanagementgroup.com
Financial planning software
58
BPM WEALTH ADVISORS, LLC reports 101-250 financial-planning clients, up from 51-100. IAPD ↗
$49.9M RAUM · 2 reps · 415-421-5757 · bpm.com
Financial planning software
58
WISER ADVISOR GROUP reports 101-250 financial-planning clients, up from 51-100. IAPD ↗
$115.1M RAUM · 2 reps · 480-500-9055
Financial planning software
58
NORTH STAR WEALTH MANAGEMENT reports 1-10 financial-planning clients, up from 0. IAPD ↗
$152.8M RAUM · 1 reps · (224) 342-2525
Financial planning software
58
OXENFREE FINANCIAL reports 1-10 financial-planning clients, up from 0. IAPD ↗
$168.4M RAUM · 8 reps · 321-722-7882
Financial planning software
58
1015 CAPITAL PARTNERS, LLC reports 1-10 financial-planning clients, up from 0. IAPD ↗
$110.2M RAUM · 2 reps · 610-574-7036 · 1015capitalpartners.com
Financial planning software
58
IFS GROUP reports 1-10 financial-planning clients, up from 0. IAPD ↗
$210.0M RAUM · 7 reps · 717-766-1144 · ifsgroup1.com
Financial planning software
58
NOLET WEALTH MANAGEMENT, LLC reports 1-10 financial-planning clients, up from 0. IAPD ↗
$131.7M RAUM · 2 reps · 817-350-4342 · noletwealth.com
Financial planning software
58
RHL GROUP, LLC reports 1-10 financial-planning clients, up from 0. IAPD ↗
$120.5M RAUM · 2 reps · 248-634-7720 · rhlgroup.us
Financial planning software
58
HIGHROAD WEALTH ADVISORS, LLC reports 1-10 financial-planning clients, up from 0. IAPD ↗
$171.2M RAUM · 2 reps · 541-266-7623 · highroadwa.com
Financial planning software
58
SLO MONEY MANAGERS reports 1-10 financial-planning clients, up from 0. IAPD ↗
$131.6M RAUM · 2 reps · (805) 460-7232 · slomoneymanagers.com
Financial planning software
58
MAKE THE MEMORY FINANCIAL PLANNING reports 1-10 financial-planning clients, up from 0. IAPD ↗
$720,836 RAUM · 2 reps · 423-218-2822 · mtmplanning.com
Financial planning software
58
STRIVE FINANCIAL GROUP, LLC reports 1-10 financial-planning clients, up from 0. IAPD ↗
$182.9M RAUM · 6 reps · (317) 590-0146
Financial planning software
34
I2 WEALTH - CROSS BORDER PLANNING reports 26-50 financial-planning clients, up from 0. IAPD ↗foreign
$0 RAUM · 2 reps · 1-888-547-6777
Financial planning software
deregistered — 88 Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
65
WINTRUST INVESTMENTS (CHICAGO, IL) left the SEC roster (was $14.42B RAUM, 147 reps). IAPD ↗
$14.42B RAUM · 147 reps · 312-431-1700 · fcbadvisors.com
Recruiting & transitionsM&A & valuation
65
OSAIC FS, INC. (FORT WAYNE, IN) left the SEC roster (was $4.48B RAUM, 337 reps). IAPD ↗
$4.48B RAUM · 337 reps · 800-237-3813 · lfg.com
Recruiting & transitionsM&A & valuation
65
OSAIC FA, INC. (FORT WAYNE, IN) left the SEC roster (was $37.13B RAUM, 940 reps). IAPD ↗
$37.13B RAUM · 940 reps · 800-237-3813
Recruiting & transitionsM&A & valuation
65
GCM CUSTOMIZED FUND INVESTMENT GROUP, L.P. (NEW YORK, NY) left the SEC roster (was $47.87B RAUM, 75 reps). IAPD ↗
$47.87B RAUM · 75 reps · 646-362-3700 · gcmgrosvenor.com
Recruiting & transitionsM&A & valuation
65
PEGASUS PARTNERS (MEQUON, WI) left the SEC roster (was $3.09B RAUM, 10 reps). IAPD ↗
$3.09B RAUM · 10 reps · 262-478-9009
Recruiting & transitionsM&A & valuation
65
PROVENIO CAPITAL (NEWPORT BEACH, CA) left the SEC roster (was $1.62B RAUM, 6 reps). IAPD ↗
$1.62B RAUM · 6 reps · 949-301-9060
Recruiting & transitionsM&A & valuation
65
SYNTRINSIC LLC (DENVER, CO) left the SEC roster (was $1.75B RAUM, 12 reps). IAPD ↗
$1.75B RAUM · 12 reps · 303-296-7100
Recruiting & transitionsM&A & valuation
63
WHITEROCK WEALTH MANAGEMENT CO. (DALLAS, TX) left the SEC roster (was $255.3M RAUM, 3 reps). IAPD ↗
$255.3M RAUM · 3 reps · 214-691-4451 · whiterockwm.com
Recruiting & transitionsM&A & valuation
63
SASCO CAPITAL INC (FAIRFIELD, CT) left the SEC roster (was $911.1M RAUM, 8 reps). IAPD ↗
$911.1M RAUM · 8 reps · 203-254-6800 · sascocap.com
Recruiting & transitionsM&A & valuation
63
GARRISON ASSET MANAGEMENT, LLC (FAYETTEVILLE, AR) left the SEC roster (was $314.2M RAUM, 2 reps). IAPD ↗
$314.2M RAUM · 2 reps · 479-587-1045 · garrisonconnect.com
Recruiting & transitionsM&A & valuation
63
CARDINAL CAPITAL MANAGEMENT, L.L.C. (GREENWICH, CT) left the SEC roster (was $386.3M RAUM, 7 reps). IAPD ↗
$386.3M RAUM · 7 reps · 203-863-8990 · cardcap.com
Recruiting & transitionsM&A & valuation
63
HBC FINANCIAL SERVICES, PLLC (SEATTLE, WA) left the SEC roster (was $447.0M RAUM, 4 reps). IAPD ↗
$447.0M RAUM · 4 reps · 206-548-5000 · advisercpa.com
Recruiting & transitionsM&A & valuation
63
BOGDANOVICH WEALTH MANAGEMENT PLLC (EDMONDS, WA) left the SEC roster (was $270.9M RAUM, 1 reps). IAPD ↗
$270.9M RAUM · 1 reps · 206-522-4478 · bogdanovichwm.com
Recruiting & transitionsM&A & valuation
63
TRINITY FINANCIAL PARTNERS II, LLC (BERWYN, PA) left the SEC roster (was $441.9M RAUM, 3 reps). IAPD ↗
$441.9M RAUM · 3 reps · 610-687-8040 · trinityfinancialpartners.com
Recruiting & transitionsM&A & valuation
63
THE HUMPHREYS GROUP (SAN FRANCISCO, CA) left the SEC roster (was $283.6M RAUM, 3 reps). IAPD ↗
$283.6M RAUM · 3 reps · 415-928-0401 · humphreysgroup.com
Recruiting & transitionsM&A & valuation
63
WAYPOINT CAPITAL ADVISORS, LLC (MINNEAPOLIS, MN) left the SEC roster (was $949.9M RAUM, 8 reps). IAPD ↗
$949.9M RAUM · 8 reps · (612) 438-2470 · waypointcapitaladvisors.com
Recruiting & transitionsM&A & valuation
63
CONCENTRIC WEALTH MANAGEMENT LLC (LAFAYETTE, CA) left the SEC roster (was $601.3M RAUM, 3 reps). IAPD ↗
$601.3M RAUM · 3 reps · 925-962-1100 · concentric-wealth.com
Recruiting & transitionsM&A & valuation
63
WEALTHPOINT ADVISORS LLC (INDIANAPOLIS, IN) left the SEC roster (was $303.7M RAUM, 4 reps). IAPD ↗
$303.7M RAUM · 4 reps · 317-818-1040 · wealthpointadv.com
Recruiting & transitionsM&A & valuation
63
ASPIRE WEALTH MANAGEMENT CORPORATION (WALTHAM, MA) left the SEC roster (was $379.5M RAUM, 3 reps). IAPD ↗
$379.5M RAUM · 3 reps · (617) 245-8500 · aspirewm.com
Recruiting & transitionsM&A & valuation
63
KADES & CHEIFETZ, LLC (BERWYN, PA) left the SEC roster (was $407.2M RAUM, 2 reps). IAPD ↗
$407.2M RAUM · 2 reps · 610-834-1487 · kadescheifetz.com
Recruiting & transitionsM&A & valuation
63
ZIMMERMANN INVESTMENT MANAGEMENT & PLANNING LLC (NEW CUMBERLAND, PA) left the SEC roster (was $409.3M RAUM, 6 reps). IAPD ↗
$409.3M RAUM · 6 reps · 717-403-6030 · zimllc.com
Recruiting & transitionsM&A & valuation
63
SWEET FINANCIAL PARTNERS, LLC (FAIRMONT, MN) left the SEC roster (was $779.2M RAUM, 4 reps). IAPD ↗
$779.2M RAUM · 4 reps · 507-235-5587
Recruiting & transitionsM&A & valuation
63
NORTHWEST INVESTMENT COUNSELORS (LAKE OSWEGO, OR) left the SEC roster (was $591.8M RAUM, 5 reps). IAPD ↗
$591.8M RAUM · 5 reps · 800-685-7884
Recruiting & transitionsM&A & valuation
60
THE WINDMILL GROUP, INC. (SOMERS, NY) left the SEC roster (was $32.1M RAUM, 3 reps). IAPD ↗
$32.1M RAUM · 3 reps · (914) 277-2700
Recruiting & transitionsM&A & valuation
60
STRATIGRAPHIC ASSET MANAGEMENT, INC. (location n/a) left the SEC roster (was $160.0M RAUM, 1 reps). IAPD ↗
$160.0M RAUM · 1 reps · 305-447-0300 · stratigraphic.com
Recruiting & transitionsM&A & valuation
60
MUELLER FINANCIAL SOLUTIONS CO. (CANON CITY, CO) left the SEC roster (was $155.7M RAUM, 2 reps). IAPD ↗
$155.7M RAUM · 2 reps · (719) 275-1651 · themuellercompanies.com
Recruiting & transitionsM&A & valuation
60
BEVERLY INVESTMENT ADVISORS LLC (BEVERLY HILLS, CA) left the SEC roster (was $95.6M RAUM, 1 reps). IAPD ↗
$95.6M RAUM · 1 reps · 310-246-1200 · beverlyadvisors.com
Recruiting & transitionsM&A & valuation
60
MISSION HILLS FINANCIAL (SAN DIEGO, CA) left the SEC roster (was $152.7M RAUM, 3 reps). IAPD ↗
$152.7M RAUM · 3 reps · 619-294-9420 · missionhillsfinancial.com
Recruiting & transitionsM&A & valuation
60
PAYANT WEALTH MANAGEMENT GROUP (SUN CITY CENTER, FL) left the SEC roster (was $235.6M RAUM, 5 reps). IAPD ↗
$235.6M RAUM · 5 reps · 813-633-7333
Recruiting & transitionsM&A & valuation
60
GASSMAN FINANCIAL GROUP (JERICHO, NY) left the SEC roster (was $50.1M RAUM, 1 reps). IAPD ↗
$50.1M RAUM · 1 reps · 631-482-7460
Recruiting & transitionsM&A & valuation
60
PALADINI FINANCIAL ADVISORS, LLC (ARLINGTON, TX) left the SEC roster (was $168.9M RAUM, 4 reps). IAPD ↗
$168.9M RAUM · 4 reps · 817-704-7788 · paladinifinancial.com
Recruiting & transitionsM&A & valuation
60
CASTLE ROCK INVESTMENT COMPANY (CASTLE ROCK, CO) left the SEC roster (was $72.1M RAUM, 1 reps). IAPD ↗
$72.1M RAUM · 1 reps · 303-725-7086
Recruiting & transitionsM&A & valuation
60
HARVEST VOLATILITY MANAGEMENT, LLC (NORWALK, CT) left the SEC roster (was $216.6M RAUM, 5 reps). IAPD ↗
$216.6M RAUM · 5 reps · 203-307-0600 · harvestvolatilitymanagement.com
Recruiting & transitionsM&A & valuation
60
ATLANTIS ASSET MANAGEMENT, LLC (location n/a) left the SEC roster (was $16.2M RAUM, 3 reps). IAPD ↗
$16.2M RAUM · 3 reps · 212-945-8501 · atlantisasset.com
Recruiting & transitionsM&A & valuation
60
GATHER FINANCIAL PLANNING (FALMOUTH, ME) left the SEC roster (was $148.4M RAUM, 4 reps). IAPD ↗
$148.4M RAUM · 4 reps · 207-781-3500 · gatherfinancialplanning.com
Recruiting & transitionsM&A & valuation
60
MILESTONE WEALTH, LLC (BUFFALO, NY) left the SEC roster (was $102.9M RAUM, 1 reps). IAPD ↗
$102.9M RAUM · 1 reps · 716-626-2556
Recruiting & transitionsM&A & valuation
60
MISSION TRAILS FINANCIAL (SAN DIEGO, CA) left the SEC roster (was $168.0M RAUM, 4 reps). IAPD ↗
$168.0M RAUM · 4 reps · (619) 419-0238 · missiontf.com
Recruiting & transitionsM&A & valuation
60
STONEPOINT CAPITAL, LLC (NASHVILLE, TN) left the SEC roster (was $154.9M RAUM, 1 reps). IAPD ↗
$154.9M RAUM · 1 reps · 615-807-0678 · stonepointcap.com
Recruiting & transitionsM&A & valuation
60
SAVICKI CAPITAL, LLC (NEW HARTFORD, NY) left the SEC roster (was $51.0M RAUM, 2 reps). IAPD ↗
$51.0M RAUM · 2 reps · 315-624-9013
Recruiting & transitionsM&A & valuation
60
COUNCILOR, BUCHANAN & MITCHELL, P. C. (CBM) (BETHESDA, MD) left the SEC roster (was $0 RAUM, 6 reps). IAPD ↗
$0 RAUM · 6 reps · (301) 986-0600 · cbmcpa.com
Recruiting & transitionsM&A & valuation
60
VINCERE WEALTH MANAGEMENT, LLC (INDIANAPOLIS, IN) left the SEC roster (was $62.0M RAUM, 5 reps). IAPD ↗
$62.0M RAUM · 5 reps · (415) 579-0219 · vincerewealth.com
Recruiting & transitionsM&A & valuation
60
FOCUS FINANCIAL ADVISORS (ROCKFORD, IL) left the SEC roster (was $127.4M RAUM, 1 reps). IAPD ↗
$127.4M RAUM · 1 reps · 815-633-8844 · focusfinancialadvisors.com
Recruiting & transitionsM&A & valuation
60
IFB WEALTH MANAGEMENT LLC (MIAMI, FL) left the SEC roster (was $108.9M RAUM, 7 reps). IAPD ↗
$108.9M RAUM · 7 reps · 305-329-1520 · ifbwealth.com
Recruiting & transitionsM&A & valuation
60
TRUCLARITY WEALTH ADVISORS (BEACHWOOD, OH) left the SEC roster (was $100.5M RAUM, 1 reps). IAPD ↗
$100.5M RAUM · 1 reps · 216-619-8412
Recruiting & transitionsM&A & valuation
60
INVSTR FINANCIAL LLC (LAREDO, TX) left the SEC roster (was $1.1M RAUM, 2 reps). IAPD ↗
$1.1M RAUM · 2 reps · 8334468787 · invstr.com
Recruiting & transitionsM&A & valuation
60
RETIREMENT SPECIALTY GROUP, INC. (COOKEVILLE, TN) left the SEC roster (was $0 RAUM, 2 reps). IAPD ↗
$0 RAUM · 2 reps · 931-738-4733 · investmentpreacher.com
Recruiting & transitionsM&A & valuation
60
OPTIMIZE ADVISORS LLC (NEW YORK, NY) left the SEC roster (was $581,110 RAUM, 1 reps). IAPD ↗
$581,110 RAUM · 1 reps · 347-878-7930
Recruiting & transitionsM&A & valuation
60
EARNED WEALTH (NEW YORK, NY) left the SEC roster (was $106.6M RAUM, 7 reps). IAPD ↗
$106.6M RAUM · 7 reps · (914) 417-4556 · earnedwealth.com
Recruiting & transitionsM&A & valuation
60
INTREPID WEALTH PARTNERS, LLC (location n/a) left the SEC roster (was $42.0M RAUM, 2 reps). IAPD ↗
$42.0M RAUM · 2 reps · 8554978737
Recruiting & transitionsM&A & valuation
60
XILLION (SAN FRANCISCO, CA) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗
$0 RAUM · 1 reps · (415) 322-0670 · xillionapp.com
Recruiting & transitionsM&A & valuation
60
ROI ADVISORY (SAN FRANCISCO, CA) left the SEC roster (was $0 RAUM, 4 reps). IAPD ↗
$0 RAUM · 4 reps · 415-294-0545 · getroi.app
Recruiting & transitionsM&A & valuation
60
HAAS FINANCIAL, INC. (SANIBEL, FL) left the SEC roster — its 120-day provisional registration did not convert (was $75.2M RAUM, 1 reps). IAPD ↗
$75.2M RAUM · 1 reps · (651) 328-8070 · davidhaasfinancial.com
Recruiting & transitionsM&A & valuation
60
FOUNTAINHEAD MULTI-FAMILY OFFICE, LLC (NEW CANAAN, CT) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 3 reps). IAPD ↗
$0 RAUM · 3 reps · 917-617-7149
Recruiting & transitionsM&A & valuation
60
VINTRIS WEALTH MANAGEMENT (location n/a) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 2 reps). IAPD ↗
$0 RAUM · 2 reps · 203-231-0496 · vintriswealth.com
Recruiting & transitionsM&A & valuation
60
VAQUITA SUN, INC. (FORT LAUDERDALE, FL) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 1 reps). IAPD ↗
$0 RAUM · 1 reps · 954-620-9900
Recruiting & transitionsM&A & valuation
60
MDT FINANCIAL ADVISORS (WEBSTER, TX) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 2 reps). IAPD ↗
$0 RAUM · 2 reps · 281-938-1111
Recruiting & transitionsM&A & valuation
60
DICK ADVISORY GROUP (TEWKSBURY, MA) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 1 reps). IAPD ↗
$0 RAUM · 1 reps · 978-851-4411
Recruiting & transitionsM&A & valuation
55
ZEGA FINANCIAL, LLC (PALM BEACH GARDENS, FL) left the SEC roster (was $4.55B RAUM, 14 reps). IAPD ↗institutional
$4.55B RAUM · 14 reps · 800-380-9342 · zegafinancial.com
Recruiting & transitionsM&A & valuation
55
KEY GROUP HOLDINGS (USA) INC (DALLAS, TX) left the SEC roster (was $4.33B RAUM, 10 reps). IAPD ↗institutional
$4.33B RAUM · 10 reps · 1-214-461-0528
Recruiting & transitionsM&A & valuation
53
PIPER SANDLER FINANCE MANAGEMENT, LLC (MINNEAPOLIS, MN) left the SEC roster (was $290.0M RAUM, 6 reps). IAPD ↗institutional
$290.0M RAUM · 6 reps · 612-303-6000
Recruiting & transitionsM&A & valuation
50
EIDE BAILLY ADVISORS, LLC (SIOUX FALLS, SD) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗institutional
$0 RAUM · 1 reps · 605-339-1999
Recruiting & transitionsM&A & valuation
50
KGH LTD (location n/a) left the SEC roster (was $4.33B RAUM, 1 reps). IAPD ↗fund
$4.33B RAUM · 1 reps · 214-461-0528
Recruiting & transitionsM&A & valuation
50
AVIVA INVESTORS AMERICAS (CHICAGO, IL) left the SEC roster (was $59.1M RAUM, 0 reps). IAPD ↗institutional
$59.1M RAUM · 0 reps · 312-873-5800
Recruiting & transitionsM&A & valuation
50
ALLFINANCIAL PARTNERS II, LLC (BOCA RATON, FL) left the SEC roster (was $66.3M RAUM, 1 reps). IAPD ↗institutional
$66.3M RAUM · 1 reps · 561-430-5317
Recruiting & transitionsM&A & valuation
50
SEVEN EIGHT CAPITAL, LP (NEW YORK, NY) left the SEC roster (was $1.35B RAUM, 6 reps). IAPD ↗fund
$1.35B RAUM · 6 reps · 646-513-4350
Recruiting & transitionsM&A & valuation
50
IPI PARTNERS, LLC (CHICAGO, IL) left the SEC roster (was $9.61B RAUM, 40 reps). IAPD ↗fund
$9.61B RAUM · 40 reps · 312-796-2200 · ipipartners.com
Recruiting & transitionsM&A & valuation
50
RONDURE GLOBAL ADVISORS, LLC (SALT LAKE CITY, UT) left the SEC roster (was $196.9M RAUM, 3 reps). IAPD ↗institutional
$196.9M RAUM · 3 reps · 801-736-8550 · rondureglobal.com
Recruiting & transitionsM&A & valuation
50
COPPER PLACE GLOBAL CAPITAL LLC (CLYDE HILL, WA) left the SEC roster (was $24.4M RAUM, 2 reps). IAPD ↗institutional
$24.4M RAUM · 2 reps · 206-743-5907
Recruiting & transitionsM&A & valuation
50
VARIADIC LLC (NEW YORK, NY) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 8 reps). IAPD ↗institutional
$0 RAUM · 8 reps · 646-384-8680 · variadic.com
Recruiting & transitionsM&A & valuation
50
10X CAPITAL PARTNERS (NEW YORK, NY) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 1 reps). IAPD ↗institutional
$0 RAUM · 1 reps · 212-220-7218
Recruiting & transitionsM&A & valuation
50
24A CAPITAL MANAGEMENT LLC (HOUSTON, TX) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 2 reps). IAPD ↗institutional
$0 RAUM · 2 reps · 713-398-9354 · 24acapital.com
Recruiting & transitionsM&A & valuation
48
AMERICAN INFRASTRUCTURE FUNDS, LLC (FOSTER CITY, CA) left the SEC roster (was $296.3M RAUM, 6 reps). IAPD ↗fund
$296.3M RAUM · 6 reps · 650-854-6000
Recruiting & transitionsM&A & valuation
48
GHOST TREE CAPITAL (NEW YORK, NY) left the SEC roster (was $360.0M RAUM, 5 reps). IAPD ↗fund
$360.0M RAUM · 5 reps · 646-779-0120
Recruiting & transitionsM&A & valuation
48
ISOMER PARTNERS LP (NEW YORK, NY) left the SEC roster (was $270.0M RAUM, 2 reps). IAPD ↗fund
$270.0M RAUM · 2 reps · 212-257-4132 · isomerpartners.com
Recruiting & transitionsM&A & valuation
48
WEWORK CAPITAL ADVISORS LLC (NEW YORK, NY) left the SEC roster (was $484.8M RAUM, 4 reps). IAPD ↗fund
$484.8M RAUM · 4 reps · 917-693-5456
Recruiting & transitionsM&A & valuation
45
KELLNER MANAGEMENT, LP (location n/a) left the SEC roster (was $88.0M RAUM, 3 reps). IAPD ↗fund
$88.0M RAUM · 3 reps · 212 350-0200 · kellnercap.com
Recruiting & transitionsM&A & valuation
45
KSTONE PARTNERS LLC (location n/a) left the SEC roster (was $30.7M RAUM, 3 reps). IAPD ↗fund
$30.7M RAUM · 3 reps · 914-689-4800 · kstonepartners.com
Recruiting & transitionsM&A & valuation
45
THOMA CRESSEY BRAVO, INC. (CHICAGO, IL) left the SEC roster (was $4.8M RAUM, 4 reps). IAPD ↗fund
$4.8M RAUM · 4 reps · 312-254-3300 · tcb.com
Recruiting & transitionsM&A & valuation
45
SAGE ROCK CAPITAL MANAGEMENT LP (NEW YORK, NY) left the SEC roster (was $86.5M RAUM, 2 reps). IAPD ↗fund
$86.5M RAUM · 2 reps · 212-257-4859 · tx3sagerock.com
Recruiting & transitionsM&A & valuation
45
GREENWICH IVY CAPITAL LLC (location n/a) left the SEC roster (was $26.8M RAUM, 1 reps). IAPD ↗fund
$26.8M RAUM · 1 reps · 646-360-0204 · greenwichivy.com
Recruiting & transitionsM&A & valuation
45
FLOW STATE INVESTMENTS, LP (CHICAGO, IL) left the SEC roster (was $188.4M RAUM, 11 reps). IAPD ↗fund
$188.4M RAUM · 11 reps · 773-938-9600 · flowstateinvestments.com
Recruiting & transitionsM&A & valuation
45
BOSTON OMAHA ASSET MANAGEMENT (OMAHA, NE) left the SEC roster (was $127.1M RAUM, 9 reps). IAPD ↗fund
$127.1M RAUM · 9 reps · 402-509-8456 · bostonomahaam.com
Recruiting & transitionsM&A & valuation
45
NORTH SHIELD CAPITAL LLC (NEW YORK, NY) left the SEC roster (was $54.7M RAUM, 4 reps). IAPD ↗fund
$54.7M RAUM · 4 reps · 917-546-2079
Recruiting & transitionsM&A & valuation
35
PUTNAM INVESTMENTS LIMITED (LONDON, United Kingdom) left the SEC roster (was $3.00B RAUM, 11 reps). IAPD ↗foreign
$3.00B RAUM · 11 reps · 011-44-20-7907-8200 · putnam.com
Recruiting & transitionsM&A & valuation
33
LAKEMORE PARTNERS (UK) LIMITED (LONDON, United Kingdom) left the SEC roster (was $384.1M RAUM, 8 reps). IAPD ↗foreign
$384.1M RAUM · 8 reps · +44 203 981 2810
Recruiting & transitionsM&A & valuation
30
KENRICH PARTNERS PTE LTD (SINGAPORE, Singapore) left the SEC roster (was $47.9M RAUM, 3 reps). IAPD ↗foreign
$47.9M RAUM · 3 reps · 65 6874 7700
Recruiting & transitionsM&A & valuation
30
ENVERUS INTELLIGENCE RESEARCH, INC. (CALGARY, Canada) left the SEC roster (was $0 RAUM, 65 reps). IAPD ↗foreign
$0 RAUM · 65 reps · 403-294-9111 · rseg.com
Recruiting & transitionsM&A & valuation
30
NUTSHELL ASSET MANAGEMENT LIMITED (SEVENOAKS, United Kingdom) left the SEC roster (was $165.0M RAUM, 2 reps). IAPD ↗foreign
$165.0M RAUM · 2 reps · +44 (0)20 78560520 · nutshellam.com
Recruiting & transitionsM&A & valuation
disclosure added — 70 Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
55
ESI FINANCIAL ADVISORS's Item 11 disclosure-reporting entries rose by 7 (13 -> 20). IAPD ↗
$2.12B RAUM · 420 reps · 800-344-7437 · equity-services.com
ComplianceMarketing & brand
55
JANNEY MONTGOMERY SCOTT LLC's Item 11 disclosure-reporting entries rose by 2 (55 -> 57). IAPD ↗
$85.90B RAUM · 1239 reps · 215-665-6000
ComplianceMarketing & brand
55
RAYMOND JAMES & ASSOCIATES, INC.'s Item 11 disclosure-reporting entries rose by 2 (173 -> 175). IAPD ↗
$433.81B RAUM · 5537 reps · 727-567-1000
ComplianceMarketing & brand
55
STIFEL, NICOLAUS & COMPANY, INCORPORATED's Item 11 disclosure-reporting entries rose by 2 (163 -> 165). IAPD ↗
$149.25B RAUM · 3027 reps · 314-342-2000 · tomeisenstadt.com
ComplianceMarketing & brand
55
LPL FINANCIAL LLC's Item 11 disclosure-reporting entries rose by 4 (330 -> 334). IAPD ↗
$463.48B RAUM · 27045 reps · 704-733-3300
ComplianceMarketing & brand
55
CITIGROUP GLOBAL MARKETS INC.'s Item 11 disclosure-reporting entries rose by 1 (202 -> 203). IAPD ↗
$40.52B RAUM · 4880 reps · 212-816-6000
ComplianceMarketing & brand
55
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED's Item 11 disclosure-reporting entries rose by 3 (505 -> 508). IAPD ↗
$1271.59B RAUM · 26251 reps · 800-637-7455
ComplianceMarketing & brand
55
INDEPENDENT FINANCIAL GROUP, LLC's Item 11 disclosure-reporting entries rose by 1 (8 -> 9). IAPD ↗
$6.75B RAUM · 444 reps · 858-436-3180 · ifgsd.com
ComplianceMarketing & brand
55
WELLS FARGO ADVISORS's Item 11 disclosure-reporting entries rose by 1 (321 -> 322). IAPD ↗
$154.19B RAUM · 1978 reps · 314-875-3000 · stories.wf.com
ComplianceMarketing & brand
55
WELLS FARGO ADVISORS's Item 11 disclosure-reporting entries rose by 5 (652 -> 657). IAPD ↗
$558.46B RAUM · 8623 reps · 314-875-3000
ComplianceMarketing & brand
55
CUSO FINANCIAL SERVICES, L.P.'s Item 11 disclosure-reporting entries rose by 2 (10 -> 12). IAPD ↗
$4.66B RAUM · 571 reps · 800-686-4724
ComplianceMarketing & brand
55
NEXT FINANCIAL GROUP, INC.'s Item 11 disclosure-reporting entries rose by 2 (33 -> 35). IAPD ↗
$3.52B RAUM · 358 reps · 877-876-6398 · nextfinancial.com
ComplianceMarketing & brand
55
DWS INVESTMENT MANAGEMENT AMERICAS, INC.'s Item 11 disclosure-reporting entries rose by 3 (122 -> 125). IAPD ↗
$192.32B RAUM · 206 reps · 212-454-4500
ComplianceMarketing & brand
55
CETERA INVESTMENT ADVISERS LLC's Item 11 disclosure-reporting entries rose by 4 (46 -> 50). IAPD ↗
$104.47B RAUM · 5928 reps · 310-257-7880
ComplianceMarketing & brand
55
DIMENSIONAL FUND ADVISORS LP's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗
$749.62B RAUM · 369 reps · 512-306-7400 · dimensional.com
ComplianceMarketing & brand
55
RREEF AMERICA L.L.C.'s Item 11 disclosure-reporting entries rose by 3 (122 -> 125). IAPD ↗
$31.83B RAUM · 138 reps · 312-537-7000
ComplianceMarketing & brand
55
NFC INVESTMENTS, LLC's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗
$2.04B RAUM · 5 reps · 901-767-5576 · nfcinvestments.com
ComplianceMarketing & brand
55
SEACREST WEALTH MANAGEMENT, LLC's Item 11 disclosure-reporting entries rose by 4 (0 -> 4). IAPD ↗
$1.28B RAUM · 38 reps · 914-502-1900 · stantongwp.com
ComplianceMarketing & brand
55
KESTRA PRIVATE WEALTH SERVICES, LLC's Item 11 disclosure-reporting entries rose by 2 (18 -> 20). IAPD ↗
$7.30B RAUM · 158 reps · 844-553-7872
ComplianceMarketing & brand
55
CANTOR FITZGERALD INVESTMENT ADVISORS's Item 11 disclosure-reporting entries rose by 5 (0 -> 5). IAPD ↗
$1.78B RAUM · 7 reps · (212) 915-1722 · cantor.com
ComplianceMarketing & brand
55
JANNEY CAPITAL MANAGEMENT LLC's Item 11 disclosure-reporting entries rose by 2 (19 -> 21). IAPD ↗
$5.27B RAUM · 9 reps · 412-562-8100
ComplianceMarketing & brand
55
SMITH GROUP ASSET MANAGEMENT, LLC's Item 11 disclosure-reporting entries rose by 5 (0 -> 5). IAPD ↗
$2.10B RAUM · 8 reps · 214-880-4600 · smithasset.com
ComplianceMarketing & brand
53
RPG FAMILY WEALTH ADVISORY, LLC's Item 11 disclosure-reporting entries rose by 3 (0 -> 3). IAPD ↗
$492.3M RAUM · 14 reps · (888) 285-8600
ComplianceMarketing & brand
53
BCI SECURITIES, INC.'s Item 11 disclosure-reporting entries rose by 3 (39 -> 42). IAPD ↗
$321.0M RAUM · 27 reps · 305-929-5500 · bcisecurities.com
ComplianceMarketing & brand
53
ACCEL WEALTH MANAGEMENT's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗
$974.0M RAUM · 10 reps · 319-596-1101 · accelwealthmanagement.com
ComplianceMarketing & brand
53
25 FINANCIAL's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗
$415.0M RAUM · 8 reps · 314-530-2858 · 25financial.com
ComplianceMarketing & brand
53
VICTORY FINANCIAL's Item 11 disclosure-reporting entries rose by 6 (0 -> 6). IAPD ↗
$687.6M RAUM · 34 reps · (512) 763-7671 · victoryfinancialgroup.com
ComplianceMarketing & brand
50
FEDERAL PREP ADVISORS, INC.'s Item 11 disclosure-reporting entries rose by 3 (0 -> 3). IAPD ↗
$95.5M RAUM · 4 reps · (631) 750-6499
ComplianceMarketing & brand
50
RE-ENVISION WEALTH's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗
$125.8M RAUM · 3 reps · 301-233-7903 · re-envisionwealth.com
ComplianceMarketing & brand
50
ZERO DAY CAPITAL ENTERPRISES LLC's Item 11 disclosure-reporting entries rose by 5 (0 -> 5). IAPD ↗
$35.2M RAUM · 7 reps · 702 271 3265 · zerodaycapital.com
ComplianceMarketing & brand
45
THE VARIABLE ANNUITY LIFE INSURANCE COMPANY's Item 11 disclosure-reporting entries rose by 2 (44 -> 46). IAPD ↗institutional
$31.71B RAUM · 6 reps · 713-522-1111
ComplianceMarketing & brand
45
APOLLO INVESTMENT MANAGEMENT, L.P.'s Item 11 disclosure-reporting entries rose by 3 (2 -> 5). IAPD ↗institutional
$2.50B RAUM · 774 reps · 212-515-3200 · apollo.com
ComplianceMarketing & brand
45
DBX ADVISORS LLC's Item 11 disclosure-reporting entries rose by 3 (122 -> 125). IAPD ↗institutional
$20.04B RAUM · 11 reps · 212-454-4500
ComplianceMarketing & brand
45
APOLLO CREDIT MANAGEMENT, LLC's Item 11 disclosure-reporting entries rose by 3 (2 -> 5). IAPD ↗institutional
$8.63B RAUM · 774 reps · 212-515-3200
ComplianceMarketing & brand
45
APOLLO REAL ESTATE FUND ADVISER, LLC's Item 11 disclosure-reporting entries rose by 3 (2 -> 5). IAPD ↗institutional
$4.90B RAUM · 774 reps · (212) 515-3200 · griffincapital.com
ComplianceMarketing & brand
45
FS/KKR ADVISOR, LLC's Item 11 disclosure-reporting entries rose by 4 (3 -> 7). IAPD ↗institutional
$18.12B RAUM · 180 reps · 215-220-6651 · kkr.com
ComplianceMarketing & brand
45
KKR REGISTERED ADVISOR LLC's Item 11 disclosure-reporting entries rose by 4 (3 -> 7). IAPD ↗institutional
$1.33B RAUM · 18 reps · 212-750-8300 · kkr.com
ComplianceMarketing & brand
45
SILVER POINT SPECIALTY CREDIT FUND MANAGEMENT, LLC's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗institutional
$1.02B RAUM · 103 reps · (203) 542-4200 · silverpointcapital.com
ComplianceMarketing & brand
43
BMO CAPITAL MARKETS CORP.'s Item 11 disclosure-reporting entries rose by 3 (34 -> 37). IAPD ↗institutional
$796.4M RAUM · 25 reps · (212) 605-1504 · bmocm.com
ComplianceMarketing & brand
43
APOLLO CAPITAL CREDIT ADVISER, LLC's Item 11 disclosure-reporting entries rose by 3 (2 -> 5). IAPD ↗institutional
$976.9M RAUM · 774 reps · (212) 515-3200
ComplianceMarketing & brand
43
ALPINVEST PRIVATE EQUITY INVESTMENT MANAGEMENT, LLC's Item 11 disclosure-reporting entries rose by 3 (0 -> 3). IAPD ↗institutional
$311.6M RAUM · 92 reps · 646-735-4293 · ir.carlyle.com
ComplianceMarketing & brand
43
APOLLO MANAGER, LLC's Item 11 disclosure-reporting entries rose by 3 (2 -> 5). IAPD ↗institutional
$265.7M RAUM · 774 reps · 212-515-3200
ComplianceMarketing & brand
40
THE CARLYLE GROUP's Item 11 disclosure-reporting entries rose by 3 (1 -> 4). IAPD ↗fund
$273.61B RAUM · 311 reps · 202-729-5626 · carlyle.com
ComplianceMarketing & brand
40
TWO SIGMA INVESTMENTS, LP's Item 11 disclosure-reporting entries rose by 3 (1 -> 4). IAPD ↗fund
$83.96B RAUM · 866 reps · (212) 625-5700 · twosigma.cn
ComplianceMarketing & brand
40
APOLLO CAPITAL MANAGEMENT, L.P.'s Item 11 disclosure-reporting entries rose by 3 (5 -> 8). IAPD ↗fund
$504.07B RAUM · 774 reps · 212-515-3200
ComplianceMarketing & brand
40
KOHLBERG KRAVIS ROBERTS & CO. L.P.'s Item 11 disclosure-reporting entries rose by 7 (3 -> 10). IAPD ↗fund
$307.73B RAUM · 638 reps · 212-750-8300
ComplianceMarketing & brand
40
KKR CREDIT ADVISORS (US) LLC's Item 11 disclosure-reporting entries rose by 4 (3 -> 7). IAPD ↗fund
$205.12B RAUM · 207 reps · 415-315-3620 · kkr.com
ComplianceMarketing & brand
40
TWO SIGMA ADVISERS, LP's Item 11 disclosure-reporting entries rose by 3 (0 -> 3). IAPD ↗fund
$75.81B RAUM · 66 reps · (212) 625-5700 · twosigma.com
ComplianceMarketing & brand
40
GLOBAL INFRASTRUCTURE MANAGEMENT, LLC's Item 11 disclosure-reporting entries rose by 13 (3 -> 16). IAPD ↗fund
$112.78B RAUM · 184 reps · 212-315-8100 · global-infra.com
ComplianceMarketing & brand
40
SILVER POINT CAPITAL, L.P.'s Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗fund
$27.91B RAUM · 103 reps · 203-542-4200 · silverpointcapital.com
ComplianceMarketing & brand
40
CARLYLE GLOBAL CREDIT INVESTMENT MANAGEMENT L.L.C.'s Item 11 disclosure-reporting entries rose by 3 (0 -> 3). IAPD ↗fund
$46.76B RAUM · 160 reps · 212-813-4900 · carlyle.com
ComplianceMarketing & brand
40
LONGPOINT PARTNERS LP's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗fund
$3.91B RAUM · 22 reps · 617.861.9760 · longpoint.com
ComplianceMarketing & brand
40
BOFA SECURITIES, INC.'s Item 11 disclosure-reporting entries rose by 1 (128 -> 129). IAPD ↗institutional
$0 RAUM · 314 reps · 646-743-2734 · bofaml.com
ComplianceMarketing & brand
40
ALPINVEST US HOLDINGS, LLC's Item 11 disclosure-reporting entries rose by 3 (0 -> 3). IAPD ↗fund
$38.56B RAUM · 92 reps · (646) 735-4293
ComplianceMarketing & brand
40
APOLLO S3 RIC MANAGEMENT, L.P.'s Item 11 disclosure-reporting entries rose by 3 (2 -> 5). IAPD ↗institutional
$0 RAUM · 2540 reps · 212-515-3200 · apollo.com
ComplianceMarketing & brand
38
ROSE PARK ADVISORS, LLC's Item 11 disclosure-reporting entries rose by 4 (2 -> 6). IAPD ↗fund
$632.2M RAUM · 6 reps · 617-849-9239 · roseparkadvisors.com
ComplianceMarketing & brand
38
KUDU INVESTMENT HOLDINGS, LLC's Item 11 disclosure-reporting entries rose by 3 (0 -> 3). IAPD ↗fund
$890.3M RAUM · 6 reps · 212-257-6422 · kuduinvestment.com
ComplianceMarketing & brand
38
GREENHAVEN ROAD INVESTMENT MANAGEMENT, LP's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗fund
$293.7M RAUM · 2 reps · 203-663-3720
ComplianceMarketing & brand
38
SCALEBUILDER, LLC's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗fund
$252.0M RAUM · 2 reps · 617-224-6046 · scalebuilder.net
ComplianceMarketing & brand
38
ARIS MANAGEMENT, LLC's Item 11 disclosure-reporting entries rose by 3 (2 -> 5). IAPD ↗fund
$608.6M RAUM · 774 reps · 212-515-3200
ComplianceMarketing & brand
35
GRAYSCALE ADVISORS's Item 11 disclosure-reporting entries rose by 4 (0 -> 4). IAPD ↗fund
$2.3M RAUM · 23 reps · 212-668-1427 · grayscale.com
ComplianceMarketing & brand
25
DWS INTERNATIONAL GMBH's Item 11 disclosure-reporting entries rose by 3 (122 -> 125). IAPD ↗foreign
$44.97B RAUM · 75 reps · 49 69 910 12371
ComplianceMarketing & brand
25
CIBC ASSET MANAGEMENT INC.'s Item 11 disclosure-reporting entries rose by 3 (12 -> 15). IAPD ↗foreign
$141.77B RAUM · 362 reps · 877-363-5620
ComplianceMarketing & brand
25
DIMENSIONAL FUND ADVISORS LTD's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗foreign
$276.99B RAUM · 60 reps · + (44) 20-3033-3300 · dimensional.com
ComplianceMarketing & brand
25
DFA AUSTRALIA LIMITED's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗foreign
$274.33B RAUM · 47 reps · +61 (2) 8336 7100
ComplianceMarketing & brand
25
DWS INVESTMENTS AUSTRALIA LIMITED's Item 11 disclosure-reporting entries rose by 3 (121 -> 124). IAPD ↗foreign
$1.93B RAUM · 8 reps · 011 612 8258 1234 · dws.com
ComplianceMarketing & brand
25
DWS ALTERNATIVES GLOBAL LIMITED's Item 11 disclosure-reporting entries rose by 3 (123 -> 126). IAPD ↗foreign
$16.10B RAUM · 76 reps · 44 207 547 5344
ComplianceMarketing & brand
25
DWS INVESTMENTS HONG KONG LIMITED's Item 11 disclosure-reporting entries rose by 3 (123 -> 126). IAPD ↗foreign
$2.97B RAUM · 20 reps · 852-2203-8888
ComplianceMarketing & brand
25
ALPINVEST PARTNERS B.V.'s Item 11 disclosure-reporting entries rose by 3 (0 -> 3). IAPD ↗foreign
$38.01B RAUM · 92 reps · 31-20-540-7575
ComplianceMarketing & brand
25
KKR CREDIT ADVISORS (SINGAPORE) PTE. LTD.'s Item 11 disclosure-reporting entries rose by 4 (3 -> 7). IAPD ↗foreign
$3.09B RAUM · 10 reps · 65-69225800 · kjrm.co.jp
ComplianceMarketing & brand
headcount up — 55 Advisory representative count grew materially (>=20% or >=5 reps).
85
RBC CAPITAL MARKETS, LLC grew from 2042 to 5680 advisory reps. IAPD ↗
$259.96B RAUM · 5680 reps · 212-858-7000 · us.rbcwealthmanagement.com
CRMRecruiting & transitionsComplianceFinancial planning software
85
GCM GROSVENOR L.P. grew from 84 to 159 advisory reps. IAPD ↗
$82.44B RAUM · 159 reps · 312-506-6500
CRMRecruiting & transitionsComplianceFinancial planning software
85
ARAX ADVISORY PARTNERS grew from 15 to 38 advisory reps. IAPD ↗
$2.81B RAUM · 38 reps · 303-633-5900 · simondavisinc.com
CRMRecruiting & transitionsComplianceFinancial planning software
85
TD PRIVATE CLIENT WEALTH LLC grew from 284 to 464 advisory reps. IAPD ↗
$6.45B RAUM · 464 reps · 877-703-9896 · td.com
CRMRecruiting & transitionsComplianceFinancial planning software
85
SOUND INCOME STRATEGIES, LLC grew from 96 to 111 advisory reps. IAPD ↗
$3.49B RAUM · 111 reps · 954-487-1860 · blisswealthmanagement.com
CRMRecruiting & transitionsComplianceFinancial planning software
85
BISON WEALTH, LLC grew from 33 to 66 advisory reps. IAPD ↗
$2.75B RAUM · 66 reps · 404-841-2224 · zenithretirement.com
CRMRecruiting & transitionsComplianceFinancial planning software
85
SAVVY grew from 10 to 52 advisory reps. IAPD ↗
$1.30B RAUM · 52 reps · 833-745-6789
CRMRecruiting & transitionsComplianceFinancial planning software
83
WE FAMILY OFFICES grew from 22 to 35 advisory reps. IAPD ↗
$13.91B RAUM · 35 reps · 305-825-2225
CRMRecruiting & transitionsComplianceFinancial planning software
83
VICTORY FINANCIAL grew from 12 to 34 advisory reps. IAPD ↗
$687.6M RAUM · 34 reps · (512) 763-7671 · victoryfinancialgroup.com
CRMRecruiting & transitionsComplianceFinancial planning software
82
IMA ADVISORY SERVICES, INC. grew from 19 to 31 advisory reps. IAPD ↗
$2.66B RAUM · 31 reps · 316-266-6574
CRMRecruiting & transitionsComplianceFinancial planning software
80
COLDSTREAM WEALTH MANAGEMENT grew from 141 to 151 advisory reps. IAPD ↗
$10.67B RAUM · 151 reps · 425-283-1600
CRMRecruiting & transitionsComplianceFinancial planning software
79
EARNED WEALTH ADVISORS, LLC grew from 11 to 20 advisory reps. IAPD ↗
$1.42B RAUM · 20 reps · 925.939.2500 · thomasdoll.com
CRMRecruiting & transitionsComplianceFinancial planning software
78
EPOCH INVESTMENT PARTNERS, INC. grew from 133 to 141 advisory reps. IAPD ↗
$33.05B RAUM · 141 reps · 212-303-7200
CRMRecruiting & transitionsComplianceFinancial planning software
77
SANCTUARY ADVISORS, LLC grew from 324 to 331 advisory reps. IAPD ↗
$22.02B RAUM · 331 reps · 317-975-7729
CRMRecruiting & transitionsComplianceFinancial planning software
74
HEADLAND CAPITAL grew from 3 to 9 advisory reps. IAPD ↗
$403.0M RAUM · 9 reps · 843-388-4300 · headland.capital
CRMRecruiting & transitionsComplianceFinancial planning software
73
VIRTUS ADVISERS, LLC grew from 2 to 7 advisory reps. IAPD ↗
$567.1M RAUM · 7 reps · 800-248-7971
CRMRecruiting & transitionsComplianceFinancial planning software
73
IGNITE PLANNERS LLC grew from 31 to 36 advisory reps. IAPD ↗
$941.8M RAUM · 36 reps · 619-504-1907 · atlaswealthmgmt.com
CRMRecruiting & transitionsComplianceFinancial planning software
72
WERBA RUBIN PAPIER WEALTH MANAGEMENT, LLC grew from 5 to 7 advisory reps. IAPD ↗
$1.12B RAUM · 7 reps · (408) 217-2000 · wrpwealth.com
CRMRecruiting & transitionsComplianceFinancial planning software
72
INTELLUS ADVISORS, LLC grew from 5 to 7 advisory reps. IAPD ↗
$1.16B RAUM · 7 reps · 239-649-3600 · intellusadvisors.com
CRMRecruiting & transitionsComplianceFinancial planning software
71
SCALA CAPITAL LLC grew from 3 to 6 advisory reps. IAPD ↗
$306.6M RAUM · 6 reps · 305-539-3850 · scala-capital.com
CRMRecruiting & transitionsComplianceFinancial planning software
71
TRANSATLANTIQUE PRIVATE WEALTH LLC grew from 7 to 10 advisory reps. IAPD ↗
$595.3M RAUM · 10 reps · 212 644 4219
CRMRecruiting & transitionsComplianceFinancial planning software
71
AVAII WEALTH MANAGEMENT, LLC grew from 7 to 10 advisory reps. IAPD ↗
$442.6M RAUM · 10 reps · (920) 214-1212
CRMRecruiting & transitionsComplianceFinancial planning software
71
AMERICAN FUNDSTARS grew from 6 to 9 advisory reps. IAPD ↗
$276.6M RAUM · 9 reps · 949-877-8838 · americanfundstars.com
CRMRecruiting & transitionsComplianceFinancial planning software
71
NECTARINE grew from 18 to 24 advisory reps. IAPD ↗
$0 RAUM · 24 reps · (858) 779-0115 · hellonectarine.com
CRMRecruiting & transitionsComplianceFinancial planning software
71
IMPACT CAPITAL PARTNERS LLC grew from 2 to 5 advisory reps. IAPD ↗
$528.0M RAUM · 5 reps · 888-304-6722 · impactcapitalpartners.com
CRMRecruiting & transitionsComplianceFinancial planning software
70
MASON & ASSOCIATES, INC. grew from 5 to 7 advisory reps. IAPD ↗
$631.3M RAUM · 7 reps · 323-254-3072 · masonlifeplanning.com
CRMRecruiting & transitionsComplianceFinancial planning software
70
VERDE CAPITAL MANAGEMENT, INC. grew from 9 to 11 advisory reps. IAPD ↗
$569.6M RAUM · 11 reps · 248-528-1870 · verdecm.com
CRMRecruiting & transitionsComplianceFinancial planning software
70
ETESIAN WEALTH ADVISORS, INC. grew from 4 to 6 advisory reps. IAPD ↗
$284.7M RAUM · 6 reps · 503-387-3615
CRMRecruiting & transitionsComplianceFinancial planning software
70
RCM WEALTH ADVISORS grew from 9 to 11 advisory reps. IAPD ↗
$254.8M RAUM · 11 reps · 866-903-1822 · rcmwa.com
CRMRecruiting & transitionsComplianceFinancial planning software
70
MBE WEALTH MANAGEMENT, LLC grew from 8 to 10 advisory reps. IAPD ↗
$859.6M RAUM · 10 reps · 608-372-5521 · mbewealth.com
CRMRecruiting & transitionsComplianceFinancial planning software
70
KEY CAPITAL MANAGEMENT, INC. grew from 5 to 7 advisory reps. IAPD ↗
$293.0M RAUM · 7 reps · 615-826-5749
CRMRecruiting & transitionsComplianceFinancial planning software
70
MID-AMERICAN WEALTH ADVISORY GROUP grew from 4 to 6 advisory reps. IAPD ↗
$283.3M RAUM · 6 reps · 816-640-5888 · midamericanwealthadvisory.com
CRMRecruiting & transitionsComplianceFinancial planning software
70
KEYSTONE PRIVATE WEALTH grew from 9 to 11 advisory reps. IAPD ↗
$692.1M RAUM · 11 reps · (760) 818-7020
CRMRecruiting & transitionsComplianceFinancial planning software
70
WEALTH EFFECTS grew from 7 to 9 advisory reps. IAPD ↗
$405.8M RAUM · 9 reps · 617-465-2560 · w-effects.com
CRMRecruiting & transitionsComplianceFinancial planning software
70
HASENBERG FINANCIAL GROUP grew from 3 to 5 advisory reps. IAPD ↗
$270.5M RAUM · 5 reps · 715-839-6566 · hasenberginc.com
CRMRecruiting & transitionsComplianceFinancial planning software
70
INTEGRITY WEALTH LLC grew from 3 to 5 advisory reps. IAPD ↗
$260.3M RAUM · 5 reps · (541) 650-6061 · integritywealthnw.com
CRMRecruiting & transitionsComplianceFinancial planning software
70
MORANGIE MANAGEMENT LLC grew from 2 to 4 advisory reps. IAPD ↗
$578.0M RAUM · 4 reps · 908-285-6686 · morangiemanagement.com
CRMRecruiting & transitionsComplianceFinancial planning software
69
TIMOTHY FINANCIAL COUNSEL, INC. grew from 14 to 18 advisory reps. IAPD ↗
$0 RAUM · 18 reps · 630-681-0700 · timothyfinancial.com
CRMRecruiting & transitionsComplianceFinancial planning software
68
ORCHARD ADVISORS grew from 2 to 5 advisory reps. IAPD ↗
$70.3M RAUM · 5 reps · 315-655-1072
CRMRecruiting & transitionsComplianceFinancial planning software
68
MISSION FINANCIAL GROUP, LLC grew from 2 to 5 advisory reps. IAPD ↗
$232.8M RAUM · 5 reps · 808-445-9965
CRMRecruiting & transitionsComplianceFinancial planning software
68
OXENFREE FINANCIAL grew from 5 to 8 advisory reps. IAPD ↗
$168.4M RAUM · 8 reps · 321-722-7882
CRMRecruiting & transitionsComplianceFinancial planning software
67
SECURE PLANNING grew from 4 to 6 advisory reps. IAPD ↗
$169.3M RAUM · 6 reps · 603-433-5515
CRMRecruiting & transitionsComplianceFinancial planning software
67
PRIVATE FINANCIAL COUNSELING grew from 1 to 3 advisory reps. IAPD ↗
$243.4M RAUM · 3 reps · 310-556-2055
CRMRecruiting & transitionsComplianceFinancial planning software
67
AIO FINANCIAL, LLC grew from 1 to 3 advisory reps. IAPD ↗
$181.9M RAUM · 3 reps · 520-325-0769 · expatplanners.com
CRMRecruiting & transitionsComplianceFinancial planning software
67
THE DALA GROUP, LLC grew from 3 to 5 advisory reps. IAPD ↗
$193.7M RAUM · 5 reps · 847-485-0248
CRMRecruiting & transitionsComplianceFinancial planning software
59
GRAYSCALE ADVISORS grew from 14 to 23 advisory reps. IAPD ↗fund
$2.3M RAUM · 23 reps · 212-668-1427 · grayscale.com
CRMRecruiting & transitionsComplianceFinancial planning software
57
CAPINSIGHTS PARTNERS, LLC grew from 3 to 5 advisory reps. IAPD ↗institutional
$0 RAUM · 5 reps · 326-740-4710 · capinsights.partners
CRMRecruiting & transitionsComplianceFinancial planning software
57
HAUSSMANN 1864 CAPITAL MANAGEMENT LLC grew from 1 to 3 advisory reps. IAPD ↗fund
$4.25B RAUM · 3 reps · 212-278-6000 · 1864cap.com
CRMRecruiting & transitionsComplianceFinancial planning software
56
SOURCE CAPITAL, LLC grew from 11 to 14 advisory reps. IAPD ↗fund
$425.2M RAUM · 14 reps · 404-844-5381 · source-cap.com
CRMRecruiting & transitionsComplianceFinancial planning software
56
ASTIRA CAPITAL PARTNERS LP grew from 7 to 10 advisory reps. IAPD ↗fund
$702.8M RAUM · 10 reps · 617-238-6010 · astiracp.com
CRMRecruiting & transitionsComplianceFinancial planning software
55
CIBC ASSET MANAGEMENT INC. grew from 265 to 362 advisory reps. IAPD ↗foreign
$141.77B RAUM · 362 reps · 877-363-5620
CRMRecruiting & transitionsComplianceFinancial planning software
55
RBC PRIVATE COUNSEL (USA) INC. grew from 1326 to 1379 advisory reps. IAPD ↗foreign
$6.83B RAUM · 1379 reps · 416-955-7782
CRMRecruiting & transitionsComplianceFinancial planning software
55
SEVEN GRAND MANAGERS LLC grew from 5 to 7 advisory reps. IAPD ↗fund
$326.8M RAUM · 7 reps · 720-722-5804 · sevengrand.io
CRMRecruiting & transitionsComplianceFinancial planning software
53
BMO NESBITT BURNS SECURITIES LTD. grew from 181 to 199 advisory reps. IAPD ↗foreign
$932.0M RAUM · 199 reps · 416-359-4000 · uswealth.bmo.com
CRMRecruiting & transitionsComplianceFinancial planning software
38
ETNA CAPITAL grew from 3 to 6 advisory reps. IAPD ↗foreign
$83.3M RAUM · 6 reps · 85237579745 · etnalabs.co
CRMRecruiting & transitionsComplianceFinancial planning software
pending approved — 47 120-day provisional registration became a full approval.
75
PANDI, LLC's provisional registration is now fully approved. IAPD ↗
$2.01B RAUM · 6 reps · 913-437-9900 · pandikc.com
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
75
INTELLUS ADVISORS, LLC's provisional registration is now fully approved. IAPD ↗
$1.16B RAUM · 7 reps · 239-649-3600 · intellusadvisors.com
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
73
HEADLAND CAPITAL's provisional registration is now fully approved. IAPD ↗
$403.0M RAUM · 9 reps · 843-388-4300 · headland.capital
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
73
UNITING WEALTH PARTNERS's provisional registration is now fully approved. IAPD ↗
$544.7M RAUM · 7 reps · 479-364-0686 · unitingwealthpartners.com
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
73
VIRTUS WEALTH SOLUTIONS's provisional registration is now fully approved. IAPD ↗
$481.5M RAUM · 4 reps · 908-967-6360 · virtuswealthsolutions.com
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
73
OXFORD WEALTH MANAGEMENT's provisional registration is now fully approved. IAPD ↗
$435.3M RAUM · 1 reps · 385-206-5271 · oxfordwealthmgt.com
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
73
LECLAIR WEALTH PARTNERS's provisional registration is now fully approved. IAPD ↗
$342.4M RAUM · 3 reps · 888-277-5704 · leclairwealthpartners.com
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
73
STONE TEMPLE PARTNERS LLC's provisional registration is now fully approved. IAPD ↗
$600.1M RAUM · 4 reps · (203) 253-1823
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
73
MORANGIE MANAGEMENT LLC's provisional registration is now fully approved. IAPD ↗
$578.0M RAUM · 4 reps · 908-285-6686 · morangiemanagement.com
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
73
MATAURO, LLC's provisional registration is now fully approved. IAPD ↗
$703.1M RAUM · 14 reps · 845-273-6211 · matauro.com
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
73
TFR CAPITAL's provisional registration is now fully approved. IAPD ↗
$327.6M RAUM · 5 reps · 800-765-0397 · tfr-inc.com
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
70
EL MENUDO CUENTA LLC's provisional registration is now fully approved. IAPD ↗
$1,000 RAUM · 1 reps · 786-845-6878 · elmenudocuenta.com
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
70
BARNES DENNIG PRIVATE WEALTH MANAGEMENT, LLC's provisional registration is now fully approved. IAPD ↗
$103.3M RAUM · 3 reps · (513) 241-8313 · barnesdennigprivatewealth.com
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
70
QUANTCA FINANCIAL's provisional registration is now fully approved. IAPD ↗
$10,000 RAUM · 1 reps · 3023215022 · quantca.com
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
70
NASEEB's provisional registration is now fully approved. IAPD ↗
$100 RAUM · 2 reps · 630-441-8495 · naseeb.io
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
70
WEALTH2B's provisional registration is now fully approved. IAPD ↗
$196,330 RAUM · 1 reps · 1 (205) 953-6526 · wealth2b.com
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
70
MAYNERICH FINANCIAL's provisional registration is now fully approved. IAPD ↗
$104.9M RAUM · 2 reps · 217-965-5796 · richinwisdom.com
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
70
HARBORFRONT FINANCIAL GROUP's provisional registration is now fully approved. IAPD ↗
$104.2M RAUM · 4 reps · 231-843-1516 · custerfinancialadvisors.com
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
70
BIRCH FINANCIAL GROUP's provisional registration is now fully approved. IAPD ↗
$221.3M RAUM · 2 reps · 603-338-3838 · birchfinancialgroup.com
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
70
KAI WEALTH LLC's provisional registration is now fully approved. IAPD ↗
$108.0M RAUM · 2 reps · 312-605-8020
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
70
OCM PRIVATE WEALTH, LLC's provisional registration is now fully approved. IAPD ↗
$147.1M RAUM · 4 reps · 216-456-1515 · ocmprivatewealth.com
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
70
LINEPOINT PARTNERS & CO.'s provisional registration is now fully approved. IAPD ↗
$197.8M RAUM · 4 reps · 323-886-3635 · linepointpartners.com
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
70
VINCENT WEALTH ADVISORS, LLC's provisional registration is now fully approved. IAPD ↗
$127.9M RAUM · 1 reps · (781) 556-8623
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
70
HARBORVIEW ASSET MANAGEMENT LLC's provisional registration is now fully approved. IAPD ↗
$108.5M RAUM · 2 reps · 253-432-1001
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
70
ELLIS FINANCIAL PLANNING's provisional registration is now fully approved. IAPD ↗
$140.5M RAUM · 2 reps · 931-905-0050 · retireconfident.com
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
70
ECHELON GROUP's provisional registration is now fully approved. IAPD ↗
$102.1M RAUM · 4 reps · 208-345-9944 · echelongroup.com
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
70
STRIVE FINANCIAL GROUP, LLC's provisional registration is now fully approved. IAPD ↗
$182.9M RAUM · 6 reps · (317) 590-0146
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
65
NIOBRARA CAPITAL PARTNERS's provisional registration is now fully approved. IAPD ↗institutional
$7.74B RAUM · 1 reps · 917-944-1484 · niobraracap.com
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
65
BC PARTNERS PE L.P.'s provisional registration is now fully approved. IAPD ↗institutional
$33.34B RAUM · 30 reps · 212-891-2880 · bcpartners.com
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
63
TEMA ETFS LLC's provisional registration is now fully approved. IAPD ↗institutional
$308.0M RAUM · 5 reps · 332-287-2270 · tremaetfs.com
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
63
FIELDVIEW CAPITAL MANAGEMENT, LLC's provisional registration is now fully approved. IAPD ↗institutional
$671.3M RAUM · 8 reps · 269-479-1493
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
63
TALOS ASSET MANAGEMENT LP's provisional registration is now fully approved. IAPD ↗institutional
$938.2M RAUM · 4 reps · (646) 849-6758
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
63
MANTEIO SCALABLE TECHNOLOGIES LLC's provisional registration is now fully approved. IAPD ↗institutional
$428.6M RAUM · 6 reps · 917-736-9209 · mast-investments.com
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
60
FPLF MANAGEMENT LLC's provisional registration is now fully approved. IAPD ↗institutional
$100.0M RAUM · 15 reps · 212-798-6100
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
60
FTA ASSET MANAGEMENT, LLC's provisional registration is now fully approved. IAPD ↗institutional
$123.2M RAUM · 7 reps · 704-926-2453
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
60
SCI CAPITAL PARTNERS LP's provisional registration is now fully approved. IAPD ↗fund
$3.15B RAUM · 7 reps · 424-316-2061 · scicp.com
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
60
NESTYIELD ETFS's provisional registration is now fully approved. IAPD ↗institutional
$0 RAUM · 3 reps · 866-475-5050 · nestyield.com
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
60
PSP RESEARCH LLC's provisional registration is now fully approved. IAPD ↗institutional
$110.0M RAUM · 1 reps · 617-483-5981
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
58
AVATHON CAPITAL MANAGEMENT LP's provisional registration is now fully approved. IAPD ↗fund
$499.5M RAUM · 7 reps · 312-788-8495 · avathoncapital.com
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
58
ANANYM CAPITAL MANAGEMENT, LP's provisional registration is now fully approved. IAPD ↗fund
$256.3M RAUM · 5 reps · 347-974-1040 · ananymcapital.com
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
58
FIVESPAN PARTNERS, LP's provisional registration is now fully approved. IAPD ↗fund
$489.6M RAUM · 4 reps · (415) 318-7900
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
55
KATE CAPITAL LLC's provisional registration is now fully approved. IAPD ↗fund
$218.7M RAUM · 2 reps · 203-362-7198 · katecapllc.com
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
55
CREDIT BRIDGE ADVISORS LLC's provisional registration is now fully approved. IAPD ↗fund
$200.0M RAUM · 3 reps · 786-505-4412 · creditbridge.com
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
55
NINE LEFT CAPITAL LP's provisional registration is now fully approved. IAPD ↗fund
$130.6M RAUM · 3 reps · 212-202-3010 · nineleftcapital.com
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
55
RUSHMONT CAPITAL MANAGEMENT's provisional registration is now fully approved. IAPD ↗fund
$58.3M RAUM · 4 reps · 1-212-680-4980 · rushmont.com
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
45
BRICKWOOD ASSET MANAGEMENT's provisional registration is now fully approved. IAPD ↗foreign
$1.55B RAUM · 3 reps · 00442046033122
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
40
SARGASSO PARTNERS LLP's provisional registration is now fully approved. IAPD ↗foreign
$160.0M RAUM · 2 reps · +44 7900 501 478
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
relocation — 47 Main office moved to a different city or state.
50
TRANSAMERICA FINANCIAL ADVISORS, LLC moved its main office from ST PETERSBURG, FL to PHILADELPHIA, PA. IAPD ↗
$1.62B RAUM · 1127 reps · 727-299-1800
Office IT & facilitiesMarketing & brand
50
FENIMORE ASSET MANAGEMENT, INC. moved its main office from ALBANY, NY to COBLESKILL, NY. IAPD ↗
$5.43B RAUM · 24 reps · 518-234-4393
Office IT & facilitiesMarketing & brand
50
DEROY & DEVEREAUX PRIVATE INVESTMENT COUNSEL, INC. moved its main office from SOUTHFIELD, MI to BLOOMFIELD HILLS, MI. IAPD ↗
$1.97B RAUM · 6 reps · 248-358-3220
Office IT & facilitiesMarketing & brand
50
MAG CAP moved its main office from JACKSON, MS to RIDGELAND, MS. IAPD ↗
$1.15B RAUM · 13 reps · 601-362-5872
Office IT & facilitiesMarketing & brand
50
BISON WEALTH, LLC moved its main office from HARTWELL, GA to ATLANTA, GA. IAPD ↗
$2.75B RAUM · 66 reps · 404-841-2224 · zenithretirement.com
Office IT & facilitiesMarketing & brand
48
FIDUCIARY ADVISORS, LLC moved its main office from SALT LAKE CITY, UT to COTTONWOOD HEIGHTS, UT. IAPD ↗
$402.7M RAUM · 2 reps · (267) 534-2490 · managedplan.com
Office IT & facilitiesMarketing & brand
48
HFM WEALTH MANAGEMENT moved its main office from HARTFORD, CT to WEST HARTFORD, CT. IAPD ↗
$713.0M RAUM · 5 reps · 860-241-0028
Office IT & facilitiesMarketing & brand
48
ARGYLE CAPITAL MANAGEMENT, LLC moved its main office from BETHLEHEM, PA to CENTER VALLEY, PA. IAPD ↗
$317.1M RAUM · 3 reps · 610-997-3777 · argylecapital.net
Office IT & facilitiesMarketing & brand
48
TARGETED FINANCIAL SERVICES, LLC moved its main office from NEPTUNE CITY, NJ to SEMINOLE, FL. IAPD ↗
$282.6M RAUM · 3 reps · 732-750-9880 · targetedfinancial.com
Office IT & facilitiesMarketing & brand
48
ABG CONSULTANTS moved its main office from SALT LAKE CITY, UT to COTTONWOOD HEIGHTS, UT. IAPD ↗
$511.9M RAUM · 3 reps · 801-486-5069 · consultabg.com
Office IT & facilitiesMarketing & brand
48
FCF ADVISORS LLC moved its main office from NEW YORK, NY to ORLANDO, FL. IAPD ↗
$795.6M RAUM · 3 reps · 212-217-2597
Office IT & facilitiesMarketing & brand
48
GLOBAL TRUST moved its main office from WEST PALM BEACH, FL to PALM BEACH GARDENS, FL. IAPD ↗
$440.5M RAUM · 5 reps · 561-472-0191
Office IT & facilitiesMarketing & brand
48
DENTIST ADVISORS moved its main office from SOUTH JORDAN, UT to SALT LAKE CITY, UT. IAPD ↗
$383.6M RAUM · 7 reps · 801-748-1243
Office IT & facilitiesMarketing & brand
48
JULEX CAPITAL MANAGEMENT moved its main office from WELLESLEY, MA to NATICK, MA. IAPD ↗
$363.2M RAUM · 2 reps · 781-489-5279
Office IT & facilitiesMarketing & brand
48
VIRTUS ADVISERS, LLC moved its main office from NEW YORK, NY to HARTFORD, CT. IAPD ↗
$567.1M RAUM · 7 reps · 800-248-7971
Office IT & facilitiesMarketing & brand
48
MUSIC ROW WEALTH MANAGEMENT moved its main office from FRANKLIN, TN to NASHVILLE, TN. IAPD ↗
$355.9M RAUM · 5 reps · (615) 647-5882 · musicrowwealthmanagement.com
Office IT & facilitiesMarketing & brand
48
ROCKLINE WEALTH MANAGEMENT LLC moved its main office from PLAINVIEW, NY to ISLIP TERRACE, NY. IAPD ↗
$631.7M RAUM · 5 reps · 516-605-1624
Office IT & facilitiesMarketing & brand
48
TRAVEKA WEALTH, LLC moved its main office from SAN JOSE, CA to LOS ALTOS, CA. IAPD ↗
$647.9M RAUM · 3 reps · (650) 397-2225 · travekawealth.com
Office IT & facilitiesMarketing & brand
48
JPL WEALTH MANAGEMENT, LLC moved its main office from HIGHLANDS RANCH, CO to GREENWOOD VILLAGE, CO. IAPD ↗
$300.0M RAUM · 3 reps · 855-575-5752 · jplwm.com
Office IT & facilitiesMarketing & brand
48
MORANGIE MANAGEMENT LLC moved its main office from MARSHFIELD, MA to VERO BEACH, FL. IAPD ↗
$578.0M RAUM · 4 reps · 908-285-6686 · morangiemanagement.com
Office IT & facilitiesMarketing & brand
45
FINANCIAL LIFE PLANNERS moved its main office from PHOENIX, AZ to TEMPE, AZ. IAPD ↗
$133.0M RAUM · 3 reps · 480-477-8530
Office IT & facilitiesMarketing & brand
45
ORCA INVESTMENT MANAGEMENT, LLC moved its main office from ROSEBURG, OR to LAKE OSWEGO, OR. IAPD ↗
$162.1M RAUM · 3 reps · (503)582-9500 · orcaim.com
Office IT & facilitiesMarketing & brand
45
PRIVATE CLIENT GROUP ASSET MANAGEMENT moved its main office from BEDMINSTER, NJ to GLADSTONE, NJ. IAPD ↗
$125.4M RAUM · 1 reps · 908-719-3024 · privateclientgroupam.com
Office IT & facilitiesMarketing & brand
45
ROCKET DOLLAR ADVISOR, INC. moved its main office from AUSTIN, TX to LAS VEGAS, NV. IAPD ↗
$0 RAUM · 0 reps · 855-762-5383
Office IT & facilitiesMarketing & brand
45
VOLARIS CAPITAL MANAGEMENT LLC moved its main office from MILLBURN, NJ to SHORT HILLS, NJ. IAPD ↗
$229.2M RAUM · 3 reps · 973-985-7128 · volariscapital.com
Office IT & facilitiesMarketing & brand
45
JOURNEY BEYOND WEALTH moved its main office from KENNESAW, GA to ROSWELL, GA. IAPD ↗
$226.1M RAUM · 4 reps · 678-331-7900
Office IT & facilitiesMarketing & brand
45
CARDEA CAPITAL ADVISORS, LLC moved its main office from ATLANTA, GA to ALPHARETTA, GA. IAPD ↗
$147.5M RAUM · 7 reps · 770-977-7779
Office IT & facilitiesMarketing & brand
45
MISSION FINANCIAL GROUP, LLC moved its main office from HONOLULU, HI to LAS VEGAS, NV. IAPD ↗
$232.8M RAUM · 5 reps · 808-445-9965
Office IT & facilitiesMarketing & brand
45
THEPARTNERS WEALTH MANAGEMENT moved its main office from MONTEREY, CA to CARMEL BY THE SEA, CA. IAPD ↗
$172.5M RAUM · 7 reps · 800-324-3010 · oceanpointefg.com
Office IT & facilitiesMarketing & brand
45
OXENFREE FINANCIAL moved its main office from SATELLITE BEACH, FL to MELBOURNE, FL. IAPD ↗
$168.4M RAUM · 8 reps · 321-722-7882
Office IT & facilitiesMarketing & brand
45
PRAIRIEVIEW WEALTH & TAX ADVISORS moved its main office from ORLAND PARK, IL to FRANKFORT, IL. IAPD ↗
$163.7M RAUM · 3 reps · 708-326-4750 · prairieviewwealthpartners.com
Office IT & facilitiesMarketing & brand
38
TRPC ADVISORY SERVICES moved its main office from BRENTWOOD, TN to NASHVILLE, TN. IAPD ↗institutional
$899.2M RAUM · 11 reps · 888-673-5440
Office IT & facilitiesMarketing & brand
35
GRAMERCY FUNDS MANAGEMENT LLC moved its main office from GREENWICH, CT to WEST PALM BEACH, FL. IAPD ↗fund
$7.07B RAUM · 28 reps · 203-552-1900
Office IT & facilitiesMarketing & brand
35
ELDRIDGE CREDIT ADVISERS, LLC moved its main office from CHICAGO, IL to NEW YORK, NY. IAPD ↗fund
$7.01B RAUM · 38 reps · 212-895-2000
Office IT & facilitiesMarketing & brand
35
SERENGETI ASSET MANAGEMENT LP moved its main office from NEW YORK, NY to WEST PALM BEACH, FL. IAPD ↗fund
$1.08B RAUM · 10 reps · 212-672-2220
Office IT & facilitiesMarketing & brand
35
MATRIX CAPITAL MANAGEMENT COMPANY, LP moved its main office from WALTHAM, MA to PORTSMOUTH, NH. IAPD ↗fund
$12.09B RAUM · 10 reps · 781-522-4007
Office IT & facilitiesMarketing & brand
35
PNC STEEL CITY ADVISORS, LLC moved its main office from CHICAGO, IL to PITTSBURGH, PA. IAPD ↗institutional
$27.7M RAUM · 14 reps · 312-454-2922
Office IT & facilitiesMarketing & brand
35
UNIGESTION (US) LTD moved its main office from JERSEY CITY, NJ to NEW YORK, NY. IAPD ↗fund
$2.69B RAUM · 6 reps · +1 646 449 7670 · unigestion.com
Office IT & facilitiesMarketing & brand
35
WAGN ADVISORY SERVICES, LLC moved its main office from DENVER, CO to MISSION, KS. IAPD ↗institutional
$0 RAUM · 1 reps · 513-295-6777
Office IT & facilitiesMarketing & brand
33
GRAHAM PARTNERS moved its main office from NEW YORK, NY to ASHEVILLE, NC. IAPD ↗fund
$836.8M RAUM · 5 reps · 212-808-7430 · grahampartners.com
Office IT & facilitiesMarketing & brand
33
AROSA CAPITAL MANAGEMENT LP moved its main office from NEW YORK, NY to MIAMI BEACH, FL. IAPD ↗fund
$727.2M RAUM · 9 reps · 212-218-0550 · arosacapital.com
Office IT & facilitiesMarketing & brand
33
SHOREBRIDGE CAPITAL MANAGEMENT, LLC moved its main office from NEW YORK, NY to SUMMIT, NJ. IAPD ↗fund
$706.4M RAUM · 6 reps · 212-698-8544 · shorebridge.com
Office IT & facilitiesMarketing & brand
33
11 CAPITAL PARTNERS LP moved its main office from NEW YORK, NY to DARIEN, CT. IAPD ↗fund
$399.3M RAUM · 5 reps · 646-989-3735 · 11capitalpartners.com
Office IT & facilitiesMarketing & brand
33
SCALEBUILDER, LLC moved its main office from SUMMIT, NJ to NEW YORK, NY. IAPD ↗fund
$252.0M RAUM · 2 reps · 617-224-6046 · scalebuilder.net
Office IT & facilitiesMarketing & brand
33
SATURN FIVE ADVISORS LLC moved its main office from WHEAT RIDGE, CO to DENVER, CO. IAPD ↗fund
$279.0M RAUM · 3 reps · 303-726-8574 · saturnfive.com
Office IT & facilitiesMarketing & brand
18
BRILLIANCE ASSET MANAGEMENT LIMITED moved its main office from CENTRAL, HONG KONG, to HONG KONG, . IAPD ↗foreign
$846.3M RAUM · 4 reps · +852 38502633 · brilliancecap.com
Office IT & facilitiesMarketing & brand
15
CLIENT-CENTERED CROSS-BORDER PRIVATE WEALTH ADVISORY moved its main office from KHLONG TOEY, BANGKOK, to KHLONG TAN, KHLONG TOEI, BANGKOK, . IAPD ↗foreign
$0 RAUM · 3 reps · +66 2 566-0815
Office IT & facilitiesMarketing & brand
rename — 40 Primary business name changed: rebrand, merger, or ownership change.
60
TRANSAMERICA FINANCIAL ADVISORS, INC. is now doing business as TRANSAMERICA FINANCIAL ADVISORS, LLC. IAPD ↗
$1.62B RAUM · 1127 reps · 727-299-1800
Marketing & brandCRM
60
VIRTUS FUND ADVISERS, LLC is now doing business as VIRTUS CAPITAL ADVISERS, LLC. IAPD ↗
$1.45B RAUM · 0 reps · 800-248-7971
Marketing & brandCRM
60
THOMAS DOLL is now doing business as EARNED WEALTH ADVISORS, LLC. IAPD ↗
$1.42B RAUM · 20 reps · 925.939.2500 · thomasdoll.com
Marketing & brandCRM
60
GROSVENOR CAPITAL MANAGEMENT, L.P. is now doing business as GCM GROSVENOR L.P.. IAPD ↗
$82.44B RAUM · 159 reps · 312-506-6500
Marketing & brandCRM
60
PINKERTON RETIREMENT SPECIALISTS, LLC is now doing business as PINKERTON WEALTH PARTNERS LLC. IAPD ↗
$1.02B RAUM · 12 reps · 800-634-2008
Marketing & brandCRM
60
SRS CAPITAL ADVISORS, LLC is now doing business as ARAX ADVISORY PARTNERS. IAPD ↗
$2.81B RAUM · 38 reps · 303-633-5900 · simondavisinc.com
Marketing & brandCRM
60
THE COLONY GROUP, LLC is now doing business as FOCUS PARTNERS WEALTH, LLC. IAPD ↗
$21.47B RAUM · 730 reps · 617-723-8200
Marketing & brandCRM
60
QUEST PARTNERS LLC is now doing business as ALPHAQUEST LLC. IAPD ↗
$2.03B RAUM · 25 reps · (212) 838-7222
Marketing & brandCRM
60
BISON ADVISORS is now doing business as BISON WEALTH, LLC. IAPD ↗
$2.75B RAUM · 66 reps · 404-841-2224 · zenithretirement.com
Marketing & brandCRM
60
HIGHMORE CAPITAL, LLC is now doing business as ALTES CAPITAL, LLC. IAPD ↗
$3.08B RAUM · 3 reps · 6465479080
Marketing & brandCRM
58
INVESTMENT ADVISORY PROFESSIONALS LLC is now doing business as BOCA WEALTH ADVISORS. IAPD ↗
$333.4M RAUM · 3 reps · 561-391-4477
Marketing & brandCRM
58
INVESTMENT PARTNERS LTD is now doing business as REA WEALTH MANAGEMENT. IAPD ↗
$807.5M RAUM · 11 reps · 330-308-9707 · invp.com
Marketing & brandCRM
58
MCCARTHY GRITTINGER FINANCIAL GROUP, LLC is now doing business as THE MILWEALTH GROUP, LLC. IAPD ↗
$435.8M RAUM · 5 reps · 414-475-1369
Marketing & brandCRM
58
STOLPER ASSET MANAGEMENT is now doing business as WEALTH OKLAHOMA. IAPD ↗
$307.4M RAUM · 3 reps · 918-745-6060 · stolperassetmanagement.com
Marketing & brandCRM
58
VIRTUS ETF ADVISERS LLC is now doing business as VIRTUS ADVISERS, LLC. IAPD ↗
$567.1M RAUM · 7 reps · 800-248-7971
Marketing & brandCRM
58
TRUNORTH WEALTH PARTNERS is now doing business as GRANDVIEW DELIGHT, LLC. IAPD ↗
$516.8M RAUM · 6 reps · 651-735-5878
Marketing & brandCRM
58
CYPRESS CAPITAL ADVISORS, LLC is now doing business as MUSIC ROW WEALTH MANAGEMENT. IAPD ↗
$355.9M RAUM · 5 reps · (615) 647-5882 · musicrowwealthmanagement.com
Marketing & brandCRM
58
HILLTOP WEALTH SOLUTIONS is now doing business as HILLTOP WEALTH & TAX SOLUTIONS. IAPD ↗
$407.1M RAUM · 7 reps · 574-889-7526
Marketing & brandCRM
58
CAPSTONE TRITON FINANCIAL GROUP INC is now doing business as TRITON FINANCIAL GROUP, INC. IAPD ↗
$282.6M RAUM · 2 reps · 405-696-7140 · ctfg.co
Marketing & brandCRM
58
STONE POINT WEALTH LLC is now doing business as STONE SUMMIT WEALTH LLC. IAPD ↗
$358.0M RAUM · 3 reps · 305-491-9396 · stonesummitwealth.com
Marketing & brandCRM
55
BARRY M. CORKERN & CO., INC. is now doing business as CORKERN & CO., INC.. IAPD ↗
$155.3M RAUM · 2 reps · [501] 664-7866 · bcorkern.com
Marketing & brandCRM
55
CHAPMAN FINANCIAL GROUP, LLC is now doing business as KOKUA CAPITAL MANAGEMENT. IAPD ↗
$192.1M RAUM · 2 reps · 312 994-2390 · kokuacap.com
Marketing & brandCRM
55
CABLE CAR CAPITAL LLC is now doing business as CABLE CAR CAPITAL, LP. IAPD ↗
$198.0M RAUM · 2 reps · 415-857-1965 · cablecarcapital.com
Marketing & brandCRM
55
KENNEDY WEALTH AND TAX MANAGEMENT, INC. is now doing business as KENNEDY WEALTH & TAX MANAGEMENT, LLC. IAPD ↗
$191.8M RAUM · 1 reps · (203) 264-1200
Marketing & brandCRM
55
DOLAN CAPITAL ADVISORS, INC. is now doing business as DOLAN CAPITAL ADVISORS, LLC. IAPD ↗
$127.2M RAUM · 2 reps · (704) 887-4969
Marketing & brandCRM
55
SKLAR CAPITAL ADVISORS, LLC is now doing business as SKG CAPITAL ADVISORS, LLC. IAPD ↗
$106.0M RAUM · 2 reps · (505) 856-5444
Marketing & brandCRM
55
MARATHON MISSION is now doing business as MARATHON MISSION, INC.. IAPD ↗
$154.7M RAUM · 2 reps · (518) 689-0773 · marathon-mission.com
Marketing & brandCRM
55
AGHAZ INVESTMENT ADVISORS, LLC is now doing business as MANZIL INVESTMENT ADVISORS, LLC. IAPD ↗
$5,000 RAUM · 1 reps · 425-202-6196
Marketing & brandCRM
55
FOREST CAPITAL OPERATING COMPANY LLC is now doing business as FOREST CAPITAL. IAPD ↗
$134.3M RAUM · 1 reps · 704.533.9876 · forestcapital.net
Marketing & brandCRM
55
PRAIRIEVIEW WEALTH PARTNERS, LLC is now doing business as PRAIRIEVIEW WEALTH & TAX ADVISORS. IAPD ↗
$163.7M RAUM · 3 reps · 708-326-4750 · prairieviewwealthpartners.com
Marketing & brandCRM
55
INMAN JAGER WEALTH MANAGEMENT is now doing business as INMAN JAGER WEALTH MANAGEMENT, LLC. IAPD ↗
$189.3M RAUM · 2 reps · (601) 602-3571 · inmanjagerwm.com
Marketing & brandCRM
50
VIRTUS INVESTMENT ADVISERS, INC. is now doing business as VIRTUS INVESTMENT ADVISERS, LLC. IAPD ↗institutional
$53.98B RAUM · 8 reps · 800-248-7971
Marketing & brandCRM
50
CAXTON ASSOCIATES LP is now doing business as CAXTON ASSOCIATES (USA) LLC. IAPD ↗institutional
$4.18B RAUM · 12 reps · 212 593-7700 · caxton.com
Marketing & brandCRM
50
VIRTUS ALTERNATIVE INVESTMENT ADVISERS, INC. is now doing business as VIRTUS ALTERNATIVE INVESTMENT ADVISERS, LLC. IAPD ↗institutional
$2.03B RAUM · 0 reps · 800-248-7971
Marketing & brandCRM
45
MARANON CAPITAL, L.P. is now doing business as ELDRIDGE CREDIT ADVISERS, LLC. IAPD ↗fund
$7.01B RAUM · 38 reps · 212-895-2000
Marketing & brandCRM
45
FAIRVIEW CAPITAL PARTNERS, INC. is now doing business as FAIRVIEW CAPITAL PARTNERS, LLC. IAPD ↗fund
$2.68B RAUM · 11 reps · 860-674-8066
Marketing & brandCRM
45
PANAGRAM STRUCTURED ASSET MANAGEMENT, LLC is now doing business as ELDRIDGE STRUCTURED CREDIT ADVISERS, LLC. IAPD ↗fund
$15.46B RAUM · 9 reps · 212-895-2000
Marketing & brandCRM
45
FIRST TRYON ADVISORS is now doing business as FTA ASSET MANAGEMENT, LLC. IAPD ↗institutional
$123.2M RAUM · 7 reps · 704-926-2453
Marketing & brandCRM
28
MZ ASSET MANAGEMENT LIMITED is now doing business as SETIA PARTNERS LIMITED. IAPD ↗foreign
$280.0M RAUM · 2 reps · 852 3461 9479 · mzasset.com
Marketing & brandCRM
25
CREVELING & CREVELING PRIVATE WEALTH ADVISORY is now doing business as CLIENT-CENTERED CROSS-BORDER PRIVATE WEALTH ADVISORY. IAPD ↗foreign
$0 RAUM · 3 reps · +66 2 566-0815
Marketing & brandCRM
custody started — 34 Firm now reports custody of client assets — surprise exams and controls follow.
70
AMERITAS INVESTMENT PARTNERS, INC. now reports custody of client assets ($1.24B). IAPD ↗
$24.87B RAUM · 30 reps · 402-467-6980 · ameritas.com
ComplianceCustodian
70
INTELLUS ADVISORS, LLC now reports custody of client assets ($24.5M). IAPD ↗
$1.16B RAUM · 7 reps · 239-649-3600 · intellusadvisors.com
ComplianceCustodian
68
NICHOLSON MEYER CAPITAL MANAGEMENT, INC. now reports custody of client assets ($211.8M). IAPD ↗
$292.9M RAUM · 2 reps · 816-931-5757 · nicholsoncap.com
ComplianceCustodian
68
WAGNER LOFTIN INVESTMENT SERVICES LLC now reports custody of client assets ($1.1M). IAPD ↗
$419.0M RAUM · 7 reps · 925-930-7176 · wlisinvest.com
ComplianceCustodian
68
CHATHAM WEALTH MANAGEMENT now reports custody of client assets ($192.1M). IAPD ↗
$601.4M RAUM · 4 reps · 973-635-4275 · chathamwealth.com
ComplianceCustodian
68
GUARDIAN WEALTH STRATEGIES, LLC now reports custody of client assets ($100.0M). IAPD ↗
$944.1M RAUM · 5 reps · 952-746-1746 · gwealth.com
ComplianceCustodian
68
VIRTUS ADVISERS, LLC now reports custody of client assets ($161.9M). IAPD ↗
$567.1M RAUM · 7 reps · 800-248-7971
ComplianceCustodian
68
VISTA INVESTMENT PARTNERS LLC now reports custody of client assets ($40.8M). IAPD ↗
$541.0M RAUM · 5 reps · 405-608-5390
ComplianceCustodian
68
NIA IMPACT CAPITAL now reports custody of client assets ($92.5M). IAPD ↗
$446.5M RAUM · 4 reps · 510-319-9221 · niaimpactadvisors.com
ComplianceCustodian
68
MEREDITH WEALTH PLANNING now reports custody of client assets ($73.3M). IAPD ↗
$334.1M RAUM · 2 reps · 618-744-6755 · meredithwealth.com
ComplianceCustodian
68
ADAMSBROWN WEALTH CONSULTANTS LLC now reports custody of client assets ($492.6M). IAPD ↗
$880.9M RAUM · 15 reps · (316) 683-2067
ComplianceCustodian
68
IMPACT CAPITAL PARTNERS LLC now reports custody of client assets ($1.3M). IAPD ↗
$528.0M RAUM · 5 reps · 888-304-6722 · impactcapitalpartners.com
ComplianceCustodian
68
HS WEALTH PARTNERS now reports custody of client assets ($16.0M). IAPD ↗
$397.6M RAUM · 3 reps · (505) 361-2223 · hswealthpartners.com
ComplianceCustodian
68
INTEGRITY WEALTH LLC now reports custody of client assets ($125.0M). IAPD ↗
$260.3M RAUM · 5 reps · (541) 650-6061 · integritywealthnw.com
ComplianceCustodian
68
HEADLAND CAPITAL now reports custody of client assets ($2.6M). IAPD ↗
$403.0M RAUM · 9 reps · 843-388-4300 · headland.capital
ComplianceCustodian
68
LECLAIR WEALTH PARTNERS now reports custody of client assets ($30,846). IAPD ↗
$342.4M RAUM · 3 reps · 888-277-5704 · leclairwealthpartners.com
ComplianceCustodian
68
MATAURO, LLC now reports custody of client assets ($1.1M). IAPD ↗
$703.1M RAUM · 14 reps · 845-273-6211 · matauro.com
ComplianceCustodian
68
TFR CAPITAL now reports custody of client assets ($17.0M). IAPD ↗
$327.6M RAUM · 5 reps · 800-765-0397 · tfr-inc.com
ComplianceCustodian
65
A4 WEALTH ADVISORS LLC now reports custody of client assets ($2.9M). IAPD ↗
$176.0M RAUM · 5 reps · 704-509-1141
ComplianceCustodian
65
KOKUA CAPITAL MANAGEMENT now reports custody of client assets ($60.9M). IAPD ↗
$192.1M RAUM · 2 reps · 312 994-2390 · kokuacap.com
ComplianceCustodian
65
GARNETT INVESTMENT STRATEGIES now reports custody of client assets ($88.8M). IAPD ↗
$126.6M RAUM · 2 reps · 402-223-3433 · garnettinvestments.com
ComplianceCustodian
65
ROLEK RETIREMENT PLANNING now reports custody of client assets ($51.9M). IAPD ↗
$165.6M RAUM · 1 reps · (267) 427-5667
ComplianceCustodian
65
THE ARANDA GROUP ADVISORS, LLC now reports custody of client assets ($188.5M). IAPD ↗
$221.7M RAUM · 4 reps · 215-576-6666 · arandagroup.com
ComplianceCustodian
65
RICHR MONEY LLC now reports custody of client assets ($186,052). IAPD ↗
$186,824 RAUM · 1 reps · (844)-957-4247 · richr.com
ComplianceCustodian
65
ARRIEN INVESTMENTS, INC. now reports custody of client assets ($7.8M). IAPD ↗
$189.4M RAUM · 4 reps · (208) 338-1520 · arrieninvestments.com
ComplianceCustodian
65
BURR FINANCIAL SERVICES, LLC now reports custody of client assets ($65.8M). IAPD ↗
$155.4M RAUM · 3 reps · 925-676-6007
ComplianceCustodian
65
INMAN JAGER WEALTH MANAGEMENT, LLC now reports custody of client assets ($217,000). IAPD ↗
$189.3M RAUM · 2 reps · (601) 602-3571 · inmanjagerwm.com
ComplianceCustodian
65
OSPREY PRIVATE WEALTH LLC now reports custody of client assets ($266.0M). IAPD ↗
$158.8M RAUM · 1 reps · 646-445-5107
ComplianceCustodian
65
CANTATA WEALTH MANAGEMENT, LLC now reports custody of client assets ($43.4M). IAPD ↗
$43.4M RAUM · 3 reps · 844-226-8282 · cantatawealth.com
ComplianceCustodian
65
ELLIS FINANCIAL PLANNING now reports custody of client assets ($53.0M). IAPD ↗
$140.5M RAUM · 2 reps · 931-905-0050 · retireconfident.com
ComplianceCustodian
65
HARVESTWISE WEALTH PLANNING now reports custody of client assets ($23.6M). IAPD ↗
$38.3M RAUM · 1 reps · 858-788-1920 · harvestwisewealth.com
ComplianceCustodian
65
ECHELON GROUP now reports custody of client assets ($6.3M). IAPD ↗
$102.1M RAUM · 4 reps · 208-345-9944 · echelongroup.com
ComplianceCustodian
55
SCI CAPITAL PARTNERS LP now reports custody of client assets ($6.30B). IAPD ↗fund
$3.15B RAUM · 7 reps · 424-316-2061 · scicp.com
ComplianceCustodian
53
CARBON DIRECT CAPITAL MANAGEMENT LLC now reports custody of client assets ($1.38B). IAPD ↗fund
$692.2M RAUM · 6 reps · 212-742-3700 · carbondirectcapital.com
ComplianceCustodian
website changed — 32 Primary website domain changed (social-media URLs ignored) — usually a rebrand or new site.
30
CITY NATIONAL SECURITIES, INC. changed its website from cnb.com to cnr.com. IAPD ↗
$1.59B RAUM · 37 reps · 310-888-6400 · cnr.com
Marketing & brand
30
PCA INVESTMENT ADVISORY SERVICES, INC. changed its website from pencorp.com to mypencorp.com. IAPD ↗
$3.58B RAUM · 10 reps · 513.281.3366 · mypencorp.com
Marketing & brand
30
TORTOISE CAPITAL ADVISORS, L.L.C. changed its website from tortoiseecofin.com to tortoiseadvisors.com. IAPD ↗
$6.91B RAUM · 23 reps · (913) 981-1020 · tortoiseadvisors.com
Marketing & brand
30
MARCUM WEALTH, LLC changed its website from aurumwealth.com to operationveteranfinance.org. IAPD ↗
$2.58B RAUM · 38 reps · 440-459-5900 · operationveteranfinance.org
Marketing & brand
30
CANNELL & SPEARS LLC changed its website from thebeehivefund.com to cannellspears.com. IAPD ↗
$6.32B RAUM · 17 reps · 212-752-5255 · cannellspears.com
Marketing & brand
30
JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLC changed its website from jhmyportfolio.com to johnhancock.com. IAPD ↗
$1.85B RAUM · 8 reps · 617-572-0109 · johnhancock.com
Marketing & brand
28
CORNERSTONE WEALTH MANAGEMENT changed its website from cornerstonewealthmgmt.com to fee-onlyadvisor.com. IAPD ↗
$543.6M RAUM · 4 reps · 440-899-4000 · fee-onlyadvisor.com
Marketing & brand
28
MONUMENT GROUP WEALTH ADVISORS, LLC changed its website from monumentgroupwealth.com to monumentgroupcompanies.com. IAPD ↗
$535.6M RAUM · 3 reps · 978-369-7705 · monumentgroupcompanies.com
Marketing & brand
28
MILLENNIUM ADVISORY SERVICES, INC. changed its website from mas-edu.com to hubinternational.com. IAPD ↗
$707.5M RAUM · 18 reps · 804-346-1040 · hubinternational.com
Marketing & brand
28
CS PLANNING CORP changed its website from gp-pwm.com to richardsonwealthmanagement.com. IAPD ↗
$957.9M RAUM · 46 reps · 503-292-5853 · richardsonwealthmanagement.com
Marketing & brand
28
INDEPENDENT WEALTH NETWORK, INC. changed its website from indwealth.net to prescottfinancialadvisor.net. IAPD ↗
$422.6M RAUM · 25 reps · 515-461-5123 · prescottfinancialadvisor.net
Marketing & brand
28
PRACTICE FINANCIAL GROUP changed its website from practicefinancialgroup.com to pfg-investments.com. IAPD ↗
$295.4M RAUM · 7 reps · (541) 973-2602 · pfg-investments.com
Marketing & brand
28
IGNITE PLANNERS LLC changed its website from igniteplanners.com to atlaswealthmgmt.com. IAPD ↗
$941.8M RAUM · 36 reps · 619-504-1907 · atlaswealthmgmt.com
Marketing & brand
28
ECOFIN ADVISORS, LLC changed its website from ecofininvest.com to tortoiseadvisors.com. IAPD ↗
$601.4M RAUM · 18 reps · 913-981-1020 · tortoiseadvisors.com
Marketing & brand
28
THE WEALTH GROUP - AUSTIN B. COLBY & ASSOCIATES changed its website from wealthgroupmn.com to wealthgroup.com. IAPD ↗
$566.7M RAUM · 10 reps · 952-937-9423 · wealthgroup.com
Marketing & brand
28
EAGLE WEALTH MANAGEMENT GROUP INC. changed its website from eagleretirementplans.com to eaglewealthinc.com. IAPD ↗
$310.7M RAUM · 4 reps · 661-257-9800 · eaglewealthinc.com
Marketing & brand
25
ARGUS INVESTORS' COUNSEL, INC. changed its website from argusinvest.com to argusresearch.com. IAPD ↗
$164.1M RAUM · 5 reps · 212-425-7500 · argusresearch.com
Marketing & brand
25
GRANITE STATE RETIREMENT PLANNING, INC. changed its website from assesswithdan.com to danhagler.com. IAPD ↗
$132.0M RAUM · 1 reps · 603-472-4447 · danhagler.com
Marketing & brand
25
BARRETT WEALTH CONNECTION LLC changed its website from barrettwealthconnection.com to bwconnect.co. IAPD ↗
$123.9M RAUM · 2 reps · 815-529-7527 · bwconnect.co
Marketing & brand
25
SENTARA CAPITAL changed its website from sentarafinancial.com to sentaracapital.com. IAPD ↗
$102.8M RAUM · 1 reps · (770) 509-5305 · sentaracapital.com
Marketing & brand
25
THEPARTNERS WEALTH MANAGEMENT changed its website from wilkinswealthmanagement.com to oceanpointefg.com. IAPD ↗
$172.5M RAUM · 7 reps · 800-324-3010 · oceanpointefg.com
Marketing & brand
25
BLUEPRINT FINANCIAL ADVISORS changed its website from buildyourblueprint.com to bluegrasscapadv.com. IAPD ↗
$132.5M RAUM · 14 reps · 336-609-7522 · bluegrasscapadv.com
Marketing & brand
25
PODELL FINANCIAL GROUP LLC changed its website from podellfinancialgroup.com to podellfinancial.com. IAPD ↗
$172.2M RAUM · 3 reps · 973-227-8001 · podellfinancial.com
Marketing & brand
18
TIS ADVISORS changed its website from etp.tortoiseecofin.com to tortoiseadvisors.com. IAPD ↗institutional
$592.4M RAUM · 1 reps · 913-981-1020 · tortoiseadvisors.com
Marketing & brand
18
VALKYRIE FUNDS LLC changed its website from valkyrie-funds.com to coinshares.com. IAPD ↗institutional
$343.2M RAUM · 1 reps · 218-255-9743 · coinshares.com
Marketing & brand
18
OPTIMIZED INVESTMENT PARTNERS, LLC changed its website from optumizedip.com to optimizedip.com. IAPD ↗institutional
$383.0M RAUM · 2 reps · 858-335-1141 · optimizedip.com
Marketing & brand
15
CZECH ASSET MANAGEMENT, L.P. changed its website from voyainvestments.com to czechamlp.com. IAPD ↗fund
$1.82B RAUM · 5 reps · 203-769-8400 · czechamlp.com
Marketing & brand
13
ONE STONE PARTNERS L.L.C. changed its website from onestone-llc.com to 1stone-llc.com. IAPD ↗fund
$264.1M RAUM · 3 reps · 786-744 4255 · 1stone-llc.com
Marketing & brand
13
CYPRESS INVESTMENT MANAGEMENT, LLC changed its website from cypresshldings.com to cypressholdings.com. IAPD ↗fund
$272.3M RAUM · 3 reps · (224) 330-9662 · cypressholdings.com
Marketing & brand
10
GRAYSCALE ADVISORS changed its website from etfs.grayscale.com to grayscale.com. IAPD ↗fund
$2.3M RAUM · 23 reps · 212-668-1427 · grayscale.com
Marketing & brand
1
BLACKROCK INTERNATIONAL LIMITED changed its website from mp.weixin.qq.com to blackrock.com. IAPD ↗foreign
$48.14B RAUM · 27 reps · 44 131 4727200 · blackrock.com
Marketing & brand
1
VENTUM ADVISORS CORP. changed its website from echelonpartnersusa.com to ventumadvisors.com. IAPD ↗foreign
$25.4M RAUM · 5 reps · 416-572-5523 · ventumadvisors.com
Marketing & brand
aum crossed 500m — 25 Regulatory AUM crossed $500M.
70
WEBER ASSET MANAGEMENT, INC. crossed $500M in regulatory AUM ($473.1M -> $582.9M). IAPD ↗
$582.9M RAUM · 6 reps · 516-326-3299 · weberasset.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
CORNERSTONE WEALTH MANAGEMENT crossed $500M in regulatory AUM ($421.0M -> $543.6M). IAPD ↗
$543.6M RAUM · 4 reps · 440-899-4000 · fee-onlyadvisor.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
AMERICA FIRST INVESTMENT ADVISORS LLC crossed $500M in regulatory AUM ($476.0M -> $593.8M). IAPD ↗
$593.8M RAUM · 7 reps · 402-991-3388
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
ESSEX LLC crossed $500M in regulatory AUM ($474.3M -> $563.1M). IAPD ↗
$563.1M RAUM · 7 reps · 847-777-7800
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
CAMBRIDGE FINANCIAL GROUP, LLC crossed $500M in regulatory AUM ($468.7M -> $538.9M). IAPD ↗
$538.9M RAUM · 5 reps · 520-531-0550 · cambridgefinancialgroup.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
TANGLEWOOD LEGACY ADVISORS, LLC crossed $500M in regulatory AUM ($464.3M -> $562.1M). IAPD ↗
$562.1M RAUM · 4 reps · 713-599-4999
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
STEFFES FINANCIAL, LTD crossed $500M in regulatory AUM ($495.2M -> $537.1M). IAPD ↗
$537.1M RAUM · 3 reps · 913-722-1111 · steffesfinancial.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
COLLABORATIVE WEALTH crossed $500M in regulatory AUM ($463.6M -> $564.0M). IAPD ↗
$564.0M RAUM · 9 reps · 407-792-3336
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
THE MARSHALL FINANCIAL GROUP LLC crossed $500M in regulatory AUM ($468.7M -> $593.0M). IAPD ↗
$593.0M RAUM · 10 reps · (410) 563-1190 · marshallfinancialgroup.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
INTEGRAL WEALTH MANAGEMENT crossed $500M in regulatory AUM ($497.1M -> $535.8M). IAPD ↗
$535.8M RAUM · 5 reps · 209-633-3101
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
MTM FINANCIAL GROUP, LLC crossed $500M in regulatory AUM ($488.2M -> $620.7M). IAPD ↗
$620.7M RAUM · 8 reps · 610-746-7007
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
ATWATER MALICK crossed $500M in regulatory AUM ($481.6M -> $586.6M). IAPD ↗
$586.6M RAUM · 2 reps · (717) 400-1505 · atwatermalick.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
H FINANCIAL MANAGEMENT crossed $500M in regulatory AUM ($460.2M -> $533.8M). IAPD ↗
$533.8M RAUM · 5 reps · 724-745-9406 · hfinancialmanagement.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
TRUNORTH CAPITAL MANAGEMENT, LLC crossed $500M in regulatory AUM ($415.3M -> $530.6M). IAPD ↗
$530.6M RAUM · 4 reps · 8774690446 · trunorthcapital.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
GOALVEST ADVISORY LLC crossed $500M in regulatory AUM ($463.4M -> $675.1M). IAPD ↗
$675.1M RAUM · 5 reps · (917) 215-6141
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
VISTA INVESTMENT PARTNERS LLC crossed $500M in regulatory AUM ($474.5M -> $541.0M). IAPD ↗
$541.0M RAUM · 5 reps · 405-608-5390
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
SOUTHERN CAPITAL ADVISORS, LLC crossed $500M in regulatory AUM ($414.5M -> $514.9M). IAPD ↗
$514.9M RAUM · 6 reps · 731-265-6812 · southernadvisor.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
QP WEALTH MANAGEMENT, LLC crossed $500M in regulatory AUM ($222.1M -> $534.5M). IAPD ↗
$534.5M RAUM · 5 reps · 732-526-2701 · qpwealthmanagement.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
THE WEALTH GROUP - AUSTIN B. COLBY & ASSOCIATES crossed $500M in regulatory AUM ($459.8M -> $566.7M). IAPD ↗
$566.7M RAUM · 10 reps · 952-937-9423 · wealthgroup.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
KENNEDY INVESTMENT GROUP crossed $500M in regulatory AUM ($468.7M -> $545.4M). IAPD ↗
$545.4M RAUM · 5 reps · 856-853-0400
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
ROCKLINE WEALTH MANAGEMENT LLC crossed $500M in regulatory AUM ($477.5M -> $631.7M). IAPD ↗
$631.7M RAUM · 5 reps · 516-605-1624
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
VICTORY FINANCIAL crossed $500M in regulatory AUM ($288.8M -> $687.6M). IAPD ↗
$687.6M RAUM · 34 reps · (512) 763-7671 · victoryfinancialgroup.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
IMPACT CAPITAL PARTNERS LLC crossed $500M in regulatory AUM ($437.1M -> $528.0M). IAPD ↗
$528.0M RAUM · 5 reps · 888-304-6722 · impactcapitalpartners.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
60
BROOKSTONE ASSET MANAGEMENT, LLC crossed $500M in regulatory AUM ($384.9M -> $507.6M). IAPD ↗institutional
$507.6M RAUM · 4 reps · 630-653-1400 · formulafoliofunds.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
60
WHEELER RETIREMENT PLANS LLC crossed $500M in regulatory AUM ($313.0M -> $520.0M). IAPD ↗institutional
$520.0M RAUM · 1 reps · 218-336-8524 · wheelerrp.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
headcount down — 24 Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
55
CITY NATIONAL SECURITIES, INC. shrank from 47 to 37 advisory reps. IAPD ↗
$1.59B RAUM · 37 reps · 310-888-6400 · cnr.com
Recruiting & transitionsM&A & valuation
55
VIRTUS CAPITAL ADVISERS, LLC shrank from 8 to 0 advisory reps. IAPD ↗
$1.45B RAUM · 0 reps · 800-248-7971
Recruiting & transitionsM&A & valuation
55
BMO FAMILY OFFICE, LLC shrank from 75 to 65 advisory reps. IAPD ↗
$8.13B RAUM · 65 reps · (650) 210-5042
Recruiting & transitionsM&A & valuation
55
FACET shrank from 86 to 58 advisory reps. IAPD ↗
$3.87B RAUM · 58 reps · (443)376-6222
Recruiting & transitionsM&A & valuation
55
BRAINVEST WEALTH MANAGEMENT LLC shrank from 5 to 2 advisory reps. IAPD ↗
$1.28B RAUM · 2 reps · 305-224-8834 · brainvest.com
Recruiting & transitionsM&A & valuation
53
BCR WEALTH STRATEGIES shrank from 11 to 7 advisory reps. IAPD ↗
$404.5M RAUM · 7 reps · 205-298-1234
Recruiting & transitionsM&A & valuation
53
ELLIOTT COVE CAPITAL MANAGEMENT shrank from 10 to 8 advisory reps. IAPD ↗
$307.8M RAUM · 8 reps · 206-267-2683
Recruiting & transitionsM&A & valuation
53
GLOBAL TRUST shrank from 8 to 5 advisory reps. IAPD ↗
$440.5M RAUM · 5 reps · 561-472-0191
Recruiting & transitionsM&A & valuation
53
QP GLOBAL FAMILY OFFICES, LLC shrank from 8 to 5 advisory reps. IAPD ↗
$964.0M RAUM · 5 reps · 646-828-8883
Recruiting & transitionsM&A & valuation
53
BLUE ROCK FINANCIAL GROUP shrank from 6 to 3 advisory reps. IAPD ↗
$335.0M RAUM · 3 reps · (302) 752-6637
Recruiting & transitionsM&A & valuation
53
CFM WEALTH PARTNERS LLC shrank from 3 to 1 advisory reps. IAPD ↗
$760.9M RAUM · 1 reps · (512) 366-3925 · cfmwealth.com
Recruiting & transitionsM&A & valuation
50
CHARLESTON FINANCIAL ADVISORS, LLC shrank from 4 to 2 advisory reps. IAPD ↗
$210.7M RAUM · 2 reps · 843-722-3331 · charlestonfinancial.net
Recruiting & transitionsM&A & valuation
50
WEALTHTRUST ASSET MANAGEMENT, LLC shrank from 7 to 5 advisory reps. IAPD ↗
$180.0M RAUM · 5 reps · 850-460-8444 · canyoncreekc.com
Recruiting & transitionsM&A & valuation
50
BARNES DENNIG PRIVATE WEALTH MANAGEMENT, LLC shrank from 6 to 3 advisory reps. IAPD ↗
$103.3M RAUM · 3 reps · (513) 241-8313 · barnesdennigprivatewealth.com
Recruiting & transitionsM&A & valuation
50
CATALYST WEALTH MANAGEMENT LLC shrank from 18 to 14 advisory reps. IAPD ↗
$20.6M RAUM · 14 reps · 832-657-7735 · catalystfg.com
Recruiting & transitionsM&A & valuation
50
KAI WEALTH LLC shrank from 4 to 2 advisory reps. IAPD ↗
$108.0M RAUM · 2 reps · 312-605-8020
Recruiting & transitionsM&A & valuation
45
CAXTON ASSOCIATES (USA) LLC shrank from 62 to 12 advisory reps. IAPD ↗institutional
$4.18B RAUM · 12 reps · 212 593-7700 · caxton.com
Recruiting & transitionsM&A & valuation
40
MATRIX CAPITAL MANAGEMENT COMPANY, LP shrank from 17 to 10 advisory reps. IAPD ↗fund
$12.09B RAUM · 10 reps · 781-522-4007
Recruiting & transitionsM&A & valuation
40
TAIYO PACIFIC PARTNERS L.P. shrank from 25 to 20 advisory reps. IAPD ↗fund
$1.72B RAUM · 20 reps · 425-896-5300 · taiyofunds.com
Recruiting & transitionsM&A & valuation
40
2XIDEAS shrank from 4 to 2 advisory reps. IAPD ↗institutional
$79.3M RAUM · 2 reps · 929-577-6260
Recruiting & transitionsM&A & valuation
25
JARISLOWSKY FRASER LTD shrank from 73 to 62 advisory reps. IAPD ↗foreign
$38.23B RAUM · 62 reps · 514-842-2727
Recruiting & transitionsM&A & valuation
25
BMO PRIVATE INVESTMENT COUNSEL INC. shrank from 125 to 120 advisory reps. IAPD ↗foreign
$35.76B RAUM · 120 reps · 416 359-5001 · bmo.com
Recruiting & transitionsM&A & valuation
25
RBC GLOBAL ASSET MANAGEMENT (UK) LIMITED shrank from 145 to 136 advisory reps. IAPD ↗foreign
$137.80B RAUM · 136 reps · 44 207 389 3700
Recruiting & transitionsM&A & valuation
20
SIZEMORE CAPITAL MANAGEMENT, LLC shrank from 6 to 2 advisory reps. IAPD ↗foreign
$115.7M RAUM · 2 reps · (214) 265-6597 · blueorbitcapital.com
Recruiting & transitionsM&A & valuation
aum down — 17 Regulatory AUM down >=25% since last filing.
50
VIRTUS CAPITAL ADVISERS, LLC reported RAUM down 82% ($7.97B -> $1.45B). IAPD ↗
$1.45B RAUM · 0 reps · 800-248-7971
M&A & valuationRecruiting & transitions
50
HS MANAGEMENT PARTNERS, LLC reported RAUM down 35% ($2.37B -> $1.55B). IAPD ↗
$1.55B RAUM · 7 reps · 212-888-0060 · hsmanage.com
M&A & valuationRecruiting & transitions
48
VIRTUS ADVISERS, LLC reported RAUM down 63% ($1.55B -> $567.1M). IAPD ↗
$567.1M RAUM · 7 reps · 800-248-7971
M&A & valuationRecruiting & transitions
48
QP GLOBAL FAMILY OFFICES, LLC reported RAUM down 35% ($1.48B -> $964.0M). IAPD ↗
$964.0M RAUM · 5 reps · 646-828-8883
M&A & valuationRecruiting & transitions
45
DORIAN EASON ASSET MANAGEMENT, LLC reported RAUM down 52% ($446.0M -> $214.9M). IAPD ↗
$214.9M RAUM · 2 reps · 901-755-2075
M&A & valuationRecruiting & transitions
45
CANNON BEACH FINANCIAL ADVISORS reported RAUM down 32% ($259.5M -> $175.9M). IAPD ↗
$175.9M RAUM · 2 reps · 888-839-9399
M&A & valuationRecruiting & transitions
45
GASBER FINANCIAL ADVISORS, INC reported RAUM down 35% ($247.3M -> $159.9M). IAPD ↗
$159.9M RAUM · 2 reps · 916-985-2594 · gasberfinancial.com
M&A & valuationRecruiting & transitions
45
RPM ADVISORS, LLC reported RAUM down 33% ($223.2M -> $149.4M). IAPD ↗
$149.4M RAUM · 1 reps · 701-205-1594
M&A & valuationRecruiting & transitions
45
VOLARIS CAPITAL MANAGEMENT LLC reported RAUM down 50% ($455.1M -> $229.2M). IAPD ↗
$229.2M RAUM · 3 reps · 973-985-7128 · volariscapital.com
M&A & valuationRecruiting & transitions
45
EMERGENT FINANCIAL SERVICES, LLC. reported RAUM down 90% ($1.11B -> $110.4M). IAPD ↗
$110.4M RAUM · 4 reps · 434-260-1690 · emergentfs.com
M&A & valuationRecruiting & transitions
40
ALAN BILLER AND ASSOCIATES reported RAUM down 28% ($82.64B -> $59.35B). IAPD ↗institutional
$59.35B RAUM · 25 reps · 650-328-7283 · alanbiller.com
M&A & valuationRecruiting & transitions
40
CAXTON ASSOCIATES (USA) LLC reported RAUM down 84% ($25.58B -> $4.18B). IAPD ↗institutional
$4.18B RAUM · 12 reps · 212 593-7700 · caxton.com
M&A & valuationRecruiting & transitions
40
VIRTUS ALTERNATIVE INVESTMENT ADVISERS, LLC reported RAUM down 34% ($3.09B -> $2.03B). IAPD ↗institutional
$2.03B RAUM · 0 reps · 800-248-7971
M&A & valuationRecruiting & transitions
40
DOCK STREET CAPITAL MANAGEMENT LLC reported RAUM down 43% ($2.35B -> $1.33B). IAPD ↗institutional
$1.33B RAUM · 2 reps · 212-457-8258 · dockstreetcap.com
M&A & valuationRecruiting & transitions
38
1505 CAPITAL LLC reported RAUM down 65% ($1.63B -> $566.6M). IAPD ↗institutional
$566.6M RAUM · 4 reps · 646-978-5329 · midwestholding.com
M&A & valuationRecruiting & transitions
38
SHERMAN PORTFOLIOS, LLC reported RAUM down 73% ($1.60B -> $434.0M). IAPD ↗institutional
$434.0M RAUM · 4 reps · 800-634-2008 · shermanportfolios.com
M&A & valuationRecruiting & transitions
35
VALHUM ASSET MANAGEMENT, LLC reported RAUM down 38% ($160.0M -> $100.0M). IAPD ↗institutional
$100.0M RAUM · 1 reps · 203-554-1180 · valhum.com
M&A & valuationRecruiting & transitions
aum crossed 1b — 11 Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
85
PARTHENON LLC crossed $1B in regulatory AUM ($993.9M -> $1.12B). IAPD ↗
$1.12B RAUM · 5 reps · 502-327-5660 · parthenonllc.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
IMA ADVISORY SERVICES, INC. crossed $1B in regulatory AUM ($911.6M -> $2.66B). IAPD ↗
$2.66B RAUM · 31 reps · 316-266-6574
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
KEB WEALTH ADVISORS crossed $1B in regulatory AUM ($933.4M -> $1.06B). IAPD ↗
$1.06B RAUM · 13 reps · (217) 789-0960 · kebcpa.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
HEMINGTON WEALTH MANAGEMENT crossed $1B in regulatory AUM ($894.4M -> $1.06B). IAPD ↗
$1.06B RAUM · 10 reps · 703-828-2479 · hemingtonwm.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
ONE WEALTH MAP, LLC crossed $1B in regulatory AUM ($230.0M -> $1.10B). IAPD ↗
$1.10B RAUM · 5 reps · 702-470-2660
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
ONE DAY IN JULY LLC crossed $1B in regulatory AUM ($797.7M -> $1.09B). IAPD ↗
$1.09B RAUM · 10 reps · (802) 503-8280 · eventbrite.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
MILAGRE WEALTH MANAGEMENT, INC. crossed $1B in regulatory AUM ($83.8M -> $11.45B). IAPD ↗
$11.45B RAUM · 1 reps · 914-437-8066 · milagrewealth.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
CHEMISTRY WEALTH MANAGEMENT LLC crossed $1B in regulatory AUM ($846.8M -> $1.03B). IAPD ↗
$1.03B RAUM · 6 reps · (212) 970-8900
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
SAVVY crossed $1B in regulatory AUM ($401.3M -> $1.30B). IAPD ↗
$1.30B RAUM · 52 reps · 833-745-6789
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
FIDELIS CAPITAL crossed $1B in regulatory AUM ($917.2M -> $1.68B). IAPD ↗
$1.68B RAUM · 12 reps · 813-934-6246
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
75
LEADER CAPITAL CORP. crossed $1B in regulatory AUM ($522.8M -> $1.14B). IAPD ↗institutional
$1.14B RAUM · 2 reps · 503-294-1010 · leadercapital.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
planning started — 10 Firm now reports offering financial planning (Item 5G(1)). They need planning software.
78
SILVER LAKE ADVISORY, LLC now offers financial planning (Item 5G(1)). IAPD ↗
$320.5M RAUM · 3 reps · 801-733-9470 · silverlakeadvisory.com
Financial planning softwareCRM
78
TWELE CAPITAL MANAGEMENT, INC. now offers financial planning (Item 5G(1)). IAPD ↗
$484.4M RAUM · 3 reps · 952 887 9253
Financial planning softwareCRM
78
KEY CAPITAL MANAGEMENT, INC. now offers financial planning (Item 5G(1)). IAPD ↗
$293.0M RAUM · 7 reps · 615-826-5749
Financial planning softwareCRM
78
TSA WEALTH MANAGEMENT now offers financial planning (Item 5G(1)). IAPD ↗
$300.5M RAUM · 3 reps · (713) 735-9217
Financial planning softwareCRM
75
KOKUA CAPITAL MANAGEMENT now offers financial planning (Item 5G(1)). IAPD ↗
$192.1M RAUM · 2 reps · 312 994-2390 · kokuacap.com
Financial planning softwareCRM
75
VALOR FINANCIAL SERVICES, LLC now offers financial planning (Item 5G(1)). IAPD ↗
$240.5M RAUM · 2 reps · 865-675-1200 · valorfs.net
Financial planning softwareCRM
75
ELEMENT SQUARED PRIVATE WEALTH now offers financial planning (Item 5G(1)). IAPD ↗
$168.3M RAUM · 5 reps · 612-325-5920 · elementsquaredllc.com
Financial planning softwareCRM
75
BURR FINANCIAL SERVICES, LLC now offers financial planning (Item 5G(1)). IAPD ↗
$155.4M RAUM · 3 reps · 925-676-6007
Financial planning softwareCRM
75
ALPHANSO now offers financial planning (Item 5G(1)). IAPD ↗
$7.5M RAUM · 1 reps · 682-215-8684 · alphanso.ai
Financial planning softwareCRM
75
ZERO DAY CAPITAL ENTERPRISES LLC now offers financial planning (Item 5G(1)). IAPD ↗
$35.2M RAUM · 7 reps · 702 271 3265 · zerodaycapital.com
Financial planning softwareCRM
private funds started — 10 Firm reports private funds for the first time.
75
RAMIREZ ASSET MANAGEMENT, INC. now reports 5 private fund(s) ($382.2M gross). IAPD ↗
$12.14B RAUM · 19 reps · 212-248-0500
Fund administrationCompliance
75
CHARTWELL INVESTMENT PARTNERS, LLC now reports 1 private fund(s) ($525,786 gross). IAPD ↗
$12.31B RAUM · 22 reps · 610-296-1400
Fund administrationCompliance
73
AMERICAN FUNDSTARS now reports 1 private fund(s) ($35.0M gross). IAPD ↗
$276.6M RAUM · 9 reps · 949-877-8838 · americanfundstars.com
Fund administrationCompliance
73
7TWO now reports 1 private fund(s) ($8.8M gross). IAPD ↗
$386.3M RAUM · 4 reps · (720) 477-7274 · 7two.co
Fund administrationCompliance
73
MORANGIE MANAGEMENT LLC now reports 2 private fund(s) ($14.0M gross). IAPD ↗
$578.0M RAUM · 4 reps · 908-285-6686 · morangiemanagement.com
Fund administrationCompliance
70
OCM PRIVATE WEALTH, LLC now reports 1 private fund(s) ($8.0M gross). IAPD ↗
$147.1M RAUM · 4 reps · 216-456-1515 · ocmprivatewealth.com
Fund administrationCompliance
70
LINEPOINT PARTNERS & CO. now reports 5 private fund(s) ($41.7M gross). IAPD ↗
$197.8M RAUM · 4 reps · 323-886-3635 · linepointpartners.com
Fund administrationCompliance
60
HAUSSMANN 1864 CAPITAL MANAGEMENT LLC now reports 1 private fund(s) ($564.5M gross). IAPD ↗fund
$4.25B RAUM · 3 reps · 212-278-6000 · 1864cap.com
Fund administrationCompliance
60
SCI CAPITAL PARTNERS LP now reports 1 private fund(s) ($3.15B gross). IAPD ↗fund
$3.15B RAUM · 7 reps · 424-316-2061 · scicp.com
Fund administrationCompliance
58
AVATHON CAPITAL MANAGEMENT LP now reports 6 private fund(s) ($499.5M gross). IAPD ↗fund
$499.5M RAUM · 7 reps · 312-788-8495 · avathoncapital.com
Fund administrationCompliance
reorganization — 8 Item 4A succession where the acquired firm is the same business (entity change, not a deal).
43
CEDRUS filed an Item 4A succession naming CEDRUS (CRD 312878) — an entity change, not a deal. IAPD ↗
$651.1M RAUM · 17 reps · 720-724-2170 · cedrusfinancial.com
Integration & migration consultingCompliance
40
BAY CAPITAL ADVISORS, LLC filed an Item 4A succession naming BAY CAPITAL ADVISORS, LLC (CRD 140796) — an entity change, not a deal. IAPD ↗
$195.9M RAUM · 4 reps · 757-816-0967 · baycapitaladvice.com
Integration & migration consultingCompliance
40
CABLE CAR CAPITAL, LP filed an Item 4A succession naming CABLE CAR CAPITAL LLC (CRD 169234) — an entity change, not a deal. IAPD ↗
$198.0M RAUM · 2 reps · 415-857-1965 · cablecarcapital.com
Integration & migration consultingCompliance
40
KENNEDY WEALTH & TAX MANAGEMENT, LLC filed an Item 4A succession naming KENNEDY WEALTH AND TAX MANAGEMENT, INC. (CRD 172394) — an entity change, not a deal. IAPD ↗
$191.8M RAUM · 1 reps · (203) 264-1200
Integration & migration consultingCompliance
40
DOLAN CAPITAL ADVISORS, LLC filed an Item 4A succession naming DOLAN FAMILY, INC. (CRD 269886) — an entity change, not a deal. IAPD ↗
$127.2M RAUM · 2 reps · (704) 887-4969
Integration & migration consultingCompliance
40
MISSION FINANCIAL GROUP, LLC filed an Item 4A succession naming MISSION FINANCIAL GROUP, LLC (CRD 311876) — an entity change, not a deal. IAPD ↗
$232.8M RAUM · 5 reps · 808-445-9965
Integration & migration consultingCompliance
35
CAXTON ASSOCIATES (USA) LLC filed an Item 4A succession naming CAXTON ASSOCIATES LP (CRD 132823) — an entity change, not a deal. IAPD ↗institutional
$4.18B RAUM · 12 reps · 212 593-7700 · caxton.com
Integration & migration consultingCompliance
30
SHOREVIEW INDUSTRIES II, LLC filed an Item 4A succession naming SHOREVIEW INDUSTRIES II, LLC (CRD 156686) — an entity change, not a deal. IAPD ↗fund
$1.06B RAUM · 14 reps · 612-436-4280 · shoreview.com
Integration & migration consultingCompliance
acquisition — 1 Firm filed an Item 4A succession naming another adviser: a merger or acquisition between the two (the filing does not say which way the money went). Integration projects follow.
95
GCM GROSVENOR L.P. filed an Item 4A succession naming GCM CUSTOMIZED FUND INVESTMENT GROUP, L.P. (CRD 169155) — one firm absorbed the other. IAPD ↗
$82.44B RAUM · 159 reps · 312-506-6500
Integration & migration consultingCRMCompliancePortfolio / reporting / TAMP

Tributary reads the SEC's public Form ADV roster and reports what changed. It does not verify filings; confirm on IAPD before acting. Not investment, legal, or compliance advice.