← Tributary

What changed in the August 2025 SEC adviser roster

849 events across 731 firms · 630 at US wealth-management firms · source: SEC Form ADV monthly roster · generated 2026-10-05

236state expansion
182new registration
119new office
68deregistered
30relocation
29rename
29disclosure added
28website changed
27headcount up
25custody started
14private funds started
13headcount down

Top 25 signals — US wealth firms

95
MONEY MANAGERS INC (SAN ANTONIO, TX) is newly SEC-registered with $123.2M RAUM and 4 advisory reps. IAPD ↗
$123.2M RAUM · 4 reps · (210)349-9494 · moneymanagersinctx.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
DEWITT CAPITAL MANAGEMENT (COLLEGEVILLE, PA) is newly SEC-registered with $110.9M RAUM and 3 advisory reps. IAPD ↗
$110.9M RAUM · 3 reps · 610-910-9110 · dewittcm.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
ANDERSON GRIGGS INVESTMENTS (ROCK HILL, SC) is newly SEC-registered with $120.3M RAUM and 3 advisory reps. IAPD ↗
$120.3M RAUM · 3 reps · 803-324-5044 · andersongriggs.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
MILLENIA FINANCIAL PARTNERS, LLC (location n/a) is newly SEC-registered with $115.8M RAUM and 1 advisory reps. IAPD ↗
$115.8M RAUM · 1 reps · 908-268-5550
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
FORTUNE FINANCIAL GROUP, INC. (GLEN ELLYN, IL) is newly SEC-registered with $107.0M RAUM and 3 advisory reps. IAPD ↗
$107.0M RAUM · 3 reps · 630-942-9007 · fortunefinancialgroup.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
THE STEWARDSHIP CENTER, INC. (location n/a) is newly SEC-registered with $135.1M RAUM and 2 advisory reps. IAPD ↗
$135.1M RAUM · 2 reps · 800-528-6191 · thestewardshipcenter.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
JJSA ADVISORS, LTD. (VIRGINIA BEACH, VA) is newly SEC-registered with $127.9M RAUM and 2 advisory reps. IAPD ↗
$127.9M RAUM · 2 reps · 757-473-0004 · jjsadvisors.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
MARATHON STRATEGIC ADVISORS, LLC (PITTSBURGH, PA) is newly SEC-registered with $130.4M RAUM and 1 advisory reps. IAPD ↗
$130.4M RAUM · 1 reps · 740-282-5198 · mstrategic.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
FORREST FINANCIAL SERVICES (WINDSOR HEIGHTS, IA) is newly SEC-registered with $127.0M RAUM and 2 advisory reps. IAPD ↗
$127.0M RAUM · 2 reps · (515) 277-3495 · forrestfinancialservices.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
THE JENKINS GROUP (ALBANY, GA) is newly SEC-registered with $220.7M RAUM and 3 advisory reps. IAPD ↗
$220.7M RAUM · 3 reps · 229-883-8028
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
NEW ENGLAND SCHOONER, INC. (PEABODY, MA) is newly SEC-registered with $130.8M RAUM and 4 advisory reps. IAPD ↗
$130.8M RAUM · 4 reps · 978-977-4757 · neschooner.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
FIVE SEASONS FINANCIAL PLANNING LLC (SALT LAKE CITY, UT) is newly SEC-registered with $109.3M RAUM and 1 advisory reps. IAPD ↗
$109.3M RAUM · 1 reps · 801-272-0902 · fiveseasonsfinancialplanning.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
ARGENT WEALTH MANAGEMENT, INC. (ROUND ROCK, TX) is newly SEC-registered with $137.8M RAUM and 2 advisory reps. IAPD ↗
$137.8M RAUM · 2 reps · 512-238-6883 · awmtx.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
LIBERTY ASSET MANAGEMENT (ALLENTOWN, PA) is newly SEC-registered with $106.2M RAUM and 5 advisory reps. IAPD ↗
$106.2M RAUM · 5 reps · 610 398-7333
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
PEAK AMERICAN INVESTMENT ADVISORS, INC. (PLANO, TX) is newly SEC-registered with $100.4M RAUM and 11 advisory reps. IAPD ↗
$100.4M RAUM · 11 reps · 800-513-3243 · peakamericanfinancial.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
MASONBORO ADVISORS (WILMINGTON, NC) is newly SEC-registered with $155.9M RAUM and 7 advisory reps. IAPD ↗
$155.9M RAUM · 7 reps · 910-742-0509 · thecortrogersproject.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
SIDOXIA CAPITAL MANAGEMENT, LLC (NEWPORT BEACH, CA) is newly SEC-registered with $126.7M RAUM and 2 advisory reps. IAPD ↗
$126.7M RAUM · 2 reps · 949-258-4322 · sidoxia.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
THE SHERRY GROUP, INC. (MOUNTAIN HOME, AR) is newly SEC-registered with $111.9M RAUM and 3 advisory reps. IAPD ↗
$111.9M RAUM · 3 reps · 870-425-8252
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
STRUCTURED WEALTH MANAGEMENT, INC. (TOLEDO, OH) is newly SEC-registered with $169.0M RAUM and 2 advisory reps. IAPD ↗
$169.0M RAUM · 2 reps · 419-517-1227 · structuredplan.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
CRESCENT CITY RETIREMENT GROUP (METAIRIE, LA) is newly SEC-registered with $109.0M RAUM and 1 advisory reps. IAPD ↗
$109.0M RAUM · 1 reps · 504-828-2171 · theretirementkeys.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
SKYLINE FINANCIAL NORTHWEST (PORTLAND, OR) is newly SEC-registered with $111.3M RAUM and 2 advisory reps. IAPD ↗
$111.3M RAUM · 2 reps · 888-739-7369 · skylinefinancialnw.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
THE CARROLL GROUP, INC. (location n/a) is newly SEC-registered with $133.7M RAUM and 1 advisory reps. IAPD ↗
$133.7M RAUM · 1 reps · 404-285-5811
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
AMERICAN COMMUNITY WEALTH MANAGEMENT, LLC (CRYSTAL LAKE, IL) is newly SEC-registered with $115.9M RAUM and 4 advisory reps. IAPD ↗
$115.9M RAUM · 4 reps · 815-479-9024
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
GROSS DOMESTIC PRODUCT, INC (location n/a) is newly SEC-registered with $119.7M RAUM and 1 advisory reps. IAPD ↗
$119.7M RAUM · 1 reps · 310-341-2890
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
ASCENDOR WEALTH, LLC (WILMINGTON, NC) is newly SEC-registered with $116.8M RAUM and 5 advisory reps. IAPD ↗
$116.8M RAUM · 5 reps · 910-790-0122
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

By buying window

Who should be calling whom this month.

CRM 251 firms

95
MONEY MANAGERS INC (SAN ANTONIO, TX) is newly SEC-registered with $123.2M RAUM and 4 advisory reps. IAPD ↗
$123.2M RAUM · 4 reps · (210)349-9494 · moneymanagersinctx.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
DEWITT CAPITAL MANAGEMENT (COLLEGEVILLE, PA) is newly SEC-registered with $110.9M RAUM and 3 advisory reps. IAPD ↗
$110.9M RAUM · 3 reps · 610-910-9110 · dewittcm.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
ANDERSON GRIGGS INVESTMENTS (ROCK HILL, SC) is newly SEC-registered with $120.3M RAUM and 3 advisory reps. IAPD ↗
$120.3M RAUM · 3 reps · 803-324-5044 · andersongriggs.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
MILLENIA FINANCIAL PARTNERS, LLC (location n/a) is newly SEC-registered with $115.8M RAUM and 1 advisory reps. IAPD ↗
$115.8M RAUM · 1 reps · 908-268-5550
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
FORTUNE FINANCIAL GROUP, INC. (GLEN ELLYN, IL) is newly SEC-registered with $107.0M RAUM and 3 advisory reps. IAPD ↗
$107.0M RAUM · 3 reps · 630-942-9007 · fortunefinancialgroup.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
THE STEWARDSHIP CENTER, INC. (location n/a) is newly SEC-registered with $135.1M RAUM and 2 advisory reps. IAPD ↗
$135.1M RAUM · 2 reps · 800-528-6191 · thestewardshipcenter.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
JJSA ADVISORS, LTD. (VIRGINIA BEACH, VA) is newly SEC-registered with $127.9M RAUM and 2 advisory reps. IAPD ↗
$127.9M RAUM · 2 reps · 757-473-0004 · jjsadvisors.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
MARATHON STRATEGIC ADVISORS, LLC (PITTSBURGH, PA) is newly SEC-registered with $130.4M RAUM and 1 advisory reps. IAPD ↗
$130.4M RAUM · 1 reps · 740-282-5198 · mstrategic.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
FORREST FINANCIAL SERVICES (WINDSOR HEIGHTS, IA) is newly SEC-registered with $127.0M RAUM and 2 advisory reps. IAPD ↗
$127.0M RAUM · 2 reps · (515) 277-3495 · forrestfinancialservices.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
THE JENKINS GROUP (ALBANY, GA) is newly SEC-registered with $220.7M RAUM and 3 advisory reps. IAPD ↗
$220.7M RAUM · 3 reps · 229-883-8028
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

…and 241 more in the CSV export.

Financial planning software 136 firms

95
MONEY MANAGERS INC (SAN ANTONIO, TX) is newly SEC-registered with $123.2M RAUM and 4 advisory reps. IAPD ↗
$123.2M RAUM · 4 reps · (210)349-9494 · moneymanagersinctx.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
DEWITT CAPITAL MANAGEMENT (COLLEGEVILLE, PA) is newly SEC-registered with $110.9M RAUM and 3 advisory reps. IAPD ↗
$110.9M RAUM · 3 reps · 610-910-9110 · dewittcm.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
ANDERSON GRIGGS INVESTMENTS (ROCK HILL, SC) is newly SEC-registered with $120.3M RAUM and 3 advisory reps. IAPD ↗
$120.3M RAUM · 3 reps · 803-324-5044 · andersongriggs.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
MILLENIA FINANCIAL PARTNERS, LLC (location n/a) is newly SEC-registered with $115.8M RAUM and 1 advisory reps. IAPD ↗
$115.8M RAUM · 1 reps · 908-268-5550
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
FORTUNE FINANCIAL GROUP, INC. (GLEN ELLYN, IL) is newly SEC-registered with $107.0M RAUM and 3 advisory reps. IAPD ↗
$107.0M RAUM · 3 reps · 630-942-9007 · fortunefinancialgroup.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
THE STEWARDSHIP CENTER, INC. (location n/a) is newly SEC-registered with $135.1M RAUM and 2 advisory reps. IAPD ↗
$135.1M RAUM · 2 reps · 800-528-6191 · thestewardshipcenter.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
JJSA ADVISORS, LTD. (VIRGINIA BEACH, VA) is newly SEC-registered with $127.9M RAUM and 2 advisory reps. IAPD ↗
$127.9M RAUM · 2 reps · 757-473-0004 · jjsadvisors.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
MARATHON STRATEGIC ADVISORS, LLC (PITTSBURGH, PA) is newly SEC-registered with $130.4M RAUM and 1 advisory reps. IAPD ↗
$130.4M RAUM · 1 reps · 740-282-5198 · mstrategic.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
FORREST FINANCIAL SERVICES (WINDSOR HEIGHTS, IA) is newly SEC-registered with $127.0M RAUM and 2 advisory reps. IAPD ↗
$127.0M RAUM · 2 reps · (515) 277-3495 · forrestfinancialservices.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
THE JENKINS GROUP (ALBANY, GA) is newly SEC-registered with $220.7M RAUM and 3 advisory reps. IAPD ↗
$220.7M RAUM · 3 reps · 229-883-8028
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

…and 126 more in the CSV export.

Compliance 386 firms

95
MONEY MANAGERS INC (SAN ANTONIO, TX) is newly SEC-registered with $123.2M RAUM and 4 advisory reps. IAPD ↗
$123.2M RAUM · 4 reps · (210)349-9494 · moneymanagersinctx.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
DEWITT CAPITAL MANAGEMENT (COLLEGEVILLE, PA) is newly SEC-registered with $110.9M RAUM and 3 advisory reps. IAPD ↗
$110.9M RAUM · 3 reps · 610-910-9110 · dewittcm.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
ANDERSON GRIGGS INVESTMENTS (ROCK HILL, SC) is newly SEC-registered with $120.3M RAUM and 3 advisory reps. IAPD ↗
$120.3M RAUM · 3 reps · 803-324-5044 · andersongriggs.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
MILLENIA FINANCIAL PARTNERS, LLC (location n/a) is newly SEC-registered with $115.8M RAUM and 1 advisory reps. IAPD ↗
$115.8M RAUM · 1 reps · 908-268-5550
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
FORTUNE FINANCIAL GROUP, INC. (GLEN ELLYN, IL) is newly SEC-registered with $107.0M RAUM and 3 advisory reps. IAPD ↗
$107.0M RAUM · 3 reps · 630-942-9007 · fortunefinancialgroup.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
THE STEWARDSHIP CENTER, INC. (location n/a) is newly SEC-registered with $135.1M RAUM and 2 advisory reps. IAPD ↗
$135.1M RAUM · 2 reps · 800-528-6191 · thestewardshipcenter.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
JJSA ADVISORS, LTD. (VIRGINIA BEACH, VA) is newly SEC-registered with $127.9M RAUM and 2 advisory reps. IAPD ↗
$127.9M RAUM · 2 reps · 757-473-0004 · jjsadvisors.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
MARATHON STRATEGIC ADVISORS, LLC (PITTSBURGH, PA) is newly SEC-registered with $130.4M RAUM and 1 advisory reps. IAPD ↗
$130.4M RAUM · 1 reps · 740-282-5198 · mstrategic.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
FORREST FINANCIAL SERVICES (WINDSOR HEIGHTS, IA) is newly SEC-registered with $127.0M RAUM and 2 advisory reps. IAPD ↗
$127.0M RAUM · 2 reps · (515) 277-3495 · forrestfinancialservices.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
THE JENKINS GROUP (ALBANY, GA) is newly SEC-registered with $220.7M RAUM and 3 advisory reps. IAPD ↗
$220.7M RAUM · 3 reps · 229-883-8028
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

…and 376 more in the CSV export.

Portfolio / reporting / TAMP 111 firms

95
MONEY MANAGERS INC (SAN ANTONIO, TX) is newly SEC-registered with $123.2M RAUM and 4 advisory reps. IAPD ↗
$123.2M RAUM · 4 reps · (210)349-9494 · moneymanagersinctx.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
DEWITT CAPITAL MANAGEMENT (COLLEGEVILLE, PA) is newly SEC-registered with $110.9M RAUM and 3 advisory reps. IAPD ↗
$110.9M RAUM · 3 reps · 610-910-9110 · dewittcm.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
ANDERSON GRIGGS INVESTMENTS (ROCK HILL, SC) is newly SEC-registered with $120.3M RAUM and 3 advisory reps. IAPD ↗
$120.3M RAUM · 3 reps · 803-324-5044 · andersongriggs.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
MILLENIA FINANCIAL PARTNERS, LLC (location n/a) is newly SEC-registered with $115.8M RAUM and 1 advisory reps. IAPD ↗
$115.8M RAUM · 1 reps · 908-268-5550
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
FORTUNE FINANCIAL GROUP, INC. (GLEN ELLYN, IL) is newly SEC-registered with $107.0M RAUM and 3 advisory reps. IAPD ↗
$107.0M RAUM · 3 reps · 630-942-9007 · fortunefinancialgroup.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
THE STEWARDSHIP CENTER, INC. (location n/a) is newly SEC-registered with $135.1M RAUM and 2 advisory reps. IAPD ↗
$135.1M RAUM · 2 reps · 800-528-6191 · thestewardshipcenter.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
JJSA ADVISORS, LTD. (VIRGINIA BEACH, VA) is newly SEC-registered with $127.9M RAUM and 2 advisory reps. IAPD ↗
$127.9M RAUM · 2 reps · 757-473-0004 · jjsadvisors.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
MARATHON STRATEGIC ADVISORS, LLC (PITTSBURGH, PA) is newly SEC-registered with $130.4M RAUM and 1 advisory reps. IAPD ↗
$130.4M RAUM · 1 reps · 740-282-5198 · mstrategic.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
FORREST FINANCIAL SERVICES (WINDSOR HEIGHTS, IA) is newly SEC-registered with $127.0M RAUM and 2 advisory reps. IAPD ↗
$127.0M RAUM · 2 reps · (515) 277-3495 · forrestfinancialservices.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
THE JENKINS GROUP (ALBANY, GA) is newly SEC-registered with $220.7M RAUM and 3 advisory reps. IAPD ↗
$220.7M RAUM · 3 reps · 229-883-8028
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

…and 101 more in the CSV export.

Custodian 115 firms

95
MONEY MANAGERS INC (SAN ANTONIO, TX) is newly SEC-registered with $123.2M RAUM and 4 advisory reps. IAPD ↗
$123.2M RAUM · 4 reps · (210)349-9494 · moneymanagersinctx.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
DEWITT CAPITAL MANAGEMENT (COLLEGEVILLE, PA) is newly SEC-registered with $110.9M RAUM and 3 advisory reps. IAPD ↗
$110.9M RAUM · 3 reps · 610-910-9110 · dewittcm.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
ANDERSON GRIGGS INVESTMENTS (ROCK HILL, SC) is newly SEC-registered with $120.3M RAUM and 3 advisory reps. IAPD ↗
$120.3M RAUM · 3 reps · 803-324-5044 · andersongriggs.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
MILLENIA FINANCIAL PARTNERS, LLC (location n/a) is newly SEC-registered with $115.8M RAUM and 1 advisory reps. IAPD ↗
$115.8M RAUM · 1 reps · 908-268-5550
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
FORTUNE FINANCIAL GROUP, INC. (GLEN ELLYN, IL) is newly SEC-registered with $107.0M RAUM and 3 advisory reps. IAPD ↗
$107.0M RAUM · 3 reps · 630-942-9007 · fortunefinancialgroup.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
THE STEWARDSHIP CENTER, INC. (location n/a) is newly SEC-registered with $135.1M RAUM and 2 advisory reps. IAPD ↗
$135.1M RAUM · 2 reps · 800-528-6191 · thestewardshipcenter.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
JJSA ADVISORS, LTD. (VIRGINIA BEACH, VA) is newly SEC-registered with $127.9M RAUM and 2 advisory reps. IAPD ↗
$127.9M RAUM · 2 reps · 757-473-0004 · jjsadvisors.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
MARATHON STRATEGIC ADVISORS, LLC (PITTSBURGH, PA) is newly SEC-registered with $130.4M RAUM and 1 advisory reps. IAPD ↗
$130.4M RAUM · 1 reps · 740-282-5198 · mstrategic.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
FORREST FINANCIAL SERVICES (WINDSOR HEIGHTS, IA) is newly SEC-registered with $127.0M RAUM and 2 advisory reps. IAPD ↗
$127.0M RAUM · 2 reps · (515) 277-3495 · forrestfinancialservices.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
THE JENKINS GROUP (ALBANY, GA) is newly SEC-registered with $220.7M RAUM and 3 advisory reps. IAPD ↗
$220.7M RAUM · 3 reps · 229-883-8028
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

…and 105 more in the CSV export.

Marketing & brand 393 firms

95
MONEY MANAGERS INC (SAN ANTONIO, TX) is newly SEC-registered with $123.2M RAUM and 4 advisory reps. IAPD ↗
$123.2M RAUM · 4 reps · (210)349-9494 · moneymanagersinctx.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
DEWITT CAPITAL MANAGEMENT (COLLEGEVILLE, PA) is newly SEC-registered with $110.9M RAUM and 3 advisory reps. IAPD ↗
$110.9M RAUM · 3 reps · 610-910-9110 · dewittcm.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
ANDERSON GRIGGS INVESTMENTS (ROCK HILL, SC) is newly SEC-registered with $120.3M RAUM and 3 advisory reps. IAPD ↗
$120.3M RAUM · 3 reps · 803-324-5044 · andersongriggs.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
MILLENIA FINANCIAL PARTNERS, LLC (location n/a) is newly SEC-registered with $115.8M RAUM and 1 advisory reps. IAPD ↗
$115.8M RAUM · 1 reps · 908-268-5550
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
FORTUNE FINANCIAL GROUP, INC. (GLEN ELLYN, IL) is newly SEC-registered with $107.0M RAUM and 3 advisory reps. IAPD ↗
$107.0M RAUM · 3 reps · 630-942-9007 · fortunefinancialgroup.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
THE STEWARDSHIP CENTER, INC. (location n/a) is newly SEC-registered with $135.1M RAUM and 2 advisory reps. IAPD ↗
$135.1M RAUM · 2 reps · 800-528-6191 · thestewardshipcenter.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
JJSA ADVISORS, LTD. (VIRGINIA BEACH, VA) is newly SEC-registered with $127.9M RAUM and 2 advisory reps. IAPD ↗
$127.9M RAUM · 2 reps · 757-473-0004 · jjsadvisors.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
MARATHON STRATEGIC ADVISORS, LLC (PITTSBURGH, PA) is newly SEC-registered with $130.4M RAUM and 1 advisory reps. IAPD ↗
$130.4M RAUM · 1 reps · 740-282-5198 · mstrategic.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
FORREST FINANCIAL SERVICES (WINDSOR HEIGHTS, IA) is newly SEC-registered with $127.0M RAUM and 2 advisory reps. IAPD ↗
$127.0M RAUM · 2 reps · (515) 277-3495 · forrestfinancialservices.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
THE JENKINS GROUP (ALBANY, GA) is newly SEC-registered with $220.7M RAUM and 3 advisory reps. IAPD ↗
$220.7M RAUM · 3 reps · 229-883-8028
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

…and 383 more in the CSV export.

Recruiting & transitions 177 firms

85
FOCUS PARTNERS WEALTH, LLC grew from 980 to 1050 advisory reps. IAPD ↗
$95.89B RAUM · 1050 reps · (314) 725-0455
CRMRecruiting & transitionsComplianceFinancial planning software
82
ONEPOINT BFG WEALTH PARTNERS grew from 84 to 96 advisory reps. IAPD ↗
$12.13B RAUM · 96 reps · (973) 575-4180 · bleakley.com
CRMRecruiting & transitionsComplianceFinancial planning software
79
APELLA WEALTH grew from 44 to 53 advisory reps. IAPD ↗
$4.71B RAUM · 53 reps · 860.785.2260
CRMRecruiting & transitionsComplianceFinancial planning software
77
GAMCO ASSET MANAGEMENT INC. grew from 39 to 46 advisory reps. IAPD ↗
$11.47B RAUM · 46 reps · 914-921-5000
CRMRecruiting & transitionsComplianceFinancial planning software
75
THEPARTNERS WEALTH MANAGEMENT grew from 22 to 29 advisory reps. IAPD ↗
$454.5M RAUM · 29 reps · 800-324-3010 · oceanpointefg.com
CRMRecruiting & transitionsComplianceFinancial planning software
73
SINGER WEALTH ADVISORS LLC grew from 11 to 16 advisory reps. IAPD ↗
$668.7M RAUM · 16 reps · 561-998-9985 · singerwealth.com
CRMRecruiting & transitionsComplianceFinancial planning software
73
DIGITAL WEALTH PARTNERS grew from 2 to 7 advisory reps. IAPD ↗
$368.0M RAUM · 7 reps · 307-396-0295 · digitalwealthpartners.net
CRMRecruiting & transitionsComplianceFinancial planning software
72
SANTA BARBARA MANAGEMENT grew from 2 to 6 advisory reps. IAPD ↗
$259.2M RAUM · 6 reps · 734-604-9891 · santabarbaramanagement.com
CRMRecruiting & transitionsComplianceFinancial planning software
71
JOURNEY WEALTH MANAGEMENT grew from 14 to 17 advisory reps. IAPD ↗
$940.7M RAUM · 17 reps · 216-468-1333 · fsmwealthadvisors.com
CRMRecruiting & transitionsComplianceFinancial planning software
70
CADENT CAPITAL ADVISORS, LLC grew from 8 to 10 advisory reps. IAPD ↗
$651.0M RAUM · 10 reps · 918-935-3450 · cadcapital.com
CRMRecruiting & transitionsComplianceFinancial planning software

…and 167 more in the CSV export.

Integration & migration consulting 9 firms

85
COMPASS FINANCIAL GROUP, INC crossed $1B in regulatory AUM ($995.0M -> $1.23B). IAPD ↗
$1.23B RAUM · 7 reps · 605-338-7150 · compassfin.net
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
ROOSEVELT CAPITAL MANAGEMENT LLC crossed $1B in regulatory AUM ($306.5M -> $1.31B). IAPD ↗
$1.31B RAUM · 2 reps · 214-871-2666
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
KERA CAPITAL PARTNERS crossed $1B in regulatory AUM ($808.1M -> $1.07B). IAPD ↗
$1.07B RAUM · 8 reps · 408-668-2201 · keracapital.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
A&M PRIVATE WEALTH PARTNERS, LLC crossed $1B in regulatory AUM ($760.6M -> $1.57B). IAPD ↗
$1.57B RAUM · 15 reps · 561-268-0900 · ampwp.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
70
BENIN MANAGEMENT CORP crossed $500M in regulatory AUM ($488.7M -> $521.0M). IAPD ↗
$521.0M RAUM · 3 reps · 203-762-3295 · beninmanagement.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
43
VELTRIA ADVISORS CORP. filed an Item 4A succession naming ASB CONSULTORES, LLC (CRD 189514) — an entity change, not a deal. IAPD ↗
$900.6M RAUM · 1 reps · (305) 318-7172
Integration & migration consultingCompliance
40
WWM ADVISORY INC. filed an Item 4A succession naming JEFFREY CHARLES LLOYD WOLMAN (CRD 133611) — an entity change, not a deal. IAPD ↗
$230.1M RAUM · 2 reps · 310-234-1992
Integration & migration consultingCompliance
40
PRAKASH INVESTMENT ADVISORS LLC filed an Item 4A succession naming PRAKASH INVESTMENT ADVISORS LLC (CRD 163994) — an entity change, not a deal. IAPD ↗
$130.3M RAUM · 1 reps · (978) 273-9747
Integration & migration consultingCompliance
40
COVINGTONALSINA filed an Item 4A succession naming COVINGTONALSINA (CRD 326810) — an entity change, not a deal. IAPD ↗
$189.3M RAUM · 3 reps · 410-457-7165
Integration & migration consultingCompliance

Fund administration 4 firms

73
SIGNIFY WEALTH LLC now reports 1 private fund(s) ($915,000 gross). IAPD ↗
$283.7M RAUM · 4 reps · 314-222-0295
Fund administrationCompliance
73
DIGITAL WEALTH PARTNERS now reports 2 private fund(s) ($90.2M gross). IAPD ↗
$368.0M RAUM · 7 reps · 307-396-0295 · digitalwealthpartners.net
Fund administrationCompliance
70
QUANTUM LEAP CAPITAL, LLC now reports 1 private fund(s) ($3.0M gross). IAPD ↗
$113.5M RAUM · 3 reps · (802) 448-2882
Fund administrationCompliance
70
ATLAS now reports 1 private fund(s) ($0 gross). IAPD ↗
$121.3M RAUM · 5 reps · 805-557-8713
Fund administrationCompliance

Office IT & facilities 117 firms

55
JANUS HENDERSON INVESTORS added office(s): 4 -> 5 additional locations. IAPD ↗
$274.67B RAUM · 143 reps · (303) 333-3863
Office IT & facilitiesCRMRecruiting & transitions
55
GAMCO ASSET MANAGEMENT INC. added office(s): 5 -> 6 additional locations. IAPD ↗
$11.47B RAUM · 46 reps · 914-921-5000
Office IT & facilitiesCRMRecruiting & transitions
55
F L PUTNAM INVESTMENT MANAGEMENT CO. added office(s): 11 -> 12 additional locations. IAPD ↗
$7.70B RAUM · 73 reps · 800-344-3435 · flputnam.com
Office IT & facilitiesCRMRecruiting & transitions
55
TCI WEALTH ADVISORS, INC. added office(s): 5 -> 6 additional locations. IAPD ↗
$4.53B RAUM · 40 reps · 520-733-1477
Office IT & facilitiesCRMRecruiting & transitions
55
MASLOW WEALTH ADVISORS added office(s): 1 -> 2 additional locations. IAPD ↗
$2.07B RAUM · 15 reps · 512-610-6930
Office IT & facilitiesCRMRecruiting & transitions
55
COMPASS CAPITAL MANAGEMENT INC added office(s): 0 -> 1 additional locations. IAPD ↗
$2.54B RAUM · 10 reps · 612-338-4051
Office IT & facilitiesCRMRecruiting & transitions
55
CONSOLIDATED PORTFOLIO REVIEW CORP added office(s): 25 -> 26 additional locations. IAPD ↗
$1.29B RAUM · 28 reps · 631-845-5100 · delanceywealth.com
Office IT & facilitiesCRMRecruiting & transitions
55
AA FINANCIAL ADVISORS, LLC added office(s): 5 -> 6 additional locations. IAPD ↗
$1.01B RAUM · 10 reps · 614-442-3355
Office IT & facilitiesCRMRecruiting & transitions
55
THE RETIREMENT PLANNING GROUP, LLC added office(s): 7 -> 9 additional locations. IAPD ↗
$3.02B RAUM · 28 reps · 913-498-8898
Office IT & facilitiesCRMRecruiting & transitions
55
VERSANT CAPITAL MANAGEMENT, INC. added office(s): 1 -> 2 additional locations. IAPD ↗
$1.24B RAUM · 13 reps · 602-635-3760
Office IT & facilitiesCRMRecruiting & transitions

…and 107 more in the CSV export.

M&A & valuation 58 firms

65
ASI WEALTH MANAGEMENT & CONSULTING SERVICES (BEND, OR) left the SEC roster (was $1.73B RAUM, 7 reps). IAPD ↗
$1.73B RAUM · 7 reps · 541-617-0898
Recruiting & transitionsM&A & valuation
65
TAURUS ASSET MANAGEMENT, LLC (NEW YORK, NY) left the SEC roster (was $1.40B RAUM, 2 reps). IAPD ↗
$1.40B RAUM · 2 reps · 212-457-9922 · taurusassetmanagement.com; https
Recruiting & transitionsM&A & valuation
65
MARCUM WEALTH, LLC (CLEVELAND, OH) left the SEC roster (was $2.97B RAUM, 38 reps). IAPD ↗
$2.97B RAUM · 38 reps · 440-459-5900 · operationveteranfinance.org
Recruiting & transitionsM&A & valuation
65
RAPPAPORT REICHES CAPITAL MANAGEMENT, (SKOKIE, IL) left the SEC roster (was $1.13B RAUM, 13 reps). IAPD ↗
$1.13B RAUM · 13 reps · 847-832-0030 · rrcapital.com
Recruiting & transitionsM&A & valuation
65
IC ADVISORY SERVICES, INC. (BEDMINSTER, NJ) left the SEC roster (was $2.06B RAUM, 198 reps). IAPD ↗
$2.06B RAUM · 198 reps · 908-707-4422
Recruiting & transitionsM&A & valuation
65
EL CAPITAN ADVISORS (SANTA BARBARA, CA) left the SEC roster (was $7.43B RAUM, 1 reps). IAPD ↗
$7.43B RAUM · 1 reps · (833) 463-5227 · elcapitanadvisors.com
Recruiting & transitionsM&A & valuation
65
CAROLINAS WEALTH CONSULTING LLC (CHARLOTTE, NC) left the SEC roster (was $1.45B RAUM, 10 reps). IAPD ↗
$1.45B RAUM · 10 reps · 704-643-2455 · carolinasinvest.com
Recruiting & transitionsM&A & valuation
63
CUTTER & COMPANY, INC. (BALLWIN, MO) left the SEC roster (was $937.0M RAUM, 38 reps). IAPD ↗
$937.0M RAUM · 38 reps · 636-537-8770 · mcfcapitalmanagement.com
Recruiting & transitionsM&A & valuation
63
JENTNER WEALTH MANAGEMENT (AKRON, OH) left the SEC roster (was $575.1M RAUM, 5 reps). IAPD ↗
$575.1M RAUM · 5 reps · 330-668-1000
Recruiting & transitionsM&A & valuation
63
BLUE OAK CAPITAL LLC (MENLO PARK, CA) left the SEC roster (was $285.4M RAUM, 1 reps). IAPD ↗
$285.4M RAUM · 1 reps · 650-251-9595 · blueoak.net
Recruiting & transitionsM&A & valuation

…and 48 more in the CSV export.

Everything else — all segments

state expansion — 236 Notice-filed in new state(s): the firm is taking clients somewhere new.
55
ALLEN CAPITAL GROUP, LLC notice-filed in IN, LA, SC, TN, WY. IAPD ↗
$1.22B RAUM · 20 reps · 308-385-1500 · allencapgroup.com
ComplianceMarketing & brand
53
KIKER WEALTH MANAGEMENT, LLC notice-filed in AL, MO, NE, NM, OR, WA. IAPD ↗
$268.6M RAUM · 3 reps · 706-253-7285
ComplianceMarketing & brand
53
IMPACT PARTNERSHIP WEALTH, LLC notice-filed in AK, ME, ND, WY. IAPD ↗
$1.68B RAUM · 72 reps · 800-380-5040
ComplianceMarketing & brand
53
SHERMAN PORTFOLIOS, LLC notice-filed in AK, AZ, CA, CO, GA, HI, IA, IL, IN, MA, MI, NC, NE, NV, OH, OK, OR, PA, TN, TX, UT, WA. IAPD ↗
$581.6M RAUM · 3 reps · 800-634-2008 · shermanportfolios.com
ComplianceMarketing & brand
53
DIGITAL WEALTH PARTNERS notice-filed in AK, AZ, DE, MT, ND. IAPD ↗
$368.0M RAUM · 7 reps · 307-396-0295 · digitalwealthpartners.net
ComplianceMarketing & brand
53
BALANCE WEALTH notice-filed in AZ, MD, NC, NH, NY, PA, SC, TN, VA. IAPD ↗
$348.4M RAUM · 8 reps · (800) 551-7787 · balancewealth.com
ComplianceMarketing & brand
51
PROVIDENT TRUST COMPANY notice-filed in CO, CT, WA. IAPD ↗
$6.62B RAUM · 2 reps · 262-521-2300 · provtrust.com
ComplianceMarketing & brand
51
FAITHWARD ADVISORS, LLC notice-filed in KY, MI, MO, NH. IAPD ↗
$906.0M RAUM · 14 reps · 717-560-8300
ComplianceMarketing & brand
51
BAKERAVENUE notice-filed in NM, OH, TN. IAPD ↗
$3.77B RAUM · 29 reps · 415-986-1110 · bakerave.com
ComplianceMarketing & brand
51
COASTAL BRIDGE ADVISORS notice-filed in IL, MN, VT. IAPD ↗
$4.60B RAUM · 22 reps · 203-683-1530
ComplianceMarketing & brand
51
ONE WEALTH MAP, LLC notice-filed in IN, TN, UT. IAPD ↗
$1.10B RAUM · 5 reps · 702-470-2660 · hhtba.net
ComplianceMarketing & brand
51
CORNERSTONE PLANNING GROUP notice-filed in ME, OH, SC, VA. IAPD ↗
$650.0M RAUM · 15 reps · 973-487-3220 · cspgllc.com
ComplianceMarketing & brand
50
DMK ADVISOR GROUP, INC. notice-filed in IL, IN, MA, NC, ND, NJ. IAPD ↗
$84.5M RAUM · 28 reps · 813-996-6100 · dmkadvisorgroup.com
ComplianceMarketing & brand
50
PEAK RETIREMENT PLANNING, INC. notice-filed in CO, GA, IL, MI, NY, PA. IAPD ↗
$242.5M RAUM · 13 reps · (614) 500-4121 · peakretirementplanning.com
ComplianceMarketing & brand
49
ALLEN WEALTH MANAGEMENT, LLC notice-filed in MS, NE, OH. IAPD ↗
$553.9M RAUM · 3 reps · 828-268-9693 · allenwealthmanagement.com
ComplianceMarketing & brand
49
CHERRY CREEK FAMILY OFFICES notice-filed in IL, NC. IAPD ↗
$1.73B RAUM · 4 reps · 303-862-9550 · ccfo.com
ComplianceMarketing & brand
49
TRUE PRIVATE WEALTH ADVISORS, LLC notice-filed in AK, SC. IAPD ↗
$1.26B RAUM · 20 reps · 503-400-3311
ComplianceMarketing & brand
49
B.O.S.S. RETIREMENT ADVISORS, LLC notice-filed in IL, WI. IAPD ↗
$1.06B RAUM · 41 reps · 801-990-5055 · getmorewithboss.com
ComplianceMarketing & brand
49
THURSTON SPRINGER ADVISORS notice-filed in AZ, OR. IAPD ↗
$3.96B RAUM · 68 reps · 317.581.4000 · cohen-cap.com
ComplianceMarketing & brand
49
RETIREMENT PLANNING SOLUTIONS, LLC notice-filed in GA, NH, PA. IAPD ↗
$376.8M RAUM · 11 reps · 502-499-5668 · retirementplanningsolutions.com
ComplianceMarketing & brand
49
TRIFECTA CAPITAL ADVISORS, LLC notice-filed in CO, MI, NY. IAPD ↗
$712.2M RAUM · 3 reps · 1-847-495-2464
ComplianceMarketing & brand
49
THREE ARCH WEALTH MANAGEMENT LLC notice-filed in NE, OR, TX. IAPD ↗
$503.0M RAUM · 4 reps · (949) 400-7107 · threearchwealth.com
ComplianceMarketing & brand
48
WHALEN FINANCIAL notice-filed in DE, HI, KS, WI. IAPD ↗
$192.3M RAUM · 5 reps · 702-878-3900
ComplianceMarketing & brand
48
LEGEND CAPITAL notice-filed in CA, FL, NC, OR. IAPD ↗
$221.7M RAUM · 2 reps · (212) 606-2326 · legendcap.com
ComplianceMarketing & brand
47
POPULAR SECURITIES, LLC notice-filed in CO. IAPD ↗
$2.26B RAUM · 41 reps · 787-758-7400 · popular.com
ComplianceMarketing & brand
47
GODSEY & GIBB WEALTH MANAGEMENT notice-filed in MN. IAPD ↗
$1.40B RAUM · 11 reps · 804-285-7333 · godseyandgibb.com
ComplianceMarketing & brand
47
PINNACLE ADVISORS notice-filed in TN. IAPD ↗
$1.94B RAUM · 19 reps · 419-526-5226 · pinnacleadvisors.com
ComplianceMarketing & brand
47
MASLOW WEALTH ADVISORS notice-filed in OR. IAPD ↗
$2.07B RAUM · 15 reps · 512-610-6930
ComplianceMarketing & brand
47
COMPASS CAPITAL MANAGEMENT INC notice-filed in OK. IAPD ↗
$2.54B RAUM · 10 reps · 612-338-4051
ComplianceMarketing & brand
47
PLANNING ALTERNATIVES LTD notice-filed in VA. IAPD ↗
$1.28B RAUM · 11 reps · 248-645-1520
ComplianceMarketing & brand
47
TLG ADVISORS, INC. notice-filed in PR. IAPD ↗
$1.95B RAUM · 147 reps · 888-371-0013
ComplianceMarketing & brand
47
STOKER OSTLER, A PART OF BMO FINANCIAL GROUP notice-filed in NE. IAPD ↗
$3.10B RAUM · 9 reps · 480-890-8088 · stokerostler.com
ComplianceMarketing & brand
47
BOUCHEY FINANCIAL GROUP LTD notice-filed in NC. IAPD ↗
$1.40B RAUM · 10 reps · 518-720-3333 · boucheyfinancial.com
ComplianceMarketing & brand
47
ADVISORNET WEALTH PARTNERS notice-filed in ND. IAPD ↗
$2.34B RAUM · 74 reps · 612-347-8600
ComplianceMarketing & brand
47
PBMARES WEALTH MANAGEMENT LLC notice-filed in MA. IAPD ↗
$1.30B RAUM · 14 reps · 757.229.7180
ComplianceMarketing & brand
47
NORTH STAR INVESTMENT MANAGEMENT CORPORATION notice-filed in MN. IAPD ↗
$2.28B RAUM · 15 reps · 312-580-0900
ComplianceMarketing & brand
47
KANAWHA CAPITAL MANAGEMENT, LLC notice-filed in WA. IAPD ↗
$1.64B RAUM · 4 reps · 804-359-3900 · kancap.com
ComplianceMarketing & brand
47
SAX WEALTH ADVISORS, LLC notice-filed in MO. IAPD ↗
$2.44B RAUM · 24 reps · 973-859-2199
ComplianceMarketing & brand
47
J.DEREK LEWIS & ASSOCIATES, INC. notice-filed in NM. IAPD ↗
$1.78B RAUM · 11 reps · 949-752-9096
ComplianceMarketing & brand
47
HERITAGE FINANCIAL SERVICES notice-filed in MI. IAPD ↗
$2.99B RAUM · 23 reps · 781-255-0214
ComplianceMarketing & brand
47
SCHNEIDER DOWNS WEALTH MANAGEMENT ADVISORS, LP notice-filed in LA. IAPD ↗
$2.91B RAUM · 21 reps · 412-697-5200 · schneiderdowns.com
ComplianceMarketing & brand
47
VERSANT CAPITAL MANAGEMENT, INC. notice-filed in VA. IAPD ↗
$1.24B RAUM · 13 reps · 602-635-3760
ComplianceMarketing & brand
47
CEDAR MOUNTAIN ADVISORS, LLC notice-filed in NV. IAPD ↗
$1.06B RAUM · 6 reps · 503-224-6868 · cmapdx.com
ComplianceMarketing & brand
47
CORNERSTONE ADVISORY notice-filed in WA. IAPD ↗
$2.01B RAUM · 8 reps · 410-468-1693 · cornerstoneadvisory.com
ComplianceMarketing & brand
47
WALLINGTON ASSET MANAGEMENT notice-filed in CA. IAPD ↗
$1.15B RAUM · 9 reps · 317-575-8670 · wallingtonasset.com
ComplianceMarketing & brand
47
MAINSTREET ADVISORS notice-filed in WI. IAPD ↗
$5.41B RAUM · 6 reps · 312-223-0270 · mainstreetadv.com
ComplianceMarketing & brand
47
KEENER FINANCIAL PLANNING notice-filed in AR, IL. IAPD ↗
$362.8M RAUM · 9 reps · 817-993-0401 · objectivefinancialplanning.com
ComplianceMarketing & brand
47
KRILOGY notice-filed in MI. IAPD ↗
$3.54B RAUM · 56 reps · 314-884-2800 · krilogy.com
ComplianceMarketing & brand
47
ARIN RISK ADVISORS LLC notice-filed in IL. IAPD ↗
$4.97B RAUM · 4 reps · 610.822.3400
ComplianceMarketing & brand
47
CGC FINANCIAL SERVICES notice-filed in NV, TN. IAPD ↗
$737.3M RAUM · 4 reps · 503-670-1958 · cgcfinancialservices.com
ComplianceMarketing & brand
47
COMPASS FINANCIAL MANAGEMENT LLC notice-filed in UT, WA. IAPD ↗
$519.0M RAUM · 27 reps · 813-831-5168 · compassfmllc.com
ComplianceMarketing & brand
47
NOVEM GROUP notice-filed in TN. IAPD ↗
$1.41B RAUM · 50 reps · 585-348-9525 · novemgroup.com
ComplianceMarketing & brand
47
BAKER TILLY WEALTH MANAGEMENT, LLC notice-filed in TN. IAPD ↗
$4.60B RAUM · 15 reps · 833-761-0673 · bakertilly.com
ComplianceMarketing & brand
47
NORTHROCK PARTNERS, LLC notice-filed in KS. IAPD ↗
$6.60B RAUM · 50 reps · (612) 367-8800 · northrockberkeley.com
ComplianceMarketing & brand
47
APELLA WEALTH notice-filed in IA. IAPD ↗
$4.71B RAUM · 53 reps · 860.785.2260
ComplianceMarketing & brand
47
JOURNEY ADVISORY GROUP, LLC notice-filed in MI. IAPD ↗
$1.47B RAUM · 13 reps · 859-888-0356
ComplianceMarketing & brand
47
FIRST PACIFIC FINANCIAL, INC. notice-filed in OH. IAPD ↗
$1.51B RAUM · 18 reps · (360) 254-2585
ComplianceMarketing & brand
47
ROOT FINANCIAL PARTNERS notice-filed in ME. IAPD ↗
$1.11B RAUM · 35 reps · (760) 452-0720
ComplianceMarketing & brand
47
HILTON HEAD CAPITAL PARTNERS, LLC notice-filed in IL, NH. IAPD ↗
$253.8M RAUM · 4 reps · 843-790-7573
ComplianceMarketing & brand
47
KWB WEALTH notice-filed in GA. IAPD ↗
$1.01B RAUM · 10 reps · 909-307-8220 · kwbwealth.com
ComplianceMarketing & brand
47
AEGIS FINANCIAL notice-filed in LA, TX. IAPD ↗
$419.0M RAUM · 5 reps · 920-233-4650 · aegis4me.com
ComplianceMarketing & brand
47
REMBERT PENDLETON JACKSON notice-filed in MI. IAPD ↗
$2.38B RAUM · 13 reps · 703-821-6655
ComplianceMarketing & brand
47
MILAGRE WEALTH MANAGEMENT, INC. notice-filed in NH. IAPD ↗
$11.45B RAUM · 1 reps · 914-437-8066 · milagrewealth.com
ComplianceMarketing & brand
47
THEPARTNERS WEALTH MANAGEMENT notice-filed in CT, ID. IAPD ↗
$454.5M RAUM · 29 reps · 800-324-3010 · oceanpointefg.com
ComplianceMarketing & brand
47
ULLMANN WEALTH PARTNERS notice-filed in NY. IAPD ↗
$1.07B RAUM · 7 reps · 904-280-3700 · ullmannwealthpartners.com
ComplianceMarketing & brand
47
MIDLAND WEALTH MANAGEMENT notice-filed in TX. IAPD ↗
$2.93B RAUM · 19 reps · 312-660-6516
ComplianceMarketing & brand
47
PROSPERA CAPITAL MANAGEMENT, LLC notice-filed in MA, TN. IAPD ↗
$337.3M RAUM · 2 reps · 480-648-9369 · deterswealthmanagement.com
ComplianceMarketing & brand
47
INDIVISIBLE PARTNERS notice-filed in GA, MO. IAPD ↗
$421.3M RAUM · 3 reps · 732-306-5490 · linkedin.company
ComplianceMarketing & brand
46
EKO notice-filed in FL, MN, WI. IAPD ↗
$10.1M RAUM · 1 reps · (917)7449432
ComplianceMarketing & brand
46
GFG SOLUTIONS notice-filed in GA, NC, OH. IAPD ↗
$228.6M RAUM · 9 reps · (412) 740-7930
ComplianceMarketing & brand
46
SANCHEZ GAUNT CAPITAL MANAGEMENT, LLC notice-filed in MT, OR, WA. IAPD ↗
$0 RAUM · 2 reps · 775-800-1801 · sanchezgaunt.com
ComplianceMarketing & brand
45
WESTERN FINANCIAL CORPORATION notice-filed in ID. IAPD ↗
$282.5M RAUM · 2 reps · 619-544-0260
ComplianceMarketing & brand
45
SIGNAL SECURITIES, INC. notice-filed in TN. IAPD ↗
$599.2M RAUM · 24 reps · 817-877-4256 · mikemoynihanadvisor.com
ComplianceMarketing & brand
45
CULLEN INVESTMENT GROUP notice-filed in NC. IAPD ↗
$795.5M RAUM · 6 reps · 337-237-8000 · cullenonline.com
ComplianceMarketing & brand
45
UAS ASSET MANAGEMENT notice-filed in ME. IAPD ↗
$449.9M RAUM · 5 reps · 212-983-5822 · uasam.com
ComplianceMarketing & brand
45
TOBIAS FINANCIAL ADVISORS notice-filed in GA. IAPD ↗
$892.2M RAUM · 8 reps · 954-424-1660
ComplianceMarketing & brand
45
WHELAN FINANCIAL notice-filed in IL. IAPD ↗
$674.6M RAUM · 7 reps · 559-228-8002 · whelanfinancial.com
ComplianceMarketing & brand
45
RUGGAARD & ASSOCIATES notice-filed in AZ. IAPD ↗
$346.9M RAUM · 6 reps · (330) 487-5888
ComplianceMarketing & brand
45
HALL CAPITAL MANAGEMENT COMPANY, INC. notice-filed in VA. IAPD ↗
$368.9M RAUM · 3 reps · (401) 245-0049 · hallcapitalmgmt.com
ComplianceMarketing & brand
45
ENDOWMENT WEALTH MANAGEMENT, INC. notice-filed in TN. IAPD ↗
$427.6M RAUM · 9 reps · 920-785-6010 · endowmentwm.com
ComplianceMarketing & brand
45
SUMMIT ASSET MANAGEMENT LLC notice-filed in SC. IAPD ↗
$938.9M RAUM · 6 reps · 901-729-8100 · summitassetmanagement.com
ComplianceMarketing & brand
45
ABBOT FINANCIAL MANAGEMENT, INC notice-filed in NC. IAPD ↗
$273.9M RAUM · 3 reps · (978) 688-9010 · abbotfm.com
ComplianceMarketing & brand
45
TILLER PRIVATE WEALTH, INC. notice-filed in TN. IAPD ↗
$646.3M RAUM · 6 reps · (610) 954-9940
ComplianceMarketing & brand
45
DETTERBECK WEALTH MANAGEMENT notice-filed in LA. IAPD ↗
$252.1M RAUM · 3 reps · 847-934-6262
ComplianceMarketing & brand
45
ADVISORS MANAGEMENT GROUP INC notice-filed in TN. IAPD ↗
$712.6M RAUM · 12 reps · 608-782-0200 · advisorsmanagement.com
ComplianceMarketing & brand
45
CAMBRIDGE FINANCIAL GROUP, LLC notice-filed in HI. IAPD ↗
$538.9M RAUM · 6 reps · 520-531-0550 · cambridgefinancialgroup.com
ComplianceMarketing & brand
45
DIVERSIFIED FINANCIAL ADVISORS, LLC notice-filed in MN. IAPD ↗
$512.2M RAUM · 3 reps · 800-307-0376 · diversifiedfa.com
ComplianceMarketing & brand
45
HENNION & WALSH ASSET MANAGEMENT, INC. notice-filed in AR. IAPD ↗
$590.1M RAUM · 11 reps · 973-299-8989 · hennionandwalsh.com
ComplianceMarketing & brand
45
ETF PORTFOLIO PARTNERS, INC. notice-filed in LA. IAPD ↗
$369.0M RAUM · 3 reps · 913-851-1100 · etfpp.com
ComplianceMarketing & brand
45
HOGANTAYLOR WEALTH notice-filed in CA. IAPD ↗
$496.8M RAUM · 6 reps · 918.388.2690 · hogantaylorwealth.com
ComplianceMarketing & brand
45
PROVIDENT WEALTH MANAGEMENT, LLC notice-filed in CO. IAPD ↗
$696.6M RAUM · 6 reps · 615-656-4050
ComplianceMarketing & brand
45
NORTHEAST PLANNING ASSOCIATES, INC. notice-filed in PA. IAPD ↗
$327.7M RAUM · 63 reps · (603) 471-0900 · paulhbrock.com
ComplianceMarketing & brand
45
WATTS GWILLIAM & COMPANY, LLC notice-filed in NY. IAPD ↗
$818.9M RAUM · 6 reps · 480-889-8998 · wattsgwilliam.com
ComplianceMarketing & brand
45
BOYLE CAPITAL notice-filed in NC. IAPD ↗
$298.3M RAUM · 4 reps · 515-327-1870 · boylecapital.com
ComplianceMarketing & brand
45
NAMCOA notice-filed in IN. IAPD ↗
$312.3M RAUM · 16 reps · (239) 593-5525 · dstnews.org
ComplianceMarketing & brand
45
VECTORS ASSET MANAGEMENT notice-filed in FL. IAPD ↗
$844.5M RAUM · 4 reps · 212-431-0857 · vectorsresearch.com
ComplianceMarketing & brand
45
ALHAMBRA INVESTMENT MANAGEMENT LLC notice-filed in IL. IAPD ↗
$278.6M RAUM · 6 reps · 305-233-3772 · alhambrapartners.com
ComplianceMarketing & brand
45
MKD WEALTH notice-filed in IL. IAPD ↗
$425.8M RAUM · 5 reps · 248-418-5100
ComplianceMarketing & brand
45
HARFST AND ASSOCIATES, INC. notice-filed in NV. IAPD ↗
$721.7M RAUM · 4 reps · 307-218-5667 · harfstandassociates.com
ComplianceMarketing & brand
45
VISIONARY HORIZONS, LLC notice-filed in SC. IAPD ↗
$291.4M RAUM · 13 reps · 865-675-8496 · visionaryhorizons.com
ComplianceMarketing & brand
45
NIKULSKI FINANCIAL, INC. notice-filed in TN. IAPD ↗
$370.5M RAUM · 5 reps · 563-344-0118
ComplianceMarketing & brand
45
S HARRIS FINANCIAL GROUP, LLC notice-filed in NE. IAPD ↗
$351.9M RAUM · 5 reps · 210-547-3450
ComplianceMarketing & brand
45
SCALA CAPITAL LLC notice-filed in CO. IAPD ↗
$306.6M RAUM · 7 reps · 305-539-3850 · scala-capital.com
ComplianceMarketing & brand
45
USADVISORS WEALTH MANAGEMENT, LLC notice-filed in ND. IAPD ↗
$488.1M RAUM · 14 reps · 952-829-0000 · usadvisorswealth.com
ComplianceMarketing & brand
45
ASPEN WEALTH MANAGEMENT notice-filed in CO. IAPD ↗
$509.6M RAUM · 6 reps · 817-546-6353 · aspenwealthmgmt.com
ComplianceMarketing & brand
45
STRATEGY FINANCIAL GROUP notice-filed in UT. IAPD ↗
$279.9M RAUM · 5 reps · 602-343-9301 · calvingoetz.com
ComplianceMarketing & brand
45
BETA WEALTH GROUP, INC notice-filed in MA. IAPD ↗
$429.0M RAUM · 4 reps · 858-207-3377
ComplianceMarketing & brand
45
AM INVESTMENT STRATEGIES, LLC notice-filed in NC. IAPD ↗
$709.9M RAUM · 2 reps · 423-486-1888
ComplianceMarketing & brand
45
WINDROCK WEALTH MANAGEMENT notice-filed in MI. IAPD ↗
$290.6M RAUM · 3 reps · 312-650-9593 · windrockwealth.com
ComplianceMarketing & brand
45
FULLCIRCLE WEALTH LLC notice-filed in NH. IAPD ↗
$393.5M RAUM · 4 reps · 972-480-6200 · fullcircle-wealth.com
ComplianceMarketing & brand
45
GRADIENT CAPITAL ADVISORS, LLC notice-filed in NY. IAPD ↗
$637.5M RAUM · 6 reps · 619-255-0700 · gradientcapital.com
ComplianceMarketing & brand
45
NOVA R WEALTH, INC. notice-filed in IL. IAPD ↗
$412.0M RAUM · 5 reps · (913) 225-9201
ComplianceMarketing & brand
45
CADENT CAPITAL ADVISORS, LLC notice-filed in KS. IAPD ↗
$651.0M RAUM · 10 reps · 918-935-3450 · cadcapital.com
ComplianceMarketing & brand
45
CLG LLC notice-filed in MI. IAPD ↗
$953.8M RAUM · 20 reps · (310) 329-5150 · clgwm.com
ComplianceMarketing & brand
45
BMSS WESSON WEALTH SOLUTIONS notice-filed in TN. IAPD ↗
$577.1M RAUM · 6 reps · 205-982-5555 · bmsswesson.com
ComplianceMarketing & brand
45
LEBENTHAL GLOBAL ADVISORS, LLC notice-filed in MI. IAPD ↗
$820.0M RAUM · 24 reps · 516-785-1800
ComplianceMarketing & brand
45
XYPN INVEST notice-filed in AL. IAPD ↗
$321.0M RAUM · 29 reps · (360) 301-7579
ComplianceMarketing & brand
45
INDEPENDENT WEALTH NETWORK, INC. notice-filed in SD. IAPD ↗
$422.6M RAUM · 25 reps · 515-461-5123 · prescottfinancialadvisor.net
ComplianceMarketing & brand
45
TALON PRIVATE WEALTH, LLC notice-filed in PR. IAPD ↗
$876.9M RAUM · 8 reps · (352) 751-3200 · guardingyournestegg.com
ComplianceMarketing & brand
45
TRUFP notice-filed in TX. IAPD ↗
$334.1M RAUM · 4 reps · 770-205-4394 · investplanadvise.com
ComplianceMarketing & brand
45
HOHIMER WEALTH MANAGEMENT, LLC notice-filed in NV. IAPD ↗
$993.7M RAUM · 10 reps · 206-709-5955
ComplianceMarketing & brand
45
KEYSTONE PRIVATE WEALTH notice-filed in LA. IAPD ↗
$692.1M RAUM · 11 reps · (760) 818-7020
ComplianceMarketing & brand
45
SCHORN WEALTH notice-filed in VA. IAPD ↗
$367.8M RAUM · 8 reps · 610 399-1500 · schorn.net
ComplianceMarketing & brand
45
HORIZON FINANCIAL notice-filed in MA. IAPD ↗
$455.8M RAUM · 11 reps · 585-334-3600 · horizonfinancial.net
ComplianceMarketing & brand
45
REGIMEN WEALTH, LLC notice-filed in AL. IAPD ↗
$330.7M RAUM · 4 reps · 770-738-8200
ComplianceMarketing & brand
45
SYNERGY FG notice-filed in NC. IAPD ↗
$274.3M RAUM · 3 reps · 888-734-2006 X3
ComplianceMarketing & brand
45
COGENTBLUE notice-filed in MS. IAPD ↗
$566.0M RAUM · 3 reps · 865-309-5892 · cogentbluewealth.com
ComplianceMarketing & brand
45
BRADY FAMILY WEALTH, LLC notice-filed in FL. IAPD ↗
$306.4M RAUM · 3 reps · (314) 919-9151
ComplianceMarketing & brand
45
VANTAGE FINANCIAL PARTNERS, LLC notice-filed in AL. IAPD ↗
$810.7M RAUM · 12 reps · 262-439-8587 · vantagefinancialwi.com
ComplianceMarketing & brand
45
SPARTA WEALTH PARTNERS notice-filed in TX. IAPD ↗
$265.4M RAUM · 5 reps · 704-575-1148
ComplianceMarketing & brand
45
RANSOM ADVISORY notice-filed in FL. IAPD ↗
$265.5M RAUM · 1 reps · (401) 601-0185
ComplianceMarketing & brand
45
APOLLON FINANCIAL, LLC notice-filed in NH. IAPD ↗
$890.4M RAUM · 13 reps · 843-579-0018 · apollonfinancial.com
ComplianceMarketing & brand
45
TWIN PEAKS WEALTH ADVISORS notice-filed in NV. IAPD ↗
$410.4M RAUM · 9 reps · (650) 200-0308
ComplianceMarketing & brand
45
UPTICK PARTNERS, LLC notice-filed in NY. IAPD ↗
$688.1M RAUM · 7 reps · (936) 800-0800
ComplianceMarketing & brand
45
BLUESTEM WEALTH PARTNERS, LLC notice-filed in ND. IAPD ↗
$968.0M RAUM · 33 reps · 612-464-0372
ComplianceMarketing & brand
45
ROSSBY FINANCIAL, LLC notice-filed in ME. IAPD ↗
$358.6M RAUM · 2 reps · 321-209-0111
ComplianceMarketing & brand
45
SELBY LANE CAPITAL, LLC notice-filed in VA. IAPD ↗
$318.1M RAUM · 4 reps · 650-463-9511 · selbylane.com
ComplianceMarketing & brand
45
MARIDEA WEALTH MANAGEMENT notice-filed in CO. IAPD ↗
$469.2M RAUM · 15 reps · 347-289-5227 · hartshornegroup.com
ComplianceMarketing & brand
45
ADVANTAGE RETIREMENT GROUP notice-filed in MI. IAPD ↗
$518.3M RAUM · 4 reps · 239-561-1155 · advantageretirementgroup.com
ComplianceMarketing & brand
45
BRADY MARTZ WEALTH SOLUTIONS, LLC notice-filed in CT. IAPD ↗
$599.4M RAUM · 4 reps · 701-223-1717
ComplianceMarketing & brand
45
LIFELONG WEALTH ADVISORS, INC. notice-filed in NE. IAPD ↗
$615.1M RAUM · 8 reps · 651-444-6500
ComplianceMarketing & brand
45
PRASAD WEALTH PARTNERS notice-filed in PA. IAPD ↗
$486.0M RAUM · 5 reps · 216-313-9999 · prasadwealth.com
ComplianceMarketing & brand
45
PITCAIRN notice-filed in CA. IAPD ↗
$775.8M RAUM · 2 reps · 215-881-6144 · pitcairn.com
ComplianceMarketing & brand
45
MARTIN, JAVAN VON notice-filed in NE. IAPD ↗
$407.8M RAUM · 1 reps · 717-336-9229
ComplianceMarketing & brand
44
LARIMER CAPITAL CORPORATION notice-filed in MA, PA. IAPD ↗
$156.2M RAUM · 3 reps · 303-573-5511
ComplianceMarketing & brand
44
FINANCIAL TRUST ASSET MANAGEMENT CHARTERED notice-filed in GA, MA. IAPD ↗
$115.3M RAUM · 4 reps · 561-391-8188 · financialtrust.net
ComplianceMarketing & brand
44
SCHULMERICH & ASSOCIATES ASSET MANAGEMENT, LLC notice-filed in CA, WA. IAPD ↗
$118.0M RAUM · 2 reps · 503-672-7750 · schulmerichandassoc.com
ComplianceMarketing & brand
44
BOLDIN ADVISORS notice-filed in MO, NH. IAPD ↗
$0 RAUM · 6 reps · 415-462-5665 · newretirementadvisors.com
ComplianceMarketing & brand
44
CIMARRON WEALTH MANAGEMENT, INC. notice-filed in ID, WA. IAPD ↗
$230.5M RAUM · 5 reps · 970-249-9882
ComplianceMarketing & brand
44
TENON FINANCIAL notice-filed in FL, PA. IAPD ↗
$208.3M RAUM · 3 reps · 732-902-0066 · tenonfinancial.com
ComplianceMarketing & brand
44
OPTIMA CAPITAL MANAGEMENT notice-filed in NE, NH. IAPD ↗
$116.5M RAUM · 4 reps · 480-757-9052
ComplianceMarketing & brand
44
IA NETWORK, LLC notice-filed in CO, IN. IAPD ↗
$183.5M RAUM · 4 reps · 704-272-1211
ComplianceMarketing & brand
44
ECHELONS CAPITAL, LLC notice-filed in IL, LA. IAPD ↗
$127.1M RAUM · 1 reps · 706-372-4218 · echelonscapital.com
ComplianceMarketing & brand
44
NEW HORIZONS WEALTH MANAGEMENT notice-filed in NC, TX. IAPD ↗
$187.1M RAUM · 4 reps · 973-540-1066 · enjoymore30s.com
ComplianceMarketing & brand
44
ALTITUDE CAPITAL MANAGEMENT LLC notice-filed in AR, OH. IAPD ↗
$49.4M RAUM · 16 reps · 515-207-3310 · altitudecm.com
ComplianceMarketing & brand
44
EXPRESSIVE WEALTH LLC notice-filed in AL, NY. IAPD ↗
$131.1M RAUM · 7 reps · 847-595-8812 · expressivewealth.com
ComplianceMarketing & brand
44
CURTIS CAPITAL ADVISORS notice-filed in MO, TX. IAPD ↗
$125.5M RAUM · 2 reps · 913-344-5443
ComplianceMarketing & brand
44
LFG WEALTH PARTNERS, LLC notice-filed in NH, TX. IAPD ↗
$112.0M RAUM · 7 reps · 877-573-2043
ComplianceMarketing & brand
44
THE BREIT GROUP notice-filed in NY, TX. IAPD ↗
$102.2M RAUM · 1 reps · (704) 502-6069 · thebreitgroup.com
ComplianceMarketing & brand
44
GREENSTONE BELT WEALTH ADVISORS, LLC notice-filed in CA, TX. IAPD ↗
$0 RAUM · 2 reps · 312-952-6550
ComplianceMarketing & brand
44
BELLINGRATH WEALTH MANAGEMENT, L.L.C. notice-filed in MS, TX. IAPD ↗
$0 RAUM · 4 reps · 646-395-3900 · bellingrathwealth.com
ComplianceMarketing & brand
42
AMUNI FINANCIAL, INC. notice-filed in NH. IAPD ↗
$159.7M RAUM · 11 reps · 727-825-0522 · amuni.com
ComplianceMarketing & brand
42
GEORGE M. HILLER COMPANIES, LLC notice-filed in LA. IAPD ↗
$170.2M RAUM · 5 reps · 404-365-0222 · georgehiller.com
ComplianceMarketing & brand
42
OVERRIDGE WEALTH ADVISORS notice-filed in CO. IAPD ↗
$238.2M RAUM · 7 reps · 817-738-1451
ComplianceMarketing & brand
42
ELM3 FINANCIAL GROUP, LLC notice-filed in TN. IAPD ↗
$159.1M RAUM · 2 reps · 678-297-9500
ComplianceMarketing & brand
42
FINLEY WEALTH ADVISORS notice-filed in FL. IAPD ↗
$119.5M RAUM · 2 reps · 239-267-7500 · mywealthadvisor.com
ComplianceMarketing & brand
42
BAUMAN WEALTH ADVISORS notice-filed in AZ. IAPD ↗
$118.3M RAUM · 5 reps · 702-897-9997
ComplianceMarketing & brand
42
INTEGRITY INVESTMENT ADVISORS notice-filed in AZ. IAPD ↗
$168.0M RAUM · 2 reps · 303-549-4720
ComplianceMarketing & brand
42
REDWOOD FINANCIAL NETWORK notice-filed in PA. IAPD ↗
$226.0M RAUM · 8 reps · 440-287-5020 · redwoodfn.com
ComplianceMarketing & brand
42
CASCADE WEALTH ADVISORS, INC notice-filed in LA. IAPD ↗
$162.5M RAUM · 3 reps · 509-886-8866 · cascade-wealth.com
ComplianceMarketing & brand
42
RBF CAPITAL MANAGEMENT, INC. notice-filed in NE. IAPD ↗
$138.1M RAUM · 1 reps · 941-870-1944
ComplianceMarketing & brand
42
HILEY HUNT WEALTH MANAGEMENT, INC. notice-filed in KS. IAPD ↗
$241.7M RAUM · 3 reps · 402-504-9347
ComplianceMarketing & brand
42
NORTHLANDING FINANCIAL PARTNERS, LLC notice-filed in NH. IAPD ↗
$129.3M RAUM · 2 reps · (585) 497-5000
ComplianceMarketing & brand
42
MRP CAPITAL INVESTMENTS, LLC notice-filed in NC. IAPD ↗
$201.1M RAUM · 3 reps · 404-274-7851
ComplianceMarketing & brand
42
MD FINANCIAL ADVISORS / VESTMENT FINANCIAL notice-filed in MD. IAPD ↗
$243.2M RAUM · 11 reps · (888) 256-6855
ComplianceMarketing & brand
42
INVARIANT INVESTMENT MANAGEMENT notice-filed in KY. IAPD ↗
$135.9M RAUM · 6 reps · (717) 317-9006 · invariantinvestments.com
ComplianceMarketing & brand
42
LFN ADVISORS INC. notice-filed in NY. IAPD ↗
$15.7M RAUM · 3 reps · 616-589-4004
ComplianceMarketing & brand
42
MHS ADVISORY SERVICES, LLC notice-filed in TX. IAPD ↗
$238.5M RAUM · 7 reps · 952-541-9201 · mhscos.com
ComplianceMarketing & brand
42
CITY CENTER ADVISORS, LLC notice-filed in WI. IAPD ↗
$132.4M RAUM · 6 reps · 888-267-1321
ComplianceMarketing & brand
42
BRILLIANT ADVICE, LLC notice-filed in TX. IAPD ↗
$204.4M RAUM · 2 reps · 513-703-2100 · brilliantadvice.net
ComplianceMarketing & brand
42
C2C WEALTH MANAGEMENT, LLC notice-filed in NV. IAPD ↗
$165.3M RAUM · 1 reps · (646) 222-7440 · c2cwealth.com
ComplianceMarketing & brand
42
Q3 ADVISORS, LLC notice-filed in NV. IAPD ↗
$0 RAUM · 12 reps · 720-730-9892
ComplianceMarketing & brand
42
GREAT PATH PLANNING notice-filed in NC. IAPD ↗
$144.3M RAUM · 2 reps · 845-397-7284 · greatpath.com
ComplianceMarketing & brand
42
KANANI ADVISORY GROUP INC. notice-filed in VA. IAPD ↗
$201.5M RAUM · 4 reps · (949) 502-7001 · kananiadvisorygroup.com
ComplianceMarketing & brand
42
BRIXTON CAPITAL WEALTH ADVISORS, LLC notice-filed in AZ. IAPD ↗
$176.7M RAUM · 4 reps · 516-222-5300 · brixtonwealth.com
ComplianceMarketing & brand
42
MILLENNIAL WEALTH notice-filed in OR. IAPD ↗
$203.7M RAUM · 3 reps · (206) 207-8426
ComplianceMarketing & brand
42
JOURNEY BEYOND WEALTH notice-filed in UT. IAPD ↗
$226.1M RAUM · 4 reps · 678-331-7900
ComplianceMarketing & brand
42
EMCEE INVEST notice-filed in FL. IAPD ↗
$0 RAUM · 2 reps · (201) 366-2224
ComplianceMarketing & brand
42
PROXY WEALTH ADVISORS LLC notice-filed in IN. IAPD ↗
$90.0M RAUM · 11 reps · 646-289-5075 · proxywealth.com
ComplianceMarketing & brand
42
CAVU WEALTH MANAGEMENT notice-filed in HI. IAPD ↗
$175.0M RAUM · 7 reps · 858-360-7800 · cavuwealthmanagement.com
ComplianceMarketing & brand
42
KENNONDALE CAPITAL MANAGEMENT notice-filed in KY. IAPD ↗
$100.4M RAUM · 3 reps · (804) 350-3368 · kennondale.com
ComplianceMarketing & brand
42
MOULTON WEALTH MANAGEMENT, INC notice-filed in NH. IAPD ↗
$144.0M RAUM · 3 reps · 509-922-3110 · moultonwealth.com
ComplianceMarketing & brand
42
WESTVIEW INVESTMENT ADVISORS notice-filed in TX. IAPD ↗
$196.8M RAUM · 3 reps · 802-489-5342
ComplianceMarketing & brand
42
FREEDOM FAMILY OFFICE, LLC notice-filed in LA. IAPD ↗
$143.5M RAUM · 3 reps · (855) 540-0400 · talktofreedom.com
ComplianceMarketing & brand
42
TOBERMAN BECKER WEALTH, LLC notice-filed in NH. IAPD ↗
$115.1M RAUM · 2 reps · (314) 783-9860
ComplianceMarketing & brand
42
CABIN ADVISORS, LLC notice-filed in WI. IAPD ↗
$133.6M RAUM · 14 reps · 913-933-3351 · financialarchitects.com
ComplianceMarketing & brand
42
THE CLIFFORD GROUP LLC notice-filed in NC. IAPD ↗
$204.2M RAUM · 3 reps · (617) 600-2083 · thecliffordgrp.com
ComplianceMarketing & brand
42
ALPHA ZERO LLC notice-filed in OR. IAPD ↗
$183.2M RAUM · 7 reps · (561) 576-2599 · alphazerowealth.com
ComplianceMarketing & brand
42
RETIREMENT FINANCIAL GROUP, LLC notice-filed in MA. IAPD ↗
$153.3M RAUM · 3 reps · 409-908-4160
ComplianceMarketing & brand
42
HERITAGE ASSET MANAGEMENT, LLC notice-filed in AL. IAPD ↗
$130.0M RAUM · 2 reps · 816-348-2060 · heritage-kc.com
ComplianceMarketing & brand
42
MAGNOLIA PRIVATE WEALTH, LLC notice-filed in TX. IAPD ↗
$225.7M RAUM · 4 reps · 5714771375 · magnoliapw.com
ComplianceMarketing & brand
42
WISER ADVISOR GROUP notice-filed in WY. IAPD ↗
$115.1M RAUM · 2 reps · 480-500-9055
ComplianceMarketing & brand
42
BACKBONE PLANNING PARTNERS LLC notice-filed in ID. IAPD ↗
$91.5M RAUM · 2 reps · 702569716 · backboneplanning.com
ComplianceMarketing & brand
42
MATRIARCH WEALTH MANAGEMENT, LLC notice-filed in TX. IAPD ↗
$176.1M RAUM · 2 reps · (973)979-7609 · matriarchwm.com
ComplianceMarketing & brand
42
LIFEGOAL WEALTH ADVISORS LLC notice-filed in AZ. IAPD ↗
$175.0M RAUM · 3 reps · 607-434-0742
ComplianceMarketing & brand
42
SOUND ADVISORY notice-filed in NH. IAPD ↗
$69.9M RAUM · 6 reps · (208)254-0142
ComplianceMarketing & brand
42
MISSION HILLS FINANCIAL ADVISORY LLC notice-filed in AZ. IAPD ↗
$208.7M RAUM · 3 reps · 619-294-9420 · missionhillsfinancial.com
ComplianceMarketing & brand
42
KILTER GROUP notice-filed in MD. IAPD ↗
$202.1M RAUM · 4 reps · 646-438-6557 · kiltergroup.com
ComplianceMarketing & brand
42
BERLIN WEALTH GROUP ADVISORS notice-filed in DC. IAPD ↗
$1.4M RAUM · 3 reps · +1 310 696 3704 · berlin-wealthadvisors.com
ComplianceMarketing & brand
42
ZERO DAY CAPITAL ENTERPRISES LLC notice-filed in MI. IAPD ↗
$38.2M RAUM · 15 reps · 702 271 3265 · zerodaycapital.com
ComplianceMarketing & brand
42
ABUNDANT WEALTH MANAGEMENT LLC notice-filed in MA. IAPD ↗
$0 RAUM · 2 reps · 203-661-3441 · abundant-wealth.com
ComplianceMarketing & brand
42
WEALTHPRIME notice-filed in AR. IAPD ↗
$0 RAUM · 2 reps · 8557746340 · wealthprime.com
ComplianceMarketing & brand
42
BIRCH FINANCIAL GROUP notice-filed in CA. IAPD ↗
$221.3M RAUM · 2 reps · 603-338-3838 · birchfinancialgroup.com
ComplianceMarketing & brand
42
CHURCHILL FINANCIAL ADVISORS, LLC notice-filed in NM. IAPD ↗
$243.8M RAUM · 3 reps · 502-895-3535 · churchillfa.com
ComplianceMarketing & brand
42
FLFS ADVISORY LLC notice-filed in NH. IAPD ↗
$142.2M RAUM · 3 reps · 646-395-3900
ComplianceMarketing & brand
42
HOLISTIC FINANCE LLC notice-filed in PA. IAPD ↗
$0 RAUM · 2 reps · 808-746-7774 · holisticfinance.com
ComplianceMarketing & brand
42
ASA ASSET MANAGEMENT LLC notice-filed in FL. IAPD ↗
$32.5M RAUM · 6 reps · 646-727-4151
ComplianceMarketing & brand
42
PIVOT CAPITAL PARTNERS LLC notice-filed in AL. IAPD ↗
$0 RAUM · 2 reps · 888-585-9981 · pivotcapitalllc.com
ComplianceMarketing & brand
42
SAMARA CAPITAL notice-filed in TX. IAPD ↗
$0 RAUM · 3 reps · 503-741-2167 · samara-capital.com
ComplianceMarketing & brand
42
SPREADWISE LLC notice-filed in TX. IAPD ↗
$0 RAUM · 1 reps · 561-779-1764
ComplianceMarketing & brand
39
SMA CAPITAL LLC notice-filed in HI, IL, NY. IAPD ↗institutional
$314.4M RAUM · 7 reps · (860) 839-0074 · smacap.com
ComplianceMarketing & brand
35
ACADEMY ASSET MANAGEMENT notice-filed in AL. IAPD ↗institutional
$598.4M RAUM · 3 reps · 646-341-6869
ComplianceMarketing & brand
34
NERDWALLET ADVISORY notice-filed in ND, VT. IAPD ↗institutional
$0 RAUM · 1 reps · 415-549-8913 · nerdwalletplanning.quinnadvisor.com
ComplianceMarketing & brand
32
CAPITAL CLIENT GROUP, INC. notice-filed in CT. IAPD ↗institutional
$0 RAUM · 655 reps · 213-486-9200
ComplianceMarketing & brand
32
BRIDGEWATER ASSOCIATES, LP notice-filed in CA. IAPD ↗fund
$136.49B RAUM · 254 reps · 203-226-3030
ComplianceMarketing & brand
32
INFINITY CAPITAL ADVISORS, LLC notice-filed in NY. IAPD ↗fund
$1.35B RAUM · 3 reps · 404-458-4448
ComplianceMarketing & brand
32
HKW MANAGEMENT, LLC notice-filed in TX. IAPD ↗institutional
$0 RAUM · 5 reps · 317-590-7401
ComplianceMarketing & brand
30
HAMMOND, KENNEDY, WHITNEY & COMPANY, INC. notice-filed in TX. IAPD ↗fund
$660.6M RAUM · 7 reps · 317-590-7401
ComplianceMarketing & brand
30
AGIS MANAGEMENT LLC notice-filed in DC. IAPD ↗fund
$588.1M RAUM · 16 reps · 617-350-9894 · agiscapital.com
ComplianceMarketing & brand
30
GREYBULL ADVISORS, LLC notice-filed in NC. IAPD ↗fund
$310.8M RAUM · 6 reps · (307) 364-6400
ComplianceMarketing & brand
30
6TH MAN VENTURES, LLC notice-filed in CT. IAPD ↗fund
$376.6M RAUM · 5 reps · 646-321-9580 · 6thman.ventures
ComplianceMarketing & brand
30
CLEARLIST CAPITAL LLC notice-filed in DE. IAPD ↗fund
$434.1M RAUM · 2 reps · 212-207-1370 · clearlist.com
ComplianceMarketing & brand
30
MW ADVISOR, LLC notice-filed in DE. IAPD ↗fund
$260.2M RAUM · 19 reps · 212-500-3000
ComplianceMarketing & brand
15
SSA WEALTH ADVISORS notice-filed in CA. IAPD ↗foreign
$675.1M RAUM · 6 reps · +41 44 206 60 40 · ssa-wa.com
ComplianceMarketing & brand
15
BMO NESBITT BURNS SECURITIES LTD. notice-filed in LA. IAPD ↗foreign
$932.0M RAUM · 199 reps · 416-359-4000 · uswealth.bmo.com
ComplianceMarketing & brand
12
WELLINGTON-ALTUS USA INC. notice-filed in LA. IAPD ↗foreign
$126.9M RAUM · 69 reps · 888-315-8729
ComplianceMarketing & brand
new registration — 182 Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
95
MONEY MANAGERS INC (SAN ANTONIO, TX) is newly SEC-registered with $123.2M RAUM and 4 advisory reps. IAPD ↗
$123.2M RAUM · 4 reps · (210)349-9494 · moneymanagersinctx.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
DEWITT CAPITAL MANAGEMENT (COLLEGEVILLE, PA) is newly SEC-registered with $110.9M RAUM and 3 advisory reps. IAPD ↗
$110.9M RAUM · 3 reps · 610-910-9110 · dewittcm.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
ANDERSON GRIGGS INVESTMENTS (ROCK HILL, SC) is newly SEC-registered with $120.3M RAUM and 3 advisory reps. IAPD ↗
$120.3M RAUM · 3 reps · 803-324-5044 · andersongriggs.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
MILLENIA FINANCIAL PARTNERS, LLC (location n/a) is newly SEC-registered with $115.8M RAUM and 1 advisory reps. IAPD ↗
$115.8M RAUM · 1 reps · 908-268-5550
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
FORTUNE FINANCIAL GROUP, INC. (GLEN ELLYN, IL) is newly SEC-registered with $107.0M RAUM and 3 advisory reps. IAPD ↗
$107.0M RAUM · 3 reps · 630-942-9007 · fortunefinancialgroup.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
THE STEWARDSHIP CENTER, INC. (location n/a) is newly SEC-registered with $135.1M RAUM and 2 advisory reps. IAPD ↗
$135.1M RAUM · 2 reps · 800-528-6191 · thestewardshipcenter.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
JJSA ADVISORS, LTD. (VIRGINIA BEACH, VA) is newly SEC-registered with $127.9M RAUM and 2 advisory reps. IAPD ↗
$127.9M RAUM · 2 reps · 757-473-0004 · jjsadvisors.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
MARATHON STRATEGIC ADVISORS, LLC (PITTSBURGH, PA) is newly SEC-registered with $130.4M RAUM and 1 advisory reps. IAPD ↗
$130.4M RAUM · 1 reps · 740-282-5198 · mstrategic.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
FORREST FINANCIAL SERVICES (WINDSOR HEIGHTS, IA) is newly SEC-registered with $127.0M RAUM and 2 advisory reps. IAPD ↗
$127.0M RAUM · 2 reps · (515) 277-3495 · forrestfinancialservices.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
THE JENKINS GROUP (ALBANY, GA) is newly SEC-registered with $220.7M RAUM and 3 advisory reps. IAPD ↗
$220.7M RAUM · 3 reps · 229-883-8028
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
NEW ENGLAND SCHOONER, INC. (PEABODY, MA) is newly SEC-registered with $130.8M RAUM and 4 advisory reps. IAPD ↗
$130.8M RAUM · 4 reps · 978-977-4757 · neschooner.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
FIVE SEASONS FINANCIAL PLANNING LLC (SALT LAKE CITY, UT) is newly SEC-registered with $109.3M RAUM and 1 advisory reps. IAPD ↗
$109.3M RAUM · 1 reps · 801-272-0902 · fiveseasonsfinancialplanning.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
ARGENT WEALTH MANAGEMENT, INC. (ROUND ROCK, TX) is newly SEC-registered with $137.8M RAUM and 2 advisory reps. IAPD ↗
$137.8M RAUM · 2 reps · 512-238-6883 · awmtx.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
LIBERTY ASSET MANAGEMENT (ALLENTOWN, PA) is newly SEC-registered with $106.2M RAUM and 5 advisory reps. IAPD ↗
$106.2M RAUM · 5 reps · 610 398-7333
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
PEAK AMERICAN INVESTMENT ADVISORS, INC. (PLANO, TX) is newly SEC-registered with $100.4M RAUM and 11 advisory reps. IAPD ↗
$100.4M RAUM · 11 reps · 800-513-3243 · peakamericanfinancial.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
MASONBORO ADVISORS (WILMINGTON, NC) is newly SEC-registered with $155.9M RAUM and 7 advisory reps. IAPD ↗
$155.9M RAUM · 7 reps · 910-742-0509 · thecortrogersproject.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
SIDOXIA CAPITAL MANAGEMENT, LLC (NEWPORT BEACH, CA) is newly SEC-registered with $126.7M RAUM and 2 advisory reps. IAPD ↗
$126.7M RAUM · 2 reps · 949-258-4322 · sidoxia.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
THE SHERRY GROUP, INC. (MOUNTAIN HOME, AR) is newly SEC-registered with $111.9M RAUM and 3 advisory reps. IAPD ↗
$111.9M RAUM · 3 reps · 870-425-8252
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
STRUCTURED WEALTH MANAGEMENT, INC. (TOLEDO, OH) is newly SEC-registered with $169.0M RAUM and 2 advisory reps. IAPD ↗
$169.0M RAUM · 2 reps · 419-517-1227 · structuredplan.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
CRESCENT CITY RETIREMENT GROUP (METAIRIE, LA) is newly SEC-registered with $109.0M RAUM and 1 advisory reps. IAPD ↗
$109.0M RAUM · 1 reps · 504-828-2171 · theretirementkeys.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
SKYLINE FINANCIAL NORTHWEST (PORTLAND, OR) is newly SEC-registered with $111.3M RAUM and 2 advisory reps. IAPD ↗
$111.3M RAUM · 2 reps · 888-739-7369 · skylinefinancialnw.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
THE CARROLL GROUP, INC. (location n/a) is newly SEC-registered with $133.7M RAUM and 1 advisory reps. IAPD ↗
$133.7M RAUM · 1 reps · 404-285-5811
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
AMERICAN COMMUNITY WEALTH MANAGEMENT, LLC (CRYSTAL LAKE, IL) is newly SEC-registered with $115.9M RAUM and 4 advisory reps. IAPD ↗
$115.9M RAUM · 4 reps · 815-479-9024
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
GROSS DOMESTIC PRODUCT, INC (location n/a) is newly SEC-registered with $119.7M RAUM and 1 advisory reps. IAPD ↗
$119.7M RAUM · 1 reps · 310-341-2890
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
ASCENDOR WEALTH, LLC (WILMINGTON, NC) is newly SEC-registered with $116.8M RAUM and 5 advisory reps. IAPD ↗
$116.8M RAUM · 5 reps · 910-790-0122
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
BISON INVESTMENT ADVISORS, LLC (THE WOODLANDS, TX) is newly SEC-registered with $140.1M RAUM and 2 advisory reps. IAPD ↗
$140.1M RAUM · 2 reps · 281-665-3616 · bisoninvestmentadvisors.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
ICOM ADVISORS, LLC (location n/a) is newly SEC-registered with $123.4M RAUM and 4 advisory reps. IAPD ↗
$123.4M RAUM · 4 reps · 985-373-3504 · icom.hostedbybread.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
TKC WEALTH MANAGEMENT LLC (DALLAS, TX) is newly SEC-registered with $121.8M RAUM and 5 advisory reps. IAPD ↗
$121.8M RAUM · 5 reps · 214-389-2000 · tkcadvisors.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
MCGUIRE CAPITAL ADVISORS, INC. (BETHANY, OK) is newly SEC-registered with $116.1M RAUM and 4 advisory reps. IAPD ↗
$116.1M RAUM · 4 reps · 405-378-2233 · mcguirecap.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
STRATFI (WILMINGTON, DE) is newly SEC-registered with $104.5M RAUM and 2 advisory reps. IAPD ↗
$104.5M RAUM · 2 reps · 302-884-6742
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
PUREWATER CAPITAL, LLC (FORT WORTH, TX) is newly SEC-registered with $111.6M RAUM and 3 advisory reps. IAPD ↗
$111.6M RAUM · 3 reps · (817) 416-8680
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
NORTHERN LIGHTS ADVISORS, INC. (SEATTLE, WA) is newly SEC-registered with $131.7M RAUM and 3 advisory reps. IAPD ↗
$131.7M RAUM · 3 reps · 206-203-6638
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
ARBOR WEALTH MANAGEMENT, LLC (TEMPE, AZ) is newly SEC-registered with $107.3M RAUM and 2 advisory reps. IAPD ↗
$107.3M RAUM · 2 reps · 480-818-8300
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
PACIFIC EXCEL WEALTH ADVISORS, INC. (WALNUT CREEK, CA) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · (925) 464-7445 · pacificexcel.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
BRIDGE FINANCIAL PLANNING, LLC (location n/a) is newly SEC-registered with $93.3M RAUM and 2 advisory reps. IAPD ↗
$93.3M RAUM · 2 reps · 423-933-2722
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
ARK ROYAL WEALTH MANAGEMENT LLC (RALEIGH, NC) is newly SEC-registered with $139.3M RAUM and 3 advisory reps. IAPD ↗
$139.3M RAUM · 3 reps · 919-710-8665
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
RENAISSANCE ADVISORS (RIDGELAND, MS) is newly SEC-registered with $147.6M RAUM and 2 advisory reps. IAPD ↗
$147.6M RAUM · 2 reps · 601-714-1034 · renadv.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
SONNET, LLC (SPRING, TX) is newly SEC-registered with $117.5M RAUM and 4 advisory reps. IAPD ↗
$117.5M RAUM · 4 reps · 281-404-4346 · sonnetinvest.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
BIREME CAPITAL, LLC (ROCKVILLE, MD) is newly SEC-registered with $168.4M RAUM and 2 advisory reps. IAPD ↗
$168.4M RAUM · 2 reps · (813) 603-2615
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
GRANADA WEALTH MANAGEMENT, LLC (DAVIDSON, NC) is newly SEC-registered with $151.1M RAUM and 1 advisory reps. IAPD ↗
$151.1M RAUM · 1 reps · 888-928-9728 · granadawm.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
ANTIGRAVITY INVESTMENTS (location n/a) is newly SEC-registered with $520,030 RAUM and 2 advisory reps. IAPD ↗
$520,030 RAUM · 2 reps · 650-273-6362
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
SECURE WEALTH, INC. (BOCA RATON, FL) is newly SEC-registered with $113.0M RAUM and 3 advisory reps. IAPD ↗
$113.0M RAUM · 3 reps · 561-340-2667
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
OLIVE STREET CAPITAL PARTNERS LLC (LOS ANGELES, CA) is newly SEC-registered with $145.3M RAUM and 1 advisory reps. IAPD ↗
$145.3M RAUM · 1 reps · 3105041101
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
LEXINGTON HILL PARTNERS, LLC (DALLAS, TX) is newly SEC-registered with $170.7M RAUM and 5 advisory reps. IAPD ↗
$170.7M RAUM · 5 reps · 214-225-1891 · lexingtonhillpartners.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
LEGACY FINANCIAL ADVISORS (location n/a) is newly SEC-registered with $115.8M RAUM and 3 advisory reps. IAPD ↗
$115.8M RAUM · 3 reps · 912-634-8338 · legacyfallc.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
TRUE BLUE FINANCIAL, LLC (STEVENSVILLE, MI) is newly SEC-registered with $193.7M RAUM and 4 advisory reps. IAPD ↗
$193.7M RAUM · 4 reps · (269) 982-2710
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
STRATEGIC ADVISORY PARTNERS (GREENSBORO, NC) is newly SEC-registered with $124.3M RAUM and 3 advisory reps. IAPD ↗
$124.3M RAUM · 3 reps · 336-790-2560 · strategicadvisorypartners.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
M2G VENTURES LLC (FORT WORTH, TX) is newly SEC-registered with $156.2M RAUM and 15 advisory reps. IAPD ↗
$156.2M RAUM · 15 reps · 817-898-8515
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
LYON WEALTH ADVISORS (CHARLOTTE, NC) is newly SEC-registered with $198.4M RAUM and 3 advisory reps. IAPD ↗
$198.4M RAUM · 3 reps · 704-424-9780
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
MICA CREEK CAPITAL LLC (STEAMBOAT SPRINGS, CO) is newly SEC-registered with $169.8M RAUM and 2 advisory reps. IAPD ↗
$169.8M RAUM · 2 reps · 917-399-0058
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
BUENWEALTH (MIAMI, FL) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · (786) 702 0078 · buenbit.onelink.me
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
STONEBRIAR WEALTH, LLC (LEHI, UT) is newly SEC-registered with $100.0M RAUM and 4 advisory reps. IAPD ↗
$100.0M RAUM · 4 reps · 385-314-3300 · stonebriarwealthadvisors.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
RIDGEGATE ADVISORS, LLC (ENGLEWOOD, CO) is newly SEC-registered with $0 RAUM and 7 advisory reps. IAPD ↗
$0 RAUM · 7 reps · 303-791-2253 · ridgegatefinancial.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
LEGACY WEALTH ADVISOR LLC (LYNCHBURG, VA) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · (434) 266-8044
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
SHARP WEALTH MANAGEMENT (SPRINGFIELD, MO) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 417-990-5412 · sharpwm.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
OAKWORTH ASSET MANAGEMENT, LLC (BIRMINGHAM, AL) is newly SEC-registered with $0 RAUM and 15 advisory reps. IAPD ↗
$0 RAUM · 15 reps · 205-263-4700
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
CRECER (location n/a) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 415-295-2054
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
CEDAR COVE WEALTH PARTNERS (BLOOMINGTON, MN) is newly SEC-registered with $0 RAUM and 11 advisory reps. IAPD ↗
$0 RAUM · 11 reps · 952-358-3456 · cedarcovewealth.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
CROSSGEN WEALTH LLC (GREENVILLE, NC) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 919-669-4355 · crossgenwealth.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
INTEGRATIVE PLANNING, INC. (CORNELIUS, NC) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · (704) 947-8444
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
SENSTOMI (location n/a) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 773-520-5952 · senstomi.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
TRITONPOINT CAPITAL, LLC (CHEVY CHASE, MD) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 301-799-9001
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
INTER ADVISORS LLC (MIAMI, FL) is newly SEC-registered with $0 RAUM and 6 advisory reps. IAPD ↗
$0 RAUM · 6 reps · 888-305-7264 · inter.co
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
KUBENCE (location n/a) is newly SEC-registered with $0 RAUM and 4 advisory reps. IAPD ↗
$0 RAUM · 4 reps · 650-308-8398 · kubence.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
ACHIEVE RETIREMENT & WEALTH MANAGEMENT, LLC (RIDGEFIELD, CT) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · (203) 642-6781
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
CIO CAPITAL GROUP LLC (NEW YORK, NY) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 212-609-2087 · ciocapitalgroup.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
HANOVER SQUARE WEALTH ADVISORS LLC (location n/a) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 336-444-2680 · hanoversquarewa.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
PRIVATE WEALTH CONSULTING, LLC (location n/a) is newly SEC-registered with $0 RAUM and 4 advisory reps. IAPD ↗
$0 RAUM · 4 reps · (816) 888-9888
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
SIMCO FINANCIAL (CANANDAIGUA, NY) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · (585) 750-2818 · simcoservices.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
ELEVATE WEALTH MANAGEMENT (SHERIDAN, WY) is newly SEC-registered with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · 307 461-5550 · elevateasset.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
WALDO.AI, INC. (NEW HAVEN, CT) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 203 722 5218 · waldo.finance
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
Z3 CAPITAL PARTNERS (RICHMOND, VA) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 804-256-1770 · z3capital.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
LAUREL OAK WEALTH MANAGEMENT, LLC (MARLTON, NJ) is newly SEC-registered with $0 RAUM and 11 advisory reps. IAPD ↗
$0 RAUM · 11 reps · 856-797-0200
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
1330 ADVISORS, LLC (ST. PETERSBURG, FL) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 813-758-1430
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
ROY INVESTMENT ADVISORS (LANCASTER, PA) is newly SEC-registered with $0 RAUM and 5 advisory reps. IAPD ↗
$0 RAUM · 5 reps · 717-278-3122
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
MEADOWBROOK ADVISORS LLC (MARSHFIELD, MA) is newly SEC-registered with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · (617) 800-0388
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
MONSON WEALTH MANAGEMENT LLC (location n/a) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 801-822-7977 · monsonwealth.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
N FINANCIAL PLANS (HUNTINGTON, NY) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 631-629-1794
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
ALLOCATOR SOLUTIONS, LLC (ST LOUIS, MO) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 314 882-9442
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
NERD WALLET WEALTH PARTNERS (NEW YORK, NY) is newly SEC-registered with $213.4M RAUM and 4 advisory reps. IAPD ↗
$213.4M RAUM · 4 reps · 917-723-1273 · nerdwalletwealthpartners.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
MAVS WEALTH MANAGEMENT GROUP, LLC (ST. PETERSBURG, FL) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 561-543-4340 · mavswealthgroup.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
SKM WEALTH MANAGEMENT, LLC (location n/a) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 203-518-0329
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
MACCO FINANCIAL GROUP, INC. (GREEN BAY, WI) is newly SEC-registered with $0 RAUM and 4 advisory reps. IAPD ↗
$0 RAUM · 4 reps · (920) 617-6830 · maccofinancial.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
STONE LOFT WEALTH MANAGEMENT LLC (location n/a) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · (610) 812-9867
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
ARDEN GLOBAL FAMILY OFFICES LLC (PALO ALTO, CA) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 650-680-8160
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
ASCENSION ADVISORS (SCOTTSDALE, AZ) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 415-716-1666 · ascensionadvisors.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
DUCERE WEALTH MANAGEMENT (NEWPORT BEACH, CA) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 714-393-0959
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
TALKABOUTHEALTH DBA ADVIZMO (location n/a) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 917-710-1927
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
ROTHWELL INVESTMENT ADVISORS (SALEM, MA) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 978-387-9997 · maitlandfinancialgroup.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
ENDURING WEALTH MANAGEMENT, LLC (MERIDIAN, ID) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 208-409-0147 · enduringwealthmanagement.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
ARAGON FAMILY OFFICE LLC (HOMEWOOD, AL) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 719-244-4814
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
LEGACY ROAD LLC (location n/a) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 917-626-1042
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
90
WITT LAKE ASSET MANAGEMENT LLC (STAMFORD, CT) is newly SEC-registered with $1.11B RAUM and 1 advisory reps. IAPD ↗institutional
$1.11B RAUM · 1 reps · 203-487-8200 · wittlakeam.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
88
CANOPY CAPITAL GROUP (WINCHESTER, MA) is newly SEC-registered with $482.9M RAUM and 3 advisory reps. IAPD ↗institutional
$482.9M RAUM · 3 reps · 781-222-3972 · canopycapital.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
AUTILUS PARTNERS LLC (SANTA MONICA, CA) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗institutional
$0 RAUM · 2 reps · 1-310-759-8160
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
RENWAVE KORE, LLC (GREENWICH, CT) is newly SEC-registered with $1.22B RAUM and 10 advisory reps. IAPD ↗fund
$1.22B RAUM · 10 reps · 203-905-9236 · renwavekore.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
3A PARTNERS, LLC (COLUMBUS, OH) is newly SEC-registered with $0 RAUM and 4 advisory reps. IAPD ↗institutional
$0 RAUM · 4 reps · 614-406-8192 · 3apartners.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
PRITZKER ALTERNATIVE STRATEGIES (CHICAGO, IL) is newly SEC-registered with $0 RAUM and 6 advisory reps. IAPD ↗institutional
$0 RAUM · 6 reps · 312-447-6087 · pritzker-pas.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
VF ADVISORS, LLC (LOUISVILLE, KY) is newly SEC-registered with $0 RAUM and 6 advisory reps. IAPD ↗institutional
$0 RAUM · 6 reps · 502-208-2125 · whiskeycapitalfinance.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
MANISPACE CAPITAL (NEW YORK, NY) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 609-712-6527
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
LINCOLN CAPITAL ADVISERS LLC (CHICAGO, IL) is newly SEC-registered with $0 RAUM and 6 advisory reps. IAPD ↗institutional
$0 RAUM · 6 reps · 312-345-8780 · lpc.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
AWANI CAPITAL MANAGEMENT, LLC (FULTON, MD) is newly SEC-registered with $0 RAUM and 4 advisory reps. IAPD ↗institutional
$0 RAUM · 4 reps · (301) 798-5797
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
LIONSHARES LLC (BROOKLYN, NY) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 917-267-9033 · lionsharesetf.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
APHIAS CAPITAL, L.P. (SAN FRANCISCO, CA) is newly SEC-registered with $0 RAUM and 8 advisory reps. IAPD ↗institutional
$0 RAUM · 8 reps · 628-682-5672 · aphias.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
YORKVILLE AMERICA EQUITIES, LLC (MOUNTAINSIDE, NJ) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 201.985.8300
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
QUOTIENT WEALTH ASSET MANAGEMENT (DALLAS, TX) is newly SEC-registered with $0 RAUM and 4 advisory reps. IAPD ↗institutional
$0 RAUM · 4 reps · 469-912-2522
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
TCG STRATEGIC INCOME ADVISOR LLC (WEST PALM BEACH, FL) is newly SEC-registered with $0 RAUM and 5 advisory reps. IAPD ↗institutional
$0 RAUM · 5 reps · 561-530-3313 · tcgsx.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
EMERY PARTNERS, LLC (BOSTON, MA) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗institutional
$0 RAUM · 2 reps · 508-863-6672 · emerypartnersllc.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
BLUE OWL REAL ASSETS ADVISORS LLC (CHICAGO, IL) is newly SEC-registered with $0 RAUM and 110 advisory reps. IAPD ↗institutional
$0 RAUM · 110 reps · 212-419-3000 · blueowlproducts.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
VERBENA VALUE LP (WESTPORT, CT) is newly SEC-registered with $0 RAUM and 9 advisory reps. IAPD ↗institutional
$0 RAUM · 9 reps · 203-920-0611
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
FUSION QUANT TECHNOLOGIES (MIAMI, FL) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 773-872-1148 · moneyskool.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
EXTANT CAPITAL LLC (ALBANY, NY) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 917-595-6087 · extant-capital.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
WINTERBIRD PARTNERS LLC (location n/a) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · (617) 807-0183 · winterbirdpartners.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
83
ARBA CREDIT MANAGEMENT, L.P. (CONSHOHOCKEN, PA) is newly SEC-registered with $309.1M RAUM and 7 advisory reps. IAPD ↗fund
$309.1M RAUM · 7 reps · 484-598-2755 · arbacredit.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
83
GAP ASSET MANAGEMENT, LLC (SOUTH BEND, IN) is newly SEC-registered with $269.6M RAUM and 11 advisory reps. IAPD ↗fund
$269.6M RAUM · 11 reps · 574-485-2146 · graham-allen.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
83
HARRADEN CIRCLE INVESTMENTS, LLC (NEW YORK, NY) is newly SEC-registered with $451.8M RAUM and 5 advisory reps. IAPD ↗fund
$451.8M RAUM · 5 reps · (212) 832-0112 · harradencircle.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
83
GARDEN CITY MANAGEMENT, LLC (CHARLOTTE, NC) is newly SEC-registered with $286.3M RAUM and 4 advisory reps. IAPD ↗fund
$286.3M RAUM · 4 reps · 404-383-9233 · gardencityequity.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
83
AIGA CAPITAL PARTNERS LLC (JERSEY CITY, NJ) is newly SEC-registered with $251.2M RAUM and 6 advisory reps. IAPD ↗fund
$251.2M RAUM · 6 reps · 646-248-1250 · plexussolutions.services
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
83
BLUE OPAL CAPITAL, LLC (NEW YORK, NY) is newly SEC-registered with $321.9M RAUM and 3 advisory reps. IAPD ↗fund
$321.9M RAUM · 3 reps · (917) 576-1825 · blueopalcapital.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
83
OLD HICKORY PARTNERS MANAGEMENT, LP (AUSTIN, TX) is newly SEC-registered with $310.8M RAUM and 6 advisory reps. IAPD ↗fund
$310.8M RAUM · 6 reps · 512-579-4073
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
83
KBIT MANAGEMENT LTD. (location n/a) is newly SEC-registered with $306.1M RAUM and 13 advisory reps. IAPD ↗fund
$306.1M RAUM · 13 reps · 775-902-2099
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
83
ALIGNMENT GROWTH (NEW YORK, NY) is newly SEC-registered with $391.0M RAUM and 8 advisory reps. IAPD ↗fund
$391.0M RAUM · 8 reps · 646-844-5585 X101 · alignmentgrowth.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
83
PATHFINDER 360 MANAGEMENTCO, LLC (MINNETONKA, MN) is newly SEC-registered with $326.5M RAUM and 1 advisory reps. IAPD ↗fund
$326.5M RAUM · 1 reps · 612-308-5187 · pathfinderco.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
83
UNITY PARTNERS (DALLAS, TX) is newly SEC-registered with $291.5M RAUM and 14 advisory reps. IAPD ↗fund
$291.5M RAUM · 14 reps · 314-210-9702 · unitypartnerslp.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
83
REDEFINE VENTURES LLC (BOULDER, CO) is newly SEC-registered with $469.4M RAUM and 1 advisory reps. IAPD ↗fund
$469.4M RAUM · 1 reps · 310-877-9808 · redefineventures.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
83
THE BRYDON GROUP (WASHINGTON, D.C., DC) is newly SEC-registered with $314.9M RAUM and 12 advisory reps. IAPD ↗fund
$314.9M RAUM · 12 reps · 202-990-7605 · brydon.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
83
MAESTRIA PARTNERS LLC (ATLANTA, GA) is newly SEC-registered with $267.5M RAUM and 1 advisory reps. IAPD ↗fund
$267.5M RAUM · 1 reps · 317-460-2929 · maestriapartners.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
83
BAYHAWK CAPITAL LP (BOSTON, MA) is newly SEC-registered with $570.5M RAUM and 10 advisory reps. IAPD ↗fund
$570.5M RAUM · 10 reps · 202-494-2362
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
83
BROADWING CAPITAL MANAGEMENT LLC (DALLAS, TX) is newly SEC-registered with $422.2M RAUM and 9 advisory reps. IAPD ↗fund
$422.2M RAUM · 9 reps · 972-503-9776
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
83
TRIBUNE INVESTMENT GROUP (NEW YORK, NY) is newly SEC-registered with $367.8M RAUM and 6 advisory reps. IAPD ↗fund
$367.8M RAUM · 6 reps · 212-301-7652 · tribunelp.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
83
LONGUEVUE MANAGEMENT COMPANY LLC (METAIRIE, LA) is newly SEC-registered with $802.0M RAUM and 18 advisory reps. IAPD ↗fund
$802.0M RAUM · 18 reps · 504-293-3600 · lvcpartners.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
83
FOREWORD CAPITAL, LP (SAN FRANCISCO, CA) is newly SEC-registered with $351.7M RAUM and 5 advisory reps. IAPD ↗fund
$351.7M RAUM · 5 reps · 310-985-4149 · forewordcap.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
83
COGENUITY PARTNERS, LLC (SAN FRANCISCO, CA) is newly SEC-registered with $553.8M RAUM and 10 advisory reps. IAPD ↗fund
$553.8M RAUM · 10 reps · 628-204-6610 · cogenuity.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
80
BUCKHORN RESOURCES, LP (HOUSTON, TX) is newly SEC-registered with $248.7M RAUM and 6 advisory reps. IAPD ↗fund
$248.7M RAUM · 6 reps · 281-930-6030
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
80
BRX GLOBAL (GREENWICH, CT) is newly SEC-registered with $208.0M RAUM and 2 advisory reps. IAPD ↗fund
$208.0M RAUM · 2 reps · (203) 971-0751
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
80
BAUM CAPITAL PARTNERS MANAGEMENT, LLC (KANSAS CITY, MO) is newly SEC-registered with $222.2M RAUM and 7 advisory reps. IAPD ↗fund
$222.2M RAUM · 7 reps · 816-283-5200 · baumpartners.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
80
SEVEN SIX CAPITAL MANAGEMENT, LLC (NEW YORK, NY) is newly SEC-registered with $182.8M RAUM and 3 advisory reps. IAPD ↗fund
$182.8M RAUM · 3 reps · 212-230-9844 · sevensixcapital.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
80
BRIXEY & MEYER CAPITAL LLC (CINCINNATI, OH) is newly SEC-registered with $161.5M RAUM and 12 advisory reps. IAPD ↗fund
$161.5M RAUM · 12 reps · 513-762-2210 · brixeyandmeyercapital.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
80
EMMETT INVESTMENT MANAGEMENT, LP (NEW YORK, NY) is newly SEC-registered with $188.3M RAUM and 3 advisory reps. IAPD ↗fund
$188.3M RAUM · 3 reps · (646) 766-8251 · emmettpartners.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
80
MAVEN EQUITY PARTNERS, LLC (LARKSPUR, CA) is newly SEC-registered with $190.0M RAUM and 2 advisory reps. IAPD ↗fund
$190.0M RAUM · 2 reps · 415-203-8494 · mavenequitypartners.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
80
BD INVESTMENT PARTNERS, LLC (RALEIGH, NC) is newly SEC-registered with $169.5M RAUM and 8 advisory reps. IAPD ↗fund
$169.5M RAUM · 8 reps · 919-609-7395 · bdipartners.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
80
FRONTLINE HEALTHCARE PARTNERS (CHARLESTON, SC) is newly SEC-registered with $161.3M RAUM and 7 advisory reps. IAPD ↗fund
$161.3M RAUM · 7 reps · 854-500-9780 · frontlinehcp.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
80
YIELDPOINT (NEW YORK, NY) is newly SEC-registered with $170.4M RAUM and 2 advisory reps. IAPD ↗fund
$170.4M RAUM · 2 reps · 646-493-3623
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
80
NIHON GLOBAL GROWTH PARTNERS MANAGEMENT, INC. (NEW YORK, NY) is newly SEC-registered with $201.8M RAUM and 3 advisory reps. IAPD ↗fund
$201.8M RAUM · 3 reps · 929-265-0618 · nhggp.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
80
INTERALPEN PARTNERS, LLC (OMAHA, NE) is newly SEC-registered with $208.0M RAUM and 8 advisory reps. IAPD ↗fund
$208.0M RAUM · 8 reps · 402-933-1223 · interalpenpartners.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
80
ARIA GROWTH PARTNERS LP (NEW YORK, NY) is newly SEC-registered with $247.6M RAUM and 5 advisory reps. IAPD ↗fund
$247.6M RAUM · 5 reps · 2123909752
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
80
STONETREE INVESTMENT PARTNERS LLC (DALLAS, TX) is newly SEC-registered with $193.0M RAUM and 5 advisory reps. IAPD ↗fund
$193.0M RAUM · 5 reps · 214-226-2665 · stonetreeinvest.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
80
CROSSLAYER CAPITAL MANAGEMENT LLC (location n/a) is newly SEC-registered with $216.2M RAUM and 3 advisory reps. IAPD ↗fund
$216.2M RAUM · 3 reps · 415-797-1670 X100
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
80
SYNCRACY OPERATIONAL MANAGEMENT LLC (location n/a) is newly SEC-registered with $193.1M RAUM and 4 advisory reps. IAPD ↗fund
$193.1M RAUM · 4 reps · 805-341-2023 · syncracy.io
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
80
TRIDENT MANAGEMENT LLC (NEW YORK, NY) is newly SEC-registered with $150.4M RAUM and 8 advisory reps. IAPD ↗fund
$150.4M RAUM · 8 reps · 917-781-4811 · trident.co
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
80
ROOM40 CAPITAL LLC (NEW YORK, NY) is newly SEC-registered with $209.0M RAUM and 5 advisory reps. IAPD ↗fund
$209.0M RAUM · 5 reps · 646-690-2810 · room40.capital
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
80
XPV MANAGEMENT LLC (BEL AIR, CA) is newly SEC-registered with $144.4M RAUM and 14 advisory reps. IAPD ↗fund
$144.4M RAUM · 14 reps · 626-616-2017
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
80
WOVENEARTH VENTURES, LLC (PALO ALTO, CA) is newly SEC-registered with $221.5M RAUM and 8 advisory reps. IAPD ↗fund
$221.5M RAUM · 8 reps · 650-683-1382
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
80
IVY EVERGREEN, LLC (CHARLESTON, SC) is newly SEC-registered with $166.0M RAUM and 6 advisory reps. IAPD ↗fund
$166.0M RAUM · 6 reps · 843-606-6014 · ivyassetgroup.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
80
AVILA REAL ESTATE CAPITAL (CORTE MADERA, CA) is newly SEC-registered with $226.7M RAUM and 20 advisory reps. IAPD ↗fund
$226.7M RAUM · 20 reps · 415-561-0600 · avilacapllc.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
80
SENTINEL GLOBAL (SAN FRANCISCO, CA) is newly SEC-registered with $210.6M RAUM and 8 advisory reps. IAPD ↗fund
$210.6M RAUM · 8 reps · 707-652-3754 · sentinelglobal.xyz
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
80
LEONID CAPITAL PARTNERS, LLC (HUNTINGTON BEACH, CA) is newly SEC-registered with $169.4M RAUM and 10 advisory reps. IAPD ↗fund
$169.4M RAUM · 10 reps · 562-548-0005 · leonidcp.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
80
THIRD GEAR CAPITAL MANAGEMENT LP (HOUSTON, TX) is newly SEC-registered with $13.3M RAUM and 2 advisory reps. IAPD ↗fund
$13.3M RAUM · 2 reps · 346-440-0719 · thirdgearinvestments.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
80
KULTURA CAPITAL MANAGEMENT LP (PARK CITY, UT) is newly SEC-registered with $119.4M RAUM and 4 advisory reps. IAPD ↗fund
$119.4M RAUM · 4 reps · 248-228-2875 · kulturacap.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
80
SAOTHAIR CAPITAL PARTNERS (WAYNE, PA) is newly SEC-registered with $163.3M RAUM and 5 advisory reps. IAPD ↗fund
$163.3M RAUM · 5 reps · 484-658-3100
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
80
OWLHOUSE CAPITAL LP (NEW YORK, NY) is newly SEC-registered with $184.9M RAUM and 2 advisory reps. IAPD ↗fund
$184.9M RAUM · 2 reps · 332-245-4051
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
80
O15 CAPITAL PARTNERS, LLC (ATLANTA, GA) is newly SEC-registered with $242.3M RAUM and 7 advisory reps. IAPD ↗fund
$242.3M RAUM · 7 reps · 404-333-8579 · o15.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
80
SUNSTONE ASSET MANAGEMENT (NEW YORK, NY) is newly SEC-registered with $181.2M RAUM and 3 advisory reps. IAPD ↗fund
$181.2M RAUM · 3 reps · 212-554-3110 · sunstoneam.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
80
BLKBRD ASSET MANAGEMENT (OLD GREENWICH, CT) is newly SEC-registered with $174.9M RAUM and 4 advisory reps. IAPD ↗fund
$174.9M RAUM · 4 reps · 203-547-3771
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
80
TRIAVERA CAPITAL LLC (LARKSPUR, CA) is newly SEC-registered with $198.7M RAUM and 1 advisory reps. IAPD ↗fund
$198.7M RAUM · 1 reps · 628-345-4922
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
80
AMPERSAND CAPITAL GROUP, L.P. (BURLINGAME, CA) is newly SEC-registered with $176.7M RAUM and 1 advisory reps. IAPD ↗fund
$176.7M RAUM · 1 reps · 650-292-1700
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
80
SADDLE POINT MANAGEMENT, L.P. (NEW YORK, NY) is newly SEC-registered with $6.6M RAUM and 3 advisory reps. IAPD ↗fund
$6.6M RAUM · 3 reps · 212-951-1223
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
80
SUPERBLOOM PARTNERS (VENICE, CA) is newly SEC-registered with $238.7M RAUM and 6 advisory reps. IAPD ↗fund
$238.7M RAUM · 6 reps · 310-614-7198 · superbloompartners.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
80
LITFUND (MILL VALLEY, CA) is newly SEC-registered with $214.8M RAUM and 3 advisory reps. IAPD ↗fund
$214.8M RAUM · 3 reps · (415) 720-2613 · lit-fund.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
80
SADDLEROCK CAPITAL MANAGEMENT LLC (NEW YORK, NY) is newly SEC-registered with $155.9M RAUM and 3 advisory reps. IAPD ↗fund
$155.9M RAUM · 3 reps · 917-842-7451 · saddlerockcap.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
80
NORTHSANDS CAPITAL (location n/a) is newly SEC-registered with $203.8M RAUM and 3 advisory reps. IAPD ↗fund
$203.8M RAUM · 3 reps · 772-356-9305
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
80
LEON CAPITAL MANAGEMENT, LLC (DALLAS, TX) is newly SEC-registered with $60.5M RAUM and 17 advisory reps. IAPD ↗fund
$60.5M RAUM · 17 reps · 214-865-8082 · leoncapitalmanagement.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
80
MRWM CAPITAL MANAGEMENT, LLC (NASHVILLE, TN) is newly SEC-registered with $7.3M RAUM and 3 advisory reps. IAPD ↗fund
$7.3M RAUM · 3 reps · 615-647-5882 · musicrowwealthmanagement.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
80
MARQUEE CAPITAL ADVISORS (CHICAGO, IL) is newly SEC-registered with $95.5M RAUM and 5 advisory reps. IAPD ↗fund
$95.5M RAUM · 5 reps · (773) 404-2827 · marqueecapitaladvisors.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
70
VITTORIA AND PARTNERS LLP (LONDON, United Kingdom) is newly SEC-registered with $3.65B RAUM and 2 advisory reps. IAPD ↗foreign
$3.65B RAUM · 2 reps · 442030393201 · vittoriapartners.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
70
EAST CAPITAL (STOCKHOLM, Sweden) is newly SEC-registered with $3.17B RAUM and 22 advisory reps. IAPD ↗foreign
$3.17B RAUM · 22 reps · +46 8 505 97 777 · eastcapital.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
68
TIND ASSET MANAGEMENT (OSLO, Norway) is newly SEC-registered with $319.0M RAUM and 2 advisory reps. IAPD ↗foreign
$319.0M RAUM · 2 reps · 47-970-44-440 · tindam.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
65
ORIGEM INTERNATIONAL ADVISORY LLC (PORTO ALEGRE, RIO GRANDE DO SUL, Brazil) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗foreign
$0 RAUM · 1 reps · 555131094001
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
65
442 CAPITAL PTY LTD (SOUTH MELBOURNE, Australia) is newly SEC-registered with $150.0M RAUM and 2 advisory reps. IAPD ↗foreign
$150.0M RAUM · 2 reps · 0400 581 801 · 442capital.com.au
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
65
BLUE3 INVESTMENTS LLC (SAO PAULO, Brazil) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗foreign
$0 RAUM · 1 reps · +55 11 4858-3040
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
65
PROTIUM CAPITAL LIMITED (HONG KONG, Hong Kong) is newly SEC-registered with $210.0M RAUM and 4 advisory reps. IAPD ↗foreign
$210.0M RAUM · 4 reps · 852 2168 0790
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
65
CLARITY CROSS BORDER PLANNING (EDMONTON, ALBERTA, Canada) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗foreign
$0 RAUM · 1 reps · 1-800-914-6577 · claritycrossborder.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
new office — 119 Count of additional offices increased.
55
JANUS HENDERSON INVESTORS added office(s): 4 -> 5 additional locations. IAPD ↗
$274.67B RAUM · 143 reps · (303) 333-3863
Office IT & facilitiesCRMRecruiting & transitions
55
GAMCO ASSET MANAGEMENT INC. added office(s): 5 -> 6 additional locations. IAPD ↗
$11.47B RAUM · 46 reps · 914-921-5000
Office IT & facilitiesCRMRecruiting & transitions
55
F L PUTNAM INVESTMENT MANAGEMENT CO. added office(s): 11 -> 12 additional locations. IAPD ↗
$7.70B RAUM · 73 reps · 800-344-3435 · flputnam.com
Office IT & facilitiesCRMRecruiting & transitions
55
TCI WEALTH ADVISORS, INC. added office(s): 5 -> 6 additional locations. IAPD ↗
$4.53B RAUM · 40 reps · 520-733-1477
Office IT & facilitiesCRMRecruiting & transitions
55
MASLOW WEALTH ADVISORS added office(s): 1 -> 2 additional locations. IAPD ↗
$2.07B RAUM · 15 reps · 512-610-6930
Office IT & facilitiesCRMRecruiting & transitions
55
COMPASS CAPITAL MANAGEMENT INC added office(s): 0 -> 1 additional locations. IAPD ↗
$2.54B RAUM · 10 reps · 612-338-4051
Office IT & facilitiesCRMRecruiting & transitions
55
CONSOLIDATED PORTFOLIO REVIEW CORP added office(s): 25 -> 26 additional locations. IAPD ↗
$1.29B RAUM · 28 reps · 631-845-5100 · delanceywealth.com
Office IT & facilitiesCRMRecruiting & transitions
55
AA FINANCIAL ADVISORS, LLC added office(s): 5 -> 6 additional locations. IAPD ↗
$1.01B RAUM · 10 reps · 614-442-3355
Office IT & facilitiesCRMRecruiting & transitions
55
THE RETIREMENT PLANNING GROUP, LLC added office(s): 7 -> 9 additional locations. IAPD ↗
$3.02B RAUM · 28 reps · 913-498-8898
Office IT & facilitiesCRMRecruiting & transitions
55
VERSANT CAPITAL MANAGEMENT, INC. added office(s): 1 -> 2 additional locations. IAPD ↗
$1.24B RAUM · 13 reps · 602-635-3760
Office IT & facilitiesCRMRecruiting & transitions
55
ELEVATION POINT WEALTH PARTNERS, LLC added office(s): 6 -> 7 additional locations. IAPD ↗
$2.43B RAUM · 20 reps · 303-382-2880 · familyofficepartners.com
Office IT & facilitiesCRMRecruiting & transitions
55
PARALLEL ADVISORS, LLC added office(s): 18 -> 19 additional locations. IAPD ↗
$8.74B RAUM · 64 reps · 866-627-6984
Office IT & facilitiesCRMRecruiting & transitions
55
FIRST PACIFIC ADVISORS, LP added office(s): 11 -> 12 additional locations. IAPD ↗
$26.70B RAUM · 20 reps · 800-982-4372 · fpag.fpa.com
Office IT & facilitiesCRMRecruiting & transitions
55
BIP WEALTH, LLC added office(s): 2 -> 3 additional locations. IAPD ↗
$3.36B RAUM · 27 reps · 404-495-5230
Office IT & facilitiesCRMRecruiting & transitions
55
PURE FINANCIAL ADVISORS, LLC added office(s): 11 -> 12 additional locations. IAPD ↗
$8.02B RAUM · 64 reps · 866-876-7873
Office IT & facilitiesCRMRecruiting & transitions
55
FORUM FINANCIAL MANAGEMENT, LP added office(s): 49 -> 50 additional locations. IAPD ↗
$9.03B RAUM · 87 reps · (630) 873-8520
Office IT & facilitiesCRMRecruiting & transitions
55
ARCHFORD CAPITAL STRATEGIES, LLC added office(s): 2 -> 3 additional locations. IAPD ↗
$1.28B RAUM · 8 reps · 618-416-7085
Office IT & facilitiesCRMRecruiting & transitions
55
MOTLEY FOOL WEALTH MANAGEMENT, LLC added office(s): 6 -> 8 additional locations. IAPD ↗
$2.18B RAUM · 26 reps · 844-408-4390
Office IT & facilitiesCRMRecruiting & transitions
55
NORTHROCK PARTNERS, LLC added office(s): 9 -> 16 additional locations. IAPD ↗
$6.60B RAUM · 50 reps · (612) 367-8800 · northrockberkeley.com
Office IT & facilitiesCRMRecruiting & transitions
55
RMR WEALTH BUILDERS, INC. added office(s): 23 -> 24 additional locations. IAPD ↗
$2.20B RAUM · 44 reps · (201) 836-2460
Office IT & facilitiesCRMRecruiting & transitions
55
MCADAM LLC added office(s): 70 -> 71 additional locations. IAPD ↗
$2.29B RAUM · 138 reps · (888) 614-5323 · cmwealth.com
Office IT & facilitiesCRMRecruiting & transitions
55
APELLA WEALTH added office(s): 19 -> 23 additional locations. IAPD ↗
$4.71B RAUM · 53 reps · 860.785.2260
Office IT & facilitiesCRMRecruiting & transitions
55
ISTHMUS PARTNERS, LLC added office(s): 0 -> 1 additional locations. IAPD ↗
$1.30B RAUM · 8 reps · 608-729-0949
Office IT & facilitiesCRMRecruiting & transitions
55
ONE WEALTH MAP, LLC added office(s): 5 -> 7 additional locations. IAPD ↗
$1.10B RAUM · 5 reps · 702-470-2660 · hhtba.net
Office IT & facilitiesCRMRecruiting & transitions
55
EVOKE ADVISORS added office(s): 4 -> 5 additional locations. IAPD ↗
$27.70B RAUM · 32 reps · 424-372-1776 · evokeadvisors.com
Office IT & facilitiesCRMRecruiting & transitions
55
T.ROWE PRICE INVESTMENT MANAGEMENT, INC. added office(s): 4 -> 5 additional locations. IAPD ↗
$207.09B RAUM · 107 reps · 410-345-2000 · troweprice.com
Office IT & facilitiesCRMRecruiting & transitions
55
HOMRICH BERG added office(s): 9 -> 10 additional locations. IAPD ↗
$25.88B RAUM · 95 reps · 404-264-1400
Office IT & facilitiesCRMRecruiting & transitions
55
CONCURRENT INVESTMENT ADVISORS, LLC added office(s): 28 -> 29 additional locations. IAPD ↗
$9.90B RAUM · 146 reps · 813-709-8800 · concurrentny.com
Office IT & facilitiesCRMRecruiting & transitions
55
ARIS INVESTING added office(s): 0 -> 1 additional locations. IAPD ↗
$1.12B RAUM · 3 reps · 3129102502 · arisinvesting.com
Office IT & facilitiesCRMRecruiting & transitions
55
TOPSAIL WEALTH MANAGEMENT LLC added office(s): 0 -> 1 additional locations. IAPD ↗
$1.03B RAUM · 3 reps · 980-308-9901 · topsailwealthmanagement.com
Office IT & facilitiesCRMRecruiting & transitions
53
WESTERN FINANCIAL CORPORATION added office(s): 0 -> 1 additional locations. IAPD ↗
$282.5M RAUM · 2 reps · 619-544-0260
Office IT & facilitiesCRMRecruiting & transitions
53
TOBIAS FINANCIAL ADVISORS added office(s): 5 -> 6 additional locations. IAPD ↗
$892.2M RAUM · 8 reps · 954-424-1660
Office IT & facilitiesCRMRecruiting & transitions
53
WHELAN FINANCIAL added office(s): 0 -> 1 additional locations. IAPD ↗
$674.6M RAUM · 7 reps · 559-228-8002 · whelanfinancial.com
Office IT & facilitiesCRMRecruiting & transitions
53
RUGGAARD & ASSOCIATES added office(s): 2 -> 3 additional locations. IAPD ↗
$346.9M RAUM · 6 reps · (330) 487-5888
Office IT & facilitiesCRMRecruiting & transitions
53
RAINEY & RANDALL WEALTH ADVISORS, INC. added office(s): 0 -> 1 additional locations. IAPD ↗
$820.4M RAUM · 4 reps · 727-344-7711 · raineyrandall.com
Office IT & facilitiesCRMRecruiting & transitions
53
CAMBRIDGE FINANCIAL GROUP, LLC added office(s): 0 -> 1 additional locations. IAPD ↗
$538.9M RAUM · 6 reps · 520-531-0550 · cambridgefinancialgroup.com
Office IT & facilitiesCRMRecruiting & transitions
53
NORTHEAST PLANNING ASSOCIATES, INC. added office(s): 32 -> 33 additional locations. IAPD ↗
$327.7M RAUM · 63 reps · (603) 471-0900 · paulhbrock.com
Office IT & facilitiesCRMRecruiting & transitions
53
DAI WEALTH, LLC added office(s): 11 -> 12 additional locations. IAPD ↗
$267.4M RAUM · 32 reps · 404-531-7080 · goodcounselwealth.com
Office IT & facilitiesCRMRecruiting & transitions
53
SECURE ASSET MANAGEMENT, L.L.C. added office(s): 23 -> 26 additional locations. IAPD ↗
$890.0M RAUM · 52 reps · 248-414-1562 · re-transition.com
Office IT & facilitiesCRMRecruiting & transitions
53
VISIONARY HORIZONS, LLC added office(s): 6 -> 7 additional locations. IAPD ↗
$291.4M RAUM · 13 reps · 865-675-8496 · visionaryhorizons.com
Office IT & facilitiesCRMRecruiting & transitions
53
BLUEPRINT INVESTING LLC added office(s): 1 -> 2 additional locations. IAPD ↗
$346.6M RAUM · 2 reps · 415-963-9815 · blueprintinvest.com
Office IT & facilitiesCRMRecruiting & transitions
53
PARADIEM, LLC added office(s): 2 -> 3 additional locations. IAPD ↗
$466.2M RAUM · 8 reps · 985-727-0770
Office IT & facilitiesCRMRecruiting & transitions
53
A.G. CAMPBELL ADVISORY, LLC added office(s): 1 -> 2 additional locations. IAPD ↗
$345.0M RAUM · 5 reps · 410-779-1239 · agcadvisory.com
Office IT & facilitiesCRMRecruiting & transitions
53
TRUNORTH CAPITAL MANAGEMENT, LLC added office(s): 1 -> 2 additional locations. IAPD ↗
$530.6M RAUM · 4 reps · 8774690446 · trunorthcapital.com
Office IT & facilitiesCRMRecruiting & transitions
53
KERBERROSE WEALTH MANAGEMENT, LLC added office(s): 5 -> 6 additional locations. IAPD ↗
$909.8M RAUM · 12 reps · 715.526.9400
Office IT & facilitiesCRMRecruiting & transitions
53
SCHULZ WEALTH, LTD. added office(s): 1 -> 2 additional locations. IAPD ↗
$363.2M RAUM · 2 reps · 817-405-4014 · schulzwealth.com
Office IT & facilitiesCRMRecruiting & transitions
53
KINETIC INVESTMENT MANAGEMENT, INC. added office(s): 14 -> 16 additional locations. IAPD ↗
$348.2M RAUM · 18 reps · (800) 711-4818
Office IT & facilitiesCRMRecruiting & transitions
53
WALLACE HART CAPITAL MANAGEMENT added office(s): 0 -> 1 additional locations. IAPD ↗
$255.6M RAUM · 4 reps · 859-300-3030
Office IT & facilitiesCRMRecruiting & transitions
53
FINANCIAL SERVICES OF AMERICA ADVISORS added office(s): 1 -> 2 additional locations. IAPD ↗
$396.2M RAUM · 24 reps · (800) 977-9292 · fsa1.com
Office IT & facilitiesCRMRecruiting & transitions
53
TALON PRIVATE WEALTH, LLC added office(s): 12 -> 13 additional locations. IAPD ↗
$876.9M RAUM · 8 reps · (352) 751-3200 · guardingyournestegg.com
Office IT & facilitiesCRMRecruiting & transitions
53
JOURNEY WEALTH MANAGEMENT added office(s): 0 -> 1 additional locations. IAPD ↗
$940.7M RAUM · 17 reps · 216-468-1333 · fsmwealthadvisors.com
Office IT & facilitiesCRMRecruiting & transitions
53
HOHIMER WEALTH MANAGEMENT, LLC added office(s): 1 -> 2 additional locations. IAPD ↗
$993.7M RAUM · 10 reps · 206-709-5955
Office IT & facilitiesCRMRecruiting & transitions
53
LANDING POINT FINANCIAL GROUP added office(s): 0 -> 1 additional locations. IAPD ↗
$263.5M RAUM · 5 reps · 440-365-9100
Office IT & facilitiesCRMRecruiting & transitions
53
THEPARTNERS WEALTH MANAGEMENT added office(s): 18 -> 20 additional locations. IAPD ↗
$454.5M RAUM · 29 reps · 800-324-3010 · oceanpointefg.com
Office IT & facilitiesCRMRecruiting & transitions
53
MARIDEA WEALTH MANAGEMENT added office(s): 8 -> 12 additional locations. IAPD ↗
$469.2M RAUM · 15 reps · 347-289-5227 · hartshornegroup.com
Office IT & facilitiesCRMRecruiting & transitions
53
LEGACY EDGE ADVISORS added office(s): 2 -> 4 additional locations. IAPD ↗
$896.2M RAUM · 14 reps · 516-447-4200
Office IT & facilitiesCRMRecruiting & transitions
53
TIEMPO CAPITAL PARTNERS added office(s): 0 -> 1 additional locations. IAPD ↗
$508.0M RAUM · 4 reps · 786-885-2120 · tiempocapital.com
Office IT & facilitiesCRMRecruiting & transitions
53
PROSPERA CAPITAL MANAGEMENT, LLC added office(s): 0 -> 1 additional locations. IAPD ↗
$337.3M RAUM · 2 reps · 480-648-9369 · deterswealthmanagement.com
Office IT & facilitiesCRMRecruiting & transitions
53
BRADY MARTZ WEALTH SOLUTIONS, LLC added office(s): 11 -> 12 additional locations. IAPD ↗
$599.4M RAUM · 4 reps · 701-223-1717
Office IT & facilitiesCRMRecruiting & transitions
53
PITCAIRN added office(s): 9 -> 11 additional locations. IAPD ↗
$775.8M RAUM · 2 reps · 215-881-6144 · pitcairn.com
Office IT & facilitiesCRMRecruiting & transitions
50
SCHULMERICH & ASSOCIATES ASSET MANAGEMENT, LLC added office(s): 1 -> 2 additional locations. IAPD ↗
$118.0M RAUM · 2 reps · 503-672-7750 · schulmerichandassoc.com
Office IT & facilitiesCRMRecruiting & transitions
50
WEALTHKARE.COM, INC. added office(s): 3 -> 4 additional locations. IAPD ↗
$119.1M RAUM · 6 reps · 814-542-5433 · unlockretirement.seminarsoncall.com
Office IT & facilitiesCRMRecruiting & transitions
50
REGAL ADVISORY SERVICES, INC. added office(s): 11 -> 12 additional locations. IAPD ↗
$113.5M RAUM · 15 reps · 877-488-6537 · regaladvisoryservices.com
Office IT & facilitiesCRMRecruiting & transitions
50
PURTILL FINANCIAL LLC added office(s): 1 -> 5 additional locations. IAPD ↗
$190.4M RAUM · 4 reps · (440) 484-5340 · purtillfinancial.com
Office IT & facilitiesCRMRecruiting & transitions
50
BANTA ASSET MANAGEMENT LP added office(s): 0 -> 1 additional locations. IAPD ↗
$114.6M RAUM · 3 reps · 949-673-9944 · bantaassetmanagement.com
Office IT & facilitiesCRMRecruiting & transitions
50
EASTSOUND CAPITAL ADVISORS, LLC added office(s): 3 -> 5 additional locations. IAPD ↗
$167.7M RAUM · 5 reps · 360-317-4688
Office IT & facilitiesCRMRecruiting & transitions
50
RPM CAPITAL MANAGEMENT, LLC added office(s): 0 -> 1 additional locations. IAPD ↗
$78.4M RAUM · 1 reps · 203-992-1100 · rpmcapitalmgt.com
Office IT & facilitiesCRMRecruiting & transitions
50
MD FINANCIAL ADVISORS / VESTMENT FINANCIAL added office(s): 11 -> 12 additional locations. IAPD ↗
$243.2M RAUM · 11 reps · (888) 256-6855
Office IT & facilitiesCRMRecruiting & transitions
50
INVARIANT INVESTMENT MANAGEMENT added office(s): 4 -> 5 additional locations. IAPD ↗
$135.9M RAUM · 6 reps · (717) 317-9006 · invariantinvestments.com
Office IT & facilitiesCRMRecruiting & transitions
50
SOUNDHAVEN CAPITAL MANAGEMENT added office(s): 0 -> 2 additional locations. IAPD ↗
$159.4M RAUM · 2 reps · 818-292-1474 · soundhavencapital.com
Office IT & facilitiesCRMRecruiting & transitions
50
MODERN CAPITAL GROUP LLC added office(s): 1 -> 2 additional locations. IAPD ↗
$42.5M RAUM · 2 reps · 212-531-5600 · modern.net
Office IT & facilitiesCRMRecruiting & transitions
50
GREAT PATH PLANNING added office(s): 1 -> 2 additional locations. IAPD ↗
$144.3M RAUM · 2 reps · 845-397-7284 · greatpath.com
Office IT & facilitiesCRMRecruiting & transitions
50
RELEVE FINANCIAL GROUP added office(s): 5 -> 6 additional locations. IAPD ↗
$222.8M RAUM · 5 reps · 612-801-5440
Office IT & facilitiesCRMRecruiting & transitions
50
CRAFT WEALTH SERVICES added office(s): 4 -> 5 additional locations. IAPD ↗
$92.0M RAUM · 8 reps · 813-394-0984
Office IT & facilitiesCRMRecruiting & transitions
50
DBA SEASIDE FINANCIAL & INSURANCE SERVICES added office(s): 0 -> 2 additional locations. IAPD ↗
$73.3M RAUM · 5 reps · (760) 433-4632 · seasideadvisory.com
Office IT & facilitiesCRMRecruiting & transitions
50
BENCHMARK FINANCIAL, LLC added office(s): 0 -> 1 additional locations. IAPD ↗
$100.3M RAUM · 3 reps · 302-635-9760
Office IT & facilitiesCRMRecruiting & transitions
50
CAVU WEALTH MANAGEMENT added office(s): 3 -> 4 additional locations. IAPD ↗
$175.0M RAUM · 7 reps · 858-360-7800 · cavuwealthmanagement.com
Office IT & facilitiesCRMRecruiting & transitions
50
CIMARRON WEALTH MANAGEMENT, INC. added office(s): 1 -> 3 additional locations. IAPD ↗
$230.5M RAUM · 5 reps · 970-249-9882
Office IT & facilitiesCRMRecruiting & transitions
50
KENNONDALE CAPITAL MANAGEMENT added office(s): 2 -> 3 additional locations. IAPD ↗
$100.4M RAUM · 3 reps · (804) 350-3368 · kennondale.com
Office IT & facilitiesCRMRecruiting & transitions
50
BLACK KNIGHT WEALTH MANAGEMENT, LLC added office(s): 5 -> 7 additional locations. IAPD ↗
$240.0M RAUM · 7 reps · 972-786-6527 · opgadvisors.com
Office IT & facilitiesCRMRecruiting & transitions
50
MAGNIFINA, LLC added office(s): 0 -> 1 additional locations. IAPD ↗
$53.9M RAUM · 1 reps · 800-732-0818
Office IT & facilitiesCRMRecruiting & transitions
50
FARNAM FINANCIAL added office(s): 1 -> 3 additional locations. IAPD ↗
$122.1M RAUM · 4 reps · (602) 603-4000 · farnamfinancial.com
Office IT & facilitiesCRMRecruiting & transitions
50
GROWSTRONG WEALTH STRATEGIES added office(s): 1 -> 2 additional locations. IAPD ↗
$103.3M RAUM · 3 reps · 866-535-2774
Office IT & facilitiesCRMRecruiting & transitions
50
RPR FINANCIAL added office(s): 0 -> 1 additional locations. IAPD ↗
$128.8M RAUM · 3 reps · 913-274-1452 · rprfinancial.com
Office IT & facilitiesCRMRecruiting & transitions
50
CHRISTENSEN GROUP FINANCIAL, LLC added office(s): 0 -> 1 additional locations. IAPD ↗
$18.5M RAUM · 5 reps · 952-653-1000 · christensengroup.com
Office IT & facilitiesCRMRecruiting & transitions
50
ALPHA ZERO LLC added office(s): 3 -> 4 additional locations. IAPD ↗
$183.2M RAUM · 7 reps · (561) 576-2599 · alphazerowealth.com
Office IT & facilitiesCRMRecruiting & transitions
50
STRUCTURAL SOLUTIONS LLC added office(s): 0 -> 1 additional locations. IAPD ↗
$118.2M RAUM · 2 reps · 917-836-0339
Office IT & facilitiesCRMRecruiting & transitions
50
SLP WEALTH added office(s): 12 -> 13 additional locations. IAPD ↗
$29.2M RAUM · 13 reps · (910) 315-0973
Office IT & facilitiesCRMRecruiting & transitions
50
ECHELONS CAPITAL, LLC added office(s): 0 -> 1 additional locations. IAPD ↗
$127.1M RAUM · 1 reps · 706-372-4218 · echelonscapital.com
Office IT & facilitiesCRMRecruiting & transitions
50
BACKBONE PLANNING PARTNERS LLC added office(s): 1 -> 3 additional locations. IAPD ↗
$91.5M RAUM · 2 reps · 702569716 · backboneplanning.com
Office IT & facilitiesCRMRecruiting & transitions
50
NECTARINE added office(s): 23 -> 24 additional locations. IAPD ↗
$0 RAUM · 23 reps · (858) 779-0115 · hellonectarine.com
Office IT & facilitiesCRMRecruiting & transitions
50
ALTITUDE CAPITAL MANAGEMENT LLC added office(s): 15 -> 16 additional locations. IAPD ↗
$49.4M RAUM · 16 reps · 515-207-3310 · altitudecm.com
Office IT & facilitiesCRMRecruiting & transitions
50
EXPRESSIVE WEALTH LLC added office(s): 0 -> 4 additional locations. IAPD ↗
$131.1M RAUM · 7 reps · 847-595-8812 · expressivewealth.com
Office IT & facilitiesCRMRecruiting & transitions
50
KILTER GROUP added office(s): 5 -> 6 additional locations. IAPD ↗
$202.1M RAUM · 4 reps · 646-438-6557 · kiltergroup.com
Office IT & facilitiesCRMRecruiting & transitions
50
HOLISTIC FINANCE LLC added office(s): 1 -> 2 additional locations. IAPD ↗
$0 RAUM · 2 reps · 808-746-7774 · holisticfinance.com
Office IT & facilitiesCRMRecruiting & transitions
50
PIVOT CAPITAL PARTNERS LLC added office(s): 1 -> 2 additional locations. IAPD ↗
$0 RAUM · 2 reps · 888-585-9981 · pivotcapitalllc.com
Office IT & facilitiesCRMRecruiting & transitions
50
SANCHEZ GAUNT CAPITAL MANAGEMENT, LLC added office(s): 0 -> 2 additional locations. IAPD ↗
$0 RAUM · 2 reps · 775-800-1801 · sanchezgaunt.com
Office IT & facilitiesCRMRecruiting & transitions
50
MILESTONE FINANCIAL ASSOCIATES, LLC added office(s): 0 -> 2 additional locations. IAPD ↗
$0 RAUM · 1 reps · 6104218777
Office IT & facilitiesCRMRecruiting & transitions
45
HARRISON STREET PRIVATE WEALTH LLC added office(s): 2 -> 3 additional locations. IAPD ↗institutional
$4.59B RAUM · 8 reps · 877-200-1878 · harrisonstpw.com
Office IT & facilitiesCRMRecruiting & transitions
45
HPS ADVISORS, LLC added office(s): 19 -> 20 additional locations. IAPD ↗institutional
$17.64B RAUM · 346 reps · 212-287-6767
Office IT & facilitiesCRMRecruiting & transitions
43
SMA CAPITAL LLC added office(s): 1 -> 3 additional locations. IAPD ↗institutional
$314.4M RAUM · 7 reps · (860) 839-0074 · smacap.com
Office IT & facilitiesCRMRecruiting & transitions
40
BRIDGEWATER ASSOCIATES, LP added office(s): 1 -> 4 additional locations. IAPD ↗fund
$136.49B RAUM · 254 reps · 203-226-3030
Office IT & facilitiesCRMRecruiting & transitions
40
CF PRIVATE EQUITY, INC. added office(s): 5 -> 6 additional locations. IAPD ↗fund
$15.25B RAUM · 42 reps · 203-563-5000 · commonfund.org
Office IT & facilitiesCRMRecruiting & transitions
40
LIGHTHOUSE INVESTMENT PARTNERS, LLC added office(s): 19 -> 21 additional locations. IAPD ↗fund
$74.15B RAUM · 171 reps · 561-741-0820
Office IT & facilitiesCRMRecruiting & transitions
40
HPS INVESTMENT PARTNERS, LLC added office(s): 19 -> 20 additional locations. IAPD ↗fund
$155.79B RAUM · 346 reps · 212-287-6767
Office IT & facilitiesCRMRecruiting & transitions
40
QUINBROOK INFRASTRUCTURE PARTNERS LLC added office(s): 0 -> 1 additional locations. IAPD ↗fund
$6.87B RAUM · 10 reps · 646 574 8303 · quinbrook.com
Office IT & facilitiesCRMRecruiting & transitions
40
CINCTIVE CAPITAL MANAGEMENT LP added office(s): 1 -> 2 additional locations. IAPD ↗fund
$3.10B RAUM · 43 reps · 332.208.6800 · cinctive.com
Office IT & facilitiesCRMRecruiting & transitions
40
CALPA ADVISORS LLC added office(s): 0 -> 1 additional locations. IAPD ↗institutional
$0 RAUM · 1 reps · 310-418-1683
Office IT & facilitiesCRMRecruiting & transitions
40
HKW MANAGEMENT, LLC added office(s): 1 -> 2 additional locations. IAPD ↗institutional
$0 RAUM · 5 reps · 317-590-7401
Office IT & facilitiesCRMRecruiting & transitions
38
ALTERNA CAPITAL PARTNERS LLC added office(s): 0 -> 3 additional locations. IAPD ↗fund
$363.3M RAUM · 3 reps · 203-210-7333 · alternacapital.com
Office IT & facilitiesCRMRecruiting & transitions
38
HAMMOND, KENNEDY, WHITNEY & COMPANY, INC. added office(s): 1 -> 3 additional locations. IAPD ↗fund
$660.6M RAUM · 7 reps · 317-590-7401
Office IT & facilitiesCRMRecruiting & transitions
38
GREY ROCK ENERGY MANAGEMENT, LLC added office(s): 1 -> 2 additional locations. IAPD ↗fund
$363.0M RAUM · 10 reps · 214-396-2850 · grey-rock.com
Office IT & facilitiesCRMRecruiting & transitions
38
AGIS MANAGEMENT LLC added office(s): 7 -> 8 additional locations. IAPD ↗fund
$588.1M RAUM · 16 reps · 617-350-9894 · agiscapital.com
Office IT & facilitiesCRMRecruiting & transitions
38
MANNA TREE PARTNERS, LLC added office(s): 0 -> 1 additional locations. IAPD ↗fund
$736.6M RAUM · 8 reps · 970-837-3027
Office IT & facilitiesCRMRecruiting & transitions
38
GREY ROCK MANAGEMENT PARTNERS IV, LLC added office(s): 1 -> 2 additional locations. IAPD ↗fund
$703.4M RAUM · 10 reps · 214-396-2850 · grey-rock.com
Office IT & facilitiesCRMRecruiting & transitions
38
AIP CAPITAL ADVISORS LLC added office(s): 1 -> 2 additional locations. IAPD ↗fund
$360.0M RAUM · 12 reps · 203-487-8200 · aipcapital.com
Office IT & facilitiesCRMRecruiting & transitions
25
PRIME QUADRANT added office(s): 1 -> 2 additional locations. IAPD ↗foreign
$1.05B RAUM · 4 reps · 212-365-7400
Office IT & facilitiesCRMRecruiting & transitions
20
IFPS added office(s): 0 -> 2 additional locations. IAPD ↗foreign
$0 RAUM · 3 reps · 443-450-4543 · ifpsonline.com
Office IT & facilitiesCRMRecruiting & transitions
20
ROSEN GROUP PRIVATE WEALTH MANAGEMENT, LLC added office(s): 0 -> 1 additional locations. IAPD ↗foreign
$0 RAUM · 1 reps · 514-782-5966
Office IT & facilitiesCRMRecruiting & transitions
deregistered — 68 Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
65
ASI WEALTH MANAGEMENT & CONSULTING SERVICES (BEND, OR) left the SEC roster (was $1.73B RAUM, 7 reps). IAPD ↗
$1.73B RAUM · 7 reps · 541-617-0898
Recruiting & transitionsM&A & valuation
65
TAURUS ASSET MANAGEMENT, LLC (NEW YORK, NY) left the SEC roster (was $1.40B RAUM, 2 reps). IAPD ↗
$1.40B RAUM · 2 reps · 212-457-9922 · taurusassetmanagement.com; https
Recruiting & transitionsM&A & valuation
65
MARCUM WEALTH, LLC (CLEVELAND, OH) left the SEC roster (was $2.97B RAUM, 38 reps). IAPD ↗
$2.97B RAUM · 38 reps · 440-459-5900 · operationveteranfinance.org
Recruiting & transitionsM&A & valuation
65
RAPPAPORT REICHES CAPITAL MANAGEMENT, (SKOKIE, IL) left the SEC roster (was $1.13B RAUM, 13 reps). IAPD ↗
$1.13B RAUM · 13 reps · 847-832-0030 · rrcapital.com
Recruiting & transitionsM&A & valuation
65
IC ADVISORY SERVICES, INC. (BEDMINSTER, NJ) left the SEC roster (was $2.06B RAUM, 198 reps). IAPD ↗
$2.06B RAUM · 198 reps · 908-707-4422
Recruiting & transitionsM&A & valuation
65
EL CAPITAN ADVISORS (SANTA BARBARA, CA) left the SEC roster (was $7.43B RAUM, 1 reps). IAPD ↗
$7.43B RAUM · 1 reps · (833) 463-5227 · elcapitanadvisors.com
Recruiting & transitionsM&A & valuation
65
CAROLINAS WEALTH CONSULTING LLC (CHARLOTTE, NC) left the SEC roster (was $1.45B RAUM, 10 reps). IAPD ↗
$1.45B RAUM · 10 reps · 704-643-2455 · carolinasinvest.com
Recruiting & transitionsM&A & valuation
63
CUTTER & COMPANY, INC. (BALLWIN, MO) left the SEC roster (was $937.0M RAUM, 38 reps). IAPD ↗
$937.0M RAUM · 38 reps · 636-537-8770 · mcfcapitalmanagement.com
Recruiting & transitionsM&A & valuation
63
JENTNER WEALTH MANAGEMENT (AKRON, OH) left the SEC roster (was $575.1M RAUM, 5 reps). IAPD ↗
$575.1M RAUM · 5 reps · 330-668-1000
Recruiting & transitionsM&A & valuation
63
BLUE OAK CAPITAL LLC (MENLO PARK, CA) left the SEC roster (was $285.4M RAUM, 1 reps). IAPD ↗
$285.4M RAUM · 1 reps · 650-251-9595 · blueoak.net
Recruiting & transitionsM&A & valuation
63
EFFICIENT FRONTIER ADVISORS LLC (location n/a) left the SEC roster (was $419.3M RAUM, 3 reps). IAPD ↗
$419.3M RAUM · 3 reps · 860-974-0888 · efficientfrontier.com
Recruiting & transitionsM&A & valuation
63
MARYLAND FINANCIAL GROUP, INC. (location n/a) left the SEC roster (was $880.3M RAUM, 37 reps). IAPD ↗
$880.3M RAUM · 37 reps · 301-251-8550 · tmg-llc.net
Recruiting & transitionsM&A & valuation
63
PARKSIDE ADVISORS LLC (BERKELEY, CA) left the SEC roster (was $746.5M RAUM, 4 reps). IAPD ↗
$746.5M RAUM · 4 reps · 510-883-1350
Recruiting & transitionsM&A & valuation
63
COPPERWYND FINANCIAL (SCOTTSDALE, AZ) left the SEC roster (was $720.1M RAUM, 5 reps). IAPD ↗
$720.1M RAUM · 5 reps · 480-348-2100 · copperwyndfinancial.com
Recruiting & transitionsM&A & valuation
63
PENINSULA WEALTH, LLC (SAN FRANCISCO, CA) left the SEC roster (was $676.4M RAUM, 6 reps). IAPD ↗
$676.4M RAUM · 6 reps · (415) 678-5360
Recruiting & transitionsM&A & valuation
63
IFS ADVISORS, INC (SARASOTA, FL) left the SEC roster (was $256.7M RAUM, 1 reps). IAPD ↗
$256.7M RAUM · 1 reps · 941-907-8888 · investmentfinancial.net
Recruiting & transitionsM&A & valuation
63
C.J. LAWRENCE (NEW YORK, NY) left the SEC roster (was $591.5M RAUM, 3 reps). IAPD ↗
$591.5M RAUM · 3 reps · 1-877-466-1783 · cjlawrence.com
Recruiting & transitionsM&A & valuation
63
ALPHA BETA GAMMA WEALTH MANAGEMENT (PALM BEACH GARDENS, FL) left the SEC roster (was $267.0M RAUM, 4 reps). IAPD ↗
$267.0M RAUM · 4 reps · (561) 207-6399
Recruiting & transitionsM&A & valuation
63
BLUE INVESTMENT PARTNERS LLC (DANVILLE, CA) left the SEC roster (was $342.1M RAUM, 2 reps). IAPD ↗
$342.1M RAUM · 2 reps · (925) 388-6940 · blueinvpartners.com
Recruiting & transitionsM&A & valuation
60
AMP WEALTH MANAGEMENT (WHITEFISH BAY, WI) left the SEC roster (was $220.4M RAUM, 3 reps). IAPD ↗
$220.4M RAUM · 3 reps · 414-332-1011 · ampinvestment.com
Recruiting & transitionsM&A & valuation
60
SUN VALLEY GOLD LLC (KETCHUM, ID) left the SEC roster (was $87.0M RAUM, 1 reps). IAPD ↗
$87.0M RAUM · 1 reps · 208-726-2327
Recruiting & transitionsM&A & valuation
60
INDEPENDENT PROGRESSIVE ADVISORS, LLC (PORTLAND, OR) left the SEC roster (was $115.2M RAUM, 2 reps). IAPD ↗
$115.2M RAUM · 2 reps · 503-536-7351
Recruiting & transitionsM&A & valuation
60
MONEY MANAGERS, INC. (LAS VEGAS, NV) left the SEC roster (was $53.2M RAUM, 3 reps). IAPD ↗
$53.2M RAUM · 3 reps · (725) 254-5220
Recruiting & transitionsM&A & valuation
60
ALERA RETIREMENT ADVISORS, LLC (ROCHESTER, NY) left the SEC roster (was $45.7M RAUM, 3 reps). IAPD ↗
$45.7M RAUM · 3 reps · (585) 434-0646 · waterfordgroupny.com
Recruiting & transitionsM&A & valuation
60
FIDUCIARY WEALTH ADVISORS, LLC (SARASOTA, FL) left the SEC roster (was $114.1M RAUM, 1 reps). IAPD ↗
$114.1M RAUM · 1 reps · (941)-914-0087 · fiduciarywealthadvisors.com
Recruiting & transitionsM&A & valuation
60
11 FINANCIAL (LUFKIN, TX) left the SEC roster (was $24.0M RAUM, 6 reps). IAPD ↗
$24.0M RAUM · 6 reps · (936) 899-5629
Recruiting & transitionsM&A & valuation
60
HAYDEN CAPITAL (LOS ANGELES, CA) left the SEC roster (was $60.9M RAUM, 1 reps). IAPD ↗
$60.9M RAUM · 1 reps · 5133043313
Recruiting & transitionsM&A & valuation
60
SHOREPATH CAPITAL MANAGEMENT LLC (PARK CITY, UT) left the SEC roster (was $146.6M RAUM, 1 reps). IAPD ↗
$146.6M RAUM · 1 reps · 312-357-4080 · shorepathcap.com
Recruiting & transitionsM&A & valuation
60
VOLARIS CAPITAL MANAGEMENT LLC (SHORT HILLS, NJ) left the SEC roster (was $229.2M RAUM, 3 reps). IAPD ↗
$229.2M RAUM · 3 reps · 973-985-7128 · volariscapital.com
Recruiting & transitionsM&A & valuation
60
HERITAGE WEALTH PARTNERS, LLC (DUBLIN, OH) left the SEC roster (was $176.3M RAUM, 4 reps). IAPD ↗
$176.3M RAUM · 4 reps · 614-389-2488 · hwp-oh.com
Recruiting & transitionsM&A & valuation
60
SILVEROAK INVESTMENTS, LLC (location n/a) left the SEC roster (was $68.3M RAUM, 1 reps). IAPD ↗
$68.3M RAUM · 1 reps · 800-520-0605
Recruiting & transitionsM&A & valuation
60
FUTURE YOU WEALTH (NEW YORK, NY) left the SEC roster (was $177.8M RAUM, 4 reps). IAPD ↗
$177.8M RAUM · 4 reps · (917) 397-6531 · futureyouwealth.com
Recruiting & transitionsM&A & valuation
60
NYTRX LLC (location n/a) left the SEC roster (was $2.1M RAUM, 1 reps). IAPD ↗
$2.1M RAUM · 1 reps · (832) 827-3883 · nytrx.com
Recruiting & transitionsM&A & valuation
60
HUDSON PARK MANAGEMENT, LLC (NEW YORK, NY) left the SEC roster (was $57.0M RAUM, 1 reps). IAPD ↗
$57.0M RAUM · 1 reps · 212-729-7501 · hudsonparkadvisors.com
Recruiting & transitionsM&A & valuation
60
G.P. LEACH SECURITIES LLC (location n/a) left the SEC roster (was $345,000 RAUM, 1 reps). IAPD ↗
$345,000 RAUM · 1 reps · (817) 939-9809 · gpleach.com
Recruiting & transitionsM&A & valuation
60
INVESTING ONLINE LLC (LOS ANGELES, CA) left the SEC roster (was $1,698 RAUM, 1 reps). IAPD ↗
$1,698 RAUM · 1 reps · 310-818-3740 · investing-online.com
Recruiting & transitionsM&A & valuation
60
DOUBLE FINANCE INC. (SAN FRANCISCO, CA) left the SEC roster (was $20.3M RAUM, 1 reps). IAPD ↗
$20.3M RAUM · 1 reps · 415-366-3893
Recruiting & transitionsM&A & valuation
60
SMART STEPS WEALTH MANAGEMENT LLC (ST. LOUIS, MO) left the SEC roster — its 120-day provisional registration did not convert (was $60.9M RAUM, 1 reps). IAPD ↗
$60.9M RAUM · 1 reps · 314-970-2377 · smartstepswealth.com
Recruiting & transitionsM&A & valuation
60
THE ENSEMBLE TEAM (SEATTLE, WA) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 3 reps). IAPD ↗
$0 RAUM · 3 reps · (360) 726-2672 · ensembleteam.com
Recruiting & transitionsM&A & valuation
60
TERRAFIRMA WEALTH PARTNERS (WALNUT CREEK, CA) left the SEC roster — its 120-day provisional registration did not convert (was $83.0M RAUM, 1 reps). IAPD ↗
$83.0M RAUM · 1 reps · 925-587-8882 · terrafirmawealth.com
Recruiting & transitionsM&A & valuation
60
MESSINA WEALTH MANAGEMENT, LLC (DALLAS, TX) left the SEC roster — its 120-day provisional registration did not convert (was $60.9M RAUM, 2 reps). IAPD ↗
$60.9M RAUM · 2 reps · 214-205-2066 · messinawealthmanagement.com
Recruiting & transitionsM&A & valuation
60
UPSKILL WEALTH MANAGEMENT, LLC (CORTLAND, NY) left the SEC roster — its 120-day provisional registration did not convert (was $1.8M RAUM, 1 reps). IAPD ↗
$1.8M RAUM · 1 reps · 315-882-1770 · upskillwm.com
Recruiting & transitionsM&A & valuation
60
LINCOLNBRIDGE FINANCIAL PLANNING, LLC (OGLESBY, IL) left the SEC roster — its 120-day provisional registration did not convert (was $39.8M RAUM, 3 reps). IAPD ↗
$39.8M RAUM · 3 reps · 815-296-8855 · lincolnbridgefp.com
Recruiting & transitionsM&A & valuation
60
HOOT WEALTH LLC (location n/a) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 4 reps). IAPD ↗
$0 RAUM · 4 reps · (983) 203-0215 · hootwealth.com
Recruiting & transitionsM&A & valuation
60
FINTURO INC. (location n/a) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 1 reps). IAPD ↗
$0 RAUM · 1 reps · 510-485-1584 · finturo.co
Recruiting & transitionsM&A & valuation
60
WEALTHETIC LLC (SAN DIEGO, CA) left the SEC roster — its 120-day provisional registration did not convert (was $13.2M RAUM, 1 reps). IAPD ↗
$13.2M RAUM · 1 reps · (858) 750-1618 · wealthetic.com
Recruiting & transitionsM&A & valuation
60
BARZIDEH & NADEAU WEALTH MANAGEMENT LLC (BARRINGTON, IL) left the SEC roster — its 120-day provisional registration did not convert (was $44.6M RAUM, 2 reps). IAPD ↗
$44.6M RAUM · 2 reps · 847-780-2980 · bnwealth.com
Recruiting & transitionsM&A & valuation
60
EXPONENT WEALTH (location n/a) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 2 reps). IAPD ↗
$0 RAUM · 2 reps · (801) 494-4235
Recruiting & transitionsM&A & valuation
60
40 NORTH WEALTH LLC (AURORA, CO) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 2 reps). IAPD ↗
$0 RAUM · 2 reps · 402 917 3345
Recruiting & transitionsM&A & valuation
55
COLUMBIA WANGER ASSET MANAGEMENT, LLC (CHICAGO, IL) left the SEC roster (was $5.83B RAUM, 8 reps). IAPD ↗institutional
$5.83B RAUM · 8 reps · 312-634-9200 · columbiathreadneedleus.com
Recruiting & transitionsM&A & valuation
53
TIS ADVISORS (OVERLAND PARK, KS) left the SEC roster (was $718.7M RAUM, 1 reps). IAPD ↗institutional
$718.7M RAUM · 1 reps · 913-981-1020 · tortoiseadvisors.com
Recruiting & transitionsM&A & valuation
53
DRI CAPITAL (US), INC. (SHORT HILLS, NJ) left the SEC roster (was $520.1M RAUM, 6 reps). IAPD ↗institutional
$520.1M RAUM · 6 reps · 908-577-2968
Recruiting & transitionsM&A & valuation
53
DECADE RENEWABLE PARTNERS LP (HOUSTON, TX) left the SEC roster (was $500.0M RAUM, 3 reps). IAPD ↗institutional
$500.0M RAUM · 3 reps · 281-715-0720
Recruiting & transitionsM&A & valuation
50
THE STAGWELL GROUP LLC (MIAMI BEACH, FL) left the SEC roster (was $1.08B RAUM, 3 reps). IAPD ↗fund
$1.08B RAUM · 3 reps · (202) 478-4916
Recruiting & transitionsM&A & valuation
50
ECOFIN ADVISORS, LLC (OVERLAND PARK, KS) left the SEC roster (was $94.5M RAUM, 1 reps). IAPD ↗institutional
$94.5M RAUM · 1 reps · 913-981-1020 · tortoiseadvisors.com
Recruiting & transitionsM&A & valuation
50
POP VENTURE ADVISERS LLC (NEW YORK, NY) left the SEC roster (was $100,000 RAUM, 1 reps). IAPD ↗institutional
$100,000 RAUM · 1 reps · 917-693-2798
Recruiting & transitionsM&A & valuation
50
FIN FINANCIAL LLC (NEW YORK, NY) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗institutional
$0 RAUM · 1 reps · 917-545-7427 · finnyai.com
Recruiting & transitionsM&A & valuation
50
CIBRA CAPITAL LLC (NEW YORK, NY) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 2 reps). IAPD ↗institutional
$0 RAUM · 2 reps · 442037256245
Recruiting & transitionsM&A & valuation
50
MPACT CAPITAL (location n/a) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 3 reps). IAPD ↗institutional
$0 RAUM · 3 reps · 917-348-8649 · mpactcap.com
Recruiting & transitionsM&A & valuation
48
LATTICE CAPITAL MANAGEMENT LLC (KIRKLAND, WA) left the SEC roster (was $539.8M RAUM, 5 reps). IAPD ↗fund
$539.8M RAUM · 5 reps · 425 828-4300 · latticecm.com
Recruiting & transitionsM&A & valuation
48
BOULDER HILL CAPITAL MANAGEMENT LP (NEW YORK, NY) left the SEC roster (was $390.7M RAUM, 5 reps). IAPD ↗fund
$390.7M RAUM · 5 reps · 212-466-6927
Recruiting & transitionsM&A & valuation
48
CUTTER CAPITAL MANAGEMENT (NEW YORK, NY) left the SEC roster (was $493.4M RAUM, 5 reps). IAPD ↗fund
$493.4M RAUM · 5 reps · 646-989-4200
Recruiting & transitionsM&A & valuation
45
PRAESIDIAN CAPITAL MANAGEMENT II, LLC (OKLAHOMA CITY, OK) left the SEC roster (was $62.7M RAUM, 7 reps). IAPD ↗fund
$62.7M RAUM · 7 reps · 212-520-2600 · praesidian.com
Recruiting & transitionsM&A & valuation
45
VERISTAR CAPITAL MANAGEMENT LP (NEW YORK, NY) left the SEC roster (was $70.2M RAUM, 3 reps). IAPD ↗fund
$70.2M RAUM · 3 reps · 929-564-5500
Recruiting & transitionsM&A & valuation
35
VANGUARD ASSET MANAGEMENT, LIMITED (LONDON, United Kingdom) left the SEC roster (was $482.96B RAUM, 73 reps). IAPD ↗foreign
$482.96B RAUM · 73 reps · 44 203 7535600 · vanguardinvestor.co.uk
Recruiting & transitionsM&A & valuation
35
VANGUARD INVESTMENTS AUSTRALIA LIMITED (MELBOURNE VIC, Australia) left the SEC roster (was $92.43B RAUM, 55 reps). IAPD ↗foreign
$92.43B RAUM · 55 reps · 61 3 8888 3888
Recruiting & transitionsM&A & valuation
33
NEW SILK ROAD INVESTMENT PTE LTD (SINGAPORE, Singapore) left the SEC roster (was $615.1M RAUM, 9 reps). IAPD ↗foreign
$615.1M RAUM · 9 reps · 65 6593 6136
Recruiting & transitionsM&A & valuation
30
BLOOMSBURY ASSET MANAGEMENT LLP (LONDON, United Kingdom) left the SEC roster (was $4.3M RAUM, 1 reps). IAPD ↗foreign
$4.3M RAUM · 1 reps · 447548705859
Recruiting & transitionsM&A & valuation
relocation — 30 Main office moved to a different city or state.
50
GAMCO ASSET MANAGEMENT INC. moved its main office from RYE, NY to GREENWICH, CT. IAPD ↗
$11.47B RAUM · 46 reps · 914-921-5000
Office IT & facilitiesMarketing & brand
50
POTOMAC moved its main office from MIAMI, FL to BETHESDA, MD. IAPD ↗
$2.41B RAUM · 25 reps · (301) 901-3466 · potomac.com
Office IT & facilitiesMarketing & brand
50
MAS ADVISORS LLC moved its main office from MIAMI, FL to CORAL GABLES, FL. IAPD ↗
$1.50B RAUM · 6 reps · 786-364-3101 · masadvisorsllc.com
Office IT & facilitiesMarketing & brand
50
TOWNSQUARE CAPITAL, LLC moved its main office from PROVO, UT to LEHI, UT. IAPD ↗
$14.99B RAUM · 8 reps · 385-375-8650 · orion.com
Office IT & facilitiesMarketing & brand
50
ARIS INVESTING moved its main office from DEERFIELD, IL to GLENVIEW, IL. IAPD ↗
$1.12B RAUM · 3 reps · 3129102502 · arisinvesting.com
Office IT & facilitiesMarketing & brand
48
ALTRIUS CAPITAL MANAGEMENT, INC. moved its main office from GRAND RAPIDS, MI to NOVI, MI. IAPD ↗
$626.8M RAUM · 7 reps · 252-638-7598 · altrius-capital.com
Office IT & facilitiesMarketing & brand
48
THE CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC moved its main office from BLOOMINGTON, MN to PHOENIX, AZ. IAPD ↗
$402.8M RAUM · 7 reps · 952-831-8243 · brettmachtig.com
Office IT & facilitiesMarketing & brand
48
ALTI WEALTH MANAGEMENT (US INTERNATIONAL), INC. moved its main office from MIAMI, FL to CORAL GABLES, FL. IAPD ↗
$670.4M RAUM · 5 reps · 305.373.8033 · alti-global.com
Office IT & facilitiesMarketing & brand
48
INSIGHT CAPITAL MANAGEMENT moved its main office from SAN RAMON, CA to CONCORD, CA. IAPD ↗
$325.4M RAUM · 3 reps · 925-362-9571
Office IT & facilitiesMarketing & brand
48
CAPITAL A WEALTH MANAGEMENT moved its main office from NEW CASTLE, PA to CRANBERRY TWP., PA. IAPD ↗
$412.3M RAUM · 9 reps · 724-658-4211
Office IT & facilitiesMarketing & brand
48
BALANCE WEALTH moved its main office from COLUMBUS, OH to WORTHINGTON, OH. IAPD ↗
$348.4M RAUM · 8 reps · (800) 551-7787 · balancewealth.com
Office IT & facilitiesMarketing & brand
48
HS WEALTH PARTNERS moved its main office from ALBUQUERQUE, NM to NASHVILLE, TN. IAPD ↗
$397.6M RAUM · 3 reps · (505) 361-2223 · hswealthpartners.com
Office IT & facilitiesMarketing & brand
45
FARROW FINANCIAL INC moved its main office from RANDOLPH, VT to SOUTH BURLINGTON, VT. IAPD ↗
$242.1M RAUM · 1 reps · 802-728-4287 · farrowfinancial.com
Office IT & facilitiesMarketing & brand
45
RELEVE FINANCIAL GROUP moved its main office from WOODBURY, MN to SCOTTSDALE, AZ. IAPD ↗
$222.8M RAUM · 5 reps · 612-801-5440
Office IT & facilitiesMarketing & brand
45
BENCHMARK FINANCIAL, LLC moved its main office from GREENVILLE, DE to WILMINGTON, DE. IAPD ↗
$100.3M RAUM · 3 reps · 302-635-9760
Office IT & facilitiesMarketing & brand
45
EMCEE INVEST moved its main office from NEW YORK, NY to MIAMI, FL. IAPD ↗
$0 RAUM · 2 reps · (201) 366-2224
Office IT & facilitiesMarketing & brand
45
MAGNIFINA, LLC moved its main office from NEW YORK, NY to BEDFORD HILLS, NY. IAPD ↗
$53.9M RAUM · 1 reps · 800-732-0818
Office IT & facilitiesMarketing & brand
45
TSG ALPHA PARTNERS, LLC moved its main office from RONKONKOMA, NY to JERSEY CITY, NJ. IAPD ↗
$75.4M RAUM · 6 reps · 631-403-5364 · tsginvest.com
Office IT & facilitiesMarketing & brand
45
SOCIALTRADER moved its main office from LEWES, DE to SAN DIEGO, CA. IAPD ↗
$400 RAUM · 1 reps · 5105793526 · socialtrader.ai
Office IT & facilitiesMarketing & brand
40
EHLERS moved its main office from ROSEVILLE, MN to MINNEAPOLIS, MN. IAPD ↗institutional
$2.74B RAUM · 5 reps · 800-552-1171
Office IT & facilitiesMarketing & brand
40
PACIFIC OAK CAPITAL ADVISORS, LLC moved its main office from LOS ANGELES, CA to COSTA MESA, CA. IAPD ↗institutional
$3.20B RAUM · 9 reps · 866-722-6257
Office IT & facilitiesMarketing & brand
35
SBAUER FUNDS, LLC moved its main office from INDIANAPOLIS, IN to CARMEL, IN. IAPD ↗institutional
$59.8M RAUM · 3 reps · 317-814-5000 · sbauerfunds.com
Office IT & facilitiesMarketing & brand
35
QUINBROOK INFRASTRUCTURE PARTNERS LLC moved its main office from HOUSTON, TX to NEW YORK, NY. IAPD ↗fund
$6.87B RAUM · 10 reps · 646 574 8303 · quinbrook.com
Office IT & facilitiesMarketing & brand
35
GOLDFINCH PARTNERS moved its main office from SEATTLE, WA to BELLEVUE, WA. IAPD ↗fund
$2.05B RAUM · 7 reps · 206-360-4002
Office IT & facilitiesMarketing & brand
35
CLOUD CAPITAL ADVISORS LLC moved its main office from TAMPA, FL to WASHINGTON, DC. IAPD ↗fund
$1.97B RAUM · 10 reps · (202) 607 2300 · cldcap.com
Office IT & facilitiesMarketing & brand
33
AMERRA CAPITAL MANAGEMENT, LLC moved its main office from NEW YORK, NY to ENGLEWOOD, NJ. IAPD ↗fund
$664.5M RAUM · 7 reps · 212-710-8033, 212-843-8927
Office IT & facilitiesMarketing & brand
33
TSP ADVISORS, LLC moved its main office from BELLEVUE, WA to MERCER ISLAND, WA. IAPD ↗fund
$289.3M RAUM · 3 reps · 425-248-0591
Office IT & facilitiesMarketing & brand
33
MANNA TREE PARTNERS, LLC moved its main office from VAIL, CO to DENVER, CO. IAPD ↗fund
$736.6M RAUM · 8 reps · 970-837-3027
Office IT & facilitiesMarketing & brand
33
CANNAE PORTFOLIO ADVISORS, LLC moved its main office from GREENWICH, CT to STAMFORD, CT. IAPD ↗fund
$964.1M RAUM · 8 reps · 203-496-5224 · cannaellc.com
Office IT & facilitiesMarketing & brand
30
DRYDEN CAPITAL, LLC moved its main office from MIAMI, FL to NEW YORK, NY. IAPD ↗fund
$76.2M RAUM · 2 reps · (646) 596-9781
Office IT & facilitiesMarketing & brand
rename — 29 Primary business name changed: rebrand, merger, or ownership change.
60
POTOMAC FUND MANAGEMENT is now doing business as POTOMAC. IAPD ↗
$2.41B RAUM · 25 reps · (301) 901-3466 · potomac.com
Marketing & brandCRM
60
JOHNSON FINANCIAL GROUP LLC is now doing business as JFG FAMILY OFFICE. IAPD ↗
$2.75B RAUM · 30 reps · 720-475-1195 · jfgllc.net
Marketing & brandCRM
60
CURI RMB CAPITAL, LLC is now doing business as CURI CAPITAL, LLC. IAPD ↗
$9.83B RAUM · 91 reps · 312-993-5800
Marketing & brandCRM
60
CENTRAL PARK ADVISERS, LLC is now doing business as MACQUARIE WEALTH ADVISERS, LLC. IAPD ↗
$4.29B RAUM · 14 reps · 212-317-9200
Marketing & brandCRM
60
FLORENCE CAPITAL ADVISORS, LP is now doing business as FLORENCE CAPITAL ADVISORS, LLC. IAPD ↗
$1.26B RAUM · 1 reps · (212) 202-3296
Marketing & brandCRM
60
BLEAKLEY FINANCIAL GROUP, LLC is now doing business as ONEPOINT BFG WEALTH PARTNERS. IAPD ↗
$12.13B RAUM · 96 reps · (973) 575-4180 · bleakley.com
Marketing & brandCRM
60
CITI GLOBAL ALTERNATIVES, LLC is now doing business as ICAPITAL GLOBAL ALTERNATIVES, LLC. IAPD ↗
$24.39B RAUM · 54 reps · 212-559-1000 · privatebank.citibank.com
Marketing & brandCRM
58
CARLTON, HOFFERKAMP AND JENKS WEALTH MANAGEMENT, LLC is now doing business as CHJ WEALTH MANAGEMENT. IAPD ↗
$540.3M RAUM · 4 reps · 281-298-2700
Marketing & brandCRM
58
ASB CONSULTORES, LLC is now doing business as VELTRIA ADVISORS CORP.. IAPD ↗
$900.6M RAUM · 1 reps · (305) 318-7172
Marketing & brandCRM
58
PITCAIRN WEALTH ADVISORS LLC is now doing business as PITCAIRN. IAPD ↗
$775.8M RAUM · 2 reps · 215-881-6144 · pitcairn.com
Marketing & brandCRM
55
JEFFREY CHARLES LLOYD WOLMAN is now doing business as WWM ADVISORY INC.. IAPD ↗
$230.1M RAUM · 2 reps · 310-234-1992
Marketing & brandCRM
55
TEEPLE SNYDER NEWSOME WEALTH MANAGEMENT is now doing business as TEEPLE SNYDER NEWSOME WEALTH & TAX MANAGEMENT. IAPD ↗
$217.9M RAUM · 13 reps · 317-350-4255 · tsnwealth.com
Marketing & brandCRM
55
THE ETF STORE, INC. is now doing business as NOVADIUS WEALTH MANAGEMENT. IAPD ↗
$148.2M RAUM · 6 reps · 877-365-3837
Marketing & brandCRM
55
BASCOMB MADISON & JAMES CAPITAL MANAGEMENT is now doing business as DWV ADVISORS, LLC. IAPD ↗
$148.4M RAUM · 1 reps · 802-879-3766
Marketing & brandCRM
55
FULCRUM EQUITY MANAGEMENT, LLC is now doing business as FULCRUM WEALTH MANAGEMENT. IAPD ↗
$190.0M RAUM · 3 reps · 888-304-6942 · fulcrumeq.com
Marketing & brandCRM
55
CRAFT ASSET MANAGEMENT is now doing business as CRAFT WEALTH SERVICES. IAPD ↗
$92.0M RAUM · 8 reps · 813-394-0984
Marketing & brandCRM
55
DELTA WEALTH ADVISORS, LLC is now doing business as DELTA WEALTH ADVISORS LLC. IAPD ↗
$120.5M RAUM · 2 reps · 317-735-6445 · deltawealthadvisors.com
Marketing & brandCRM
55
BANCOLOMBIA CAPITAL ADVISERS LLC is now doing business as CIBEST CAPITAL ADVISORY SERVICES LLC. IAPD ↗
$243.4M RAUM · 4 reps · 786-551-9122 · cibestcapital.com
Marketing & brandCRM
55
PUBLIC ADVISORS LLC. is now doing business as PUBLIC ADVISORS LLC. IAPD ↗
$8.8M RAUM · 3 reps · 212-401-6946 · public.com
Marketing & brandCRM
55
KINGSMAN WEALTH MANAGEMENT is now doing business as KINGSMAN WEALTH MANAGEMENT INC.. IAPD ↗
$195.6M RAUM · 2 reps · 850-565-3780
Marketing & brandCRM
55
STONE WALL FINANCIAL GROUP LLC is now doing business as STONE WALL FINANCIAL. IAPD ↗
$2.0M RAUM · 1 reps · (210) 321-9300, EXT. 101 · stonewallfg.com
Marketing & brandCRM
55
EAGLE'S NEST ADVISORS, LLC is now doing business as EAGLE'S CREST ADVISORS, LLC. IAPD ↗
$0 RAUM · 1 reps · 646-627-6030
Marketing & brandCRM
55
PW ADVISORS is now doing business as PROPER WEALTH. IAPD ↗
$0 RAUM · 4 reps · (850) 972-9725
Marketing & brandCRM
50
VERSUS CAPITAL ADVISORS LLC is now doing business as HARRISON STREET PRIVATE WEALTH LLC. IAPD ↗institutional
$4.59B RAUM · 8 reps · 877-200-1878 · harrisonstpw.com
Marketing & brandCRM
45
SANDS CAPITAL VENTURES, LLC is now doing business as SANDS CAPITAL ALTERNATIVES, LLC. IAPD ↗fund
$3.21B RAUM · 64 reps · 703-562-4000 · sandscapital.com
Marketing & brandCRM
45
GRAHAM PARTNERS, INC. is now doing business as GRAHAM PARTNERS, LLC. IAPD ↗fund
$3.95B RAUM · 75 reps · 610-408-0500 · gci-graham.com
Marketing & brandCRM
45
CANTOR OCS ASSET MANAGEMENT, LLC is now doing business as O'CONNOR ALTERNATIVE INVESTMENTS, LLC. IAPD ↗institutional
$0 RAUM · 1 reps · 212-915-1722
Marketing & brandCRM
43
CENTRE ASSET MANAGEMENT is now doing business as HEARTWOOD FUNDS. IAPD ↗fund
$292.2M RAUM · 1 reps · 347-541-2579 · heartwoodfunds.com
Marketing & brandCRM
30
WAVERTON INVESTMENT MANAGEMENT LIMITED is now doing business as W1M INVESTMENT MANAGEMENT LIMITED. IAPD ↗foreign
$17.14B RAUM · 50 reps · 0044 20 4617 2000
Marketing & brandCRM
disclosure added — 29 Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
55
J.P. MORGAN SECURITIES LLC's Item 11 disclosure-reporting entries rose by 1 (186 -> 187). IAPD ↗
$352.61B RAUM · 8097 reps · 800-999-2000
ComplianceMarketing & brand
55
EDWARD JONES's Item 11 disclosure-reporting entries rose by 4 (215 -> 219). IAPD ↗
$824.99B RAUM · 22226 reps · 314-515-2000 · edwardjones.ca
ComplianceMarketing & brand
55
LPL FINANCIAL LLC's Item 11 disclosure-reporting entries rose by 2 (343 -> 345). IAPD ↗
$618.92B RAUM · 28347 reps · 704-733-3300
ComplianceMarketing & brand
55
WELLS FARGO ADVISORS's Item 11 disclosure-reporting entries rose by 1 (644 -> 645). IAPD ↗
$606.04B RAUM · 8410 reps · 314-875-3000
ComplianceMarketing & brand
55
CENTAURUS FINANCIAL, INC.'s Item 11 disclosure-reporting entries rose by 3 (23 -> 26). IAPD ↗
$7.34B RAUM · 375 reps · 714-456-1790 · centaurusfinancial.com
ComplianceMarketing & brand
55
MANULIFE INVESTMENT MANAGEMENT (US) LLC's Item 11 disclosure-reporting entries rose by 1 (18 -> 19). IAPD ↗
$201.36B RAUM · 144 reps · 617-375-1500 · manulifeim.com
ComplianceMarketing & brand
55
VANGUARD ADVISERS, INC.'s Item 11 disclosure-reporting entries rose by 11 (68 -> 79). IAPD ↗
$300.43B RAUM · 1567 reps · 610-669-1000
ComplianceMarketing & brand
55
SAGEVIEW ADVISORY GROUP, LLC's Item 11 disclosure-reporting entries rose by 1 (2 -> 3). IAPD ↗
$238.55B RAUM · 133 reps · 800-814-8742
ComplianceMarketing & brand
55
AVIDIAN WEALTH SOLUTIONS's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗
$3.99B RAUM · 32 reps · 281-822-8800 · retirementsurvivalguide.com
ComplianceMarketing & brand
55
PNC INVESTMENTS's Item 11 disclosure-reporting entries rose by 1 (22 -> 23). IAPD ↗
$26.53B RAUM · 818 reps · 800-762-6111
ComplianceMarketing & brand
55
VANGUARD PERSONALIZED INDEXING MANAGEMENT's Item 11 disclosure-reporting entries rose by 12 (65 -> 77). IAPD ↗
$7.26B RAUM · 4 reps · 844-317-5190
ComplianceMarketing & brand
55
FARTHER's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗
$7.52B RAUM · 250 reps · 628-246-8004
ComplianceMarketing & brand
53
SECURE ASSET MANAGEMENT, L.L.C.'s Item 11 disclosure-reporting entries rose by 1 (4 -> 5). IAPD ↗
$890.0M RAUM · 52 reps · 248-414-1562 · re-transition.com
ComplianceMarketing & brand
53
1808 CAPITAL PARTNERS's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗
$651.0M RAUM · 4 reps · 336-814-9800 · 1808capital.com
ComplianceMarketing & brand
53
ELEVATED FINANCIAL GROUP's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗
$399.3M RAUM · 4 reps · 317-533-7721 · elevatedfg.com
ComplianceMarketing & brand
50
DIRECTIONAL ASSET MANAGEMENT, LLC's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗
$117.9M RAUM · 1 reps · 847-749-2312
ComplianceMarketing & brand
50
ZERO DAY CAPITAL ENTERPRISES LLC's Item 11 disclosure-reporting entries rose by 1 (5 -> 6). IAPD ↗
$38.2M RAUM · 15 reps · 702 271 3265 · zerodaycapital.com
ComplianceMarketing & brand
45
THE VARIABLE ANNUITY LIFE INSURANCE COMPANY's Item 11 disclosure-reporting entries rose by 26 (38 -> 64). IAPD ↗institutional
$31.78B RAUM · 6 reps · 713-522-1111
ComplianceMarketing & brand
45
COMPASS GROUP MANAGEMENT LLC's Item 11 disclosure-reporting entries rose by 2 (3 -> 5). IAPD ↗institutional
$4.05B RAUM · 15 reps · 203.221.1703 · compassdiversified.com
ComplianceMarketing & brand
45
HPS ADVISORS, LLC's Item 11 disclosure-reporting entries rose by 11 (0 -> 11). IAPD ↗institutional
$17.64B RAUM · 346 reps · 212-287-6767
ComplianceMarketing & brand
40
VANGUARD GROUP INC's Item 11 disclosure-reporting entries rose by 12 (75 -> 87). IAPD ↗fund
$10246.60B RAUM · 330 reps · 610-669-1000
ComplianceMarketing & brand
40
AXA INVESTMENT MANAGERS US INC's Item 11 disclosure-reporting entries rose by 4 (0 -> 4). IAPD ↗fund
$76.66B RAUM · 109 reps · 203-983-4200
ComplianceMarketing & brand
40
QVT FINANCIAL LP's Item 11 disclosure-reporting entries rose by 1 (1 -> 2). IAPD ↗fund
$1.75B RAUM · 8 reps · (212) 705-8888 · qvt.com
ComplianceMarketing & brand
40
W CAPITAL PARTNERS's Item 11 disclosure-reporting entries rose by 4 (0 -> 4). IAPD ↗fund
$2.37B RAUM · 11 reps · 212-561-5240
ComplianceMarketing & brand
40
VANGUARD GLOBAL ADVISERS, LLC's Item 11 disclosure-reporting entries rose by 12 (75 -> 87). IAPD ↗fund
$491.43B RAUM · 84 reps · 610-669-1000 · vanguardoffshore.com
ComplianceMarketing & brand
40
HPS INVESTMENT PARTNERS, LLC's Item 11 disclosure-reporting entries rose by 11 (0 -> 11). IAPD ↗fund
$155.79B RAUM · 346 reps · 212-287-6767
ComplianceMarketing & brand
38
PENDER CAPITAL MANAGEMENT, LLC's Item 11 disclosure-reporting entries rose by 4 (2 -> 6). IAPD ↗fund
$505.8M RAUM · 13 reps · 214-988-9914
ComplianceMarketing & brand
38
BORDERLESS MANAGEMENT LLC's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗fund
$435.0M RAUM · 15 reps · 650-412-9447 · borderlesscapital.io
ComplianceMarketing & brand
25
GLOBAL ALPHA CAPITAL MANAGEMENT LTD.'s Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗foreign
$6.03B RAUM · 22 reps · 514-287-0110 · cclgroup.com
ComplianceMarketing & brand
website changed — 28 Primary website domain changed (social-media URLs ignored) — usually a rebrand or new site.
30
ELEVATION POINT WEALTH PARTNERS, LLC changed its website from elevationpoint.com to familyofficepartners.com. IAPD ↗
$2.43B RAUM · 20 reps · 303-382-2880 · familyofficepartners.com
Marketing & brand
30
CS PLANNING CORP changed its website from richardsonwealthmanagement.com to cultivant.com. IAPD ↗
$1.27B RAUM · 49 reps · 503-292-5853 · cultivant.com
Marketing & brand
30
CGN ADVISORS, LLC changed its website from arcadiafs.com to huebnerfinancialplanning.com. IAPD ↗
$1.26B RAUM · 41 reps · 910-333-6659 · huebnerfinancialplanning.com
Marketing & brand
30
NORTHROCK PARTNERS, LLC changed its website from facebook.comhttps to northrockberkeley.com. IAPD ↗
$6.60B RAUM · 50 reps · (612) 367-8800 · northrockberkeley.com
Marketing & brand
30
EVOKE ADVISORS changed its website from evokewealth.com to evokeadvisors.com. IAPD ↗
$27.70B RAUM · 32 reps · 424-372-1776 · evokeadvisors.com
Marketing & brand
28
KEENER FINANCIAL PLANNING changed its website from keenermoney.com to objectivefinancialplanning.com. IAPD ↗
$362.8M RAUM · 9 reps · 817-993-0401 · objectivefinancialplanning.com
Marketing & brand
28
TRINITY LEGACY PARTNERS, LLC changed its website from trinitylegacy.com to trinitylegacypartners.com. IAPD ↗
$460.4M RAUM · 7 reps · 713-999-8053 · trinitylegacypartners.com
Marketing & brand
28
PANDOWEALTH. LLC changed its website from pandowealth.com to cfa401k.com. IAPD ↗
$396.0M RAUM · 13 reps · 678-712-6656 · cfa401k.com
Marketing & brand
28
GIBBS WEALTH MANAGEMENT, LLC changed its website from investsafefinancial.com to preservationfinancialgroup.com. IAPD ↗
$639.2M RAUM · 49 reps · 678-694-8770 · preservationfinancialgroup.com
Marketing & brand
28
THEPARTNERS WEALTH MANAGEMENT changed its website from twsfinancialplanning.com to oceanpointefg.com. IAPD ↗
$454.5M RAUM · 29 reps · 800-324-3010 · oceanpointefg.com
Marketing & brand
28
STEVENS CAPITAL PARTNERS changed its website from mypurposefulwealth.com to stevenscapitalpartners.com. IAPD ↗
$432.3M RAUM · 6 reps · 402-251-5800 · stevenscapitalpartners.com
Marketing & brand
25
SIMA WEALTH PARTNERS, LLC changed its website from simawealthpartners.com to simafinancialgroup.com. IAPD ↗
$145.4M RAUM · 6 reps · 804-285-5700 · simafinancialgroup.com
Marketing & brand
25
ONE ADVISORY PARTNERS, LLC changed its website from oneadvisorypartners.com to oneretirement.com. IAPD ↗
$243.3M RAUM · 4 reps · 913-663-2376 · oneretirement.com
Marketing & brand
25
GREAT PATH PLANNING changed its website from greatpathfp.com to greatpath.com. IAPD ↗
$144.3M RAUM · 2 reps · 845-397-7284 · greatpath.com
Marketing & brand
25
HESEN & HASLAM changed its website from hhretirement.com to hesen-haslam.com. IAPD ↗
$250.0M RAUM · 3 reps · 818-200-1107 · hesen-haslam.com
Marketing & brand
25
MASTERS LEGACY PLANNING changed its website from mlegacy.com to masterslegacy.com. IAPD ↗
$242.1M RAUM · 2 reps · 609-601-0800 · masterslegacy.com
Marketing & brand
25
FREEDOM FAMILY OFFICE, LLC changed its website from freedomfamilyoffice.com to talktofreedom.com. IAPD ↗
$143.5M RAUM · 3 reps · (855) 540-0400 · talktofreedom.com
Marketing & brand
25
CABIN ADVISORS, LLC changed its website from aycockwealthmanagement.com to financialarchitects.com. IAPD ↗
$133.6M RAUM · 14 reps · 913-933-3351 · financialarchitects.com
Marketing & brand
25
CHILDFREE WEALTH changed its website from reddit.com to livelearnplan.com. IAPD ↗
$10.0M RAUM · 3 reps · 662-222-1227 · livelearnplan.com
Marketing & brand
25
CIBEST CAPITAL ADVISORY SERVICES LLC changed its website from bancolombiacapital.com to cibestcapital.com. IAPD ↗
$243.4M RAUM · 4 reps · 786-551-9122 · cibestcapital.com
Marketing & brand
25
PRAIRIEVIEW WEALTH & TAX ADVISORS changed its website from prairieviewwealthpartners.com to pv-wp.com.com. IAPD ↗
$163.7M RAUM · 3 reps · 708-326-4750 · pv-wp.com.com
Marketing & brand
25
ILLUMINATE changed its website from illuminateinvesting.com to illuminate.earth. IAPD ↗
$1,000 RAUM · 1 reps · 518-421-6376 · illuminate.earth
Marketing & brand
20
HARRISON STREET PRIVATE WEALTH LLC changed its website from versuscapital.com to harrisonstpw.com. IAPD ↗institutional
$4.59B RAUM · 8 reps · 877-200-1878 · harrisonstpw.com
Marketing & brand
15
PROMUS ASSET MANAGEMENT, LLC changed its website from promusequity.com to promusholdings.com. IAPD ↗fund
$2.88B RAUM · 17 reps · 312-784-3990 · promusholdings.com
Marketing & brand
15
BLACKSTONE LIFE SCIENCES ADVISORS L.L.C. changed its website from blackstone.podbean.com to spoti.fi. IAPD ↗fund
$9.80B RAUM · 21 reps · 617-949-2200 · spoti.fi
Marketing & brand
15
NERDWALLET ADVISORY changed its website from nerdwalletcoach.uprise.us to nerdwalletplanning.quinnadvisor.com. IAPD ↗institutional
$0 RAUM · 1 reps · 415-549-8913 · nerdwalletplanning.quinnadvisor.com
Marketing & brand
13
HEARTWOOD FUNDS changed its website from centreasset.com to heartwoodfunds.com. IAPD ↗fund
$292.2M RAUM · 1 reps · 347-541-2579 · heartwoodfunds.com
Marketing & brand
13
FIRST SENTIER INVESTORS (US) LLC changed its website from firstsentierinvestors.com to firstsentiergroup.com. IAPD ↗fund
$922.1M RAUM · 20 reps · 212-497-9980 · firstsentiergroup.com
Marketing & brand
headcount up — 27 Advisory representative count grew materially (>=20% or >=5 reps).
85
FOCUS PARTNERS WEALTH, LLC grew from 980 to 1050 advisory reps. IAPD ↗
$95.89B RAUM · 1050 reps · (314) 725-0455
CRMRecruiting & transitionsComplianceFinancial planning software
82
ONEPOINT BFG WEALTH PARTNERS grew from 84 to 96 advisory reps. IAPD ↗
$12.13B RAUM · 96 reps · (973) 575-4180 · bleakley.com
CRMRecruiting & transitionsComplianceFinancial planning software
79
APELLA WEALTH grew from 44 to 53 advisory reps. IAPD ↗
$4.71B RAUM · 53 reps · 860.785.2260
CRMRecruiting & transitionsComplianceFinancial planning software
77
GAMCO ASSET MANAGEMENT INC. grew from 39 to 46 advisory reps. IAPD ↗
$11.47B RAUM · 46 reps · 914-921-5000
CRMRecruiting & transitionsComplianceFinancial planning software
75
THEPARTNERS WEALTH MANAGEMENT grew from 22 to 29 advisory reps. IAPD ↗
$454.5M RAUM · 29 reps · 800-324-3010 · oceanpointefg.com
CRMRecruiting & transitionsComplianceFinancial planning software
73
SINGER WEALTH ADVISORS LLC grew from 11 to 16 advisory reps. IAPD ↗
$668.7M RAUM · 16 reps · 561-998-9985 · singerwealth.com
CRMRecruiting & transitionsComplianceFinancial planning software
73
DIGITAL WEALTH PARTNERS grew from 2 to 7 advisory reps. IAPD ↗
$368.0M RAUM · 7 reps · 307-396-0295 · digitalwealthpartners.net
CRMRecruiting & transitionsComplianceFinancial planning software
72
SANTA BARBARA MANAGEMENT grew from 2 to 6 advisory reps. IAPD ↗
$259.2M RAUM · 6 reps · 734-604-9891 · santabarbaramanagement.com
CRMRecruiting & transitionsComplianceFinancial planning software
71
JOURNEY WEALTH MANAGEMENT grew from 14 to 17 advisory reps. IAPD ↗
$940.7M RAUM · 17 reps · 216-468-1333 · fsmwealthadvisors.com
CRMRecruiting & transitionsComplianceFinancial planning software
70
CADENT CAPITAL ADVISORS, LLC grew from 8 to 10 advisory reps. IAPD ↗
$651.0M RAUM · 10 reps · 918-935-3450 · cadcapital.com
CRMRecruiting & transitionsComplianceFinancial planning software
70
HOHIMER WEALTH MANAGEMENT, LLC grew from 8 to 10 advisory reps. IAPD ↗
$993.7M RAUM · 10 reps · 206-709-5955
CRMRecruiting & transitionsComplianceFinancial planning software
70
ASA ASSET MANAGEMENT LLC grew from 1 to 6 advisory reps. IAPD ↗
$32.5M RAUM · 6 reps · 646-727-4151
CRMRecruiting & transitionsComplianceFinancial planning software
69
HAMPTON ROCK WEALTH MANAGEMENT grew from 1 to 5 advisory reps. IAPD ↗
$142.1M RAUM · 5 reps · 512-256-9272 · hamptonrock.com
CRMRecruiting & transitionsComplianceFinancial planning software
68
GFG SOLUTIONS grew from 6 to 9 advisory reps. IAPD ↗
$228.6M RAUM · 9 reps · (412) 740-7930
CRMRecruiting & transitionsComplianceFinancial planning software
67
STOREHOUSE FINANCIAL LLC grew from 3 to 5 advisory reps. IAPD ↗
$207.9M RAUM · 5 reps · 877-305-3233 · storehousefinancial.com
CRMRecruiting & transitionsComplianceFinancial planning software
67
FARNAM FINANCIAL grew from 2 to 4 advisory reps. IAPD ↗
$122.1M RAUM · 4 reps · (602) 603-4000 · farnamfinancial.com
CRMRecruiting & transitionsComplianceFinancial planning software
67
PCB CAPITAL LLC grew from 1 to 3 advisory reps. IAPD ↗
$122.5M RAUM · 3 reps · (732) 634-3620 · pcbfinancial.com
CRMRecruiting & transitionsComplianceFinancial planning software
67
PUBLIC ADVISORS LLC grew from 1 to 3 advisory reps. IAPD ↗
$8.8M RAUM · 3 reps · 212-401-6946 · public.com
CRMRecruiting & transitionsComplianceFinancial planning software
67
NEW HORIZONS WEALTH MANAGEMENT grew from 2 to 4 advisory reps. IAPD ↗
$187.1M RAUM · 4 reps · 973-540-1066 · enjoymore30s.com
CRMRecruiting & transitionsComplianceFinancial planning software
67
AGP FRANKLIN, LLC grew from 2 to 4 advisory reps. IAPD ↗
$195.2M RAUM · 4 reps · 615-778-9842 · aspengroveassetmanagement.com
CRMRecruiting & transitionsComplianceFinancial planning software
67
BRAYPARK WEALTH MANAGEMENT grew from 1 to 3 advisory reps. IAPD ↗
$24.6M RAUM · 3 reps · 714-420-9277 · brayparkwealth.com
CRMRecruiting & transitionsComplianceFinancial planning software
63
EVERVIEW PARTNERS, L.P. grew from 1 to 11 advisory reps. IAPD ↗fund
$926.4M RAUM · 11 reps · (212)242-5800 · everviewcap.com
CRMRecruiting & transitionsComplianceFinancial planning software
61
SMA CAPITAL LLC grew from 4 to 7 advisory reps. IAPD ↗institutional
$314.4M RAUM · 7 reps · (860) 839-0074 · smacap.com
CRMRecruiting & transitionsComplianceFinancial planning software
60
BLACK LAKE INVESTMENTS LLC grew from 1 to 3 advisory reps. IAPD ↗institutional
$800.8M RAUM · 3 reps · 215.913.2782 · blacklakeinvestments.com
CRMRecruiting & transitionsComplianceFinancial planning software
58
HKW MANAGEMENT, LLC grew from 2 to 5 advisory reps. IAPD ↗institutional
$0 RAUM · 5 reps · 317-590-7401
CRMRecruiting & transitionsComplianceFinancial planning software
52
CENTERSTAR ASSET MANAGEMENT, LLC grew from 5 to 7 advisory reps. IAPD ↗fund
$115.1M RAUM · 7 reps · 312-256-9627 · centerstaram.com
CRMRecruiting & transitionsComplianceFinancial planning software
52
SECONDMARKET FINANCIAL, LLC grew from 1 to 3 advisory reps. IAPD ↗fund
$29.9M RAUM · 3 reps · 646-968-7000 · vimeo.com
CRMRecruiting & transitionsComplianceFinancial planning software
custody started — 25 Firm now reports custody of client assets — surprise exams and controls follow.
70
COMPASS CAPITAL MANAGEMENT INC now reports custody of client assets ($3.7M). IAPD ↗
$2.54B RAUM · 10 reps · 612-338-4051
ComplianceCustodian
70
COMPASS FINANCIAL GROUP, INC now reports custody of client assets ($580.9M). IAPD ↗
$1.23B RAUM · 7 reps · 605-338-7150 · compassfin.net
ComplianceCustodian
70
LARCH CAPITAL PARTNERS LLC now reports custody of client assets ($580.0M). IAPD ↗
$1.67B RAUM · 6 reps · (786) 677-4120 · larchcapitalpartners.com
ComplianceCustodian
70
HORAN WEALTH, LLC now reports custody of client assets ($286.1M). IAPD ↗
$1.45B RAUM · 22 reps · 513-745-0707 · horanwealth.com
ComplianceCustodian
70
SUMMIT WEALTH GROUP now reports custody of client assets ($953.1M). IAPD ↗
$1.35B RAUM · 27 reps · 7196334033 · summitwealthgroup.com
ComplianceCustodian
68
ASSET CONSULTING GROUP, LLC now reports custody of client assets ($589.5M). IAPD ↗
$781.7M RAUM · 32 reps · 314-862-4848 · guggenheimpartners.com
ComplianceCustodian
68
PHILIP VONGONTARD, CFA, LLC now reports custody of client assets ($3.0M). IAPD ↗
$312.9M RAUM · 1 reps · 314-569-2677
ComplianceCustodian
68
TED BUCHAN & COMPANY now reports custody of client assets ($2.3M). IAPD ↗
$347.3M RAUM · 2 reps · 858-605-0686 · tedbuchan.com
ComplianceCustodian
68
CALDWELL ADVISORS, LLC now reports custody of client assets ($104.4M). IAPD ↗
$339.1M RAUM · 5 reps · 615-370-8988
ComplianceCustodian
68
ROYAL OAK FINANCIAL GROUP now reports custody of client assets ($263.0M). IAPD ↗
$263.0M RAUM · 0 reps · 614-842-6090 · royaloakfinancialgroup.com
ComplianceCustodian
68
OUTWING PRIVATE WEALTH MANAGEMENT now reports custody of client assets ($15.1M). IAPD ↗
$302.3M RAUM · 1 reps · (805) 880-9464 · outwingwealth.com
ComplianceCustodian
68
SANTA BARBARA MANAGEMENT now reports custody of client assets ($27.8M). IAPD ↗
$259.2M RAUM · 6 reps · 734-604-9891 · santabarbaramanagement.com
ComplianceCustodian
68
CAMBIENT FAMILY OFFICE, LLC now reports custody of client assets ($668.8M). IAPD ↗
$668.8M RAUM · 3 reps · (616) 330-2270
ComplianceCustodian
65
GIBRALTAR WEALTH MANAGEMENT, LLC now reports custody of client assets ($23.8M). IAPD ↗
$176.5M RAUM · 4 reps · 215-956-5154 · gibraltarwealth.com
ComplianceCustodian
65
MWS CAPITAL CONSULTANTS LLC now reports custody of client assets ($246,149). IAPD ↗
$157.1M RAUM · 3 reps · 773-412-4302 · mwscapital.com
ComplianceCustodian
65
RYDAR EQUITIES, INC. now reports custody of client assets ($143.0M). IAPD ↗
$150.0M RAUM · 2 reps · 432-634-8673 · rydarequities.com
ComplianceCustodian
65
PEAK RETIREMENT PLANNING, INC. now reports custody of client assets ($242.5M). IAPD ↗
$242.5M RAUM · 13 reps · (614) 500-4121 · peakretirementplanning.com
ComplianceCustodian
65
RARE WOLF CAPITAL LLC now reports custody of client assets ($123.1M). IAPD ↗
$158.4M RAUM · 1 reps · 206-659-8704 · rarewolfcapital.com
ComplianceCustodian
65
ELEVATED PRIVATE WEALTH now reports custody of client assets ($23.3M). IAPD ↗
$108.6M RAUM · 4 reps · 715-797-3358 · elevatedprivatewealth.com
ComplianceCustodian
53
SILTSTONE CAPITAL, LLC now reports custody of client assets ($326.5M). IAPD ↗fund
$326.5M RAUM · 8 reps · 713-375-9200
ComplianceCustodian
53
MW ADVISOR, LLC now reports custody of client assets ($260.2M). IAPD ↗fund
$260.2M RAUM · 19 reps · 212-500-3000
ComplianceCustodian
53
EVERVIEW PARTNERS, L.P. now reports custody of client assets ($1.85B). IAPD ↗fund
$926.4M RAUM · 11 reps · (212)242-5800 · everviewcap.com
ComplianceCustodian
53
SUPERSTATE ADVISERS LLC now reports custody of client assets ($295.3M). IAPD ↗fund
$295.3M RAUM · 5 reps · 201-497-4991 · superstate.co
ComplianceCustodian
50
FREMEN CAPITAL now reports custody of client assets ($146.4M). IAPD ↗fund
$146.4M RAUM · 1 reps · 203-442-5712
ComplianceCustodian
40
JUPITER ASSET MANAGEMENT LIMITED now reports custody of client assets ($10,000). IAPD ↗foreign
$46.19B RAUM · 117 reps · 44 20 3817 1000
ComplianceCustodian
private funds started — 14 Firm reports private funds for the first time.
73
SIGNIFY WEALTH LLC now reports 1 private fund(s) ($915,000 gross). IAPD ↗
$283.7M RAUM · 4 reps · 314-222-0295
Fund administrationCompliance
73
DIGITAL WEALTH PARTNERS now reports 2 private fund(s) ($90.2M gross). IAPD ↗
$368.0M RAUM · 7 reps · 307-396-0295 · digitalwealthpartners.net
Fund administrationCompliance
70
QUANTUM LEAP CAPITAL, LLC now reports 1 private fund(s) ($3.0M gross). IAPD ↗
$113.5M RAUM · 3 reps · (802) 448-2882
Fund administrationCompliance
70
ATLAS now reports 1 private fund(s) ($0 gross). IAPD ↗
$121.3M RAUM · 5 reps · 805-557-8713
Fund administrationCompliance
60
SAVA CAPITAL LLC now reports 1 private fund(s) ($0 gross). IAPD ↗fund
$1.00B RAUM · 1 reps · 914-924-4988
Fund administrationCompliance
58
MW ADVISOR, LLC now reports 1 private fund(s) ($260.2M gross). IAPD ↗fund
$260.2M RAUM · 19 reps · 212-500-3000
Fund administrationCompliance
58
EVERVIEW PARTNERS, L.P. now reports 4 private fund(s) ($926.4M gross). IAPD ↗fund
$926.4M RAUM · 11 reps · (212)242-5800 · everviewcap.com
Fund administrationCompliance
58
SUPERSTATE ADVISERS LLC now reports 2 private fund(s) ($295.3M gross). IAPD ↗fund
$295.3M RAUM · 5 reps · 201-497-4991 · superstate.co
Fund administrationCompliance
55
VESTED FINANCE now reports 2 private fund(s) ($1.2M gross). IAPD ↗fund
$0 RAUM · 7 reps · 310-895-3927
Fund administrationCompliance
55
WAYSTONE ASSET MANAGEMENT (USA) LLC now reports 1 private fund(s) ($131.0M gross). IAPD ↗fund
$131.0M RAUM · 4 reps · 312-724-9036 · waystone.com
Fund administrationCompliance
55
SECONDMARKET FINANCIAL, LLC now reports 7 private fund(s) ($29.9M gross). IAPD ↗fund
$29.9M RAUM · 3 reps · 646-968-7000 · vimeo.com
Fund administrationCompliance
55
FREMEN CAPITAL now reports 1 private fund(s) ($146.4M gross). IAPD ↗fund
$146.4M RAUM · 1 reps · 203-442-5712
Fund administrationCompliance
55
SIMPLEADVISORY LLC now reports 4 private fund(s) ($46.2M gross). IAPD ↗fund
$46.2M RAUM · 2 reps · 516-464-5500 · simpleciti.com
Fund administrationCompliance
45
JUPITER ASSET MANAGEMENT LIMITED now reports 3 private fund(s) ($40.0M gross). IAPD ↗foreign
$46.19B RAUM · 117 reps · 44 20 3817 1000
Fund administrationCompliance
headcount down — 13 Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
55
CENTAURUS FINANCIAL, INC. shrank from 432 to 375 advisory reps. IAPD ↗
$7.34B RAUM · 375 reps · 714-456-1790 · centaurusfinancial.com
Recruiting & transitionsM&A & valuation
55
THE PATRIOT FINANCIAL GROUP, LLC shrank from 48 to 30 advisory reps. IAPD ↗
$2.41B RAUM · 30 reps · 508-251-6100 · myhaydenwealth.com
Recruiting & transitionsM&A & valuation
53
NVEST FINANCIAL, LLC shrank from 7 to 5 advisory reps. IAPD ↗
$523.4M RAUM · 5 reps · 207-985-8585
Recruiting & transitionsM&A & valuation
53
NIXON CAPITAL LLC shrank from 4 to 2 advisory reps. IAPD ↗
$337.5M RAUM · 2 reps · 512.354.2491 · nixoncapital.com
Recruiting & transitionsM&A & valuation
53
ERTS WEALTH ADVISORS, LLC shrank from 6 to 3 advisory reps. IAPD ↗
$630.4M RAUM · 3 reps · (906) 228-5564 · baroberts.com
Recruiting & transitionsM&A & valuation
50
MORNINGSTAR INVESTMENT SERVICES LLC shrank from 29 to 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 312-696-6000
Recruiting & transitionsM&A & valuation
40
AETHER INVESTMENT PARTNERS, LLC shrank from 8 to 2 advisory reps. IAPD ↗fund
$1.28B RAUM · 2 reps · 720-961-4190 · aetherip.sharesecurely.com
Recruiting & transitionsM&A & valuation
40
TFG ASSET MANAGEMENT L.P. shrank from 59 to 47 advisory reps. IAPD ↗fund
$15.24B RAUM · 47 reps · 212-359-7300
Recruiting & transitionsM&A & valuation
38
MW ADVISOR, LLC shrank from 95 to 19 advisory reps. IAPD ↗fund
$260.2M RAUM · 19 reps · 212-500-3000
Recruiting & transitionsM&A & valuation
35
ARKHOUSE shrank from 8 to 5 advisory reps. IAPD ↗fund
$53.1M RAUM · 5 reps · 212-465-1301 · arkhousefund.com
Recruiting & transitionsM&A & valuation
25
COLCHESTER GLOBAL INVESTORS shrank from 7 to 5 advisory reps. IAPD ↗foreign
$23.95B RAUM · 5 reps · 011-44207-292-6920
Recruiting & transitionsM&A & valuation
25
OCTOPUS ENERGY GENERATION shrank from 74 to 55 advisory reps. IAPD ↗foreign
$6.40B RAUM · 55 reps · 0808 164 1088
Recruiting & transitionsM&A & valuation
23
TOSCAFUND ASSET MANAGEMENT shrank from 23 to 11 advisory reps. IAPD ↗foreign
$929.9M RAUM · 11 reps · +44 20 7845 6100
Recruiting & transitionsM&A & valuation
aum up — 12 Regulatory AUM up >=25% since last filing.
73
DIGITAL WEALTH PARTNERS reported RAUM up 183% ($130.2M -> $368.0M). IAPD ↗
$368.0M RAUM · 7 reps · 307-396-0295 · digitalwealthpartners.net
Portfolio / reporting / TAMPCRMFinancial planning software
73
BALANCE WEALTH reported RAUM up 86% ($187.6M -> $348.4M). IAPD ↗
$348.4M RAUM · 8 reps · (800) 551-7787 · balancewealth.com
Portfolio / reporting / TAMPCRMFinancial planning software
70
DYNAMIC TRADING MANAGEMENT, LLC. reported RAUM up 100% ($51.5M -> $103.2M). IAPD ↗
$103.2M RAUM · 1 reps · 914-220-9404
Portfolio / reporting / TAMPCRMFinancial planning software
66
RHODES INVESTMENT ADVISORS, INC. reported RAUM up 41% ($266.2M -> $376.3M). IAPD ↗
$376.3M RAUM · 9 reps · 817-334-0455 · palmerretirement.com
Portfolio / reporting / TAMPCRMFinancial planning software
65
POTOMAC reported RAUM up 30% ($1.86B -> $2.41B). IAPD ↗
$2.41B RAUM · 25 reps · (301) 901-3466 · potomac.com
Portfolio / reporting / TAMPCRMFinancial planning software
65
RIVERBEND CAPITAL ADVISORS, LLC reported RAUM up 36% ($605.4M -> $820.5M). IAPD ↗
$820.5M RAUM · 3 reps · 312-948-5100 · riverbendcapitaladvisors.com
Portfolio / reporting / TAMPCRMFinancial planning software
65
FARTHER reported RAUM up 28% ($5.88B -> $7.52B). IAPD ↗
$7.52B RAUM · 250 reps · 628-246-8004
Portfolio / reporting / TAMPCRMFinancial planning software
63
CANTATA WEALTH MANAGEMENT, LLC reported RAUM up 45% ($45.4M -> $65.7M). IAPD ↗
$65.7M RAUM · 3 reps · 844-226-8282 · cantatawealth.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
KEYSTONE WEALTH ADVISORS, INCORPORATED reported RAUM up 29% ($147.8M -> $191.4M). IAPD ↗
$191.4M RAUM · 4 reps · 612-465-8118
Portfolio / reporting / TAMPCRMFinancial planning software
60
VARIADIC LLC reported RAUM up 315% ($25.0M -> $103.6M). IAPD ↗institutional
$103.6M RAUM · 11 reps · 646-384-8680 · variadic.com
Portfolio / reporting / TAMPCRMFinancial planning software
57
BANYAN ALPHA INVESTMENT L.P. reported RAUM up 70% ($254.9M -> $433.9M). IAPD ↗fund
$433.9M RAUM · 4 reps · 650-254-6608 · banyanalpha.com
Portfolio / reporting / TAMPCRMFinancial planning software
55
RUSHMONT CAPITAL MANAGEMENT reported RAUM up 138% ($58.3M -> $139.0M). IAPD ↗fund
$139.0M RAUM · 4 reps · 1-212-680-4980 · rushmont.com
Portfolio / reporting / TAMPCRMFinancial planning software
planning started — 7 Firm now reports offering financial planning (Item 5G(1)). They need planning software.
80
FORT WASHINGTON INVESTMENT ADVISORS INC now offers financial planning (Item 5G(1)). IAPD ↗
$84.95B RAUM · 87 reps · 513-361-7600
Financial planning softwareCRM
78
CENTRICA WEALTH MANAGEMENT now offers financial planning (Item 5G(1)). IAPD ↗
$475.8M RAUM · 2 reps · 305-686-7910 · centricafg.com
Financial planning softwareCRM
75
SIMS INVESTMENT MANAGEMENT LLC now offers financial planning (Item 5G(1)). IAPD ↗
$245.9M RAUM · 4 reps · 513-278-7467 · simsinvestment.com
Financial planning softwareCRM
75
EUDAIMONIA ASSET MANAGEMENT, LLC now offers financial planning (Item 5G(1)). IAPD ↗
$194.8M RAUM · 2 reps · 931-968-1127
Financial planning softwareCRM
75
ATLAS now offers financial planning (Item 5G(1)). IAPD ↗
$121.3M RAUM · 5 reps · 805-557-8713
Financial planning softwareCRM
75
GLOBAL PREDICTIONS INC now offers financial planning (Item 5G(1)). IAPD ↗
$0 RAUM · 1 reps · (510) 426-6421
Financial planning softwareCRM
75
BRAYPARK WEALTH MANAGEMENT now offers financial planning (Item 5G(1)). IAPD ↗
$24.6M RAUM · 3 reps · 714-420-9277 · brayparkwealth.com
Financial planning softwareCRM
planning clients up — 7 Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
72
FARTHER reports More than 500 financial-planning clients, up from 26-50. IAPD ↗
$7.52B RAUM · 250 reps · 628-246-8004
Financial planning software
70
QUESTMONT VIRTUAL FAMILY OFFICE, LLC reports 51-100 financial-planning clients, up from 0. IAPD ↗
$310.5M RAUM · 4 reps · 813-212-1701 · questmont.com
Financial planning software
69
BAKER TILLY WEALTH MANAGEMENT, LLC reports More than 500 financial-planning clients, up from 51-100. IAPD ↗
$4.60B RAUM · 15 reps · 833-761-0673 · bakertilly.com
Financial planning software
63
COMPASS CAPITAL MANAGEMENT INC reports 1-10 financial-planning clients, up from 0. IAPD ↗
$2.54B RAUM · 10 reps · 612-338-4051
Financial planning software
63
A&M PRIVATE WEALTH PARTNERS, LLC reports 1-10 financial-planning clients, up from 0. IAPD ↗
$1.57B RAUM · 15 reps · 561-268-0900 · ampwp.com
Financial planning software
63
HORAN WEALTH, LLC reports 1-10 financial-planning clients, up from 0. IAPD ↗
$1.45B RAUM · 22 reps · 513-745-0707 · horanwealth.com
Financial planning software
58
EUDAIMONIA ASSET MANAGEMENT, LLC reports 1-10 financial-planning clients, up from 0. IAPD ↗
$194.8M RAUM · 2 reps · 931-968-1127
Financial planning software
aum down — 7 Regulatory AUM down >=25% since last filing.
48
AVIVAR CAPITAL, LLC reported RAUM down 43% ($513.8M -> $290.4M). IAPD ↗
$290.4M RAUM · 16 reps · 818-681-6833
M&A & valuationRecruiting & transitions
45
ATLASMARK FINANCIAL, INC. reported RAUM down 73% ($822.2M -> $224.3M). IAPD ↗
$224.3M RAUM · 1 reps · 512-270-2900 · atlasmark.com
M&A & valuationRecruiting & transitions
45
CAPSTONE WEALTH ADVISORS, LLC reported RAUM down 68% ($720.9M -> $230.4M). IAPD ↗
$230.4M RAUM · 3 reps · 503-967-1980 · capstonewealthadvisors.com
M&A & valuationRecruiting & transitions
35
MACQUARIE ASSET MANAGEMENT CREDIT ADVISERS US, LLC reported RAUM down 55% ($448.2M -> $201.0M). IAPD ↗institutional
$201.0M RAUM · 7 reps · 1 212 231-1000 · macquarie.com
M&A & valuationRecruiting & transitions
33
HEARTWOOD FUNDS reported RAUM down 44% ($521.8M -> $292.2M). IAPD ↗fund
$292.2M RAUM · 1 reps · 347-541-2579 · heartwoodfunds.com
M&A & valuationRecruiting & transitions
33
22V ASSET MANAGEMENT reported RAUM down 26% ($483.7M -> $357.3M). IAPD ↗fund
$357.3M RAUM · 6 reps · 917-224-2277 · 22vam.com
M&A & valuationRecruiting & transitions
18
TOSCAFUND ASSET MANAGEMENT reported RAUM down 34% ($1.40B -> $929.9M). IAPD ↗foreign
$929.9M RAUM · 11 reps · +44 20 7845 6100
M&A & valuationRecruiting & transitions
wrap program started — 5 Firm began participating in a wrap-fee program (Item 5I(1)).
63
FAI ADVISORS, INC. began participating in a wrap-fee program. IAPD ↗
$301.2M RAUM · 5 reps · 248-482-3600 · financialarch.com
Portfolio / reporting / TAMPCompliance
63
LIGHTHOUSE WEALTH STRATEGIES, LLC began participating in a wrap-fee program. IAPD ↗
$713.5M RAUM · 11 reps · 253-948-3725 · lighthousegigharbor.com
Portfolio / reporting / TAMPCompliance
63
MOREY & QUINN WEALTH PARTNERS began participating in a wrap-fee program. IAPD ↗
$328.1M RAUM · 3 reps · (402) 502-9900 · moreyandquinn.com
Portfolio / reporting / TAMPCompliance
60
QUANTUM LEAP CAPITAL, LLC began participating in a wrap-fee program. IAPD ↗
$113.5M RAUM · 3 reps · (802) 448-2882
Portfolio / reporting / TAMPCompliance
60
PROPER WEALTH began participating in a wrap-fee program. IAPD ↗
$0 RAUM · 4 reps · (850) 972-9725
Portfolio / reporting / TAMPCompliance
aum crossed 1b — 4 Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
85
COMPASS FINANCIAL GROUP, INC crossed $1B in regulatory AUM ($995.0M -> $1.23B). IAPD ↗
$1.23B RAUM · 7 reps · 605-338-7150 · compassfin.net
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
ROOSEVELT CAPITAL MANAGEMENT LLC crossed $1B in regulatory AUM ($306.5M -> $1.31B). IAPD ↗
$1.31B RAUM · 2 reps · 214-871-2666
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
KERA CAPITAL PARTNERS crossed $1B in regulatory AUM ($808.1M -> $1.07B). IAPD ↗
$1.07B RAUM · 8 reps · 408-668-2201 · keracapital.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
A&M PRIVATE WEALTH PARTNERS, LLC crossed $1B in regulatory AUM ($760.6M -> $1.57B). IAPD ↗
$1.57B RAUM · 15 reps · 561-268-0900 · ampwp.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
reorganization — 4 Item 4A succession where the acquired firm is the same business (entity change, not a deal).
43
VELTRIA ADVISORS CORP. filed an Item 4A succession naming ASB CONSULTORES, LLC (CRD 189514) — an entity change, not a deal. IAPD ↗
$900.6M RAUM · 1 reps · (305) 318-7172
Integration & migration consultingCompliance
40
WWM ADVISORY INC. filed an Item 4A succession naming JEFFREY CHARLES LLOYD WOLMAN (CRD 133611) — an entity change, not a deal. IAPD ↗
$230.1M RAUM · 2 reps · 310-234-1992
Integration & migration consultingCompliance
40
PRAKASH INVESTMENT ADVISORS LLC filed an Item 4A succession naming PRAKASH INVESTMENT ADVISORS LLC (CRD 163994) — an entity change, not a deal. IAPD ↗
$130.3M RAUM · 1 reps · (978) 273-9747
Integration & migration consultingCompliance
40
COVINGTONALSINA filed an Item 4A succession naming COVINGTONALSINA (CRD 326810) — an entity change, not a deal. IAPD ↗
$189.3M RAUM · 3 reps · 410-457-7165
Integration & migration consultingCompliance
aum crossed 500m — 3 Regulatory AUM crossed $500M.
70
BENIN MANAGEMENT CORP crossed $500M in regulatory AUM ($488.7M -> $521.0M). IAPD ↗
$521.0M RAUM · 3 reps · 203-762-3295 · beninmanagement.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
60
OPTIMIZED INVESTMENT PARTNERS, LLC crossed $500M in regulatory AUM ($383.0M -> $538.0M). IAPD ↗institutional
$538.0M RAUM · 2 reps · 858-335-1141 · optimizedip.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
55
BROOKFIELD ASSET MANAGEMENT PIC BMG, LLC crossed $500M in regulatory AUM ($409.7M -> $614.4M). IAPD ↗fund
$614.4M RAUM · 914 reps · 212-417-7000 · brookfield.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting

Tributary reads the SEC's public Form ADV roster and reports what changed. It does not verify filings; confirm on IAPD before acting. Not investment, legal, or compliance advice.