← Tributary

What changed in the March 2026 SEC adviser roster

1800 events across 1319 firms · 1576 at US wealth-management firms · source: SEC Form ADV monthly roster · generated 2026-10-05

348state expansion
338aum up
211planning clients up
137new office
109headcount up
101new registration
96custody started
85aum crossed 500m
60headcount down
57aum crossed 1b
53deregistered
44website changed

Top 25 signals — US wealth firms

98
FINANCIAL PLANNING HAWAII, INC. (HONOLULU, HI) is newly SEC-registered with $382.4M RAUM and 3 advisory reps. IAPD ↗
$382.4M RAUM · 3 reps · 808-564-0654
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
98
ACCESS WEALTH MANAGEMENT, LLC (LOUISVILLE, KY) is newly SEC-registered with $357.7M RAUM and 3 advisory reps. IAPD ↗
$357.7M RAUM · 3 reps · 502-292-5500 · accesswm.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
98
GRAVITALIX FINANCIAL (CORAL SPRINGS, FL) is newly SEC-registered with $542.5M RAUM and 1 advisory reps. IAPD ↗
$542.5M RAUM · 1 reps · 1-954-998-0555
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
MISSIONSQUARE WEALTH MANAGEMENT (WASHINGTON, DC) is newly SEC-registered with $0 RAUM and 31 advisory reps. IAPD ↗
$0 RAUM · 31 reps · 800-669-7444
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
LANDOLT SECURITIES, INC. (LAKE BLUFF, IL) is newly SEC-registered with $105.6M RAUM and 10 advisory reps. IAPD ↗
$105.6M RAUM · 10 reps · 847-838-5151 · landoltsecurities.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
DORATO CAPITAL MANAGEMENT (location n/a) is newly SEC-registered with $138.7M RAUM and 3 advisory reps. IAPD ↗
$138.7M RAUM · 3 reps · 303-733-4999 · doratocapital.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
ARCH PARTNERS WEALTH MANAGEMENT, INC. (WATKINSVILLE, GA) is newly SEC-registered with $109.2M RAUM and 3 advisory reps. IAPD ↗
$109.2M RAUM · 3 reps · 706-850-8877 · archpartnerswealth.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
STAIB FINANCIAL PLANNING, LLC (location n/a) is newly SEC-registered with $118.0M RAUM and 1 advisory reps. IAPD ↗
$118.0M RAUM · 1 reps · 303-887-9633 · staibfinancialplanning.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
INNOVATIVE FINANCIAL, LLC (LAKEWOOD, CO) is newly SEC-registered with $105.3M RAUM and 1 advisory reps. IAPD ↗
$105.3M RAUM · 1 reps · (303) 275-7170
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
QUANTUM FINANCIAL PARTNERS LLC (OVERLAND PARK, KS) is newly SEC-registered with $148.6M RAUM and 6 advisory reps. IAPD ↗
$148.6M RAUM · 6 reps · 913-538-5753 · qfp-llc.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
PASQUA WEALTH SOLUTIONS (PALM CITY, FL) is newly SEC-registered with $129.7M RAUM and 1 advisory reps. IAPD ↗
$129.7M RAUM · 1 reps · (914) 461-3336 · pasquawealthsolutions.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
J. FREEMAN & ASSOCIATES (GREENVILLE, SC) is newly SEC-registered with $175.0M RAUM and 1 advisory reps. IAPD ↗
$175.0M RAUM · 1 reps · 864-331-4400
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
POLERO ICE ADVISERS (location n/a) is newly SEC-registered with $106.0M RAUM and 1 advisory reps. IAPD ↗
$106.0M RAUM · 1 reps · 917-837-0440 · poleroadvisers.org
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
INVESTMENT & TAX STRATEGIES, INC. (location n/a) is newly SEC-registered with $118.0M RAUM and 1 advisory reps. IAPD ↗
$118.0M RAUM · 1 reps · 262-886-2914
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
RCN WEALTH ADVISORS, INC. (location n/a) is newly SEC-registered with $58.4M RAUM and 1 advisory reps. IAPD ↗
$58.4M RAUM · 1 reps · 410-956-6003 · rcnwa.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
FLIGHT LINE FINANCIAL, LLC (PRINCETON, NJ) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 609-955-3570
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
GRAETER WEALTH ADVISORS, LLC (LOUISVILLE, KY) is newly SEC-registered with $104.9M RAUM and 3 advisory reps. IAPD ↗
$104.9M RAUM · 3 reps · 502-625-1996 · graeterwealth.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
JCN FINANCIAL & TAX ADVISORY GROUP, LLC (BATON ROUGE, LA) is newly SEC-registered with $121.6M RAUM and 2 advisory reps. IAPD ↗
$121.6M RAUM · 2 reps · 877-755-0488 · strengthsciencestudios.net
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
PUISSANCE CAPITAL MANAGEMENT LP (location n/a) is newly SEC-registered with $45.0M RAUM and 1 advisory reps. IAPD ↗
$45.0M RAUM · 1 reps · 212-878-3702 · puissancecapital.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
II TECHNOLOGY, LLC (AUSTIN, TX) is newly SEC-registered with $40.7M RAUM and 2 advisory reps. IAPD ↗
$40.7M RAUM · 2 reps · (512) 730-1015 · ii.technology
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
RABENOLD ADVISORS, INC. (WILLIAMSVILLE, NY) is newly SEC-registered with $32.3M RAUM and 1 advisory reps. IAPD ↗
$32.3M RAUM · 1 reps · 716-568-8790 · rabenoldadvisors.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
MERIDIAN WEALTH MANAGEMENT (location n/a) is newly SEC-registered with $117.8M RAUM and 4 advisory reps. IAPD ↗
$117.8M RAUM · 4 reps · 425-492-9060 · meridianwealthmgmt.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
THE FINANCIAL LEGACY GROUP (CHARLOTTE, NC) is newly SEC-registered with $107.3M RAUM and 2 advisory reps. IAPD ↗
$107.3M RAUM · 2 reps · 704-469-6614 · thefinanciallegacygroup.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
M2 CAPITAL ADVISORS (VALENCIA, CA) is newly SEC-registered with $40.4M RAUM and 6 advisory reps. IAPD ↗
$40.4M RAUM · 6 reps · (661) 347-0202
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
SAFEBRIDGE LLC (location n/a) is newly SEC-registered with $205.3M RAUM and 1 advisory reps. IAPD ↗
$205.3M RAUM · 1 reps · 703-457-6830
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

By buying window

Who should be calling whom this month.

CRM 704 firms

98
FINANCIAL PLANNING HAWAII, INC. (HONOLULU, HI) is newly SEC-registered with $382.4M RAUM and 3 advisory reps. IAPD ↗
$382.4M RAUM · 3 reps · 808-564-0654
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
98
ACCESS WEALTH MANAGEMENT, LLC (LOUISVILLE, KY) is newly SEC-registered with $357.7M RAUM and 3 advisory reps. IAPD ↗
$357.7M RAUM · 3 reps · 502-292-5500 · accesswm.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
98
GRAVITALIX FINANCIAL (CORAL SPRINGS, FL) is newly SEC-registered with $542.5M RAUM and 1 advisory reps. IAPD ↗
$542.5M RAUM · 1 reps · 1-954-998-0555
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
MISSIONSQUARE WEALTH MANAGEMENT (WASHINGTON, DC) is newly SEC-registered with $0 RAUM and 31 advisory reps. IAPD ↗
$0 RAUM · 31 reps · 800-669-7444
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
LANDOLT SECURITIES, INC. (LAKE BLUFF, IL) is newly SEC-registered with $105.6M RAUM and 10 advisory reps. IAPD ↗
$105.6M RAUM · 10 reps · 847-838-5151 · landoltsecurities.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
DORATO CAPITAL MANAGEMENT (location n/a) is newly SEC-registered with $138.7M RAUM and 3 advisory reps. IAPD ↗
$138.7M RAUM · 3 reps · 303-733-4999 · doratocapital.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
ARCH PARTNERS WEALTH MANAGEMENT, INC. (WATKINSVILLE, GA) is newly SEC-registered with $109.2M RAUM and 3 advisory reps. IAPD ↗
$109.2M RAUM · 3 reps · 706-850-8877 · archpartnerswealth.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
STAIB FINANCIAL PLANNING, LLC (location n/a) is newly SEC-registered with $118.0M RAUM and 1 advisory reps. IAPD ↗
$118.0M RAUM · 1 reps · 303-887-9633 · staibfinancialplanning.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
INNOVATIVE FINANCIAL, LLC (LAKEWOOD, CO) is newly SEC-registered with $105.3M RAUM and 1 advisory reps. IAPD ↗
$105.3M RAUM · 1 reps · (303) 275-7170
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
QUANTUM FINANCIAL PARTNERS LLC (OVERLAND PARK, KS) is newly SEC-registered with $148.6M RAUM and 6 advisory reps. IAPD ↗
$148.6M RAUM · 6 reps · 913-538-5753 · qfp-llc.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

…and 694 more in the CSV export.

Financial planning software 699 firms

98
FINANCIAL PLANNING HAWAII, INC. (HONOLULU, HI) is newly SEC-registered with $382.4M RAUM and 3 advisory reps. IAPD ↗
$382.4M RAUM · 3 reps · 808-564-0654
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
98
ACCESS WEALTH MANAGEMENT, LLC (LOUISVILLE, KY) is newly SEC-registered with $357.7M RAUM and 3 advisory reps. IAPD ↗
$357.7M RAUM · 3 reps · 502-292-5500 · accesswm.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
98
GRAVITALIX FINANCIAL (CORAL SPRINGS, FL) is newly SEC-registered with $542.5M RAUM and 1 advisory reps. IAPD ↗
$542.5M RAUM · 1 reps · 1-954-998-0555
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
MISSIONSQUARE WEALTH MANAGEMENT (WASHINGTON, DC) is newly SEC-registered with $0 RAUM and 31 advisory reps. IAPD ↗
$0 RAUM · 31 reps · 800-669-7444
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
LANDOLT SECURITIES, INC. (LAKE BLUFF, IL) is newly SEC-registered with $105.6M RAUM and 10 advisory reps. IAPD ↗
$105.6M RAUM · 10 reps · 847-838-5151 · landoltsecurities.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
DORATO CAPITAL MANAGEMENT (location n/a) is newly SEC-registered with $138.7M RAUM and 3 advisory reps. IAPD ↗
$138.7M RAUM · 3 reps · 303-733-4999 · doratocapital.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
ARCH PARTNERS WEALTH MANAGEMENT, INC. (WATKINSVILLE, GA) is newly SEC-registered with $109.2M RAUM and 3 advisory reps. IAPD ↗
$109.2M RAUM · 3 reps · 706-850-8877 · archpartnerswealth.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
STAIB FINANCIAL PLANNING, LLC (location n/a) is newly SEC-registered with $118.0M RAUM and 1 advisory reps. IAPD ↗
$118.0M RAUM · 1 reps · 303-887-9633 · staibfinancialplanning.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
INNOVATIVE FINANCIAL, LLC (LAKEWOOD, CO) is newly SEC-registered with $105.3M RAUM and 1 advisory reps. IAPD ↗
$105.3M RAUM · 1 reps · (303) 275-7170
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
QUANTUM FINANCIAL PARTNERS LLC (OVERLAND PARK, KS) is newly SEC-registered with $148.6M RAUM and 6 advisory reps. IAPD ↗
$148.6M RAUM · 6 reps · 913-538-5753 · qfp-llc.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

…and 689 more in the CSV export.

Compliance 684 firms

98
FINANCIAL PLANNING HAWAII, INC. (HONOLULU, HI) is newly SEC-registered with $382.4M RAUM and 3 advisory reps. IAPD ↗
$382.4M RAUM · 3 reps · 808-564-0654
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
98
ACCESS WEALTH MANAGEMENT, LLC (LOUISVILLE, KY) is newly SEC-registered with $357.7M RAUM and 3 advisory reps. IAPD ↗
$357.7M RAUM · 3 reps · 502-292-5500 · accesswm.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
98
GRAVITALIX FINANCIAL (CORAL SPRINGS, FL) is newly SEC-registered with $542.5M RAUM and 1 advisory reps. IAPD ↗
$542.5M RAUM · 1 reps · 1-954-998-0555
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
MISSIONSQUARE WEALTH MANAGEMENT (WASHINGTON, DC) is newly SEC-registered with $0 RAUM and 31 advisory reps. IAPD ↗
$0 RAUM · 31 reps · 800-669-7444
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
LANDOLT SECURITIES, INC. (LAKE BLUFF, IL) is newly SEC-registered with $105.6M RAUM and 10 advisory reps. IAPD ↗
$105.6M RAUM · 10 reps · 847-838-5151 · landoltsecurities.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
DORATO CAPITAL MANAGEMENT (location n/a) is newly SEC-registered with $138.7M RAUM and 3 advisory reps. IAPD ↗
$138.7M RAUM · 3 reps · 303-733-4999 · doratocapital.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
ARCH PARTNERS WEALTH MANAGEMENT, INC. (WATKINSVILLE, GA) is newly SEC-registered with $109.2M RAUM and 3 advisory reps. IAPD ↗
$109.2M RAUM · 3 reps · 706-850-8877 · archpartnerswealth.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
STAIB FINANCIAL PLANNING, LLC (location n/a) is newly SEC-registered with $118.0M RAUM and 1 advisory reps. IAPD ↗
$118.0M RAUM · 1 reps · 303-887-9633 · staibfinancialplanning.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
INNOVATIVE FINANCIAL, LLC (LAKEWOOD, CO) is newly SEC-registered with $105.3M RAUM and 1 advisory reps. IAPD ↗
$105.3M RAUM · 1 reps · (303) 275-7170
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
QUANTUM FINANCIAL PARTNERS LLC (OVERLAND PARK, KS) is newly SEC-registered with $148.6M RAUM and 6 advisory reps. IAPD ↗
$148.6M RAUM · 6 reps · 913-538-5753 · qfp-llc.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

…and 674 more in the CSV export.

Portfolio / reporting / TAMP 520 firms

98
FINANCIAL PLANNING HAWAII, INC. (HONOLULU, HI) is newly SEC-registered with $382.4M RAUM and 3 advisory reps. IAPD ↗
$382.4M RAUM · 3 reps · 808-564-0654
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
98
ACCESS WEALTH MANAGEMENT, LLC (LOUISVILLE, KY) is newly SEC-registered with $357.7M RAUM and 3 advisory reps. IAPD ↗
$357.7M RAUM · 3 reps · 502-292-5500 · accesswm.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
98
GRAVITALIX FINANCIAL (CORAL SPRINGS, FL) is newly SEC-registered with $542.5M RAUM and 1 advisory reps. IAPD ↗
$542.5M RAUM · 1 reps · 1-954-998-0555
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
MISSIONSQUARE WEALTH MANAGEMENT (WASHINGTON, DC) is newly SEC-registered with $0 RAUM and 31 advisory reps. IAPD ↗
$0 RAUM · 31 reps · 800-669-7444
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
LANDOLT SECURITIES, INC. (LAKE BLUFF, IL) is newly SEC-registered with $105.6M RAUM and 10 advisory reps. IAPD ↗
$105.6M RAUM · 10 reps · 847-838-5151 · landoltsecurities.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
DORATO CAPITAL MANAGEMENT (location n/a) is newly SEC-registered with $138.7M RAUM and 3 advisory reps. IAPD ↗
$138.7M RAUM · 3 reps · 303-733-4999 · doratocapital.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
ARCH PARTNERS WEALTH MANAGEMENT, INC. (WATKINSVILLE, GA) is newly SEC-registered with $109.2M RAUM and 3 advisory reps. IAPD ↗
$109.2M RAUM · 3 reps · 706-850-8877 · archpartnerswealth.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
STAIB FINANCIAL PLANNING, LLC (location n/a) is newly SEC-registered with $118.0M RAUM and 1 advisory reps. IAPD ↗
$118.0M RAUM · 1 reps · 303-887-9633 · staibfinancialplanning.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
INNOVATIVE FINANCIAL, LLC (LAKEWOOD, CO) is newly SEC-registered with $105.3M RAUM and 1 advisory reps. IAPD ↗
$105.3M RAUM · 1 reps · (303) 275-7170
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
QUANTUM FINANCIAL PARTNERS LLC (OVERLAND PARK, KS) is newly SEC-registered with $148.6M RAUM and 6 advisory reps. IAPD ↗
$148.6M RAUM · 6 reps · 913-538-5753 · qfp-llc.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

…and 510 more in the CSV export.

Custodian 215 firms

98
FINANCIAL PLANNING HAWAII, INC. (HONOLULU, HI) is newly SEC-registered with $382.4M RAUM and 3 advisory reps. IAPD ↗
$382.4M RAUM · 3 reps · 808-564-0654
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
98
ACCESS WEALTH MANAGEMENT, LLC (LOUISVILLE, KY) is newly SEC-registered with $357.7M RAUM and 3 advisory reps. IAPD ↗
$357.7M RAUM · 3 reps · 502-292-5500 · accesswm.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
98
GRAVITALIX FINANCIAL (CORAL SPRINGS, FL) is newly SEC-registered with $542.5M RAUM and 1 advisory reps. IAPD ↗
$542.5M RAUM · 1 reps · 1-954-998-0555
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
MISSIONSQUARE WEALTH MANAGEMENT (WASHINGTON, DC) is newly SEC-registered with $0 RAUM and 31 advisory reps. IAPD ↗
$0 RAUM · 31 reps · 800-669-7444
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
LANDOLT SECURITIES, INC. (LAKE BLUFF, IL) is newly SEC-registered with $105.6M RAUM and 10 advisory reps. IAPD ↗
$105.6M RAUM · 10 reps · 847-838-5151 · landoltsecurities.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
DORATO CAPITAL MANAGEMENT (location n/a) is newly SEC-registered with $138.7M RAUM and 3 advisory reps. IAPD ↗
$138.7M RAUM · 3 reps · 303-733-4999 · doratocapital.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
ARCH PARTNERS WEALTH MANAGEMENT, INC. (WATKINSVILLE, GA) is newly SEC-registered with $109.2M RAUM and 3 advisory reps. IAPD ↗
$109.2M RAUM · 3 reps · 706-850-8877 · archpartnerswealth.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
STAIB FINANCIAL PLANNING, LLC (location n/a) is newly SEC-registered with $118.0M RAUM and 1 advisory reps. IAPD ↗
$118.0M RAUM · 1 reps · 303-887-9633 · staibfinancialplanning.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
INNOVATIVE FINANCIAL, LLC (LAKEWOOD, CO) is newly SEC-registered with $105.3M RAUM and 1 advisory reps. IAPD ↗
$105.3M RAUM · 1 reps · (303) 275-7170
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
QUANTUM FINANCIAL PARTNERS LLC (OVERLAND PARK, KS) is newly SEC-registered with $148.6M RAUM and 6 advisory reps. IAPD ↗
$148.6M RAUM · 6 reps · 913-538-5753 · qfp-llc.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

…and 205 more in the CSV export.

Marketing & brand 490 firms

98
FINANCIAL PLANNING HAWAII, INC. (HONOLULU, HI) is newly SEC-registered with $382.4M RAUM and 3 advisory reps. IAPD ↗
$382.4M RAUM · 3 reps · 808-564-0654
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
98
ACCESS WEALTH MANAGEMENT, LLC (LOUISVILLE, KY) is newly SEC-registered with $357.7M RAUM and 3 advisory reps. IAPD ↗
$357.7M RAUM · 3 reps · 502-292-5500 · accesswm.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
98
GRAVITALIX FINANCIAL (CORAL SPRINGS, FL) is newly SEC-registered with $542.5M RAUM and 1 advisory reps. IAPD ↗
$542.5M RAUM · 1 reps · 1-954-998-0555
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
MISSIONSQUARE WEALTH MANAGEMENT (WASHINGTON, DC) is newly SEC-registered with $0 RAUM and 31 advisory reps. IAPD ↗
$0 RAUM · 31 reps · 800-669-7444
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
LANDOLT SECURITIES, INC. (LAKE BLUFF, IL) is newly SEC-registered with $105.6M RAUM and 10 advisory reps. IAPD ↗
$105.6M RAUM · 10 reps · 847-838-5151 · landoltsecurities.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
DORATO CAPITAL MANAGEMENT (location n/a) is newly SEC-registered with $138.7M RAUM and 3 advisory reps. IAPD ↗
$138.7M RAUM · 3 reps · 303-733-4999 · doratocapital.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
ARCH PARTNERS WEALTH MANAGEMENT, INC. (WATKINSVILLE, GA) is newly SEC-registered with $109.2M RAUM and 3 advisory reps. IAPD ↗
$109.2M RAUM · 3 reps · 706-850-8877 · archpartnerswealth.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
STAIB FINANCIAL PLANNING, LLC (location n/a) is newly SEC-registered with $118.0M RAUM and 1 advisory reps. IAPD ↗
$118.0M RAUM · 1 reps · 303-887-9633 · staibfinancialplanning.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
INNOVATIVE FINANCIAL, LLC (LAKEWOOD, CO) is newly SEC-registered with $105.3M RAUM and 1 advisory reps. IAPD ↗
$105.3M RAUM · 1 reps · (303) 275-7170
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
QUANTUM FINANCIAL PARTNERS LLC (OVERLAND PARK, KS) is newly SEC-registered with $148.6M RAUM and 6 advisory reps. IAPD ↗
$148.6M RAUM · 6 reps · 913-538-5753 · qfp-llc.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

…and 480 more in the CSV export.

Recruiting & transitions 321 firms

85
FISHER INVESTMENTS grew from 1869 to 1948 advisory reps. IAPD ↗
$386.67B RAUM · 1948 reps · 800-851-8845 · fishercareers.com
CRMRecruiting & transitionsComplianceFinancial planning software
85
CWM, LLC grew from 456 to 472 advisory reps. IAPD ↗
$50.58B RAUM · 472 reps · 402-330-0808
CRMRecruiting & transitionsComplianceFinancial planning software
85
ALPHACORE CAPITAL LLC grew from 42 to 69 advisory reps. IAPD ↗
$9.03B RAUM · 69 reps · 858-875-4100 · alphacore.com
CRMRecruiting & transitionsComplianceFinancial planning software
85
ROBINHOOD ASSET MANAGEMENT grew from 47 to 138 advisory reps. IAPD ↗
$1.52B RAUM · 138 reps · 650-940-2700 EXT 31450
CRMRecruiting & transitionsComplianceFinancial planning software
82
PURE FINANCIAL ADVISORS, LLC grew from 64 to 76 advisory reps. IAPD ↗
$11.05B RAUM · 76 reps · 866-876-7873
CRMRecruiting & transitionsComplianceFinancial planning software
81
THE MATHER GROUP, LLC grew from 86 to 97 advisory reps. IAPD ↗
$13.45B RAUM · 97 reps · 888-537-1080 · themathergroup.com
CRMRecruiting & transitionsComplianceFinancial planning software
80
SANCTUARY ADVISORS, LLC grew from 370 to 380 advisory reps. IAPD ↗
$27.70B RAUM · 380 reps · 317-975-7729
CRMRecruiting & transitionsComplianceFinancial planning software
78
NFSG CORPORATION grew from 66 to 74 advisory reps. IAPD ↗
$1.08B RAUM · 74 reps · 954-334-3450 · blackriverltd.com
CRMRecruiting & transitionsComplianceFinancial planning software
78
B.O.S.S. RETIREMENT ADVISORS, LLC grew from 41 to 49 advisory reps. IAPD ↗
$1.38B RAUM · 49 reps · 801-990-5055
CRMRecruiting & transitionsComplianceFinancial planning software
77
THE FIDUCIARY ALLIANCE grew from 38 to 45 advisory reps. IAPD ↗
$2.53B RAUM · 45 reps · 864-385-7999
CRMRecruiting & transitionsComplianceFinancial planning software

…and 311 more in the CSV export.

Integration & migration consulting 136 firms

85
GRIFFIN ASSET MANAGEMENT, LLC crossed $1B in regulatory AUM ($969.7M -> $1.05B). IAPD ↗
$1.05B RAUM · 4 reps · 917-484-5608
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
FIERSTON FINANCIAL GROUP INC crossed $1B in regulatory AUM ($942.6M -> $1.04B). IAPD ↗
$1.04B RAUM · 5 reps · 860-521-2100
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
FINANCIAL ADVISORY CORPORATION crossed $1B in regulatory AUM ($971.8M -> $1.10B). IAPD ↗
$1.10B RAUM · 14 reps · 616-235-5260 · facwealth.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
SHARKEY HOWES & JAVER INC crossed $1B in regulatory AUM ($917.0M -> $1.13B). IAPD ↗
$1.13B RAUM · 9 reps · 303-639-5100
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
BRAND ASSET MANAGEMENT GROUP, INC. crossed $1B in regulatory AUM ($930.4M -> $1.17B). IAPD ↗
$1.17B RAUM · 15 reps · 636-532-7333
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
DIXON FINANCIAL SERVICES crossed $1B in regulatory AUM ($914.4M -> $1.09B). IAPD ↗
$1.09B RAUM · 4 reps · 925-283-3104 · dfsinc.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
J.W.BURNS & COMPANY, INC. crossed $1B in regulatory AUM ($904.0M -> $1.03B). IAPD ↗
$1.03B RAUM · 5 reps · 315-449-1341 · jwburns.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
HANSON & DOREMUS INVESTMENT MANAGEMENT crossed $1B in regulatory AUM ($849.6M -> $1.06B). IAPD ↗
$1.06B RAUM · 10 reps · 802-658-2668
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
CARDINAL CAPITAL MANAGEMENT INC crossed $1B in regulatory AUM ($891.4M -> $1.03B). IAPD ↗
$1.03B RAUM · 3 reps · 919-532-7500
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
HTG INVESTMENT ADVISORS INC crossed $1B in regulatory AUM ($968.7M -> $1.11B). IAPD ↗
$1.11B RAUM · 12 reps · 203-972-8262 · htgadvisors.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting

…and 126 more in the CSV export.

Fund administration 4 firms

75
ARAX ADVISORY PARTNERS now reports 5 private fund(s) ($245.0M gross). IAPD ↗
$11.30B RAUM · 55 reps · 303-633-5900 · kleinhenzwealth.com
Fund administrationCompliance
75
NICHOLAS HOFFMAN & COMPANY, LLC now reports 1 private fund(s) ($25.0M gross). IAPD ↗
$8.26B RAUM · 16 reps · 404-815-5050 · nhoffmanandco.com
Fund administrationCompliance
70
LEXINGTON FINANCIAL/LIFE MANAGEMENT, LLC now reports 2 private fund(s) ($9.5M gross). IAPD ↗
$102.8M RAUM · 2 reps · 615-492-1011
Fund administrationCompliance
70
GUGGENHEIM PRIVATE INVESTMENTS, LLC now reports 1 private fund(s) ($200.0M gross). IAPD ↗
$216.2M RAUM · 0 reps · 1-212-739-0700 · guggenheiminvestments.com
Fund administrationCompliance

Office IT & facilities 139 firms

55
U.S. BANCORP ADVISORS, LLC added office(s): 147 -> 1790 additional locations. IAPD ↗
$1.52B RAUM · 126 reps · 800-888-4700 · usbank.com
Office IT & facilitiesCRMRecruiting & transitions
55
LINSCOMB WEALTH, INC. added office(s): 4 -> 6 additional locations. IAPD ↗
$5.21B RAUM · 25 reps · 713-840-1000 · linscombwealth.com
Office IT & facilitiesCRMRecruiting & transitions
55
MACKAY SHIELDS LLC added office(s): 2 -> 3 additional locations. IAPD ↗
$151.64B RAUM · 79 reps · 212-758-5400 · newyorklifeinvestments.com
Office IT & facilitiesCRMRecruiting & transitions
55
EMBREE FINANCIAL GROUP added office(s): 5 -> 6 additional locations. IAPD ↗
$2.64B RAUM · 14 reps · 312-527-5565
Office IT & facilitiesCRMRecruiting & transitions
55
CALIFORNIA FINANCIAL ADVISORS added office(s): 0 -> 2 additional locations. IAPD ↗
$2.26B RAUM · 14 reps · 925.275.1000
Office IT & facilitiesCRMRecruiting & transitions
55
ECLECTIC ASSOCIATES, INC. added office(s): 1 -> 2 additional locations. IAPD ↗
$1.47B RAUM · 10 reps · 714-738-0220 · eclecticassociates.com
Office IT & facilitiesCRMRecruiting & transitions
55
NATURAL INVESTMENTS added office(s): 15 -> 18 additional locations. IAPD ↗
$2.05B RAUM · 24 reps · 707-758-0171 · naturalinvestments.com
Office IT & facilitiesCRMRecruiting & transitions
55
AA FINANCIAL ADVISORS, LLC added office(s): 6 -> 8 additional locations. IAPD ↗
$1.01B RAUM · 10 reps · 614-442-3355
Office IT & facilitiesCRMRecruiting & transitions
55
THE RETIREMENT PLANNING GROUP, LLC added office(s): 11 -> 13 additional locations. IAPD ↗
$4.45B RAUM · 28 reps · 913-498-8898
Office IT & facilitiesCRMRecruiting & transitions
55
ARAX ADVISORY PARTNERS added office(s): 20 -> 35 additional locations. IAPD ↗
$11.30B RAUM · 55 reps · 303-633-5900 · kleinhenzwealth.com
Office IT & facilitiesCRMRecruiting & transitions

…and 129 more in the CSV export.

M&A & valuation 105 firms

65
LITMAN GREGORY WEALTH MANAGEMENT, LLC (LARKSPUR, CA) left the SEC roster (was $2.68B RAUM, 8 reps). IAPD ↗
$2.68B RAUM · 8 reps · 415-461-8999
Recruiting & transitionsM&A & valuation
65
SOUTHSTATE ADVISORY, INC. (COLUMBIA, SC) left the SEC roster (was $3.78B RAUM, 11 reps). IAPD ↗
$3.78B RAUM · 11 reps · 803-231-3492 · southstatebank.com
Recruiting & transitionsM&A & valuation
65
BREEDS HILL CAPITAL LLC (BOSTON, MA) left the SEC roster (was $2.24B RAUM, 4 reps). IAPD ↗
$2.24B RAUM · 4 reps · (617) 580-3440
Recruiting & transitionsM&A & valuation
65
THE CLARIUS GROUP, LLC (SEATTLE, WA) left the SEC roster (was $4.68B RAUM, 15 reps). IAPD ↗
$4.68B RAUM · 15 reps · 206-462-7400
Recruiting & transitionsM&A & valuation
63
WESTPORT ASSET MANAGEMENT INC (SOUTHPORT, CT) left the SEC roster (was $396.8M RAUM, 2 reps). IAPD ↗
$396.8M RAUM · 2 reps · 203-227-3601
Recruiting & transitionsM&A & valuation
63
BARD FINANCIAL SERVICES, INC. (BRANFORD, CT) left the SEC roster (was $639.4M RAUM, 3 reps). IAPD ↗
$639.4M RAUM · 3 reps · 203-481-7676 · bardfinancial.com
Recruiting & transitionsM&A & valuation
63
OLDFATHER FINANCIAL SERVICES LLC (KEARNEY, NE) left the SEC roster (was $459.0M RAUM, 4 reps). IAPD ↗
$459.0M RAUM · 4 reps · 308-237-4571
Recruiting & transitionsM&A & valuation
63
BRIDGE CREEK CAPITAL MANAGEMENT LLC (WEST BARNSTABLE, MA) left the SEC roster (was $470.6M RAUM, 3 reps). IAPD ↗
$470.6M RAUM · 3 reps · 508-362-9566 · bridgecreekcapitalmanagement.com
Recruiting & transitionsM&A & valuation
63
PORTICO WEALTH ADVISORS, LLC (LARKSPUR, CA) left the SEC roster (was $264.0M RAUM, 2 reps). IAPD ↗
$264.0M RAUM · 2 reps · 415-925-8700 · porticowealth.com
Recruiting & transitionsM&A & valuation
63
DENT WEALTH ADVISORS (BATON ROUGE, LA) left the SEC roster (was $338.4M RAUM, 3 reps). IAPD ↗
$338.4M RAUM · 3 reps · 225-922-9955
Recruiting & transitionsM&A & valuation

…and 95 more in the CSV export.

Everything else — all segments

state expansion — 348 Notice-filed in new state(s): the firm is taking clients somewhere new.
55
SHELTON CAPITAL MANAGEMENT notice-filed in AZ, LA, MD, NJ, PA. IAPD ↗
$5.51B RAUM · 17 reps · 800-955-9988
ComplianceMarketing & brand
55
BRADLEY FOSTER & SARGENT INC notice-filed in AR, HI, ID, LA, OK. IAPD ↗
$9.07B RAUM · 32 reps · 860-527-8050 · bfsfunds.com
ComplianceMarketing & brand
55
DT INVESTMENT PARTNERS, LLC notice-filed in CA, CT, ME, NH, TX, VA. IAPD ↗
$1.89B RAUM · 5 reps · 4847784425 · dtinvestmentpartners.com
ComplianceMarketing & brand
55
THE FIDUCIARY ALLIANCE notice-filed in CT, IA, KS, KY, MD, ME, MO, MS, NM, OK, PA, WV, WY. IAPD ↗
$2.53B RAUM · 45 reps · 864-385-7999
ComplianceMarketing & brand
55
LRI INVESTMENTS notice-filed in AZ, CO, DC, DE, GA, KS, MI, MN, MO, NM, NV, OH, TN, UT, VT, WA, WI. IAPD ↗
$2.78B RAUM · 31 reps · 561-323-2265
ComplianceMarketing & brand
55
SUMMIT WEALTH GROUP notice-filed in AL, AR, CA, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, MI, MN, MO, NC, NE, NJ, NM, NY, OH, OK, OR, TX, VA, WA, WV, WY. IAPD ↗
$1.35B RAUM · 27 reps · 7196334033 · summitwealthgroup.com
ComplianceMarketing & brand
55
MODELL CAPITAL MANAGEMENT LLC notice-filed in AZ, CA, CO, FL, GA, IL, MD, NY. IAPD ↗
$1.88B RAUM · 3 reps · (248) 723-8000
ComplianceMarketing & brand
53
BNA WEALTH notice-filed in CA, FL, GA, TX, VA. IAPD ↗
$504.0M RAUM · 5 reps · 803-324-7100 · bnacpa.com
ComplianceMarketing & brand
53
ABUNDANCE WEALTH COUNSELORS, LLC notice-filed in CO, CT, OH, TN. IAPD ↗
$1.56B RAUM · 12 reps · 814.861.3810 · abundancellc.com
ComplianceMarketing & brand
53
THE RETIREMENT PLANNING GROUP, LLC notice-filed in MN, PA, SD, WI. IAPD ↗
$4.45B RAUM · 28 reps · 913-498-8898
ComplianceMarketing & brand
53
WEST BRANCH CAPITAL LLC notice-filed in CO, IL, LA, ME, NE, OH, VT, WA. IAPD ↗
$690.1M RAUM · 3 reps · 833-888-0534; 413-256-1225
ComplianceMarketing & brand
53
EMPIRE FINANCIAL MANAGEMENT COMPANY, LLC notice-filed in CO, DE, HI, IN, NC, NH, NV, OR, TN, VT, WA. IAPD ↗
$706.0M RAUM · 10 reps · 212-417-8247 · empiream.com
ComplianceMarketing & brand
53
COVENANT WEALTH ADVISORS notice-filed in AZ, DC, GA, NE, NY, PA. IAPD ↗
$909.6M RAUM · 12 reps · (804) 729-5265
ComplianceMarketing & brand
53
BELL & BROWN WEALTH ADVISORS, LLC notice-filed in AZ, CO, FL, NE, OR. IAPD ↗
$486.8M RAUM · 2 reps · 949-396-1088
ComplianceMarketing & brand
53
180 WEALTH ADVISORS, LLC notice-filed in NV, NY, TN, WA. IAPD ↗
$1.36B RAUM · 6 reps · (253) 394-0720 · 180wealthadvisors.com
ComplianceMarketing & brand
53
ALIGN FINANCIAL, LLC notice-filed in CA, GA, MA, NE, NY, OH, OR, WA. IAPD ↗
$433.7M RAUM · 5 reps · 218-336-2506 · align.financial
ComplianceMarketing & brand
53
DISCIPLINE WEALTH SOLUTIONS, INC. notice-filed in AK, AL, CO, KY, ME, MS, NE, NH, NV, OK, OR, UT, VT. IAPD ↗
$746.7M RAUM · 18 reps · 864-322-6046 · lindedin.com
ComplianceMarketing & brand
53
CACHE ADVISORS LLC notice-filed in AL, AR, AZ, CO, CT, DC, DE, FL, GA, HI, ID, IL, IN, KS, LA, MA, MD, ME, MI, MN, MO, NC, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, TN, TX, UT, VA, VI, VT, WA, WI. IAPD ↗
$962.1M RAUM · 5 reps · 2137881501
ComplianceMarketing & brand
53
EVERNEST FINANCIAL ADVISORS notice-filed in CO, MD, NC, NE, OH, PA, WI. IAPD ↗
$905.0M RAUM · 4 reps · 317-556-1015 · evernestfa.com
ComplianceMarketing & brand
53
4:8 FINANCIAL notice-filed in AZ, CA, ID, TX, WA. IAPD ↗
$301.3M RAUM · 3 reps · 503-266-4848 · 48financial.com
ComplianceMarketing & brand
51
INTELLICENTS INVESTMENT SOLUTIONS INC notice-filed in KY, NM, WV. IAPD ↗
$7.36B RAUM · 46 reps · 507-377-2919
ComplianceMarketing & brand
51
COOPER MCMANUS notice-filed in ND, NE, NH. IAPD ↗
$2.85B RAUM · 50 reps · 800-516-5333 · fcguides.com
ComplianceMarketing & brand
51
RICHARD YOUNG ADVISORS notice-filed in CA, CO, NE. IAPD ↗
$1.20B RAUM · 8 reps · 706-739-0725 · vimeo.com
ComplianceMarketing & brand
51
BCU WEALTH ADVISORS, LLC notice-filed in NY, OR, SC, VA. IAPD ↗
$653.6M RAUM · 3 reps · 847-932-8007 · uhgcu.org
ComplianceMarketing & brand
51
NORTHCOAST ASSET MANAGEMENT LLC notice-filed in AK, ND, VT. IAPD ↗
$4.97B RAUM · 28 reps · (203) 532-7000
ComplianceMarketing & brand
51
AMPLIUS WEALTH ADVISORS notice-filed in AZ, CO, SC. IAPD ↗
$1.74B RAUM · 13 reps · 215-310-7770
ComplianceMarketing & brand
51
TRIBRIDGE PARTNERS FINANCIAL LLC notice-filed in LA, NC, NY. IAPD ↗
$1.60B RAUM · 8 reps · 240-422-8799 · tribridgepartnersfinancial.com
ComplianceMarketing & brand
50
DESERT ROSE CAPITAL MANAGEMENT, INC. notice-filed in AL, DC, DE, IL, KS, MD, MI, MO, MT, NH, NJ, NY, OK, SD, WI. IAPD ↗
$192.1M RAUM · 10 reps · 208 297-2710 · desertrosecapital.com
ComplianceMarketing & brand
50
PLANVISION, LLC notice-filed in AK, DE, ID, MT, RI, VT, WV. IAPD ↗
$0 RAUM · 5 reps · (612) 965-4286
ComplianceMarketing & brand
50
AGEMY WEALTH ADVISORS, LLC notice-filed in CT, FL, NC, NH, NY, SC. IAPD ↗
$113.7M RAUM · 4 reps · 203-738-0027
ComplianceMarketing & brand
50
ORIGIN INVESTMENT ADVISORY LLC notice-filed in AK, AL, AR, CT, DC, DE, HI, IN, KY, LA, MD, ME, MN, MO, MS, MT, NC, ND, NE, NH, OH, OK, OR, PR, SD, UT, VA, VI, VT, WI, WV, WY. IAPD ↗
$2.1M RAUM · 56 reps · 6172273825 · reddit.com
ComplianceMarketing & brand
50
ELEMENT SQUARED PRIVATE WEALTH notice-filed in AL, MA, MD, MO, NJ, OR, TN, VA. IAPD ↗
$203.5M RAUM · 6 reps · 612-325-5920 · elementsquared.com
ComplianceMarketing & brand
50
CAPITAL SQUARED FINANCIAL LLC notice-filed in CA, IN, NC, NJ, NY, OR, PA. IAPD ↗
$198.7M RAUM · 2 reps · 240-600-1678 · csqfinancial.com
ComplianceMarketing & brand
50
NECTARINE notice-filed in AK, AL, AR, HI, IA, ID, IN, ME, MS, MT, ND, NM, NV, RI, SD, VI, VT, WV, WY. IAPD ↗
$0 RAUM · 28 reps · (858) 779-0115
ComplianceMarketing & brand
50
ZACKS INTELLIGENCE LLC notice-filed in AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY. IAPD ↗
$2 RAUM · 0 reps · (312)-265-9500 · zacksintelligence.com
ComplianceMarketing & brand
50
ENCORE WEALTH ADVISORS notice-filed in AZ, IA, IL, KS, ND, OR. IAPD ↗
$108.0M RAUM · 3 reps · 320-288-4084
ComplianceMarketing & brand
50
AXIENT INVESTMENT ADVISORS LLC notice-filed in AR, CA, CO, FL, GA, IA, IN, KY, LA, MA, MN, MS, NC, NE, OH, SC, TN, TX, VA, WA, WI, WV. IAPD ↗
$0 RAUM · 8 reps · 256-980-1723 · axientadvisors.com
ComplianceMarketing & brand
50
RIGHTOAK ASSET MANAGEMENT, LLC notice-filed in CA, FL, GA, IL, IN, LA, MN, MO, NC, ND, NE, NY, OH, PA, SC, TN. IAPD ↗
$105.6M RAUM · 6 reps · 517-306-4884 · rightoakassetmanagement.com
ComplianceMarketing & brand
50
ADVISORY SOLUTIONS GROUP notice-filed in AZ, CO, IL, KS, NC, NE, OH, OR, SC, WA. IAPD ↗
$0 RAUM · 4 reps · 763-417-1700
ComplianceMarketing & brand
49
ROMANO WEALTH MANAGEMENT notice-filed in MA, PA. IAPD ↗
$1.54B RAUM · 9 reps · 847-866-7700 · romanowealth.com
ComplianceMarketing & brand
49
GRIFFIN ASSET MANAGEMENT, LLC notice-filed in IL, NE. IAPD ↗
$1.05B RAUM · 4 reps · 917-484-5608
ComplianceMarketing & brand
49
TCI WEALTH ADVISORS, INC. notice-filed in KY, VT. IAPD ↗
$4.53B RAUM · 39 reps · 520-733-1477
ComplianceMarketing & brand
49
NATURAL INVESTMENTS notice-filed in IA, ID. IAPD ↗
$2.05B RAUM · 24 reps · 707-758-0171 · naturalinvestments.com
ComplianceMarketing & brand
49
TOWNSEND notice-filed in KS, MS. IAPD ↗
$1.52B RAUM · 11 reps · 303-452-5986 · townsendretirement.com
ComplianceMarketing & brand
49
SAX WEALTH ADVISORS, LLC notice-filed in IN, RI. IAPD ↗
$2.44B RAUM · 24 reps · 973-859-2199
ComplianceMarketing & brand
49
NFC INVESTMENTS, LLC notice-filed in CA, IN. IAPD ↗
$2.14B RAUM · 5 reps · 901-767-5576 · nfcinvestments.com
ComplianceMarketing & brand
49
PIONEER WEALTH MANAGEMENT GROUP notice-filed in CO, NC, OR. IAPD ↗
$399.2M RAUM · 9 reps · 512-334-6800
ComplianceMarketing & brand
49
SECURED RETIREMENT ADVISORS, LLC notice-filed in CA, IA, OH. IAPD ↗
$255.1M RAUM · 4 reps · (952) 460-3260 · securedretirements.com
ComplianceMarketing & brand
49
PURE FINANCIAL ADVISORS, LLC notice-filed in AK, DC. IAPD ↗
$11.05B RAUM · 76 reps · 866-876-7873
ComplianceMarketing & brand
49
QUATTRO ADVISORS L.L.C. notice-filed in MA, WA, WV. IAPD ↗
$516.3M RAUM · 5 reps · (412) 586-5406 · quattro-advisors.com
ComplianceMarketing & brand
49
NEWSQUARE CAPITAL, LLC notice-filed in CO, NH. IAPD ↗
$2.39B RAUM · 6 reps · 610-325-6117 · newsquarecapital.com
ComplianceMarketing & brand
49
12TH STREET ASSET MANAGEMENT notice-filed in AR, MN, NE. IAPD ↗
$621.6M RAUM · 5 reps · 615-915-3701 · 12thstreetasset.com
ComplianceMarketing & brand
49
INNOVA WEALTH PARTNERS, LLC notice-filed in DE, MI, VA. IAPD ↗
$288.2M RAUM · 6 reps · (888) 270-1574 · myinnovawealth.com
ComplianceMarketing & brand
49
COLUMBIA ADVISORY PARTNERS, LLC notice-filed in ND, NE, SD. IAPD ↗
$312.6M RAUM · 11 reps · 509-822-3850 · capnorthwest.com
ComplianceMarketing & brand
49
CAPITOL PRIVATE WEALTH GROUP LLC notice-filed in MA, MN, OH. IAPD ↗
$562.1M RAUM · 7 reps · (703) 226-0008 · capitolpwg.com
ComplianceMarketing & brand
49
SPINNAKER INVESTMENT GROUP, LLC notice-filed in MA, PA. IAPD ↗
$1.07B RAUM · 8 reps · (949) 396-6700
ComplianceMarketing & brand
49
TCP ASSET MANAGEMENT, LLC notice-filed in NM, OK. IAPD ↗
$1.18B RAUM · 21 reps · 614-761-9378 · tcpasset.com
ComplianceMarketing & brand
49
DYNAMIC FINANCIAL GROUP notice-filed in AZ, CO, MI. IAPD ↗
$539.6M RAUM · 3 reps · 319-277-2727 · dynamicfinancial.net
ComplianceMarketing & brand
49
VALLEY WEALTH STRATEGIES, LLC notice-filed in GA, NC. IAPD ↗
$1.45B RAUM · 26 reps · (209) 366-1264 · zukfinancial.com
ComplianceMarketing & brand
49
HEIRLOOM WEALTH MANAGEMENT LLC notice-filed in IL, NH, PA. IAPD ↗
$829.3M RAUM · 17 reps · 720-328-2877 · heirloomwm.com
ComplianceMarketing & brand
49
MAIA WEALTH notice-filed in KY, ME, WY. IAPD ↗
$973.0M RAUM · 36 reps · (720) 644-8803 · ifatoday.com
ComplianceMarketing & brand
49
ELLSWORTH ADVISORS, LLC notice-filed in IL, NH. IAPD ↗
$1.41B RAUM · 11 reps · (234) 200-0703 · ellsworthadvisors.com
ComplianceMarketing & brand
49
VENTURE VISIONARY PARTNERS LLC notice-filed in MN, MT. IAPD ↗
$4.36B RAUM · 16 reps · (419) 464-7401
ComplianceMarketing & brand
49
FORGE FINANCIAL notice-filed in IA, MS. IAPD ↗
$1.20B RAUM · 14 reps · 405-340-1600 · forgefinancial.com
ComplianceMarketing & brand
49
CAPITAL ADVISORS WEALTH MANAGEMENT notice-filed in AK, MT. IAPD ↗
$1.11B RAUM · 6 reps · (509) 469-5030
ComplianceMarketing & brand
49
SCS notice-filed in MO, OH. IAPD ↗
$1.64B RAUM · 27 reps · 425-452-1222 · northwestscs.com
ComplianceMarketing & brand
49
THE BALDWIN GROUP WEALTH ADVISORS, LLC notice-filed in CT, OK. IAPD ↗
$21.04B RAUM · 36 reps · 813-934-2743 · baldwin.com
ComplianceMarketing & brand
49
49 FINANCIAL notice-filed in AK, CT, WY. IAPD ↗
$871.4M RAUM · 128 reps · 214-563-1190
ComplianceMarketing & brand
49
LUMINVEST WEALTH MANAGEMENT LLC notice-filed in FL, NH, WA. IAPD ↗
$398.0M RAUM · 2 reps · 480-300-0062
ComplianceMarketing & brand
48
PARADY WEALTH MANAGEMENT notice-filed in MD, MN, SC, TN. IAPD ↗
$156.1M RAUM · 2 reps · 352-674-3911
ComplianceMarketing & brand
48
SMARTPATH ADVISORS notice-filed in IL, MA, MN, NJ. IAPD ↗
$0 RAUM · 6 reps · (678) 538-9420 · getfrank.com
ComplianceMarketing & brand
47
WATERS, PARKERSON & CO., LLC notice-filed in WA. IAPD ↗
$2.69B RAUM · 6 reps · 504-581-2022 · watersparkerson.com
ComplianceMarketing & brand
47
U.S. BANCORP ADVISORS, LLC notice-filed in PR. IAPD ↗
$1.52B RAUM · 126 reps · 800-888-4700 · usbank.com
ComplianceMarketing & brand
47
MIDWESTERN SECURITIES TRADING CO.,LLC notice-filed in MS. IAPD ↗
$1.63B RAUM · 41 reps · 309-699-6786 · midwesternsecurities.com
ComplianceMarketing & brand
47
GAGNON SECURITIES, LLC notice-filed in KS, SD. IAPD ↗
$529.7M RAUM · 10 reps · 212-554-5000
ComplianceMarketing & brand
47
NORTHEAST INVESTMENT MANAGEMENT INC notice-filed in OR. IAPD ↗
$3.27B RAUM · 11 reps · 617-523-3588 · northeastinvest.com
ComplianceMarketing & brand
47
ANDERSON HOAGLAND & CO notice-filed in NH. IAPD ↗
$1.43B RAUM · 7 reps · 314-726-2107 · ahco.com
ComplianceMarketing & brand
47
AUSTIN ASSET notice-filed in FL. IAPD ↗
$1.87B RAUM · 13 reps · 512-453-6622
ComplianceMarketing & brand
47
GODSEY & GIBB WEALTH MANAGEMENT notice-filed in WI. IAPD ↗
$1.40B RAUM · 11 reps · 804-285-7333
ComplianceMarketing & brand
47
FIRST FOUNDATION ADVISORS notice-filed in KS. IAPD ↗
$5.45B RAUM · 33 reps · 949-476-0300 · ff-inc.com
ComplianceMarketing & brand
47
COMPASS WEALTH MANAGEMENT LLC notice-filed in NJ, TN. IAPD ↗
$682.5M RAUM · 4 reps · 203-453-7000 · compasswealthmanagement.com
ComplianceMarketing & brand
47
CONNORS INVESTOR SERVICES INC notice-filed in GA. IAPD ↗
$1.20B RAUM · 9 reps · 610-376-7418
ComplianceMarketing & brand
47
DIXON FINANCIAL SERVICES notice-filed in NY. IAPD ↗
$1.09B RAUM · 4 reps · 925-283-3104 · dfsinc.com
ComplianceMarketing & brand
47
J.W.BURNS & COMPANY, INC. notice-filed in CA. IAPD ↗
$1.03B RAUM · 5 reps · 315-449-1341 · jwburns.com
ComplianceMarketing & brand
47
CLIFFORD SWAN INVESTMENT COUNSELORS notice-filed in PA. IAPD ↗
$4.48B RAUM · 17 reps · 626-792-2228
ComplianceMarketing & brand
47
ENDOWMENT WEALTH MANAGEMENT, INC. notice-filed in NC, OR. IAPD ↗
$427.6M RAUM · 9 reps · 920-785-6010
ComplianceMarketing & brand
47
FAS WEALTH PARTNERS, INC. notice-filed in ME. IAPD ↗
$3.78B RAUM · 20 reps · 913-239-2300
ComplianceMarketing & brand
47
RETURN ON LIFE WEALTH PARTNERS notice-filed in NY, OR. IAPD ↗
$472.5M RAUM · 5 reps · 440-740-0130 · returnonlifewealth.com
ComplianceMarketing & brand
47
DEW WEALTH MANAGEMENT notice-filed in KS, KY. IAPD ↗
$361.9M RAUM · 20 reps · 480-614-9119
ComplianceMarketing & brand
47
COMMON CENTS PLANNING notice-filed in NC, VA. IAPD ↗
$542.4M RAUM · 4 reps · 610-361-0865
ComplianceMarketing & brand
47
SC&H WEALTH notice-filed in MA. IAPD ↗
$1.23B RAUM · 20 reps · 410-403-1500
ComplianceMarketing & brand
47
SYMMETRY PARTNERS notice-filed in WY. IAPD ↗
$4.73B RAUM · 5 reps · 860-734-2000 · symmetrypartners.com
ComplianceMarketing & brand
47
ROBINSON SMITH WEALTH ADVISORS, LLC notice-filed in AK, TX. IAPD ↗
$444.9M RAUM · 5 reps · 207-874-9840 · robinsonsmithwealth.com
ComplianceMarketing & brand
47
MULTNOMAH GROUP, INC. notice-filed in NM. IAPD ↗
$2.22B RAUM · 14 reps · 503-772-0159
ComplianceMarketing & brand
47
ARAX ADVISORY PARTNERS notice-filed in DC. IAPD ↗
$11.30B RAUM · 55 reps · 303-633-5900 · kleinhenzwealth.com
ComplianceMarketing & brand
47
CORNERSTONE ADVISORY notice-filed in OK. IAPD ↗
$2.01B RAUM · 8 reps · 410-468-1693 · cornerstoneadvisory.com
ComplianceMarketing & brand
47
WALLINGTON ASSET MANAGEMENT notice-filed in MD. IAPD ↗
$1.15B RAUM · 9 reps · 317-575-8670 · wallingtonasset.com
ComplianceMarketing & brand
47
ALDRICH WEALTH LP notice-filed in OH. IAPD ↗
$6.47B RAUM · 29 reps · 503-620-5329
ComplianceMarketing & brand
47
TRIANGLE WEALTH MANAGEMENT notice-filed in MI. IAPD ↗
$1.29B RAUM · 9 reps · 919-838-3221
ComplianceMarketing & brand
47
MCGLONE SUTTNER WEALTH MANAGEMENT, INC. notice-filed in MD. IAPD ↗
$1.01B RAUM · 8 reps · (920) 882-5299
ComplianceMarketing & brand
47
ASHTON THOMAS PRIVATE WEALTH notice-filed in OK. IAPD ↗
$4.05B RAUM · 35 reps · 602-732-4745
ComplianceMarketing & brand
47
ACT WEALTH MANAGEMENT, LLC notice-filed in GA, NY. IAPD ↗
$568.8M RAUM · 5 reps · 214-618-2022
ComplianceMarketing & brand
47
OXBOW ADVISORS, LLC notice-filed in IN. IAPD ↗
$2.46B RAUM · 10 reps · 512-386-1088 · oxbowadvisors.com
ComplianceMarketing & brand
47
FISCHER INVESTMENT STRATEGIES, LLC notice-filed in NY, WA. IAPD ↗
$251.9M RAUM · 5 reps · 805-418-7686 · fischerinvestmentstrategies.com
ComplianceMarketing & brand
47
DILIGENT INVESTORS, LLC notice-filed in IL, MO. IAPD ↗
$663.1M RAUM · 3 reps · (909) 792-2894 · diligentinvestorsllc.com
ComplianceMarketing & brand
47
ALPHA CUBED INVESTMENTS, LLC notice-filed in AL. IAPD ↗
$3.03B RAUM · 24 reps · (800) 701-2457
ComplianceMarketing & brand
47
PACIFIC CAPITAL ASSOCIATES notice-filed in ID, NV. IAPD ↗
$258.8M RAUM · 3 reps · 858-560-5244
ComplianceMarketing & brand
47
SEGMENT WEALTH MANAGEMENT, LLC notice-filed in CO. IAPD ↗
$2.07B RAUM · 5 reps · 713-800-7150 · wikitia.com
ComplianceMarketing & brand
47
OCCIDENTAL ASSET MANAGEMENT, LLC notice-filed in AL. IAPD ↗
$1.07B RAUM · 9 reps · 650-344-1600 · yourmentalwealthadvisors.com
ComplianceMarketing & brand
47
JOURNEY ADVISORY GROUP, LLC notice-filed in LA. IAPD ↗
$1.47B RAUM · 13 reps · 859-888-0356
ComplianceMarketing & brand
47
GLOBAL RETIREMENT PARTNERS LLC notice-filed in PR. IAPD ↗
$143.42B RAUM · 434 reps · 415-526-2753
ComplianceMarketing & brand
47
MIDWEST FINANCIAL PARTNERS notice-filed in ID. IAPD ↗
$1.52B RAUM · 9 reps · 320-251-3752 · mfpmn.com
ComplianceMarketing & brand
47
SITRIN CAPITAL MANAGEMENT, LLC notice-filed in IL, MA. IAPD ↗
$351.1M RAUM · 6 reps · (424) 777-4400 · sitrincapital.com
ComplianceMarketing & brand
47
CLG LLC notice-filed in OK. IAPD ↗
$1.12B RAUM · 23 reps · (310) 329-5150
ComplianceMarketing & brand
47
ARLINGTON FINANCIAL ADVISORS, LLC notice-filed in MD. IAPD ↗
$1.24B RAUM · 8 reps · (805) 699-7300 · arlingtonfinancialadvisors.com
ComplianceMarketing & brand
47
MAIN LINE RETIREMENT ADVISORS, LLC notice-filed in CO, NY. IAPD ↗
$448.6M RAUM · 2 reps · 800-480-8681
ComplianceMarketing & brand
47
ACCEL WEALTH MANAGEMENT notice-filed in KS. IAPD ↗
$1.15B RAUM · 10 reps · 319-596-1101 · acceladvantage.com
ComplianceMarketing & brand
47
FINANCIAL SERVICES OF AMERICA ADVISORS notice-filed in AZ, CO. IAPD ↗
$573.4M RAUM · 31 reps · (800) 977-9292 · fsa1.com
ComplianceMarketing & brand
47
CLEAR CREEK ADVISORS notice-filed in FL, TN. IAPD ↗
$722.5M RAUM · 9 reps · (720) 642-8348
ComplianceMarketing & brand
47
CYPRESS WEALTH SERVICES, LLC notice-filed in IA. IAPD ↗
$1.34B RAUM · 14 reps · (760) 834-7250
ComplianceMarketing & brand
47
JGP WEALTH MANAGEMENT, LLC notice-filed in NV. IAPD ↗
$1.43B RAUM · 13 reps · 503-446-6450
ComplianceMarketing & brand
47
INSIGHT WEALTH STRATEGIES, LLC notice-filed in OR. IAPD ↗
$1.06B RAUM · 6 reps · 925-659-8020
ComplianceMarketing & brand
47
PASADENA PRIVATE WEALTH, LLC notice-filed in NY. IAPD ↗
$1.62B RAUM · 8 reps · 626-993-9300 · pasadenaprivatewealth.com
ComplianceMarketing & brand
47
KWB WEALTH notice-filed in NY. IAPD ↗
$1.23B RAUM · 8 reps · 909-307-8220
ComplianceMarketing & brand
47
HUB INVESTMENT PARTNERS, LLC notice-filed in PR. IAPD ↗
$8.98B RAUM · 80 reps · 512-600-5390
ComplianceMarketing & brand
47
RISE ADVISORS, LLC notice-filed in IN, ME. IAPD ↗
$340.9M RAUM · 5 reps · 585-565-3444
ComplianceMarketing & brand
47
NORTHBRIDGE FINANCIAL GROUP, LLC notice-filed in CA, TN. IAPD ↗
$413.1M RAUM · 7 reps · (813) 877-8000
ComplianceMarketing & brand
47
ONE + ONE WEALTH MANAGEMENT, LLC notice-filed in NC, OH. IAPD ↗
$383.0M RAUM · 5 reps · 561-972-4913 · oneplusonewealth.com
ComplianceMarketing & brand
47
PERFORMANCE WEALTH notice-filed in TN. IAPD ↗
$4.09B RAUM · 11 reps · (630) 686-5715
ComplianceMarketing & brand
47
MILL CAPITAL MANAGEMENT, LLC notice-filed in GA. IAPD ↗
$1.49B RAUM · 3 reps · 980-494-6455 · millcapitalmgmt.com
ComplianceMarketing & brand
47
COVE PRIVATE WEALTH, LLC notice-filed in NH, NJ. IAPD ↗
$455.5M RAUM · 2 reps · 516-588-1123 · coveprivatewealth.com
ComplianceMarketing & brand
47
NORDWAND ADVISORS notice-filed in NH. IAPD ↗
$4.21B RAUM · 7 reps · 484-630-2510
ComplianceMarketing & brand
47
BKM WEALTH MANAGEMENT notice-filed in CO, IN. IAPD ↗
$651.8M RAUM · 5 reps · 262-955-7147 · bkmwm.com
ComplianceMarketing & brand
47
UNITED ADVISOR GROUP notice-filed in RI. IAPD ↗
$1.09B RAUM · 43 reps · 888-242-4912 · wealthsyncpartners.com
ComplianceMarketing & brand
47
MDRN CAPITAL notice-filed in KS, WV. IAPD ↗
$338.6M RAUM · 22 reps · 410-533-9966
ComplianceMarketing & brand
47
INDIVISIBLE PARTNERS notice-filed in MD. IAPD ↗
$1.55B RAUM · 3 reps · 732-306-5490 · linkedin.company
ComplianceMarketing & brand
47
PRASAD WEALTH PARTNERS notice-filed in IL, MI. IAPD ↗
$486.0M RAUM · 5 reps · 216-313-9999 · prasadwealth.com
ComplianceMarketing & brand
47
BERMAN MCALEER notice-filed in NH. IAPD ↗
$1.82B RAUM · 14 reps · 410-560-9960
ComplianceMarketing & brand
47
THIRD VIEW PRIVATE WEALTH notice-filed in NC. IAPD ↗
$1.16B RAUM · 6 reps · 8607590650 · thirdviewpw.com
ComplianceMarketing & brand
47
ELEVATE WEALTH MANAGEMENT notice-filed in NE, PA. IAPD ↗
$320.3M RAUM · 3 reps · 307 461-5550 · elevateasset.com
ComplianceMarketing & brand
46
WESTBOURNE INVESTMENTS, INC. notice-filed in CA, FL, NY. IAPD ↗
$221.1M RAUM · 5 reps · 703-294-6880 · westbourneinv.com
ComplianceMarketing & brand
46
KCD FINANCIAL, INC. notice-filed in NJ, NM, NV. IAPD ↗
$182.6M RAUM · 27 reps · 920-347-3400 · kcdfinancial.com
ComplianceMarketing & brand
46
HADDONFIELD FINANCIAL PLANNING LLC notice-filed in CA, NH, TX. IAPD ↗
$134.8M RAUM · 3 reps · 856-795-0471
ComplianceMarketing & brand
46
PLEASANTDALE WEALTH MANAGEMENT, LLC notice-filed in CT, FL, NY. IAPD ↗
$113.7M RAUM · 3 reps · 908-914-1572
ComplianceMarketing & brand
46
O'DONNELL WEALTH MANAGEMENT notice-filed in LA, NE, NH. IAPD ↗
$123.3M RAUM · 4 reps · 307-586-4279 · odonnellwm.com
ComplianceMarketing & brand
46
ARBORSTONE FINANCIAL, LLC notice-filed in IL, NC, NH. IAPD ↗
$0 RAUM · 4 reps · 979-269-6344 · arborstonefinancial.com
ComplianceMarketing & brand
46
YOUR IA, LLC notice-filed in ID, IN, TN. IAPD ↗
$0 RAUM · 3 reps · 800-823-0489
ComplianceMarketing & brand
45
ASPYRE WEALTH PARTNERS notice-filed in TN. IAPD ↗
$668.3M RAUM · 8 reps · 913-345-1881
ComplianceMarketing & brand
45
SOWA FINANCIAL GROUP notice-filed in TX. IAPD ↗
$517.0M RAUM · 3 reps · 401-434-8090 · sowafinancial.com
ComplianceMarketing & brand
45
BCM ADVISORS, LLC notice-filed in FL. IAPD ↗
$775.7M RAUM · 6 reps · 337-233-7758 · bcm-advisors.com
ComplianceMarketing & brand
45
GKV CAPITAL MANAGEMENT CO INC notice-filed in AZ. IAPD ↗
$357.2M RAUM · 3 reps · 925-627-8680 · gkvcapital.com
ComplianceMarketing & brand
45
POINT WINDWARD ADVISORS, INC. notice-filed in NY. IAPD ↗
$358.6M RAUM · 8 reps · 212-350-7250 · bh-adv.com
ComplianceMarketing & brand
45
HORIZON INVESTMENT SERVICES, LLC. notice-filed in WA. IAPD ↗
$316.0M RAUM · 6 reps · 219-852-3215
ComplianceMarketing & brand
45
TILLER PRIVATE WEALTH, INC. notice-filed in NE. IAPD ↗
$730.3M RAUM · 6 reps · (610) 954-9940
ComplianceMarketing & brand
45
MWA FINANCIAL SERVICES, INC. notice-filed in DC. IAPD ↗
$376.9M RAUM · 134 reps · 309-558-3100
ComplianceMarketing & brand
45
CAMARDA WEALTH ADVISORY GROUP notice-filed in IL. IAPD ↗
$325.3M RAUM · 9 reps · 904-278-1177 · camardafa.com
ComplianceMarketing & brand
45
ELTEKON ADVISORS, LLC. notice-filed in GA. IAPD ↗
$340.0M RAUM · 7 reps · 512-477-3200 · eltekon.com
ComplianceMarketing & brand
45
ASHWORTH WEALTH, LLC notice-filed in ID. IAPD ↗
$377.8M RAUM · 5 reps · 801-364-4400
ComplianceMarketing & brand
45
WEALTH MANAGEMENT ASSOCIATES, INC. notice-filed in AZ. IAPD ↗
$646.8M RAUM · 19 reps · 856-424-2350 · wealthmanage.net
ComplianceMarketing & brand
45
GUARDIAN WEALTH MANAGEMENT, LLC notice-filed in SC. IAPD ↗
$411.1M RAUM · 5 reps · 423-510-0409
ComplianceMarketing & brand
45
SECURITY FIRST FINANCIAL notice-filed in GA. IAPD ↗
$299.5M RAUM · 2 reps · 810-655-2129
ComplianceMarketing & brand
45
SAXONY CAPITAL MANAGEMENT, LLC notice-filed in CO. IAPD ↗
$367.9M RAUM · 0 reps · 314-963-9336
ComplianceMarketing & brand
45
ELEVATION WEALTH PARTNERS, LLC notice-filed in NY. IAPD ↗
$670.7M RAUM · 5 reps · 925-962-5600 · elevationwp.com
ComplianceMarketing & brand
45
DISCIPLINED EQUITY MANAGEMENT, INC. notice-filed in TN. IAPD ↗
$521.0M RAUM · 2 reps · (904) 222-0280 · demgt.com
ComplianceMarketing & brand
45
EMERSON EQUITY LLC notice-filed in KY. IAPD ↗
$327.9M RAUM · 72 reps · 650-312-0200 · emersonequity.com
ComplianceMarketing & brand
45
ADG WEALTH MANAGEMENT GROUP, LLC notice-filed in NC. IAPD ↗
$336.3M RAUM · 3 reps · 504-267-9880 · adgwealth.com
ComplianceMarketing & brand
45
CATAWBA RIVER CAPITAL notice-filed in FL. IAPD ↗
$325.1M RAUM · 3 reps · 803-831-0911
ComplianceMarketing & brand
45
OAK ADVISORS, LLC notice-filed in TX. IAPD ↗
$284.7M RAUM · 6 reps · 843-757-9339 · oakadvisors.net
ComplianceMarketing & brand
45
WARBURTON CAPITAL MANAGEMENT, LLC notice-filed in NH. IAPD ↗
$786.6M RAUM · 6 reps · 918-794-3000
ComplianceMarketing & brand
45
BIGELOW INVESTMENT ADVISORS, LLC notice-filed in NJ. IAPD ↗
$555.2M RAUM · 4 reps · 207-772-2900 · bigelowadvisors.com
ComplianceMarketing & brand
45
MILLER FINANCIAL SERVICES LLC notice-filed in TX. IAPD ↗
$462.9M RAUM · 3 reps · 269-781-5129 · millerfinancialplanning.com
ComplianceMarketing & brand
45
VERDE CAPITAL MANAGEMENT, INC. notice-filed in NC. IAPD ↗
$749.8M RAUM · 11 reps · 248-528-1870
ComplianceMarketing & brand
45
HI-LINE CAPITAL MANAGEMENT, LLC notice-filed in MT. IAPD ↗
$756.6M RAUM · 2 reps · 605-878-0897
ComplianceMarketing & brand
45
RALEIGH CAPITAL MANAGEMENT INC. notice-filed in VT. IAPD ↗
$397.8M RAUM · 12 reps · 919-852-1215
ComplianceMarketing & brand
45
SOLITUDE FINANCIAL SERVICES, INC. notice-filed in NC. IAPD ↗
$363.5M RAUM · 6 reps · (434) 218-2201 · solitudefinancial.com
ComplianceMarketing & brand
45
FINANCIAL INDEPENDENCE, LLC notice-filed in NC. IAPD ↗
$288.1M RAUM · 3 reps · 401-681-4825 · fi-ri.com
ComplianceMarketing & brand
45
TIMONIER notice-filed in SC. IAPD ↗
$450.3M RAUM · 4 reps · 336-725-5010 · timonier.com
ComplianceMarketing & brand
45
IRONWOOD FINANCIAL, LLC notice-filed in MI. IAPD ↗
$574.9M RAUM · 6 reps · 520-318-4600 · ironwoodfinancial.com
ComplianceMarketing & brand
45
BILTMORE WEALTH MANAGEMENT, LLC notice-filed in OH. IAPD ↗
$439.6M RAUM · 3 reps · 480-998-1819 · biltmorewealthaz.com
ComplianceMarketing & brand
45
UNITED CAPITAL MANAGEMENT OF KANSAS, INC. notice-filed in GA. IAPD ↗
$669.7M RAUM · 18 reps · 785-823-7900 · ucmofkansas.com
ComplianceMarketing & brand
45
FORTUNE WEALTH MANAGEMENT, LLC notice-filed in CA. IAPD ↗
$396.3M RAUM · 3 reps · 972-716-8002 · fortunewealthmanagement.com
ComplianceMarketing & brand
45
RED SPRUCE CAPITAL, LLC notice-filed in MD. IAPD ↗
$256.9M RAUM · 4 reps · 610-727-4270
ComplianceMarketing & brand
45
INVESTOR FAN notice-filed in GA. IAPD ↗
$427.7M RAUM · 15 reps · 425-372-7517 · panfili-financial.com
ComplianceMarketing & brand
45
OMEGA FINANCIAL GROUP, LLC notice-filed in CO. IAPD ↗
$552.4M RAUM · 4 reps · 805-617-4363
ComplianceMarketing & brand
45
MALTIN WEALTH MANAGEMENT, INC. notice-filed in NH. IAPD ↗
$507.2M RAUM · 4 reps · 201-215-3855 · maltinwealth.com
ComplianceMarketing & brand
45
CENTERLINE WEALTH ADVISORS, LLC notice-filed in TN. IAPD ↗
$326.0M RAUM · 4 reps · (502) 242-1561
ComplianceMarketing & brand
45
MBE WEALTH MANAGEMENT, LLC notice-filed in LA. IAPD ↗
$977.1M RAUM · 10 reps · 608-372-5521
ComplianceMarketing & brand
45
CORNERSTONE WEALTH PLANNING notice-filed in GA. IAPD ↗
$485.9M RAUM · 9 reps · 704-849-0123 · rpblueprint.com
ComplianceMarketing & brand
45
TL PRIVATE WEALTH notice-filed in CO. IAPD ↗
$328.3M RAUM · 4 reps · 682-831-1048
ComplianceMarketing & brand
45
ALLIANCE WEALTH MANAGEMENT GROUP, LLC notice-filed in MN. IAPD ↗
$517.4M RAUM · 6 reps · (908) 751-7090 · alliancewmg.com
ComplianceMarketing & brand
45
COTTAGE STREET ADVISORS notice-filed in NC. IAPD ↗
$290.2M RAUM · 2 reps · (508) 748-0709
ComplianceMarketing & brand
45
KEY CAPITAL MANAGEMENT, INC. notice-filed in CA. IAPD ↗
$393.0M RAUM · 9 reps · 615-826-5749
ComplianceMarketing & brand
45
RUBICON ADVISORS notice-filed in TN. IAPD ↗
$420.7M RAUM · 19 reps · 530-223-5357
ComplianceMarketing & brand
45
HELIUM ADVISORS LLC notice-filed in PA. IAPD ↗
$308.1M RAUM · 4 reps · (425) 214-1533
ComplianceMarketing & brand
45
BRILLIANT ADVICE, LLC notice-filed in NH. IAPD ↗
$384.1M RAUM · 2 reps · 513-703-2100
ComplianceMarketing & brand
45
PROSPERITY ADVISERS, LLC notice-filed in NJ. IAPD ↗
$375.8M RAUM · 2 reps · 267-405-6166 · prosperityadvisers.com
ComplianceMarketing & brand
45
HILLTOP WEALTH ADVISORS, LLC notice-filed in GA. IAPD ↗
$635.5M RAUM · 9 reps · (919) 401-1500
ComplianceMarketing & brand
45
MILESTONE FINANCIAL PLANNING, LLC notice-filed in MD. IAPD ↗
$590.3M RAUM · 12 reps · 603-589-8010
ComplianceMarketing & brand
45
INTEGRITY WEALTH SOLUTIONS LLC notice-filed in CA. IAPD ↗
$369.0M RAUM · 2 reps · 3037165777
ComplianceMarketing & brand
45
ARCADIA WEALTH MANAGEMENT, LLC notice-filed in ME. IAPD ↗
$445.5M RAUM · 9 reps · 603-681-9190
ComplianceMarketing & brand
45
MOKOSAK ADVISORY GROUP, LLC notice-filed in IN. IAPD ↗
$413.9M RAUM · 4 reps · (515) 223-5404 · mokosakadvisorygroup.com
ComplianceMarketing & brand
45
SIEBERT ADVISORNXT, LLC. notice-filed in WY. IAPD ↗
$287.6M RAUM · 24 reps · 800-872-0444 · siebertnxt.com
ComplianceMarketing & brand
45
FLORIDA FINANCIAL ADVISORS, LLC notice-filed in VT. IAPD ↗
$317.8M RAUM · 457 reps · (813) 333-1683
ComplianceMarketing & brand
45
SHARP FINANCIAL notice-filed in NC. IAPD ↗
$391.9M RAUM · 5 reps · (215) 659-2130 · sharpllc.com
ComplianceMarketing & brand
45
PRIVATE WEALTH SOLUTIONS, LLC notice-filed in WA. IAPD ↗
$500.0M RAUM · 2 reps · 818-264-0600 · privatewealthsolutions.com
ComplianceMarketing & brand
45
DAVIDSON KAHN CAPITAL MANAGEMENT, LLC notice-filed in FL. IAPD ↗
$415.5M RAUM · 3 reps · (310) 928-8192
ComplianceMarketing & brand
45
BIG INVESTMENT SERVICES notice-filed in SC. IAPD ↗
$369.3M RAUM · 4 reps · 302-734-7526
ComplianceMarketing & brand
45
VAN CLEMENS WEALTH MANAGEMENT, LLC notice-filed in KY. IAPD ↗
$470.4M RAUM · 24 reps · 612-758-9140 · vanclemens.com
ComplianceMarketing & brand
45
LANTZ FINANCIAL LLC notice-filed in WA. IAPD ↗
$994.1M RAUM · 6 reps · 331-204-6230
ComplianceMarketing & brand
45
OPTIVISE ADVISORY SERVICES LLC notice-filed in MN. IAPD ↗
$267.4M RAUM · 22 reps · 855-378-1806
ComplianceMarketing & brand
45
KEYSTONE PRIVATE WEALTH notice-filed in IL. IAPD ↗
$860.7M RAUM · 11 reps · (760) 818-7020
ComplianceMarketing & brand
45
SCHORN WEALTH notice-filed in AR. IAPD ↗
$392.4M RAUM · 5 reps · 610 399-1500 · schorn.net
ComplianceMarketing & brand
45
GREEN RIDGE WEALTH PLANNING LLC notice-filed in CA. IAPD ↗
$389.6M RAUM · 6 reps · 973-554-1770
ComplianceMarketing & brand
45
COOPER CAPITAL GROUP notice-filed in VA. IAPD ↗
$282.9M RAUM · 4 reps · 760-452-6114 · coopercapgroup.com
ComplianceMarketing & brand
45
STORGE notice-filed in TX. IAPD ↗
$866.6M RAUM · 3 reps · 7859692515
ComplianceMarketing & brand
45
WMS WEALTH PLANNERS notice-filed in GA. IAPD ↗
$314.7M RAUM · 3 reps · 412-781-7100 · wmswealthplanners.com
ComplianceMarketing & brand
45
PALATINE HILL WEALTH MANAGEMENT notice-filed in NH. IAPD ↗
$295.9M RAUM · 4 reps · 734-218-0085 · palatinehillwealth.com
ComplianceMarketing & brand
45
BUTTONWOOD WEALTH notice-filed in MD. IAPD ↗
$425.3M RAUM · 6 reps · 540-662-5233
ComplianceMarketing & brand
45
GETTINGS BUSCH WEALTH MANAGEMENT notice-filed in MO. IAPD ↗
$541.5M RAUM · 8 reps · 765-742-7366
ComplianceMarketing & brand
45
ROTH FINANCIAL PARTNERS LLC notice-filed in OH. IAPD ↗
$460.1M RAUM · 3 reps · 281-973-8816 · rothfinancialpartners.com
ComplianceMarketing & brand
45
STONECREST WEALTH MANAGEMENT, INC notice-filed in UT. IAPD ↗
$375.8M RAUM · 3 reps · (602) 258-9400
ComplianceMarketing & brand
45
COGENTBLUE notice-filed in CO. IAPD ↗
$606.0M RAUM · 4 reps · 865-309-5892 · cogentbluewealth.com
ComplianceMarketing & brand
45
NOBLE FAMILY WEALTH notice-filed in SC. IAPD ↗
$527.5M RAUM · 5 reps · 727-674-1462 · noblefamilywealth.com
ComplianceMarketing & brand
45
PROACTIVE WEALTH STRATEGIES, LLC notice-filed in SC. IAPD ↗
$315.8M RAUM · 4 reps · 770-971-4142
ComplianceMarketing & brand
45
CONQUIS FINANCIAL LLC notice-filed in NY. IAPD ↗
$280.0M RAUM · 3 reps · 650-651-3609
ComplianceMarketing & brand
45
DAUS FINANCIAL GROUP, LLC notice-filed in TX. IAPD ↗
$270.5M RAUM · 3 reps · (269) 321-7472
ComplianceMarketing & brand
45
EAGLE WEALTH STRATEGIES notice-filed in NY. IAPD ↗
$653.8M RAUM · 9 reps · 856-845-4005 · eaglewealthstrategies.com
ComplianceMarketing & brand
45
POWER FINANCIAL PARTNERS, LLC notice-filed in TX. IAPD ↗
$329.1M RAUM · 3 reps · 813-212-2125 · powerfinancialpartners.com
ComplianceMarketing & brand
45
VICTORY FINANCIAL notice-filed in OR. IAPD ↗
$687.6M RAUM · 34 reps · (512) 763-7671 · steadfastwealthplanning.com
ComplianceMarketing & brand
45
STONEBROOK PRIVATE LLC notice-filed in VA. IAPD ↗
$937.0M RAUM · 4 reps · (248) 349-3027 · stonebrookprivate.com
ComplianceMarketing & brand
45
SIGNATURE EQUITY PARTNERS, LLC notice-filed in GA. IAPD ↗
$330.6M RAUM · 25 reps · 614-846-6000 · midwestretirementconsultants.net
ComplianceMarketing & brand
45
CAPITAL A WEALTH MANAGEMENT notice-filed in WV. IAPD ↗
$612.9M RAUM · 11 reps · 724-658-4211
ComplianceMarketing & brand
45
WYZE WEALTH ADVISORS, LLC notice-filed in CO. IAPD ↗
$264.5M RAUM · 3 reps · 724-747-6451 · wyzewealthadvisors.com
ComplianceMarketing & brand
45
FRIDAY FINANCIAL notice-filed in MO. IAPD ↗
$409.3M RAUM · 6 reps · (563) 552-7526
ComplianceMarketing & brand
45
ASPENRIDGE WEALTH ADVISORS notice-filed in NE. IAPD ↗
$335.0M RAUM · 4 reps · 682-231-8331 · aspenridgewealthadvisors.com
ComplianceMarketing & brand
45
SENTINEL ADVISORY GROUP, LLC notice-filed in MN. IAPD ↗
$320.8M RAUM · 8 reps · 608-579-9350 · sentineladvisory.com
ComplianceMarketing & brand
44
CREW CAPITAL MANAGEMENT, LTD. notice-filed in CA, SC. IAPD ↗
$216.4M RAUM · 8 reps · 513-245-2620
ComplianceMarketing & brand
44
CS ADVISORS INC. notice-filed in NC, TX. IAPD ↗
$118.0M RAUM · 3 reps · 561-241-9301 · csadvisorsinc.com
ComplianceMarketing & brand
44
HUGHES WARREN, INC. notice-filed in FL, KS. IAPD ↗
$220.5M RAUM · 2 reps · 405-418-4080
ComplianceMarketing & brand
44
TORTUGA WEALTH MANAGEMENT notice-filed in AZ, VA. IAPD ↗
$222.9M RAUM · 4 reps · 310-935-0275 · tortugawealth.com
ComplianceMarketing & brand
44
REVERE WEALTH MANAGEMENT LLC notice-filed in NH, VT. IAPD ↗
$76.8M RAUM · 5 reps · 212-688-2350 · reveresecurities.com
ComplianceMarketing & brand
44
WASHINGTON GROWTH STRATEGIES LLC notice-filed in MA, MD. IAPD ↗
$247.2M RAUM · 1 reps · 2027400217
ComplianceMarketing & brand
44
GUIDE ADVISORS, INC. notice-filed in NE, NH. IAPD ↗
$0 RAUM · 5 reps · 206-486-2477
ComplianceMarketing & brand
44
SEEDSAFE FINANCIAL LLC notice-filed in CO, LA. IAPD ↗
$125.2M RAUM · 4 reps · 360-602-1274 · seedsafefinancial.com
ComplianceMarketing & brand
44
DAVIS PRIVATE WEALTH, LLC notice-filed in CA, MS. IAPD ↗
$192.7M RAUM · 2 reps · (561) 284-8999
ComplianceMarketing & brand
44
INCOMPASS FINANCIAL PARTNERS, LLC notice-filed in NC, TX. IAPD ↗
$192.0M RAUM · 3 reps · 770-971-9141 · incompassfp.com
ComplianceMarketing & brand
44
RIVERTREE WEALTH notice-filed in CO, MD. IAPD ↗
$143.1M RAUM · 2 reps · (501) 500-0893
ComplianceMarketing & brand
44
PRESTIGE WEALTH MANAGEMENT notice-filed in CA, VA. IAPD ↗
$148.4M RAUM · 5 reps · 8176378121
ComplianceMarketing & brand
44
KUBENCE notice-filed in MD, PA. IAPD ↗
$650,000 RAUM · 4 reps · 650-308-8398 · kubence.com
ComplianceMarketing & brand
44
ENRICH FINANCE LLC notice-filed in NY, WA. IAPD ↗
$0 RAUM · 1 reps · 415-949-7080 · enrichfinance.com
ComplianceMarketing & brand
44
MANHATTAN WEALTH MANAGEMENT GROUP notice-filed in FL, NJ. IAPD ↗
$0 RAUM · 1 reps · 212-810-6961
ComplianceMarketing & brand
43
FLEXPATH STRATEGIES notice-filed in AZ, KY, OR, WV. IAPD ↗institutional
$2.91B RAUM · 3 reps · 949-418-6030 · flexpathstrategies.com
ComplianceMarketing & brand
42
R. F. LAFFERTY & CO., INC. notice-filed in SC. IAPD ↗
$153.0M RAUM · 10 reps · 212-293-9090 · rflafferty.com
ComplianceMarketing & brand
42
J.V.B. INVESTMENT COMPANY notice-filed in TX. IAPD ↗
$157.6M RAUM · 5 reps · 517-787-2430 · jvbco.com
ComplianceMarketing & brand
42
VALLEY FINANCIAL MANAGEMENT, INC. notice-filed in CT. IAPD ↗
$473,254 RAUM · 5 reps · 212-407-4362
ComplianceMarketing & brand
42
BROOKER WEALTH MANAGEMENT notice-filed in OR. IAPD ↗
$136.4M RAUM · 5 reps · 510-638-1815 · brooker-cpa.com
ComplianceMarketing & brand
42
ELDERADO FINANCIAL, INC notice-filed in IA. IAPD ↗
$237.2M RAUM · 5 reps · 970-249-9900
ComplianceMarketing & brand
42
INTEGRA FINANCIAL, INC. notice-filed in MI. IAPD ↗
$123.4M RAUM · 3 reps · 303-220-5525
ComplianceMarketing & brand
42
WALNUT INVESTMENT SERVICES LLC notice-filed in FL. IAPD ↗
$94.0M RAUM · 2 reps · 718-788-1972 · walnutfund.com
ComplianceMarketing & brand
42
AIO FINANCIAL, LLC notice-filed in NY. IAPD ↗
$199.2M RAUM · 2 reps · 520-325-0769 · expatplanners.com
ComplianceMarketing & brand
42
J.K. FINANCIAL, INC. notice-filed in VA. IAPD ↗
$195.8M RAUM · 2 reps · 214-706-4300
ComplianceMarketing & brand
42
SAGE INVESTMENT COUNSEL notice-filed in TX. IAPD ↗
$144.2M RAUM · 4 reps · 615-591-1210
ComplianceMarketing & brand
42
LOCKER FINANCIAL SERVICES, LLC notice-filed in TX. IAPD ↗
$213.8M RAUM · 2 reps · 973-256-2555 · lockerfinancial.com
ComplianceMarketing & brand
42
STRATEGIC PLANNING GROUP, INC. notice-filed in RI. IAPD ↗
$198.9M RAUM · 2 reps · 781-444-9010 · spg1.net
ComplianceMarketing & brand
42
ECONOLOGICS FINANCIAL ADVISORS notice-filed in MO. IAPD ↗
$140.8M RAUM · 6 reps · 727-588-1540 · practicetransitionassessment.com
ComplianceMarketing & brand
42
TOWNSEND WEALTH MANAGEMENT notice-filed in FL. IAPD ↗
$194.0M RAUM · 2 reps · 706-221-8200
ComplianceMarketing & brand
42
MICHAEL BRADY & CO., LLC notice-filed in GA. IAPD ↗
$248.6M RAUM · 2 reps · 440-235-2100
ComplianceMarketing & brand
42
ALPHA PLANNING AND FINANCIAL SERVICES, INC. notice-filed in FL. IAPD ↗
$112.8M RAUM · 2 reps · 440-519-0300 · alphaplanners.com
ComplianceMarketing & brand
42
EVEREST WEALTH MANAGEMENT notice-filed in NE. IAPD ↗
$237.4M RAUM · 1 reps · (913) 387-2017 · everestwealth.com
ComplianceMarketing & brand
42
BALL & COMPANY notice-filed in OR. IAPD ↗
$203.1M RAUM · 2 reps · 805-376-2779 · ballandcompany.com
ComplianceMarketing & brand
42
COSEY FINANCIAL SERVICES, INC. notice-filed in NC. IAPD ↗
$123.7M RAUM · 3 reps · 865-470-4244 · coseyfinancial.com
ComplianceMarketing & brand
42
ALPHAQ ADVISORS notice-filed in NJ. IAPD ↗
$90.6M RAUM · 2 reps · 407-982-4550
ComplianceMarketing & brand
42
NERAD + DEPPE WEALTH MANAGEMENT notice-filed in FL. IAPD ↗
$176.3M RAUM · 2 reps · 858-457-1325 · nd-wm.com
ComplianceMarketing & brand
42
IUR CAPITAL, LLC notice-filed in FL. IAPD ↗
$4.7M RAUM · 1 reps · 786-706-2595 · iurcapital.com
ComplianceMarketing & brand
42
INTEGRITY INVESTMENT ADVISORS notice-filed in NH. IAPD ↗
$168.0M RAUM · 2 reps · 303-549-4720
ComplianceMarketing & brand
42
SENTARA CAPITAL notice-filed in NE. IAPD ↗
$119.6M RAUM · 2 reps · (770) 509-5305 · sentaracapital.com
ComplianceMarketing & brand
42
SUSTAINVEST ASSET MANAGEMENT, LLC notice-filed in OR. IAPD ↗
$137.4M RAUM · 1 reps · 609-904-6028 · sustainvest.com
ComplianceMarketing & brand
42
INVARIANT INVESTMENT MANAGEMENT notice-filed in IN. IAPD ↗
$182.7M RAUM · 6 reps · (717) 317-9006 · invariantinvestments.com
ComplianceMarketing & brand
42
HIPPOCRATIC FINANCIAL ADVISORS notice-filed in IL. IAPD ↗
$229.0M RAUM · 5 reps · 866-447-2380 · hippocratic.com
ComplianceMarketing & brand
42
WRENNE FINANCIAL PLANNING LLC notice-filed in MN. IAPD ↗
$231.3M RAUM · 6 reps · 859-538-6044
ComplianceMarketing & brand
42
LDN WEALTH, LLC notice-filed in NH. IAPD ↗
$0 RAUM · 2 reps · (407) 567 1945
ComplianceMarketing & brand
42
COMPASS RETIREMENT GROUP LLC notice-filed in NC. IAPD ↗
$111.9M RAUM · 7 reps · 314-373-1598
ComplianceMarketing & brand
42
HARDING WEALTH, INC. notice-filed in IL. IAPD ↗
$162.1M RAUM · 2 reps · (602) 610-9545
ComplianceMarketing & brand
42
GREAT HILL ADVISORY notice-filed in CA. IAPD ↗
$218.4M RAUM · 2 reps · 516-500-1248 · greathilladvisory.com
ComplianceMarketing & brand
42
Q3 ADVISORS, LLC notice-filed in TN. IAPD ↗
$0 RAUM · 12 reps · 720-730-9892
ComplianceMarketing & brand
42
WAGER WEALTH MANAGEMENT AND FINANCIAL PLANNING LLC notice-filed in NV. IAPD ↗
$152.8M RAUM · 1 reps · 720-745-5010
ComplianceMarketing & brand
42
SMITH & WYATT notice-filed in PA. IAPD ↗
$207.5M RAUM · 8 reps · 979-431-5440
ComplianceMarketing & brand
42
COPPER LEAF FINANCIAL, LLC notice-filed in NY. IAPD ↗
$219.6M RAUM · 4 reps · 802-878-2731
ComplianceMarketing & brand
42
URBAN WEALTH MANAGEMENT OR UWM notice-filed in MD. IAPD ↗
$202.1M RAUM · 4 reps · 424-277-2260
ComplianceMarketing & brand
42
ACRYLIC FINANCIAL, INC. notice-filed in TN. IAPD ↗
$58.4M RAUM · 24 reps · 833-422-7954 · acrylicfinancial.com
ComplianceMarketing & brand
42
BONFIRE FINANCIAL, LLC notice-filed in IL. IAPD ↗
$234.0M RAUM · 4 reps · 719-394-3900 · bonfirefinancial.com
ComplianceMarketing & brand
42
SUNBEAM CAPITAL MANAGEMENT, LLC notice-filed in UT. IAPD ↗
$213.2M RAUM · 2 reps · (901) 229-2132
ComplianceMarketing & brand
42
SIGNET PRIVATE WEALTH, LLC notice-filed in CA. IAPD ↗
$189.7M RAUM · 4 reps · (312) 796-7546
ComplianceMarketing & brand
42
TOPTIER WEALTH MANAGEMENT notice-filed in NH. IAPD ↗
$175.7M RAUM · 2 reps · 262-989-8551 · toptierwealthmanagement.com
ComplianceMarketing & brand
42
INVERSSO, LLC notice-filed in TX. IAPD ↗
$362,700 RAUM · 1 reps · 347-748-1101 · inversso.com
ComplianceMarketing & brand
42
ACCESS SOFTEK ADVISORY SERVICES notice-filed in MA. IAPD ↗
$7.4M RAUM · 4 reps · 510-848-0606 · accesssoftek.com
ComplianceMarketing & brand
42
21PEAKS CAPITAL MANAGEMENT, LLC notice-filed in CO. IAPD ↗
$618,799 RAUM · 5 reps · 833-948-6937
ComplianceMarketing & brand
42
PORTUS WEALTH ADVISORS, LLC notice-filed in PA. IAPD ↗
$204.1M RAUM · 3 reps · 704-936-0084
ComplianceMarketing & brand
42
AEGIS WEALTH MANAGEMENT, INC. notice-filed in MD. IAPD ↗
$176.0M RAUM · 31 reps · (833) 483-8383 · oakwayfinancial.com
ComplianceMarketing & brand
42
LEGADO WEALTH MANAGEMENT LLC notice-filed in FL. IAPD ↗
$51.0M RAUM · 1 reps · 212-697-3420 · legadowealth.com
ComplianceMarketing & brand
42
FARNAM FINANCIAL notice-filed in MN. IAPD ↗
$161.4M RAUM · 3 reps · (602) 603-4000 · farnamfinancial.com
ComplianceMarketing & brand
42
WINTER & ASSOCIATES, INC. notice-filed in NY. IAPD ↗
$179.7M RAUM · 4 reps · (651) 414-5000
ComplianceMarketing & brand
42
VILGA FINANCIAL PLANNING LLC notice-filed in NC. IAPD ↗
$124.7M RAUM · 2 reps · (201) 300-6097 · vilga.com
ComplianceMarketing & brand
42
NETWORTH ADVISORS, LLC notice-filed in OH. IAPD ↗
$185.4M RAUM · 6 reps · 724-746-3585
ComplianceMarketing & brand
42
CABIN ADVISORS, LLC notice-filed in NV. IAPD ↗
$133.6M RAUM · 14 reps · 913-933-3351 · financialarchitects.com
ComplianceMarketing & brand
42
LIGHTEDWAY ADVISORY SERVICES, INC. notice-filed in FL. IAPD ↗
$115.0M RAUM · 1 reps · 914-747-4717 · lightedwayadvisory.com
ComplianceMarketing & brand
42
DOWNSHIFT FINANCIAL notice-filed in FL. IAPD ↗
$214.7M RAUM · 3 reps · (720) 515-0564 · downshiftfinancial.com
ComplianceMarketing & brand
42
FINANCIAL DESIGNS WEALTH MANAGEMENT notice-filed in TX. IAPD ↗
$194.8M RAUM · 3 reps · 786-388-0070
ComplianceMarketing & brand
42
SIEBEN WEALTH PLANNING LLC notice-filed in CA. IAPD ↗
$161.2M RAUM · 2 reps · 612-720-4637 · blueoxwm.com
ComplianceMarketing & brand
42
NORTHSTAR INVESTMENT ADVISORY LLC notice-filed in WY. IAPD ↗
$0 RAUM · 9 reps · 708-306-9566
ComplianceMarketing & brand
42
RIDGELINE PRIVATE WEALTH notice-filed in AK. IAPD ↗
$172.8M RAUM · 4 reps · 480-779-0127
ComplianceMarketing & brand
42
OXFORD WEALTH GROUP, LLC notice-filed in AR. IAPD ↗
$235.9M RAUM · 8 reps · 407-495-2004
ComplianceMarketing & brand
42
ARRIEN INVESTMENTS, INC. notice-filed in NH. IAPD ↗
$226.6M RAUM · 3 reps · (208) 338-1520 · arrieninvestments.com
ComplianceMarketing & brand
42
BURR FINANCIAL SERVICES, LLC notice-filed in LA. IAPD ↗
$155.4M RAUM · 3 reps · 925-676-6007
ComplianceMarketing & brand
42
MOORE WEALTH notice-filed in WV. IAPD ↗
$156.9M RAUM · 5 reps · (301) 631-1207 · moorewealthinc.com
ComplianceMarketing & brand
42
HYJC CAPITAL OF WNY notice-filed in LA. IAPD ↗
$59.8M RAUM · 2 reps · 585-261-4435 · hywealthmanagement.com
ComplianceMarketing & brand
42
AVISE FINANCIAL notice-filed in CO. IAPD ↗
$169.4M RAUM · 6 reps · 310-807-5778
ComplianceMarketing & brand
42
SWIFTWATER CAPITAL notice-filed in WA. IAPD ↗
$170.9M RAUM · 1 reps · 971-453-0130 · swiftwater.capital
ComplianceMarketing & brand
42
CATALYST WEALTH MANAGEMENT LLC notice-filed in AK. IAPD ↗
$105.0M RAUM · 16 reps · 832-657-7735
ComplianceMarketing & brand
42
HOLOS INTEGRATED WEALTH notice-filed in WI. IAPD ↗
$233.1M RAUM · 3 reps · 484-893-4599
ComplianceMarketing & brand
42
KINGWOOD INVESTMENT GROUP notice-filed in NY. IAPD ↗
$120.1M RAUM · 4 reps · 281-359-7900 · thekig.com
ComplianceMarketing & brand
42
KILTER GROUP notice-filed in KS. IAPD ↗
$202.1M RAUM · 4 reps · 646-438-6557 · kiltergroup.com
ComplianceMarketing & brand
42
WURZ FINANCIAL SERVICES, LLC notice-filed in GA. IAPD ↗
$117.0M RAUM · 2 reps · 859-291-9879 · lawyermillionaire.com
ComplianceMarketing & brand
42
TRUNORTH FINANCIAL LLC notice-filed in PA. IAPD ↗
$39.0M RAUM · 1 reps · 845-741-7150
ComplianceMarketing & brand
42
PARK SQUARE FINANCIAL GROUP LLC notice-filed in CO. IAPD ↗
$218.6M RAUM · 4 reps · 770-641-1401
ComplianceMarketing & brand
42
MARTINSEN WEALTH MANAGEMENT notice-filed in VA. IAPD ↗
$143.2M RAUM · 7 reps · 480-550-6556 · 5wbook.com
ComplianceMarketing & brand
42
BASTION FIDUCIARY notice-filed in NY. IAPD ↗
$145.3M RAUM · 6 reps · (786) 706-6651 · lastbastion.com
ComplianceMarketing & brand
42
HUFFMAN & ROSS WEALTH MANAGEMENT LLC notice-filed in LA. IAPD ↗
$210.0M RAUM · 2 reps · 304-241-4478 · huffmanross.com
ComplianceMarketing & brand
42
HANOVER SQUARE WEALTH ADVISORS LLC notice-filed in FL. IAPD ↗
$101.6M RAUM · 1 reps · 336-444-2680 · hanoversquarewa.com
ComplianceMarketing & brand
42
OMEN ADVISORY, LLC notice-filed in NY. IAPD ↗
$36,000 RAUM · 1 reps · 330-583-4914
ComplianceMarketing & brand
42
HARVEST - FAITH-BASED INVESTING notice-filed in TX. IAPD ↗
$0 RAUM · 1 reps · (872) 242-4689 · harvest-app.co
ComplianceMarketing & brand
42
STILLWATER PRIVATE WEALTH notice-filed in SC. IAPD ↗
$0 RAUM · 2 reps · 6102910232 · swprivatewealth.com
ComplianceMarketing & brand
42
GUDORF FINANCIAL GROUP, LLC notice-filed in TX. IAPD ↗
$0 RAUM · 2 reps · (937) 898-5430 · gudorffinancial.com
ComplianceMarketing & brand
39
NEWFOUND RESEARCH LLC notice-filed in NY, WA. IAPD ↗institutional
$1.11B RAUM · 1 reps · (617) 531-9773 · blog.thinknewfound.com
ComplianceMarketing & brand
37
CERITY PARTNERS RETIREMENT PLAN CONSULTANTS notice-filed in HI. IAPD ↗institutional
$18.95B RAUM · 68 reps · 212-850-4260
ComplianceMarketing & brand
37
NEWFRONT RETIREMENT SERVICES, INC. notice-filed in NV. IAPD ↗institutional
$1.04B RAUM · 25 reps · 415-754-3635 · newfront.com
ComplianceMarketing & brand
37
NELSON CAPITAL ADVISORS notice-filed in TX. IAPD ↗institutional
$1.36B RAUM · 1 reps · 207-420-2442
ComplianceMarketing & brand
36
CAPITAL CLIENT GROUP, INC. notice-filed in MN, NC, OH. IAPD ↗institutional
$0 RAUM · 699 reps · 213-486-9200 · sponsor-capitalgroup.retirementpartner.com
ComplianceMarketing & brand
34
RETIREMENT RESEARCHER, LLC notice-filed in KY, UT. IAPD ↗institutional
$0 RAUM · 2 reps · 833-828-9811
ComplianceMarketing & brand
32
USA MUTUALS ADVISORS, INC. notice-filed in MA. IAPD ↗institutional
$73.7M RAUM · 2 reps · (312) 714-5596 · usamutuals.com (portal to fund sites)
ComplianceMarketing & brand
32
BENEFIT STREET PARTNERS L.L.C. notice-filed in TX. IAPD ↗fund
$27.89B RAUM · 115 reps · 212-588-6770
ComplianceMarketing & brand
32
MARINER WEALTH notice-filed in AR. IAPD ↗institutional
$0 RAUM · 50 reps · 913-904-5700 · mariner.com
ComplianceMarketing & brand
32
LMR PARTNERS LLC notice-filed in TN. IAPD ↗fund
$77.25B RAUM · 42 reps · 6468915738 · lmrpartners.com
ComplianceMarketing & brand
32
COLLABORATIVE FUND ADVISORS notice-filed in NC. IAPD ↗institutional
$144.8M RAUM · 7 reps · 203-629-3300 · anydrusfunds.com
ComplianceMarketing & brand
32
PSP RESEARCH LLC notice-filed in NV. IAPD ↗institutional
$178.6M RAUM · 1 reps · 617-483-5981
ComplianceMarketing & brand
30
OPALEYE MANAGEMENT INC. notice-filed in NY. IAPD ↗fund
$802.8M RAUM · 4 reps · 617-229-5085
ComplianceMarketing & brand
27
1207 CAPITAL GROUP, LLC notice-filed in AK. IAPD ↗fund
$138.0M RAUM · 4 reps · 312-690-6201 · cimarrongrp.com
ComplianceMarketing & brand
14
WELLINGTON-ALTUS USA INC. notice-filed in AZ, OH. IAPD ↗foreign
$146.2M RAUM · 58 reps · 888-315-8729
ComplianceMarketing & brand
aum up — 338 Regulatory AUM up >=25% since last filing.
75
ALPHA ARCHITECT reported RAUM up 86% ($7.27B -> $13.50B). IAPD ↗
$13.50B RAUM · 5 reps · +1.215.882.9983
Portfolio / reporting / TAMPCRMFinancial planning software
75
FOCUS PARTNERS WEALTH, LLC reported RAUM up 90% ($95.89B -> $181.86B). IAPD ↗
$181.86B RAUM · 1025 reps · (314) 725-0455
Portfolio / reporting / TAMPCRMFinancial planning software
75
LRI INVESTMENTS reported RAUM up 98% ($1.40B -> $2.78B). IAPD ↗
$2.78B RAUM · 31 reps · 561-323-2265
Portfolio / reporting / TAMPCRMFinancial planning software
73
AIS CAPITAL MANAGEMENT L.P. reported RAUM up 96% ($183.2M -> $358.3M). IAPD ↗
$358.3M RAUM · 1 reps · 203-563-1180 · aisgroup.com
Portfolio / reporting / TAMPCRMFinancial planning software
73
REVERE ASSET reported RAUM up 88% ($216.8M -> $407.9M). IAPD ↗
$407.9M RAUM · 5 reps · 855-732-5932 · revereasset.com
Portfolio / reporting / TAMPCRMFinancial planning software
73
TENCAP WEALTH COACHING reported RAUM up 143% ($117.2M -> $285.0M). IAPD ↗
$285.0M RAUM · 7 reps · (801) 221-2956
Portfolio / reporting / TAMPCRMFinancial planning software
73
DAVIDSON KAHN CAPITAL MANAGEMENT, LLC reported RAUM up 93% ($215.2M -> $415.5M). IAPD ↗
$415.5M RAUM · 3 reps · (310) 928-8192
Portfolio / reporting / TAMPCRMFinancial planning software
73
NINEPOINTTWO CAPITAL LLC reported RAUM up 88% ($167.1M -> $314.8M). IAPD ↗
$314.8M RAUM · 2 reps · 323-486-3600
Portfolio / reporting / TAMPCRMFinancial planning software
73
ALIGN FINANCIAL, LLC reported RAUM up 327% ($101.5M -> $433.7M). IAPD ↗
$433.7M RAUM · 5 reps · 218-336-2506 · align.financial
Portfolio / reporting / TAMPCRMFinancial planning software
73
J.R. PRUNIER CAPITAL MANAGEMENT LLC reported RAUM up 223% ($126.2M -> $407.0M). IAPD ↗
$407.0M RAUM · 2 reps · 508-756-8080 · jrprunier.com
Portfolio / reporting / TAMPCRMFinancial planning software
73
MDRN CAPITAL reported RAUM up 111% ($160.9M -> $338.6M). IAPD ↗
$338.6M RAUM · 22 reps · 410-533-9966
Portfolio / reporting / TAMPCRMFinancial planning software
73
FRIDAY FINANCIAL reported RAUM up 94% ($210.5M -> $409.3M). IAPD ↗
$409.3M RAUM · 6 reps · (563) 552-7526
Portfolio / reporting / TAMPCRMFinancial planning software
73
MARKET INVESTMENT GROUP, LLC reported RAUM up 230% ($126.1M -> $416.4M). IAPD ↗
$416.4M RAUM · 19 reps · 316-252-8707 · retirementhelp.com
Portfolio / reporting / TAMPCRMFinancial planning software
72
AARON WEALTH ADVISORS reported RAUM up 64% ($2.61B -> $4.29B). IAPD ↗
$4.29B RAUM · 9 reps · 312-506-5780 · aaronwealth.com
Portfolio / reporting / TAMPCRMFinancial planning software
72
SYNCHRONOUS WEALTH ADVISORS LLC reported RAUM up 75% ($163.6M -> $286.1M). IAPD ↗
$286.1M RAUM · 4 reps · (805) 697-5430 · synchronouswealth.com
Portfolio / reporting / TAMPCRMFinancial planning software
71
TAYLOR SECURITIES SERVICES, INC. reported RAUM up 65% ($152.9M -> $252.5M). IAPD ↗
$252.5M RAUM · 4 reps · 717-232-5808 · taylorretirementservices.com
Portfolio / reporting / TAMPCRMFinancial planning software
71
DORADO WEALTH MANAGEMENT LLC reported RAUM up 67% ($160.9M -> $268.8M). IAPD ↗
$268.8M RAUM · 2 reps · 516-695-6114
Portfolio / reporting / TAMPCRMFinancial planning software
71
COVE PRIVATE WEALTH, LLC reported RAUM up 69% ($269.9M -> $455.5M). IAPD ↗
$455.5M RAUM · 2 reps · 516-588-1123 · coveprivatewealth.com
Portfolio / reporting / TAMPCRMFinancial planning software
70
SAPERSTON LEGACY ADVISORS, INC. reported RAUM up 218% ($56.9M -> $180.8M). IAPD ↗
$180.8M RAUM · 4 reps · 716-649-9800 · saperston.com
Portfolio / reporting / TAMPCRMFinancial planning software
70
HALBERT WEALTH MANAGEMENT, INC reported RAUM up 190% ($72.8M -> $211.2M). IAPD ↗
$211.2M RAUM · 4 reps · 512-263-3800 · halbertwealth.com
Portfolio / reporting / TAMPCRMFinancial planning software
70
FINANCIAL ELEMENTS, INC reported RAUM up 89% ($102.1M -> $192.6M). IAPD ↗
$192.6M RAUM · 1 reps · 847-496-4179
Portfolio / reporting / TAMPCRMFinancial planning software
70
CLEVERALPHA reported RAUM up 89% ($15.0M -> $28.3M). IAPD ↗
$28.3M RAUM · 2 reps · 310-293-7837 · cleveralpha.com
Portfolio / reporting / TAMPCRMFinancial planning software
70
LEGADO WEALTH MANAGEMENT LLC reported RAUM up 101% ($25.4M -> $51.0M). IAPD ↗
$51.0M RAUM · 1 reps · 212-697-3420 · legadowealth.com
Portfolio / reporting / TAMPCRMFinancial planning software
70
ST BERNARD ASSET MANAGEMENT, INC. reported RAUM up 111% ($13.0M -> $27.4M). IAPD ↗
$27.4M RAUM · 1 reps · 479-967-1200 · stbernardam.com
Portfolio / reporting / TAMPCRMFinancial planning software
70
DASTA INVESTMENTS LLC reported RAUM up 493% ($13.8M -> $81.8M). IAPD ↗
$81.8M RAUM · 2 reps · 732-910-5781
Portfolio / reporting / TAMPCRMFinancial planning software
70
SLP WEALTH reported RAUM up 118% ($29.2M -> $63.7M). IAPD ↗
$63.7M RAUM · 16 reps · (910) 315-0973 · slpwealth.com
Portfolio / reporting / TAMPCRMFinancial planning software
70
SILVERBERG BERNSTEIN CAPITAL MANAGEMENT reported RAUM up 63% ($173.4M -> $283.0M). IAPD ↗
$283.0M RAUM · 2 reps · 203-820-9107
Portfolio / reporting / TAMPCRMFinancial planning software
70
CATALYST WEALTH MANAGEMENT LLC reported RAUM up 120% ($47.7M -> $105.0M). IAPD ↗
$105.0M RAUM · 16 reps · 832-657-7735
Portfolio / reporting / TAMPCRMFinancial planning software
70
LC VERO MANAGER reported RAUM up 192% ($70.3M -> $205.6M). IAPD ↗
$205.6M RAUM · 3 reps · 917-657-5639 · verocapital.com
Portfolio / reporting / TAMPCRMFinancial planning software
69
REAVES ASSET MANAGEMENT reported RAUM up 45% ($4.09B -> $5.94B). IAPD ↗
$5.94B RAUM · 7 reps · 201-332-4596 · reavesassetmanagement.com
Portfolio / reporting / TAMPCRMFinancial planning software
69
KERSHNER, GROSSO & CO. reported RAUM up 57% ($524.7M -> $825.5M). IAPD ↗
$825.5M RAUM · 6 reps · 518-584-2600 · kershnergrosso.com
Portfolio / reporting / TAMPCRMFinancial planning software
69
DESERT ROSE CAPITAL MANAGEMENT, INC. reported RAUM up 71% ($112.7M -> $192.1M). IAPD ↗
$192.1M RAUM · 10 reps · 208 297-2710 · desertrosecapital.com
Portfolio / reporting / TAMPCRMFinancial planning software
69
CWM, LLC reported RAUM up 50% ($33.78B -> $50.58B). IAPD ↗
$50.58B RAUM · 472 reps · 402-330-0808
Portfolio / reporting / TAMPCRMFinancial planning software
69
ALPHACORE CAPITAL LLC reported RAUM up 49% ($6.06B -> $9.03B). IAPD ↗
$9.03B RAUM · 69 reps · 858-875-4100 · alphacore.com
Portfolio / reporting / TAMPCRMFinancial planning software
69
STRATEGIC WEALTH GROUP reported RAUM up 49% ($1.03B -> $1.54B). IAPD ↗
$1.54B RAUM · 24 reps · 952-843-4944
Portfolio / reporting / TAMPCRMFinancial planning software
69
GAMMA ASSET MANAGEMENT LLC reported RAUM up 58% ($269.2M -> $424.8M). IAPD ↗
$424.8M RAUM · 8 reps · 787-957-3260 · gammaam.com
Portfolio / reporting / TAMPCRMFinancial planning software
69
BROWNLEE WEALTH MANAGEMENT reported RAUM up 57% ($295.8M -> $465.3M). IAPD ↗
$465.3M RAUM · 5 reps · 281-377-3170
Portfolio / reporting / TAMPCRMFinancial planning software
69
WEDMONT PRIVATE CAPITAL reported RAUM up 45% ($2.37B -> $3.44B). IAPD ↗
$3.44B RAUM · 11 reps · (610) 885-8200 · wedmont.com
Portfolio / reporting / TAMPCRMFinancial planning software
69
LFG WEALTH PARTNERS, LLC reported RAUM up 70% ($112.0M -> $190.7M). IAPD ↗
$190.7M RAUM · 7 reps · 877-573-2043
Portfolio / reporting / TAMPCRMFinancial planning software
68
OVERRIDGE WEALTH ADVISORS reported RAUM up 55% ($238.2M -> $368.2M). IAPD ↗
$368.2M RAUM · 9 reps · 817-738-1451
Portfolio / reporting / TAMPCRMFinancial planning software
68
ACTIVEST WEALTH MANAGEMENT, LLC reported RAUM up 44% ($1.02B -> $1.46B). IAPD ↗
$1.46B RAUM · 12 reps · 954-399-8121 · activestwm.com
Portfolio / reporting / TAMPCRMFinancial planning software
68
ONE ADVISORY PARTNERS, LLC reported RAUM up 52% ($243.3M -> $369.5M). IAPD ↗
$369.5M RAUM · 9 reps · 913-663-2376 · oneretirement.com
Portfolio / reporting / TAMPCRMFinancial planning software
68
LESTER FINANCIAL GROUP, LLC reported RAUM up 51% ($264.1M -> $398.6M). IAPD ↗
$398.6M RAUM · 4 reps · 217-356-6533 · lesterfinancialgroup.com
Portfolio / reporting / TAMPCRMFinancial planning software
68
MOSLEY WEALTH MANAGEMENT, INC. reported RAUM up 51% ($185.1M -> $279.5M). IAPD ↗
$279.5M RAUM · 10 reps · (714) 421-4288
Portfolio / reporting / TAMPCRMFinancial planning software
68
MATRIARCH WEALTH MANAGEMENT, LLC reported RAUM up 52% ($176.1M -> $267.3M). IAPD ↗
$267.3M RAUM · 2 reps · (973)979-7609
Portfolio / reporting / TAMPCRMFinancial planning software
68
STEINBERGANNA WEALTH MANAGEMENT LLC reported RAUM up 55% ($320.9M -> $496.4M). IAPD ↗
$496.4M RAUM · 2 reps · 631-271-6160 · steinberganna.com
Portfolio / reporting / TAMPCRMFinancial planning software
67
MASLOW WEALTH ADVISORS reported RAUM up 38% ($2.07B -> $2.84B). IAPD ↗
$2.84B RAUM · 16 reps · 512-610-6930
Portfolio / reporting / TAMPCRMFinancial planning software
67
INTREPID CAPITAL MANAGEMENT INC reported RAUM up 37% ($1.19B -> $1.62B). IAPD ↗
$1.62B RAUM · 9 reps · 904-246-3433
Portfolio / reporting / TAMPCRMFinancial planning software
67
PIONEER WEALTH MANAGEMENT GROUP reported RAUM up 46% ($273.7M -> $399.2M). IAPD ↗
$399.2M RAUM · 9 reps · 512-334-6800
Portfolio / reporting / TAMPCRMFinancial planning software
67
PURE FINANCIAL ADVISORS, LLC reported RAUM up 38% ($8.02B -> $11.05B). IAPD ↗
$11.05B RAUM · 76 reps · 866-876-7873
Portfolio / reporting / TAMPCRMFinancial planning software
67
RSD ADVISORS reported RAUM up 62% ($48.3M -> $78.1M). IAPD ↗
$78.1M RAUM · 1 reps · 347-689-2237 · rsdadvisors.net
Portfolio / reporting / TAMPCRMFinancial planning software
67
KIKER WEALTH MANAGEMENT, LLC reported RAUM up 47% ($268.6M -> $395.1M). IAPD ↗
$395.1M RAUM · 4 reps · 706-253-7285 · kikerwealth.com
Portfolio / reporting / TAMPCRMFinancial planning software
67
COIGN CAPITAL ADVISORS LLC reported RAUM up 47% ($321.0M -> $472.9M). IAPD ↗
$472.9M RAUM · 6 reps · 801-676-4570 · coigncapital.com
Portfolio / reporting / TAMPCRMFinancial planning software
67
CLIENT FIRST INVESTMENT MANAGEMENT LLC reported RAUM up 47% ($184.4M -> $271.9M). IAPD ↗
$271.9M RAUM · 6 reps · 262-335-1700
Portfolio / reporting / TAMPCRMFinancial planning software
67
ELEMENTAL CAPITAL PARTNERS LLC reported RAUM up 65% ($117.2M -> $193.1M). IAPD ↗
$193.1M RAUM · 1 reps · 415-320-6647
Portfolio / reporting / TAMPCRMFinancial planning software
67
FEFA FINANCIAL reported RAUM up 48% ($294.8M -> $435.3M). IAPD ↗
$435.3M RAUM · 24 reps · (314) 530-0500
Portfolio / reporting / TAMPCRMFinancial planning software
67
COVINGTONALSINA reported RAUM up 49% ($189.3M -> $282.9M). IAPD ↗
$282.9M RAUM · 5 reps · (904) 449-7326
Portfolio / reporting / TAMPCRMFinancial planning software
67
CAPITAL SQUARED FINANCIAL LLC reported RAUM up 63% ($122.1M -> $198.7M). IAPD ↗
$198.7M RAUM · 2 reps · 240-600-1678 · csqfinancial.com
Portfolio / reporting / TAMPCRMFinancial planning software
67
CARROLL ADVISORY GROUP reported RAUM up 50% ($227.6M -> $341.1M). IAPD ↗
$341.1M RAUM · 4 reps · 903-793-4014 · carrolladvisory.com
Portfolio / reporting / TAMPCRMFinancial planning software
67
HUFFMAN & ROSS WEALTH MANAGEMENT LLC reported RAUM up 63% ($129.2M -> $210.0M). IAPD ↗
$210.0M RAUM · 2 reps · 304-241-4478 · huffmanross.com
Portfolio / reporting / TAMPCRMFinancial planning software
66
PATHWAYS ADVISORY GROUP, INC. reported RAUM up 41% ($275.7M -> $388.5M). IAPD ↗
$388.5M RAUM · 4 reps · 559-431-4700 · pathwaysadvisorygroup.com
Portfolio / reporting / TAMPCRMFinancial planning software
66
COMMERCE ADVISORS, LLC reported RAUM up 43% ($236.6M -> $337.9M). IAPD ↗
$337.9M RAUM · 4 reps · 901-260-6050 · commerceholdingsllc.com
Portfolio / reporting / TAMPCRMFinancial planning software
66
ALLIED INVESTMENT ADVISORS LLC reported RAUM up 31% ($1.13B -> $1.49B). IAPD ↗
$1.49B RAUM · 11 reps · 406-839-2037 · alliedinvest.net
Portfolio / reporting / TAMPCRMFinancial planning software
66
RMR WEALTH BUILDERS, INC. reported RAUM up 31% ($2.20B -> $2.89B). IAPD ↗
$2.89B RAUM · 49 reps · (201) 836-2460
Portfolio / reporting / TAMPCRMFinancial planning software
66
EXCEED ADVISORY LLC reported RAUM up 55% ($76.7M -> $119.2M). IAPD ↗
$119.2M RAUM · 2 reps · 646-580-7046 · exceedinvestments.com
Portfolio / reporting / TAMPCRMFinancial planning software
66
B.O.S.S. RETIREMENT ADVISORS, LLC reported RAUM up 30% ($1.06B -> $1.38B). IAPD ↗
$1.38B RAUM · 49 reps · 801-990-5055
Portfolio / reporting / TAMPCRMFinancial planning software
66
JOHNSON BRUNETTI reported RAUM up 32% ($2.11B -> $2.78B). IAPD ↗
$2.78B RAUM · 36 reps · 860-372-4800
Portfolio / reporting / TAMPCRMFinancial planning software
66
FALCON WEALTH PLANNING, INC. reported RAUM up 34% ($1.16B -> $1.55B). IAPD ↗
$1.55B RAUM · 23 reps · 855-963-2526
Portfolio / reporting / TAMPCRMFinancial planning software
66
SUNPOINTE INVESTMENTS reported RAUM up 41% ($559.2M -> $790.7M). IAPD ↗
$790.7M RAUM · 11 reps · (314) 880-0821 · sunpointeinvestments.com
Portfolio / reporting / TAMPCRMFinancial planning software
66
THE FIDUCIARY ALLIANCE reported RAUM up 31% ($1.92B -> $2.53B). IAPD ↗
$2.53B RAUM · 45 reps · 864-385-7999
Portfolio / reporting / TAMPCRMFinancial planning software
66
ELLERBROCK-NORRIS WEALTH STRATEGIES LLC reported RAUM up 55% ($110.6M -> $171.6M). IAPD ↗
$171.6M RAUM · 3 reps · (402) 884-1320 · en-ws.com
Portfolio / reporting / TAMPCRMFinancial planning software
66
VAN CLEMENS WEALTH MANAGEMENT, LLC reported RAUM up 44% ($327.2M -> $470.4M). IAPD ↗
$470.4M RAUM · 24 reps · 612-758-9140 · vanclemens.com
Portfolio / reporting / TAMPCRMFinancial planning software
66
OATH PLANNING, LLC reported RAUM up 42% ($200.6M -> $284.7M). IAPD ↗
$284.7M RAUM · 6 reps · 888-534-4330
Portfolio / reporting / TAMPCRMFinancial planning software
66
CIMARRON WEALTH MANAGEMENT, INC. reported RAUM up 42% ($230.5M -> $327.3M). IAPD ↗
$327.3M RAUM · 6 reps · 970-249-9882
Portfolio / reporting / TAMPCRMFinancial planning software
66
PALLAS CAPITAL ADVISORS, LLC reported RAUM up 35% ($3.20B -> $4.31B). IAPD ↗
$4.31B RAUM · 23 reps · (781) 971-5052 · pallascapitaladvisors.com
Portfolio / reporting / TAMPCRMFinancial planning software
66
ONE + ONE WEALTH MANAGEMENT, LLC reported RAUM up 41% ($270.9M -> $383.0M). IAPD ↗
$383.0M RAUM · 5 reps · 561-972-4913 · oneplusonewealth.com
Portfolio / reporting / TAMPCRMFinancial planning software
66
BULMAN WEALTH GROUP reported RAUM up 41% ($200.6M -> $283.0M). IAPD ↗
$283.0M RAUM · 7 reps · 916-458-8199 · bulmanwealth.com
Portfolio / reporting / TAMPCRMFinancial planning software
66
LUMINVEST WEALTH MANAGEMENT LLC reported RAUM up 41% ($281.7M -> $398.0M). IAPD ↗
$398.0M RAUM · 2 reps · 480-300-0062
Portfolio / reporting / TAMPCRMFinancial planning software
66
TRIBRIDGE PARTNERS FINANCIAL LLC reported RAUM up 33% ($1.20B -> $1.60B). IAPD ↗
$1.60B RAUM · 8 reps · 240-422-8799 · tribridgepartnersfinancial.com
Portfolio / reporting / TAMPCRMFinancial planning software
66
COBBLESTONE ASSET MANAGEMENT reported RAUM up 43% ($180.8M -> $258.9M). IAPD ↗
$258.9M RAUM · 2 reps · 804-272-8272
Portfolio / reporting / TAMPCRMFinancial planning software
66
PLAN TO PROSPER WEALTH MANAGEMENT reported RAUM up 57% ($149.1M -> $234.3M). IAPD ↗
$234.3M RAUM · 2 reps · 386-271-2127 · myplantoprosper.com
Portfolio / reporting / TAMPCRMFinancial planning software
66
ADAPT WEALTH ADVISORS, LLC reported RAUM up 43% ($327.8M -> $469.2M). IAPD ↗
$469.2M RAUM · 10 reps · 404-594-5559 · adaptwealthadvisors.com
Portfolio / reporting / TAMPCRMFinancial planning software
65
FISHER INVESTMENTS reported RAUM up 29% ($298.73B -> $386.67B). IAPD ↗
$386.67B RAUM · 1948 reps · 800-851-8845 · fishercareers.com
Portfolio / reporting / TAMPCRMFinancial planning software
65
PACIFIC HEIGHTS ASSET MANAGEMENT, LLC reported RAUM up 84% ($3.96B -> $7.27B). IAPD ↗institutional
$7.27B RAUM · 2 reps · 415-398-8000
Portfolio / reporting / TAMPCRMFinancial planning software
65
HBE WEALTH MANAGEMENT, LLC reported RAUM up 38% ($201.2M -> $277.4M). IAPD ↗
$277.4M RAUM · 5 reps · 402-423-4343
Portfolio / reporting / TAMPCRMFinancial planning software
65
ARAX ADVISORY PARTNERS reported RAUM up 26% ($8.96B -> $11.30B). IAPD ↗
$11.30B RAUM · 55 reps · 303-633-5900 · kleinhenzwealth.com
Portfolio / reporting / TAMPCRMFinancial planning software
65
ALPHAQ ADVISORS reported RAUM up 52% ($59.5M -> $90.6M). IAPD ↗
$90.6M RAUM · 2 reps · 407-982-4550
Portfolio / reporting / TAMPCRMFinancial planning software
65
STRAIGHT PATH WEALTH MANAGEMENT reported RAUM up 36% ($348.0M -> $472.5M). IAPD ↗
$472.5M RAUM · 10 reps · 616-288-3670 · straightpathwealth.com
Portfolio / reporting / TAMPCRMFinancial planning software
65
VISIONARY HORIZONS, LLC reported RAUM up 36% ($291.4M -> $396.7M). IAPD ↗
$396.7M RAUM · 12 reps · 865-675-8496
Portfolio / reporting / TAMPCRMFinancial planning software
65
EXCHANGE TRADED CONCEPTS, LLC reported RAUM up 126% ($10.17B -> $22.95B). IAPD ↗institutional
$22.95B RAUM · 13 reps · 405-778-8377
Portfolio / reporting / TAMPCRMFinancial planning software
65
AGF INVESTMENTS reported RAUM up 78% ($2.76B -> $4.92B). IAPD ↗institutional
$4.92B RAUM · 23 reps · 617-292-9804
Portfolio / reporting / TAMPCRMFinancial planning software
65
COVENANT WEALTH ADVISORS reported RAUM up 39% ($653.0M -> $909.6M). IAPD ↗
$909.6M RAUM · 12 reps · (804) 729-5265
Portfolio / reporting / TAMPCRMFinancial planning software
65
ACCUMULUS CAPITAL MANAGEMENT, LLC reported RAUM up 30% ($1.34B -> $1.74B). IAPD ↗
$1.74B RAUM · 7 reps · 212-490-7570 · accumuluscapital.com
Portfolio / reporting / TAMPCRMFinancial planning software
65
GREENLINE PARTNERS reported RAUM up 27% ($1.10B -> $1.41B). IAPD ↗
$1.41B RAUM · 3 reps · 646-470-8714 · glinepartners.com
Portfolio / reporting / TAMPCRMFinancial planning software
65
ROYAL OAK FINANCIAL GROUP reported RAUM up 39% ($263.0M -> $366.0M). IAPD ↗
$366.0M RAUM · 0 reps · 614-842-6090 · royaloakfinancialgroup.com
Portfolio / reporting / TAMPCRMFinancial planning software
65
YFP WEALTH reported RAUM up 50% ($35.4M -> $53.2M). IAPD ↗
$53.2M RAUM · 4 reps · 614-618-5901
Portfolio / reporting / TAMPCRMFinancial planning software
65
MARTIN WEALTH SOLUTIONS reported RAUM up 36% ($276.6M -> $377.1M). IAPD ↗
$377.1M RAUM · 5 reps · 540-639-4810 · planwellretirehappy.com
Portfolio / reporting / TAMPCRMFinancial planning software
65
LEXAURUM ADVISORS reported RAUM up 26% ($1.01B -> $1.27B). IAPD ↗
$1.27B RAUM · 31 reps · 913-261-9316
Portfolio / reporting / TAMPCRMFinancial planning software
65
ONE DAY IN JULY LLC reported RAUM up 25% ($1.09B -> $1.36B). IAPD ↗
$1.36B RAUM · 13 reps · (802) 503-8280
Portfolio / reporting / TAMPCRMFinancial planning software
65
HIGHLINE WEALTH PARTNERS reported RAUM up 36% ($665.6M -> $907.9M). IAPD ↗
$907.9M RAUM · 15 reps · 818-340-0157
Portfolio / reporting / TAMPCRMFinancial planning software
65
180 WEALTH ADVISORS, LLC reported RAUM up 29% ($1.06B -> $1.36B). IAPD ↗
$1.36B RAUM · 6 reps · (253) 394-0720 · 180wealthadvisors.com
Portfolio / reporting / TAMPCRMFinancial planning software
65
CLASS VI FAMILY OFFICE, LLC reported RAUM up 26% ($1.19B -> $1.50B). IAPD ↗
$1.50B RAUM · 8 reps · 303-243-5619 · classvipartners.com
Portfolio / reporting / TAMPCRMFinancial planning software
65
AUTUMN GLORY PARTNERS, LLC reported RAUM up 35% ($552.9M -> $747.6M). IAPD ↗
$747.6M RAUM · 1 reps · 214-378-1212 · autumnglorypartners.com
Portfolio / reporting / TAMPCRMFinancial planning software
65
HEIRLOOM WEALTH MANAGEMENT LLC reported RAUM up 35% ($614.1M -> $829.3M). IAPD ↗
$829.3M RAUM · 17 reps · 720-328-2877 · heirloomwm.com
Portfolio / reporting / TAMPCRMFinancial planning software
65
MAIA WEALTH reported RAUM up 38% ($704.3M -> $973.0M). IAPD ↗
$973.0M RAUM · 36 reps · (720) 644-8803 · ifatoday.com
Portfolio / reporting / TAMPCRMFinancial planning software
65
THRASHER & CHAMBERS WEALTH MANAGEMENT, LLC reported RAUM up 51% ($100.0M -> $151.0M). IAPD ↗
$151.0M RAUM · 3 reps · 479-273-5333
Portfolio / reporting / TAMPCRMFinancial planning software
65
PASADENA PRIVATE WEALTH, LLC reported RAUM up 28% ($1.27B -> $1.62B). IAPD ↗
$1.62B RAUM · 8 reps · 626-993-9300 · pasadenaprivatewealth.com
Portfolio / reporting / TAMPCRMFinancial planning software
65
ROUNDHILL INVESTMENTS reported RAUM up 153% ($3.79B -> $9.59B). IAPD ↗institutional
$9.59B RAUM · 5 reps · 646-661-5441 · roundhillinvestments.com
Portfolio / reporting / TAMPCRMFinancial planning software
65
AXS INVESTMENTS LLC reported RAUM up 160% ($1.16B -> $3.02B). IAPD ↗institutional
$3.02B RAUM · 4 reps · 833-297-2587
Portfolio / reporting / TAMPCRMFinancial planning software
65
BUTTONWOOD WEALTH reported RAUM up 39% ($306.9M -> $425.3M). IAPD ↗
$425.3M RAUM · 6 reps · 540-662-5233
Portfolio / reporting / TAMPCRMFinancial planning software
65
NORTHBRIDGE FINANCIAL GROUP, LLC reported RAUM up 35% ($305.6M -> $413.1M). IAPD ↗
$413.1M RAUM · 7 reps · (813) 877-8000
Portfolio / reporting / TAMPCRMFinancial planning software
65
HENRY BRAGG & CO. reported RAUM up 37% ($342.2M -> $468.7M). IAPD ↗
$468.7M RAUM · 2 reps · 713-393-9444
Portfolio / reporting / TAMPCRMFinancial planning software
65
WATERSHED PRIVATE WEALTH reported RAUM up 37% ($302.0M -> $413.7M). IAPD ↗
$413.7M RAUM · 3 reps · 630-478-0195 · watershedprivatewealth.com
Portfolio / reporting / TAMPCRMFinancial planning software
65
DAYMARK WEALTH PARTNERS, LLC reported RAUM up 28% ($3.94B -> $5.04B). IAPD ↗
$5.04B RAUM · 21 reps · 513-838-2520 · music.amazon.com
Portfolio / reporting / TAMPCRMFinancial planning software
65
ALPINVEST PRIVATE EQUITY INVESTMENT MANAGEMENT, LLC reported RAUM up 231% ($1.35B -> $4.47B). IAPD ↗institutional
$4.47B RAUM · 127 reps · 646-735-4293 · ir.carlyle.com
Portfolio / reporting / TAMPCRMFinancial planning software
65
MKT AND ASSOCIATES LLC reported RAUM up 37% ($275.5M -> $378.7M). IAPD ↗
$378.7M RAUM · 3 reps · 253-252-2359 · mktandassociates.com
Portfolio / reporting / TAMPCRMFinancial planning software
65
MINDSET WEALTH MANAGEMENT, LLC reported RAUM up 38% ($323.4M -> $445.5M). IAPD ↗
$445.5M RAUM · 4 reps · 317-348-4655 · mindsetwealthmanagement.com
Portfolio / reporting / TAMPCRMFinancial planning software
65
RAINIER FAMILY WEALTH, INC. reported RAUM up 39% ($237.7M -> $331.5M). IAPD ↗
$331.5M RAUM · 3 reps · 253-448-2107
Portfolio / reporting / TAMPCRMFinancial planning software
65
WALLEYE PARTNERS LLC reported RAUM up 38% ($201.1M -> $276.7M). IAPD ↗
$276.7M RAUM · 3 reps · (608) 332-8434 · walleyepartners.com
Portfolio / reporting / TAMPCRMFinancial planning software
64
ALLIANT SECURITIES, INC. TURNER, NORD, KIENBAUM reported RAUM up 32% ($226.5M -> $300.0M). IAPD ↗
$300.0M RAUM · 6 reps · 509-747-9144 · alliantsecurities.com
Portfolio / reporting / TAMPCRMFinancial planning software
64
INTEGRATED FINANCIAL SOLUTIONS, INC. reported RAUM up 34% ($226.6M -> $303.3M). IAPD ↗
$303.3M RAUM · 1 reps · 703-295-9200 · ifnadvisors.com
Portfolio / reporting / TAMPCRMFinancial planning software
64
ACCORDANT ADVISORY GROUP, INC. reported RAUM up 33% ($208.4M -> $278.0M). IAPD ↗
$278.0M RAUM · 2 reps · 410-348-1499 · planaccordingly.com
Portfolio / reporting / TAMPCRMFinancial planning software
64
PURKISS CAPITAL ADVISORS, LLC reported RAUM up 33% ($633.0M -> $842.2M). IAPD ↗
$842.2M RAUM · 4 reps · (203) 431-5862 · pcapadvisors.com
Portfolio / reporting / TAMPCRMFinancial planning software
64
FORTE ASSET MANAGEMENT, LLC reported RAUM up 32% ($239.3M -> $315.2M). IAPD ↗
$315.2M RAUM · 1 reps · 917-868-9104 · forteassets.com
Portfolio / reporting / TAMPCRMFinancial planning software
64
ATS WEALTH MANAGEMENT reported RAUM up 31% ($292.3M -> $383.6M). IAPD ↗
$383.6M RAUM · 4 reps · 858-643-5757 · atswealthmanagement.com
Portfolio / reporting / TAMPCRMFinancial planning software
64
GRIFFITHS, DREHER & EVANS, P.S., CPAS reported RAUM up 34% ($232.2M -> $311.4M). IAPD ↗
$311.4M RAUM · 10 reps · 509-326-4054 · jointhetwopercent.com
Portfolio / reporting / TAMPCRMFinancial planning software
64
TEEPLE SNYDER NEWSOME WEALTH & TAX MANAGEMENT reported RAUM up 32% ($217.9M -> $287.0M). IAPD ↗
$287.0M RAUM · 14 reps · 317-350-4255 · bedrockcpas.com
Portfolio / reporting / TAMPCRMFinancial planning software
64
NATURAL BRIDGES FINANCIAL ADVISORS reported RAUM up 47% ($106.3M -> $155.8M). IAPD ↗
$155.8M RAUM · 3 reps · 831-421-0700
Portfolio / reporting / TAMPCRMFinancial planning software
64
PRAIRIEWOOD WEALTH MANAGEMENT reported RAUM up 33% ($274.0M -> $365.4M). IAPD ↗
$365.4M RAUM · 4 reps · 701-234-0521
Portfolio / reporting / TAMPCRMFinancial planning software
64
MACROVIEW INVESTMENT MANAGEMENT LLC reported RAUM up 30% ($296.9M -> $387.1M). IAPD ↗
$387.1M RAUM · 4 reps · 301-907-6794 · macroviewim.com
Portfolio / reporting / TAMPCRMFinancial planning software
64
WELLMENT FINANCIAL reported RAUM up 32% ($237.1M -> $312.7M). IAPD ↗
$312.7M RAUM · 11 reps · 630-993-8200 · fsrwealth.com
Portfolio / reporting / TAMPCRMFinancial planning software
64
OCTAVIA INVESTMENTS LLC reported RAUM up 31% ($248.9M -> $327.0M). IAPD ↗
$327.0M RAUM · 1 reps · 775-241-8140 · octaviainvestments.com
Portfolio / reporting / TAMPCRMFinancial planning software
64
UPSTART WEALTH MANAGEMENT, LLC reported RAUM up 31% ($294.0M -> $385.9M). IAPD ↗
$385.9M RAUM · 4 reps · (415) 549-0646 · upstartwealth.com
Portfolio / reporting / TAMPCRMFinancial planning software
64
KEY CAPITAL MANAGEMENT, INC. reported RAUM up 34% ($293.0M -> $393.0M). IAPD ↗
$393.0M RAUM · 9 reps · 615-826-5749
Portfolio / reporting / TAMPCRMFinancial planning software
64
MIRAMONTES CAPITAL, LLC reported RAUM up 34% ($296.3M -> $396.9M). IAPD ↗
$396.9M RAUM · 8 reps · 1-800-460-1595 · miramontescapital.com
Portfolio / reporting / TAMPCRMFinancial planning software
64
INTEGRITY WEALTH SOLUTIONS LLC reported RAUM up 33% ($276.6M -> $369.0M). IAPD ↗
$369.0M RAUM · 2 reps · 3037165777
Portfolio / reporting / TAMPCRMFinancial planning software
64
CLEAR CREEK ADVISORS reported RAUM up 32% ($548.3M -> $722.5M). IAPD ↗
$722.5M RAUM · 9 reps · (720) 642-8348
Portfolio / reporting / TAMPCRMFinancial planning software
64
BIG INVESTMENT SERVICES reported RAUM up 31% ($283.0M -> $369.3M). IAPD ↗
$369.3M RAUM · 4 reps · 302-734-7526
Portfolio / reporting / TAMPCRMFinancial planning software
64
GRANT PRIVATE WEALTH MANAGEMENT reported RAUM up 47% ($133.9M -> $196.3M). IAPD ↗
$196.3M RAUM · 5 reps · 925-378-5000
Portfolio / reporting / TAMPCRMFinancial planning software
64
GK WEALTH MANAGEMENT LLC reported RAUM up 35% ($192.2M -> $258.8M). IAPD ↗
$258.8M RAUM · 5 reps · 775-354-6622 · gkwealthmanagement.com
Portfolio / reporting / TAMPCRMFinancial planning software
64
RIVERSEDGE ADVISORS reported RAUM up 31% ($708.4M -> $928.4M). IAPD ↗
$928.4M RAUM · 9 reps · 302-573-6864
Portfolio / reporting / TAMPCRMFinancial planning software
64
HARTMANN TAYLOR WEALTH MANAGEMENT, LLC reported RAUM up 31% ($194.4M -> $254.6M). IAPD ↗
$254.6M RAUM · 1 reps · 972-833-2684
Portfolio / reporting / TAMPCRMFinancial planning software
64
TOBERMAN BECKER WEALTH, LLC reported RAUM up 48% ($115.1M -> $170.8M). IAPD ↗
$170.8M RAUM · 3 reps · (314) 900-1404
Portfolio / reporting / TAMPCRMFinancial planning software
64
PHIL A. YOUNKER & ASSOCIATES, LTD. reported RAUM up 46% ($138.5M -> $202.2M). IAPD ↗
$202.2M RAUM · 2 reps · 907-452-4250 · pyounker.com
Portfolio / reporting / TAMPCRMFinancial planning software
64
WINCAP FINANCIAL LLC reported RAUM up 46% ($153.3M -> $223.1M). IAPD ↗
$223.1M RAUM · 6 reps · (617) 590-3250 · wincapfinancial.com
Portfolio / reporting / TAMPCRMFinancial planning software
64
OXENFREE FINANCIAL reported RAUM up 48% ($168.4M -> $249.8M). IAPD ↗
$249.8M RAUM · 8 reps · 321-722-7882
Portfolio / reporting / TAMPCRMFinancial planning software
64
LIFEGOAL INVESTMENTS, LLC reported RAUM up 31% ($271.0M -> $356.0M). IAPD ↗
$356.0M RAUM · 5 reps · 607-434-0742
Portfolio / reporting / TAMPCRMFinancial planning software
64
STONEPATH WEALTH MANAGEMENT reported RAUM up 33% ($225.8M -> $299.5M). IAPD ↗
$299.5M RAUM · 9 reps · (231) 668-6999
Portfolio / reporting / TAMPCRMFinancial planning software
64
BEACON CAPITAL ADVISORY GROUP reported RAUM up 47% ($151.7M -> $223.5M). IAPD ↗
$223.5M RAUM · 2 reps · 877-801-2322
Portfolio / reporting / TAMPCRMFinancial planning software
64
HORIZON WEALTH reported RAUM up 46% ($101.1M -> $147.2M). IAPD ↗
$147.2M RAUM · 4 reps · 303-777-7124 · myhorizonwealth.com
Portfolio / reporting / TAMPCRMFinancial planning software
63
BANYAN CAPITAL MANAGEMENT, INC. reported RAUM up 28% ($220.3M -> $281.7M). IAPD ↗
$281.7M RAUM · 2 reps · 770-951-2129
Portfolio / reporting / TAMPCRMFinancial planning software
63
DEMARS FINANCIAL GROUP LLC reported RAUM up 28% ($291.3M -> $374.0M). IAPD ↗
$374.0M RAUM · 3 reps · 509-536-9556 · demarsfinancial.com
Portfolio / reporting / TAMPCRMFinancial planning software
63
CARMEL CAPITAL MANAGEMENT L.L.C. reported RAUM up 26% ($310.7M -> $392.0M). IAPD ↗
$392.0M RAUM · 6 reps · 831-625-1375 · carmelcapital.com
Portfolio / reporting / TAMPCRMFinancial planning software
63
WHITCOMB & HESS, INC. reported RAUM up 29% ($381.4M -> $490.7M). IAPD ↗
$490.7M RAUM · 8 reps · 419-289-7007
Portfolio / reporting / TAMPCRMFinancial planning software
63
INVESTMENT PARTNERS ASSET MANAGEMENT reported RAUM up 26% ($263.8M -> $333.4M). IAPD ↗
$333.4M RAUM · 6 reps · 732-205-0391 · investmentpartners.com
Portfolio / reporting / TAMPCRMFinancial planning software
63
WMS ADVISORS, LLC reported RAUM up 27% ($221.4M -> $280.9M). IAPD ↗
$280.9M RAUM · 5 reps · 301-294-7804
Portfolio / reporting / TAMPCRMFinancial planning software
63
SUMMIT FINANCIAL WORKING WITH PEOPLE YOU TRUST reported RAUM up 42% ($122.1M -> $172.8M). IAPD ↗
$172.8M RAUM · 6 reps · 586-226-2100 · summitgivesback.com
Portfolio / reporting / TAMPCRMFinancial planning software
63
LEGACY INVESTMENT PARTNERS, LLC reported RAUM up 27% ($317.2M -> $403.1M). IAPD ↗
$403.1M RAUM · 3 reps · 913-696-1550 · legacyip.com
Portfolio / reporting / TAMPCRMFinancial planning software
63
NESTEGGS, INC. reported RAUM up 26% ($724.7M -> $911.3M). IAPD ↗
$911.3M RAUM · 9 reps · 904-348-3131 · nesteggs401k.com
Portfolio / reporting / TAMPCRMFinancial planning software
63
GUNDERSON CAPITAL MANAGEMENT reported RAUM up 26% ($315.3M -> $395.8M). IAPD ↗
$395.8M RAUM · 2 reps · 760-846-2046 · pwstreet.podbean.com
Portfolio / reporting / TAMPCRMFinancial planning software
63
BROAD REACH CAPITAL LLC reported RAUM up 43% ($126.0M -> $180.5M). IAPD ↗
$180.5M RAUM · 2 reps · 919-309-9325 · broadreachpartnersllc.com
Portfolio / reporting / TAMPCRMFinancial planning software
63
FREEDOM ADVISORY reported RAUM up 26% ($697.8M -> $880.6M). IAPD ↗
$880.6M RAUM · 6 reps · 787-792-3000
Portfolio / reporting / TAMPCRMFinancial planning software
63
SOLITUDE FINANCIAL SERVICES, INC. reported RAUM up 28% ($284.0M -> $363.5M). IAPD ↗
$363.5M RAUM · 6 reps · (434) 218-2201 · solitudefinancial.com
Portfolio / reporting / TAMPCRMFinancial planning software
63
BLUEPRINT INVESTING LLC reported RAUM up 26% ($346.6M -> $436.3M). IAPD ↗
$436.3M RAUM · 2 reps · 415-963-9815 · blueprintinvest.com
Portfolio / reporting / TAMPCRMFinancial planning software
63
MY PORTFOLIO GUIDE, LLC reported RAUM up 41% ($142.5M -> $201.0M). IAPD ↗
$201.0M RAUM · 2 reps · (562)799-5595 · pinterest.com
Portfolio / reporting / TAMPCRMFinancial planning software
63
TORTUGA WEALTH MANAGEMENT reported RAUM up 43% ($156.0M -> $222.9M). IAPD ↗
$222.9M RAUM · 4 reps · 310-935-0275 · tortugawealth.com
Portfolio / reporting / TAMPCRMFinancial planning software
63
FISCHER INVESTMENT STRATEGIES, LLC reported RAUM up 26% ($200.4M -> $251.9M). IAPD ↗
$251.9M RAUM · 5 reps · 805-418-7686 · fischerinvestmentstrategies.com
Portfolio / reporting / TAMPCRMFinancial planning software
63
CASCADE WEALTH ADVISORS, INC reported RAUM up 40% ($162.5M -> $228.1M). IAPD ↗
$228.1M RAUM · 3 reps · 509-886-8866 · cascade-wealth.com
Portfolio / reporting / TAMPCRMFinancial planning software
63
ASPEN WEALTH MANAGEMENT, LLC reported RAUM up 29% ($509.6M -> $657.8M). IAPD ↗
$657.8M RAUM · 6 reps · 817-546-6353 · aspenwealthmgmt.com
Portfolio / reporting / TAMPCRMFinancial planning software
63
LYNCH ASSET MANAGEMENT, INC. reported RAUM up 27% ($260.1M -> $330.6M). IAPD ↗
$330.6M RAUM · 2 reps · 215-801-1550 · lynchassetmanagement.com
Portfolio / reporting / TAMPCRMFinancial planning software
63
SIGNIFY WEALTH LLC reported RAUM up 28% ($283.7M -> $364.5M). IAPD ↗
$364.5M RAUM · 4 reps · 314-222-0295
Portfolio / reporting / TAMPCRMFinancial planning software
63
GUIDANCE POINT RETIREMENT SERVICES, LLC reported RAUM up 40% ($62.9M -> $88.2M). IAPD ↗
$88.2M RAUM · 6 reps · 207-358-3099
Portfolio / reporting / TAMPCRMFinancial planning software
63
CORNERSTONE WEALTH PLANNING reported RAUM up 29% ($377.2M -> $485.9M). IAPD ↗
$485.9M RAUM · 9 reps · 704-849-0123 · rpblueprint.com
Portfolio / reporting / TAMPCRMFinancial planning software
63
INNOVA WEALTH PARTNERS, LLC reported RAUM up 26% ($228.2M -> $288.2M). IAPD ↗
$288.2M RAUM · 6 reps · (888) 270-1574 · myinnovawealth.com
Portfolio / reporting / TAMPCRMFinancial planning software
63
HENDERSHOTT WEALTH MANAGEMENT, LLC reported RAUM up 30% ($235.6M -> $305.8M). IAPD ↗
$305.8M RAUM · 6 reps · 877-743-6500 · hendershottwealth.com
Portfolio / reporting / TAMPCRMFinancial planning software
63
RFG WEALTH ADVISORY reported RAUM up 28% ($371.3M -> $476.7M). IAPD ↗
$476.7M RAUM · 4 reps · 940-464-4104 · rfgwealthadvisory.com
Portfolio / reporting / TAMPCRMFinancial planning software
63
CAREY WEALTH MANAGEMENT reported RAUM up 44% ($155.0M -> $222.8M). IAPD ↗
$222.8M RAUM · 2 reps · (925) 406-4186
Portfolio / reporting / TAMPCRMFinancial planning software
63
PATHWISE reported RAUM up 25% ($203.6M -> $255.0M). IAPD ↗
$255.0M RAUM · 2 reps · 925-939-5607 · pathwise.co
Portfolio / reporting / TAMPCRMFinancial planning software
63
SEASIDE WEALTH MANAGEMENT, INC. reported RAUM up 27% ($362.3M -> $459.3M). IAPD ↗
$459.3M RAUM · 11 reps · (760) 730-8120 · seasidewealth.com
Portfolio / reporting / TAMPCRMFinancial planning software
63
WYNN CAPITAL reported RAUM up 28% ($251.0M -> $320.2M). IAPD ↗
$320.2M RAUM · 3 reps · 706-869-3451 · wynncap.com
Portfolio / reporting / TAMPCRMFinancial planning software
63
PROVISION ASSET, LLC reported RAUM up 42% ($100.8M -> $143.6M). IAPD ↗
$143.6M RAUM · 6 reps · 972-987-9651 · provisionasset.com
Portfolio / reporting / TAMPCRMFinancial planning software
63
CLARITY CAPITAL ADVISORS, LLC reported RAUM up 25% ($324.3M -> $406.3M). IAPD ↗
$406.3M RAUM · 2 reps · (800) 345-4635 · claritycapitaladvisors.com
Portfolio / reporting / TAMPCRMFinancial planning software
63
HILLTOP WEALTH ADVISORS, LLC reported RAUM up 26% ($502.8M -> $635.5M). IAPD ↗
$635.5M RAUM · 9 reps · (919) 401-1500
Portfolio / reporting / TAMPCRMFinancial planning software
63
ROLEK RETIREMENT PLANNING reported RAUM up 44% ($165.6M -> $239.2M). IAPD ↗
$239.2M RAUM · 1 reps · (267) 427-5667
Portfolio / reporting / TAMPCRMFinancial planning software
63
ENTELECHY reported RAUM up 25% ($201.9M -> $253.3M). IAPD ↗
$253.3M RAUM · 1 reps · 202-770-2007
Portfolio / reporting / TAMPCRMFinancial planning software
63
MCCAY WEALTH ADVISORY LLC reported RAUM up 29% ($384.6M -> $495.4M). IAPD ↗
$495.4M RAUM · 5 reps · 931-728-2130 · mccaywealth.com
Portfolio / reporting / TAMPCRMFinancial planning software
63
ROSEROCK WEALTH MANAGEMENT, LLC reported RAUM up 28% ($215.2M -> $275.0M). IAPD ↗
$275.0M RAUM · 2 reps · (214) 220-8989 · roserockwealth.com
Portfolio / reporting / TAMPCRMFinancial planning software
63
RANGE FINANCIAL GROUP, LLC reported RAUM up 27% ($321.1M -> $408.1M). IAPD ↗
$408.1M RAUM · 7 reps · 503-482-4400
Portfolio / reporting / TAMPCRMFinancial planning software
63
ROSEL WEALTH MANAGEMENT, LLC reported RAUM up 25% ($503.3M -> $630.2M). IAPD ↗
$630.2M RAUM · 2 reps · 303.647.3801
Portfolio / reporting / TAMPCRMFinancial planning software
63
DARDEN WEALTH GROUP reported RAUM up 26% ($302.1M -> $379.6M). IAPD ↗
$379.6M RAUM · 4 reps · 734-294-0100
Portfolio / reporting / TAMPCRMFinancial planning software
63
LIFEPOINT PLANNING reported RAUM up 42% ($118.9M -> $168.5M). IAPD ↗
$168.5M RAUM · 3 reps · 844-505-3618
Portfolio / reporting / TAMPCRMFinancial planning software
63
NEW MILLENNIUM GROUP reported RAUM up 28% ($200.6M -> $257.0M). IAPD ↗
$257.0M RAUM · 12 reps · 801-446-9950
Portfolio / reporting / TAMPCRMFinancial planning software
63
FFP WEALTH MANAGEMENT, LLC reported RAUM up 28% ($234.4M -> $301.1M). IAPD ↗
$301.1M RAUM · 3 reps · 763-231-2760
Portfolio / reporting / TAMPCRMFinancial planning software
63
GREEN RIDGE WEALTH PLANNING LLC reported RAUM up 29% ($301.6M -> $389.6M). IAPD ↗
$389.6M RAUM · 6 reps · 973-554-1770
Portfolio / reporting / TAMPCRMFinancial planning software
63
APEX STRATEGIC WEALTH, LLC reported RAUM up 29% ($227.3M -> $292.1M). IAPD ↗
$292.1M RAUM · 7 reps · 423 267 0046 · solomonwood.com
Portfolio / reporting / TAMPCRMFinancial planning software
63
MILESTONE ASSET MANAGEMENT, LLC reported RAUM up 26% ($546.3M -> $690.7M). IAPD ↗
$690.7M RAUM · 13 reps · 412-643-3058
Portfolio / reporting / TAMPCRMFinancial planning software
63
MELONE PRIVATE WEALTH, LLC reported RAUM up 27% ($246.3M -> $313.2M). IAPD ↗
$313.2M RAUM · 2 reps · 877-293-5830
Portfolio / reporting / TAMPCRMFinancial planning software
63
WEST MICHIGAN ADVISORS reported RAUM up 27% ($614.4M -> $781.3M). IAPD ↗
$781.3M RAUM · 16 reps · (616) 820-1040
Portfolio / reporting / TAMPCRMFinancial planning software
63
ANTOINE WILLIAMS & ASSOCIATES WEALTH MANAGEMENT, LLC reported RAUM up 29% ($229.2M -> $294.9M). IAPD ↗
$294.9M RAUM · 1 reps · 802-985-8808 · antoinewilliamsandassoc.com
Portfolio / reporting / TAMPCRMFinancial planning software
63
BURKHOLDER & ASSOCIATES, LLC reported RAUM up 26% ($228.6M -> $287.4M). IAPD ↗
$287.4M RAUM · 2 reps · 301-778-9970 · burkholderassociates.com
Portfolio / reporting / TAMPCRMFinancial planning software
63
FAMILY WEALTH PARTNERS, LLC reported RAUM up 26% ($312.1M -> $392.4M). IAPD ↗
$392.4M RAUM · 6 reps · (704) 321-0152 · fwpnc.com
Portfolio / reporting / TAMPCRMFinancial planning software
63
CONSCIOUS WEALTH INVESTMENTS, LLC reported RAUM up 27% ($214.4M -> $272.8M). IAPD ↗
$272.8M RAUM · 4 reps · (404) 826.7747
Portfolio / reporting / TAMPCRMFinancial planning software
63
CONQUIS FINANCIAL LLC reported RAUM up 27% ($220.7M -> $280.0M). IAPD ↗
$280.0M RAUM · 3 reps · 650-651-3609
Portfolio / reporting / TAMPCRMFinancial planning software
63
DAUS FINANCIAL GROUP, LLC reported RAUM up 28% ($211.0M -> $270.5M). IAPD ↗
$270.5M RAUM · 3 reps · (269) 321-7472
Portfolio / reporting / TAMPCRMFinancial planning software
63
DYNAMIC MARKET ADVANTAGE, LLC reported RAUM up 25% ($288.8M -> $361.9M). IAPD ↗
$361.9M RAUM · 3 reps · (502) 813-2100 · dynamicmarketadvantage.com
Portfolio / reporting / TAMPCRMFinancial planning software
63
FREEDOM FINANCIAL PARTNERS LLC reported RAUM up 26% ($300.9M -> $377.9M). IAPD ↗
$377.9M RAUM · 5 reps · 651-797-3532 · ffpforme.com
Portfolio / reporting / TAMPCRMFinancial planning software
63
BLUE FINANCIAL reported RAUM up 44% ($100.4M -> $145.1M). IAPD ↗
$145.1M RAUM · 6 reps · 7043021141
Portfolio / reporting / TAMPCRMFinancial planning software
63
BOOSTER ASSET MANAGEMENT, LLC reported RAUM up 456% ($62.3M -> $346.1M). IAPD ↗institutional
$346.1M RAUM · 2 reps · 630-653-1400
Portfolio / reporting / TAMPCRMFinancial planning software
63
KETRON FINANCIAL LLC reported RAUM up 28% ($300.0M -> $384.0M). IAPD ↗
$384.0M RAUM · 2 reps · 415-892-0928
Portfolio / reporting / TAMPCRMFinancial planning software
63
BLUE JEAN FINANCIAL LLC reported RAUM up 41% ($94.7M -> $133.3M). IAPD ↗
$133.3M RAUM · 7 reps · 518-631-5471
Portfolio / reporting / TAMPCRMFinancial planning software
63
BAYHUNT CAPITAL LLC reported RAUM up 254% ($102.4M -> $362.1M). IAPD ↗institutional
$362.1M RAUM · 1 reps · 415-634-8897
Portfolio / reporting / TAMPCRMFinancial planning software
63
HEDGEYE ASSET MANAGEMENT, LLC reported RAUM up 791% ($49.8M -> $443.4M). IAPD ↗institutional
$443.4M RAUM · 8 reps · 212 433-1559 · hedgeyeam.com
Portfolio / reporting / TAMPCRMFinancial planning software
62
BRANDYWINE FINANCIAL GROUP, INC. reported RAUM up 36% ($99.4M -> $135.0M). IAPD ↗
$135.0M RAUM · 2 reps · 610-828-1155 · brandywinefinancialgroup.com
Portfolio / reporting / TAMPCRMFinancial planning software
62
NEWBRIDGE WEALTH MANAGEMENT reported RAUM up 37% ($160.0M -> $219.5M). IAPD ↗
$219.5M RAUM · 3 reps · 610-564-8042 · newbridgewealth.com
Portfolio / reporting / TAMPCRMFinancial planning software
62
FUTURE PERFECT PLANNING, LLC reported RAUM up 36% ($32.7M -> $44.5M). IAPD ↗
$44.5M RAUM · 1 reps · 646-543-8065 · futureperfect.nyc
Portfolio / reporting / TAMPCRMFinancial planning software
62
HOLBROOK HOLDINGS, INC. reported RAUM up 64% ($2.30B -> $3.78B). IAPD ↗institutional
$3.78B RAUM · 3 reps · 678-400-3980 · holbrookholdings.com
Portfolio / reporting / TAMPCRMFinancial planning software
62
IFC reported RAUM up 38% ($110.3M -> $152.5M). IAPD ↗
$152.5M RAUM · 7 reps · 530-886-8550 · ifcins.com
Portfolio / reporting / TAMPCRMFinancial planning software
62
FOUR CORNERS FINANCIAL reported RAUM up 38% ($76.2M -> $104.8M). IAPD ↗
$104.8M RAUM · 1 reps · (631) 271-1170 · fourcornersfincl.com
Portfolio / reporting / TAMPCRMFinancial planning software
62
SABBIA FARO WEALTH MANAGEMENT LLC reported RAUM up 37% ($37.0M -> $50.6M). IAPD ↗
$50.6M RAUM · 1 reps · 917-502-4137
Portfolio / reporting / TAMPCRMFinancial planning software
62
PALM WEALTH PARTNERS reported RAUM up 36% ($132.1M -> $179.3M). IAPD ↗
$179.3M RAUM · 9 reps · (954) 632-2555
Portfolio / reporting / TAMPCRMFinancial planning software
62
VIRTUS FINANCIAL PARTNERS reported RAUM up 35% ($112.9M -> $152.5M). IAPD ↗
$152.5M RAUM · 3 reps · 407-267-8445
Portfolio / reporting / TAMPCRMFinancial planning software
62
WELCH FINANCIAL PLANNING, LLC reported RAUM up 36% ($145.6M -> $198.1M). IAPD ↗
$198.1M RAUM · 2 reps · 303-939-8766
Portfolio / reporting / TAMPCRMFinancial planning software
62
SILVER POINT PRIVATE CREDIT FUND MANAGEMENT, LLC reported RAUM up 74% ($206.0M -> $358.6M). IAPD ↗institutional
$358.6M RAUM · 117 reps · (203) 542-4200
Portfolio / reporting / TAMPCRMFinancial planning software
62
MARTINSEN WEALTH MANAGEMENT reported RAUM up 40% ($102.3M -> $143.2M). IAPD ↗
$143.2M RAUM · 7 reps · 480-550-6556 · 5wbook.com
Portfolio / reporting / TAMPCRMFinancial planning software
61
MCCARTHY WEALTH & TAX ADVISORS reported RAUM up 32% ($153.0M -> $202.0M). IAPD ↗
$202.0M RAUM · 3 reps · 937-748-4765 · mccarthywealth.com
Portfolio / reporting / TAMPCRMFinancial planning software
61
STRUCTURED WEALTH MANAGEMENT, INC. reported RAUM up 34% ($169.0M -> $226.9M). IAPD ↗
$226.9M RAUM · 2 reps · 419-517-1227 · structuredplan.com
Portfolio / reporting / TAMPCRMFinancial planning software
61
GOUWS CAPITAL LLC reported RAUM up 32% ($158.7M -> $209.9M). IAPD ↗
$209.9M RAUM · 2 reps · 704-944-3233 · gouwscapital.com
Portfolio / reporting / TAMPCRMFinancial planning software
61
HIPPOCRATIC FINANCIAL ADVISORS reported RAUM up 35% ($170.2M -> $229.0M). IAPD ↗
$229.0M RAUM · 5 reps · 866-447-2380 · hippocratic.com
Portfolio / reporting / TAMPCRMFinancial planning software
61
PINAFORE WEALTH COUNSEL INC. reported RAUM up 31% ($132.8M -> $173.6M). IAPD ↗
$173.6M RAUM · 2 reps · 919-213-0458 · pinaforewealth.com
Portfolio / reporting / TAMPCRMFinancial planning software
61
TRUADVISORS reported RAUM up 33% ($100.0M -> $132.7M). IAPD ↗
$132.7M RAUM · 3 reps · (813) 212-4000 · truadvisors.com
Portfolio / reporting / TAMPCRMFinancial planning software
61
ARNOLD AND MOTE WEALTH MANAGEMENT reported RAUM up 31% ($128.3M -> $168.2M). IAPD ↗
$168.2M RAUM · 5 reps · 319-393-4020
Portfolio / reporting / TAMPCRMFinancial planning software
61
ROOTED PLANNING GROUP reported RAUM up 33% ($117.7M -> $157.0M). IAPD ↗
$157.0M RAUM · 3 reps · 607-438-2761
Portfolio / reporting / TAMPCRMFinancial planning software
61
SMITH & WYATT reported RAUM up 31% ($158.6M -> $207.5M). IAPD ↗
$207.5M RAUM · 8 reps · 979-431-5440
Portfolio / reporting / TAMPCRMFinancial planning software
61
KAIZEN RETIREMENT PLAN ADVISORS, LLC reported RAUM up 32% ($118.4M -> $155.9M). IAPD ↗
$155.9M RAUM · 1 reps · 508-850-6401 · kaizenrpa.com
Portfolio / reporting / TAMPCRMFinancial planning software
61
994 GROUP reported RAUM up 31% ($186.8M -> $244.7M). IAPD ↗
$244.7M RAUM · 2 reps · (512) 853-9597 · 994group.com
Portfolio / reporting / TAMPCRMFinancial planning software
61
NORTH SQUARE INVESTMENTS, LLC reported RAUM up 56% ($2.02B -> $3.15B). IAPD ↗institutional
$3.15B RAUM · 0 reps · 312-857-2160 · northsquareinvest.com
Portfolio / reporting / TAMPCRMFinancial planning software
61
REVOLUTION CAPITAL, LLC reported RAUM up 35% ($179.8M -> $241.9M). IAPD ↗
$241.9M RAUM · 4 reps · 402-933-3371 · revgroupllc.com
Portfolio / reporting / TAMPCRMFinancial planning software
61
CASSILLY FINANCIAL reported RAUM up 31% ($103.2M -> $135.5M). IAPD ↗
$135.5M RAUM · 2 reps · 410-793-5210 · cassillyfinancial.com
Portfolio / reporting / TAMPCRMFinancial planning software
61
MIDWEST FINANCIAL NETWORK, LLC reported RAUM up 31% ($108.3M -> $141.9M). IAPD ↗
$141.9M RAUM · 2 reps · 708-670-3083 · midwfinancial.com
Portfolio / reporting / TAMPCRMFinancial planning software
61
FARNAM FINANCIAL reported RAUM up 32% ($122.1M -> $161.4M). IAPD ↗
$161.4M RAUM · 3 reps · (602) 603-4000 · farnamfinancial.com
Portfolio / reporting / TAMPCRMFinancial planning software
61
U.S.A. FINANCIAL & TAX SERVICES, LLC reported RAUM up 33% ($120.0M -> $159.3M). IAPD ↗
$159.3M RAUM · 3 reps · 860-430-2138 · usafinancialandtaxservices.com
Portfolio / reporting / TAMPCRMFinancial planning software
61
EMETH VALUE CAPITAL, LLC reported RAUM up 31% ($148.3M -> $193.7M). IAPD ↗
$193.7M RAUM · 1 reps · 210-381-7262
Portfolio / reporting / TAMPCRMFinancial planning software
61
ATLAS INVESTMENT ADVISORS reported RAUM up 33% ($138.2M -> $184.1M). IAPD ↗
$184.1M RAUM · 2 reps · 770-336-6805
Portfolio / reporting / TAMPCRMFinancial planning software
61
PODELL FINANCIAL GROUP LLC reported RAUM up 32% ($172.2M -> $227.6M). IAPD ↗
$227.6M RAUM · 4 reps · 973-227-8001 · podellfinancial.com
Portfolio / reporting / TAMPCRMFinancial planning software
61
AVISE FINANCIAL reported RAUM up 35% ($125.9M -> $169.4M). IAPD ↗
$169.4M RAUM · 6 reps · 310-807-5778
Portfolio / reporting / TAMPCRMFinancial planning software
61
RIVERTREE WEALTH reported RAUM up 32% ($108.6M -> $143.1M). IAPD ↗
$143.1M RAUM · 2 reps · (501) 500-0893
Portfolio / reporting / TAMPCRMFinancial planning software
61
HOLOS INTEGRATED WEALTH reported RAUM up 35% ($173.0M -> $233.1M). IAPD ↗
$233.1M RAUM · 3 reps · 484-893-4599
Portfolio / reporting / TAMPCRMFinancial planning software
61
TRUNORTH FINANCIAL LLC reported RAUM up 32% ($29.5M -> $39.0M). IAPD ↗
$39.0M RAUM · 1 reps · 845-741-7150
Portfolio / reporting / TAMPCRMFinancial planning software
60
MIDAS MANAGEMENT CORPORATION reported RAUM up 79% ($52.1M -> $93.2M). IAPD ↗institutional
$93.2M RAUM · 3 reps · 212-785-0900
Portfolio / reporting / TAMPCRMFinancial planning software
60
QCA CAPITAL MANAGEMENT INC reported RAUM up 27% ($183.8M -> $232.6M). IAPD ↗
$232.6M RAUM · 5 reps · 310-473-4411 · quincycass.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
KLEIN PAVLIS & PEASLEY FINANCIAL, INC. reported RAUM up 26% ($184.9M -> $232.7M). IAPD ↗
$232.7M RAUM · 3 reps · 800-557-5461
Portfolio / reporting / TAMPCRMFinancial planning software
60
GOING CPAS AND WEALTH ADVISORS reported RAUM up 30% ($123.9M -> $160.8M). IAPD ↗
$160.8M RAUM · 8 reps · 337-942-3041 · going.cpa
Portfolio / reporting / TAMPCRMFinancial planning software
60
HOLCOMBE & MCGRATH reported RAUM up 29% ($121.1M -> $155.9M). IAPD ↗
$155.9M RAUM · 2 reps · 828-252-8228 · wealthminder.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
CAPSTONE INVESTMENT FINANCIAL GROUP, LLC reported RAUM up 28% ($136.6M -> $174.6M). IAPD ↗
$174.6M RAUM · 3 reps · 719-477-9883
Portfolio / reporting / TAMPCRMFinancial planning software
60
BUCKRAM SECURITIES LTD reported RAUM up 26% ($92.7M -> $117.3M). IAPD ↗
$117.3M RAUM · 2 reps · 516-759-7400
Portfolio / reporting / TAMPCRMFinancial planning software
60
FOUR QUADRANT WEALTH ADVISORS, INC. reported RAUM up 27% ($171.8M -> $219.0M). IAPD ↗
$219.0M RAUM · 6 reps · 877-441-5144
Portfolio / reporting / TAMPCRMFinancial planning software
60
MUNDOVAL CAPITAL MANAGEMENT, INC. reported RAUM up 26% ($73.2M -> $91.9M). IAPD ↗
$91.9M RAUM · 3 reps · 858-454-4837 · mundoval.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
EVEREST WEALTH MANAGEMENT reported RAUM up 29% ($184.1M -> $237.4M). IAPD ↗
$237.4M RAUM · 1 reps · (913) 387-2017 · everestwealth.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
INVEST INC. reported RAUM up 27% ($125.5M -> $158.7M). IAPD ↗
$158.7M RAUM · 5 reps · 859-268-9200 · invest-lex.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
ASSET STRATEGY RETIREMENT PLAN CONSULTANTS, LLC reported RAUM up 28% ($91.0M -> $116.4M). IAPD ↗
$116.4M RAUM · 4 reps · (717) 602-1100 · asrpc.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
BAUTIS FINANCIAL, LLC reported RAUM up 26% ($156.8M -> $197.4M). IAPD ↗
$197.4M RAUM · 2 reps · 862-205-5800
Portfolio / reporting / TAMPCRMFinancial planning software
60
D'ARCY CAPITAL MANAGEMENT, LLC reported RAUM up 26% ($178.6M -> $225.6M). IAPD ↗
$225.6M RAUM · 4 reps · 858-461-4391 · darcycapital.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
FORT VANCOUVER INVESTMENT MANAGEMENT, LLC reported RAUM up 28% ($185.9M -> $237.1M). IAPD ↗
$237.1M RAUM · 4 reps · 360-823-0477 · fortvancouverim.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
PLANPILOT reported RAUM up 50% ($3.71B -> $5.58B). IAPD ↗institutional
$5.58B RAUM · 11 reps · 312-973-4911
Portfolio / reporting / TAMPCRMFinancial planning software
60
MCDONNELL CAPITAL MANAGEMENT reported RAUM up 26% ($132.7M -> $166.7M). IAPD ↗
$166.7M RAUM · 2 reps · 708-925-9507 · mcdonnell-capital.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
SUN GROUP WEALTH PARTNERS LLC reported RAUM up 25% ($178.9M -> $224.5M). IAPD ↗
$224.5M RAUM · 2 reps · 949-625-6800 · sungroupwp.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
CATALYST FINANCIAL NW CORPORATION reported RAUM up 26% ($184.8M -> $233.4M). IAPD ↗
$233.4M RAUM · 2 reps · 503-661-9010 · catalyst-nw.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
BAMBOO WEALTH STRATEGIES reported RAUM up 28% ($184.2M -> $235.7M). IAPD ↗
$235.7M RAUM · 4 reps · (619) 289-9670 · bamboowealth.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
WISDOM WEALTH STRATEGIES reported RAUM up 25% ($152.3M -> $190.5M). IAPD ↗
$190.5M RAUM · 2 reps · 720-314-8009
Portfolio / reporting / TAMPCRMFinancial planning software
60
DBK FINANCIAL COUNSEL, LLC reported RAUM up 25% ($159.5M -> $199.5M). IAPD ↗
$199.5M RAUM · 3 reps · 330-923-3038
Portfolio / reporting / TAMPCRMFinancial planning software
60
OPUS PRIVATE WEALTH GROUP, LLC reported RAUM up 25% ($102.0M -> $128.0M). IAPD ↗
$128.0M RAUM · 3 reps · 714-660-7490
Portfolio / reporting / TAMPCRMFinancial planning software
60
THE PERSPECTIVE GROUP reported RAUM up 29% ($174.0M -> $225.1M). IAPD ↗
$225.1M RAUM · 2 reps · (785) 749-1881
Portfolio / reporting / TAMPCRMFinancial planning software
60
MUTUAL TRUST ADVISORY GROUP reported RAUM up 30% ($128.0M -> $165.8M). IAPD ↗
$165.8M RAUM · 2 reps · 239-204-4333
Portfolio / reporting / TAMPCRMFinancial planning software
60
COPIA WEALTH MANAGEMENT reported RAUM up 28% ($122.8M -> $157.5M). IAPD ↗
$157.5M RAUM · 3 reps · 541-647-2545 · copiawealthmanagement.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
NRG WEALTH MANAGEMENT reported RAUM up 25% ($193.3M -> $242.0M). IAPD ↗
$242.0M RAUM · 4 reps · (520) 818-7822
Portfolio / reporting / TAMPCRMFinancial planning software
60
GO WEALTH MANAGEMENT reported RAUM up 26% ($165.6M -> $208.4M). IAPD ↗
$208.4M RAUM · 9 reps · 541-338-7631
Portfolio / reporting / TAMPCRMFinancial planning software
60
AVENTINE FINANCIAL GROUP reported RAUM up 28% ($119.3M -> $153.1M). IAPD ↗
$153.1M RAUM · 3 reps · (212) 269-2512 · aventinefg.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
TOPTIER WEALTH MANAGEMENT reported RAUM up 30% ($135.3M -> $175.7M). IAPD ↗
$175.7M RAUM · 2 reps · 262-989-8551 · toptierwealthmanagement.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
SIMPLIFIED WEALTH MANAGEMENT reported RAUM up 26% ($179.5M -> $225.5M). IAPD ↗
$225.5M RAUM · 7 reps · 601-336-4265 · myswm.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
HADDONFIELD FINANCIAL PLANNING LLC reported RAUM up 29% ($104.9M -> $134.8M). IAPD ↗
$134.8M RAUM · 3 reps · 856-795-0471
Portfolio / reporting / TAMPCRMFinancial planning software
60
WE FINANCIAL GROUP reported RAUM up 26% ($101.4M -> $127.4M). IAPD ↗
$127.4M RAUM · 4 reps · 415-994-9767
Portfolio / reporting / TAMPCRMFinancial planning software
60
PORTUS WEALTH ADVISORS, LLC reported RAUM up 26% ($162.4M -> $204.1M). IAPD ↗
$204.1M RAUM · 3 reps · 704-936-0084
Portfolio / reporting / TAMPCRMFinancial planning software
60
BESTGATE WEALTH ADVISORS, LLC reported RAUM up 26% ($129.2M -> $162.4M). IAPD ↗
$162.4M RAUM · 3 reps · 301-662-7220
Portfolio / reporting / TAMPCRMFinancial planning software
60
ARBORFI ADVISORS, LLC reported RAUM up 30% ($114.2M -> $148.4M). IAPD ↗
$148.4M RAUM · 2 reps · 734-345-6980
Portfolio / reporting / TAMPCRMFinancial planning software
60
IRONOAK WEALTH reported RAUM up 25% ($129.4M -> $162.0M). IAPD ↗
$162.0M RAUM · 6 reps · 737-271-9421
Portfolio / reporting / TAMPCRMFinancial planning software
60
TITLETOWN WEALTH MANAGEMENT, LLC reported RAUM up 29% ($116.2M -> $150.3M). IAPD ↗
$150.3M RAUM · 2 reps · (920) 468-7443 · titletownwm.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
SOUTHCOL ADVISORS reported RAUM up 26% ($165.3M -> $208.7M). IAPD ↗
$208.7M RAUM · 3 reps · 239-228-8747
Portfolio / reporting / TAMPCRMFinancial planning software
60
TEAM WEALTH & TAX ADVISORS reported RAUM up 26% ($185.8M -> $233.3M). IAPD ↗
$233.3M RAUM · 6 reps · 951-308-6444 · g.co
Portfolio / reporting / TAMPCRMFinancial planning software
60
STILLWATER WEALTH MANAGEMENT GROUP LLC reported RAUM up 27% ($162.9M -> $206.6M). IAPD ↗
$206.6M RAUM · 3 reps · (561) 214-4125
Portfolio / reporting / TAMPCRMFinancial planning software
60
GOLDENSTONE WEALTH MANAGEMENT reported RAUM up 27% ($188.2M -> $238.3M). IAPD ↗
$238.3M RAUM · 2 reps · 916-799-6527 · goldenstonewealth.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
THOR FINANCIAL TECHNOLOGIES reported RAUM up 91% ($113.9M -> $217.0M). IAPD ↗institutional
$217.0M RAUM · 2 reps · 412-860-6078 · thorft.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
EQUILIBRIUM WEALTH LLC reported RAUM up 26% ($102.9M -> $129.5M). IAPD ↗
$129.5M RAUM · 3 reps · (212) 321-0428 · getequilibrium.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
GRAVER CAPITAL MANAGEMENT, LLC reported RAUM up 26% ($122.0M -> $153.5M). IAPD ↗
$153.5M RAUM · 2 reps · 614-499-2500
Portfolio / reporting / TAMPCRMFinancial planning software
60
RIVER'S EDGE reported RAUM up 28% ($122.7M -> $157.1M). IAPD ↗
$157.1M RAUM · 4 reps · 412-526-8939
Portfolio / reporting / TAMPCRMFinancial planning software
60
RPR FINANCIAL reported RAUM up 26% ($128.8M -> $162.1M). IAPD ↗
$162.1M RAUM · 4 reps · 913-274-1452
Portfolio / reporting / TAMPCRMFinancial planning software
60
RETIREMENT WEALTH SOLUTIONS LLC reported RAUM up 29% ($175.8M -> $227.0M). IAPD ↗
$227.0M RAUM · 3 reps · 715-384-5481 · retirews.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
FIVE PINE WEALTH reported RAUM up 26% ($152.4M -> $191.8M). IAPD ↗
$191.8M RAUM · 3 reps · (877) 333-1015 · fivepinewealth.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
AOT INVEST LLC reported RAUM up 86% ($49.1M -> $91.2M). IAPD ↗institutional
$91.2M RAUM · 1 reps · 563-320-1688
Portfolio / reporting / TAMPCRMFinancial planning software
60
FRANKLY FINANCES reported RAUM up 27% ($160.2M -> $204.2M). IAPD ↗
$204.2M RAUM · 1 reps · 786-897-5035 · franklyfinances.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
PRICE FINANCIAL GROUP WEALTH MANAGEMENT, INC. reported RAUM up 25% ($138.3M -> $173.5M). IAPD ↗
$173.5M RAUM · 3 reps · 503-253-3000 · pricefg.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
HOBBS WEALTH MANAGEMENT reported RAUM up 26% ($116.5M -> $146.7M). IAPD ↗
$146.7M RAUM · 1 reps · 317-559-2940 · hobbswealth.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
COLLABORATIVE FUND ADVISORS reported RAUM up 272% ($39.0M -> $144.8M). IAPD ↗institutional
$144.8M RAUM · 7 reps · 203-629-3300 · anydrusfunds.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
INTERNATIONAL FINANCIAL PLANNING LLC reported RAUM up 26% ($32.1M -> $40.4M). IAPD ↗
$40.4M RAUM · 1 reps · 540-222-0478
Portfolio / reporting / TAMPCRMFinancial planning software
60
PRAIRIEVIEW WEALTH & TAX ADVISORS reported RAUM up 27% ($163.7M -> $207.5M). IAPD ↗
$207.5M RAUM · 4 reps · 708-326-4750 · pv-wp.com.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
MAIN ADVISORY, INC. reported RAUM up 27% ($128.2M -> $162.7M). IAPD ↗
$162.7M RAUM · 2 reps · (724) 731-0173 · mainadvisory.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
GANNETT WEALTH ADVISORS reported RAUM up 29% ($69.9M -> $90.2M). IAPD ↗
$90.2M RAUM · 7 reps · (208)254-0142
Portfolio / reporting / TAMPCRMFinancial planning software
60
KMT WEALTH MANAGEMENT, LLC reported RAUM up 27% ($174.9M -> $222.4M). IAPD ↗
$222.4M RAUM · 1 reps · 773-895-8962 · kmtwealth.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
RIVER1 ASSET MANAGEMENT LLC reported RAUM up 77% ($60.7M -> $107.8M). IAPD ↗institutional
$107.8M RAUM · 2 reps · 920-583-1476
Portfolio / reporting / TAMPCRMFinancial planning software
60
SARMAYA PARTNERS, LLC reported RAUM up 450% ($6.0M -> $33.0M). IAPD ↗institutional
$33.0M RAUM · 2 reps · 303-520-2419 · sarmayapartners.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
ROXBURY FINANCIAL reported RAUM up 28% ($141.5M -> $180.5M). IAPD ↗
$180.5M RAUM · 2 reps · 973-928-7181 · roxburyfinancial.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
RHL GROUP, LLC reported RAUM up 29% ($120.5M -> $155.1M). IAPD ↗
$155.1M RAUM · 2 reps · 248-634-7720 · rhlgroup.us
Portfolio / reporting / TAMPCRMFinancial planning software
60
PRIVACORE reported RAUM up 93% ($56.2M -> $108.5M). IAPD ↗institutional
$108.5M RAUM · 2 reps · 1 800 304 3863
Portfolio / reporting / TAMPCRMFinancial planning software
60
AGP FRANKLIN, LLC reported RAUM up 27% ($195.2M -> $247.1M). IAPD ↗
$247.1M RAUM · 3 reps · 615-778-9842 · strongtowerwealthmanagement.com
Portfolio / reporting / TAMPCRMFinancial planning software
59
PNMAC CAPITAL MANAGEMENT, LLC reported RAUM up 48% ($14.41B -> $21.35B). IAPD ↗institutional
$21.35B RAUM · 37 reps · (805) 849-3193
Portfolio / reporting / TAMPCRMFinancial planning software
57
PSP RESEARCH LLC reported RAUM up 62% ($110.0M -> $178.6M). IAPD ↗institutional
$178.6M RAUM · 1 reps · 617-483-5981
Portfolio / reporting / TAMPCRMFinancial planning software
55
ALTERNATIVE ACCESS FUNDS, LLC reported RAUM up 55% ($27.5M -> $42.5M). IAPD ↗institutional
$42.5M RAUM · 1 reps · 323-925-3305 #100
Portfolio / reporting / TAMPCRMFinancial planning software
55
SOUND CAPITAL SOLUTIONS LLC reported RAUM up 36% ($224.2M -> $305.7M). IAPD ↗institutional
$305.7M RAUM · 5 reps · 630-853-3300 · soundcapitalsolutions.com
Portfolio / reporting / TAMPCRMFinancial planning software
55
REX ADVISERS, LLC reported RAUM up 28% ($1.23B -> $1.58B). IAPD ↗institutional
$1.58B RAUM · 5 reps · 305-742-0151
Portfolio / reporting / TAMPCRMFinancial planning software
53
ARDSLEY PARTNERS reported RAUM up 43% ($1.14B -> $1.64B). IAPD ↗fund
$1.64B RAUM · 7 reps · 203-564-4200 · ardsley.com
Portfolio / reporting / TAMPCRMFinancial planning software
53
WRONA INVESTMENT MANAGEMENT, LLC reported RAUM up 44% ($23.6M -> $34.1M). IAPD ↗institutional
$34.1M RAUM · 2 reps · 910-603-9075 · onerockfund.com
Portfolio / reporting / TAMPCRMFinancial planning software
53
GENESIA INVESTMENTS LLC reported RAUM up 30% ($230.9M -> $299.1M). IAPD ↗institutional
$299.1M RAUM · 1 reps · 864-334-5188 · genesiainvestments.com
Portfolio / reporting / TAMPCRMFinancial planning software
51
WAVELENGTH CAPITAL MANAGEMENT, LLC reported RAUM up 34% ($77.4M -> $104.0M). IAPD ↗institutional
$104.0M RAUM · 1 reps · 203-244-7580 · wavelengthfunds.com
Portfolio / reporting / TAMPCRMFinancial planning software
51
IDX ADVISORS reported RAUM up 32% ($97.4M -> $128.1M). IAPD ↗institutional
$128.1M RAUM · 4 reps · 833-662-6346 · idxadvisors.com
Portfolio / reporting / TAMPCRMFinancial planning software
50
JEFFERIES FINANCE LLC reported RAUM up 28% ($19.19B -> $24.59B). IAPD ↗fund
$24.59B RAUM · 51 reps · 212-284-3474 · apexcreditpartners.com
Portfolio / reporting / TAMPCRMFinancial planning software
49
OLYMPUS PEAK ASSET MANAGEMENT LP reported RAUM up 32% ($529.8M -> $702.0M). IAPD ↗fund
$702.0M RAUM · 4 reps · 212-373-1195
Portfolio / reporting / TAMPCRMFinancial planning software
49
MAESTRIA PARTNERS LLC reported RAUM up 31% ($267.5M -> $350.4M). IAPD ↗fund
$350.4M RAUM · 1 reps · 317-460-2929 · maestriapartners.com
Portfolio / reporting / TAMPCRMFinancial planning software
48
OPALEYE MANAGEMENT INC. reported RAUM up 26% ($639.6M -> $802.8M). IAPD ↗fund
$802.8M RAUM · 4 reps · 617-229-5085
Portfolio / reporting / TAMPCRMFinancial planning software
48
BARNEGAT FUND MANAGEMENT INC. reported RAUM up 28% ($629.0M -> $803.4M). IAPD ↗fund
$803.4M RAUM · 2 reps · 201-217-5625 · barnegatfund.com
Portfolio / reporting / TAMPCRMFinancial planning software
47
CHECKETTS PARTNERS INVESTMENT MANAGEMENT, LLC reported RAUM up 38% ($122.1M -> $169.0M). IAPD ↗fund
$169.0M RAUM · 3 reps · 917-846-0764
Portfolio / reporting / TAMPCRMFinancial planning software
43
AS AVARON ASSET MANAGEMENT reported RAUM up 83% ($220.0M -> $401.9M). IAPD ↗foreign
$401.9M RAUM · 11 reps · +372 6644 205 · avaron.com
Portfolio / reporting / TAMPCRMFinancial planning software
42
TRUSTON ASSET MANAGEMENT reported RAUM up 65% ($8.35B -> $13.75B). IAPD ↗foreign
$13.75B RAUM · 43 reps · 82-2-6308-0500 · trustonasset.com
Portfolio / reporting / TAMPCRMFinancial planning software
40
C&S INVESTMENT reported RAUM up 116% ($67.8M -> $146.2M). IAPD ↗foreign
$146.2M RAUM · 4 reps · +423-384-3600 · c-s-investment.li
Portfolio / reporting / TAMPCRMFinancial planning software
38
CAPITALIA (SUISSE) reported RAUM up 50% ($500.0M -> $750.0M). IAPD ↗foreign
$750.0M RAUM · 1 reps · +4122 810 2614
Portfolio / reporting / TAMPCRMFinancial planning software
33
PROVENTUS AG reported RAUM up 25% ($644.3M -> $807.2M). IAPD ↗foreign
$807.2M RAUM · 3 reps · +41 44 217 83 83 · proventus-vw.ch
Portfolio / reporting / TAMPCRMFinancial planning software
32
THE PACIFIC GROUP LIMITED reported RAUM up 35% ($30.9M -> $41.8M). IAPD ↗foreign
$41.8M RAUM · 2 reps · 852 2810 1399 · pacgrp.com
Portfolio / reporting / TAMPCRMFinancial planning software
31
PICHARDO ASSET MANAGEMENT, S.A. DE C.V. reported RAUM up 33% ($67.7M -> $89.8M). IAPD ↗foreign
$89.8M RAUM · 5 reps · 52 55 5261 4600 · paminversion.com
Portfolio / reporting / TAMPCRMFinancial planning software
31
ACASTA PARTNERS UK LLP reported RAUM up 33% ($36.9M -> $49.0M). IAPD ↗foreign
$49.0M RAUM · 14 reps · +44 20 7070 2500
Portfolio / reporting / TAMPCRMFinancial planning software
30
SEQUOIA S.F.A. reported RAUM up 25% ($169.3M -> $212.3M). IAPD ↗foreign
$212.3M RAUM · 2 reps · +41 44 575 22 20 · sequoia-sfa.ch
Portfolio / reporting / TAMPCRMFinancial planning software
planning clients up — 211 Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
81
IGNITE PLANNERS LLC reports More than 500 financial-planning clients, up from 0. IAPD ↗
$1.14B RAUM · 36 reps · 619-504-1907
Financial planning software
79
AXIUS ADVISORS LLC reports More than 500 financial-planning clients, up from 0. IAPD ↗
$623.8M RAUM · 8 reps · 636-493-9600
Financial planning software
78
AIRE ADVISORS, LLC reports 251-500 financial-planning clients, up from 0. IAPD ↗
$1.01B RAUM · 9 reps · 310-277-2473 · aireadvisors.com
Financial planning software
78
MERAMEC FINANCIAL PLANNERS, LLC reports 251-500 financial-planning clients, up from 0. IAPD ↗
$1.13B RAUM · 7 reps · 314-579-3295
Financial planning software
76
STENGER FAMILY OFFICE, LLC reports More than 500 financial-planning clients, up from 1-10. IAPD ↗
$628.1M RAUM · 7 reps · 630-912-8295
Financial planning software
76
GLOBAL PREDICTIONS INC reports More than 500 financial-planning clients, up from 0. IAPD ↗
$0 RAUM · 1 reps · (510) 426-6421 · portfoliopilot.com
Financial planning software
76
FRIDAY FINANCIAL reports 251-500 financial-planning clients, up from 0. IAPD ↗
$409.3M RAUM · 6 reps · (563) 552-7526
Financial planning software
76
LEGACY WEALTH PARTNERS, LLC reports 251-500 financial-planning clients, up from 0. IAPD ↗
$646.0M RAUM · 8 reps · 720-552-8287 · lwp-llc.com
Financial planning software
76
MACCO FINANCIAL GROUP, INC. reports 251-500 financial-planning clients, up from 0. IAPD ↗
$277.8M RAUM · 4 reps · (920) 617-6830 · maccofinancial.com
Financial planning software
73
FORTE ASSET MANAGEMENT, LLC reports 101-250 financial-planning clients, up from 0. IAPD ↗
$315.2M RAUM · 1 reps · 917-868-9104 · forteassets.com
Financial planning software
73
VERIDAN WEALTH reports 101-250 financial-planning clients, up from 0. IAPD ↗
$667.2M RAUM · 4 reps · 503-946-9733 · veridanwealth.com
Financial planning software
73
BAM WEALTH MANAGEMENT LLC reports 251-500 financial-planning clients, up from 0. IAPD ↗
$202.0M RAUM · 6 reps · 303-531-5055 · bamadvisorygroup.com
Financial planning software
73
PANORAMIC CAPITAL PARTNERS LLC reports 101-250 financial-planning clients, up from 0. IAPD ↗
$392.7M RAUM · 6 reps · 503-937-7819
Financial planning software
73
LYONS CAPITAL GROUP reports 251-500 financial-planning clients, up from 0. IAPD ↗
$165.9M RAUM · 2 reps · 318-455-7790
Financial planning software
73
TMB CAPITAL PARTNERS, LLC reports 101-250 financial-planning clients, up from 0. IAPD ↗
$867.8M RAUM · 4 reps · 501-671-1140 · tmbcapitalpartners.com
Financial planning software
73
DUCERE WEALTH MANAGEMENT reports 101-250 financial-planning clients, up from 0. IAPD ↗
$503.8M RAUM · 6 reps · 714-393-0959 · ducerewealth.com
Financial planning software
73
LIVET WEALTH, LLC reports 101-250 financial-planning clients, up from 0. IAPD ↗
$322.2M RAUM · 2 reps · 801-893-8320 · livetwealth.com
Financial planning software
70
GLOBAL FINANCIAL PLANNING GROUP, LLC reports 101-250 financial-planning clients, up from 0. IAPD ↗
$135.3M RAUM · 2 reps · 248-643-4820 · gfpgroup.com
Financial planning software
70
COLTON WEALTH MANAGEMENT reports 101-250 financial-planning clients, up from 0. IAPD ↗
$135.1M RAUM · 3 reps · 626-726-4203 · coltonwealthmanagement.com
Financial planning software
70
COVENANT WEALTH ADVISORS reports 251-500 financial-planning clients, up from 11-25. IAPD ↗
$909.6M RAUM · 12 reps · (804) 729-5265
Financial planning software
70
NORTH RIDGE reports 101-250 financial-planning clients, up from 0. IAPD ↗
$216.0M RAUM · 3 reps · 503-206-8784
Financial planning software
70
KEYSTONE PRIVATE WEALTH reports 51-100 financial-planning clients, up from 0. IAPD ↗
$860.7M RAUM · 11 reps · (760) 818-7020
Financial planning software
70
CONSCIOUS WEALTH INVESTMENTS, LLC reports 51-100 financial-planning clients, up from 0. IAPD ↗
$272.8M RAUM · 4 reps · (404) 826.7747
Financial planning software
70
STIRLING FINANCIAL GROUP reports 251-500 financial-planning clients, up from 1-10. IAPD ↗
$179.7M RAUM · 2 reps · 619-435-1210 · stirlingfinancialgroup.com
Financial planning software
70
INTEGRITY WEALTH LLC reports 101-250 financial-planning clients, up from 1-10. IAPD ↗
$304.8M RAUM · 5 reps · (541) 650-6061 · integritywealthnw.com
Financial planning software
70
BLUE JEAN FINANCIAL LLC reports 101-250 financial-planning clients, up from 0. IAPD ↗
$133.3M RAUM · 7 reps · 518-631-5471
Financial planning software
70
SONOMA ALLOCATIONS reports 51-100 financial-planning clients, up from 0. IAPD ↗
$350.0M RAUM · 4 reps · 707-490-8842 · sonomaallocations.com
Financial planning software
70
SUCCESSION FINANCIAL, INC reports 101-250 financial-planning clients, up from 0. IAPD ↗
$210.3M RAUM · 3 reps · 214-334-6261 · succession-financial.com
Financial planning software
70
PROPER WEALTH reports 101-250 financial-planning clients, up from 0. IAPD ↗
$131.8M RAUM · 3 reps · (850) 972-9725
Financial planning software
69
OXBOW ADVISORS, LLC reports 51-100 financial-planning clients, up from 1-10. IAPD ↗
$2.46B RAUM · 10 reps · 512-386-1088 · oxbowadvisors.com
Financial planning software
69
CHICAGO OAKBROOK FINANCIAL GROUP reports 26-50 financial-planning clients, up from 0. IAPD ↗
$1.21B RAUM · 9 reps · (630) 954-5572
Financial planning software
67
&WEALTH PARTNERS reports 51-100 financial-planning clients, up from 1-10. IAPD ↗
$508.2M RAUM · 3 reps · 410-844-3300
Financial planning software
67
MCDONNELL CAPITAL MANAGEMENT reports 101-250 financial-planning clients, up from 1-10. IAPD ↗
$166.7M RAUM · 2 reps · 708-925-9507 · mcdonnell-capital.com
Financial planning software
67
MARTIN WEALTH SOLUTIONS reports More than 500 financial-planning clients, up from 51-100. IAPD ↗
$377.1M RAUM · 5 reps · 540-639-4810 · planwellretirehappy.com
Financial planning software
67
SOLANO WEALTH ADVISORS reports 26-50 financial-planning clients, up from 0. IAPD ↗
$331.9M RAUM · 3 reps · (707) 435-8400 · solanowealth.com
Financial planning software
67
CORNERSTONE FINANCIAL GROUP reports 101-250 financial-planning clients, up from 1-10. IAPD ↗
$220.2M RAUM · 5 reps · 920-832-3821 · cfgwi.com
Financial planning software
67
INMAN JAGER WEALTH MANAGEMENT, LLC reports 51-100 financial-planning clients, up from 0. IAPD ↗
$225.0M RAUM · 3 reps · (601) 602-3571 · inmanjagerwm.com
Financial planning software
67
MKT AND ASSOCIATES LLC reports 51-100 financial-planning clients, up from 1-10. IAPD ↗
$378.7M RAUM · 3 reps · 253-252-2359 · mktandassociates.com
Financial planning software
67
MINDSET WEALTH MANAGEMENT, LLC reports 101-250 financial-planning clients, up from 11-25. IAPD ↗
$445.5M RAUM · 4 reps · 317-348-4655 · mindsetwealthmanagement.com
Financial planning software
67
TRUNORTH FINANCIAL LLC reports 101-250 financial-planning clients, up from 1-10. IAPD ↗
$39.0M RAUM · 1 reps · 845-741-7150
Financial planning software
67
RAINIER FAMILY WEALTH, INC. reports 101-250 financial-planning clients, up from 11-25. IAPD ↗
$331.5M RAUM · 3 reps · 253-448-2107
Financial planning software
67
HUFFMAN & ROSS WEALTH MANAGEMENT LLC reports 51-100 financial-planning clients, up from 0. IAPD ↗
$210.0M RAUM · 2 reps · 304-241-4478 · huffmanross.com
Financial planning software
67
TENZING FINANCIAL LLC reports 51-100 financial-planning clients, up from 0. IAPD ↗
$231.1M RAUM · 3 reps · (757) 703-0030 · tenzingfinancial.us
Financial planning software
67
FINANCIAL JUSTUS reports 51-100 financial-planning clients, up from 0. IAPD ↗
$169.3M RAUM · 1 reps · 262-240-4002
Financial planning software
66
COOPER MCMANUS reports 51-100 financial-planning clients, up from 11-25. IAPD ↗
$2.85B RAUM · 50 reps · 800-516-5333 · fcguides.com
Financial planning software
66
ACTIVEST WEALTH MANAGEMENT, LLC reports 26-50 financial-planning clients, up from 1-10. IAPD ↗
$1.46B RAUM · 12 reps · 954-399-8121 · activestwm.com
Financial planning software
66
SPINNAKER INVESTMENT GROUP, LLC reports 26-50 financial-planning clients, up from 1-10. IAPD ↗
$1.07B RAUM · 8 reps · (949) 396-6700
Financial planning software
64
GREENBERG FINANCIAL GROUP reports 251-500 financial-planning clients, up from 51-100. IAPD ↗
$406.9M RAUM · 6 reps · 520-544-4909 · greenbergfinancial.com
Financial planning software
64
GKV CAPITAL MANAGEMENT CO INC reports 26-50 financial-planning clients, up from 1-10. IAPD ↗
$357.2M RAUM · 3 reps · 925-627-8680 · gkvcapital.com
Financial planning software
64
PORTER WHITE INVESTMENT ADVISORS, INC. reports 11-25 financial-planning clients, up from 0. IAPD ↗
$748.2M RAUM · 5 reps · 205-252-3681 · pwco.com
Financial planning software
64
MARATHON CAPITAL MANAGEMENT reports 26-50 financial-planning clients, up from 1-10. IAPD ↗
$790.1M RAUM · 4 reps · 410-329-1522 · insidemarathon.com
Financial planning software
64
WHITCOMB & HESS, INC. reports 101-250 financial-planning clients, up from 26-50. IAPD ↗
$490.7M RAUM · 8 reps · 419-289-7007
Financial planning software
64
WOODFIELD FINANCIAL ADVISORS, INC. reports 101-250 financial-planning clients, up from 11-25. IAPD ↗
$230.1M RAUM · 3 reps · 847-726-9600
Financial planning software
64
COMMONS CAPITAL, LLC reports 11-25 financial-planning clients, up from 0. IAPD ↗
$307.4M RAUM · 6 reps · (617) 431-7200
Financial planning software
64
LONG ISLAND WEALTH MANAGEMENT, INC. reports 11-25 financial-planning clients, up from 0. IAPD ↗
$291.7M RAUM · 1 reps · 516-238-7629 · liwealth.com
Financial planning software
64
MASCOMA WEALTH MANAGEMENT reports 251-500 financial-planning clients, up from 51-100. IAPD ↗
$567.8M RAUM · 9 reps · 603-676-8813 · mascoma.bank
Financial planning software
64
CLARITY WEALTH MANAGEMENT, L.L.C. reports 101-250 financial-planning clients, up from 11-25. IAPD ↗
$236.8M RAUM · 2 reps · 480-776-9670 · claritywealthmgt.com
Financial planning software
64
AUSTIN PRIVATE WEALTH, LLC reports More than 500 financial-planning clients, up from 51-100. IAPD ↗
$0 RAUM · 20 reps · (512) 886-4114
Financial planning software
64
THAYER FINANCIAL, L.L.C. reports 51-100 financial-planning clients, up from 1-10. IAPD ↗
$106.4M RAUM · 2 reps · (828) 569-2785
Financial planning software
64
626 FINANCIAL, LLC reports 51-100 financial-planning clients, up from 11-25. IAPD ↗
$379.6M RAUM · 5 reps · (269) 321-5040 · 626financial.com
Financial planning software
64
NORTHSTAR ADVISORY GROUP, LLC reports 26-50 financial-planning clients, up from 1-10. IAPD ↗
$377.0M RAUM · 3 reps · 833-226-0400 · thenorthstaradvisorygroup.com
Financial planning software
64
STONECREST WEALTH MANAGEMENT, INC reports 101-250 financial-planning clients, up from 26-50. IAPD ↗
$375.8M RAUM · 3 reps · (602) 258-9400
Financial planning software
64
SWIFTWATER CAPITAL reports 26-50 financial-planning clients, up from 0. IAPD ↗
$170.9M RAUM · 1 reps · 971-453-0130 · swiftwater.capital
Financial planning software
64
STURMAN WEALTH ADVISORS reports 26-50 financial-planning clients, up from 0. IAPD ↗
$116.4M RAUM · 2 reps · (434) 201-2255 · sturmanwealth.com
Financial planning software
64
BENTHAM WEALTH ADVISORS reports 101-250 financial-planning clients, up from 11-25. IAPD ↗
$110.1M RAUM · 2 reps · (716) 580-1500 · benthamwealth.com
Financial planning software
64
LIBERTY SQUARE WEALTH PARTNERS LLC reports 11-25 financial-planning clients, up from 0. IAPD ↗
$567.8M RAUM · 5 reps · (610) 865-5803 · libertysquarewealth.com
Financial planning software
63
FINANCIAL ADVISORY CORPORATION reports 251-500 financial-planning clients, up from 101-250. IAPD ↗
$1.10B RAUM · 14 reps · 616-235-5260 · facwealth.com
Financial planning software
63
ARAX ADVISORY PARTNERS reports 251-500 financial-planning clients, up from 101-250. IAPD ↗
$11.30B RAUM · 55 reps · 303-633-5900 · kleinhenzwealth.com
Financial planning software
63
BIRCH HILL INVESTMENT ADVISORS LLC reports 26-50 financial-planning clients, up from 11-25. IAPD ↗
$2.95B RAUM · 9 reps · 617-502-8300
Financial planning software
63
SACHETTA, LLC reports More than 500 financial-planning clients, up from 251-500. IAPD ↗
$1.00B RAUM · 10 reps · 781-233-4138
Financial planning software
63
ALLIED INVESTMENT ADVISORS LLC reports 101-250 financial-planning clients, up from 51-100. IAPD ↗
$1.49B RAUM · 11 reps · 406-839-2037 · alliedinvest.net
Financial planning software
63
GREENLINE PARTNERS reports 26-50 financial-planning clients, up from 11-25. IAPD ↗
$1.41B RAUM · 3 reps · 646-470-8714 · glinepartners.com
Financial planning software
63
CHEVIOT VALUE MANAGEMENT, LLC reports More than 500 financial-planning clients, up from 251-500. IAPD ↗
$1.17B RAUM · 7 reps · 310-451-8600
Financial planning software
63
GUARDIAN WEALTH STRATEGIES, LLC reports 251-500 financial-planning clients, up from 101-250. IAPD ↗
$1.14B RAUM · 5 reps · 952-746-1746 · gwealth.com
Financial planning software
63
HORIZON WEALTH MANAGEMENT reports 251-500 financial-planning clients, up from 101-250. IAPD ↗
$1.08B RAUM · 6 reps · (708) 352-4300
Financial planning software
63
ALPHACORE CAPITAL LLC reports 251-500 financial-planning clients, up from 101-250. IAPD ↗
$9.03B RAUM · 69 reps · 858-875-4100 · alphacore.com
Financial planning software
63
ONE DAY IN JULY LLC reports 101-250 financial-planning clients, up from 51-100. IAPD ↗
$1.36B RAUM · 13 reps · (802) 503-8280
Financial planning software
63
VALLEY WEALTH STRATEGIES, LLC reports 251-500 financial-planning clients, up from 101-250. IAPD ↗
$1.45B RAUM · 26 reps · (209) 366-1264 · zukfinancial.com
Financial planning software
63
SPARTAN WEALTH MANAGEMENT reports 1-10 financial-planning clients, up from 0. IAPD ↗
$1.48B RAUM · 19 reps · 248-297-6600 · spartanwealth.com
Financial planning software
63
THIRD VIEW PRIVATE WEALTH reports 1-10 financial-planning clients, up from 0. IAPD ↗
$1.16B RAUM · 6 reps · 8607590650 · thirdviewpw.com
Financial planning software
61
ROSENBLUM SILVERMAN SUTTON SF INC reports 11-25 financial-planning clients, up from 1-10. IAPD ↗
$486.6M RAUM · 3 reps · 415-771-4500 · rssic.com
Financial planning software
61
SOWA FINANCIAL GROUP reports 11-25 financial-planning clients, up from 1-10. IAPD ↗
$517.0M RAUM · 3 reps · 401-434-8090 · sowafinancial.com
Financial planning software
61
BCM ADVISORS, LLC reports 101-250 financial-planning clients, up from 51-100. IAPD ↗
$775.7M RAUM · 6 reps · 337-233-7758 · bcm-advisors.com
Financial planning software
61
SIERRA ASSET MANAGEMENT reports 11-25 financial-planning clients, up from 1-10. IAPD ↗
$462.3M RAUM · 1 reps · 559-658-5193
Financial planning software
61
MOLLER WEALTH PARTNERS reports 251-500 financial-planning clients, up from 101-250. IAPD ↗
$755.9M RAUM · 4 reps · 847-441-7575
Financial planning software
61
OVERRIDGE WEALTH ADVISORS reports 1-10 financial-planning clients, up from 0. IAPD ↗
$368.2M RAUM · 9 reps · 817-738-1451
Financial planning software
61
ELTEKON ADVISORS, LLC. reports 11-25 financial-planning clients, up from 1-10. IAPD ↗
$340.0M RAUM · 7 reps · 512-477-3200 · eltekon.com
Financial planning software
61
DEMARS FINANCIAL GROUP LLC reports 11-25 financial-planning clients, up from 1-10. IAPD ↗
$374.0M RAUM · 3 reps · 509-536-9556 · demarsfinancial.com
Financial planning software
61
ELIOT ROSE WEALTH MANAGEMENT, LLC reports 11-25 financial-planning clients, up from 0. IAPD ↗
$186.3M RAUM · 1 reps · (401) 588-5102 · eliotrose.com
Financial planning software
61
MPS-LORIA FINANCIAL PLANNERS,LLC reports 101-250 financial-planning clients, up from 51-100. IAPD ↗
$826.6M RAUM · 5 reps · 630-887-4404 · mpsloria.com
Financial planning software
61
SARD WEALTH MANAGMENT GROUP, LLC reports 11-25 financial-planning clients, up from 1-10. IAPD ↗
$464.0M RAUM · 2 reps · 404-843-4483
Financial planning software
61
INVESTMENT MANAGEMENT TRUST, LLC reports 11-25 financial-planning clients, up from 0. IAPD ↗
$123.5M RAUM · 1 reps · 978-343-3344
Financial planning software
61
NESTEGGS, INC. reports 26-50 financial-planning clients, up from 11-25. IAPD ↗
$911.3M RAUM · 9 reps · 904-348-3131 · nesteggs401k.com
Financial planning software
61
ALLODIUM INVESTMENT CONSULTANTS, LLC reports 251-500 financial-planning clients, up from 101-250. IAPD ↗
$576.8M RAUM · 4 reps · 612-230-3700 · allodium.com
Financial planning software
61
ATS WEALTH MANAGEMENT reports 11-25 financial-planning clients, up from 1-10. IAPD ↗
$383.6M RAUM · 4 reps · 858-643-5757 · atswealthmanagement.com
Financial planning software
61
BARRON FINANCIAL GROUP, LLP reports 26-50 financial-planning clients, up from 1-10. IAPD ↗
$199.1M RAUM · 2 reps · 860.489.0432
Financial planning software
61
LONESTAR REGISTERED INVESTMENT ADVISORS, PLLC reports More than 500 financial-planning clients, up from 251-500. IAPD ↗
$250.7M RAUM · 9 reps · 866-785-5350 · retirewithlonestar.com
Financial planning software
61
TIMBER CREEK CAPITAL MANAGEMENT, LLC reports 11-25 financial-planning clients, up from 1-10. IAPD ↗
$636.8M RAUM · 3 reps · 617-722-0855 · timbercreek-capital.com
Financial planning software
61
ARCHER INVESTMENT MANAGEMENT reports 251-500 financial-planning clients, up from 101-250. IAPD ↗
$370.8M RAUM · 4 reps · 800-840-5946 · archerim.com
Financial planning software
61
BEAR MOUNTAIN CAPITAL INC. reports 251-500 financial-planning clients, up from 101-250. IAPD ↗
$375.0M RAUM · 5 reps · 206-420-3713 · bearmountaincapital.com
Financial planning software
61
PHYSICIAN WEALTH SOLUTIONS reports 101-250 financial-planning clients, up from 51-100. IAPD ↗
$298.9M RAUM · 1 reps · 404-386-7641
Financial planning software
61
HARDIN CAPITAL PARTNERS, LLC reports 1-10 financial-planning clients, up from 0. IAPD ↗
$447.8M RAUM · 1 reps · 864-252-4200 · hardincapitalpartners.com
Financial planning software
61
BRAEBURN WEALTH MANAGEMENT, LLC reports 11-25 financial-planning clients, up from 1-10. IAPD ↗
$259.4M RAUM · 3 reps · 231-720-0743 · braeburnwealth.com
Financial planning software
61
ONE ADVISORY PARTNERS, LLC reports 251-500 financial-planning clients, up from 101-250. IAPD ↗
$369.5M RAUM · 9 reps · 913-663-2376 · oneretirement.com
Financial planning software
61
INVESTMENTS & FINANCIAL PLANNING, LLC reports 51-100 financial-planning clients, up from 26-50. IAPD ↗
$318.7M RAUM · 2 reps · 859-543-8188 · investfp.com
Financial planning software
61
PEAKVALLEY WEALTH, LLC reports 11-25 financial-planning clients, up from 0. IAPD ↗
$130.3M RAUM · 4 reps · 540-904-7969 · peakvalleywealth.com
Financial planning software
61
INNOVA WEALTH PARTNERS, LLC reports 51-100 financial-planning clients, up from 26-50. IAPD ↗
$288.2M RAUM · 6 reps · (888) 270-1574 · myinnovawealth.com
Financial planning software
61
HIPPOCRATIC FINANCIAL ADVISORS reports 51-100 financial-planning clients, up from 11-25. IAPD ↗
$229.0M RAUM · 5 reps · 866-447-2380 · hippocratic.com
Financial planning software
61
PETERSON FINANCIAL GROUP, INC. reports More than 500 financial-planning clients, up from 251-500. IAPD ↗
$299.2M RAUM · 3 reps · 515-226-1500
Financial planning software
61
LEGACY WEALTH MANAGEMENT INC. reports 51-100 financial-planning clients, up from 26-50. IAPD ↗
$251.0M RAUM · 3 reps · 877-650-4738
Financial planning software
61
INSIGHT FOLIOS reports More than 500 financial-planning clients, up from 251-500. IAPD ↗
$331.3M RAUM · 15 reps · (704) 529-9500 · dursocapital.com
Financial planning software
61
SIGHTLINE WEALTH ADVISORS, LLC reports 1-10 financial-planning clients, up from 0. IAPD ↗
$354.2M RAUM · 4 reps · (860) 448-0611 · sightlinewa.com
Financial planning software
61
PROVISION ASSET, LLC reports 251-500 financial-planning clients, up from 51-100. IAPD ↗
$143.6M RAUM · 6 reps · 972-987-9651 · provisionasset.com
Financial planning software
61
LEGACY FINANCIAL STRATEGIES, LLC reports More than 500 financial-planning clients, up from 251-500. IAPD ↗
$952.0M RAUM · 12 reps · 913-403-0600 · legacykc.com
Financial planning software
61
BLUESPHERE ADVISORS LLC reports 1-10 financial-planning clients, up from 0. IAPD ↗
$506.2M RAUM · 4 reps · (610) 277-1515
Financial planning software
61
CAPSTONE WEALTH MANAGEMENT GROUP, LLC reports 101-250 financial-planning clients, up from 51-100. IAPD ↗
$356.1M RAUM · 5 reps · (888) 587-7526 · capstone-wealth.com
Financial planning software
61
KLEINFELDER CAPITAL, INC. reports 51-100 financial-planning clients, up from 26-50. IAPD ↗
$376.6M RAUM · 4 reps · (513) 808-9700 · kleinfeldercapital.com
Financial planning software
61
KOA WEALTH MANAGEMENT, LLC reports 51-100 financial-planning clients, up from 26-50. IAPD ↗
$254.9M RAUM · 2 reps · 760-602-6920
Financial planning software
61
CHOICE WEALTH ADVISORS LLC reports 101-250 financial-planning clients, up from 51-100. IAPD ↗
$323.3M RAUM · 3 reps · (207) 873-0996
Financial planning software
61
MANN FINANCIAL GROUP reports More than 500 financial-planning clients, up from 251-500. IAPD ↗
$395.5M RAUM · 2 reps · (218) 844-9109 · mannfinancialmn.com
Financial planning software
61
CIMARRON WEALTH MANAGEMENT, INC. reports 251-500 financial-planning clients, up from 101-250. IAPD ↗
$327.3M RAUM · 6 reps · 970-249-9882
Financial planning software
61
BRIGHTER FINANCIAL CAPITAL MANAGEMENT, LLC reports 101-250 financial-planning clients, up from 26-50. IAPD ↗
$135.1M RAUM · 4 reps · 703-796-0957
Financial planning software
61
LEGACY WEALTH MANAGEMENT, LLC reports 1-10 financial-planning clients, up from 0. IAPD ↗
$455.1M RAUM · 3 reps · 601-499-1970 · mylegacy.ms
Financial planning software
61
ASPEN WEALTH STRATEGIES, LLC reports 11-25 financial-planning clients, up from 1-10. IAPD ↗
$312.2M RAUM · 6 reps · (303) 421-1113 · aspenwealthstrategies.com
Financial planning software
61
FCG INVESTMENT COMPANY reports 26-50 financial-planning clients, up from 11-25. IAPD ↗
$568.2M RAUM · 10 reps · 901-309-2681 · fcgtn.com
Financial planning software
61
ALIGN FINANCIAL, LLC reports 1-10 financial-planning clients, up from 0. IAPD ↗
$433.7M RAUM · 5 reps · 218-336-2506 · align.financial
Financial planning software
61
DORVAL & CHORNE FINANCIAL ADVISORS reports More than 500 financial-planning clients, up from 251-500. IAPD ↗
$373.9M RAUM · 3 reps · 612-436-3714 · dorvalchorne.com
Financial planning software
61
NORTHBRIDGE FINANCIAL GROUP, LLC reports 251-500 financial-planning clients, up from 101-250. IAPD ↗
$413.1M RAUM · 7 reps · (813) 877-8000
Financial planning software
61
INVESTED ADVISORS reports 11-25 financial-planning clients, up from 1-10. IAPD ↗
$268.3M RAUM · 2 reps · 814-235-2703 · weareinvested.com
Financial planning software
61
ATLANTIC PRIVATE WEALTH, LLC reports 101-250 financial-planning clients, up from 51-100. IAPD ↗
$894.0M RAUM · 4 reps · 919-968-2977 · atlanticpwa.com
Financial planning software
61
INSIGHT CAPITAL MANAGEMENT reports 26-50 financial-planning clients, up from 11-25. IAPD ↗
$330.5M RAUM · 4 reps · 925-362-9571
Financial planning software
61
FORTRESS FINANCIAL GROUP, LLC reports 251-500 financial-planning clients, up from 101-250. IAPD ↗
$352.3M RAUM · 7 reps · (507) 529-1400
Financial planning software
61
TRANSCENDENT CAPITAL GROUP reports 101-250 financial-planning clients, up from 51-100. IAPD ↗
$360.7M RAUM · 9 reps · 405-341-9188
Financial planning software
61
SINGER WEALTH ADVISORS LLC reports 251-500 financial-planning clients, up from 101-250. IAPD ↗
$782.4M RAUM · 15 reps · 561-998-9985
Financial planning software
61
CARR FINANCIAL GROUP reports More than 500 financial-planning clients, up from 251-500. IAPD ↗
$744.2M RAUM · 7 reps · (508) 795-0264 · carrfinancial.com
Financial planning software
61
PINE HARBOR WEALTH MANAGEMENT LLC reports 101-250 financial-planning clients, up from 51-100. IAPD ↗
$507.1M RAUM · 1 reps · 703-589-9100
Financial planning software
61
CONQUIS FINANCIAL LLC reports 51-100 financial-planning clients, up from 26-50. IAPD ↗
$280.0M RAUM · 3 reps · 650-651-3609
Financial planning software
61
WEALTHSPRING reports 101-250 financial-planning clients, up from 51-100. IAPD ↗
$370.2M RAUM · 4 reps · 562-491-4410
Financial planning software
61
IVANOFF WEALTH MANAGEMENT INC. reports 251-500 financial-planning clients, up from 51-100. IAPD ↗
$154.6M RAUM · 3 reps · 714-262-1658 · ivanoffwealthmanagement.com
Financial planning software
61
SIERRA SUMMIT ADVISORS LLC reports 51-100 financial-planning clients, up from 26-50. IAPD ↗
$780.8M RAUM · 5 reps · 847-652-5070 · sierrasummitadvisors.com
Financial planning software
61
AVISE FINANCIAL reports 101-250 financial-planning clients, up from 26-50. IAPD ↗
$169.4M RAUM · 6 reps · 310-807-5778
Financial planning software
61
KETRON FINANCIAL LLC reports 26-50 financial-planning clients, up from 11-25. IAPD ↗
$384.0M RAUM · 2 reps · 415-892-0928
Financial planning software
61
ALTERI WEALTH reports 26-50 financial-planning clients, up from 11-25. IAPD ↗
$566.1M RAUM · 3 reps · 805-809-0400
Financial planning software
61
SHRIER WEALTH MANAGEMENT, LLC reports 1-10 financial-planning clients, up from 0. IAPD ↗
$390.6M RAUM · 3 reps · 310-201-0200 · shrierwealth.com
Financial planning software
61
MFG PRIVATE WEALTH reports 11-25 financial-planning clients, up from 0. IAPD ↗
$145.5M RAUM · 4 reps · 412-3412-888 · mfgplanners.com
Financial planning software
61
PRESTIGE WEALTH MANAGEMENT reports 11-25 financial-planning clients, up from 0. IAPD ↗
$148.4M RAUM · 5 reps · 8176378121
Financial planning software
61
MERITIS WEALTH MANAGEMENT, INC. reports 11-25 financial-planning clients, up from 0. IAPD ↗
$224.4M RAUM · 3 reps · 240-396-6600 · meritiswealth.com
Financial planning software
61
ELEVATE WEALTH MANAGEMENT reports 1-10 financial-planning clients, up from 0. IAPD ↗
$320.3M RAUM · 3 reps · 307 461-5550 · elevateasset.com
Financial planning software
61
NAPIER FINANCIAL reports 1-10 financial-planning clients, up from 0. IAPD ↗
$550.1M RAUM · 8 reps · 781-884-2300
Financial planning software
61
VANTUS WEALTH reports 1-10 financial-planning clients, up from 0. IAPD ↗
$439.8M RAUM · 5 reps · 844-682-6887
Financial planning software
61
CADIA PRIVATE CLIENT LLC reports 11-25 financial-planning clients, up from 0. IAPD ↗
$192.5M RAUM · 2 reps · 973-993-6300
Financial planning software
58
SLOCUM, GORDON & CO. LLP reports 1-10 financial-planning clients, up from 0. IAPD ↗
$219.2M RAUM · 2 reps · 401-849-4900 · slocumgordon.com
Financial planning software
58
PETERSON FINANCIAL SERVICES LLC reports 1-10 financial-planning clients, up from 0. IAPD ↗
$124.0M RAUM · 1 reps · 303-831-4800 · petersonfs.com
Financial planning software
58
MCS FAMILY WEALTH ADVISORS reports 11-25 financial-planning clients, up from 1-10. IAPD ↗
$162.6M RAUM · 2 reps · 541-345-7023 · mcsfamilywealth.com
Financial planning software
58
VOLUMETRIC ADVISERS reports 1-10 financial-planning clients, up from 0. IAPD ↗
$37.6M RAUM · 2 reps · 845-623-7637
Financial planning software
58
AMERICAN FINANCIAL MANAGEMENT, LTD. reports 1-10 financial-planning clients, up from 0. IAPD ↗
$31.6M RAUM · 2 reps · (443) 339-2115
Financial planning software
58
HFH PLANNING INC. reports 101-250 financial-planning clients, up from 51-100. IAPD ↗
$206.1M RAUM · 2 reps · 212-402-5444 · finsecurity.com
Financial planning software
58
CASTELLANO & ASSOCIATES reports 11-25 financial-planning clients, up from 1-10. IAPD ↗
$129.5M RAUM · 3 reps · 318-683-1040 · todaycpa.com
Financial planning software
58
MONETARY SOLUTIONS, LTD. reports 1-10 financial-planning clients, up from 0. IAPD ↗
$139.7M RAUM · 1 reps · 937-297-1140
Financial planning software
58
LEGACY PLANNING ADVISORS, LLC reports 251-500 financial-planning clients, up from 101-250. IAPD ↗
$234.0M RAUM · 8 reps · 770-919-2075
Financial planning software
58
INGRAM ADVISORY SERVICES, LLC reports 51-100 financial-planning clients, up from 26-50. IAPD ↗
$109.3M RAUM · 2 reps · 863-326-9833 · ingramfinancialgroup.com
Financial planning software
58
RUTHERFORD ASSET PLANNING, INC. reports 51-100 financial-planning clients, up from 26-50. IAPD ↗
$181.3M RAUM · 1 reps · 813-343-4501 · rutherfordasset.com
Financial planning software
58
TRIVANT CUSTOM PORTFOLIO GROUP LLC reports 11-25 financial-planning clients, up from 1-10. IAPD ↗
$239.4M RAUM · 5 reps · 619-286-3930
Financial planning software
58
GFP WEALTH MANAGEMENT reports 51-100 financial-planning clients, up from 26-50. IAPD ↗
$196.7M RAUM · 1 reps · 805-494-8181 · goyettefinancial.com
Financial planning software
58
OFC WEALTH MANAGEMENT reports 11-25 financial-planning clients, up from 1-10. IAPD ↗
$182.8M RAUM · 2 reps · 973-258-1007
Financial planning software
58
ELM3 FINANCIAL GROUP, LLC reports 26-50 financial-planning clients, up from 11-25. IAPD ↗
$189.0M RAUM · 3 reps · 678-297-9500
Financial planning software
58
PROVIDENCE WEALTH MANAGEMENT LLC reports 1-10 financial-planning clients, up from 0. IAPD ↗
$149.6M RAUM · 3 reps · 865-691-6699
Financial planning software
58
FRANK FINANCIAL ADVISORS reports 11-25 financial-planning clients, up from 1-10. IAPD ↗
$188.2M RAUM · 2 reps · 760-438-3360 · plus.google.com
Financial planning software
58
INTEGRAL FINANCIAL PLANNING LLC reports 101-250 financial-planning clients, up from 51-100. IAPD ↗
$158.0M RAUM · 1 reps · 630-219-3315 · integralfp.com
Financial planning software
58
BELLWETHER INVESTMENT GROUP, LLC reports 11-25 financial-planning clients, up from 1-10. IAPD ↗
$155.1M RAUM · 6 reps · 423-698-6256 · focuspointefinancial.com
Financial planning software
58
JONES & ASSOCIATES PREMIER FINANCIAL SOLUTIONS reports 26-50 financial-planning clients, up from 11-25. IAPD ↗
$221.8M RAUM · 2 reps · 541-500-4321 · jonescares.org
Financial planning software
58
FINSYM PARTNERS, LLC reports 11-25 financial-planning clients, up from 1-10. IAPD ↗
$188.0M RAUM · 3 reps · 206-276-1774 · finsymllc.com
Financial planning software
58
TITANIUM ADVISORS, LLC reports 51-100 financial-planning clients, up from 26-50. IAPD ↗
$169.7M RAUM · 1 reps · 508-528-3120 · titaniumadvisors.com
Financial planning software
58
CASCADE WEALTH ADVISORS, INC reports 101-250 financial-planning clients, up from 51-100. IAPD ↗
$228.1M RAUM · 3 reps · 509-886-8866 · cascade-wealth.com
Financial planning software
58
CLEMENT STREET CAPITAL LLC reports 26-50 financial-planning clients, up from 11-25. IAPD ↗
$141.0M RAUM · 2 reps · 630-701-9359 · clementstreetcapital.com
Financial planning software
58
NUTS2INVEST.COM, LLC reports 1-10 financial-planning clients, up from 0. IAPD ↗
$0 RAUM · 1 reps · 937-269-1116 · nuts2invest.com
Financial planning software
58
REITZ CAPITAL ADVISORS LLC reports 51-100 financial-planning clients, up from 26-50. IAPD ↗
$103.4M RAUM · 1 reps · (989) 791-3693 · reitzfg.com
Financial planning software
58
FARRIS CAPITAL MANAGEMENT INC. reports 51-100 financial-planning clients, up from 26-50. IAPD ↗
$177.5M RAUM · 3 reps · 214-525-2141 · farriscap.com
Financial planning software
58
BAMBOO WEALTH STRATEGIES reports 101-250 financial-planning clients, up from 51-100. IAPD ↗
$235.7M RAUM · 4 reps · (619) 289-9670 · bamboowealth.com
Financial planning software
58
PINAFORE WEALTH COUNSEL INC. reports 11-25 financial-planning clients, up from 1-10. IAPD ↗
$173.6M RAUM · 2 reps · 919-213-0458 · pinaforewealth.com
Financial planning software
58
SHERMAN ASSET MANAGEMENT, INC. reports 26-50 financial-planning clients, up from 11-25. IAPD ↗
$140.8M RAUM · 1 reps · 805-655-5062
Financial planning software
58
SOMNIO FINANCIAL GROUP, LLC reports 101-250 financial-planning clients, up from 51-100. IAPD ↗
$168.3M RAUM · 2 reps · 860-430-5500
Financial planning software
58
OCTOBER EFFECT LTD. reports 26-50 financial-planning clients, up from 11-25. IAPD ↗
$138.9M RAUM · 4 reps · 757-390-3341 · financialplanning-vab.com
Financial planning software
58
HOFER & ASSOCIATES WEALTH MANAGEMENT reports 1-10 financial-planning clients, up from 0. IAPD ↗
$216.4M RAUM · 3 reps · 805-557-8054 · hoferwm.com
Financial planning software
58
GREAT HILL ADVISORY reports 101-250 financial-planning clients, up from 51-100. IAPD ↗
$218.4M RAUM · 2 reps · 516-500-1248 · greathilladvisory.com
Financial planning software
58
ROOTED PLANNING GROUP reports 251-500 financial-planning clients, up from 101-250. IAPD ↗
$157.0M RAUM · 3 reps · 607-438-2761
Financial planning software
58
ALERE PLANNING LLC reports 101-250 financial-planning clients, up from 51-100. IAPD ↗
$208.0M RAUM · 2 reps · 410-252-0088 · alereplanning.com
Financial planning software
58
HOFFMAN CAPITAL ADVISORS LLC reports 1-10 financial-planning clients, up from 0. IAPD ↗
$185.4M RAUM · 7 reps · (724) 719-6767 · hoffman-capital.com
Financial planning software
58
ROCKHILL ADVISORS LLC reports 11-25 financial-planning clients, up from 1-10. IAPD ↗
$174.2M RAUM · 1 reps · (312) 282-1040 · rockhill-advisors.com
Financial planning software
58
GRANT PRIVATE WEALTH MANAGEMENT reports 1-10 financial-planning clients, up from 0. IAPD ↗
$196.3M RAUM · 5 reps · 925-378-5000
Financial planning software
58
FAMILY LEGACY PLANNING reports 251-500 financial-planning clients, up from 101-250. IAPD ↗
$169.1M RAUM · 3 reps · (479) 273-3040 · flpwealth.com
Financial planning software
58
ERICKSON FINANCIAL GROUP, LLC reports 1-10 financial-planning clients, up from 0. IAPD ↗
$198.9M RAUM · 3 reps · (484) 209-5270
Financial planning software
58
PLEASANTDALE WEALTH MANAGEMENT, LLC reports 1-10 financial-planning clients, up from 0. IAPD ↗
$113.7M RAUM · 3 reps · 908-914-1572
Financial planning software
58
KEYSTONE WEALTH MANAGEMENT reports 11-25 financial-planning clients, up from 1-10. IAPD ↗
$137.4M RAUM · 1 reps · (319) 883-3096 · keystonewealth.com
Financial planning software
58
WINTER & ASSOCIATES, INC. reports 51-100 financial-planning clients, up from 26-50. IAPD ↗
$179.7M RAUM · 4 reps · (651) 414-5000
Financial planning software
58
SIGNAL TREE FINANCIAL PARTNERS LLC reports 26-50 financial-planning clients, up from 11-25. IAPD ↗
$213.4M RAUM · 5 reps · (330) 590-5937
Financial planning software
58
DOMAIN MONEY ADVISORS, LLC reports More than 500 financial-planning clients, up from 251-500. IAPD ↗
$0 RAUM · 14 reps · 646-970-6926
Financial planning software
58
PLANNING WORKS ADVISORY, INC. reports 1-10 financial-planning clients, up from 0. IAPD ↗
$199.8M RAUM · 4 reps · 512-498-7526 · planningworksinc.com
Financial planning software
58
ARRIEN INVESTMENTS, INC. reports 1-10 financial-planning clients, up from 0. IAPD ↗
$226.6M RAUM · 3 reps · (208) 338-1520 · arrieninvestments.com
Financial planning software
58
BRUDERMAN PRIVATE WEALTH reports 11-25 financial-planning clients, up from 1-10. IAPD ↗
$78.5M RAUM · 4 reps · 516-974-7596 · brudermanprivatewealth.com
Financial planning software
58
PALM WEALTH PARTNERS reports 1-10 financial-planning clients, up from 0. IAPD ↗
$179.3M RAUM · 9 reps · (954) 632-2555
Financial planning software
58
VIRTUS FINANCIAL PARTNERS reports 11-25 financial-planning clients, up from 1-10. IAPD ↗
$152.5M RAUM · 3 reps · 407-267-8445
Financial planning software
58
ATLAS INVESTMENT ADVISORS reports 101-250 financial-planning clients, up from 51-100. IAPD ↗
$184.1M RAUM · 2 reps · 770-336-6805
Financial planning software
58
ENSPIRE WEALTH MANAGEMENT, LLC reports 26-50 financial-planning clients, up from 11-25. IAPD ↗
$119.3M RAUM · 2 reps · (707) 525-1099 · enspirewealth.com
Financial planning software
58
BLUESTONE PRIVATE WEALTH, LLC reports 11-25 financial-planning clients, up from 1-10. IAPD ↗
$190.4M RAUM · 2 reps · 440-821-3459 · bluestoneprivate.com
Financial planning software
58
BRIDGEWAY WEALTH MANAGEMENT, LLC reports 26-50 financial-planning clients, up from 11-25. IAPD ↗
$164.6M RAUM · 2 reps · 319-393-6535 · bridgewaywm.com
Financial planning software
58
MAIN ADVISORY, INC. reports 11-25 financial-planning clients, up from 1-10. IAPD ↗
$162.7M RAUM · 2 reps · (724) 731-0173 · mainadvisory.com
Financial planning software
58
GANNETT WEALTH ADVISORS reports 101-250 financial-planning clients, up from 51-100. IAPD ↗
$90.2M RAUM · 7 reps · (208)254-0142
Financial planning software
58
COUNTRYSIDE FINANCIAL LLC reports 1-10 financial-planning clients, up from 0. IAPD ↗
$73.2M RAUM · 3 reps · 716-256-1330 · countrysidefinancialny.com
Financial planning software
58
CONTANGO WEALTH MANAGEMENT LLC reports 1-10 financial-planning clients, up from 0. IAPD ↗
$122.8M RAUM · 2 reps · 415.794.1622
Financial planning software
48
SARMAYA PARTNERS, LLC reports 1-10 financial-planning clients, up from 0. IAPD ↗institutional
$33.0M RAUM · 2 reps · 303-520-2419 · sarmayapartners.com
Financial planning software
new office — 137 Count of additional offices increased.
55
U.S. BANCORP ADVISORS, LLC added office(s): 147 -> 1790 additional locations. IAPD ↗
$1.52B RAUM · 126 reps · 800-888-4700 · usbank.com
Office IT & facilitiesCRMRecruiting & transitions
55
LINSCOMB WEALTH, INC. added office(s): 4 -> 6 additional locations. IAPD ↗
$5.21B RAUM · 25 reps · 713-840-1000 · linscombwealth.com
Office IT & facilitiesCRMRecruiting & transitions
55
MACKAY SHIELDS LLC added office(s): 2 -> 3 additional locations. IAPD ↗
$151.64B RAUM · 79 reps · 212-758-5400 · newyorklifeinvestments.com
Office IT & facilitiesCRMRecruiting & transitions
55
EMBREE FINANCIAL GROUP added office(s): 5 -> 6 additional locations. IAPD ↗
$2.64B RAUM · 14 reps · 312-527-5565
Office IT & facilitiesCRMRecruiting & transitions
55
CALIFORNIA FINANCIAL ADVISORS added office(s): 0 -> 2 additional locations. IAPD ↗
$2.26B RAUM · 14 reps · 925.275.1000
Office IT & facilitiesCRMRecruiting & transitions
55
ECLECTIC ASSOCIATES, INC. added office(s): 1 -> 2 additional locations. IAPD ↗
$1.47B RAUM · 10 reps · 714-738-0220 · eclecticassociates.com
Office IT & facilitiesCRMRecruiting & transitions
55
NATURAL INVESTMENTS added office(s): 15 -> 18 additional locations. IAPD ↗
$2.05B RAUM · 24 reps · 707-758-0171 · naturalinvestments.com
Office IT & facilitiesCRMRecruiting & transitions
55
AA FINANCIAL ADVISORS, LLC added office(s): 6 -> 8 additional locations. IAPD ↗
$1.01B RAUM · 10 reps · 614-442-3355
Office IT & facilitiesCRMRecruiting & transitions
55
THE RETIREMENT PLANNING GROUP, LLC added office(s): 11 -> 13 additional locations. IAPD ↗
$4.45B RAUM · 28 reps · 913-498-8898
Office IT & facilitiesCRMRecruiting & transitions
55
ARAX ADVISORY PARTNERS added office(s): 20 -> 35 additional locations. IAPD ↗
$11.30B RAUM · 55 reps · 303-633-5900 · kleinhenzwealth.com
Office IT & facilitiesCRMRecruiting & transitions
55
PROSPERITY - AN EISNERAMPER COMPANY added office(s): 12 -> 13 additional locations. IAPD ↗
$3.20B RAUM · 56 reps · 410-363-7211 · prosperityconsult.com
Office IT & facilitiesCRMRecruiting & transitions
55
ELEVATION POINT WEALTH PARTNERS, LLC added office(s): 11 -> 12 additional locations. IAPD ↗
$2.43B RAUM · 20 reps · 303-382-2880 · besterwealth.com
Office IT & facilitiesCRMRecruiting & transitions
55
CAPRICORN INVESTMENT GROUP LLC added office(s): 1 -> 2 additional locations. IAPD ↗
$12.47B RAUM · 12 reps · 650-331-8800 · capricornllc.com
Office IT & facilitiesCRMRecruiting & transitions
55
MCGLONE SUTTNER WEALTH MANAGEMENT, INC. added office(s): 1 -> 2 additional locations. IAPD ↗
$1.01B RAUM · 8 reps · (920) 882-5299
Office IT & facilitiesCRMRecruiting & transitions
55
SELECT MONEY MANAGEMENT, INC. added office(s): 0 -> 1 additional locations. IAPD ↗
$1.49B RAUM · 8 reps · 3107122323 · seia.com
Office IT & facilitiesCRMRecruiting & transitions
55
FOCUS PARTNERS WEALTH, LLC added office(s): 87 -> 112 additional locations. IAPD ↗
$181.86B RAUM · 1025 reps · (314) 725-0455
Office IT & facilitiesCRMRecruiting & transitions
55
ACCUMULUS CAPITAL MANAGEMENT, LLC added office(s): 0 -> 1 additional locations. IAPD ↗
$1.74B RAUM · 7 reps · 212-490-7570 · accumuluscapital.com
Office IT & facilitiesCRMRecruiting & transitions
55
SHEPHERD FINANCIAL PARTNERS, LLC added office(s): 4 -> 5 additional locations. IAPD ↗
$1.14B RAUM · 8 reps · (781) 756-1804
Office IT & facilitiesCRMRecruiting & transitions
55
FOURSTAR WEALTH ADVISORS, LLC added office(s): 26 -> 27 additional locations. IAPD ↗
$1.24B RAUM · 45 reps · (312) 667-1750 · timeto.planyourexitstrategy.com
Office IT & facilitiesCRMRecruiting & transitions
55
ALPHACORE CAPITAL LLC added office(s): 17 -> 23 additional locations. IAPD ↗
$9.03B RAUM · 69 reps · 858-875-4100 · alphacore.com
Office IT & facilitiesCRMRecruiting & transitions
55
ONE DAY IN JULY LLC added office(s): 5 -> 9 additional locations. IAPD ↗
$1.36B RAUM · 13 reps · (802) 503-8280
Office IT & facilitiesCRMRecruiting & transitions
55
LIBERTY WEALTH MANAGEMENT, LLC added office(s): 5 -> 6 additional locations. IAPD ↗
$1.47B RAUM · 18 reps · 510-658-1880
Office IT & facilitiesCRMRecruiting & transitions
55
TCP ASSET MANAGEMENT, LLC added office(s): 11 -> 13 additional locations. IAPD ↗
$1.18B RAUM · 21 reps · 614-761-9378 · tcpasset.com
Office IT & facilitiesCRMRecruiting & transitions
55
VALLEY WEALTH STRATEGIES, LLC added office(s): 19 -> 21 additional locations. IAPD ↗
$1.45B RAUM · 26 reps · (209) 366-1264 · zukfinancial.com
Office IT & facilitiesCRMRecruiting & transitions
55
PROMETHOS CAPITAL, LLC added office(s): 0 -> 2 additional locations. IAPD ↗
$1.27B RAUM · 5 reps · 617-535-9240
Office IT & facilitiesCRMRecruiting & transitions
55
WEDMONT PRIVATE CAPITAL added office(s): 7 -> 8 additional locations. IAPD ↗
$3.44B RAUM · 11 reps · (610) 885-8200 · wedmont.com
Office IT & facilitiesCRMRecruiting & transitions
55
CS MCKEE added office(s): 1 -> 2 additional locations. IAPD ↗
$11.65B RAUM · 19 reps · 412-566-1234
Office IT & facilitiesCRMRecruiting & transitions
55
GREAT WATERS FINANCIAL added office(s): 2 -> 3 additional locations. IAPD ↗
$1.24B RAUM · 23 reps · 612-360-2127
Office IT & facilitiesCRMRecruiting & transitions
55
ASSUREDPARTNERS INVESTMENT ADVISORS added office(s): 16 -> 17 additional locations. IAPD ↗
$3.88B RAUM · 38 reps · 407-708-0050 · apadvisors.com
Office IT & facilitiesCRMRecruiting & transitions
55
PALLAS CAPITAL ADVISORS, LLC added office(s): 4 -> 5 additional locations. IAPD ↗
$4.31B RAUM · 23 reps · (781) 971-5052 · pallascapitaladvisors.com
Office IT & facilitiesCRMRecruiting & transitions
55
PERFORMANCE WEALTH added office(s): 2 -> 6 additional locations. IAPD ↗
$4.09B RAUM · 11 reps · (630) 686-5715
Office IT & facilitiesCRMRecruiting & transitions
55
DAYMARK WEALTH PARTNERS, LLC added office(s): 8 -> 9 additional locations. IAPD ↗
$5.04B RAUM · 21 reps · 513-838-2520 · music.amazon.com
Office IT & facilitiesCRMRecruiting & transitions
55
CONCURRENT INVESTMENT ADVISORS, LLC added office(s): 42 -> 43 additional locations. IAPD ↗
$9.90B RAUM · 164 reps · 813-709-8800 · headretirement.com
Office IT & facilitiesCRMRecruiting & transitions
55
ROBINHOOD ASSET MANAGEMENT added office(s): 5 -> 6 additional locations. IAPD ↗
$1.52B RAUM · 138 reps · 650-940-2700 EXT 31450
Office IT & facilitiesCRMRecruiting & transitions
55
JEFFERIES INVESTMENT ADVISERS LLC added office(s): 7 -> 9 additional locations. IAPD ↗
$3.42B RAUM · 107 reps · 212-284-2300 · jefferies.com
Office IT & facilitiesCRMRecruiting & transitions
55
STIFEL CAPITAL MANAGEMENT, LLC added office(s): 0 -> 1 additional locations. IAPD ↗
$1.49B RAUM · 1 reps · 212-328-1000 · stifelcapitalmanagement.com
Office IT & facilitiesCRMRecruiting & transitions
55
DIVERSIFIED, LLC added office(s): 9 -> 10 additional locations. IAPD ↗
$2.08B RAUM · 28 reps · 302-765-3500
Office IT & facilitiesCRMRecruiting & transitions
53
RIGGS ASSET MANAGEMENT CO INC added office(s): 1 -> 2 additional locations. IAPD ↗
$640.0M RAUM · 8 reps · 570-823-3383 · riggsadvisors.com
Office IT & facilitiesCRMRecruiting & transitions
53
DEW WEALTH MANAGEMENT added office(s): 13 -> 16 additional locations. IAPD ↗
$361.9M RAUM · 20 reps · 480-614-9119
Office IT & facilitiesCRMRecruiting & transitions
53
WMS ADVISORS, LLC added office(s): 2 -> 3 additional locations. IAPD ↗
$280.9M RAUM · 5 reps · 301-294-7804
Office IT & facilitiesCRMRecruiting & transitions
53
SAXONY CAPITAL MANAGEMENT, LLC added office(s): 18 -> 19 additional locations. IAPD ↗
$367.9M RAUM · 0 reps · 314-963-9336
Office IT & facilitiesCRMRecruiting & transitions
53
DBS INVESTMENT ADVISERS, LLC added office(s): 2 -> 3 additional locations. IAPD ↗
$280.2M RAUM · 5 reps · 989-686-6222 · thedbscompanies.com
Office IT & facilitiesCRMRecruiting & transitions
53
FINANCIAL INSTITUTION SERVICES, LLC added office(s): 1 -> 2 additional locations. IAPD ↗
$258.7M RAUM · 2 reps · 248-661-8190 · adviceman.net
Office IT & facilitiesCRMRecruiting & transitions
53
THE MARSHALL FINANCIAL GROUP LLC added office(s): 2 -> 3 additional locations. IAPD ↗
$735.6M RAUM · 10 reps · (410) 563-1190 · marshallfinancialgroup.com
Office IT & facilitiesCRMRecruiting & transitions
53
IRONWOOD FINANCIAL, LLC added office(s): 0 -> 1 additional locations. IAPD ↗
$574.9M RAUM · 6 reps · 520-318-4600 · ironwoodfinancial.com
Office IT & facilitiesCRMRecruiting & transitions
53
MARKET STREET WEALTH MANAGEMENT added office(s): 5 -> 6 additional locations. IAPD ↗
$837.0M RAUM · 10 reps · (610) 692-3200 · marketstreetwealth.net
Office IT & facilitiesCRMRecruiting & transitions
53
THE O'DONNELL GROUP added office(s): 0 -> 1 additional locations. IAPD ↗
$492.0M RAUM · 2 reps · 530-564-0960
Office IT & facilitiesCRMRecruiting & transitions
53
BCU WEALTH ADVISORS, LLC added office(s): 16 -> 17 additional locations. IAPD ↗
$653.6M RAUM · 3 reps · 847-932-8007 · uhgcu.org
Office IT & facilitiesCRMRecruiting & transitions
53
COMMONS CAPITAL, LLC added office(s): 1 -> 3 additional locations. IAPD ↗
$307.4M RAUM · 6 reps · (617) 431-7200
Office IT & facilitiesCRMRecruiting & transitions
53
ALLIANCE WEALTH MANAGEMENT GROUP, LLC added office(s): 4 -> 5 additional locations. IAPD ↗
$517.4M RAUM · 6 reps · (908) 751-7090 · alliancewmg.com
Office IT & facilitiesCRMRecruiting & transitions
53
MPWM ADVISORY SOLUTIONS LLC added office(s): 6 -> 7 additional locations. IAPD ↗
$320.5M RAUM · 12 reps · 678-566-4001
Office IT & facilitiesCRMRecruiting & transitions
53
FOUNDER FAMILY FINANCIAL, LLC added office(s): 0 -> 1 additional locations. IAPD ↗
$321.0M RAUM · 1 reps · 843-621-0435 · f3financial.com
Office IT & facilitiesCRMRecruiting & transitions
53
RUBICON ADVISORS added office(s): 5 -> 6 additional locations. IAPD ↗
$420.7M RAUM · 19 reps · 530-223-5357
Office IT & facilitiesCRMRecruiting & transitions
53
BCS PRIVATE WEALTH MANAGEMENT added office(s): 0 -> 1 additional locations. IAPD ↗
$469.7M RAUM · 4 reps · 732-291-7272 · bc-wm.com
Office IT & facilitiesCRMRecruiting & transitions
53
GREAT OAK CAPITAL PARTNERS, LLC added office(s): 1 -> 2 additional locations. IAPD ↗
$477.9M RAUM · 5 reps · (508) 230-7100
Office IT & facilitiesCRMRecruiting & transitions
53
MAGNATE ADVISORY SERVICES, LLC added office(s): 2 -> 3 additional locations. IAPD ↗
$260.9M RAUM · 6 reps · (502) 855-3160
Office IT & facilitiesCRMRecruiting & transitions
53
CAPITOL PRIVATE WEALTH GROUP LLC added office(s): 0 -> 1 additional locations. IAPD ↗
$562.1M RAUM · 7 reps · (703) 226-0008 · capitolpwg.com
Office IT & facilitiesCRMRecruiting & transitions
53
IAMS WEALTH MANAGEMENT, LLC added office(s): 41 -> 44 additional locations. IAPD ↗
$397.2M RAUM · 53 reps · (888)255-7670
Office IT & facilitiesCRMRecruiting & transitions
53
FINANCIAL SERVICES OF AMERICA ADVISORS added office(s): 2 -> 4 additional locations. IAPD ↗
$573.4M RAUM · 31 reps · (800) 977-9292 · fsa1.com
Office IT & facilitiesCRMRecruiting & transitions
53
SHARP FINANCIAL added office(s): 6 -> 7 additional locations. IAPD ↗
$391.9M RAUM · 5 reps · (215) 659-2130 · sharpllc.com
Office IT & facilitiesCRMRecruiting & transitions
53
RANGE FINANCIAL GROUP, LLC added office(s): 1 -> 7 additional locations. IAPD ↗
$408.1M RAUM · 7 reps · 503-482-4400
Office IT & facilitiesCRMRecruiting & transitions
53
LANTZ FINANCIAL LLC added office(s): 1 -> 2 additional locations. IAPD ↗
$994.1M RAUM · 6 reps · 331-204-6230
Office IT & facilitiesCRMRecruiting & transitions
53
COREPATH WEALTH PARTNERS LLC added office(s): 2 -> 3 additional locations. IAPD ↗
$261.2M RAUM · 5 reps · (480) 448-0334 · corepathwealthpartners.com
Office IT & facilitiesCRMRecruiting & transitions
53
GAMMA ASSET MANAGEMENT LLC added office(s): 0 -> 1 additional locations. IAPD ↗
$424.8M RAUM · 8 reps · 787-957-3260 · gammaam.com
Office IT & facilitiesCRMRecruiting & transitions
53
BIRCHCREEK WEALTH MANAGEMENT, LLC added office(s): 0 -> 1 additional locations. IAPD ↗
$300.1M RAUM · 3 reps · (937) 567-0646
Office IT & facilitiesCRMRecruiting & transitions
53
626 FINANCIAL, LLC added office(s): 0 -> 1 additional locations. IAPD ↗
$379.6M RAUM · 5 reps · (269) 321-5040 · 626financial.com
Office IT & facilitiesCRMRecruiting & transitions
53
ALIGN FINANCIAL, LLC added office(s): 3 -> 4 additional locations. IAPD ↗
$433.7M RAUM · 5 reps · 218-336-2506 · align.financial
Office IT & facilitiesCRMRecruiting & transitions
53
ROTH FINANCIAL PARTNERS LLC added office(s): 0 -> 1 additional locations. IAPD ↗
$460.1M RAUM · 3 reps · 281-973-8816 · rothfinancialpartners.com
Office IT & facilitiesCRMRecruiting & transitions
53
INTEGRATED QUANTITATIVE INVESTMENTS LLC added office(s): 4 -> 6 additional locations. IAPD ↗
$844.8M RAUM · 5 reps · 617-686-2008 · integratedquant.com
Office IT & facilitiesCRMRecruiting & transitions
53
HARTMANN TAYLOR WEALTH MANAGEMENT, LLC added office(s): 3 -> 4 additional locations. IAPD ↗
$254.6M RAUM · 1 reps · 972-833-2684
Office IT & facilitiesCRMRecruiting & transitions
53
MILESTONE ASSET MANAGEMENT, LLC added office(s): 4 -> 5 additional locations. IAPD ↗
$690.7M RAUM · 13 reps · 412-643-3058
Office IT & facilitiesCRMRecruiting & transitions
53
WEALTH EFFECTS added office(s): 6 -> 10 additional locations. IAPD ↗
$472.0M RAUM · 9 reps · 617-465-2560 · w-effects.com
Office IT & facilitiesCRMRecruiting & transitions
53
TRANSCE3ND LLC added office(s): 16 -> 17 additional locations. IAPD ↗
$418.9M RAUM · 42 reps · 512-268-9220 · transcendim.com
Office IT & facilitiesCRMRecruiting & transitions
53
ATLAS FIDUCIARY SERVICES, INC. added office(s): 1 -> 2 additional locations. IAPD ↗
$269.3M RAUM · 4 reps · 603-581-7125 · afgplanning.com
Office IT & facilitiesCRMRecruiting & transitions
53
CACHE ADVISORS LLC added office(s): 0 -> 2 additional locations. IAPD ↗
$962.1M RAUM · 5 reps · 2137881501
Office IT & facilitiesCRMRecruiting & transitions
53
PETROS FAMILY WEALTH, LLC added office(s): 0 -> 1 additional locations. IAPD ↗
$341.6M RAUM · 8 reps · (612) 643-9995 · petrosfw.com
Office IT & facilitiesCRMRecruiting & transitions
53
FOGUTH WEALTH MANAGEMENT, LLC. added office(s): 10 -> 14 additional locations. IAPD ↗
$825.1M RAUM · 32 reps · (810) 522-5650
Office IT & facilitiesCRMRecruiting & transitions
53
ADAPT WEALTH ADVISORS, LLC added office(s): 1 -> 2 additional locations. IAPD ↗
$469.2M RAUM · 10 reps · 404-594-5559 · adaptwealthadvisors.com
Office IT & facilitiesCRMRecruiting & transitions
53
LIBERTY SQUARE WEALTH PARTNERS LLC added office(s): 1 -> 2 additional locations. IAPD ↗
$567.8M RAUM · 5 reps · (610) 865-5803 · libertysquarewealth.com
Office IT & facilitiesCRMRecruiting & transitions
53
MARKET INVESTMENT GROUP, LLC added office(s): 2 -> 3 additional locations. IAPD ↗
$416.4M RAUM · 19 reps · 316-252-8707 · retirementhelp.com
Office IT & facilitiesCRMRecruiting & transitions
53
SONOMA ALLOCATIONS added office(s): 0 -> 1 additional locations. IAPD ↗
$350.0M RAUM · 4 reps · 707-490-8842 · sonomaallocations.com
Office IT & facilitiesCRMRecruiting & transitions
53
LIVET WEALTH, LLC added office(s): 1 -> 2 additional locations. IAPD ↗
$322.2M RAUM · 2 reps · 801-893-8320 · livetwealth.com
Office IT & facilitiesCRMRecruiting & transitions
50
BROOKER WEALTH MANAGEMENT added office(s): 0 -> 1 additional locations. IAPD ↗
$136.4M RAUM · 5 reps · 510-638-1815 · brooker-cpa.com
Office IT & facilitiesCRMRecruiting & transitions
50
VIP PLANNERS, INC. added office(s): 0 -> 1 additional locations. IAPD ↗
$126.2M RAUM · 3 reps · 5403421895 · vipplanners.com
Office IT & facilitiesCRMRecruiting & transitions
50
MINERVA PLANNING GROUP added office(s): 1 -> 2 additional locations. IAPD ↗
$236.9M RAUM · 3 reps · 404-816-6688
Office IT & facilitiesCRMRecruiting & transitions
50
FOOTPRINTS ASSET MANAGEMENT & RESEARCH, INC. added office(s): 0 -> 2 additional locations. IAPD ↗
$41.9M RAUM · 2 reps · 402-445-9333
Office IT & facilitiesCRMRecruiting & transitions
50
TWENTY TWENTY INVESTMENT ADVISORS, LLC added office(s): 3 -> 4 additional locations. IAPD ↗
$139.0M RAUM · 4 reps · 509-892-3512
Office IT & facilitiesCRMRecruiting & transitions
50
NEW ENGLAND SCHOONER, INC. added office(s): 0 -> 1 additional locations. IAPD ↗
$130.8M RAUM · 4 reps · 978-977-4757 · neschooner.com
Office IT & facilitiesCRMRecruiting & transitions
50
SIGNATURE RESOURCES CAPITAL MANAGEMENT, LLC added office(s): 2 -> 4 additional locations. IAPD ↗
$227.6M RAUM · 14 reps · (949) 261-7726
Office IT & facilitiesCRMRecruiting & transitions
50
KEEN CAPITAL, LTD added office(s): 2 -> 3 additional locations. IAPD ↗
$179.7M RAUM · 3 reps · 803-941-4444 · coreadvisors.com
Office IT & facilitiesCRMRecruiting & transitions
50
NATURAL BRIDGES FINANCIAL ADVISORS added office(s): 0 -> 3 additional locations. IAPD ↗
$155.8M RAUM · 3 reps · 831-421-0700
Office IT & facilitiesCRMRecruiting & transitions
50
BELLWETHER INVESTMENT GROUP, LLC added office(s): 4 -> 5 additional locations. IAPD ↗
$155.1M RAUM · 6 reps · 423-698-6256 · focuspointefinancial.com
Office IT & facilitiesCRMRecruiting & transitions
50
COLLAR CAPITAL MANAGEMENT, LLC added office(s): 1 -> 2 additional locations. IAPD ↗
$176.3M RAUM · 3 reps · 920-830-1556 · collarcapital.com
Office IT & facilitiesCRMRecruiting & transitions
50
DESERT ROSE CAPITAL MANAGEMENT, INC. added office(s): 6 -> 7 additional locations. IAPD ↗
$192.1M RAUM · 10 reps · 208 297-2710 · desertrosecapital.com
Office IT & facilitiesCRMRecruiting & transitions
50
NORTH RIDGE added office(s): 0 -> 1 additional locations. IAPD ↗
$216.0M RAUM · 3 reps · 503-206-8784
Office IT & facilitiesCRMRecruiting & transitions
50
NOVUS ADVISORS added office(s): 1 -> 2 additional locations. IAPD ↗
$202.9M RAUM · 3 reps · 864-272-3579
Office IT & facilitiesCRMRecruiting & transitions
50
GUIDANCE POINT RETIREMENT SERVICES, LLC added office(s): 2 -> 3 additional locations. IAPD ↗
$88.2M RAUM · 6 reps · 207-358-3099
Office IT & facilitiesCRMRecruiting & transitions
50
LUMINIST CAPITAL, LLC added office(s): 1 -> 2 additional locations. IAPD ↗
$104.6M RAUM · 4 reps · 616-600-4517
Office IT & facilitiesCRMRecruiting & transitions
50
STONE STEPS FINANCIAL, LLC added office(s): 5 -> 6 additional locations. IAPD ↗
$105.4M RAUM · 4 reps · 760-456-7147
Office IT & facilitiesCRMRecruiting & transitions
50
APTUS FINANCIAL, LLC added office(s): 9 -> 10 additional locations. IAPD ↗
$0 RAUM · 10 reps · 501-907-1993
Office IT & facilitiesCRMRecruiting & transitions
50
SEEDSAFE FINANCIAL LLC added office(s): 3 -> 4 additional locations. IAPD ↗
$125.2M RAUM · 4 reps · 360-602-1274 · seedsafefinancial.com
Office IT & facilitiesCRMRecruiting & transitions
50
URBAN WEALTH MANAGEMENT OR UWM added office(s): 0 -> 1 additional locations. IAPD ↗
$202.1M RAUM · 4 reps · 424-277-2260
Office IT & facilitiesCRMRecruiting & transitions
50
KEYSTONE WEALTH MANAGEMENT added office(s): 0 -> 1 additional locations. IAPD ↗
$137.4M RAUM · 1 reps · (319) 883-3096 · keystonewealth.com
Office IT & facilitiesCRMRecruiting & transitions
50
TOBERMAN BECKER WEALTH, LLC added office(s): 1 -> 2 additional locations. IAPD ↗
$170.8M RAUM · 3 reps · (314) 900-1404
Office IT & facilitiesCRMRecruiting & transitions
50
SIGNAL TREE FINANCIAL PARTNERS LLC added office(s): 1 -> 2 additional locations. IAPD ↗
$213.4M RAUM · 5 reps · (330) 590-5937
Office IT & facilitiesCRMRecruiting & transitions
50
BLUEPRINT FINANCIAL ADVISORS added office(s): 15 -> 16 additional locations. IAPD ↗
$201.5M RAUM · 17 reps · 844-200-2568 · bluegrasscapadv.com
Office IT & facilitiesCRMRecruiting & transitions
50
PINNACLE WEALTH MANAGEMENT, LLC added office(s): 3 -> 4 additional locations. IAPD ↗
$211.1M RAUM · 3 reps · 916-772-0807 · pinnacle-mgmt.com
Office IT & facilitiesCRMRecruiting & transitions
50
RPR FINANCIAL added office(s): 1 -> 2 additional locations. IAPD ↗
$162.1M RAUM · 4 reps · 913-274-1452
Office IT & facilitiesCRMRecruiting & transitions
50
OXFORD WEALTH GROUP, LLC added office(s): 6 -> 9 additional locations. IAPD ↗
$235.9M RAUM · 8 reps · 407-495-2004
Office IT & facilitiesCRMRecruiting & transitions
50
SLP WEALTH added office(s): 16 -> 17 additional locations. IAPD ↗
$63.7M RAUM · 16 reps · (910) 315-0973 · slpwealth.com
Office IT & facilitiesCRMRecruiting & transitions
50
NECTARINE added office(s): 24 -> 29 additional locations. IAPD ↗
$0 RAUM · 28 reps · (858) 779-0115
Office IT & facilitiesCRMRecruiting & transitions
50
APFORIA added office(s): 2 -> 6 additional locations. IAPD ↗
$101.9M RAUM · 9 reps · (833) 780-2487
Office IT & facilitiesCRMRecruiting & transitions
50
AVISE FINANCIAL added office(s): 2 -> 3 additional locations. IAPD ↗
$169.4M RAUM · 6 reps · 310-807-5778
Office IT & facilitiesCRMRecruiting & transitions
50
PRIVATE CLIENT ADVISOR GROUP, LLC added office(s): 0 -> 1 additional locations. IAPD ↗
$110.0M RAUM · 6 reps · 516-241-3934 · privateclientadvisor.net
Office IT & facilitiesCRMRecruiting & transitions
50
STURMAN WEALTH ADVISORS added office(s): 0 -> 1 additional locations. IAPD ↗
$116.4M RAUM · 2 reps · (434) 201-2255 · sturmanwealth.com
Office IT & facilitiesCRMRecruiting & transitions
50
STRIVE FINANCIAL GROUP, LLC added office(s): 1 -> 2 additional locations. IAPD ↗
$188.0M RAUM · 6 reps · (317) 590-0146 · firefighterfinancialadvisor.com
Office IT & facilitiesCRMRecruiting & transitions
50
PRESTIGE WEALTH MANAGEMENT added office(s): 0 -> 1 additional locations. IAPD ↗
$148.4M RAUM · 5 reps · 8176378121
Office IT & facilitiesCRMRecruiting & transitions
50
FINANCIAL JUSTUS added office(s): 0 -> 1 additional locations. IAPD ↗
$169.3M RAUM · 1 reps · 262-240-4002
Office IT & facilitiesCRMRecruiting & transitions
50
CSI GROUP ADVISORS, LLC added office(s): 0 -> 1 additional locations. IAPD ↗
$0 RAUM · 5 reps · (732) 224-3990
Office IT & facilitiesCRMRecruiting & transitions
50
TWENTY-FIVE CAPITAL PARTNERS added office(s): 0 -> 1 additional locations. IAPD ↗
$0 RAUM · 3 reps · 9255776909
Office IT & facilitiesCRMRecruiting & transitions
50
OCEAN PATH ADVISORS, LLC added office(s): 0 -> 1 additional locations. IAPD ↗
$0 RAUM · 5 reps · 310 302 7685 · oceanpath.com
Office IT & facilitiesCRMRecruiting & transitions
50
STILLWATER PRIVATE WEALTH added office(s): 0 -> 1 additional locations. IAPD ↗
$0 RAUM · 2 reps · 6102910232 · swprivatewealth.com
Office IT & facilitiesCRMRecruiting & transitions
45
AGF INVESTMENTS added office(s): 0 -> 1 additional locations. IAPD ↗institutional
$4.92B RAUM · 23 reps · 617-292-9804
Office IT & facilitiesCRMRecruiting & transitions
45
NEWFRONT RETIREMENT SERVICES, INC. added office(s): 20 -> 22 additional locations. IAPD ↗institutional
$1.04B RAUM · 25 reps · 415-754-3635 · newfront.com
Office IT & facilitiesCRMRecruiting & transitions
45
ACADEMY ASSET MANAGEMENT added office(s): 1 -> 2 additional locations. IAPD ↗institutional
$1.29B RAUM · 3 reps · 646-341-6869 · academyassetmanagement.com
Office IT & facilitiesCRMRecruiting & transitions
43
FLOWSTONE PARTNERS, LLC added office(s): 1 -> 4 additional locations. IAPD ↗institutional
$767.4M RAUM · 5 reps · 312-429-2419
Office IT & facilitiesCRMRecruiting & transitions
40
VALOR EQUITY PARTNERS added office(s): 4 -> 5 additional locations. IAPD ↗fund
$26.08B RAUM · 70 reps · 312-683-1900
Office IT & facilitiesCRMRecruiting & transitions
40
JEFFERIES RESEARCH SERVICES LLC added office(s): 6 -> 7 additional locations. IAPD ↗institutional
$0 RAUM · 221 reps · 212-284-2300 · jefferies.com
Office IT & facilitiesCRMRecruiting & transitions
40
LMR PARTNERS LLC added office(s): 5 -> 6 additional locations. IAPD ↗fund
$77.25B RAUM · 42 reps · 6468915738 · lmrpartners.com
Office IT & facilitiesCRMRecruiting & transitions
40
BURKEHILL GLOBAL MANAGEMENT, LP added office(s): 0 -> 1 additional locations. IAPD ↗fund
$2.52B RAUM · 6 reps · 2124906760
Office IT & facilitiesCRMRecruiting & transitions
40
BRIDGEPOINT LLC added office(s): 0 -> 1 additional locations. IAPD ↗fund
$15.86B RAUM · 18 reps · 212-324-5200 · bridgepoint.eu
Office IT & facilitiesCRMRecruiting & transitions
40
COLLABORATIVE FUND ADVISORS added office(s): 3 -> 4 additional locations. IAPD ↗institutional
$144.8M RAUM · 7 reps · 203-629-3300 · anydrusfunds.com
Office IT & facilitiesCRMRecruiting & transitions
38
OLYMPUS PEAK ASSET MANAGEMENT LP added office(s): 3 -> 4 additional locations. IAPD ↗fund
$702.0M RAUM · 4 reps · 212-373-1195
Office IT & facilitiesCRMRecruiting & transitions
35
CHECKETTS PARTNERS INVESTMENT MANAGEMENT, LLC added office(s): 0 -> 2 additional locations. IAPD ↗fund
$169.0M RAUM · 3 reps · 917-846-0764
Office IT & facilitiesCRMRecruiting & transitions
35
1207 CAPITAL GROUP, LLC added office(s): 1 -> 2 additional locations. IAPD ↗fund
$138.0M RAUM · 4 reps · 312-690-6201 · cimarrongrp.com
Office IT & facilitiesCRMRecruiting & transitions
35
LYNWOOD PRICE CAPITAL MANAGEMENT LP added office(s): 0 -> 1 additional locations. IAPD ↗fund
$207.9M RAUM · 3 reps · 512-521-0075
Office IT & facilitiesCRMRecruiting & transitions
35
MPI INFINITE INVESTORS, LLC added office(s): 1 -> 2 additional locations. IAPD ↗fund
$0 RAUM · 2 reps · 480-695-3214 · mpiinfiniteinvestors.com
Office IT & facilitiesCRMRecruiting & transitions
headcount up — 109 Advisory representative count grew materially (>=20% or >=5 reps).
85
FISHER INVESTMENTS grew from 1869 to 1948 advisory reps. IAPD ↗
$386.67B RAUM · 1948 reps · 800-851-8845 · fishercareers.com
CRMRecruiting & transitionsComplianceFinancial planning software
85
CWM, LLC grew from 456 to 472 advisory reps. IAPD ↗
$50.58B RAUM · 472 reps · 402-330-0808
CRMRecruiting & transitionsComplianceFinancial planning software
85
ALPHACORE CAPITAL LLC grew from 42 to 69 advisory reps. IAPD ↗
$9.03B RAUM · 69 reps · 858-875-4100 · alphacore.com
CRMRecruiting & transitionsComplianceFinancial planning software
85
ROBINHOOD ASSET MANAGEMENT grew from 47 to 138 advisory reps. IAPD ↗
$1.52B RAUM · 138 reps · 650-940-2700 EXT 31450
CRMRecruiting & transitionsComplianceFinancial planning software
82
PURE FINANCIAL ADVISORS, LLC grew from 64 to 76 advisory reps. IAPD ↗
$11.05B RAUM · 76 reps · 866-876-7873
CRMRecruiting & transitionsComplianceFinancial planning software
81
THE MATHER GROUP, LLC grew from 86 to 97 advisory reps. IAPD ↗
$13.45B RAUM · 97 reps · 888-537-1080 · themathergroup.com
CRMRecruiting & transitionsComplianceFinancial planning software
80
SANCTUARY ADVISORS, LLC grew from 370 to 380 advisory reps. IAPD ↗
$27.70B RAUM · 380 reps · 317-975-7729
CRMRecruiting & transitionsComplianceFinancial planning software
78
NFSG CORPORATION grew from 66 to 74 advisory reps. IAPD ↗
$1.08B RAUM · 74 reps · 954-334-3450 · blackriverltd.com
CRMRecruiting & transitionsComplianceFinancial planning software
78
B.O.S.S. RETIREMENT ADVISORS, LLC grew from 41 to 49 advisory reps. IAPD ↗
$1.38B RAUM · 49 reps · 801-990-5055
CRMRecruiting & transitionsComplianceFinancial planning software
77
THE FIDUCIARY ALLIANCE grew from 38 to 45 advisory reps. IAPD ↗
$2.53B RAUM · 45 reps · 864-385-7999
CRMRecruiting & transitionsComplianceFinancial planning software
77
JEFFERIES INVESTMENT ADVISERS LLC grew from 100 to 107 advisory reps. IAPD ↗
$3.42B RAUM · 107 reps · 212-284-2300 · jefferies.com
CRMRecruiting & transitionsComplianceFinancial planning software
76
COOPER MCMANUS grew from 44 to 50 advisory reps. IAPD ↗
$2.85B RAUM · 50 reps · 800-516-5333 · fcguides.com
CRMRecruiting & transitionsComplianceFinancial planning software
75
MEEDER PUBLIC FUNDS, INC. grew from 34 to 52 advisory reps. IAPD ↗institutional
$64.13B RAUM · 52 reps · 866-633-3371
CRMRecruiting & transitionsComplianceFinancial planning software
75
VALMARK ADVISERS, INC. grew from 275 to 280 advisory reps. IAPD ↗
$10.17B RAUM · 280 reps · 800-765-5201
CRMRecruiting & transitionsComplianceFinancial planning software
75
SC&H WEALTH grew from 15 to 20 advisory reps. IAPD ↗
$1.23B RAUM · 20 reps · 410-403-1500
CRMRecruiting & transitionsComplianceFinancial planning software
75
RMR WEALTH BUILDERS, INC. grew from 44 to 49 advisory reps. IAPD ↗
$2.89B RAUM · 49 reps · (201) 836-2460
CRMRecruiting & transitionsComplianceFinancial planning software
75
JOHNSON BRUNETTI grew from 31 to 36 advisory reps. IAPD ↗
$2.78B RAUM · 36 reps · 860-372-4800
CRMRecruiting & transitionsComplianceFinancial planning software
75
SEASIDE WEALTH MANAGEMENT, INC. grew from 4 to 11 advisory reps. IAPD ↗
$459.3M RAUM · 11 reps · (760) 730-8120 · seasidewealth.com
CRMRecruiting & transitionsComplianceFinancial planning software
75
FINANCIAL SERVICES OF AMERICA ADVISORS grew from 24 to 31 advisory reps. IAPD ↗
$573.4M RAUM · 31 reps · (800) 977-9292 · fsa1.com
CRMRecruiting & transitionsComplianceFinancial planning software
75
AMPLIUS WEALTH ADVISORS grew from 8 to 13 advisory reps. IAPD ↗
$1.74B RAUM · 13 reps · 215-310-7770
CRMRecruiting & transitionsComplianceFinancial planning software
75
ALPINVEST PRIVATE EQUITY INVESTMENT MANAGEMENT, LLC grew from 106 to 127 advisory reps. IAPD ↗institutional
$4.47B RAUM · 127 reps · 646-735-4293 · ir.carlyle.com
CRMRecruiting & transitionsComplianceFinancial planning software
75
PARR MCKNIGHT WEALTH MANAGEMENT GROUP grew from 5 to 10 advisory reps. IAPD ↗
$1.07B RAUM · 10 reps · 612-324-0240 · parrmcknightwmg.com
CRMRecruiting & transitionsComplianceFinancial planning software
74
BEDEL FINANCIAL CONSULTING INC grew from 15 to 19 advisory reps. IAPD ↗
$2.92B RAUM · 19 reps · 317-843-1358
CRMRecruiting & transitionsComplianceFinancial planning software
74
AGF INVESTMENTS grew from 9 to 23 advisory reps. IAPD ↗institutional
$4.92B RAUM · 23 reps · 617-292-9804
CRMRecruiting & transitionsComplianceFinancial planning software
74
CYPRESS WEALTH SERVICES, LLC grew from 10 to 14 advisory reps. IAPD ↗
$1.34B RAUM · 14 reps · (760) 834-7250
CRMRecruiting & transitionsComplianceFinancial planning software
74
HEIRLOOM WEALTH MANAGEMENT LLC grew from 11 to 17 advisory reps. IAPD ↗
$829.3M RAUM · 17 reps · 720-328-2877 · heirloomwm.com
CRMRecruiting & transitionsComplianceFinancial planning software
74
VAN CLEMENS WEALTH MANAGEMENT, LLC grew from 18 to 24 advisory reps. IAPD ↗
$470.4M RAUM · 24 reps · 612-758-9140 · vanclemens.com
CRMRecruiting & transitionsComplianceFinancial planning software
74
SPARTAN WEALTH MANAGEMENT grew from 15 to 19 advisory reps. IAPD ↗
$1.48B RAUM · 19 reps · 248-297-6600 · spartanwealth.com
CRMRecruiting & transitionsComplianceFinancial planning software
73
CALIFORNIA FINANCIAL ADVISORS grew from 11 to 14 advisory reps. IAPD ↗
$2.26B RAUM · 14 reps · 925.275.1000
CRMRecruiting & transitionsComplianceFinancial planning software
73
NICHOLAS HOFFMAN & COMPANY, LLC grew from 13 to 16 advisory reps. IAPD ↗
$8.26B RAUM · 16 reps · 404-815-5050 · nhoffmanandco.com
CRMRecruiting & transitionsComplianceFinancial planning software
73
ACTIVEST WEALTH MANAGEMENT, LLC grew from 9 to 12 advisory reps. IAPD ↗
$1.46B RAUM · 12 reps · 954-399-8121 · activestwm.com
CRMRecruiting & transitionsComplianceFinancial planning software
73
ONE ADVISORY PARTNERS, LLC grew from 4 to 9 advisory reps. IAPD ↗
$369.5M RAUM · 9 reps · 913-663-2376 · oneretirement.com
CRMRecruiting & transitionsComplianceFinancial planning software
73
CHEVIOT VALUE MANAGEMENT, LLC grew from 4 to 7 advisory reps. IAPD ↗
$1.17B RAUM · 7 reps · 310-451-8600
CRMRecruiting & transitionsComplianceFinancial planning software
73
ONE DAY IN JULY LLC grew from 10 to 13 advisory reps. IAPD ↗
$1.36B RAUM · 13 reps · (802) 503-8280
CRMRecruiting & transitionsComplianceFinancial planning software
73
WEST MICHIGAN ADVISORS grew from 11 to 16 advisory reps. IAPD ↗
$781.3M RAUM · 16 reps · (616) 820-1040
CRMRecruiting & transitionsComplianceFinancial planning software
72
NORTHEAST INVESTMENT MANAGEMENT INC grew from 9 to 11 advisory reps. IAPD ↗
$3.27B RAUM · 11 reps · 617-523-3588 · northeastinvest.com
CRMRecruiting & transitionsComplianceFinancial planning software
72
SYMMETRY PARTNERS grew from 3 to 5 advisory reps. IAPD ↗
$4.73B RAUM · 5 reps · 860-734-2000 · symmetrypartners.com
CRMRecruiting & transitionsComplianceFinancial planning software
72
AZIMUT INVESTMENT ADVISORS LLC grew from 8 to 10 advisory reps. IAPD ↗
$1.11B RAUM · 10 reps · 786 866 3700
CRMRecruiting & transitionsComplianceFinancial planning software
72
ARISTA WEALTH MANAGEMENT, LLC grew from 6 to 8 advisory reps. IAPD ↗
$1.03B RAUM · 8 reps · 702-309-9970
CRMRecruiting & transitionsComplianceFinancial planning software
72
CHERRY CREEK FAMILY OFFICES grew from 4 to 6 advisory reps. IAPD ↗
$2.02B RAUM · 6 reps · 303-862-9550 · ccfo.com
CRMRecruiting & transitionsComplianceFinancial planning software
72
ALLIED INVESTMENT ADVISORS LLC grew from 9 to 11 advisory reps. IAPD ↗
$1.49B RAUM · 11 reps · 406-839-2037 · alliedinvest.net
CRMRecruiting & transitionsComplianceFinancial planning software
72
ACCUMULUS CAPITAL MANAGEMENT, LLC grew from 5 to 7 advisory reps. IAPD ↗
$1.74B RAUM · 7 reps · 212-490-7570 · accumuluscapital.com
CRMRecruiting & transitionsComplianceFinancial planning software
72
NEW MILLENNIUM GROUP grew from 8 to 12 advisory reps. IAPD ↗
$257.0M RAUM · 12 reps · 801-446-9950
CRMRecruiting & transitionsComplianceFinancial planning software
72
HEARTWOOD WEALTH ADVISORS, LLC grew from 8 to 10 advisory reps. IAPD ↗
$1.55B RAUM · 10 reps · 804-269-8711 · heartwoodva.com
CRMRecruiting & transitionsComplianceFinancial planning software
72
ALIGN FINANCIAL, LLC grew from 1 to 5 advisory reps. IAPD ↗
$433.7M RAUM · 5 reps · 218-336-2506 · align.financial
CRMRecruiting & transitionsComplianceFinancial planning software
72
STEVENS CAPITAL PARTNERS grew from 6 to 10 advisory reps. IAPD ↗
$600.7M RAUM · 10 reps · 402-251-5800 · stevenscapitalpartners.com
CRMRecruiting & transitionsComplianceFinancial planning software
72
ASTRA WEALTH MANAGEMENT GROUP grew from 10 to 12 advisory reps. IAPD ↗
$1.57B RAUM · 12 reps · 972-327-8820
CRMRecruiting & transitionsComplianceFinancial planning software
72
ADAPT WEALTH ADVISORS, LLC grew from 6 to 10 advisory reps. IAPD ↗
$469.2M RAUM · 10 reps · 404-594-5559 · adaptwealthadvisors.com
CRMRecruiting & transitionsComplianceFinancial planning software
71
COVENANT WEALTH ADVISORS grew from 9 to 12 advisory reps. IAPD ↗
$909.6M RAUM · 12 reps · (804) 729-5265
CRMRecruiting & transitionsComplianceFinancial planning software
71
SUMMIT INVESTMENT ADVISORY SERVICES grew from 5 to 8 advisory reps. IAPD ↗
$745.8M RAUM · 8 reps · (651) 490-2939
CRMRecruiting & transitionsComplianceFinancial planning software
71
CORRECT CAPITAL WEALTH MANAGEMENT, LLC grew from 5 to 8 advisory reps. IAPD ↗
$889.3M RAUM · 8 reps · 314-930-4015
CRMRecruiting & transitionsComplianceFinancial planning software
71
DISCIPLINE WEALTH SOLUTIONS, INC. grew from 15 to 18 advisory reps. IAPD ↗
$746.7M RAUM · 18 reps · 864-322-6046 · lindedin.com
CRMRecruiting & transitionsComplianceFinancial planning software
71
BLUE SKY CAPITAL CONSULTANTS GROUP, INC. grew from 4 to 7 advisory reps. IAPD ↗
$306.3M RAUM · 7 reps · 858-513-8445
CRMRecruiting & transitionsComplianceFinancial planning software
71
PANORAMIC CAPITAL PARTNERS LLC grew from 3 to 6 advisory reps. IAPD ↗
$392.7M RAUM · 6 reps · 503-937-7819
CRMRecruiting & transitionsComplianceFinancial planning software
71
LIBERTY SQUARE WEALTH PARTNERS LLC grew from 2 to 5 advisory reps. IAPD ↗
$567.8M RAUM · 5 reps · (610) 865-5803 · libertysquarewealth.com
CRMRecruiting & transitionsComplianceFinancial planning software
70
KERSHNER, GROSSO & CO. grew from 4 to 6 advisory reps. IAPD ↗
$825.5M RAUM · 6 reps · 518-584-2600 · kershnergrosso.com
CRMRecruiting & transitionsComplianceFinancial planning software
70
KAYDAN WEALTH MANAGEMENT, INC. grew from 6 to 8 advisory reps. IAPD ↗
$726.5M RAUM · 8 reps · (810) 593-1624
CRMRecruiting & transitionsComplianceFinancial planning software
70
OVERRIDGE WEALTH ADVISORS grew from 7 to 9 advisory reps. IAPD ↗
$368.2M RAUM · 9 reps · 817-738-1451
CRMRecruiting & transitionsComplianceFinancial planning software
70
ATS WEALTH MANAGEMENT grew from 2 to 4 advisory reps. IAPD ↗
$383.6M RAUM · 4 reps · 858-643-5757 · atswealthmanagement.com
CRMRecruiting & transitionsComplianceFinancial planning software
70
PERSPECTIVE WEALTH PARTNERS, LLC grew from 6 to 8 advisory reps. IAPD ↗
$843.9M RAUM · 8 reps · 208-429-0960 · perspectivewealth.com
CRMRecruiting & transitionsComplianceFinancial planning software
70
CMH WEALTH MANAGEMENT, LLC grew from 5 to 7 advisory reps. IAPD ↗
$813.4M RAUM · 7 reps · (603) 379-8161
CRMRecruiting & transitionsComplianceFinancial planning software
70
BALLAST, INC. grew from 6 to 8 advisory reps. IAPD ↗
$751.5M RAUM · 8 reps · 859-226-0625 · ballastplan.com
CRMRecruiting & transitionsComplianceFinancial planning software
70
TILIA FIDUCIARY PARTNERS, INC. grew from 4 to 6 advisory reps. IAPD ↗
$403.7M RAUM · 6 reps · 910-679-4093 · tiliapartners.com
CRMRecruiting & transitionsComplianceFinancial planning software
70
WELLMENT FINANCIAL grew from 9 to 11 advisory reps. IAPD ↗
$312.7M RAUM · 11 reps · 630-993-8200 · fsrwealth.com
CRMRecruiting & transitionsComplianceFinancial planning software
70
INNOVA WEALTH PARTNERS, LLC grew from 4 to 6 advisory reps. IAPD ↗
$288.2M RAUM · 6 reps · (888) 270-1574 · myinnovawealth.com
CRMRecruiting & transitionsComplianceFinancial planning software
70
BRIGHT WEALTH MANAGEMENT, LLC grew from 5 to 7 advisory reps. IAPD ↗
$265.0M RAUM · 7 reps · (972) 410-6623
CRMRecruiting & transitionsComplianceFinancial planning software
70
JOHNSON & WHITE WEALTH MANAGEMENT LLC grew from 5 to 7 advisory reps. IAPD ↗
$484.6M RAUM · 7 reps · 717-430-0001
CRMRecruiting & transitionsComplianceFinancial planning software
70
KEY CAPITAL MANAGEMENT, INC. grew from 7 to 9 advisory reps. IAPD ↗
$393.0M RAUM · 9 reps · 615-826-5749
CRMRecruiting & transitionsComplianceFinancial planning software
70
SUNPOINTE INVESTMENTS grew from 9 to 11 advisory reps. IAPD ↗
$790.7M RAUM · 11 reps · (314) 880-0821 · sunpointeinvestments.com
CRMRecruiting & transitionsComplianceFinancial planning software
70
HILLTOP WEALTH ADVISORS, LLC grew from 7 to 9 advisory reps. IAPD ↗
$635.5M RAUM · 9 reps · (919) 401-1500
CRMRecruiting & transitionsComplianceFinancial planning software
70
CAPITOL PRIVATE WEALTH GROUP LLC grew from 5 to 7 advisory reps. IAPD ↗
$562.1M RAUM · 7 reps · (703) 226-0008 · capitolpwg.com
CRMRecruiting & transitionsComplianceFinancial planning software
70
DOMAIN MONEY ADVISORS, LLC grew from 9 to 14 advisory reps. IAPD ↗
$0 RAUM · 14 reps · 646-970-6926
CRMRecruiting & transitionsComplianceFinancial planning software
70
CARR FINANCIAL GROUP grew from 5 to 7 advisory reps. IAPD ↗
$744.2M RAUM · 7 reps · (508) 795-0264 · carrfinancial.com
CRMRecruiting & transitionsComplianceFinancial planning software
70
MOSLEY WEALTH MANAGEMENT, INC. grew from 8 to 10 advisory reps. IAPD ↗
$279.5M RAUM · 10 reps · (714) 421-4288
CRMRecruiting & transitionsComplianceFinancial planning software
70
ATLAS FIDUCIARY SERVICES, INC. grew from 2 to 4 advisory reps. IAPD ↗
$269.3M RAUM · 4 reps · 603-581-7125 · afgplanning.com
CRMRecruiting & transitionsComplianceFinancial planning software
70
PETROS FAMILY WEALTH, LLC grew from 6 to 8 advisory reps. IAPD ↗
$341.6M RAUM · 8 reps · (612) 643-9995 · petrosfw.com
CRMRecruiting & transitionsComplianceFinancial planning software
70
NECTARINE grew from 23 to 28 advisory reps. IAPD ↗
$0 RAUM · 28 reps · (858) 779-0115
CRMRecruiting & transitionsComplianceFinancial planning software
70
CAPITAL A WEALTH MANAGEMENT grew from 9 to 11 advisory reps. IAPD ↗
$612.9M RAUM · 11 reps · 724-658-4211
CRMRecruiting & transitionsComplianceFinancial planning software
70
MKT AND ASSOCIATES LLC grew from 1 to 3 advisory reps. IAPD ↗
$378.7M RAUM · 3 reps · 253-252-2359 · mktandassociates.com
CRMRecruiting & transitionsComplianceFinancial planning software
69
LEGACY PLANNING ADVISORS, LLC grew from 4 to 8 advisory reps. IAPD ↗
$234.0M RAUM · 8 reps · 770-919-2075
CRMRecruiting & transitionsComplianceFinancial planning software
69
SIGNATURE RESOURCES CAPITAL MANAGEMENT, LLC grew from 10 to 14 advisory reps. IAPD ↗
$227.6M RAUM · 14 reps · (949) 261-7726
CRMRecruiting & transitionsComplianceFinancial planning software
69
ARX PRIVATE WEALTH grew from 1 to 5 advisory reps. IAPD ↗
$113.6M RAUM · 5 reps · 717-219-8226 · arxprivatewealth.com
CRMRecruiting & transitionsComplianceFinancial planning software
67
HALBERT WEALTH MANAGEMENT, INC grew from 2 to 4 advisory reps. IAPD ↗
$211.2M RAUM · 4 reps · 512-263-3800 · halbertwealth.com
CRMRecruiting & transitionsComplianceFinancial planning software
67
PALLER FINANCIAL SERVICES, INC. grew from 2 to 4 advisory reps. IAPD ↗
$147.9M RAUM · 4 reps · 303-858-0045
CRMRecruiting & transitionsComplianceFinancial planning software
67
WALLICK INVESTMENTS, LLC grew from 1 to 3 advisory reps. IAPD ↗
$126.5M RAUM · 3 reps · 803-699-9400
CRMRecruiting & transitionsComplianceFinancial planning software
67
HIPPOCRATIC FINANCIAL ADVISORS grew from 3 to 5 advisory reps. IAPD ↗
$229.0M RAUM · 5 reps · 866-447-2380 · hippocratic.com
CRMRecruiting & transitionsComplianceFinancial planning software
67
ACUTE INVESTMENT ADVISORY grew from 2 to 4 advisory reps. IAPD ↗
$238.4M RAUM · 4 reps · 480-620-6907
CRMRecruiting & transitionsComplianceFinancial planning software
67
SEEDSAFE FINANCIAL LLC grew from 2 to 4 advisory reps. IAPD ↗
$125.2M RAUM · 4 reps · 360-602-1274 · seedsafefinancial.com
CRMRecruiting & transitionsComplianceFinancial planning software
67
SMITH & WYATT grew from 6 to 8 advisory reps. IAPD ↗
$207.5M RAUM · 8 reps · 979-431-5440
CRMRecruiting & transitionsComplianceFinancial planning software
67
SIMPLIFIED WEALTH MANAGEMENT grew from 5 to 7 advisory reps. IAPD ↗
$225.5M RAUM · 7 reps · 601-336-4265 · myswm.com
CRMRecruiting & transitionsComplianceFinancial planning software
67
BIG SIOUX WEALTH MANAGEMENT grew from 3 to 5 advisory reps. IAPD ↗
$235.2M RAUM · 5 reps · 605-882-4280 · bigsiouxwealth.com
CRMRecruiting & transitionsComplianceFinancial planning software
67
PULLEN INVESTMENT MANAGEMENT grew from 2 to 4 advisory reps. IAPD ↗
$221.0M RAUM · 4 reps · 941-361-2195
CRMRecruiting & transitionsComplianceFinancial planning software
67
JOURNEY RETIREMENT PLANNING AND INVESTMENT MANAGEMENT, LLC grew from 3 to 5 advisory reps. IAPD ↗
$187.3M RAUM · 5 reps · 208-552-9169
CRMRecruiting & transitionsComplianceFinancial planning software
67
AVISE FINANCIAL grew from 4 to 6 advisory reps. IAPD ↗
$169.4M RAUM · 6 reps · 310-807-5778
CRMRecruiting & transitionsComplianceFinancial planning software
67
BINGHAM PRIVATE WEALTH, LLC grew from 1 to 3 advisory reps. IAPD ↗
$232.4M RAUM · 3 reps · 415-426-5652 · binghamprivate.com
CRMRecruiting & transitionsComplianceFinancial planning software
67
MARTINSEN WEALTH MANAGEMENT grew from 5 to 7 advisory reps. IAPD ↗
$143.2M RAUM · 7 reps · 480-550-6556 · 5wbook.com
CRMRecruiting & transitionsComplianceFinancial planning software
67
PRESTIGE WEALTH MANAGEMENT grew from 3 to 5 advisory reps. IAPD ↗
$148.4M RAUM · 5 reps · 8176378121
CRMRecruiting & transitionsComplianceFinancial planning software
66
NEWFRONT RETIREMENT SERVICES, INC. grew from 19 to 25 advisory reps. IAPD ↗institutional
$1.04B RAUM · 25 reps · 415-754-3635 · newfront.com
CRMRecruiting & transitionsComplianceFinancial planning software
65
SMITH CAPITAL INVESTORS, LLC grew from 12 to 17 advisory reps. IAPD ↗institutional
$13.11B RAUM · 17 reps · 303-597-5555
CRMRecruiting & transitionsComplianceFinancial planning software
63
O'CONNOR ALTERNATIVE INVESTMENTS, LLC grew from 4 to 12 advisory reps. IAPD ↗fund
$12.39B RAUM · 12 reps · 212-915-1722
CRMRecruiting & transitionsComplianceFinancial planning software
62
REX ADVISERS, LLC grew from 3 to 5 advisory reps. IAPD ↗institutional
$1.58B RAUM · 5 reps · 305-742-0151
CRMRecruiting & transitionsComplianceFinancial planning software
61
HEDGEYE ASSET MANAGEMENT, LLC grew from 5 to 8 advisory reps. IAPD ↗institutional
$443.4M RAUM · 8 reps · 212 433-1559 · hedgeyeam.com
CRMRecruiting & transitionsComplianceFinancial planning software
58
OAKLAWN CAPITAL MANAGEMENT LLC grew from 1 to 4 advisory reps. IAPD ↗institutional
$153.0M RAUM · 4 reps · 646-370-0416
CRMRecruiting & transitionsComplianceFinancial planning software
57
FORGE GLOBAL ADVISORS LLC grew from 1 to 5 advisory reps. IAPD ↗fund
$988.4M RAUM · 5 reps · (415) 881-1612
CRMRecruiting & transitionsComplianceFinancial planning software
57
AVALA GLOBAL LP grew from 10 to 12 advisory reps. IAPD ↗fund
$2.66B RAUM · 12 reps · (212) 226-5900
CRMRecruiting & transitionsComplianceFinancial planning software
45
TRUSTON ASSET MANAGEMENT grew from 38 to 43 advisory reps. IAPD ↗foreign
$13.75B RAUM · 43 reps · 82-2-6308-0500 · trustonasset.com
CRMRecruiting & transitionsComplianceFinancial planning software
40
AS AVARON ASSET MANAGEMENT grew from 9 to 11 advisory reps. IAPD ↗foreign
$401.9M RAUM · 11 reps · +372 6644 205 · avaron.com
CRMRecruiting & transitionsComplianceFinancial planning software
38
Q WEALTH USA INC. grew from 1 to 4 advisory reps. IAPD ↗foreign
$0 RAUM · 4 reps · 1-833-793-2584
CRMRecruiting & transitionsComplianceFinancial planning software
37
FINQ AI grew from 1 to 3 advisory reps. IAPD ↗foreign
$0 RAUM · 3 reps · 972508258824 · finqai.com
CRMRecruiting & transitionsComplianceFinancial planning software
new registration — 101 Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
98
FINANCIAL PLANNING HAWAII, INC. (HONOLULU, HI) is newly SEC-registered with $382.4M RAUM and 3 advisory reps. IAPD ↗
$382.4M RAUM · 3 reps · 808-564-0654
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
98
ACCESS WEALTH MANAGEMENT, LLC (LOUISVILLE, KY) is newly SEC-registered with $357.7M RAUM and 3 advisory reps. IAPD ↗
$357.7M RAUM · 3 reps · 502-292-5500 · accesswm.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
98
GRAVITALIX FINANCIAL (CORAL SPRINGS, FL) is newly SEC-registered with $542.5M RAUM and 1 advisory reps. IAPD ↗
$542.5M RAUM · 1 reps · 1-954-998-0555
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
MISSIONSQUARE WEALTH MANAGEMENT (WASHINGTON, DC) is newly SEC-registered with $0 RAUM and 31 advisory reps. IAPD ↗
$0 RAUM · 31 reps · 800-669-7444
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
LANDOLT SECURITIES, INC. (LAKE BLUFF, IL) is newly SEC-registered with $105.6M RAUM and 10 advisory reps. IAPD ↗
$105.6M RAUM · 10 reps · 847-838-5151 · landoltsecurities.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
DORATO CAPITAL MANAGEMENT (location n/a) is newly SEC-registered with $138.7M RAUM and 3 advisory reps. IAPD ↗
$138.7M RAUM · 3 reps · 303-733-4999 · doratocapital.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
ARCH PARTNERS WEALTH MANAGEMENT, INC. (WATKINSVILLE, GA) is newly SEC-registered with $109.2M RAUM and 3 advisory reps. IAPD ↗
$109.2M RAUM · 3 reps · 706-850-8877 · archpartnerswealth.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
STAIB FINANCIAL PLANNING, LLC (location n/a) is newly SEC-registered with $118.0M RAUM and 1 advisory reps. IAPD ↗
$118.0M RAUM · 1 reps · 303-887-9633 · staibfinancialplanning.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
INNOVATIVE FINANCIAL, LLC (LAKEWOOD, CO) is newly SEC-registered with $105.3M RAUM and 1 advisory reps. IAPD ↗
$105.3M RAUM · 1 reps · (303) 275-7170
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
QUANTUM FINANCIAL PARTNERS LLC (OVERLAND PARK, KS) is newly SEC-registered with $148.6M RAUM and 6 advisory reps. IAPD ↗
$148.6M RAUM · 6 reps · 913-538-5753 · qfp-llc.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
PASQUA WEALTH SOLUTIONS (PALM CITY, FL) is newly SEC-registered with $129.7M RAUM and 1 advisory reps. IAPD ↗
$129.7M RAUM · 1 reps · (914) 461-3336 · pasquawealthsolutions.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
J. FREEMAN & ASSOCIATES (GREENVILLE, SC) is newly SEC-registered with $175.0M RAUM and 1 advisory reps. IAPD ↗
$175.0M RAUM · 1 reps · 864-331-4400
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
POLERO ICE ADVISERS (location n/a) is newly SEC-registered with $106.0M RAUM and 1 advisory reps. IAPD ↗
$106.0M RAUM · 1 reps · 917-837-0440 · poleroadvisers.org
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
INVESTMENT & TAX STRATEGIES, INC. (location n/a) is newly SEC-registered with $118.0M RAUM and 1 advisory reps. IAPD ↗
$118.0M RAUM · 1 reps · 262-886-2914
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
RCN WEALTH ADVISORS, INC. (location n/a) is newly SEC-registered with $58.4M RAUM and 1 advisory reps. IAPD ↗
$58.4M RAUM · 1 reps · 410-956-6003 · rcnwa.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
FLIGHT LINE FINANCIAL, LLC (PRINCETON, NJ) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 609-955-3570
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
GRAETER WEALTH ADVISORS, LLC (LOUISVILLE, KY) is newly SEC-registered with $104.9M RAUM and 3 advisory reps. IAPD ↗
$104.9M RAUM · 3 reps · 502-625-1996 · graeterwealth.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
JCN FINANCIAL & TAX ADVISORY GROUP, LLC (BATON ROUGE, LA) is newly SEC-registered with $121.6M RAUM and 2 advisory reps. IAPD ↗
$121.6M RAUM · 2 reps · 877-755-0488 · strengthsciencestudios.net
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
PUISSANCE CAPITAL MANAGEMENT LP (location n/a) is newly SEC-registered with $45.0M RAUM and 1 advisory reps. IAPD ↗
$45.0M RAUM · 1 reps · 212-878-3702 · puissancecapital.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
II TECHNOLOGY, LLC (AUSTIN, TX) is newly SEC-registered with $40.7M RAUM and 2 advisory reps. IAPD ↗
$40.7M RAUM · 2 reps · (512) 730-1015 · ii.technology
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
RABENOLD ADVISORS, INC. (WILLIAMSVILLE, NY) is newly SEC-registered with $32.3M RAUM and 1 advisory reps. IAPD ↗
$32.3M RAUM · 1 reps · 716-568-8790 · rabenoldadvisors.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
MERIDIAN WEALTH MANAGEMENT (location n/a) is newly SEC-registered with $117.8M RAUM and 4 advisory reps. IAPD ↗
$117.8M RAUM · 4 reps · 425-492-9060 · meridianwealthmgmt.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
THE FINANCIAL LEGACY GROUP (CHARLOTTE, NC) is newly SEC-registered with $107.3M RAUM and 2 advisory reps. IAPD ↗
$107.3M RAUM · 2 reps · 704-469-6614 · thefinanciallegacygroup.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
M2 CAPITAL ADVISORS (VALENCIA, CA) is newly SEC-registered with $40.4M RAUM and 6 advisory reps. IAPD ↗
$40.4M RAUM · 6 reps · (661) 347-0202
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
SAFEBRIDGE LLC (location n/a) is newly SEC-registered with $205.3M RAUM and 1 advisory reps. IAPD ↗
$205.3M RAUM · 1 reps · 703-457-6830
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
FAIRCHILD CAPITAL LLC (PORTLAND, OR) is newly SEC-registered with $102.8M RAUM and 1 advisory reps. IAPD ↗
$102.8M RAUM · 1 reps · 503-828-3796
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
UAK DIVERSIFIED WEALTH ADVISORS (MINNETONKA, MN) is newly SEC-registered with $113.0M RAUM and 2 advisory reps. IAPD ↗
$113.0M RAUM · 2 reps · 651-757-5534
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
BLUE LINE CAPITAL (CHICAGO, IL) is newly SEC-registered with $131.9M RAUM and 5 advisory reps. IAPD ↗
$131.9M RAUM · 5 reps · 312-837-3944
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
ARMOUR WEALTH ADVISORS, LLC (TUMWATER, WA) is newly SEC-registered with $110.4M RAUM and 2 advisory reps. IAPD ↗
$110.4M RAUM · 2 reps · 360-628-8783 · armourwa.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
SEBETIC ADVISORS, LLC (location n/a) is newly SEC-registered with $94.4M RAUM and 1 advisory reps. IAPD ↗
$94.4M RAUM · 1 reps · 516 754-2150 · sebeticadvisors.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
QUANTSTREET CAPITAL (location n/a) is newly SEC-registered with $192.6M RAUM and 2 advisory reps. IAPD ↗
$192.6M RAUM · 2 reps · 212-537-3877
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
INTELLICAPITAL ADVISORS LLC (PONTE VEDRA, FL) is newly SEC-registered with $118.9M RAUM and 2 advisory reps. IAPD ↗
$118.9M RAUM · 2 reps · 866-438-1958 · opensea.io
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
IDLE HILL ADVISORS LLC (GREENVILLE, SC) is newly SEC-registered with $103.8M RAUM and 4 advisory reps. IAPD ↗
$103.8M RAUM · 4 reps · 864-297-6125 · wealthtrainingacademy.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
ZENITH ADVISORY GROUP, LLC (THE VILLAGES, FL) is newly SEC-registered with $115.4M RAUM and 2 advisory reps. IAPD ↗
$115.4M RAUM · 2 reps · 352-282-0810
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
TRAILWISE FINANCIAL PARTNERS, LLC (GOLDEN, CO) is newly SEC-registered with $144.8M RAUM and 4 advisory reps. IAPD ↗
$144.8M RAUM · 4 reps · 720-463-2850
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
PEARL WEALTH GROUP (location n/a) is newly SEC-registered with $102.9M RAUM and 2 advisory reps. IAPD ↗
$102.9M RAUM · 2 reps · (616) 726-2090
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
POINT NEMO CAPITAL, LLC (location n/a) is newly SEC-registered with $103.8M RAUM and 3 advisory reps. IAPD ↗
$103.8M RAUM · 3 reps · 713-858-7966 · pointnemocapital.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
34 FINANCIAL, LLC (ATLANTA, GA) is newly SEC-registered with $101.0M RAUM and 4 advisory reps. IAPD ↗
$101.0M RAUM · 4 reps · 404-383-2100 · trgwm.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
WESTERN RESERVE CAPITAL MANAGEMENT, LLC (HUDSON, OH) is newly SEC-registered with $120.2M RAUM and 2 advisory reps. IAPD ↗
$120.2M RAUM · 2 reps · 330-655-1543 · wrcmfp.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
TUMOLO WEALTH MANAGEMENT LLC (EAST LYME, CT) is newly SEC-registered with $134.0M RAUM and 4 advisory reps. IAPD ↗
$134.0M RAUM · 4 reps · (860) 650-3005 · tumolofinancial.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
WEALTH EASE WEALTH MANAGEMENT (MARSHALL, MI) is newly SEC-registered with $132.2M RAUM and 2 advisory reps. IAPD ↗
$132.2M RAUM · 2 reps · 269-781-8371 · wealtheasewm.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
JET WEALTH ADVISORS (LA JOLLA, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
$0 RAUM · 4 reps · 858-457-1003 · jetwealthadvisors.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
ADVICE ONLY (SAN DIEGO, CA) is newly SEC-registered with $0 RAUM and 6 advisory reps. IAPD ↗
$0 RAUM · 6 reps · (619) 374- 2261
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
GRACE ADVISORS LLC (WILMINGTON, DE) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 0 advisory reps. IAPD ↗
$0 RAUM · 0 reps · 212-540-4295 · grace.money
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
MM ADVISORS, LLC (AUBURN, AL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 334-887-7022
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
BENEFI (CHICAGO, IL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 3038861582 · benefi.org
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
RAIL-SPLITTER CAPITAL MANAGEMENT LLC (WINNETKA, IL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · 773-294-6099 · rail-splitter.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
ASTOR (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 650-661-9880 · joinastor.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
LEO WEALTH AMERICAS, LLC (HURST, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 19 advisory reps. IAPD ↗
$0 RAUM · 19 reps · 817-354-1090
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
LILLIANO CAPITAL MANAGEMENT LLC (PHOENIX, AZ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 480-678-0411 · lillianocapital.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
GALLACHER CAPITAL LLC (LONE TREE, CO) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 8 advisory reps. IAPD ↗
$0 RAUM · 8 reps · 303-708-1640
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
PRAIRIE ADVISORY, LLC (LEAWOOD, KS) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗
$0 RAUM · 6 reps · 913-963-1054 · prairieadvisoryllc.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
BERCH CAPITAL LLC (AUSTIN, TX) is newly SEC-registered (provisional 120-day approval) with $6.6M RAUM and 2 advisory reps. IAPD ↗
$6.6M RAUM · 2 reps · 512-426-8018 · berchcapital.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
PIEDMONT PRIVATE WEALTH, LLC (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 919 452 1370
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
PECUSAVVY FINANCIAL, LLC (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · (915) 944-1850 · pecusavvyfinancial.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
BILI FINANCE (TUCSON, AZ) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 520.329.4954 · heybili.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
GRYPHON WEALTH (JACKSONVILLE, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗
$0 RAUM · 6 reps · 904-450-5330
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
PRISM PLANNING AND SOLUTIONS GROUP (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · 914-475-7962 · ppsgrp.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
TYLER STREET CAPITAL (PLYMOUTH, MA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 508-648-4684
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
LAFAYETTE SQUARE WEALTH, LLC (MIAMI, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 0 advisory reps. IAPD ↗
$0 RAUM · 0 reps · 786-598-2089
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
VANDALIA WEALTH (CHARLESTON, WV) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 13 advisory reps. IAPD ↗
$0 RAUM · 13 reps · 304-915-0260 · vandaliawealth.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
CAPSTONE WEALTH MANAGEMENT GROUP, INC. (BEND, OR) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗
$0 RAUM · 6 reps · 541.330.0266 · capstonewmg.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
WALLACE (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · (903) 571-7493 · wallacefinance.io
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
STERLING LEGACY ADVISORS INC. (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 201-655-2022
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
ESHEL BOT (BURLINGTON, MA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · 781-518-8660 · eshelspring.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
HESMER WEALTH MANAGEMENT LLC (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · 252-230-7699
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
COAST ADVISORY LLC (EAST TROY, WI) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 262-977-9907 · coastadvisory.net
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
TAILORED WEALTH SOLUTIONS (SARATOGA SPRINGS, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
$0 RAUM · 4 reps · 518-583-4800 · tailoredwealthsolutions.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
PIEDMONT WEALTH MANAGEMENT (ALEXANDRIA, VA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · (703) 518 - 8361 · piedmontwm.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
ASAL INVEST (ARLINGTON, VA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · +1 (646) 288-3548
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
ISQ CAPITAL (KING OF PRUSSIA, PA) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · (610) 749-9920 · isqcp.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
MRP LEGACY ADVISORS, LLC (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 404-213-6474 · mrpadvisors.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
SOUND FUTURES (location n/a) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 2019884947 · soundfutures.co
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
HOMAGE WEALTH GROUP LLC (HOUSTON, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · (713) 725-0696
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
88
DEVELOP CAPITAL PARTNERS, LP. (PITTSFORD, NY) is newly SEC-registered with $940.0M RAUM and 4 advisory reps. IAPD ↗institutional
$940.0M RAUM · 4 reps · (585) 895-2287 · develop-capital.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
OWL VENTURES (SAN FRANCISCO, CA) is newly SEC-registered with $2.27B RAUM and 10 advisory reps. IAPD ↗fund
$2.27B RAUM · 10 reps · (415) 209-5675 · owlvc.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
BONACCORD CAPITAL ADVISORS LLC (NEW YORK, NY) is newly SEC-registered with $4.30B RAUM and 14 advisory reps. IAPD ↗fund
$4.30B RAUM · 14 reps · 332-322-3220 · bonaccordcapital.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
S3 CAPITAL ADVISORS LLC (NEW YORK, NY) is newly SEC-registered with $3.64B RAUM and 15 advisory reps. IAPD ↗fund
$3.64B RAUM · 15 reps · 212-300-8800 · sprucecap.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
CIBRA CAPITAL LLC (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
$0 RAUM · 2 reps · 442037256245
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
APPLIED QUANTITATIVE INVESTMENTS LLC (LONE TREE, CO) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗institutional
$0 RAUM · 5 reps · 303-708-1640
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
TAP CAPITAL LLC (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
$0 RAUM · 2 reps · 212-229-6098 · usetap.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
ALTA ASSET MANAGEMENT, LLC (NEW YORK, NY) is newly SEC-registered with $0 RAUM and 13 advisory reps. IAPD ↗institutional
$0 RAUM · 13 reps · 917-831-1000 · obra.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
CRESALTA INVESTMENT MANAGEMENT, INC. (GREENWOOD VILLAGE, CO) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional
$0 RAUM · 3 reps · 303-498-9699
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
ONE RIVER VOLATILITY ARBITRAGE LLC (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
$0 RAUM · 2 reps · 805-708-9158
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
MOONVEST (location n/a) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗institutional
$0 RAUM · 2 reps · 6503386976
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
PARC STREET ADVISORS (SYOSSET, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗institutional
$0 RAUM · 4 reps · (516) 639-0556 · parcstreetadvisors.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
HCIP ADVISORS, LLC (CHICAGO, IL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 312-277-1300
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
GRADIENT RIDGE CAPITAL, L.P. (NORWALK, CT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗institutional
$0 RAUM · 5 reps · 732-616-3877
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
83
STORR GROUP (WEST PALM BEACH, FL) is newly SEC-registered with $309.5M RAUM and 5 advisory reps. IAPD ↗fund
$309.5M RAUM · 5 reps · 737-330-1980
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
83
HAMILTON SQUARE PARTNERS MANAGEMENT, LP (PRINCETON, NJ) is newly SEC-registered with $319.3M RAUM and 5 advisory reps. IAPD ↗fund
$319.3M RAUM · 5 reps · (646) 649-6790 · hsqhealthcare.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
80
BUTTONWOOD GROUP ADVISORS LLC (UNIONDALE, NY) is newly SEC-registered with $240.2M RAUM and 4 advisory reps. IAPD ↗fund
$240.2M RAUM · 4 reps · 212-440-9644
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
80
WESTBOUND EQUITY MANAGEMENT, LLC (PALO ALTO, CA) is newly SEC-registered with $146.2M RAUM and 3 advisory reps. IAPD ↗fund
$146.2M RAUM · 3 reps · 650-213-6213 · westboundequity.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
80
BP ASSET MANAGEMENT INC. (CHARLOTTE, NC) is newly SEC-registered with $155.3M RAUM and 3 advisory reps. IAPD ↗fund
$155.3M RAUM · 3 reps · 980-261-5233
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
80
CREEK DRIVE MANAGEMENT GROUP LLC (location n/a) is newly SEC-registered with $154.9M RAUM and 3 advisory reps. IAPD ↗fund
$154.9M RAUM · 3 reps · 650-808-7017 · creekdrivecapital.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
80
ETERNAL CAPITAL, LLC (MIAMI, FL) is newly SEC-registered (provisional 120-day approval) with $17.0M RAUM and 5 advisory reps. IAPD ↗fund
$17.0M RAUM · 5 reps · 305-915-8805 · eternalcapitalgroup.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
80
SOLYCO CAPITAL LLC (ROCHESTER, MI) is newly SEC-registered with $219.9M RAUM and 2 advisory reps. IAPD ↗fund
$219.9M RAUM · 2 reps · 947-208-1900 · solycocapital.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
80
CENTURIA CAPITAL PARTNERS LLC (GUAYNABO, PR) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗fund
$0 RAUM · 1 reps · 787-994-3748
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
70
PANTHEON (LONDON, United Kingdom) is newly SEC-registered with $1.48B RAUM and 76 advisory reps. IAPD ↗foreign
$1.48B RAUM · 76 reps · 44-203356-1800 · pantheon.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
70
PERPETUA (CAPE TOWN, WESTERN CAPE, South Africa) is newly SEC-registered with $1.05B RAUM and 11 advisory reps. IAPD ↗foreign
$1.05B RAUM · 11 reps · + 27 021 180 4900
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
70
MIC CAPITAL MANAGEMENT UK LLP (LONDON, United Kingdom) is newly SEC-registered with $35.31B RAUM and 78 advisory reps. IAPD ↗foreign
$35.31B RAUM · 78 reps · +44 (0) 203 909-4610 · mubadalacapital.ae
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
65
PORTAGE WEALTH INC (OAKVILLE, Canada) is newly SEC-registered with $0 RAUM and 5 advisory reps. IAPD ↗foreign
$0 RAUM · 5 reps · (888)333-0996 · portagewealth.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
custody started — 96 Firm now reports custody of client assets — surprise exams and controls follow.
70
SPINNAKER INVESTMENT GROUP, LLC now reports custody of client assets ($420.7M). IAPD ↗
$1.07B RAUM · 8 reps · (949) 396-6700
ComplianceCustodian
70
TCP ASSET MANAGEMENT, LLC now reports custody of client assets ($32.6M). IAPD ↗
$1.18B RAUM · 21 reps · 614-761-9378 · tcpasset.com
ComplianceCustodian
70
MODELL CAPITAL MANAGEMENT LLC now reports custody of client assets ($611.6M). IAPD ↗
$1.88B RAUM · 3 reps · (248) 723-8000
ComplianceCustodian
68
WHITENER CAPITAL MANAGEMENT, INC now reports custody of client assets ($59.9M). IAPD ↗
$598.5M RAUM · 5 reps · 252-972-8909
ComplianceCustodian
68
PARAGON CAPITAL MANAGEMENT LLC now reports custody of client assets ($237.2M). IAPD ↗
$739.8M RAUM · 8 reps · 913-451-2254
ComplianceCustodian
68
HARBOUR INVESTMENT MANAGEMENT L.L.C. now reports custody of client assets ($104.5M). IAPD ↗
$381.6M RAUM · 5 reps · 425-742-1557 · harbourinvest.com
ComplianceCustodian
68
5T WEALTH, LLC now reports custody of client assets ($2.6M). IAPD ↗
$331.4M RAUM · 4 reps · (707) 224-1340
ComplianceCustodian
68
COX CAPITAL MANAGEMENT LLC now reports custody of client assets ($55.1M). IAPD ↗
$361.0M RAUM · 4 reps · 978-475-3325
ComplianceCustodian
68
MCCLARREN FINANCIAL ADVISORS now reports custody of client assets ($6.5M). IAPD ↗
$453.0M RAUM · 7 reps · 814-235-1940
ComplianceCustodian
68
HERITAGE WEALTH MANAGEMENT now reports custody of client assets ($41.5M). IAPD ↗
$357.8M RAUM · 4 reps · 713-871-9800 · heritageplanners.com
ComplianceCustodian
68
FREEDOM ADVISORY now reports custody of client assets ($471.1M). IAPD ↗
$880.6M RAUM · 6 reps · 787-792-3000
ComplianceCustodian
68
SCULATI WEALTH MANAGEMENT, LLC now reports custody of client assets ($120.4M). IAPD ↗
$381.5M RAUM · 3 reps · 248-325-9947 · sculatiwealth.com
ComplianceCustodian
68
LONG ISLAND WEALTH MANAGEMENT, INC. now reports custody of client assets ($63.9M). IAPD ↗
$291.7M RAUM · 1 reps · 516-238-7629 · liwealth.com
ComplianceCustodian
68
SEVENBRIDGE FINANCIAL GROUP, LLC now reports custody of client assets ($203.5M). IAPD ↗
$731.1M RAUM · 3 reps · (717) 775-8661
ComplianceCustodian
68
GREENHOUSE WEALTH MANAGEMENT, LLC now reports custody of client assets ($35.0M). IAPD ↗
$288.6M RAUM · 1 reps · 203-561-5002 · greenhousewealth.com
ComplianceCustodian
68
SLOW CAPITAL, INC. now reports custody of client assets ($19.5M). IAPD ↗
$953.3M RAUM · 2 reps · 415-727-7569
ComplianceCustodian
68
UNCOMMON CENTS INVESTING now reports custody of client assets ($220.0M). IAPD ↗
$519.6M RAUM · 3 reps · 608-563-2437 · uncommoncentsinvesting.com
ComplianceCustodian
68
MAIA WEALTH now reports custody of client assets ($54.7M). IAPD ↗
$973.0M RAUM · 36 reps · (720) 644-8803 · ifatoday.com
ComplianceCustodian
68
RIVERSEDGE ADVISORS now reports custody of client assets ($196.1M). IAPD ↗
$928.4M RAUM · 9 reps · 302-573-6864
ComplianceCustodian
68
OATH PLANNING, LLC now reports custody of client assets ($30.6M). IAPD ↗
$284.7M RAUM · 6 reps · 888-534-4330
ComplianceCustodian
68
RHP WEALTH MANAGEMENT now reports custody of client assets ($155.3M). IAPD ↗
$344.8M RAUM · 5 reps · (713) 554-2252 · royalharborpartners.com
ComplianceCustodian
68
DORVAL & CHORNE FINANCIAL ADVISORS now reports custody of client assets ($8.7M). IAPD ↗
$373.9M RAUM · 3 reps · 612-436-3714 · dorvalchorne.com
ComplianceCustodian
68
STEVENS CAPITAL PARTNERS now reports custody of client assets ($91.0M). IAPD ↗
$600.7M RAUM · 10 reps · 402-251-5800 · stevenscapitalpartners.com
ComplianceCustodian
68
MOSLEY WEALTH MANAGEMENT, INC. now reports custody of client assets ($84.1M). IAPD ↗
$279.5M RAUM · 10 reps · (714) 421-4288
ComplianceCustodian
68
CONSCIOUS WEALTH INVESTMENTS, LLC now reports custody of client assets ($100,000). IAPD ↗
$272.8M RAUM · 4 reps · (404) 826.7747
ComplianceCustodian
68
J.R. PRUNIER CAPITAL MANAGEMENT LLC now reports custody of client assets ($229.2M). IAPD ↗
$407.0M RAUM · 2 reps · 508-756-8080 · jrprunier.com
ComplianceCustodian
68
SOLANO WEALTH ADVISORS now reports custody of client assets ($335.6M). IAPD ↗
$331.9M RAUM · 3 reps · (707) 435-8400 · solanowealth.com
ComplianceCustodian
68
PETROS FAMILY WEALTH, LLC now reports custody of client assets ($5.4M). IAPD ↗
$341.6M RAUM · 8 reps · (612) 643-9995 · petrosfw.com
ComplianceCustodian
68
LUMINVEST WEALTH MANAGEMENT LLC now reports custody of client assets ($49.2M). IAPD ↗
$398.0M RAUM · 2 reps · 480-300-0062
ComplianceCustodian
68
STONEPATH WEALTH MANAGEMENT now reports custody of client assets ($593,032). IAPD ↗
$299.5M RAUM · 9 reps · (231) 668-6999
ComplianceCustodian
68
MINDSET WEALTH MANAGEMENT, LLC now reports custody of client assets ($53.5M). IAPD ↗
$445.5M RAUM · 4 reps · 317-348-4655 · mindsetwealthmanagement.com
ComplianceCustodian
68
ALTERI WEALTH now reports custody of client assets ($15.9M). IAPD ↗
$566.1M RAUM · 3 reps · 805-809-0400
ComplianceCustodian
68
LIBERTY SQUARE WEALTH PARTNERS LLC now reports custody of client assets ($123.8M). IAPD ↗
$567.8M RAUM · 5 reps · (610) 865-5803 · libertysquarewealth.com
ComplianceCustodian
68
SELBY WEALTH MANAGEMENT now reports custody of client assets ($224.5M). IAPD ↗
$544.8M RAUM · 3 reps · 415-857-9670 · selbywealth.com
ComplianceCustodian
68
MACCO FINANCIAL GROUP, INC. now reports custody of client assets ($3.4M). IAPD ↗
$277.8M RAUM · 4 reps · (920) 617-6830 · maccofinancial.com
ComplianceCustodian
68
COLLABORATIVE CAPITAL ADVISORS LLC now reports custody of client assets ($101.8M). IAPD ↗
$387.8M RAUM · 2 reps · 646-933-5730 · collaborativecapitaladvisors.com
ComplianceCustodian
68
LIVET WEALTH, LLC now reports custody of client assets ($136.6M). IAPD ↗
$322.2M RAUM · 2 reps · 801-893-8320 · livetwealth.com
ComplianceCustodian
68
SENTINEL ADVISORY GROUP, LLC now reports custody of client assets ($18.1M). IAPD ↗
$320.8M RAUM · 8 reps · 608-579-9350 · sentineladvisory.com
ComplianceCustodian
65
INTEGRA FINANCIAL, INC. now reports custody of client assets ($48.9M). IAPD ↗
$123.4M RAUM · 3 reps · 303-220-5525
ComplianceCustodian
65
ADVANTAGE INVESTING, INC. now reports custody of client assets ($2.7M). IAPD ↗
$138.9M RAUM · 2 reps · 757-547-8257
ComplianceCustodian
65
GOING CPAS AND WEALTH ADVISORS now reports custody of client assets ($12.3M). IAPD ↗
$160.8M RAUM · 8 reps · 337-942-3041 · going.cpa
ComplianceCustodian
65
FRAZEE INVESTMENT CONSULTING, INC. now reports custody of client assets ($14.3M). IAPD ↗
$195.5M RAUM · 2 reps · 901-779-3940 · frazeeinvestment.com
ComplianceCustodian
65
RUTHERFORD ASSET PLANNING, INC. now reports custody of client assets ($66.6M). IAPD ↗
$181.3M RAUM · 1 reps · 813-343-4501 · rutherfordasset.com
ComplianceCustodian
65
SIERRA PACIFIC PRIVATE WEALTH, LLC now reports custody of client assets ($52.0M). IAPD ↗
$245.9M RAUM · 3 reps · 925-223-8868
ComplianceCustodian
65
COMPASS INVESTMENT ADVISERS, LLC now reports custody of client assets ($2.4M). IAPD ↗
$110.5M RAUM · 2 reps · 503-473-8422 · compassadv.net
ComplianceCustodian
65
MUNDOVAL CAPITAL MANAGEMENT, INC. now reports custody of client assets ($6.1M). IAPD ↗
$91.9M RAUM · 3 reps · 858-454-4837 · mundoval.com
ComplianceCustodian
65
OFC WEALTH MANAGEMENT now reports custody of client assets ($170,731). IAPD ↗
$182.8M RAUM · 2 reps · 973-258-1007
ComplianceCustodian
65
HARDING FINANCIAL GROUP now reports custody of client assets ($2.1M). IAPD ↗
$160.2M RAUM · 3 reps · 614-515-4722
ComplianceCustodian
65
BAY CAPITAL ADVISORS, LLC now reports custody of client assets ($91.7M). IAPD ↗
$228.3M RAUM · 5 reps · 757-816-0967 · baycapitaladvice.com
ComplianceCustodian
65
SEACREST INVESTMENT MANAGEMENT, LLC now reports custody of client assets ($17.1M). IAPD ↗
$110.9M RAUM · 3 reps · 914-502-1905 · seacrestim.com
ComplianceCustodian
65
LEGACY ADVISORY SERVICES, LLC now reports custody of client assets ($74.7M). IAPD ↗
$156.9M RAUM · 3 reps · 610-524-6801 · legacyadvisorypa.com
ComplianceCustodian
65
NATURAL BRIDGES FINANCIAL ADVISORS now reports custody of client assets ($3.7M). IAPD ↗
$155.8M RAUM · 3 reps · 831-421-0700
ComplianceCustodian
65
COLTON WEALTH MANAGEMENT now reports custody of client assets ($39.5M). IAPD ↗
$135.1M RAUM · 3 reps · 626-726-4203 · coltonwealthmanagement.com
ComplianceCustodian
65
SMB FINANCIAL SERVICES, INC. now reports custody of client assets ($52.0M). IAPD ↗
$177.8M RAUM · 5 reps · 503-387-3222
ComplianceCustodian
65
A J FELDMAN FINANCIAL, LLC now reports custody of client assets ($22.6M). IAPD ↗
$135.9M RAUM · 1 reps · 847-607-8249 · ajfeldmanfinancial.com
ComplianceCustodian
65
NORTH RIDGE now reports custody of client assets ($63.7M). IAPD ↗
$216.0M RAUM · 3 reps · 503-206-8784
ComplianceCustodian
65
BARRETT WEALTH CONNECTION LLC now reports custody of client assets ($37.3M). IAPD ↗
$148.0M RAUM · 2 reps · 815-529-7527 · bwconnect.co
ComplianceCustodian
65
STRATFI now reports custody of client assets ($34.0M). IAPD ↗
$115.0M RAUM · 2 reps · 302-884-6742
ComplianceCustodian
65
NYE WEALTH MANAGEMENT LLC now reports custody of client assets ($77.8M). IAPD ↗
$107.7M RAUM · 1 reps · (330) 656-0007
ComplianceCustodian
65
WATCHSTONE WEALTH MANAGEMENT LLC now reports custody of client assets ($28,000). IAPD ↗
$66.8M RAUM · 1 reps · 347-993-3558 · watchstonewm.com
ComplianceCustodian
65
BRIDGE FINANCIAL PLANNING, LLC now reports custody of client assets ($30.7M). IAPD ↗
$100.4M RAUM · 2 reps · 423-933-2722
ComplianceCustodian
65
SEEDSAFE FINANCIAL LLC now reports custody of client assets ($58.3M). IAPD ↗
$125.2M RAUM · 4 reps · 360-602-1274 · seedsafefinancial.com
ComplianceCustodian
65
RMR CAPITAL MANAGEMENT LLC now reports custody of client assets ($5.7M). IAPD ↗
$170.8M RAUM · 1 reps · 949-922-3145
ComplianceCustodian
65
BONFIRE FINANCIAL, LLC now reports custody of client assets ($27.6M). IAPD ↗
$234.0M RAUM · 4 reps · 719-394-3900 · bonfirefinancial.com
ComplianceCustodian
65
NRG WEALTH MANAGEMENT now reports custody of client assets ($4.9M). IAPD ↗
$242.0M RAUM · 4 reps · (520) 818-7822
ComplianceCustodian
65
SKY ALPHA ASSET ADVISORS now reports custody of client assets ($50.0M). IAPD ↗
$216.0M RAUM · 2 reps · 561-410-7790 · skyalphaadvisors.com
ComplianceCustodian
65
KEYSTONE WEALTH MANAGEMENT now reports custody of client assets ($7.2M). IAPD ↗
$137.4M RAUM · 1 reps · (319) 883-3096 · keystonewealth.com
ComplianceCustodian
65
WESTVIEW INVESTMENT ADVISORS now reports custody of client assets ($12.9M). IAPD ↗
$228.6M RAUM · 4 reps · 802-489-5342 · westviewinvest.com
ComplianceCustodian
65
TEAM WEALTH & TAX ADVISORS now reports custody of client assets ($52.2M). IAPD ↗
$233.3M RAUM · 6 reps · 951-308-6444 · g.co
ComplianceCustodian
65
REDSTONE WEALTH MANAGEMENT, LLC now reports custody of client assets ($176). IAPD ↗
$187.7M RAUM · 4 reps · (405) 844-9933
ComplianceCustodian
65
VENTANA PRIVATE WEALTH LLC now reports custody of client assets ($19.8M). IAPD ↗
$158.6M RAUM · 1 reps · (720) 764-7200 · ventanaprivatewealth.com
ComplianceCustodian
65
SIEBEN WEALTH PLANNING LLC now reports custody of client assets ($46.2M). IAPD ↗
$161.2M RAUM · 2 reps · 612-720-4637 · blueoxwm.com
ComplianceCustodian
65
WINCAP FINANCIAL LLC now reports custody of client assets ($143.9M). IAPD ↗
$223.1M RAUM · 6 reps · (617) 590-3250 · wincapfinancial.com
ComplianceCustodian
65
TRADEWINDS WEALTH MANAGEMENT now reports custody of client assets ($30.2M). IAPD ↗
$135.1M RAUM · 4 reps · 503-673-2828
ComplianceCustodian
65
SUNRISE FINANCIAL SERVICES LLC now reports custody of client assets ($8.4M). IAPD ↗
$151.2M RAUM · 3 reps · 206-420-8520
ComplianceCustodian
65
PLAN TO PROSPER WEALTH MANAGEMENT now reports custody of client assets ($125.1M). IAPD ↗
$234.3M RAUM · 2 reps · 386-271-2127 · myplantoprosper.com
ComplianceCustodian
65
AVISE FINANCIAL now reports custody of client assets ($31.7M). IAPD ↗
$169.4M RAUM · 6 reps · 310-807-5778
ComplianceCustodian
65
SWIFTWATER CAPITAL now reports custody of client assets ($327,512). IAPD ↗
$170.9M RAUM · 1 reps · 971-453-0130 · swiftwater.capital
ComplianceCustodian
65
PACIFIC WEALTH ADVISORY SERVICES LLC now reports custody of client assets ($35.1M). IAPD ↗
$96.3M RAUM · 1 reps · 925-838-7566 · pacificwealthadvisory.net
ComplianceCustodian
65
XENA FINANCIAL PLANNING, LLC now reports custody of client assets ($22.7M). IAPD ↗
$104.5M RAUM · 2 reps · (503) 714-7357 · xenafp.com
ComplianceCustodian
65
HORIZON WEALTH now reports custody of client assets ($3.1M). IAPD ↗
$147.2M RAUM · 4 reps · 303-777-7124 · myhorizonwealth.com
ComplianceCustodian
65
STORMS & ROWDON FINANCIAL SERVICES, INC. now reports custody of client assets ($1.2M). IAPD ↗
$141.2M RAUM · 3 reps · (386) 677-0191 · stormsandrowdon.com
ComplianceCustodian
65
LYONS CAPITAL GROUP now reports custody of client assets ($18.1M). IAPD ↗
$165.9M RAUM · 2 reps · 318-455-7790
ComplianceCustodian
65
BELLINGRATH WEALTH MANAGEMENT, L.L.C. now reports custody of client assets ($20.8M). IAPD ↗
$196.1M RAUM · 4 reps · 646-395-3900 · bellingrathwealth.com
ComplianceCustodian
65
SUCCESSION FINANCIAL, INC now reports custody of client assets ($146.0M). IAPD ↗
$210.3M RAUM · 3 reps · 214-334-6261 · succession-financial.com
ComplianceCustodian
65
CADIA PRIVATE CLIENT LLC now reports custody of client assets ($24.4M). IAPD ↗
$192.5M RAUM · 2 reps · 973-993-6300
ComplianceCustodian
65
SKYVIEW PINNACLE now reports custody of client assets ($12.5M). IAPD ↗
$10.5M RAUM · 3 reps · 656-245-3491 · skyviewpinnacle.com
ComplianceCustodian
65
DANIEL INVESTMENT GROUP INC. now reports custody of client assets ($42.9M). IAPD ↗
$210.1M RAUM · 3 reps · 248-544-4122 · danielinvestment.com
ComplianceCustodian
65
A3 CAPITAL ADVISORS now reports custody of client assets ($161.8M). IAPD ↗
$227.1M RAUM · 2 reps · 713-447-5856
ComplianceCustodian
55
VARIANT INVESTMENTS now reports custody of client assets ($20.1M). IAPD ↗fund
$2.77B RAUM · 29 reps · 503.563.0700 · variantinvestments.com
ComplianceCustodian
53
MAYTUS CAPITAL MANAGEMENT, LLC now reports custody of client assets ($39.5M). IAPD ↗fund
$597.8M RAUM · 3 reps · 646-863-0080
ComplianceCustodian
53
AIP CAPITAL ADVISORS LLC now reports custody of client assets ($360.0M). IAPD ↗fund
$360.0M RAUM · 12 reps · 203-487-8200 · aipcapital.com
ComplianceCustodian
53
WEST HORIZON CAPITAL now reports custody of client assets ($565.5M). IAPD ↗fund
$282.8M RAUM · 1 reps · 640-203-4660
ComplianceCustodian
53
DAWSON PARTNERS now reports custody of client assets ($997.8M). IAPD ↗fund
$999.1M RAUM · 60 reps · 416-668-3395
ComplianceCustodian
50
FELIS ADVANTAGE, LP now reports custody of client assets ($50.0M). IAPD ↗fund
$150.0M RAUM · 3 reps · (617) 702-7450
ComplianceCustodian
35
WELLINGTON-ALTUS USA INC. now reports custody of client assets ($16.7M). IAPD ↗foreign
$146.2M RAUM · 58 reps · 888-315-8729
ComplianceCustodian
aum crossed 500m — 85 Regulatory AUM crossed $500M.
70
G.W. SHERWOLD ASSOCIATES, INC. crossed $500M in regulatory AUM ($455.4M -> $572.4M). IAPD ↗
$572.4M RAUM · 1 reps · 949-470-0700 · gwsherwold.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
SOWA FINANCIAL GROUP crossed $500M in regulatory AUM ($419.7M -> $517.0M). IAPD ↗
$517.0M RAUM · 3 reps · 401-434-8090 · sowafinancial.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
SAYBROOK CAPITAL CORP crossed $500M in regulatory AUM ($489.1M -> $502.7M). IAPD ↗
$502.7M RAUM · 2 reps · 6317255518 · saybrookcapital.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
AFFILIATED FINANCIAL ADVISORS INC crossed $500M in regulatory AUM ($462.1M -> $541.5M). IAPD ↗
$541.5M RAUM · 4 reps · 414-476-4999 · affiliatedfa.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
REZNY WEALTH MANAGEMENT, INC. crossed $500M in regulatory AUM ($435.2M -> $506.0M). IAPD ↗
$506.0M RAUM · 2 reps · 800-618-8577 · reznywealth.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
ROBERT L. BENDER, INC. DBA ROBERT BENDER & ASSOCIATES crossed $500M in regulatory AUM ($432.6M -> $510.9M). IAPD ↗
$510.9M RAUM · 2 reps · 626-397-9072 · robertbender.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
WALTER C. FLOWER & CO., INC crossed $500M in regulatory AUM ($470.9M -> $591.3M). IAPD ↗
$591.3M RAUM · 2 reps · 504-561-0138
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
COMMON CENTS PLANNING crossed $500M in regulatory AUM ($486.1M -> $542.4M). IAPD ↗
$542.4M RAUM · 4 reps · 610-361-0865
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
HELLER WEALTH MANAGEMENT crossed $500M in regulatory AUM ($445.9M -> $553.9M). IAPD ↗
$553.9M RAUM · 4 reps · 631-248-3600
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
THE LAM GROUP, INC. crossed $500M in regulatory AUM ($388.3M -> $507.4M). IAPD ↗
$507.4M RAUM · 2 reps · 503-730-9345 · thelamgroup.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
COLTON GROOME FINANCIAL ADVISORS, LLC crossed $500M in regulatory AUM ($444.0M -> $724.9M). IAPD ↗
$724.9M RAUM · 12 reps · 828-252-1816 · coltongroome.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
DISCIPLINED EQUITY MANAGEMENT, INC. crossed $500M in regulatory AUM ($389.7M -> $521.0M). IAPD ↗
$521.0M RAUM · 2 reps · (904) 222-0280 · demgt.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
POEHLING CAPITAL MANAGEMENT, INC. crossed $500M in regulatory AUM ($489.3M -> $591.3M). IAPD ↗
$591.3M RAUM · 6 reps · (608) 664-9600
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
ONYX FINANCIAL ADVISORS, LLC crossed $500M in regulatory AUM ($426.8M -> $506.4M). IAPD ↗
$506.4M RAUM · 7 reps · 208-522-6400 · onyxfinancial.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
WEAVER CAPITAL MANAGEMENT, LLC crossed $500M in regulatory AUM ($434.1M -> $537.8M). IAPD ↗
$537.8M RAUM · 3 reps · 678-341-1333
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
ALLODIUM INVESTMENT CONSULTANTS, LLC crossed $500M in regulatory AUM ($416.6M -> $576.8M). IAPD ↗
$576.8M RAUM · 4 reps · 612-230-3700 · allodium.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
BURKETT FINANCIAL SERVICES, LLC crossed $500M in regulatory AUM ($490.8M -> $572.6M). IAPD ↗
$572.6M RAUM · 5 reps · 803-980-3232
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
TRINITY CAPITAL MANAGEMENT, LLC crossed $500M in regulatory AUM ($453.5M -> $556.8M). IAPD ↗
$556.8M RAUM · 4 reps · 805-963-0500 · trinitycm.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
DOUGHERTY WEALTH ADVISERS LLC crossed $500M in regulatory AUM ($417.9M -> $505.4M). IAPD ↗
$505.4M RAUM · 3 reps · 612-376-4040
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
BIGELOW INVESTMENT ADVISORS, LLC crossed $500M in regulatory AUM ($476.2M -> $555.2M). IAPD ↗
$555.2M RAUM · 4 reps · 207-772-2900 · bigelowadvisors.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
GLOBAL VIEW INVESTMENT ADVISORS, LLC crossed $500M in regulatory AUM ($480.4M -> $553.8M). IAPD ↗
$553.8M RAUM · 4 reps · 864-272-0818
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
F&V CAPITAL MANAGEMENT, L.L.C. crossed $500M in regulatory AUM ($472.1M -> $557.8M). IAPD ↗
$557.8M RAUM · 7 reps · 561-208-1081
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
HAVEN WEALTH GROUP crossed $500M in regulatory AUM ($397.8M -> $514.8M). IAPD ↗
$514.8M RAUM · 8 reps · 713-980-8820
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
FINANCIAL HARVEST WEALTH ADVISORS crossed $500M in regulatory AUM ($451.0M -> $557.4M). IAPD ↗
$557.4M RAUM · 5 reps · 407-937-0707
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
GUIDANCE POINT ADVISORS, LLC crossed $500M in regulatory AUM ($492.4M -> $558.3M). IAPD ↗
$558.3M RAUM · 5 reps · 617-869-6653
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
&WEALTH PARTNERS crossed $500M in regulatory AUM ($470.9M -> $508.2M). IAPD ↗
$508.2M RAUM · 3 reps · 410-844-3300
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
FLOREK FINANCIAL, LLC crossed $500M in regulatory AUM ($432.0M -> $511.0M). IAPD ↗
$511.0M RAUM · 2 reps · 781-934-9400 · florekfinancial.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
MATTSON FINANCIAL SERVICES, LLC crossed $500M in regulatory AUM ($387.0M -> $515.0M). IAPD ↗
$515.0M RAUM · 9 reps · 800-536-8907
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
MARBLE TRAIL ADVISORS crossed $500M in regulatory AUM ($490.2M -> $582.7M). IAPD ↗
$582.7M RAUM · 6 reps · 802-388-6300 · marbletrail.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
ACT WEALTH MANAGEMENT, LLC crossed $500M in regulatory AUM ($460.9M -> $568.8M). IAPD ↗
$568.8M RAUM · 5 reps · 214-618-2022
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
PRENTICE WEALTH MANAGEMENT LLC crossed $500M in regulatory AUM ($467.2M -> $567.5M). IAPD ↗
$567.5M RAUM · 4 reps · 585-218-0001
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
OMEGA FINANCIAL GROUP, LLC crossed $500M in regulatory AUM ($480.2M -> $552.4M). IAPD ↗
$552.4M RAUM · 4 reps · 805-617-4363
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
MALTIN WEALTH MANAGEMENT, INC. crossed $500M in regulatory AUM ($425.5M -> $507.2M). IAPD ↗
$507.2M RAUM · 4 reps · 201-215-3855 · maltinwealth.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
QUANTITATIVE PROCESS, LLC crossed $500M in regulatory AUM ($454.4M -> $502.1M). IAPD ↗
$502.1M RAUM · 3 reps · 888-253-3292 · quantpro.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
SANCHEZ WEALTH MANAGEMENT GROUP, LLC crossed $500M in regulatory AUM ($465.5M -> $571.2M). IAPD ↗
$571.2M RAUM · 3 reps · 904-281-9261 · sanchezwealth.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
ALLIANCE WEALTH MANAGEMENT GROUP, LLC crossed $500M in regulatory AUM ($424.2M -> $517.4M). IAPD ↗
$517.4M RAUM · 6 reps · (908) 751-7090 · alliancewmg.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
BUSKA WEALTH MANAGEMENT, LLC crossed $500M in regulatory AUM ($499.4M -> $528.8M). IAPD ↗
$528.8M RAUM · 8 reps · 715-355-4445 · buskabook.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
MIDWEST FINANCIAL GROUP LLC crossed $500M in regulatory AUM ($477.8M -> $566.1M). IAPD ↗
$566.1M RAUM · 9 reps · 913-696-0041 · midwestfinancialkc.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
THE MAIN STREET GROUP crossed $500M in regulatory AUM ($470.3M -> $515.3M). IAPD ↗
$515.3M RAUM · 8 reps · 804-270-4470 · themainstreetgroup.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
S.E.E.D. PLANNING GROUP, LLC crossed $500M in regulatory AUM ($490.9M -> $568.0M). IAPD ↗
$568.0M RAUM · 18 reps · (607) 217-5091
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
BOSTONPREMIER WEALTH crossed $500M in regulatory AUM ($351.1M -> $525.2M). IAPD ↗
$525.2M RAUM · 4 reps · (617) 934-1100
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
CAPITOL PRIVATE WEALTH GROUP LLC crossed $500M in regulatory AUM ($450.7M -> $562.1M). IAPD ↗
$562.1M RAUM · 7 reps · (703) 226-0008 · capitolpwg.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
MILESTONE FINANCIAL PLANNING, LLC crossed $500M in regulatory AUM ($486.7M -> $590.3M). IAPD ↗
$590.3M RAUM · 12 reps · 603-589-8010
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
ST. JAMES INVESTMENT ADVISORS, LLC crossed $500M in regulatory AUM ($46.5M -> $511.5M). IAPD ↗
$511.5M RAUM · 4 reps · (631) 979-6520 · stjamesia.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
BLUESPHERE ADVISORS LLC crossed $500M in regulatory AUM ($445.1M -> $506.2M). IAPD ↗
$506.2M RAUM · 4 reps · (610) 277-1515
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
LIFEGUIDE FINANCIAL ADVISORS, LLC crossed $500M in regulatory AUM ($455.6M -> $562.9M). IAPD ↗
$562.9M RAUM · 16 reps · (717) 796-1700
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
PREMIER WEALTH ADVISORS, LLC crossed $500M in regulatory AUM ($483.2M -> $694.9M). IAPD ↗
$694.9M RAUM · 6 reps · (858) 668-0776
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
FINANCIAL SERVICES OF AMERICA ADVISORS crossed $500M in regulatory AUM ($396.2M -> $573.4M). IAPD ↗
$573.4M RAUM · 31 reps · (800) 977-9292 · fsa1.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
DYNAMIC FINANCIAL GROUP crossed $500M in regulatory AUM ($474.5M -> $539.6M). IAPD ↗
$539.6M RAUM · 3 reps · 319-277-2727 · dynamicfinancial.net
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
PRIVATE WEALTH SOLUTIONS, LLC crossed $500M in regulatory AUM ($403.3M -> $500.0M). IAPD ↗
$500.0M RAUM · 2 reps · 818-264-0600 · privatewealthsolutions.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
AUCTUS ADVISORS LLC crossed $500M in regulatory AUM ($480.9M -> $612.9M). IAPD ↗
$612.9M RAUM · 2 reps · 704 533-9880
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
UNCOMMON CENTS INVESTING crossed $500M in regulatory AUM ($417.4M -> $519.6M). IAPD ↗
$519.6M RAUM · 3 reps · 608-563-2437 · uncommoncentsinvesting.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
THE SUM crossed $500M in regulatory AUM ($409.5M -> $551.4M). IAPD ↗
$551.4M RAUM · 7 reps · 281-940-4859 · thesumprep.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
PROSPERITY PLANNING crossed $500M in regulatory AUM ($465.0M -> $543.2M). IAPD ↗
$543.2M RAUM · 10 reps · 816-587-7526
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
WEALTHSPRING CAPITAL LLC crossed $500M in regulatory AUM ($454.9M -> $515.0M). IAPD ↗
$515.0M RAUM · 4 reps · 914-419-2207 · wealthspringcapital.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
ABEL HALL, LLC crossed $500M in regulatory AUM ($400.1M -> $819.1M). IAPD ↗
$819.1M RAUM · 7 reps · 225-408-4000 · abelhall.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
DST WEALTH MANAGEMENT LLC crossed $500M in regulatory AUM ($446.9M -> $532.1M). IAPD ↗
$532.1M RAUM · 5 reps · 760-340-1448
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
ALAETHES WEALTH, LLC crossed $500M in regulatory AUM ($439.4M -> $509.9M). IAPD ↗
$509.9M RAUM · 3 reps · 858-735-9685 · alaethes.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
GETTINGS BUSCH WEALTH MANAGEMENT crossed $500M in regulatory AUM ($444.1M -> $541.5M). IAPD ↗
$541.5M RAUM · 8 reps · 765-742-7366
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
SERENITY INVESTMENT ADVISORS crossed $500M in regulatory AUM ($376.0M -> $513.6M). IAPD ↗
$513.6M RAUM · 4 reps · 312-734-1415 · yelp.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
FCG INVESTMENT COMPANY crossed $500M in regulatory AUM ($457.9M -> $568.2M). IAPD ↗
$568.2M RAUM · 10 reps · 901-309-2681 · fcgtn.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
JACKSONVILLE WEALTH MANAGEMENT crossed $500M in regulatory AUM ($434.6M -> $533.5M). IAPD ↗
$533.5M RAUM · 4 reps · 904-923-7526 · jaxwealth.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
INTEGRATED QUANTITATIVE INVESTMENTS LLC crossed $500M in regulatory AUM ($418.4M -> $844.8M). IAPD ↗
$844.8M RAUM · 5 reps · 617-686-2008 · integratedquant.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
VICKERMAN INVESTMENT ADVISORS, INC. crossed $500M in regulatory AUM ($466.6M -> $632.3M). IAPD ↗
$632.3M RAUM · 5 reps · 509-325-7610 · vickermandriscoll.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
NOBLE FAMILY WEALTH crossed $500M in regulatory AUM ($400.6M -> $527.5M). IAPD ↗
$527.5M RAUM · 5 reps · 727-674-1462 · noblefamilywealth.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
DISCIPLINE WEALTH SOLUTIONS, INC. crossed $500M in regulatory AUM ($316.3M -> $746.7M). IAPD ↗
$746.7M RAUM · 18 reps · 864-322-6046 · lindedin.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
COMPASS FINANCIAL ADVISORY SERVICES, LLC crossed $500M in regulatory AUM ($443.8M -> $527.2M). IAPD ↗
$527.2M RAUM · 7 reps · (386) 673-5191
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
PINE HARBOR WEALTH MANAGEMENT LLC crossed $500M in regulatory AUM ($444.8M -> $507.1M). IAPD ↗
$507.1M RAUM · 1 reps · 703-589-9100
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
STEVENS CAPITAL PARTNERS crossed $500M in regulatory AUM ($432.3M -> $600.7M). IAPD ↗
$600.7M RAUM · 10 reps · 402-251-5800 · stevenscapitalpartners.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
HILLCREST FINANCIAL GROUP crossed $500M in regulatory AUM ($470.8M -> $567.8M). IAPD ↗
$567.8M RAUM · 5 reps · (805) 373-8686
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
CACHE ADVISORS LLC crossed $500M in regulatory AUM ($290.6M -> $962.1M). IAPD ↗
$962.1M RAUM · 5 reps · 2137881501
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
EVERPAR ADVISORS LLC crossed $500M in regulatory AUM ($488.5M -> $587.8M). IAPD ↗
$587.8M RAUM · 9 reps · 918-221-9290 · everpar.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
FOGUTH WEALTH MANAGEMENT, LLC. crossed $500M in regulatory AUM ($439.6M -> $825.1M). IAPD ↗
$825.1M RAUM · 32 reps · (810) 522-5650
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
CAPITAL A WEALTH MANAGEMENT crossed $500M in regulatory AUM ($412.3M -> $612.9M). IAPD ↗
$612.9M RAUM · 11 reps · 724-658-4211
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
VERIDAN WEALTH crossed $500M in regulatory AUM ($304.6M -> $667.2M). IAPD ↗
$667.2M RAUM · 4 reps · 503-946-9733 · veridanwealth.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
MAY HILL CAPITAL, LLC crossed $500M in regulatory AUM ($380.7M -> $548.6M). IAPD ↗
$548.6M RAUM · 3 reps · 781-454-6641 · mayhillwealth.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
LIBERTY SQUARE WEALTH PARTNERS LLC crossed $500M in regulatory AUM ($476.0M -> $567.8M). IAPD ↗
$567.8M RAUM · 5 reps · (610) 865-5803 · libertysquarewealth.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
CURA WEALTH ADVISORS, LLC crossed $500M in regulatory AUM ($491.4M -> $527.7M). IAPD ↗
$527.7M RAUM · 2 reps · 312-320-0058 · curawealth.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
SELBY WEALTH MANAGEMENT crossed $500M in regulatory AUM ($494.6M -> $544.8M). IAPD ↗
$544.8M RAUM · 3 reps · 415-857-9670 · selbywealth.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
CENTRICA WEALTH MANAGEMENT crossed $500M in regulatory AUM ($475.8M -> $627.4M). IAPD ↗
$627.4M RAUM · 2 reps · 305-686-7910 · centricafg.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
DUCERE WEALTH MANAGEMENT crossed $500M in regulatory AUM ($329.8M -> $503.8M). IAPD ↗
$503.8M RAUM · 6 reps · 714-393-0959 · ducerewealth.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
60
QUADRATIC CAPITAL MANAGEMENT LLC crossed $500M in regulatory AUM ($469.0M -> $508.1M). IAPD ↗institutional
$508.1M RAUM · 2 reps · 203-340-2943 · ivoletf.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
60
HST VENTURES, LLC crossed $500M in regulatory AUM ($349.8M -> $551.1M). IAPD ↗institutional
$551.1M RAUM · 4 reps · 435-962-9194
Portfolio / reporting / TAMPCRMIntegration & migration consulting
55
MAYTUS CAPITAL MANAGEMENT, LLC crossed $500M in regulatory AUM ($345.0M -> $597.8M). IAPD ↗fund
$597.8M RAUM · 3 reps · 646-863-0080
Portfolio / reporting / TAMPCRMIntegration & migration consulting
40
DUNHILL FINANCIAL crossed $500M in regulatory AUM ($322.9M -> $601.7M). IAPD ↗foreign
$601.7M RAUM · 13 reps · +1 561 685 2381 · df-direct.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
headcount down — 60 Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
55
LINSCOMB WEALTH, INC. shrank from 31 to 25 advisory reps. IAPD ↗
$5.21B RAUM · 25 reps · 713-840-1000 · linscombwealth.com
Recruiting & transitionsM&A & valuation
55
GUYASUTA INVESTMENT ADVISORS, INCORPORATED shrank from 10 to 8 advisory reps. IAPD ↗
$2.44B RAUM · 8 reps · 412-447-4560 · guyasuta.com
Recruiting & transitionsM&A & valuation
55
FINANCIAL INTEGRITY ADVISORS, LLC shrank from 3 to 1 advisory reps. IAPD ↗
$3.52B RAUM · 1 reps · 215-557-7622 · firmadvisor.com
Recruiting & transitionsM&A & valuation
55
ARAX ADVISORY PARTNERS shrank from 61 to 55 advisory reps. IAPD ↗
$11.30B RAUM · 55 reps · 303-633-5900 · kleinhenzwealth.com
Recruiting & transitionsM&A & valuation
55
LONGVIEW WEALTH MANAGEMENT shrank from 24 to 13 advisory reps. IAPD ↗
$1.15B RAUM · 13 reps · 404-843-3100
Recruiting & transitionsM&A & valuation
55
FOCUS PARTNERS WEALTH, LLC shrank from 1090 to 1025 advisory reps. IAPD ↗
$181.86B RAUM · 1025 reps · (314) 725-0455
Recruiting & transitionsM&A & valuation
55
CANAL CAPITAL MANAGEMENT, LLC shrank from 10 to 6 advisory reps. IAPD ↗
$1.20B RAUM · 6 reps · 804-325-1450 · canalcapitalmanagement.com
Recruiting & transitionsM&A & valuation
55
NORTHCOAST ASSET MANAGEMENT LLC shrank from 181 to 28 advisory reps. IAPD ↗
$4.97B RAUM · 28 reps · (203) 532-7000
Recruiting & transitionsM&A & valuation
55
KWB WEALTH shrank from 11 to 8 advisory reps. IAPD ↗
$1.23B RAUM · 8 reps · 909-307-8220
Recruiting & transitionsM&A & valuation
55
ASSUREDPARTNERS INVESTMENT ADVISORS shrank from 46 to 38 advisory reps. IAPD ↗
$3.88B RAUM · 38 reps · 407-708-0050 · apadvisors.com
Recruiting & transitionsM&A & valuation
53
BLUE BARN WEALTH shrank from 9 to 6 advisory reps. IAPD ↗
$317.1M RAUM · 6 reps · (801) 466-4101
Recruiting & transitionsM&A & valuation
53
ASPYRE WEALTH PARTNERS shrank from 11 to 8 advisory reps. IAPD ↗
$668.3M RAUM · 8 reps · 913-345-1881
Recruiting & transitionsM&A & valuation
53
AMERICAN RETIREMENT PLANNING GROUP INC shrank from 4 to 2 advisory reps. IAPD ↗
$348.1M RAUM · 2 reps · 702-655-8300 · intelligentinvestment.com
Recruiting & transitionsM&A & valuation
53
WESTCO ADVISORY SERVICES, INC. shrank from 7 to 5 advisory reps. IAPD ↗
$254.0M RAUM · 5 reps · 516-593-5070
Recruiting & transitionsM&A & valuation
53
ELLIOTT COVE CAPITAL MANAGEMENT shrank from 8 to 4 advisory reps. IAPD ↗
$348.2M RAUM · 4 reps · 206-267-2683
Recruiting & transitionsM&A & valuation
53
ELEVATION WEALTH PARTNERS, LLC shrank from 7 to 5 advisory reps. IAPD ↗
$670.7M RAUM · 5 reps · 925-962-5600 · elevationwp.com
Recruiting & transitionsM&A & valuation
53
MERCURY INVESTMENT GROUP shrank from 5 to 3 advisory reps. IAPD ↗
$252.6M RAUM · 3 reps · 901-327-2788 · merc-invest.com
Recruiting & transitionsM&A & valuation
53
CENTRIC WEALTH MANAGEMENT, LLC shrank from 10 to 8 advisory reps. IAPD ↗
$792.9M RAUM · 8 reps · 312-429-6100 · faroadvisory.com
Recruiting & transitionsM&A & valuation
53
NAMCOA shrank from 16 to 12 advisory reps. IAPD ↗
$361.8M RAUM · 12 reps · (239) 593-5525 · dst.investments
Recruiting & transitionsM&A & valuation
53
ODER INVESTMENT MANAGEMENT, LLC shrank from 6 to 4 advisory reps. IAPD ↗
$366.7M RAUM · 4 reps · (818) 676-0036
Recruiting & transitionsM&A & valuation
53
STRATEGIC INVESTMENT SOLUTIONS, INC. shrank from 12 to 9 advisory reps. IAPD ↗
$830.2M RAUM · 9 reps · 708-645-8820 · sisfp.com
Recruiting & transitionsM&A & valuation
53
SECURED RETIREMENT ADVISORS, LLC shrank from 6 to 4 advisory reps. IAPD ↗
$255.1M RAUM · 4 reps · (952) 460-3260 · securedretirements.com
Recruiting & transitionsM&A & valuation
53
TENCAP WEALTH COACHING shrank from 9 to 7 advisory reps. IAPD ↗
$285.0M RAUM · 7 reps · (801) 221-2956
Recruiting & transitionsM&A & valuation
53
MYECFO shrank from 9 to 6 advisory reps. IAPD ↗
$263.4M RAUM · 6 reps · 6502314609 · myecfo.com
Recruiting & transitionsM&A & valuation
53
TRU INDEPENDENCE ASSET MANAGEMENT, LLC shrank from 11 to 8 advisory reps. IAPD ↗
$575.3M RAUM · 8 reps · (971) 371-3444 · waparkadvisors.com
Recruiting & transitionsM&A & valuation
53
THE RETIREMENT GUYS FORMULA shrank from 10 to 7 advisory reps. IAPD ↗
$276.9M RAUM · 7 reps · 419-842-0550 · americasretirementacademy.com
Recruiting & transitionsM&A & valuation
53
ARBOR TRUST WEALTH ADVISORS, LLC shrank from 5 to 3 advisory reps. IAPD ↗
$611.4M RAUM · 3 reps · (734) 389-7794
Recruiting & transitionsM&A & valuation
53
WARREN STREET WEALTH ADVISORS, LLC shrank from 10 to 7 advisory reps. IAPD ↗
$457.8M RAUM · 7 reps · 714-876-6200
Recruiting & transitionsM&A & valuation
53
CLAYTON FINANCIAL GROUP, LLC shrank from 8 to 3 advisory reps. IAPD ↗
$793.8M RAUM · 3 reps · (314) 446-3250
Recruiting & transitionsM&A & valuation
53
PRIVATE WEALTH SOLUTIONS, LLC shrank from 4 to 2 advisory reps. IAPD ↗
$500.0M RAUM · 2 reps · 818-264-0600 · privatewealthsolutions.com
Recruiting & transitionsM&A & valuation
53
RIVERSEDGE ADVISORS shrank from 12 to 9 advisory reps. IAPD ↗
$928.4M RAUM · 9 reps · 302-573-6864
Recruiting & transitionsM&A & valuation
53
SCHORN WEALTH shrank from 8 to 5 advisory reps. IAPD ↗
$392.4M RAUM · 5 reps · 610 399-1500 · schorn.net
Recruiting & transitionsM&A & valuation
50
LADD CAPITAL MANAGEMENT LLC shrank from 2 to 0 advisory reps. IAPD ↗
$176.6M RAUM · 0 reps · 203-562-6624 · laddcap.com
Recruiting & transitionsM&A & valuation
50
STATETRUST CAPITAL, LLC. shrank from 6 to 2 advisory reps. IAPD ↗
$93.7M RAUM · 2 reps · 305-921-8101 · statetrust.com
Recruiting & transitionsM&A & valuation
50
KEEN CAPITAL, LTD shrank from 5 to 3 advisory reps. IAPD ↗
$179.7M RAUM · 3 reps · 803-941-4444 · coreadvisors.com
Recruiting & transitionsM&A & valuation
50
KINGSBURY CAPITAL INVESTMENT ADVISORS LLC shrank from 8 to 6 advisory reps. IAPD ↗
$162.0M RAUM · 6 reps · 312-380-5300
Recruiting & transitionsM&A & valuation
50
SECOND HALF FINANCIAL PARTNERS, LLC shrank from 5 to 3 advisory reps. IAPD ↗
$128.0M RAUM · 3 reps · 863-385-1101
Recruiting & transitionsM&A & valuation
50
NUMA shrank from 3 to 1 advisory reps. IAPD ↗
$192.7M RAUM · 1 reps · 786-315-4824 · numa.ws
Recruiting & transitionsM&A & valuation
50
WE ALLIANCE WEALTH ADVISORS, INC. shrank from 6 to 4 advisory reps. IAPD ↗
$206.6M RAUM · 4 reps · 916-325-0130 · weriaadvisors.com
Recruiting & transitionsM&A & valuation
50
NAVIGATION WEALTH MANAGEMENT shrank from 10 to 8 advisory reps. IAPD ↗
$103.2M RAUM · 8 reps · 970-672-1236 · navwm.com
Recruiting & transitionsM&A & valuation
50
DEAN WEALTH PARTNERS, LLC shrank from 3 to 1 advisory reps. IAPD ↗
$249.8M RAUM · 1 reps · (512) 346-1703 · deanwealthpartners.com
Recruiting & transitionsM&A & valuation
50
NORTHSTAR INVESTMENT ADVISORY LLC shrank from 12 to 9 advisory reps. IAPD ↗
$0 RAUM · 9 reps · 708-306-9566
Recruiting & transitionsM&A & valuation
50
PARK SQUARE FINANCIAL GROUP LLC shrank from 6 to 4 advisory reps. IAPD ↗
$218.6M RAUM · 4 reps · 770-641-1401
Recruiting & transitionsM&A & valuation
45
BROWN BROTHERS HARRIMAN MUTUAL FUND ADVISORY DEPARTMENT shrank from 44 to 25 advisory reps. IAPD ↗institutional
$7.15B RAUM · 25 reps · 212-483-1818
Recruiting & transitionsM&A & valuation
45
PNMAC CAPITAL MANAGEMENT, LLC shrank from 65 to 37 advisory reps. IAPD ↗institutional
$21.35B RAUM · 37 reps · (805) 849-3193
Recruiting & transitionsM&A & valuation
45
FLEXPATH STRATEGIES shrank from 5 to 3 advisory reps. IAPD ↗institutional
$2.91B RAUM · 3 reps · 949-418-6030 · flexpathstrategies.com
Recruiting & transitionsM&A & valuation
45
REGENT PROPERTIES shrank from 13 to 10 advisory reps. IAPD ↗institutional
$1.77B RAUM · 10 reps · 310-806-9800
Recruiting & transitionsM&A & valuation
40
TACTICAL FUND ADVISORS, LLC shrank from 5 to 3 advisory reps. IAPD ↗institutional
$169.8M RAUM · 3 reps · 513-987-4458 · tfafunds.com
Recruiting & transitionsM&A & valuation
40
ARDSLEY PARTNERS shrank from 9 to 7 advisory reps. IAPD ↗fund
$1.64B RAUM · 7 reps · 203-564-4200 · ardsley.com
Recruiting & transitionsM&A & valuation
40
SARMAYA PARTNERS, LLC shrank from 4 to 2 advisory reps. IAPD ↗institutional
$33.0M RAUM · 2 reps · 303-520-2419 · sarmayapartners.com
Recruiting & transitionsM&A & valuation
40
ACASTA PARTNERS US LLC shrank from 12 to 2 advisory reps. IAPD ↗fund
$4.72B RAUM · 2 reps · +44 20 7070 2500 · acasta.com
Recruiting & transitionsM&A & valuation
38
BRUCKMANN, ROSSER, SHERRILL & CO., MANAGEMENT, L.P. shrank from 9 to 6 advisory reps. IAPD ↗fund
$423.4M RAUM · 6 reps · 212-521-3700 · brs.com
Recruiting & transitionsM&A & valuation
38
MIG CAPITAL, LLC shrank from 4 to 1 advisory reps. IAPD ↗fund
$589.5M RAUM · 1 reps · 949-474-5800 · migcap.com
Recruiting & transitionsM&A & valuation
38
TILLRIDGE GLOBAL AGRIBUSINESS PARTNERS shrank from 5 to 3 advisory reps. IAPD ↗fund
$270.0M RAUM · 3 reps · 972-432-1300 · tillridge.com
Recruiting & transitionsM&A & valuation
38
GROUNDED CAPITAL, LLC shrank from 11 to 7 advisory reps. IAPD ↗fund
$520.0M RAUM · 7 reps · 415-692-5760 · groundedcapital.com
Recruiting & transitionsM&A & valuation
35
FLAGSHIP INVESTMENT MANAGEMENT LLC shrank from 7 to 5 advisory reps. IAPD ↗fund
$140.0M RAUM · 5 reps · 1-713-623-6000 · flagshipco.com
Recruiting & transitionsM&A & valuation
25
DAWSON PARTNERS shrank from 80 to 58 advisory reps. IAPD ↗foreign
$17.67B RAUM · 58 reps · 647-925-1284
Recruiting & transitionsM&A & valuation
23
MISAKI CAPITAL INC. shrank from 8 to 6 advisory reps. IAPD ↗foreign
$512.1M RAUM · 6 reps · +81-3-6427-7431 · misaki-capital.com
Recruiting & transitionsM&A & valuation
20
WELLINGTON-ALTUS USA INC. shrank from 69 to 58 advisory reps. IAPD ↗foreign
$146.2M RAUM · 58 reps · 888-315-8729
Recruiting & transitionsM&A & valuation
20
ASTRIS ADVISORY JAPAN K.K. shrank from 6 to 4 advisory reps. IAPD ↗foreign
$0 RAUM · 4 reps · 81-3-6868-8762 · astrisadvisory.com
Recruiting & transitionsM&A & valuation
aum crossed 1b — 57 Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
85
GRIFFIN ASSET MANAGEMENT, LLC crossed $1B in regulatory AUM ($969.7M -> $1.05B). IAPD ↗
$1.05B RAUM · 4 reps · 917-484-5608
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
FIERSTON FINANCIAL GROUP INC crossed $1B in regulatory AUM ($942.6M -> $1.04B). IAPD ↗
$1.04B RAUM · 5 reps · 860-521-2100
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
FINANCIAL ADVISORY CORPORATION crossed $1B in regulatory AUM ($971.8M -> $1.10B). IAPD ↗
$1.10B RAUM · 14 reps · 616-235-5260 · facwealth.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
SHARKEY HOWES & JAVER INC crossed $1B in regulatory AUM ($917.0M -> $1.13B). IAPD ↗
$1.13B RAUM · 9 reps · 303-639-5100
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
BRAND ASSET MANAGEMENT GROUP, INC. crossed $1B in regulatory AUM ($930.4M -> $1.17B). IAPD ↗
$1.17B RAUM · 15 reps · 636-532-7333
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
DIXON FINANCIAL SERVICES crossed $1B in regulatory AUM ($914.4M -> $1.09B). IAPD ↗
$1.09B RAUM · 4 reps · 925-283-3104 · dfsinc.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
J.W.BURNS & COMPANY, INC. crossed $1B in regulatory AUM ($904.0M -> $1.03B). IAPD ↗
$1.03B RAUM · 5 reps · 315-449-1341 · jwburns.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
HANSON & DOREMUS INVESTMENT MANAGEMENT crossed $1B in regulatory AUM ($849.6M -> $1.06B). IAPD ↗
$1.06B RAUM · 10 reps · 802-658-2668
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
CARDINAL CAPITAL MANAGEMENT INC crossed $1B in regulatory AUM ($891.4M -> $1.03B). IAPD ↗
$1.03B RAUM · 3 reps · 919-532-7500
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
HTG INVESTMENT ADVISORS INC crossed $1B in regulatory AUM ($968.7M -> $1.11B). IAPD ↗
$1.11B RAUM · 12 reps · 203-972-8262 · htgadvisors.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
JAMISON PRIVATE WEALTH MANAGEMENT, INC. crossed $1B in regulatory AUM ($851.3M -> $1.05B). IAPD ↗
$1.05B RAUM · 4 reps · 678-323-3454 · jamisonwealth.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
INVESTMENT ADVISORY GROUP LLC crossed $1B in regulatory AUM ($994.4M -> $1.22B). IAPD ↗
$1.22B RAUM · 5 reps · 781-826-1235 · maritimewealthadvisors.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
BAKER ELLIS ASSET MANAGEMENT LLC crossed $1B in regulatory AUM ($874.2M -> $1.05B). IAPD ↗
$1.05B RAUM · 3 reps · 503-227-5778 · bakerellis.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
RICHARD YOUNG ADVISORS crossed $1B in regulatory AUM ($972.4M -> $1.20B). IAPD ↗
$1.20B RAUM · 8 reps · 706-739-0725 · vimeo.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
NFSG CORPORATION crossed $1B in regulatory AUM ($813.5M -> $1.08B). IAPD ↗
$1.08B RAUM · 74 reps · 954-334-3450 · blackriverltd.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
AZIMUT INVESTMENT ADVISORS LLC crossed $1B in regulatory AUM ($639.1M -> $1.11B). IAPD ↗
$1.11B RAUM · 10 reps · 786 866 3700
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
SOUTHERN FINANCIAL GROUP, LLC crossed $1B in regulatory AUM ($936.1M -> $1.05B). IAPD ↗
$1.05B RAUM · 2 reps · 205.383.1415 · thesouthernfinancialgroup.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
YESKE BUIE INC. crossed $1B in regulatory AUM ($925.9M -> $1.07B). IAPD ↗
$1.07B RAUM · 9 reps · 800-772-1887
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
SACHETTA, LLC crossed $1B in regulatory AUM ($884.1M -> $1.00B). IAPD ↗
$1.00B RAUM · 10 reps · 781-233-4138
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
HUDOCK CAPITAL GROUP crossed $1B in regulatory AUM ($849.1M -> $1.00B). IAPD ↗
$1.00B RAUM · 7 reps · 570-326-9500
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
MCGLONE SUTTNER WEALTH MANAGEMENT, INC. crossed $1B in regulatory AUM ($816.0M -> $1.01B). IAPD ↗
$1.01B RAUM · 8 reps · (920) 882-5299
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
TALBOT FINANCIAL, LLC crossed $1B in regulatory AUM ($937.5M -> $1.34B). IAPD ↗
$1.34B RAUM · 2 reps · 425-533-0797 · talbotfinancial.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
ARBITER PARTNERS crossed $1B in regulatory AUM ($778.6M -> $1.25B). IAPD ↗
$1.25B RAUM · 7 reps · 212-650-4660 · arbiterpartners.net
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
FINANCIAL CONCEPTS crossed $1B in regulatory AUM ($890.0M -> $1.09B). IAPD ↗
$1.09B RAUM · 3 reps · 662-327-1480
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
CHEVIOT VALUE MANAGEMENT, LLC crossed $1B in regulatory AUM ($963.3M -> $1.17B). IAPD ↗
$1.17B RAUM · 7 reps · 310-451-8600
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
GUARDIAN WEALTH STRATEGIES, LLC crossed $1B in regulatory AUM ($944.1M -> $1.14B). IAPD ↗
$1.14B RAUM · 5 reps · 952-746-1746 · gwealth.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
OCCIDENTAL ASSET MANAGEMENT, LLC crossed $1B in regulatory AUM ($953.4M -> $1.07B). IAPD ↗
$1.07B RAUM · 9 reps · 650-344-1600 · yourmentalwealthadvisors.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
HORIZON WEALTH MANAGEMENT crossed $1B in regulatory AUM ($945.8M -> $1.08B). IAPD ↗
$1.08B RAUM · 6 reps · (708) 352-4300
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
PANORAMIKA ADVISORS INC. crossed $1B in regulatory AUM ($947.3M -> $1.05B). IAPD ↗
$1.05B RAUM · 1 reps · 305-913-7569
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
CLG LLC crossed $1B in regulatory AUM ($953.8M -> $1.12B). IAPD ↗
$1.12B RAUM · 23 reps · (310) 329-5150
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
SPINNAKER INVESTMENT GROUP, LLC crossed $1B in regulatory AUM ($882.0M -> $1.07B). IAPD ↗
$1.07B RAUM · 8 reps · (949) 396-6700
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
TCP ASSET MANAGEMENT, LLC crossed $1B in regulatory AUM ($822.1M -> $1.18B). IAPD ↗
$1.18B RAUM · 21 reps · 614-761-9378 · tcpasset.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
CLEARVIEW FINANCIAL PARTNERS crossed $1B in regulatory AUM ($850.4M -> $1.06B). IAPD ↗
$1.06B RAUM · 5 reps · (610) 293-9211 · cvfpartners.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
ACCEL WEALTH MANAGEMENT crossed $1B in regulatory AUM ($974.0M -> $1.15B). IAPD ↗
$1.15B RAUM · 10 reps · 319-596-1101 · acceladvantage.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
CYPRESS WEALTH SERVICES, LLC crossed $1B in regulatory AUM ($965.5M -> $1.34B). IAPD ↗
$1.34B RAUM · 14 reps · (760) 834-7250
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
IGNITE PLANNERS LLC crossed $1B in regulatory AUM ($941.8M -> $1.14B). IAPD ↗
$1.14B RAUM · 36 reps · 619-504-1907
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
INSIGHT WEALTH STRATEGIES, LLC crossed $1B in regulatory AUM ($932.0M -> $1.06B). IAPD ↗
$1.06B RAUM · 6 reps · 925-659-8020
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
PROMETHOS CAPITAL, LLC crossed $1B in regulatory AUM ($875.3M -> $1.27B). IAPD ↗
$1.27B RAUM · 5 reps · 617-535-9240
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
VERUM PARTNERS LLC crossed $1B in regulatory AUM ($827.6M -> $1.01B). IAPD ↗
$1.01B RAUM · 15 reps · (980) 771-3999
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
AIRE ADVISORS, LLC crossed $1B in regulatory AUM ($905.4M -> $1.01B). IAPD ↗
$1.01B RAUM · 9 reps · 310-277-2473 · aireadvisors.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
SCOTT CAPITAL ADVISORS, LLC crossed $1B in regulatory AUM ($968.4M -> $1.13B). IAPD ↗
$1.13B RAUM · 4 reps · (503) 487-0860 · scottcapitaladvisors.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
ADAMSBROWN WEALTH CONSULTANTS LLC crossed $1B in regulatory AUM ($880.9M -> $1.12B). IAPD ↗
$1.12B RAUM · 17 reps · (316) 262-6578
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
CAPITAL ADVISORS WEALTH MANAGEMENT crossed $1B in regulatory AUM ($908.3M -> $1.11B). IAPD ↗
$1.11B RAUM · 6 reps · (509) 469-5030
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
THE CLARUS GROUP crossed $1B in regulatory AUM ($877.3M -> $1.10B). IAPD ↗
$1.10B RAUM · 9 reps · 713-621-3500 · claruswealthgroup.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
FOURPATH CAPITAL MANAGEMENT, LLC crossed $1B in regulatory AUM ($931.1M -> $1.06B). IAPD ↗
$1.06B RAUM · 6 reps · (405) 253-6080 · fourpath.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
MEOW ADVISORY, LLC crossed $1B in regulatory AUM ($856.8M -> $1.38B). IAPD ↗
$1.38B RAUM · 1 reps · 929-333-3405 · meow.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
GOLDSTEIN ADVISORS, LLC crossed $1B in regulatory AUM ($943.4M -> $1.08B). IAPD ↗
$1.08B RAUM · 10 reps · 608-831-3230
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
ROBINHOOD ASSET MANAGEMENT crossed $1B in regulatory AUM ($158.7M -> $1.52B). IAPD ↗
$1.52B RAUM · 138 reps · 650-940-2700 EXT 31450
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
PARR MCKNIGHT WEALTH MANAGEMENT GROUP crossed $1B in regulatory AUM ($952.4M -> $1.07B). IAPD ↗
$1.07B RAUM · 10 reps · 612-324-0240 · parrmcknightwmg.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
RATSON ADVISORY LLC crossed $1B in regulatory AUM ($85.5M -> $2.39B). IAPD ↗
$2.39B RAUM · 1 reps · 917-325-7440 · ratsonadvisory.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
SPARTAN WEALTH MANAGEMENT crossed $1B in regulatory AUM ($406.6M -> $1.48B). IAPD ↗
$1.48B RAUM · 19 reps · 248-297-6600 · spartanwealth.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
CHICAGO OAKBROOK FINANCIAL GROUP crossed $1B in regulatory AUM ($907.3M -> $1.21B). IAPD ↗
$1.21B RAUM · 9 reps · (630) 954-5572
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
75
NEWFOUND RESEARCH LLC crossed $1B in regulatory AUM ($831.8M -> $1.11B). IAPD ↗institutional
$1.11B RAUM · 1 reps · (617) 531-9773 · blog.thinknewfound.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
75
NEWFRONT RETIREMENT SERVICES, INC. crossed $1B in regulatory AUM ($649.3M -> $1.04B). IAPD ↗institutional
$1.04B RAUM · 25 reps · 415-754-3635 · newfront.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
75
ACADEMY ASSET MANAGEMENT crossed $1B in regulatory AUM ($598.4M -> $1.29B). IAPD ↗institutional
$1.29B RAUM · 3 reps · 646-341-6869 · academyassetmanagement.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
70
AGR PARTNERS LLC crossed $1B in regulatory AUM ($875.2M -> $1.17B). IAPD ↗fund
$1.17B RAUM · 9 reps · 530-400-0888 · agrpartners.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
55
AUBREY CAPITAL MANAGEMENT crossed $1B in regulatory AUM ($963.6M -> $1.15B). IAPD ↗foreign
$1.15B RAUM · 9 reps · +44 131 226 2083
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
deregistered — 53 Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
65
LITMAN GREGORY WEALTH MANAGEMENT, LLC (LARKSPUR, CA) left the SEC roster (was $2.68B RAUM, 8 reps). IAPD ↗
$2.68B RAUM · 8 reps · 415-461-8999
Recruiting & transitionsM&A & valuation
65
SOUTHSTATE ADVISORY, INC. (COLUMBIA, SC) left the SEC roster (was $3.78B RAUM, 11 reps). IAPD ↗
$3.78B RAUM · 11 reps · 803-231-3492 · southstatebank.com
Recruiting & transitionsM&A & valuation
65
BREEDS HILL CAPITAL LLC (BOSTON, MA) left the SEC roster (was $2.24B RAUM, 4 reps). IAPD ↗
$2.24B RAUM · 4 reps · (617) 580-3440
Recruiting & transitionsM&A & valuation
65
THE CLARIUS GROUP, LLC (SEATTLE, WA) left the SEC roster (was $4.68B RAUM, 15 reps). IAPD ↗
$4.68B RAUM · 15 reps · 206-462-7400
Recruiting & transitionsM&A & valuation
63
WESTPORT ASSET MANAGEMENT INC (SOUTHPORT, CT) left the SEC roster (was $396.8M RAUM, 2 reps). IAPD ↗
$396.8M RAUM · 2 reps · 203-227-3601
Recruiting & transitionsM&A & valuation
63
BARD FINANCIAL SERVICES, INC. (BRANFORD, CT) left the SEC roster (was $639.4M RAUM, 3 reps). IAPD ↗
$639.4M RAUM · 3 reps · 203-481-7676 · bardfinancial.com
Recruiting & transitionsM&A & valuation
63
OLDFATHER FINANCIAL SERVICES LLC (KEARNEY, NE) left the SEC roster (was $459.0M RAUM, 4 reps). IAPD ↗
$459.0M RAUM · 4 reps · 308-237-4571
Recruiting & transitionsM&A & valuation
63
BRIDGE CREEK CAPITAL MANAGEMENT LLC (WEST BARNSTABLE, MA) left the SEC roster (was $470.6M RAUM, 3 reps). IAPD ↗
$470.6M RAUM · 3 reps · 508-362-9566 · bridgecreekcapitalmanagement.com
Recruiting & transitionsM&A & valuation
63
PORTICO WEALTH ADVISORS, LLC (LARKSPUR, CA) left the SEC roster (was $264.0M RAUM, 2 reps). IAPD ↗
$264.0M RAUM · 2 reps · 415-925-8700 · porticowealth.com
Recruiting & transitionsM&A & valuation
63
DENT WEALTH ADVISORS (BATON ROUGE, LA) left the SEC roster (was $338.4M RAUM, 3 reps). IAPD ↗
$338.4M RAUM · 3 reps · 225-922-9955
Recruiting & transitionsM&A & valuation
63
STONE RUN CAPITAL, LLC (NEW YORK, NY) left the SEC roster (was $335.0M RAUM, 4 reps). IAPD ↗
$335.0M RAUM · 4 reps · 646-701-6087 · stoneruncapital.com
Recruiting & transitionsM&A & valuation
63
POLLOCK INVESTMENT ADVISORS, LLC (ANN ARBOR, MI) left the SEC roster (was $335.5M RAUM, 3 reps). IAPD ↗
$335.5M RAUM · 3 reps · 734-929-2520 · pollockinvestmentadvisors.com
Recruiting & transitionsM&A & valuation
63
AZ APICE CAPITAL MANAGEMENT LLC (MIAMI, FL) left the SEC roster (was $375.8M RAUM, 2 reps). IAPD ↗
$375.8M RAUM · 2 reps · 305-912-0915 · azapice.com
Recruiting & transitionsM&A & valuation
63
PALO ALTO WEALTH ADVISORS, LLC (PALO ALTO, CA) left the SEC roster (was $770.4M RAUM, 4 reps). IAPD ↗
$770.4M RAUM · 4 reps · (650) 656-9800
Recruiting & transitionsM&A & valuation
63
AEGIS FINANCIAL (OSHKOSH, WI) left the SEC roster (was $419.0M RAUM, 6 reps). IAPD ↗
$419.0M RAUM · 6 reps · 920-233-4650 · aegis4me.com
Recruiting & transitionsM&A & valuation
63
PREMIER PRIVATE WEALTH, LLC (FRANKLIN, TN) left the SEC roster (was $263.5M RAUM, 3 reps). IAPD ↗
$263.5M RAUM · 3 reps · 615-777-2125
Recruiting & transitionsM&A & valuation
63
BRB FINANZ USA (location n/a) left the SEC roster (was $261.0M RAUM, 2 reps). IAPD ↗
$261.0M RAUM · 2 reps · 305-954-2020 · brbfinanz.com
Recruiting & transitionsM&A & valuation
60
KEMPNER CAPITAL MANAGEMENT, INC. (GALVESTON, TX) left the SEC roster (was $218.3M RAUM, 2 reps). IAPD ↗
$218.3M RAUM · 2 reps · 409.765.6671 · kempnercapital.com
Recruiting & transitionsM&A & valuation
60
N.D. PITMAN & COMPANY, INC. (MOBILE, AL) left the SEC roster (was $160.4M RAUM, 2 reps). IAPD ↗
$160.4M RAUM · 2 reps · 251.345.7748
Recruiting & transitionsM&A & valuation
60
FINANCIAL ABUNDANCE, INC. (STATE COLLEGE, PA) left the SEC roster (was $232.9M RAUM, 3 reps). IAPD ↗
$232.9M RAUM · 3 reps · 814-867-5745 · faicoach.com
Recruiting & transitionsM&A & valuation
60
OAKVIEW CAPITAL MANAGEMENT, L.P. (DALLAS, TX) left the SEC roster (was $29.6M RAUM, 1 reps). IAPD ↗
$29.6M RAUM · 1 reps · 214-999-1175 · oakviewcm.com
Recruiting & transitionsM&A & valuation
60
INVESTMENTHUNTER WEALTH SERVICES (location n/a) left the SEC roster (was $138.0M RAUM, 1 reps). IAPD ↗
$138.0M RAUM · 1 reps · (972) 977-6428 · investmenthunter.net
Recruiting & transitionsM&A & valuation
60
PIEDMONT WEALTH MANAGEMENT (CULPEPER, VA) left the SEC roster (was $128.4M RAUM, 2 reps). IAPD ↗
$128.4M RAUM · 2 reps · 540-317-5372 · piedmontwm.com
Recruiting & transitionsM&A & valuation
60
QSV EQUITY INVESTORS LLC (location n/a) left the SEC roster (was $113.3M RAUM, 3 reps). IAPD ↗
$113.3M RAUM · 3 reps · 844-322-5527 · qsvequity.com
Recruiting & transitionsM&A & valuation
60
TRINARY CAPITAL, LLC (location n/a) left the SEC roster (was $3.5M RAUM, 5 reps). IAPD ↗
$3.5M RAUM · 5 reps · 714-768-3903
Recruiting & transitionsM&A & valuation
60
SAGE ADVISORS LLC (location n/a) left the SEC roster (was $198.1M RAUM, 4 reps). IAPD ↗
$198.1M RAUM · 4 reps · 317-363-6204
Recruiting & transitionsM&A & valuation
60
KNOWN WEALTH LLC (NEW YORK, NY) left the SEC roster (was $104.9M RAUM, 5 reps). IAPD ↗
$104.9M RAUM · 5 reps · 646-586-9424 · knownfin.com
Recruiting & transitionsM&A & valuation
60
SMART PORTFOLIO (BREA, CA) left the SEC roster (was $44.1M RAUM, 1 reps). IAPD ↗
$44.1M RAUM · 1 reps · 858-898-8000 · smrtportfolio.com
Recruiting & transitionsM&A & valuation
60
STARGAZE (ALPHARETTA, GA) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗
$0 RAUM · 1 reps · 4704008235 · joinstargaze.com
Recruiting & transitionsM&A & valuation
60
WEALTHPRIME (SAN JOSE, CA) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 2 reps). IAPD ↗
$0 RAUM · 2 reps · 8557746340 · wealthprime.com
Recruiting & transitionsM&A & valuation
60
ALTURA PRIVATE CAPITAL, LLC (MIAMI, FL) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 1 reps). IAPD ↗
$0 RAUM · 1 reps · 786-530.6274
Recruiting & transitionsM&A & valuation
60
VALOIR WEALTH LLC (location n/a) left the SEC roster — its 120-day provisional registration did not convert (was $44.1M RAUM, 1 reps). IAPD ↗
$44.1M RAUM · 1 reps · (786) 505-2845
Recruiting & transitionsM&A & valuation
60
TIAA WEALTH MANAGEMENT LLC (NEW YORK, NY) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗
$0 RAUM · 1 reps · 212-490-9000
Recruiting & transitionsM&A & valuation
60
YARASH GLOBAL SOLUTIONS INC. (GLENDALE, CA) left the SEC roster — its 120-day provisional registration did not convert (was $18.0M RAUM, 1 reps). IAPD ↗
$18.0M RAUM · 1 reps · (877) 927-2741 · yarashglobal.com
Recruiting & transitionsM&A & valuation
60
ACHIEVE RETIREMENT & WEALTH MANAGEMENT, LLC (RIDGEFIELD, CT) left the SEC roster — its 120-day provisional registration did not convert (was $64.4M RAUM, 1 reps). IAPD ↗
$64.4M RAUM · 1 reps · (203) 642-6781 · achieveretirementandwealth.com
Recruiting & transitionsM&A & valuation
55
ALPHAENGINE GLOBAL INVESTMENT SOLUTION LLC (PLANO, TX) left the SEC roster (was $1.37B RAUM, 4 reps). IAPD ↗institutional
$1.37B RAUM · 4 reps · 214-550-0460 · alphaengine.net
Recruiting & transitionsM&A & valuation
55
PACIFIC OAK CAPITAL ADVISORS, LLC (COSTA MESA, CA) left the SEC roster (was $3.20B RAUM, 9 reps). IAPD ↗institutional
$3.20B RAUM · 9 reps · 866-722-6257
Recruiting & transitionsM&A & valuation
50
EMERGING CAPITAL PARTNERS (WASHINGTON, DC) left the SEC roster (was $1.06B RAUM, 5 reps). IAPD ↗fund
$1.06B RAUM · 5 reps · 202-280-6200 · ecpinvestments.com
Recruiting & transitionsM&A & valuation
50
TWO SIGMA INVESTOR SOLUTIONS, LP (NEW YORK, NY) left the SEC roster (was $0 RAUM, 2 reps). IAPD ↗institutional
$0 RAUM · 2 reps · (212) 625-5700
Recruiting & transitionsM&A & valuation
50
CB INTERNATIONAL BANK LLC (SAN JUAN, PR) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗institutional
$0 RAUM · 1 reps · 16467415136 · cbibank.com
Recruiting & transitionsM&A & valuation
50
GROWTH LENDING GP LLC (ROSWELL, GA) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 1 reps). IAPD ↗institutional
$0 RAUM · 1 reps · 7136147755 · growthlending.com
Recruiting & transitionsM&A & valuation
50
BLUE OWL REAL ASSETS ADVISORS LLC (CHICAGO, IL) left the SEC roster (was $0 RAUM, 110 reps). IAPD ↗institutional
$0 RAUM · 110 reps · 212-419-3000
Recruiting & transitionsM&A & valuation
48
KENT LAKE PR LLC (RINCON, PR) left the SEC roster (was $470.8M RAUM, 1 reps). IAPD ↗fund
$470.8M RAUM · 1 reps · 415-799-2720
Recruiting & transitionsM&A & valuation
45
MILLENNIUM TVP MANAGEMENT CO., LLC (CROSS RIVER, NY) left the SEC roster (was $157.5M RAUM, 5 reps). IAPD ↗fund
$157.5M RAUM · 5 reps · 646-521-7800 · mtvlp.com
Recruiting & transitionsM&A & valuation
45
PANDION ASSET MANAGEMENT, LP (HOUSTON, TX) left the SEC roster (was $90.1M RAUM, 2 reps). IAPD ↗fund
$90.1M RAUM · 2 reps · (281)971-7587
Recruiting & transitionsM&A & valuation
45
PALISADES MANAGEMENT, LLC (LOS ANGELES, CA) left the SEC roster (was $166.3M RAUM, 3 reps). IAPD ↗fund
$166.3M RAUM · 3 reps · 310-571-6214 · palisadesgrowth.com
Recruiting & transitionsM&A & valuation
45
GRANITE BRIDGE PARTNERS LLC (NEW YORK, NY) left the SEC roster (was $89.8M RAUM, 6 reps). IAPD ↗fund
$89.8M RAUM · 6 reps · (646) 599-9900 · granitebridge.com
Recruiting & transitionsM&A & valuation
45
RIP ROAD CAPITAL PARTNERS LP (BOSTON, MA) left the SEC roster (was $116.8M RAUM, 2 reps). IAPD ↗fund
$116.8M RAUM · 2 reps · 617-702-7540 · riproadcapital.com
Recruiting & transitionsM&A & valuation
45
DELTA CAPITAL PARTNERS MANAGEMENT LLC (CHICAGO, IL) left the SEC roster (was $90.1M RAUM, 5 reps). IAPD ↗fund
$90.1M RAUM · 5 reps · 312-414-0859
Recruiting & transitionsM&A & valuation
45
FRACTAL CAPITAL MANAGEMENT LLC (location n/a) left the SEC roster (was $7.1M RAUM, 2 reps). IAPD ↗fund
$7.1M RAUM · 2 reps · 860-839-0257
Recruiting & transitionsM&A & valuation
35
LARRAINVIAL ASSET MANAGEMENT (SANTIAGO, REGION METROPOLITANA, Chile) left the SEC roster (was $2.29B RAUM, 49 reps). IAPD ↗foreign
$2.29B RAUM · 49 reps · 562 2339 8500
Recruiting & transitionsM&A & valuation
30
KEYQUANT (PARIS, France) left the SEC roster (was $0 RAUM, 2 reps). IAPD ↗foreign
$0 RAUM · 2 reps · 33-1-84-13-83.00 · keyquant.com
Recruiting & transitionsM&A & valuation
30
ANDURAND CAPITAL MANAGEMENT LLP (LONDON, GREATER LONDON, United Kingdom) left the SEC roster (was $186.4M RAUM, 12 reps). IAPD ↗foreign
$186.4M RAUM · 12 reps · +44 207 536 1700 · andurandcapital.com
Recruiting & transitionsM&A & valuation
website changed — 44 Primary website domain changed (social-media URLs ignored) — usually a rebrand or new site.
30
BRADLEY FOSTER & SARGENT INC changed its website from bfsinvest.com to bfsfunds.com. IAPD ↗
$9.07B RAUM · 32 reps · 860-527-8050 · bfsfunds.com
Marketing & brand
30
HTG INVESTMENT ADVISORS INC changed its website from htginvestmentadvisors.com to htgadvisors.com. IAPD ↗
$1.11B RAUM · 12 reps · 203-972-8262 · htgadvisors.com
Marketing & brand
30
CONSOLIDATED PORTFOLIO REVIEW CORP changed its website from delanceywealth.com to hewittplanningservices.com. IAPD ↗
$1.29B RAUM · 44 reps · 631-845-5100 · hewittplanningservices.com
Marketing & brand
30
BAKER ELLIS ASSET MANAGEMENT LLC changed its website from bakerellisllc.com to bakerellis.com. IAPD ↗
$1.05B RAUM · 3 reps · 503-227-5778 · bakerellis.com
Marketing & brand
30
ELEVATION POINT WEALTH PARTNERS, LLC changed its website from superiorwealth.net to besterwealth.com. IAPD ↗
$2.43B RAUM · 20 reps · 303-382-2880 · besterwealth.com
Marketing & brand
30
OCCIDENTAL ASSET MANAGEMENT, LLC changed its website from ymwadvisors.com to yourmentalwealthadvisors.com. IAPD ↗
$1.07B RAUM · 9 reps · 650-344-1600 · yourmentalwealthadvisors.com
Marketing & brand
30
FOURSTAR WEALTH ADVISORS, LLC changed its website from financialadvisorsworkshop.com to timeto.planyourexitstrategy.com. IAPD ↗
$1.24B RAUM · 45 reps · (312) 667-1750 · timeto.planyourexitstrategy.com
Marketing & brand
30
ASSUREDPARTNERS INVESTMENT ADVISORS changed its website from fortune360group.com to apadvisors.com. IAPD ↗
$3.88B RAUM · 38 reps · 407-708-0050 · apadvisors.com
Marketing & brand
28
AMERICAN WEALTH MANAGEMENT, INC. changed its website from awminc.biz to americanwealthmanagement.com. IAPD ↗
$309.9M RAUM · 10 reps · 770-392-8741 · americanwealthmanagement.com
Marketing & brand
28
PERSPECTIVE WEALTH MANAGEMENT changed its website from junkinv.com to perspectivewm.com. IAPD ↗
$595.0M RAUM · 2 reps · 410-584-8100 · perspectivewm.com
Marketing & brand
28
TOWNSEND ASSET MANAGEMENT CORP. changed its website from assetmgr.com to northcarolinawealthmanagers.com. IAPD ↗
$479.6M RAUM · 4 reps · 919-782-9689 · northcarolinawealthmanagers.com
Marketing & brand
28
THE KARRAS COMPANY, INC. changed its website from raymondjames.com to thekarrascompany.com. IAPD ↗
$372.9M RAUM · 4 reps · 801-825-3000 · thekarrascompany.com
Marketing & brand
28
HERITAGE WEALTH MANAGEMENT changed its website from heritagewealthmgmt.com to heritageplanners.com. IAPD ↗
$357.8M RAUM · 4 reps · 713-871-9800 · heritageplanners.com
Marketing & brand
28
FINANCIAL LIFE ADVISORS changed its website from fla401k.com to financiallifeadvisers.com. IAPD ↗
$366.3M RAUM · 8 reps · 210-918-8998 · financiallifeadvisers.com
Marketing & brand
28
LSIA changed its website from thelsiaway.com to mylsiawealth.com. IAPD ↗
$932.1M RAUM · 4 reps · 414-459-1759 · mylsiawealth.com
Marketing & brand
28
MCNAMARA FINANCIAL SERVICES, INC. changed its website from podbean.com to mcnamaraofthemerrimack.com. IAPD ↗
$797.9M RAUM · 4 reps · 781-834-2010 · mcnamaraofthemerrimack.com
Marketing & brand
28
PAX FINANCIAL GROUP changed its website from listennotes.com to player.fm. IAPD ↗
$747.1M RAUM · 11 reps · 210-881-5700 · player.fm
Marketing & brand
28
VAQUERO PRIVATE WEALTH, LTD. changed its website from vaquerowealth.com; twitter to vaquerowealth.com; and linked in. IAPD ↗
$928.9M RAUM · 6 reps · 214-269-7855 · vaquerowealth.com; and linked in
Marketing & brand
28
AUDENT GLOBAL ASSET MANAGEMENT, LLC changed its website from audentgam.com to audentcap.com. IAPD ↗
$433.7M RAUM · 4 reps · 310-388-3818 · audentcap.com
Marketing & brand
28
VICTORY FINANCIAL changed its website from l5wealthplanning.com to steadfastwealthplanning.com. IAPD ↗
$687.6M RAUM · 34 reps · (512) 763-7671 · steadfastwealthplanning.com
Marketing & brand
28
SIGNATURE EQUITY PARTNERS, LLC changed its website from mgonzalezwealth.com to midwestretirementconsultants.net. IAPD ↗
$330.6M RAUM · 25 reps · 614-846-6000 · midwestretirementconsultants.net
Marketing & brand
28
MARKET INVESTMENT GROUP, LLC changed its website from eyeonretirement.com to retirementhelp.com. IAPD ↗
$416.4M RAUM · 19 reps · 316-252-8707 · retirementhelp.com
Marketing & brand
25
GLADOWSKY CAPITAL MANAGEMENT CORP changed its website from gladowsky.com to gladowskygroup.com. IAPD ↗
$197.8M RAUM · 3 reps · 631-360-7200 · gladowskygroup.com
Marketing & brand
25
GOING CPAS AND WEALTH ADVISORS changed its website from goingcpa.com to going.cpa. IAPD ↗
$160.8M RAUM · 8 reps · 337-942-3041 · going.cpa
Marketing & brand
25
SUMMIT FINANCIAL WORKING WITH PEOPLE YOU TRUST changed its website from misocialsecurity.com to summitgivesback.com. IAPD ↗
$172.8M RAUM · 6 reps · 586-226-2100 · summitgivesback.com
Marketing & brand
25
WEINGARTEN ASSOCIATES, L.L.C. changed its website from weingartenassociates.com to plus.google.com. IAPD ↗
$200.3M RAUM · 1 reps · 609-620-1770 · plus.google.com
Marketing & brand
25
MILLARES ASSET MANAGEMENT, LLC changed its website from millaresam.net to millares.net. IAPD ↗
$236.2M RAUM · 3 reps · 305-662-9649 · millares.net
Marketing & brand
25
HIPPOCRATIC FINANCIAL ADVISORS changed its website from hippocraticfa.com to hippocratic.com. IAPD ↗
$229.0M RAUM · 5 reps · 866-447-2380 · hippocratic.com
Marketing & brand
25
GREAT HILL ADVISORY changed its website from baysidetaxandwealth.com to greathilladvisory.com. IAPD ↗
$218.4M RAUM · 2 reps · 516-500-1248 · greathilladvisory.com
Marketing & brand
25
SIMPLIFIED WEALTH MANAGEMENT changed its website from mysimplifiedwealth.com to myswm.com. IAPD ↗
$225.5M RAUM · 7 reps · 601-336-4265 · myswm.com
Marketing & brand
25
ELEMENT SQUARED PRIVATE WEALTH changed its website from elementsquaredllc.com to elementsquared.com. IAPD ↗
$203.5M RAUM · 6 reps · 612-325-5920 · elementsquared.com
Marketing & brand
25
SPECIALIZED RETIREMENT CONSULTANTS LLC changed its website from usa4o1k.tech to 401tk.com. IAPD ↗
$186.6M RAUM · 1 reps · (906) 236-5500 · 401tk.com
Marketing & brand
25
RETIREMENT WEALTH SOLUTIONS LLC changed its website from retirementwealthsolutions.com to retirews.com. IAPD ↗
$227.0M RAUM · 3 reps · 715-384-5481 · retirews.com
Marketing & brand
25
PLANNING WORKS ADVISORY, INC. changed its website from planningworksadvisory.com to planningworksinc.com. IAPD ↗
$199.8M RAUM · 4 reps · 512-498-7526 · planningworksinc.com
Marketing & brand
25
BURGESS INVESTMENT GROUP, LLC changed its website from bigmoneyretirement.com to retirerightuniversity.com. IAPD ↗
$109.0M RAUM · 5 reps · 864-920-3155 · retirerightuniversity.com
Marketing & brand
25
IVANOFF WEALTH MANAGEMENT INC. changed its website from ivanoffinsights.com to ivanoffwealthmanagement.com. IAPD ↗
$154.6M RAUM · 3 reps · 714-262-1658 · ivanoffwealthmanagement.com
Marketing & brand
25
AGP FRANKLIN, LLC changed its website from aspengroveassetmanagement.com to strongtowerwealthmanagement.com. IAPD ↗
$247.1M RAUM · 3 reps · 615-778-9842 · strongtowerwealthmanagement.com
Marketing & brand
25
SLEDGE AND COMPANY WEALTH ADVISORS changed its website from sledgeandco.com to sledgeandcompany.com. IAPD ↗
$163.8M RAUM · 2 reps · 336-889-3013 · sledgeandcompany.com
Marketing & brand
25
IMPERITY WEALTH ALLIANCE LLC changed its website from acsadvisory.com to huntfinancialsolutions.com. IAPD ↗
$0 RAUM · 14 reps · 800-203-2702 · huntfinancialsolutions.com
Marketing & brand
20
NATIONWIDE FUND ADVISORS changed its website from nationwidefinancial.com to nationwide.com. IAPD ↗institutional
$83.14B RAUM · 22 reps · 614-435-6274 · nationwide.com
Marketing & brand
15
HIGGINBOTHAM RETIREMENT ADVISORS, INC. changed its website from higginbotham.net to higginbotham.com. IAPD ↗institutional
$0 RAUM · 2 reps · (713) 952-9990 · higginbotham.com
Marketing & brand
15
CQS (US), LLC changed its website from cqscapital.com to cqs.com. IAPD ↗fund
$2.96B RAUM · 10 reps · 212-259-2900 · cqs.com
Marketing & brand
1
DUNHILL FINANCIAL changed its website from dunhillfinancial.com to df-direct.com. IAPD ↗foreign
$601.7M RAUM · 13 reps · +1 561 685 2381 · df-direct.com
Marketing & brand
1
INVESTIRE LLC changed its website from investire.co to investire.capital. IAPD ↗foreign
$46.2M RAUM · 2 reps · +5491155179633 · investire.capital
Marketing & brand
aum down — 41 Regulatory AUM down >=25% since last filing.
50
CLARKSTON CAPITAL PARTNERS, LLC reported RAUM down 43% ($6.77B -> $3.87B). IAPD ↗
$3.87B RAUM · 16 reps · 248-940-3040 · clarkstoncapital.com
M&A & valuationRecruiting & transitions
50
NORTHCOAST ASSET MANAGEMENT LLC reported RAUM down 84% ($31.73B -> $4.97B). IAPD ↗
$4.97B RAUM · 28 reps · (203) 532-7000
M&A & valuationRecruiting & transitions
48
BLUE BARN WEALTH reported RAUM down 39% ($521.4M -> $317.1M). IAPD ↗
$317.1M RAUM · 6 reps · (801) 466-4101
M&A & valuationRecruiting & transitions
48
GEN FINANCIAL MANAGEMENT INC. reported RAUM down 33% ($496.5M -> $331.8M). IAPD ↗
$331.8M RAUM · 3 reps · 952-513-1466 · genfinancial.com
M&A & valuationRecruiting & transitions
48
RJA ASSET MANAGEMENT LLC reported RAUM down 41% ($992.5M -> $588.9M). IAPD ↗
$588.9M RAUM · 5 reps · 203-655-8200 · rja-llc.com
M&A & valuationRecruiting & transitions
48
BLACK CORAL FINANCIAL ADVISORS, LLC reported RAUM down 46% ($936.0M -> $504.4M). IAPD ↗
$504.4M RAUM · 4 reps · 973-352-8600 · blackcoralfa.com
M&A & valuationRecruiting & transitions
48
CLAYTON FINANCIAL GROUP, LLC reported RAUM down 54% ($1.74B -> $793.8M). IAPD ↗
$793.8M RAUM · 3 reps · (314) 446-3250
M&A & valuationRecruiting & transitions
48
CLEVELAND WEALTH, LLC reported RAUM down 50% ($1.01B -> $506.6M). IAPD ↗
$506.6M RAUM · 2 reps · (216) 810-5900 · clevelandwealth.com
M&A & valuationRecruiting & transitions
48
ALTERI WEALTH reported RAUM down 27% ($771.3M -> $566.1M). IAPD ↗
$566.1M RAUM · 3 reps · 805-809-0400
M&A & valuationRecruiting & transitions
45
BROOKER WEALTH MANAGEMENT reported RAUM down 77% ($592.4M -> $136.4M). IAPD ↗
$136.4M RAUM · 5 reps · 510-638-1815 · brooker-cpa.com
M&A & valuationRecruiting & transitions
45
INTEGRA FINANCIAL, INC. reported RAUM down 32% ($181.0M -> $123.4M). IAPD ↗
$123.4M RAUM · 3 reps · 303-220-5525
M&A & valuationRecruiting & transitions
45
HODGE FINANCIAL SERVICES, LLC reported RAUM down 52% ($41.1M -> $19.7M). IAPD ↗
$19.7M RAUM · 1 reps · 603-336-5942
M&A & valuationRecruiting & transitions
45
IUR CAPITAL, LLC reported RAUM down 92% ($61.0M -> $4.7M). IAPD ↗
$4.7M RAUM · 1 reps · 786-706-2595 · iurcapital.com
M&A & valuationRecruiting & transitions
45
RS ASSET MANAGEMENT, LLC reported RAUM down 29% ($150.2M -> $107.2M). IAPD ↗
$107.2M RAUM · 2 reps · 719-219-8444 · rsassetmanagement.com
M&A & valuationRecruiting & transitions
45
SECOND HALF FINANCIAL PARTNERS, LLC reported RAUM down 65% ($364.1M -> $128.0M). IAPD ↗
$128.0M RAUM · 3 reps · 863-385-1101
M&A & valuationRecruiting & transitions
45
JULEX CAPITAL MANAGEMENT reported RAUM down 27% ($335.7M -> $246.7M). IAPD ↗
$246.7M RAUM · 3 reps · 7817078319 · julexcapital.com
M&A & valuationRecruiting & transitions
45
BROWNING CAPITAL MANAGEMENT LLC reported RAUM down 56% ($93.8M -> $41.6M). IAPD ↗
$41.6M RAUM · 2 reps · 949-439-7457 · browningcm.com
M&A & valuationRecruiting & transitions
45
LUMINIST CAPITAL, LLC reported RAUM down 26% ($140.7M -> $104.6M). IAPD ↗
$104.6M RAUM · 4 reps · 616-600-4517
M&A & valuationRecruiting & transitions
45
STERLING FINANCIAL GROUP, INC. reported RAUM down 96% ($406.6M -> $16.1M). IAPD ↗
$16.1M RAUM · 4 reps · (626) 440-9192 · sterlingfg.com
M&A & valuationRecruiting & transitions
45
B3 WEALTH STRATEGIES reported RAUM down 92% ($455.7M -> $35.8M). IAPD ↗
$35.8M RAUM · 3 reps · 425-974-1145
M&A & valuationRecruiting & transitions
45
CONCERT INVESTMENT ADVISORY LLC reported RAUM down 28% ($126.8M -> $91.1M). IAPD ↗
$91.1M RAUM · 1 reps · 626-755-3613 · concertiai.com
M&A & valuationRecruiting & transitions
45
EXOS ASSET MANAGEMENT LLC reported RAUM down 98% ($99.5M -> $1.9M). IAPD ↗
$1.9M RAUM · 11 reps · (646) 814-0996 · exosfinancial.com
M&A & valuationRecruiting & transitions
45
RED SWAN PRIVATE CLIENT reported RAUM down 93% ($2.44B -> $165.3M). IAPD ↗
$165.3M RAUM · 2 reps · 713-360-7928
M&A & valuationRecruiting & transitions
45
KAILIX ADVISORS LLC reported RAUM down 45% ($217.5M -> $119.0M). IAPD ↗
$119.0M RAUM · 1 reps · (212) 748-9723
M&A & valuationRecruiting & transitions
45
DILLOW WEALTH MANAGEMENT LLC reported RAUM down 52% ($221.0M -> $106.3M). IAPD ↗
$106.3M RAUM · 1 reps · 224-330-9662
M&A & valuationRecruiting & transitions
45
STRATEGIC ADVOCATES, LLC reported RAUM down 92% ($433.8M -> $33.7M). IAPD ↗
$33.7M RAUM · 3 reps · (888)247-7753
M&A & valuationRecruiting & transitions
45
GUGGENHEIM PRIVATE INVESTMENTS, LLC reported RAUM down 93% ($2.90B -> $216.2M). IAPD ↗
$216.2M RAUM · 0 reps · 1-212-739-0700 · guggenheiminvestments.com
M&A & valuationRecruiting & transitions
40
BROWN BROTHERS HARRIMAN MUTUAL FUND ADVISORY DEPARTMENT reported RAUM down 71% ($24.92B -> $7.15B). IAPD ↗institutional
$7.15B RAUM · 25 reps · 212-483-1818
M&A & valuationRecruiting & transitions
38
MH ADVISORY SERVICES LLC reported RAUM down 40% ($888.7M -> $532.0M). IAPD ↗institutional
$532.0M RAUM · 1 reps · 415-379-4878
M&A & valuationRecruiting & transitions
35
STEBEN & COMPANY, LLC reported RAUM down 36% ($108.1M -> $69.2M). IAPD ↗institutional
$69.2M RAUM · 7 reps · 952-767-6900 · steben.com
M&A & valuationRecruiting & transitions
35
TRUTINO CAPITAL MANAGEMENT, LLC reported RAUM down 30% ($9.59B -> $6.72B). IAPD ↗fund
$6.72B RAUM · 5 reps · 212-257-6765 · trutino.com
M&A & valuationRecruiting & transitions
35
GOOSE HOLLOW CAPITAL MANAGEMENT LLC reported RAUM down 29% ($57.6M -> $41.0M). IAPD ↗institutional
$41.0M RAUM · 2 reps · 646-657-9575 · goosehollowcapital.com
M&A & valuationRecruiting & transitions
33
HFR ASSET MANAGEMENT, L.L.C reported RAUM down 94% ($5.12B -> $326.2M). IAPD ↗fund
$326.2M RAUM · 1 reps · 312-327-0430
M&A & valuationRecruiting & transitions
33
MIG CAPITAL, LLC reported RAUM down 44% ($1.05B -> $589.5M). IAPD ↗fund
$589.5M RAUM · 1 reps · 949-474-5800 · migcap.com
M&A & valuationRecruiting & transitions
33
ENGAGED CAPITAL reported RAUM down 34% ($652.3M -> $432.3M). IAPD ↗fund
$432.3M RAUM · 6 reps · 949-734-7900
M&A & valuationRecruiting & transitions
33
PLACEHOLDER MANAGEMENT, LLC reported RAUM down 73% ($1.26B -> $345.4M). IAPD ↗fund
$345.4M RAUM · 5 reps · 9292449167
M&A & valuationRecruiting & transitions
33
HFR INVESTMENTS, LLC reported RAUM down 94% ($5.12B -> $326.2M). IAPD ↗fund
$326.2M RAUM · 1 reps · 312-327-0430 · hfr-investments.com
M&A & valuationRecruiting & transitions
33
GROUNDED CAPITAL, LLC reported RAUM down 67% ($1.59B -> $520.0M). IAPD ↗fund
$520.0M RAUM · 7 reps · 415-692-5760 · groundedcapital.com
M&A & valuationRecruiting & transitions
30
SIVIK GLOBAL HEALTHCARE, LLC reported RAUM down 25% ($313.7M -> $233.9M). IAPD ↗fund
$233.9M RAUM · 2 reps · 203-769-8600 · sivik.com
M&A & valuationRecruiting & transitions
18
MISAKI CAPITAL INC. reported RAUM down 33% ($766.1M -> $512.1M). IAPD ↗foreign
$512.1M RAUM · 6 reps · +81-3-6427-7431 · misaki-capital.com
M&A & valuationRecruiting & transitions
15
NAVALFA ACTIVOS ALTERNATIVOS reported RAUM down 73% ($34.9M -> $9.4M). IAPD ↗foreign
$9.4M RAUM · 3 reps · 52 55 3701 6429
M&A & valuationRecruiting & transitions
relocation — 25 Main office moved to a different city or state.
50
U.S. BANCORP ADVISORS, LLC moved its main office from GLENDALE, CA to SAINT PAUL, MN. IAPD ↗
$1.52B RAUM · 126 reps · 800-888-4700 · usbank.com
Office IT & facilitiesMarketing & brand
50
MATTER FAMILY OFFICE moved its main office from CLAYTON, MO to ST LOUIS, MO. IAPD ↗
$3.55B RAUM · 40 reps · 314-862-5190
Office IT & facilitiesMarketing & brand
50
SC&H WEALTH moved its main office from SPARKS, MD to HUNT VALLEY, MD. IAPD ↗
$1.23B RAUM · 20 reps · 410-403-1500
Office IT & facilitiesMarketing & brand
50
SELECT MONEY MANAGEMENT, INC. moved its main office from ALISO VIEJO, CA to LOS ANGELES, CA. IAPD ↗
$1.49B RAUM · 8 reps · 3107122323 · seia.com
Office IT & facilitiesMarketing & brand
50
NORTHCOAST ASSET MANAGEMENT LLC moved its main office from CHICAGO, IL to STAMFORD, CT. IAPD ↗
$4.97B RAUM · 28 reps · (203) 532-7000
Office IT & facilitiesMarketing & brand
50
MODELL CAPITAL MANAGEMENT LLC moved its main office from ROCHESTER, MI to BLOOMFIELD HILLS, MI. IAPD ↗
$1.88B RAUM · 3 reps · (248) 723-8000
Office IT & facilitiesMarketing & brand
48
MKT ADVISORS LLC moved its main office from ESCONDIDO, CA to CARLSBAD, CA. IAPD ↗
$463.7M RAUM · 4 reps · (760) 658-8780
Office IT & facilitiesMarketing & brand
48
LONGTAIL ALPHA, LLC moved its main office from NEWPORT BEACH, FL to NEWPORT BEACH, CA. IAPD ↗
$822.4M RAUM · 6 reps · 949 706 8092 · longtailalpha.com
Office IT & facilitiesMarketing & brand
48
PROSPERITY ADVISERS, LLC moved its main office from FORT WASHINGTON, PA to HORSHAM, PA. IAPD ↗
$375.8M RAUM · 2 reps · 267-405-6166 · prosperityadvisers.com
Office IT & facilitiesMarketing & brand
48
EAGLE WEALTH STRATEGIES moved its main office from WEST DEPTFORD, NJ to MULLICA HILL, NJ. IAPD ↗
$653.8M RAUM · 9 reps · 856-845-4005 · eaglewealthstrategies.com
Office IT & facilitiesMarketing & brand
45
AMERICAN FINANCIAL MANAGEMENT, LTD. moved its main office from TOWSON, MD to OWINGS MILLS, MD. IAPD ↗
$31.6M RAUM · 2 reps · (443) 339-2115
Office IT & facilitiesMarketing & brand
45
GORDON ASSET MANAGEMENT LLC moved its main office from AUSTIN, TX to WEST PALM BEACH, FL. IAPD ↗
$128.9M RAUM · 2 reps · 512-482-9600 · gordonasset.com
Office IT & facilitiesMarketing & brand
45
IUR CAPITAL, LLC moved its main office from LONDON, to MIAMI, FL. IAPD ↗
$4.7M RAUM · 1 reps · 786-706-2595 · iurcapital.com
Office IT & facilitiesMarketing & brand
45
CARDEA CAPITAL ADVISORS, LLC moved its main office from ALPHARETTA, GA to VERO BEACH, FL. IAPD ↗
$105.8M RAUM · 7 reps · 770-977-7779
Office IT & facilitiesMarketing & brand
45
INCOMPASS FINANCIAL PARTNERS, LLC moved its main office from MARIETTA, GA to ALPHARETTA, GA. IAPD ↗
$192.0M RAUM · 3 reps · 770-971-9141 · incompassfp.com
Office IT & facilitiesMarketing & brand
45
ENSPIRE WEALTH MANAGEMENT, LLC moved its main office from SAN RAFAEL, CA to SANTA ROSA, CA. IAPD ↗
$119.3M RAUM · 2 reps · (707) 525-1099 · enspirewealth.com
Office IT & facilitiesMarketing & brand
45
UNIFIMONEY RIA moved its main office from SOMERVILLE, MA to AUSTIN, TX. IAPD ↗
$87,000 RAUM · 1 reps · 415-964-5877
Office IT & facilitiesMarketing & brand
35
USA MUTUALS ADVISORS, INC. moved its main office from DALLAS, TX to CONCORD, MA. IAPD ↗institutional
$73.7M RAUM · 2 reps · (312) 714-5596 · usamutuals.com (portal to fund sites)
Office IT & facilitiesMarketing & brand
35
SILVERBACK ASSET MANAGEMENT, LLC moved its main office from CHAPEL HILL, NC to DURHAM, NC. IAPD ↗fund
$1.04B RAUM · 5 reps · 919-969-9300 · silverbackasset.com
Office IT & facilitiesMarketing & brand
35
SIRIS CAPITAL GROUP, LLC moved its main office from NEW YORK, NY to WEST PALM BEACH, FL. IAPD ↗fund
$5.39B RAUM · 20 reps · 212-231-0095 · siris.com
Office IT & facilitiesMarketing & brand
35
ACASTA PARTNERS US LLC moved its main office from LONDON, to BOCA RATON, FL. IAPD ↗fund
$4.72B RAUM · 2 reps · +44 20 7070 2500 · acasta.com
Office IT & facilitiesMarketing & brand
33
SIENA CAPITAL PARTNERS GP, LLC moved its main office from CHICAGO, IL to EVANSTON, IL. IAPD ↗fund
$379.3M RAUM · 5 reps · 312-559-1850 · sienacapital.net
Office IT & facilitiesMarketing & brand
33
GULLANE CAPITAL, LLC moved its main office from MEMPHIS, TN to JACKSONVILLE, FL. IAPD ↗fund
$250.9M RAUM · 1 reps · 901-766-1969 · gullanecapital-irm.investorflow.com
Office IT & facilitiesMarketing & brand
30
1207 CAPITAL GROUP, LLC moved its main office from CHICAGO, IL to JUNEAU, AK. IAPD ↗fund
$138.0M RAUM · 4 reps · 312-690-6201 · cimarrongrp.com
Office IT & facilitiesMarketing & brand
30
GENERAL INNOVATION CAPITAL, LLC moved its main office from MIAMI, FL to NEW YORK, NY. IAPD ↗fund
$200.0M RAUM · 6 reps · 917-816-1744
Office IT & facilitiesMarketing & brand
pending approved — 24 120-day provisional registration became a full approval.
73
AXIUS ADVISORS LLC's provisional registration is now fully approved. IAPD ↗
$623.8M RAUM · 8 reps · 636-493-9600
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
73
DUCERE WEALTH MANAGEMENT's provisional registration is now fully approved. IAPD ↗
$503.8M RAUM · 6 reps · 714-393-0959 · ducerewealth.com
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
73
PURSUIT WEALTH STRATEGIES, LLC's provisional registration is now fully approved. IAPD ↗
$457.5M RAUM · 4 reps · 919-847-7600 · pursuitwealthstrategies.com
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
73
SCHLEGEL DUNN LLC's provisional registration is now fully approved. IAPD ↗
$279.1M RAUM · 3 reps · (972) 327-3607 · schlegeldunn.com
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
73
FIVE CORNERS FINANCIAL SERVICES's provisional registration is now fully approved. IAPD ↗
$292.0M RAUM · 2 reps · 508-297-2033 · 5cornersfinancial.com
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
70
ROXBURY FINANCIAL's provisional registration is now fully approved. IAPD ↗
$180.5M RAUM · 2 reps · 973-928-7181 · roxburyfinancial.com
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
70
ANCHORED FINANCIAL PLANNING LLC's provisional registration is now fully approved. IAPD ↗
$182.9M RAUM · 2 reps · (856) 202-7250 · anchoredfinancialplanning.com
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
70
TALKABOUTHEALTH DBA ADVIZMO's provisional registration is now fully approved. IAPD ↗
$1,000 RAUM · 1 reps · 917-710-1927
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
70
CAGR FINANCE LLC's provisional registration is now fully approved. IAPD ↗
$31,840 RAUM · 1 reps · 202-455-6725 · cagr.finance
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
70
RIGHTOAK ASSET MANAGEMENT, LLC's provisional registration is now fully approved. IAPD ↗
$105.6M RAUM · 6 reps · 517-306-4884 · rightoakassetmanagement.com
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
70
KRAKEN ADVISER LLC's provisional registration is now fully approved. IAPD ↗
$400 RAUM · 5 reps · 888-837-8818
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
70
ALTURA WEALTH ADVISORS's provisional registration is now fully approved. IAPD ↗
$234.9M RAUM · 3 reps · (757) 834-7606 · alturawealth.com
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
70
HARVEST - FAITH-BASED INVESTING's provisional registration is now fully approved. IAPD ↗
$0 RAUM · 1 reps · (872) 242-4689 · harvest-app.co
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
70
HUMILIS INVESTMENT STRATEGIES, LLC's provisional registration is now fully approved. IAPD ↗
$117.0M RAUM · 4 reps · 612-804-2308 · humilisinv.com
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
70
DANIEL INVESTMENT GROUP INC.'s provisional registration is now fully approved. IAPD ↗
$210.1M RAUM · 3 reps · 248-544-4122 · danielinvestment.com
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
63
1932 INVESTMENT MANAGEMENT's provisional registration is now fully approved. IAPD ↗institutional
$788.0M RAUM · 5 reps · 800-355-2583
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
60
FIRREO's provisional registration is now fully approved. IAPD ↗institutional
$0 RAUM · 0 reps · 202-630-7183
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
60
ADVISORENGINE PORTFOLIO SOLUTIONS INC.'s provisional registration is now fully approved. IAPD ↗institutional
$35.0M RAUM · 2 reps · 888-225-7216 · advisorengine-portfolio-solutions.com
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
60
OLD BARN CAPITAL LLC's provisional registration is now fully approved. IAPD ↗institutional
$105.3M RAUM · 1 reps · 717-329-7970
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
60
OAKLAWN CAPITAL MANAGEMENT LLC's provisional registration is now fully approved. IAPD ↗institutional
$153.0M RAUM · 4 reps · 646-370-0416
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
60
DOXARA CAPITAL LP's provisional registration is now fully approved. IAPD ↗institutional
$125.0M RAUM · 2 reps · 561-589-3350
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
58
WEST HORIZON CAPITAL's provisional registration is now fully approved. IAPD ↗fund
$282.8M RAUM · 1 reps · 640-203-4660
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
58
KR CAPITAL LP's provisional registration is now fully approved. IAPD ↗fund
$792.4M RAUM · 10 reps · 212-317-0409 · krlp.com
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
55
FELIS ADVANTAGE, LP's provisional registration is now fully approved. IAPD ↗fund
$150.0M RAUM · 3 reps · (617) 702-7450
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
disclosure added — 23 Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
55
LPL FINANCIAL LLC's Item 11 disclosure-reporting entries rose by 8 (334 -> 342). IAPD ↗
$618.92B RAUM · 28347 reps · 704-733-3300
ComplianceMarketing & brand
55
PRIMERICA ADVISORS's Item 11 disclosure-reporting entries rose by 1 (45 -> 46). IAPD ↗
$11.16B RAUM · 3732 reps · 833-786-0550
ComplianceMarketing & brand
55
WELLS FARGO ADVISORS's Item 11 disclosure-reporting entries rose by 1 (332 -> 333). IAPD ↗
$197.36B RAUM · 2274 reps · 314-875-3000 · stories.wf.com
ComplianceMarketing & brand
55
U.S. BANCORP ADVISORS, LLC's Item 11 disclosure-reporting entries rose by 9 (15 -> 24). IAPD ↗
$1.52B RAUM · 126 reps · 800-888-4700 · usbank.com
ComplianceMarketing & brand
55
THRIVENT INVESTMENT MANAGEMENT INC.'s Item 11 disclosure-reporting entries rose by 1 (25 -> 26). IAPD ↗
$17.50B RAUM · 2774 reps · 800-847-4836
ComplianceMarketing & brand
55
WELLS FARGO ADVISORS's Item 11 disclosure-reporting entries rose by 1 (647 -> 648). IAPD ↗
$606.04B RAUM · 8410 reps · 314-875-3000
ComplianceMarketing & brand
55
OSAIC INSTITUTIONS, INC.'s Item 11 disclosure-reporting entries rose by 5 (14 -> 19). IAPD ↗
$4.02B RAUM · 446 reps · 203-599-6000 · osaic.com
ComplianceMarketing & brand
55
BROWN CAPITAL MANAGEMENT, LLC's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗
$8.10B RAUM · 14 reps · 410-837-3234 · browncapital.com
ComplianceMarketing & brand
55
SPIRE WEALTH MANAGEMENT, LLC's Item 11 disclosure-reporting entries rose by 1 (14 -> 15). IAPD ↗
$4.62B RAUM · 93 reps · 703-657-6060 · ibiocapital.com
ComplianceMarketing & brand
55
AZIMUT INVESTMENT ADVISORS LLC's Item 11 disclosure-reporting entries rose by 3 (0 -> 3). IAPD ↗
$1.11B RAUM · 10 reps · 786 866 3700
ComplianceMarketing & brand
55
APOGEM CAPITAL LLC's Item 11 disclosure-reporting entries rose by 4 (13 -> 17). IAPD ↗
$40.65B RAUM · 137 reps · (212) 601-3600 · mcfllc.com
ComplianceMarketing & brand
53
DALE K. EHRHART, INC.'s Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗
$561.5M RAUM · 4 reps · 941-485-8220 · dkeinc.com
ComplianceMarketing & brand
53
GLASS WEALTH MANAGEMENT CO., LLC's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗
$311.9M RAUM · 4 reps · 210-930-5141 · gwm-sa.com
ComplianceMarketing & brand
53
THREE MAGNOLIAS FINANCIAL ADVISORS's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗
$414.2M RAUM · 5 reps · 336-701-1600 · threemagnoliasfinancialadvisors.com
ComplianceMarketing & brand
53
BLACK CORAL FINANCIAL ADVISORS, LLC's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗
$504.4M RAUM · 4 reps · 973-352-8600 · blackcoralfa.com
ComplianceMarketing & brand
53
IAMS WEALTH MANAGEMENT, LLC's Item 11 disclosure-reporting entries rose by 1 (9 -> 10). IAPD ↗
$397.2M RAUM · 53 reps · (888)255-7670
ComplianceMarketing & brand
40
GMS GROUP's Item 11 disclosure-reporting entries rose by 1 (13 -> 14). IAPD ↗institutional
$13.9M RAUM · 3 reps · 973-535-5000 · gmsgroup.com
ComplianceMarketing & brand
40
JEFFERIES FINANCE LLC's Item 11 disclosure-reporting entries rose by 3 (9 -> 12). IAPD ↗fund
$24.59B RAUM · 51 reps · 212-284-3474 · apexcreditpartners.com
ComplianceMarketing & brand
40
BOFA SECURITIES, INC.'s Item 11 disclosure-reporting entries rose by 1 (142 -> 143). IAPD ↗institutional
$0 RAUM · 317 reps · 646-743-2734 · bankofamerica.com
ComplianceMarketing & brand
38
ENGAGED CAPITAL's Item 11 disclosure-reporting entries rose by 3 (0 -> 3). IAPD ↗fund
$432.3M RAUM · 6 reps · 949-734-7900
ComplianceMarketing & brand
35
MPI INFINITE INVESTORS, LLC's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗fund
$0 RAUM · 2 reps · 480-695-3214 · mpiinfiniteinvestors.com
ComplianceMarketing & brand
25
RAYMOND JAMES (USA) LTD's Item 11 disclosure-reporting entries rose by 3 (3 -> 6). IAPD ↗foreign
$1.99B RAUM · 145 reps · 877-570-7558 · rjlu.com
ComplianceMarketing & brand
20
GREENSKEEPER ASSET MANAGEMENT INC.'s Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗foreign
$116.3M RAUM · 2 reps · 905-827-1179 · greenskeeper.ca
ComplianceMarketing & brand
rename — 17 Primary business name changed: rebrand, merger, or ownership change.
60
RICHARD YOUNG ASSOCIATES, LTD. is now doing business as RICHARD YOUNG ADVISORS. IAPD ↗
$1.20B RAUM · 8 reps · 706-739-0725 · vimeo.com
Marketing & brandCRM
60
KOVITZ INVESTMENT GROUP PARTNERS, LLC is now doing business as NORTHCOAST ASSET MANAGEMENT LLC. IAPD ↗
$4.97B RAUM · 28 reps · (203) 532-7000
Marketing & brandCRM
58
BEECH HILL ADVISORS, INC is now doing business as POINT WINDWARD ADVISORS, INC.. IAPD ↗
$358.6M RAUM · 8 reps · 212-350-7250 · bh-adv.com
Marketing & brandCRM
58
FSR WEALTH STRATEGIES is now doing business as WELLMENT FINANCIAL. IAPD ↗
$312.7M RAUM · 11 reps · 630-993-8200 · fsrwealth.com
Marketing & brandCRM
58
ROBERTS FINANCIAL SERVICES, LLC is now doing business as B.A. ROBERTS FINANCIAL SERVICES, INC.. IAPD ↗
$373.9M RAUM · 3 reps · (906) 228-5564 · baroberts.com
Marketing & brandCRM
58
FAIRLEAD STRATEGIES is now doing business as FAIRLEAD ASSET MANAGEMENT LLC. IAPD ↗
$271.6M RAUM · 4 reps · 203-872-6500
Marketing & brandCRM
58
WATERSHED PRIVATE WEALTH LLC is now doing business as WATERSHED PRIVATE WEALTH. IAPD ↗
$413.7M RAUM · 3 reps · 630-478-0195 · watershedprivatewealth.com
Marketing & brandCRM
58
SOLANO WEALTH MANAGEMENT is now doing business as SOLANO WEALTH ADVISORS. IAPD ↗
$331.9M RAUM · 3 reps · (707) 435-8400 · solanowealth.com
Marketing & brandCRM
58
NICHOLSON WEALTH MANAGEMENT GROUP, LLC is now doing business as NICHOLSON WEALTH MANAGEMENT GROUP. IAPD ↗
$322.0M RAUM · 2 reps · 843-790-2625
Marketing & brandCRM
55
LEXINGTON INVESTMENT CONSULTING, LLC is now doing business as LEXINGTON FINANCIAL/LIFE MANAGEMENT, LLC. IAPD ↗
$102.8M RAUM · 2 reps · 615-492-1011
Marketing & brandCRM
55
SIERRA PACIFIC FINANCIAL ADVISORS is now doing business as SIERRA PACIFIC PRIVATE WEALTH, LLC. IAPD ↗
$245.9M RAUM · 3 reps · 925-223-8868
Marketing & brandCRM
55
YOUR FINANCIAL PHARMACIST is now doing business as YFP WEALTH. IAPD ↗
$53.2M RAUM · 4 reps · 614-618-5901
Marketing & brandCRM
45
ALCENTRA NY, LLC is now doing business as BSP NY LLC. IAPD ↗fund
$14.19B RAUM · 8 reps · 212-588-6770 · aefrif.com
Marketing & brandCRM
43
MILESTONE PARTNERS is now doing business as MP NEXT CAPITAL. IAPD ↗fund
$455.9M RAUM · 7 reps · 610-526-2700 · milestonepartners.com
Marketing & brandCRM
43
OLYMPUS PEAK MANAGEMENT is now doing business as OLYMPUS PEAK ASSET MANAGEMENT LP. IAPD ↗fund
$702.0M RAUM · 4 reps · 212-373-1195
Marketing & brandCRM
30
ALCENTRA LIMITED is now doing business as BENEFIT STREET PARTNERS LIMITED. IAPD ↗foreign
$19.06B RAUM · 49 reps · 02033983200
Marketing & brandCRM
30
MELQART ASSET MANAGEMENT (UK) LIMITED is now doing business as MELQART ASSET MANAGEMENT (UK) LTD. IAPD ↗foreign
$2.87B RAUM · 13 reps · 44 2038264470 · melqart.com
Marketing & brandCRM
planning started — 13 Firm now reports offering financial planning (Item 5G(1)). They need planning software.
80
U.S. BANCORP ADVISORS, LLC now offers financial planning (Item 5G(1)). IAPD ↗
$1.52B RAUM · 126 reps · 800-888-4700 · usbank.com
Financial planning softwareCRM
80
NEWSQUARE CAPITAL, LLC now offers financial planning (Item 5G(1)). IAPD ↗
$2.39B RAUM · 6 reps · 610-325-6117 · newsquarecapital.com
Financial planning softwareCRM
78
GKV CAPITAL MANAGEMENT CO INC now offers financial planning (Item 5G(1)). IAPD ↗
$357.2M RAUM · 3 reps · 925-627-8680 · gkvcapital.com
Financial planning softwareCRM
78
EAGLE CAPITAL MANAGEMENT, LLC now offers financial planning (Item 5G(1)). IAPD ↗
$455.2M RAUM · 2 reps · 985-778-0987 · eagle-capital.com
Financial planning softwareCRM
78
FORTE ASSET MANAGEMENT, LLC now offers financial planning (Item 5G(1)). IAPD ↗
$315.2M RAUM · 1 reps · 917-868-9104 · forteassets.com
Financial planning softwareCRM
78
NINEPOINTTWO CAPITAL LLC now offers financial planning (Item 5G(1)). IAPD ↗
$314.8M RAUM · 2 reps · 323-486-3600
Financial planning softwareCRM
78
DISCIPLINE WEALTH SOLUTIONS, INC. now offers financial planning (Item 5G(1)). IAPD ↗
$746.7M RAUM · 18 reps · 864-322-6046 · lindedin.com
Financial planning softwareCRM
75
SLOCUM, GORDON & CO. LLP now offers financial planning (Item 5G(1)). IAPD ↗
$219.2M RAUM · 2 reps · 401-849-4900 · slocumgordon.com
Financial planning softwareCRM
75
COLLAR CAPITAL MANAGEMENT, LLC now offers financial planning (Item 5G(1)). IAPD ↗
$176.3M RAUM · 3 reps · 920-830-1556 · collarcapital.com
Financial planning softwareCRM
75
NUTS2INVEST.COM, LLC now offers financial planning (Item 5G(1)). IAPD ↗
$0 RAUM · 1 reps · 937-269-1116 · nuts2invest.com
Financial planning softwareCRM
75
WPM WEALTH ADVISORS LLC now offers financial planning (Item 5G(1)). IAPD ↗
$72.4M RAUM · 3 reps · 518-369-5232 · wpmwealthadvisors.com
Financial planning softwareCRM
75
LFG WEALTH PARTNERS, LLC now offers financial planning (Item 5G(1)). IAPD ↗
$190.7M RAUM · 7 reps · 877-573-2043
Financial planning softwareCRM
75
CHARMARLINE WEALTH MANAGEMENT now offers financial planning (Item 5G(1)). IAPD ↗
$118.8M RAUM · 1 reps · 434-455-3036 · cmlwm.com
Financial planning softwareCRM
private funds started — 9 Firm reports private funds for the first time.
75
ARAX ADVISORY PARTNERS now reports 5 private fund(s) ($245.0M gross). IAPD ↗
$11.30B RAUM · 55 reps · 303-633-5900 · kleinhenzwealth.com
Fund administrationCompliance
75
NICHOLAS HOFFMAN & COMPANY, LLC now reports 1 private fund(s) ($25.0M gross). IAPD ↗
$8.26B RAUM · 16 reps · 404-815-5050 · nhoffmanandco.com
Fund administrationCompliance
70
LEXINGTON FINANCIAL/LIFE MANAGEMENT, LLC now reports 2 private fund(s) ($9.5M gross). IAPD ↗
$102.8M RAUM · 2 reps · 615-492-1011
Fund administrationCompliance
70
GUGGENHEIM PRIVATE INVESTMENTS, LLC now reports 1 private fund(s) ($200.0M gross). IAPD ↗
$216.2M RAUM · 0 reps · 1-212-739-0700 · guggenheiminvestments.com
Fund administrationCompliance
60
VARIANT INVESTMENTS now reports 1 private fund(s) ($20.1M gross). IAPD ↗fund
$2.77B RAUM · 29 reps · 503.563.0700 · variantinvestments.com
Fund administrationCompliance
58
WEST HORIZON CAPITAL now reports 1 private fund(s) ($282.8M gross). IAPD ↗fund
$282.8M RAUM · 1 reps · 640-203-4660
Fund administrationCompliance
58
DAWSON PARTNERS now reports 1 private fund(s) ($999.1M gross). IAPD ↗fund
$999.1M RAUM · 60 reps · 416-668-3395
Fund administrationCompliance
55
FELIS ADVANTAGE, LP now reports 1 private fund(s) ($50.0M gross). IAPD ↗fund
$150.0M RAUM · 3 reps · (617) 702-7450
Fund administrationCompliance
45
FMR INVESTMENT MANAGEMENT (UK) LIMITED now reports 4 private fund(s) ($1.87B gross). IAPD ↗foreign
$15.11B RAUM · 67 reps · 44(0)2071843500
Fund administrationCompliance
wrap program started — 5 Firm began participating in a wrap-fee program (Item 5I(1)).
65
ARAX ADVISORY PARTNERS began participating in a wrap-fee program. IAPD ↗
$11.30B RAUM · 55 reps · 303-633-5900 · kleinhenzwealth.com
Portfolio / reporting / TAMPCompliance
63
THE KARRAS COMPANY, INC. began participating in a wrap-fee program. IAPD ↗
$372.9M RAUM · 4 reps · 801-825-3000 · thekarrascompany.com
Portfolio / reporting / TAMPCompliance
63
REDE WEALTH, LLC began participating in a wrap-fee program. IAPD ↗
$346.1M RAUM · 2 reps · (434) 974-3500 · redewealth.com
Portfolio / reporting / TAMPCompliance
63
TMB CAPITAL PARTNERS, LLC began participating in a wrap-fee program. IAPD ↗
$867.8M RAUM · 4 reps · 501-671-1140 · tmbcapitalpartners.com
Portfolio / reporting / TAMPCompliance
60
AUTONOMOUS WEALTH MANAGEMENT LLC began participating in a wrap-fee program. IAPD ↗
$0 RAUM · 1 reps · 914-650-1988 · autonomouswealthmanagement.com
Portfolio / reporting / TAMPCompliance
reorganization — 4 Item 4A succession where the acquired firm is the same business (entity change, not a deal).
43
B.A. ROBERTS FINANCIAL SERVICES, INC. filed an Item 4A succession naming ROBERTS FINANCIAL SERVICES, LLC (CRD 289856) — an entity change, not a deal. IAPD ↗
$373.9M RAUM · 3 reps · (906) 228-5564 · baroberts.com
Integration & migration consultingCompliance
43
PINE HARBOR WEALTH MANAGEMENT LLC filed an Item 4A succession naming PINE HARBOR WEALTH MANAGEMENT LLC (CRD 317352) — an entity change, not a deal. IAPD ↗
$507.1M RAUM · 1 reps · 703-589-9100
Integration & migration consultingCompliance
40
ONESOURCE WEALTH MANAGEMENT filed an Item 4A succession naming ONESOURCE WEALTH MANAGEMENT (CRD 319078) — an entity change, not a deal. IAPD ↗
$140.0M RAUM · 2 reps · 9169673500 · wisemoneyguys.com
Integration & migration consultingCompliance
25
1207 CAPITAL GROUP, LLC filed an Item 4A succession naming 1207 CAPITAL GROUP, LLC (CRD 162611) — an entity change, not a deal. IAPD ↗fund
$138.0M RAUM · 4 reps · 312-690-6201 · cimarrongrp.com
Integration & migration consultingCompliance

Tributary reads the SEC's public Form ADV roster and reports what changed. It does not verify filings; confirm on IAPD before acting. Not investment, legal, or compliance advice.