← Tributary

What changed in the March 2025 SEC adviser roster

2111 events across 1581 firms · 1819 at US wealth-management firms · source: SEC Form ADV monthly roster · generated 2026-10-05

423state expansion
371aum up
247planning clients up
154new office
147headcount up
114new registration
86custody started
80aum crossed 500m
77deregistered
72headcount down
58aum crossed 1b
50disclosure added

Top 25 signals — US wealth firms

98
WILLS FINANCIAL GROUP, LLC (RICHMOND, VA) is newly SEC-registered with $362.1M RAUM and 4 advisory reps. IAPD ↗
$362.1M RAUM · 4 reps · 804-330-3100 · willsfg.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
VORPAHL WING SECURITIES, INC. (SPOKANE, WA) is newly SEC-registered with $107.0M RAUM and 4 advisory reps. IAPD ↗
$107.0M RAUM · 4 reps · 509-747-1749 · vorpahlwing.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
PARAGON ASSET MANAGEMENT INC. (ORINDA, CA) is newly SEC-registered with $110.7M RAUM and 1 advisory reps. IAPD ↗
$110.7M RAUM · 1 reps · 510-550-7288 · paragonam.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
TRIDENT ADVISORS INC (DOYLESTOWN, PA) is newly SEC-registered with $100.1M RAUM and 2 advisory reps. IAPD ↗
$100.1M RAUM · 2 reps · 215-489-5383 · tridentadvisors.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
FIRST AND MAIN FINANCIAL (location n/a) is newly SEC-registered with $142.3M RAUM and 3 advisory reps. IAPD ↗
$142.3M RAUM · 3 reps · (510) 601-1935 · wolfersam.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
ABEL FINANCIAL MANAGEMENT CO. (location n/a) is newly SEC-registered with $105.6M RAUM and 2 advisory reps. IAPD ↗
$105.6M RAUM · 2 reps · 443-812-5459
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
TWENTY TWENTY INVESTMENT ADVISORS, LLC (location n/a) is newly SEC-registered with $123.4M RAUM and 3 advisory reps. IAPD ↗
$123.4M RAUM · 3 reps · 509-892-3512
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
MOORE FINANCIAL ADVISORS, LTD. (BELMONT, MA) is newly SEC-registered with $108.9M RAUM and 3 advisory reps. IAPD ↗
$108.9M RAUM · 3 reps · 617-393-9999
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
BEANTOWN FINANCIAL ADVISORS LLC (location n/a) is newly SEC-registered with $137.0M RAUM and 1 advisory reps. IAPD ↗
$137.0M RAUM · 1 reps · 508-529-0102 · beantownfinancial.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
JMH WEALTH MANAGEMENT, LLC (HANOVER, NH) is newly SEC-registered with $113.7M RAUM and 2 advisory reps. IAPD ↗
$113.7M RAUM · 2 reps · 603.643.8899 · jmhwealth.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
DECISION INVESTMENTS, INC. (SAN DIEGO, CA) is newly SEC-registered with $131.8M RAUM and 2 advisory reps. IAPD ↗
$131.8M RAUM · 2 reps · 858-812-3026 · decisioninvestments.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
HUNTER STREET INVESTMENT ADVISORS LLC (APEX, NC) is newly SEC-registered with $112.0M RAUM and 8 advisory reps. IAPD ↗
$112.0M RAUM · 8 reps · 919-589-4040 · hsiadvisors.net
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
HEPWORTH EQUITY PARTNERS, LLC (WOLFEBORO, NH) is newly SEC-registered with $120.0M RAUM and 2 advisory reps. IAPD ↗
$120.0M RAUM · 2 reps · 603-819-5323 · hepworthequitypartners.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
BANNERSTONE CAPITAL (WAYZATA, MN) is newly SEC-registered with $141.1M RAUM and 3 advisory reps. IAPD ↗
$141.1M RAUM · 3 reps · 952-249-8888 · bannerstonecapital.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
TARHEEL ADVISORS, LLC (GREENSBORO, NC) is newly SEC-registered with $117.6M RAUM and 2 advisory reps. IAPD ↗
$117.6M RAUM · 2 reps · 336-510-7255
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
SPARROW WEALTH MANAGEMENT (ORLANDO, FL) is newly SEC-registered with $117.9M RAUM and 1 advisory reps. IAPD ↗
$117.9M RAUM · 1 reps · (877) 330-9191
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
CORE PLANNING (ST. LOUIS, MO) is newly SEC-registered with $62.3M RAUM and 32 advisory reps. IAPD ↗
$62.3M RAUM · 32 reps · 636-734-7507 · savor.financial
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
WACKER & ASSOCIATES, INC. (JACKSON, MN) is newly SEC-registered with $141.7M RAUM and 2 advisory reps. IAPD ↗
$141.7M RAUM · 2 reps · 507-847-3886
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
KASSIRA WEALTH MANAGEMENT, LLC (location n/a) is newly SEC-registered with $107.5M RAUM and 2 advisory reps. IAPD ↗
$107.5M RAUM · 2 reps · 703-569-8363 · kassira.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
ARK ADVISORS LLC (BLOOMINGTON, IL) is newly SEC-registered with $170.3M RAUM and 2 advisory reps. IAPD ↗
$170.3M RAUM · 2 reps · (309) 661-2000 · arkadvisorsllc.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
THE SHER WEALTH MANAGEMENT GROUP (NEEDHAM, MA) is newly SEC-registered with $129.6M RAUM and 2 advisory reps. IAPD ↗
$129.6M RAUM · 2 reps · (617) 928-3656 · sherwealth.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
REVO FINANCIAL, LLC (location n/a) is newly SEC-registered with $118.6M RAUM and 3 advisory reps. IAPD ↗
$118.6M RAUM · 3 reps · 918-336-7877 · revofinancial.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
STRIVUS WEALTH PARTNERS LLC (JACKSONVILLE BEACH, FL) is newly SEC-registered with $139.3M RAUM and 3 advisory reps. IAPD ↗
$139.3M RAUM · 3 reps · (904) 685-1505 · strivuswealth.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
EMERALD ASSET MANAGEMENT, INC. (ROCKY MOUNT, NC) is newly SEC-registered with $110.4M RAUM and 1 advisory reps. IAPD ↗
$110.4M RAUM · 1 reps · 252-443-7616 · emeraldam.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
RAI WEALTH MANAGEMENT (PLACENTIA, CA) is newly SEC-registered with $107.7M RAUM and 3 advisory reps. IAPD ↗
$107.7M RAUM · 3 reps · (714) 449-9696
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

By buying window

Who should be calling whom this month.

CRM 809 firms

98
WILLS FINANCIAL GROUP, LLC (RICHMOND, VA) is newly SEC-registered with $362.1M RAUM and 4 advisory reps. IAPD ↗
$362.1M RAUM · 4 reps · 804-330-3100 · willsfg.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
VORPAHL WING SECURITIES, INC. (SPOKANE, WA) is newly SEC-registered with $107.0M RAUM and 4 advisory reps. IAPD ↗
$107.0M RAUM · 4 reps · 509-747-1749 · vorpahlwing.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
PARAGON ASSET MANAGEMENT INC. (ORINDA, CA) is newly SEC-registered with $110.7M RAUM and 1 advisory reps. IAPD ↗
$110.7M RAUM · 1 reps · 510-550-7288 · paragonam.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
TRIDENT ADVISORS INC (DOYLESTOWN, PA) is newly SEC-registered with $100.1M RAUM and 2 advisory reps. IAPD ↗
$100.1M RAUM · 2 reps · 215-489-5383 · tridentadvisors.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
FIRST AND MAIN FINANCIAL (location n/a) is newly SEC-registered with $142.3M RAUM and 3 advisory reps. IAPD ↗
$142.3M RAUM · 3 reps · (510) 601-1935 · wolfersam.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
ABEL FINANCIAL MANAGEMENT CO. (location n/a) is newly SEC-registered with $105.6M RAUM and 2 advisory reps. IAPD ↗
$105.6M RAUM · 2 reps · 443-812-5459
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
TWENTY TWENTY INVESTMENT ADVISORS, LLC (location n/a) is newly SEC-registered with $123.4M RAUM and 3 advisory reps. IAPD ↗
$123.4M RAUM · 3 reps · 509-892-3512
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
MOORE FINANCIAL ADVISORS, LTD. (BELMONT, MA) is newly SEC-registered with $108.9M RAUM and 3 advisory reps. IAPD ↗
$108.9M RAUM · 3 reps · 617-393-9999
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
BEANTOWN FINANCIAL ADVISORS LLC (location n/a) is newly SEC-registered with $137.0M RAUM and 1 advisory reps. IAPD ↗
$137.0M RAUM · 1 reps · 508-529-0102 · beantownfinancial.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
JMH WEALTH MANAGEMENT, LLC (HANOVER, NH) is newly SEC-registered with $113.7M RAUM and 2 advisory reps. IAPD ↗
$113.7M RAUM · 2 reps · 603.643.8899 · jmhwealth.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

…and 799 more in the CSV export.

Financial planning software 822 firms

98
WILLS FINANCIAL GROUP, LLC (RICHMOND, VA) is newly SEC-registered with $362.1M RAUM and 4 advisory reps. IAPD ↗
$362.1M RAUM · 4 reps · 804-330-3100 · willsfg.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
VORPAHL WING SECURITIES, INC. (SPOKANE, WA) is newly SEC-registered with $107.0M RAUM and 4 advisory reps. IAPD ↗
$107.0M RAUM · 4 reps · 509-747-1749 · vorpahlwing.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
PARAGON ASSET MANAGEMENT INC. (ORINDA, CA) is newly SEC-registered with $110.7M RAUM and 1 advisory reps. IAPD ↗
$110.7M RAUM · 1 reps · 510-550-7288 · paragonam.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
TRIDENT ADVISORS INC (DOYLESTOWN, PA) is newly SEC-registered with $100.1M RAUM and 2 advisory reps. IAPD ↗
$100.1M RAUM · 2 reps · 215-489-5383 · tridentadvisors.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
FIRST AND MAIN FINANCIAL (location n/a) is newly SEC-registered with $142.3M RAUM and 3 advisory reps. IAPD ↗
$142.3M RAUM · 3 reps · (510) 601-1935 · wolfersam.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
ABEL FINANCIAL MANAGEMENT CO. (location n/a) is newly SEC-registered with $105.6M RAUM and 2 advisory reps. IAPD ↗
$105.6M RAUM · 2 reps · 443-812-5459
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
TWENTY TWENTY INVESTMENT ADVISORS, LLC (location n/a) is newly SEC-registered with $123.4M RAUM and 3 advisory reps. IAPD ↗
$123.4M RAUM · 3 reps · 509-892-3512
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
MOORE FINANCIAL ADVISORS, LTD. (BELMONT, MA) is newly SEC-registered with $108.9M RAUM and 3 advisory reps. IAPD ↗
$108.9M RAUM · 3 reps · 617-393-9999
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
BEANTOWN FINANCIAL ADVISORS LLC (location n/a) is newly SEC-registered with $137.0M RAUM and 1 advisory reps. IAPD ↗
$137.0M RAUM · 1 reps · 508-529-0102 · beantownfinancial.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
JMH WEALTH MANAGEMENT, LLC (HANOVER, NH) is newly SEC-registered with $113.7M RAUM and 2 advisory reps. IAPD ↗
$113.7M RAUM · 2 reps · 603.643.8899 · jmhwealth.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

…and 812 more in the CSV export.

Compliance 813 firms

98
WILLS FINANCIAL GROUP, LLC (RICHMOND, VA) is newly SEC-registered with $362.1M RAUM and 4 advisory reps. IAPD ↗
$362.1M RAUM · 4 reps · 804-330-3100 · willsfg.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
VORPAHL WING SECURITIES, INC. (SPOKANE, WA) is newly SEC-registered with $107.0M RAUM and 4 advisory reps. IAPD ↗
$107.0M RAUM · 4 reps · 509-747-1749 · vorpahlwing.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
PARAGON ASSET MANAGEMENT INC. (ORINDA, CA) is newly SEC-registered with $110.7M RAUM and 1 advisory reps. IAPD ↗
$110.7M RAUM · 1 reps · 510-550-7288 · paragonam.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
TRIDENT ADVISORS INC (DOYLESTOWN, PA) is newly SEC-registered with $100.1M RAUM and 2 advisory reps. IAPD ↗
$100.1M RAUM · 2 reps · 215-489-5383 · tridentadvisors.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
FIRST AND MAIN FINANCIAL (location n/a) is newly SEC-registered with $142.3M RAUM and 3 advisory reps. IAPD ↗
$142.3M RAUM · 3 reps · (510) 601-1935 · wolfersam.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
ABEL FINANCIAL MANAGEMENT CO. (location n/a) is newly SEC-registered with $105.6M RAUM and 2 advisory reps. IAPD ↗
$105.6M RAUM · 2 reps · 443-812-5459
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
TWENTY TWENTY INVESTMENT ADVISORS, LLC (location n/a) is newly SEC-registered with $123.4M RAUM and 3 advisory reps. IAPD ↗
$123.4M RAUM · 3 reps · 509-892-3512
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
MOORE FINANCIAL ADVISORS, LTD. (BELMONT, MA) is newly SEC-registered with $108.9M RAUM and 3 advisory reps. IAPD ↗
$108.9M RAUM · 3 reps · 617-393-9999
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
BEANTOWN FINANCIAL ADVISORS LLC (location n/a) is newly SEC-registered with $137.0M RAUM and 1 advisory reps. IAPD ↗
$137.0M RAUM · 1 reps · 508-529-0102 · beantownfinancial.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
JMH WEALTH MANAGEMENT, LLC (HANOVER, NH) is newly SEC-registered with $113.7M RAUM and 2 advisory reps. IAPD ↗
$113.7M RAUM · 2 reps · 603.643.8899 · jmhwealth.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

…and 803 more in the CSV export.

Portfolio / reporting / TAMP 561 firms

98
WILLS FINANCIAL GROUP, LLC (RICHMOND, VA) is newly SEC-registered with $362.1M RAUM and 4 advisory reps. IAPD ↗
$362.1M RAUM · 4 reps · 804-330-3100 · willsfg.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
VORPAHL WING SECURITIES, INC. (SPOKANE, WA) is newly SEC-registered with $107.0M RAUM and 4 advisory reps. IAPD ↗
$107.0M RAUM · 4 reps · 509-747-1749 · vorpahlwing.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
PARAGON ASSET MANAGEMENT INC. (ORINDA, CA) is newly SEC-registered with $110.7M RAUM and 1 advisory reps. IAPD ↗
$110.7M RAUM · 1 reps · 510-550-7288 · paragonam.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
TRIDENT ADVISORS INC (DOYLESTOWN, PA) is newly SEC-registered with $100.1M RAUM and 2 advisory reps. IAPD ↗
$100.1M RAUM · 2 reps · 215-489-5383 · tridentadvisors.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
FIRST AND MAIN FINANCIAL (location n/a) is newly SEC-registered with $142.3M RAUM and 3 advisory reps. IAPD ↗
$142.3M RAUM · 3 reps · (510) 601-1935 · wolfersam.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
ABEL FINANCIAL MANAGEMENT CO. (location n/a) is newly SEC-registered with $105.6M RAUM and 2 advisory reps. IAPD ↗
$105.6M RAUM · 2 reps · 443-812-5459
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
TWENTY TWENTY INVESTMENT ADVISORS, LLC (location n/a) is newly SEC-registered with $123.4M RAUM and 3 advisory reps. IAPD ↗
$123.4M RAUM · 3 reps · 509-892-3512
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
MOORE FINANCIAL ADVISORS, LTD. (BELMONT, MA) is newly SEC-registered with $108.9M RAUM and 3 advisory reps. IAPD ↗
$108.9M RAUM · 3 reps · 617-393-9999
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
BEANTOWN FINANCIAL ADVISORS LLC (location n/a) is newly SEC-registered with $137.0M RAUM and 1 advisory reps. IAPD ↗
$137.0M RAUM · 1 reps · 508-529-0102 · beantownfinancial.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
JMH WEALTH MANAGEMENT, LLC (HANOVER, NH) is newly SEC-registered with $113.7M RAUM and 2 advisory reps. IAPD ↗
$113.7M RAUM · 2 reps · 603.643.8899 · jmhwealth.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

…and 551 more in the CSV export.

Custodian 216 firms

98
WILLS FINANCIAL GROUP, LLC (RICHMOND, VA) is newly SEC-registered with $362.1M RAUM and 4 advisory reps. IAPD ↗
$362.1M RAUM · 4 reps · 804-330-3100 · willsfg.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
VORPAHL WING SECURITIES, INC. (SPOKANE, WA) is newly SEC-registered with $107.0M RAUM and 4 advisory reps. IAPD ↗
$107.0M RAUM · 4 reps · 509-747-1749 · vorpahlwing.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
PARAGON ASSET MANAGEMENT INC. (ORINDA, CA) is newly SEC-registered with $110.7M RAUM and 1 advisory reps. IAPD ↗
$110.7M RAUM · 1 reps · 510-550-7288 · paragonam.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
TRIDENT ADVISORS INC (DOYLESTOWN, PA) is newly SEC-registered with $100.1M RAUM and 2 advisory reps. IAPD ↗
$100.1M RAUM · 2 reps · 215-489-5383 · tridentadvisors.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
FIRST AND MAIN FINANCIAL (location n/a) is newly SEC-registered with $142.3M RAUM and 3 advisory reps. IAPD ↗
$142.3M RAUM · 3 reps · (510) 601-1935 · wolfersam.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
ABEL FINANCIAL MANAGEMENT CO. (location n/a) is newly SEC-registered with $105.6M RAUM and 2 advisory reps. IAPD ↗
$105.6M RAUM · 2 reps · 443-812-5459
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
TWENTY TWENTY INVESTMENT ADVISORS, LLC (location n/a) is newly SEC-registered with $123.4M RAUM and 3 advisory reps. IAPD ↗
$123.4M RAUM · 3 reps · 509-892-3512
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
MOORE FINANCIAL ADVISORS, LTD. (BELMONT, MA) is newly SEC-registered with $108.9M RAUM and 3 advisory reps. IAPD ↗
$108.9M RAUM · 3 reps · 617-393-9999
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
BEANTOWN FINANCIAL ADVISORS LLC (location n/a) is newly SEC-registered with $137.0M RAUM and 1 advisory reps. IAPD ↗
$137.0M RAUM · 1 reps · 508-529-0102 · beantownfinancial.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
JMH WEALTH MANAGEMENT, LLC (HANOVER, NH) is newly SEC-registered with $113.7M RAUM and 2 advisory reps. IAPD ↗
$113.7M RAUM · 2 reps · 603.643.8899 · jmhwealth.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

…and 206 more in the CSV export.

Marketing & brand 609 firms

98
WILLS FINANCIAL GROUP, LLC (RICHMOND, VA) is newly SEC-registered with $362.1M RAUM and 4 advisory reps. IAPD ↗
$362.1M RAUM · 4 reps · 804-330-3100 · willsfg.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
VORPAHL WING SECURITIES, INC. (SPOKANE, WA) is newly SEC-registered with $107.0M RAUM and 4 advisory reps. IAPD ↗
$107.0M RAUM · 4 reps · 509-747-1749 · vorpahlwing.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
PARAGON ASSET MANAGEMENT INC. (ORINDA, CA) is newly SEC-registered with $110.7M RAUM and 1 advisory reps. IAPD ↗
$110.7M RAUM · 1 reps · 510-550-7288 · paragonam.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
TRIDENT ADVISORS INC (DOYLESTOWN, PA) is newly SEC-registered with $100.1M RAUM and 2 advisory reps. IAPD ↗
$100.1M RAUM · 2 reps · 215-489-5383 · tridentadvisors.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
FIRST AND MAIN FINANCIAL (location n/a) is newly SEC-registered with $142.3M RAUM and 3 advisory reps. IAPD ↗
$142.3M RAUM · 3 reps · (510) 601-1935 · wolfersam.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
ABEL FINANCIAL MANAGEMENT CO. (location n/a) is newly SEC-registered with $105.6M RAUM and 2 advisory reps. IAPD ↗
$105.6M RAUM · 2 reps · 443-812-5459
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
TWENTY TWENTY INVESTMENT ADVISORS, LLC (location n/a) is newly SEC-registered with $123.4M RAUM and 3 advisory reps. IAPD ↗
$123.4M RAUM · 3 reps · 509-892-3512
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
MOORE FINANCIAL ADVISORS, LTD. (BELMONT, MA) is newly SEC-registered with $108.9M RAUM and 3 advisory reps. IAPD ↗
$108.9M RAUM · 3 reps · 617-393-9999
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
BEANTOWN FINANCIAL ADVISORS LLC (location n/a) is newly SEC-registered with $137.0M RAUM and 1 advisory reps. IAPD ↗
$137.0M RAUM · 1 reps · 508-529-0102 · beantownfinancial.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
JMH WEALTH MANAGEMENT, LLC (HANOVER, NH) is newly SEC-registered with $113.7M RAUM and 2 advisory reps. IAPD ↗
$113.7M RAUM · 2 reps · 603.643.8899 · jmhwealth.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

…and 599 more in the CSV export.

Recruiting & transitions 386 firms

85
EDWARD JONES grew from 21219 to 22226 advisory reps. IAPD ↗
$824.99B RAUM · 22226 reps · 314-515-2000 · edwardjones.ca
CRMRecruiting & transitionsComplianceFinancial planning software
85
AEGIS CAPITAL CORP. grew from 63 to 90 advisory reps. IAPD ↗
$1.43B RAUM · 90 reps · 212-813-1010 · aegiscapcorp.com
CRMRecruiting & transitionsComplianceFinancial planning software
85
CITIZENS SECURITIES, INC. grew from 380 to 400 advisory reps. IAPD ↗
$9.19B RAUM · 400 reps · 1-800-942-8300 · citizensbank.com
CRMRecruiting & transitionsComplianceFinancial planning software
85
CREATIVE PLANNING grew from 1210 to 1319 advisory reps. IAPD ↗
$217.40B RAUM · 1319 reps · (866) 909-5148
CRMRecruiting & transitionsComplianceFinancial planning software
85
TRANSAMERICA RETIREMENT ADVISORS, LLC grew from 126 to 159 advisory reps. IAPD ↗
$16.16B RAUM · 159 reps · 866-368-0566 · transamerica.com
CRMRecruiting & transitionsComplianceFinancial planning software
85
FISHER INVESTMENTS grew from 1613 to 1869 advisory reps. IAPD ↗
$298.73B RAUM · 1869 reps · 800-851-8845
CRMRecruiting & transitionsComplianceFinancial planning software
85
SEQUOIA FINANCIAL GROUP, L.L.C. grew from 144 to 168 advisory reps. IAPD ↗
$23.03B RAUM · 168 reps · 330-375-9480
CRMRecruiting & transitionsComplianceFinancial planning software
85
SCS CAPITAL MANAGEMENT LLC grew from 45 to 78 advisory reps. IAPD ↗
$39.64B RAUM · 78 reps · 617-204-6400
CRMRecruiting & transitionsComplianceFinancial planning software
85
MERIT FINANCIAL ADVISORS grew from 117 to 144 advisory reps. IAPD ↗
$10.58B RAUM · 144 reps · 678-867-7050 · meritfa.com
CRMRecruiting & transitionsComplianceFinancial planning software
85
AVIOR WEALTH MANAGEMENT, LLC grew from 97 to 113 advisory reps. IAPD ↗
$5.08B RAUM · 113 reps · 402-218-4064
CRMRecruiting & transitionsComplianceFinancial planning software

…and 376 more in the CSV export.

Integration & migration consulting 124 firms

85
ASSOCIATED INVESTMENT SERVICES, INC. crossed $1B in regulatory AUM ($862.6M -> $1.00B). IAPD ↗
$1.00B RAUM · 26 reps · 800-595-7722 · associatedbank.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
FLAGSTAR ADVISORS, INC. crossed $1B in regulatory AUM ($966.7M -> $1.16B). IAPD ↗
$1.16B RAUM · 47 reps · 646-822-1475
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
ARTHUR M. COHEN & ASSOCIATES LLC crossed $1B in regulatory AUM ($853.0M -> $1.02B). IAPD ↗
$1.02B RAUM · 2 reps · 847-480-2990
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
TD CAPITAL MANAGEMENT LLC crossed $1B in regulatory AUM ($971.0M -> $1.09B). IAPD ↗
$1.09B RAUM · 9 reps · 901-681-0021 · tdcapitalmanagement.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
JACOBS & COMPANY, LLC crossed $1B in regulatory AUM ($994.0M -> $1.10B). IAPD ↗
$1.10B RAUM · 3 reps · 415-777-1617
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
HCM WEALTH ADVISORS crossed $1B in regulatory AUM ($909.1M -> $1.08B). IAPD ↗
$1.08B RAUM · 9 reps · 513-598-5120
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
AMERICAN FINANCIAL ADVISORS INC crossed $1B in regulatory AUM ($887.2M -> $1.04B). IAPD ↗
$1.04B RAUM · 9 reps · 407-207-9006
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
COVENANT PARTNERS, LLC crossed $1B in regulatory AUM ($944.0M -> $1.01B). IAPD ↗
$1.01B RAUM · 6 reps · 615-665-1801 · covenantpartnersllc.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
CONSOLIDATED PORTFOLIO REVIEW CORP crossed $1B in regulatory AUM ($905.6M -> $1.29B). IAPD ↗
$1.29B RAUM · 28 reps · 631-845-5100 · wwww.financialresourcesinc.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
AMB WEALTH, LLC crossed $1B in regulatory AUM ($848.0M -> $1.01B). IAPD ↗
$1.01B RAUM · 11 reps · 866-277-1500
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting

…and 114 more in the CSV export.

Fund administration 8 firms

75
MUZINICH & CO., INC. now reports 1 private fund(s) ($50.1M gross). IAPD ↗
$28.11B RAUM · 66 reps · 212-888-3413 · muzinich.com
Fund administrationCompliance
75
NORTHROCK PARTNERS, LLC now reports 1 private fund(s) ($0 gross). IAPD ↗
$6.60B RAUM · 50 reps · (612) 367-8800 · facebook.comhttps
Fund administrationCompliance
75
WGI DM, LLC now reports 2 private fund(s) ($1.11B gross). IAPD ↗
$4.25B RAUM · 7 reps · 617-428-4040
Fund administrationCompliance
73
DURATION ASSET MANAGEMENT, LLC now reports 1 private fund(s) ($319.1M gross). IAPD ↗
$467.3M RAUM · 2 reps · (214) 420-0300
Fund administrationCompliance
73
ARGENTARII, LLC now reports 2 private fund(s) ($9.8M gross). IAPD ↗
$293.8M RAUM · 5 reps · 5134881600 · argentarii.com
Fund administrationCompliance
70
PORTUS WEALTH ADVISORS, LLC now reports 1 private fund(s) ($1.8M gross). IAPD ↗
$162.4M RAUM · 3 reps · 704-936-0084 · portusadvisors.com
Fund administrationCompliance
70
ROCKBRIDGE CAPITAL MANAGEMENT now reports 1 private fund(s) ($0 gross). IAPD ↗
$137.9M RAUM · 3 reps · 571.982.5398 · rockbridgecap.com
Fund administrationCompliance
70
BLUEHEEL LLC now reports 2 private fund(s) ($134.3M gross). IAPD ↗
$180.9M RAUM · 2 reps · 214-559-9972
Fund administrationCompliance

Office IT & facilities 158 firms

55
EDWARD JONES added office(s): 15075 -> 15321 additional locations. IAPD ↗
$824.99B RAUM · 22226 reps · 314-515-2000 · edwardjones.ca
Office IT & facilitiesCRMRecruiting & transitions
55
NORTHERN TRUST SECURITIES, INC added office(s): 20 -> 24 additional locations. IAPD ↗
$1.28B RAUM · 62 reps · 312-557-2000 · northerntrust.com
Office IT & facilitiesCRMRecruiting & transitions
55
FLAGSTAR ADVISORS, INC. added office(s): 16 -> 17 additional locations. IAPD ↗
$1.16B RAUM · 47 reps · 646-822-1475
Office IT & facilitiesCRMRecruiting & transitions
55
CREATIVE PLANNING added office(s): 79 -> 102 additional locations. IAPD ↗
$217.40B RAUM · 1319 reps · (866) 909-5148
Office IT & facilitiesCRMRecruiting & transitions
55
CLEARSTEAD; HARTLAND & CO., LLC; CLEARSTEAD ADVISORY SOLUTIONS added office(s): 8 -> 9 additional locations. IAPD ↗
$22.37B RAUM · 80 reps · 216-621-1090 · clearsteadinvestmentforum.buzzsprout.com
Office IT & facilitiesCRMRecruiting & transitions
55
TRANSAMERICA RETIREMENT ADVISORS, LLC added office(s): 53 -> 158 additional locations. IAPD ↗
$16.16B RAUM · 159 reps · 866-368-0566 · transamerica.com
Office IT & facilitiesCRMRecruiting & transitions
55
INTELLICENTS INVESTMENT SOLUTIONS INC added office(s): 8 -> 9 additional locations. IAPD ↗
$6.01B RAUM · 36 reps · 507-377-2919
Office IT & facilitiesCRMRecruiting & transitions
55
ALTFEST PERSONAL WEALTH MANAGEMENT added office(s): 0 -> 1 additional locations. IAPD ↗
$1.62B RAUM · 19 reps · 212-406-0850
Office IT & facilitiesCRMRecruiting & transitions
55
COOKSON PEIRCE WEALTH MANAGEMENT added office(s): 2 -> 3 additional locations. IAPD ↗
$1.92B RAUM · 16 reps · 412-471-5320 · cooksonpeirce.com
Office IT & facilitiesCRMRecruiting & transitions
55
CONSOLIDATED PORTFOLIO REVIEW CORP added office(s): 22 -> 24 additional locations. IAPD ↗
$1.29B RAUM · 28 reps · 631-845-5100 · wwww.financialresourcesinc.com
Office IT & facilitiesCRMRecruiting & transitions

…and 148 more in the CSV export.

M&A & valuation 122 firms

65
PRIO WEALTH LP (BOSTON, MA) left the SEC roster (was $3.74B RAUM, 14 reps). IAPD ↗
$3.74B RAUM · 14 reps · 617-224-1900 · priowealth.com
Recruiting & transitionsM&A & valuation
65
FINANCIAL PLANNING AND INFORMATION SERVICES, INC. (DE PERE, WI) left the SEC roster (was $1.08B RAUM, 10 reps). IAPD ↗
$1.08B RAUM · 10 reps · 920-336-0863 · thefinplangroup.com
Recruiting & transitionsM&A & valuation
65
KOWAL INVESTMENT GROUP, LLC (BROOKFIELD, WI) left the SEC roster (was $1.11B RAUM, 11 reps). IAPD ↗
$1.11B RAUM · 11 reps · (262) 522-4040
Recruiting & transitionsM&A & valuation
65
EAGLE RIDGE INVESTMENT MANAGEMENT LLC (STAMFORD, CT) left the SEC roster (was $1.16B RAUM, 7 reps). IAPD ↗
$1.16B RAUM · 7 reps · 203-227-4515
Recruiting & transitionsM&A & valuation
65
EPIQ CAPITAL GROUP, LLC (SAN FRANCISCO, CA) left the SEC roster (was $4.94B RAUM, 32 reps). IAPD ↗
$4.94B RAUM · 32 reps · 415-433-3747 · epiqcg.com
Recruiting & transitionsM&A & valuation
65
TRINITYPOINT WEALTH, LLC (MILFORD, CT) left the SEC roster (was $1.42B RAUM, 10 reps). IAPD ↗
$1.42B RAUM · 10 reps · (203) 693-8525
Recruiting & transitionsM&A & valuation
63
WILLS FINANCIAL GROUP (RICHMOND, VA) left the SEC roster (was $333.3M RAUM, 4 reps). IAPD ↗
$333.3M RAUM · 4 reps · 804-330-3100 · willsfg.com
Recruiting & transitionsM&A & valuation
63
PLANNING CAPITAL MANAGEMENT CORP. (PAOLI, PA) left the SEC roster (was $313.3M RAUM, 5 reps). IAPD ↗
$313.3M RAUM · 5 reps · 215-709-5100 · planningcapital.com
Recruiting & transitionsM&A & valuation
63
MILLENNIUM ADVISORY SERVICES, INC. (GLEN ALLEN, VA) left the SEC roster (was $707.5M RAUM, 18 reps). IAPD ↗
$707.5M RAUM · 18 reps · 804-346-1040 · hubinternational.com
Recruiting & transitionsM&A & valuation
63
BIECHELE ROYCE ADVISORS, INC. (FISHERS, IN) left the SEC roster (was $659.8M RAUM, 8 reps). IAPD ↗
$659.8M RAUM · 8 reps · 317-913-7000 · biechele-royce.com
Recruiting & transitionsM&A & valuation

…and 112 more in the CSV export.

Everything else — all segments

state expansion — 423 Notice-filed in new state(s): the firm is taking clients somewhere new.
55
NORTHERN TRUST SECURITIES, INC notice-filed in AK, AL, AR, DE, IA, ID, KS, MS, MT, ND, NE, NM, RI, SD, VI, WV, WY. IAPD ↗
$1.28B RAUM · 62 reps · 312-557-2000 · northerntrust.com
ComplianceMarketing & brand
55
CITY NATIONAL SECURITIES, INC. notice-filed in ID, IL, IN, KS, MN, OK, PA, UT. IAPD ↗
$1.59B RAUM · 37 reps · 310-888-6400 · cnr.com
ComplianceMarketing & brand
55
GUYASUTA INVESTMENT ADVISORS, INCORPORATED notice-filed in MA, ME, NY, OH, OR. IAPD ↗
$2.35B RAUM · 10 reps · 412-447-4560 · guyasuta.com
ComplianceMarketing & brand
55
SAX WEALTH ADVISORS, LLC notice-filed in CO, DC, GA, IL, ME, OH. IAPD ↗
$2.44B RAUM · 24 reps · 973-859-2199
ComplianceMarketing & brand
55
SCS CAPITAL MANAGEMENT LLC notice-filed in AL, AZ, IN, KY, MS, NM, NV, OK. IAPD ↗
$39.64B RAUM · 78 reps · 617-204-6400
ComplianceMarketing & brand
55
TRAJAN WEALTH, L.L.C. notice-filed in AK, AL, CT, DC, DE, KS, KY, MA, MD, MS, NJ, OH, VT. IAPD ↗
$1.97B RAUM · 38 reps · 480-990-3300
ComplianceMarketing & brand
53
MCRAE CAPITAL MANAGEMENT INC. notice-filed in CT, NH, UT, VT, WA. IAPD ↗
$815.8M RAUM · 5 reps · 973-387-1080 · mcraecapital.com
ComplianceMarketing & brand
53
DIVERSIFIED MANAGEMENT INC notice-filed in GA, MI, NY, OH. IAPD ↗
$1.58B RAUM · 6 reps · 414-292-1900 · creamcityinvest.com
ComplianceMarketing & brand
53
WESTWIND CAPITAL notice-filed in FL, MA, NC, NE, NV. IAPD ↗
$715.1M RAUM · 7 reps · 575-556-8500 · ww-capital.com
ComplianceMarketing & brand
53
HALTER FERGUSON FINANCIAL INC notice-filed in CO, IL, MI, NJ, TN, WA. IAPD ↗
$487.8M RAUM · 7 reps · 317-875-0202
ComplianceMarketing & brand
53
OAKWOOD CAPITAL, INC. notice-filed in DE, MD, NC, PA, VA. IAPD ↗
$260.3M RAUM · 18 reps · 952-935-4601 · oakwoodcapital.com
ComplianceMarketing & brand
53
STRATEGIC FINANCIAL CONCEPTS, LLC notice-filed in GA, HI, IL, IN, KS, KY, MA, MD, MI, NC, NE, NJ, NV, OH, OR, PA, SC. IAPD ↗
$987.6M RAUM · 35 reps · 210-737-7800 · benefitplanninggroup.net
ComplianceMarketing & brand
53
WISE WEALTH, LLC notice-filed in AZ, DC, IL, NC, NY, PA. IAPD ↗
$304.2M RAUM · 7 reps · 816-246-9473
ComplianceMarketing & brand
53
SAGEGUARD FINANCIAL GROUP, LLC notice-filed in AL, AR, CA, CO, IL, IN, MN, NE, NY, OK, SC, SD, VA, WA. IAPD ↗
$607.7M RAUM · 6 reps · (615) 859-4567
ComplianceMarketing & brand
53
GUERRA WEALTH ADVISORS notice-filed in CA, GA, LA, NC, NH, NJ, NY, TX. IAPD ↗
$260.0M RAUM · 10 reps · 305-448-1011 · guerrawealth.com
ComplianceMarketing & brand
53
PAX FINANCIAL GROUP notice-filed in AL, AZ, MI, MO, SC. IAPD ↗
$600.1M RAUM · 11 reps · 210-881-5700
ComplianceMarketing & brand
53
INNOVATIVE WEALTH BUILDING LLC notice-filed in CO, CT, GA, HI, NH, NJ, OH. IAPD ↗
$525.0M RAUM · 8 reps · 240-237-8086
ComplianceMarketing & brand
53
GUIDANCE CAPITAL, INC. notice-filed in IL, MD, MI, PA, SC. IAPD ↗
$384.2M RAUM · 7 reps · (502) 813-2100 · guidancecapital.com
ComplianceMarketing & brand
53
LRI INVESTMENTS notice-filed in ID, IL, NJ, VA. IAPD ↗
$1.13B RAUM · 29 reps · 561-323-2265
ComplianceMarketing & brand
53
COMMONWEALTH FINANCIAL SERVICES notice-filed in CA, CO, KY, LA, MI, NY, TN. IAPD ↗
$774.8M RAUM · 11 reps · 304-422-3531 · cfswv.com
ComplianceMarketing & brand
53
PROSPERA CAPITAL MANAGEMENT, LLC notice-filed in CO, IL, LA, MD, MI, MN, MO, NY, OH, OR, SC, VA, WA. IAPD ↗
$292.7M RAUM · 2 reps · 480-648-9369 · deterswealthmanagement.com
ComplianceMarketing & brand
53
PRASAD WEALTH PARTNERS notice-filed in CA, FL, NC, NY, TX. IAPD ↗
$474.9M RAUM · 5 reps · 216-313-9999 · prasadwealth.com
ComplianceMarketing & brand
53
1808 CAPITAL PARTNERS notice-filed in CA, FL, SC, TX, VA. IAPD ↗
$651.0M RAUM · 5 reps · 336-814-9800 · 1808capital.com
ComplianceMarketing & brand
51
GRIFFIN ASSET MANAGEMENT, LLC notice-filed in NC, NH, OH, PA. IAPD ↗
$969.7M RAUM · 4 reps · 917-484-5608
ComplianceMarketing & brand
51
TD CAPITAL MANAGEMENT LLC notice-filed in LA, MD, SC. IAPD ↗
$1.09B RAUM · 9 reps · 901-681-0021 · tdcapitalmanagement.com
ComplianceMarketing & brand
51
SC&H WEALTH notice-filed in LA, NE, SC. IAPD ↗
$1.13B RAUM · 15 reps · 410-403-1500
ComplianceMarketing & brand
51
EDGE FINANCIAL ADVISORS, LLC notice-filed in LA, MI, OR, TX. IAPD ↗
$379.3M RAUM · 7 reps · 630-221-1000
ComplianceMarketing & brand
51
REDHAWK WEALTH ADVISORS, INC. notice-filed in AK, DC, SD. IAPD ↗
$1.84B RAUM · 47 reps · 952-835-4295 · difiduciallc.com
ComplianceMarketing & brand
51
ALLIED INVESTMENT ADVISORS LLC notice-filed in AK, ID, TN. IAPD ↗
$1.13B RAUM · 9 reps · 406-839-2037
ComplianceMarketing & brand
51
SKINNER, COPPER & EHMEN WEALTH MANAGEMENT, LLC notice-filed in AZ, MO, SC, TN. IAPD ↗
$624.0M RAUM · 6 reps · 217-753-4020 · scewealth.com
ComplianceMarketing & brand
51
CLAYTON FINANCIAL GROUP, LLC notice-filed in MN, UT, VA. IAPD ↗
$1.74B RAUM · 8 reps · (314) 446-3250
ComplianceMarketing & brand
51
WHITAKER-MYERS WEALTH MANAGERS, LTD. notice-filed in MN, UT, VT, WI. IAPD ↗
$513.0M RAUM · 16 reps · (330) 345-5000
ComplianceMarketing & brand
51
NEW AGE ALPHA notice-filed in FL, MA, PA. IAPD ↗
$2.67B RAUM · 10 reps · (212) 922-2699 · newagealpha.com
ComplianceMarketing & brand
51
RSW INVESTMENTS notice-filed in DE, MO, WY. IAPD ↗
$2.37B RAUM · 6 reps · 908-273-4311
ComplianceMarketing & brand
51
ROSEMEYER MANAGEMENT GROUP notice-filed in AZ, CA, MN, NE. IAPD ↗
$691.9M RAUM · 8 reps · 608-348-2274 · rosemeyermg.com
ComplianceMarketing & brand
51
SPARTAN WEALTH MANAGEMENT notice-filed in FL, IL, NC, TX. IAPD ↗
$406.6M RAUM · 15 reps · 248-297-6600 · spartanwealth.com
ComplianceMarketing & brand
50
VISION RETIREMENT notice-filed in CA, CO, LA, NC, PA. IAPD ↗
$240.5M RAUM · 5 reps · 201-447-2212
ComplianceMarketing & brand
50
AWH FINANCIAL, LLC notice-filed in DC, MD, VA, WA, WI. IAPD ↗
$0 RAUM · 44 reps · 610-660-4283
ComplianceMarketing & brand
50
BUCKET LIST WEALTH MANAGEMENT, LLC notice-filed in MA, NC, NY, PA, VA. IAPD ↗
$162.6M RAUM · 2 reps · 352-307-8652 · bucketlistwealth.com
ComplianceMarketing & brand
50
CROSS BORDER WEALTH, LLC notice-filed in AZ, GA, IL, MI, TN, WI. IAPD ↗
$138.8M RAUM · 5 reps · 646-688-5333 · crossborder-wealth.com
ComplianceMarketing & brand
50
OATH PLANNING, LLC notice-filed in FL, IA, IL, NC, NE, NY, OH. IAPD ↗
$200.6M RAUM · 5 reps · 918-200-9094
ComplianceMarketing & brand
50
WFA OF SAN DIEGO notice-filed in CA, FL, IL, NC, OH, TX, VA. IAPD ↗
$172.6M RAUM · 2 reps · (619) 491-0225
ComplianceMarketing & brand
50
FOREFRONT notice-filed in CO, IL, LA, OH, TN. IAPD ↗
$239.8M RAUM · 7 reps · 512-617-1984
ComplianceMarketing & brand
50
ELEVATION ADVISORY PARTNERS LLC notice-filed in AZ, CA, IA, LA, MO, NY, PA. IAPD ↗
$205.8M RAUM · 7 reps · 913-827-4588 · harrisoncapitalmanagement.com
ComplianceMarketing & brand
50
NORTHSTAR INVESTMENT ADVISORY LLC notice-filed in AR, DE, KY, MS, RI, WV. IAPD ↗
$0 RAUM · 12 reps · (310)-896-8197
ComplianceMarketing & brand
50
PUBLIC ADVISORS LLC. notice-filed in AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY. IAPD ↗
$12,962 RAUM · 1 reps · 212.401.6946 · public.com
ComplianceMarketing & brand
50
FUNDIFY ADVISORS LLC notice-filed in AZ, CT, IA, IN, KS, KY, MA, ME, NM, NV, OK, OR, SD, WV. IAPD ↗
$0 RAUM · 3 reps · 512-645-1010 · fundify.com
ComplianceMarketing & brand
50
FREC notice-filed in CT, IL, KS, MN, NC, NE, NV, OR, TN, UT, VA. IAPD ↗
$119.2M RAUM · 1 reps · 855-900-3732 · frec.com
ComplianceMarketing & brand
50
DIGITAL WEALTH PARTNERS notice-filed in AL, AR, FL, HI, IA, ID, IL, KS, KY, MA, MD, ME, MI, MN, MO, MS, NJ, NM, NV, OH, OK, OR, RI, SC, TN, UT, VA, VT, WA, WI, WV. IAPD ↗
$0 RAUM · 2 reps · 307-214-0780
ComplianceMarketing & brand
50
CATALYST WEALTH MANAGEMENT LLC notice-filed in AL, CO, DC, KY, MA, NE, NM, TN. IAPD ↗
$47.7M RAUM · 14 reps · 832-657-7735 · catalystfg.com
ComplianceMarketing & brand
50
PARK SQUARE FINANCIAL GROUP LLC notice-filed in FL, MD, NC, SC, TN. IAPD ↗
$208.2M RAUM · 6 reps · 770-641-1401
ComplianceMarketing & brand
49
NORTHEAST INVESTMENT MANAGEMENT INC notice-filed in NJ, OH. IAPD ↗
$2.94B RAUM · 9 reps · 617-523-3588 · northeastinvest.com
ComplianceMarketing & brand
49
DIXON FINANCIAL SERVICES notice-filed in AZ, NV, WA. IAPD ↗
$914.4M RAUM · 4 reps · 925-283-3104 · dfsinc.com
ComplianceMarketing & brand
49
AMERICAN MONEY MANAGEMENT, LLC notice-filed in FL, MI, NJ. IAPD ↗
$734.0M RAUM · 10 reps · 858-755-0909 · americanmoneymanagement.com
ComplianceMarketing & brand
49
J.DEREK LEWIS & ASSOCIATES, INC. notice-filed in AR, KY. IAPD ↗
$1.78B RAUM · 11 reps · 949-752-9096
ComplianceMarketing & brand
49
HENNION & WALSH ASSET MANAGEMENT, INC. notice-filed in DC, ID, ME. IAPD ↗
$472.7M RAUM · 7 reps · 973-299-8989 · hennionandwalsh.com
ComplianceMarketing & brand
49
D'ORAZIO WEALTH ADVISORS notice-filed in NJ, SC. IAPD ↗
$1.32B RAUM · 6 reps · 703-269-3100
ComplianceMarketing & brand
49
HEADWATER INVESTMENT CONSULTING,INC. notice-filed in AZ, ID, NV. IAPD ↗
$466.3M RAUM · 5 reps · 503-565-2100
ComplianceMarketing & brand
49
CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC notice-filed in CT, IL. IAPD ↗
$8.30B RAUM · 23 reps · (610) 694-0900 · cornerstone-companies.com
ComplianceMarketing & brand
49
J.J. BURNS & COMPANY notice-filed in NV, PA. IAPD ↗
$1.07B RAUM · 7 reps · 631-390-0500
ComplianceMarketing & brand
49
CALLAN CAPITAL, LLC notice-filed in MD, MO. IAPD ↗
$1.88B RAUM · 7 reps · 858-551-3800
ComplianceMarketing & brand
49
MACROVIEW INVESTMENT MANAGEMENT LLC notice-filed in NC, NH, OH. IAPD ↗
$296.9M RAUM · 4 reps · 301-907-6794
ComplianceMarketing & brand
49
UNISON notice-filed in NJ, RI. IAPD ↗
$1.81B RAUM · 1 reps · 646-290-7697 · unisonadvisors.com
ComplianceMarketing & brand
49
AVEO CAPITAL PARTNERS, LLC notice-filed in MT, NC. IAPD ↗
$1.51B RAUM · 22 reps · (303) 552-0945
ComplianceMarketing & brand
49
RADNOR CAPITAL MANAGEMENT, LLC notice-filed in CA, CO, MD. IAPD ↗
$786.6M RAUM · 5 reps · (610) 674-0400 · radnorcm.com
ComplianceMarketing & brand
49
INSPIRION WEALTH ADVISORS, LLC notice-filed in TN, VA. IAPD ↗
$1.24B RAUM · 9 reps · 847-918-9100 · inspirionwealth.com
ComplianceMarketing & brand
49
KERBERROSE WEALTH MANAGEMENT, LLC notice-filed in IL, KY, LA. IAPD ↗
$909.8M RAUM · 12 reps · 715.526.9400
ComplianceMarketing & brand
49
PITZL FINANCIAL notice-filed in CO, FL, WI. IAPD ↗
$400.0M RAUM · 3 reps · 651-287-3712 · pitzlfinancial.com
ComplianceMarketing & brand
49
MIDWEST FINANCIAL PARTNERS notice-filed in IN, WA. IAPD ↗
$1.26B RAUM · 9 reps · 320-251-3752
ComplianceMarketing & brand
49
CLEVELAND WEALTH, LLC notice-filed in MO, TN. IAPD ↗
$1.01B RAUM · 6 reps · (216) 810-5900
ComplianceMarketing & brand
49
MOKOSAK ADVISORY GROUP, LLC notice-filed in AZ, CA, VA. IAPD ↗
$345.3M RAUM · 4 reps · (515) 223-5404 · mokosakadvisorygroup.com
ComplianceMarketing & brand
49
CHICAGO CAPITAL, LLC notice-filed in NV, PA. IAPD ↗
$4.48B RAUM · 13 reps · 312-429-2333
ComplianceMarketing & brand
49
SAGE MOUNTAIN ADVISORS, LLC notice-filed in NE, NJ. IAPD ↗
$3.36B RAUM · 16 reps · (404) 795-8361
ComplianceMarketing & brand
49
TRUWEALTH ADVISORS, LLC notice-filed in CO, ME. IAPD ↗
$2.54B RAUM · 18 reps · 504-779-7799
ComplianceMarketing & brand
49
BERGER FINANCIAL GROUP notice-filed in AR, CO. IAPD ↗
$2.50B RAUM · 54 reps · 763-746-2666 · indfinco.com
ComplianceMarketing & brand
49
THE WEALTH GROUP - AUSTIN B. COLBY & ASSOCIATES notice-filed in AZ, CA, VA. IAPD ↗
$566.7M RAUM · 10 reps · 952-937-9423
ComplianceMarketing & brand
49
HAMILTON CAPITAL PARTNERS, LLC notice-filed in AL, IL, NY. IAPD ↗
$301.2M RAUM · 3 reps · 678-802-4974
ComplianceMarketing & brand
49
QUANTUM FINANCIAL ADVISORS, LLC notice-filed in FL, NH. IAPD ↗
$1.23B RAUM · 11 reps · (424) 447-8268
ComplianceMarketing & brand
49
LEGACY FINANCIAL INDEPENDENT ADVISORS LLC notice-filed in MA, TN, VA. IAPD ↗
$428.4M RAUM · 5 reps · (502) 873-0522 · legacyfia.com
ComplianceMarketing & brand
49
THE PINES WEALTH MANAGEMENT, LLC notice-filed in FL, MI, PA. IAPD ↗
$419.5M RAUM · 3 reps · (910) 475-8312 · thepineswealth.com
ComplianceMarketing & brand
49
ABOUND FINANCIAL notice-filed in AZ, ID, NC. IAPD ↗
$436.0M RAUM · 2 reps · 916-846-7780
ComplianceMarketing & brand
48
LARIMER CAPITAL CORPORATION notice-filed in IL, SD, TN, WY. IAPD ↗
$150.7M RAUM · 3 reps · 303-573-5511
ComplianceMarketing & brand
48
SIGNATURE FINANCIAL SERVICES, LTD notice-filed in AZ, CA, IN, SC. IAPD ↗
$227.1M RAUM · 12 reps · (847) 545-8070
ComplianceMarketing & brand
48
FORTRESS FINANCIAL SOLUTIONS, LLC notice-filed in CA, MD, NC, TX. IAPD ↗
$120.8M RAUM · 6 reps · 520-751-8600 · fortresscompany.com
ComplianceMarketing & brand
48
SHOREPATH CAPITAL MANAGEMENT LLC notice-filed in CA, GA, MI, WY. IAPD ↗
$146.6M RAUM · 1 reps · 312-357-4080 · shorepathcap.com
ComplianceMarketing & brand
48
OLD BRIDGE WEALTH, INC notice-filed in CT, FL, NJ, TX. IAPD ↗
$38.7M RAUM · 3 reps · 347-723-8943 · oldbridgewealth.com
ComplianceMarketing & brand
48
WEALTH INTELLIGENCE, LLC notice-filed in AL, CO, LA, TX. IAPD ↗
$243.9M RAUM · 3 reps · 706-571-2100 · wealthintel.com
ComplianceMarketing & brand
47
TFC FINANCIAL MANAGEMENT INC notice-filed in RI. IAPD ↗
$1.54B RAUM · 10 reps · 617-210-6700
ComplianceMarketing & brand
47
HENRY H. ARMSTRONG ASSOCIATES, INC. notice-filed in CO. IAPD ↗
$1.14B RAUM · 3 reps · 412-471-1551 · henryarmstrong.com
ComplianceMarketing & brand
47
SHEETS SMITH WEALTH MANAGEMENT notice-filed in NY. IAPD ↗
$1.24B RAUM · 12 reps · 336-765-2020 · sheetssmith.com
ComplianceMarketing & brand
47
HUTCHINSON CAPITAL MANAGEMENT notice-filed in NV, WA. IAPD ↗
$883.3M RAUM · 3 reps · 415-464-5650
ComplianceMarketing & brand
47
EVERETT HARRIS & CO notice-filed in MI. IAPD ↗
$10.90B RAUM · 13 reps · 213-625-2677 · everettharris.com
ComplianceMarketing & brand
47
JACOBS & COMPANY, LLC notice-filed in CO. IAPD ↗
$1.10B RAUM · 3 reps · 415-777-1617
ComplianceMarketing & brand
47
FBB CAPITAL PARTNERS notice-filed in IL. IAPD ↗
$1.87B RAUM · 15 reps · 301-657-8870
ComplianceMarketing & brand
47
COMPASS FINANCIAL SERVICES notice-filed in FL, MO. IAPD ↗
$333.7M RAUM · 6 reps · 515-327-1020
ComplianceMarketing & brand
47
ABUNDANCE WEALTH COUNSELORS, LLC notice-filed in GA. IAPD ↗
$1.30B RAUM · 11 reps · 814.861.3810 · abundancellc.com
ComplianceMarketing & brand
47
ELTEKON ADVISORS, LLC. notice-filed in CO, NC. IAPD ↗
$300.0M RAUM · 7 reps · 512-477-3200 · eltekon.com
ComplianceMarketing & brand
47
WEBSTERROGERS FINANCIAL ADVISORS, LLC notice-filed in FL, NC. IAPD ↗
$371.8M RAUM · 7 reps · 843-665-6321 · wrfasc.com
ComplianceMarketing & brand
47
DEROY & DEVEREAUX PRIVATE INVESTMENT COUNSEL, INC. notice-filed in CO. IAPD ↗
$2.25B RAUM · 6 reps · 248-358-3220
ComplianceMarketing & brand
47
COSTELLO ASSET MANAGEMENT, INC. notice-filed in NY, TX. IAPD ↗
$347.9M RAUM · 4 reps · 215 856 9290 · costelloassetmanagement.com
ComplianceMarketing & brand
47
TFO WEALTH PARTNERS notice-filed in CO. IAPD ↗
$4.85B RAUM · 55 reps · 419-891-9999 · tfowealth.com
ComplianceMarketing & brand
47
VALEO FINANCIAL ADVISORS, LLC notice-filed in NM. IAPD ↗
$8.94B RAUM · 108 reps · 317.218.6000 · valeofinancial.com
ComplianceMarketing & brand
47
AVIDIAN WEALTH SOLUTIONS notice-filed in OH. IAPD ↗
$3.11B RAUM · 32 reps · 281-822-8800 · retirementsurvivalguide.com
ComplianceMarketing & brand
47
GOEPPER BURKHARDT LLC notice-filed in NC, VA. IAPD ↗
$325.7M RAUM · 3 reps · 864-370-3244 · goepperburkhardt.com
ComplianceMarketing & brand
47
SMITH SALLEY WEALTH MANAGEMENT notice-filed in NJ. IAPD ↗
$3.06B RAUM · 16 reps · 336-379-7556 · smith-salley.com
ComplianceMarketing & brand
47
STRATHMORE CAPITAL ADVISORS notice-filed in GA, MD. IAPD ↗
$455.9M RAUM · 6 reps · 704-364-4241
ComplianceMarketing & brand
47
ROCKWOOD WEALTH MANAGEMENT, LLC notice-filed in SC. IAPD ↗
$2.19B RAUM · 42 reps · 267-983-6400
ComplianceMarketing & brand
47
BARTON INVESTMENT MANAGEMENT, LLC notice-filed in CA. IAPD ↗
$1.00B RAUM · 4 reps · 610-226-4040 · bartonim.com
ComplianceMarketing & brand
47
ELSER FINANCIAL PLANNING, INC. notice-filed in NC. IAPD ↗
$2.00B RAUM · 10 reps · 317-731-5615 · elserfp.com
ComplianceMarketing & brand
47
PRAIRIEVIEW PARTNERS, LLC notice-filed in IL. IAPD ↗
$1.09B RAUM · 15 reps · 651-233-1100 · prairieviewpartners.com
ComplianceMarketing & brand
47
VERUS CAPITAL PARTNERS, LLC notice-filed in AL. IAPD ↗
$1.56B RAUM · 46 reps · 480-990-3719 · guardianwb.com
ComplianceMarketing & brand
47
EMPIRICAL WEALTH MANAGEMENT notice-filed in MD. IAPD ↗
$5.53B RAUM · 59 reps · 206-923-3474
ComplianceMarketing & brand
47
ALPHA ARCHITECT notice-filed in NH. IAPD ↗
$7.27B RAUM · 4 reps · +1.215.882.9983 · alphaarchitect.com
ComplianceMarketing & brand
47
ELWOOD & GOETZ notice-filed in CA, VA. IAPD ↗
$813.0M RAUM · 26 reps · 706-548-1025
ComplianceMarketing & brand
47
SUMMIT GLOBAL INVESTMENTS, LLC notice-filed in NE. IAPD ↗
$2.03B RAUM · 15 reps · 888-251-4847 · sgimutualfunds.com
ComplianceMarketing & brand
47
ALPHASTAR CAPITAL MANAGEMENT notice-filed in PR. IAPD ↗
$1.15B RAUM · 94 reps · 855-340-2514 · alphastarcm.com
ComplianceMarketing & brand
47
GENTRUST notice-filed in IL. IAPD ↗
$4.06B RAUM · 15 reps · 305-677-6688 · gentrustwm.com
ComplianceMarketing & brand
47
DILIGENT INVESTORS, LLC notice-filed in FL, TN. IAPD ↗
$664.7M RAUM · 3 reps · (909) 792-2894 · diligentinvestorsllc.com
ComplianceMarketing & brand
47
WELLSPRING FINANCIAL PARTNERS notice-filed in WI. IAPD ↗
$1.02B RAUM · 4 reps · 520-327-1019
ComplianceMarketing & brand
47
HERITAGE WEALTH ARCHITECTS, INC. notice-filed in NH, TX. IAPD ↗
$316.2M RAUM · 5 reps · 651-289-6444 · heritagewa.com
ComplianceMarketing & brand
47
ARCHFORD CAPITAL STRATEGIES, LLC notice-filed in NJ. IAPD ↗
$1.28B RAUM · 8 reps · 618-416-7085
ComplianceMarketing & brand
47
STEWARDSHIP ADVISORY GROUP, LLC notice-filed in MT, NV. IAPD ↗
$269.8M RAUM · 10 reps · 407-470-1405 · stewardshipadvisory.com
ComplianceMarketing & brand
47
SUMMIT INVESTMENT ADVISORY SERVICES notice-filed in MI, NJ. IAPD ↗
$632.5M RAUM · 5 reps · (651) 490-2939
ComplianceMarketing & brand
47
RMR WEALTH BUILDERS, INC. notice-filed in WY. IAPD ↗
$1.70B RAUM · 43 reps · (201) 836-2460
ComplianceMarketing & brand
47
REVISOR WEALTH MANAGEMENT LLC notice-filed in FL. IAPD ↗
$1.72B RAUM · 6 reps · 330-864-9516
ComplianceMarketing & brand
47
CLEAR CREEK FINANCIAL MANAGEMENT, LLC notice-filed in GA. IAPD ↗
$1.47B RAUM · 46 reps · (360) 308-8239 · jackthomasfinancial.com
ComplianceMarketing & brand
47
ONE WEALTH MAP, LLC notice-filed in WY. IAPD ↗
$1.10B RAUM · 6 reps · 702-470-2660
ComplianceMarketing & brand
47
OAK HARVEST INVESTMENT SERVICES notice-filed in MI, OR. IAPD ↗
$940.8M RAUM · 22 reps · 281-822-1350
ComplianceMarketing & brand
47
MIRADOR CAPITAL PARTNERS notice-filed in FL, NY. IAPD ↗
$754.2M RAUM · 6 reps · 925-621-1000
ComplianceMarketing & brand
47
ALPHACORE CAPITAL LLC notice-filed in VT. IAPD ↗
$2.44B RAUM · 23 reps · 858-875-4100
ComplianceMarketing & brand
47
GAINPLAN LLC notice-filed in LA, NY. IAPD ↗
$478.5M RAUM · 9 reps · 248.385.3737
ComplianceMarketing & brand
47
TOTAL WEALTH PLANNING, LLC notice-filed in NY. IAPD ↗
$1.18B RAUM · 16 reps · 513-984-6696
ComplianceMarketing & brand
47
MIRAMONTES CAPITAL, LLC notice-filed in ID, WA. IAPD ↗
$296.3M RAUM · 7 reps · 1-800-460-1595
ComplianceMarketing & brand
47
SEASIDE WEALTH MANAGEMENT, INC. notice-filed in OR, WA. IAPD ↗
$362.3M RAUM · 4 reps · (760) 730-8120 · seasidewealth.com
ComplianceMarketing & brand
47
BANKERS LIFE ADVISORY SERVICES, INC. notice-filed in AK. IAPD ↗
$1.94B RAUM · 384 reps · 844-553-9083 · bankerslife.com
ComplianceMarketing & brand
47
PROWELL FINANCIAL MANAGEMENT, LLC notice-filed in LA. IAPD ↗
$8.09B RAUM · 3 reps · 484-359-4057 · prowell-financial.com
ComplianceMarketing & brand
47
CLG LLC notice-filed in MO, NH. IAPD ↗
$953.8M RAUM · 20 reps · (310) 329-5150 · clgwm.com
ComplianceMarketing & brand
47
BLUESPHERE ADVISORS LLC notice-filed in LA, NC. IAPD ↗
$445.1M RAUM · 4 reps · (610) 277-1515 · bluesphereadvisors.com
ComplianceMarketing & brand
47
HIGHLINE WEALTH PARTNERS notice-filed in FL, NE. IAPD ↗
$665.6M RAUM · 14 reps · 818-340-0157
ComplianceMarketing & brand
47
TEMPUS WEALTH PLANNING, LLC notice-filed in NC, OR. IAPD ↗
$506.5M RAUM · 8 reps · 949-393-2525 · tempuswp.com
ComplianceMarketing & brand
47
ABOUND WEALTH MANAGEMENT, LLC notice-filed in CT. IAPD ↗
$1.07B RAUM · 24 reps · 615-226-3667 · moneyguy.com
ComplianceMarketing & brand
47
MRA ADVISORY GROUP notice-filed in CA, VA. IAPD ↗
$293.6M RAUM · 8 reps · 844.672.7623
ComplianceMarketing & brand
47
CYPRESS WEALTH SERVICES, LLC notice-filed in MA, PA. IAPD ↗
$965.5M RAUM · 10 reps · (760) 834-7250
ComplianceMarketing & brand
47
PRIVATE WEALTH SOLUTIONS, LLC notice-filed in FL, WA. IAPD ↗
$403.3M RAUM · 4 reps · 818-264-0600 · privatewealthsolutions.com
ComplianceMarketing & brand
47
FORTIS GROUP ADVISORS LLC notice-filed in NH, WI. IAPD ↗
$799.6M RAUM · 25 reps · 201-383-0630 · fortisgroupadvisors.com
ComplianceMarketing & brand
47
ORBA WEALTH ADVISORS, LLC notice-filed in IN, MI. IAPD ↗
$257.1M RAUM · 16 reps · (312) 670-6262
ComplianceMarketing & brand
47
CANOPY WEALTH MANAGEMENT notice-filed in NM. IAPD ↗
$1.47B RAUM · 13 reps · 608-662-9018 · canopy-wealth.com
ComplianceMarketing & brand
47
WEDMONT PRIVATE CAPITAL notice-filed in TN. IAPD ↗
$2.37B RAUM · 5 reps · 6108858200
ComplianceMarketing & brand
47
OCTAVIA WEALTH ADVISORS LLC notice-filed in AL. IAPD ↗
$1.79B RAUM · 34 reps · (513) 762-7701
ComplianceMarketing & brand
47
WEALTH MANAGEMENT PARTNERS, LLC notice-filed in NV, OR. IAPD ↗
$667.0M RAUM · 7 reps · 520-297-7999
ComplianceMarketing & brand
47
INVICTUS PRIVATE WEALTH, LLC notice-filed in VA. IAPD ↗
$1.35B RAUM · 2 reps · 720-734-2460 · invictusprivatewealth.com
ComplianceMarketing & brand
47
MORAN WEALTH MANAGEMENT, LLC notice-filed in CO. IAPD ↗
$4.74B RAUM · 31 reps · 239-920-4440
ComplianceMarketing & brand
47
SYON CAPITAL LLC notice-filed in TX. IAPD ↗
$2.53B RAUM · 5 reps · 415-520-7966 · syoncap.com
ComplianceMarketing & brand
47
ADAPT WEALTH ADVISORS, LLC notice-filed in CA, LA. IAPD ↗
$327.8M RAUM · 6 reps · 404-594-5559 · adaptwealthadvisors.com
ComplianceMarketing & brand
47
HEADLAND CAPITAL notice-filed in LA, WV. IAPD ↗
$403.0M RAUM · 9 reps · 843-388-4300 · headland.capital
ComplianceMarketing & brand
47
FPNAVIGATORS notice-filed in NE, TX. IAPD ↗
$289.1M RAUM · 5 reps · 763-265-4450 · fpnavigators.com
ComplianceMarketing & brand
47
PCM ENCORE, LLC notice-filed in NC. IAPD ↗
$1.28B RAUM · 4 reps · 888-697-0204
ComplianceMarketing & brand
46
RACHOR INVESTMENT ADVISORY SERVICES, LLC notice-filed in MT, NJ, TN. IAPD ↗
$205.6M RAUM · 14 reps · 810-732-7777 · rias.net
ComplianceMarketing & brand
46
HWA FINANCIAL GROUP notice-filed in DE, FL, PA. IAPD ↗
$218.7M RAUM · 3 reps · 410.696.4025
ComplianceMarketing & brand
46
KCD FINANCIAL, INC. notice-filed in ID, LA, VA. IAPD ↗
$182.6M RAUM · 27 reps · 920-347-3400 · kcdfinancial.com
ComplianceMarketing & brand
46
PORTFOLIO DESIGN SERVICES, LLC notice-filed in CA, MN, TX. IAPD ↗
$138.2M RAUM · 5 reps · 715-629-9095 · pdsadvisers.com
ComplianceMarketing & brand
46
SIMS INVESTMENT MANAGEMENT LLC notice-filed in GA, IL, MN. IAPD ↗
$245.9M RAUM · 4 reps · 513-278-7467 · simsinvestment.com
ComplianceMarketing & brand
46
TOUCHSTONE CAPITAL, INC. notice-filed in AZ, CO, NY. IAPD ↗
$101.9M RAUM · 3 reps · (724) 933-8388 · touchstonecapital.com
ComplianceMarketing & brand
46
ACADIA LEGACY GROUP notice-filed in AZ, CO, ME. IAPD ↗
$116.6M RAUM · 3 reps · 515-212-2112 · acadialegacygroup.com
ComplianceMarketing & brand
46
OPTION RESEARCH & TECHNOLOGY SERVICES, LLC notice-filed in CA, NY, TX. IAPD ↗
$0 RAUM · 4 reps · 312-986-1060 · orats.com
ComplianceMarketing & brand
46
LCR WEALTH MANAGEMENT LLC notice-filed in FL, NY, TX. IAPD ↗
$146.1M RAUM · 2 reps · 203-780-2272
ComplianceMarketing & brand
46
WINCAP FINANCIAL LLC notice-filed in FL, NY, RI. IAPD ↗
$153.3M RAUM · 5 reps · (617) 590-3250 · wincapfinancial.com
ComplianceMarketing & brand
46
CROWN POINT WEALTH ADVISORS notice-filed in ID, TX, WA. IAPD ↗
$141.5M RAUM · 3 reps · 541-386-2792
ComplianceMarketing & brand
46
GLOBAL TRUST WEALTH MANAGEMENT LLC notice-filed in CT, NY, TX. IAPD ↗
$207.2M RAUM · 4 reps · 561-207-9696 · globaltrustwealth.com
ComplianceMarketing & brand
46
JW NOVA WEALTH PARTNERS notice-filed in DE, IL, TX. IAPD ↗
$0 RAUM · 3 reps · 267-753-7067
ComplianceMarketing & brand
45
HORAN WEALTH MANAGEMENT notice-filed in LA. IAPD ↗
$545.2M RAUM · 10 reps · 513-745-0707 · horanwealth.com
ComplianceMarketing & brand
45
CARDEROCK CAPITAL MANAGEMENT, INC. notice-filed in NY. IAPD ↗
$665.9M RAUM · 4 reps · (301)951-5288 · carderockcapital.com
ComplianceMarketing & brand
45
THOR WEALTH MANAGEMENT INC notice-filed in IL. IAPD ↗
$557.7M RAUM · 8 reps · 513-271-6777
ComplianceMarketing & brand
45
WILLIAM HOWARD & CO. FINANCIAL ADVISORS, INC. notice-filed in NY. IAPD ↗
$320.7M RAUM · 4 reps · 901-761-5068 · whcfa.com
ComplianceMarketing & brand
45
FIRST FINANCIAL ADVISORS INC notice-filed in IN. IAPD ↗
$296.6M RAUM · 3 reps · 231-733-4084 · firstfinancialadvisors.com
ComplianceMarketing & brand
45
BRAND ASSET MANAGEMENT GROUP, INC. notice-filed in AL. IAPD ↗
$930.4M RAUM · 10 reps · 636-532-7333
ComplianceMarketing & brand
45
COMPASS WEALTH MANAGEMENT LLC notice-filed in MD. IAPD ↗
$609.5M RAUM · 4 reps · 203-453-7000 · compasswealthmanagement.com
ComplianceMarketing & brand
45
WHELAN FINANCIAL notice-filed in TX. IAPD ↗
$568.8M RAUM · 7 reps · 559-228-8002 · whelanfinancial.com
ComplianceMarketing & brand
45
FINANCIAL CONNECTIONS GROUP, INC. notice-filed in WA. IAPD ↗
$480.8M RAUM · 3 reps · 415-924-1091 · financialconnections.com
ComplianceMarketing & brand
45
COMPASS FINANCIAL ADVISORS LLC notice-filed in VA. IAPD ↗
$264.7M RAUM · 7 reps · 260-490-7878
ComplianceMarketing & brand
45
LANDMARK WEALTH MANAGEMENT notice-filed in PA. IAPD ↗
$615.9M RAUM · 4 reps · 716-810-9594
ComplianceMarketing & brand
45
JOHN A. WOLFE & ASSOCIATES, INC. notice-filed in MN. IAPD ↗
$534.7M RAUM · 1 reps · 269-324-1988
ComplianceMarketing & brand
45
FAMILY CAPITAL MANAGEMENT notice-filed in OH. IAPD ↗
$295.9M RAUM · 5 reps · 616-774-4560
ComplianceMarketing & brand
45
CAMBRIDGE FINANCIAL GROUP, INC. notice-filed in WA. IAPD ↗
$315.2M RAUM · 3 reps · 614-457-1530 · cfginc.net
ComplianceMarketing & brand
45
OLDFATHER FINANCIAL SERVICES LLC notice-filed in TX. IAPD ↗
$459.0M RAUM · 4 reps · 308-237-4571 · oldfatherfinancial.com
ComplianceMarketing & brand
45
ASTORIA STRATEGIC WEALTH, INC. notice-filed in RI. IAPD ↗
$420.3M RAUM · 8 reps · 888.321.7374
ComplianceMarketing & brand
45
CAMARDA WEALTH ADVISORY GROUP notice-filed in NH. IAPD ↗
$331.1M RAUM · 8 reps · 904-278-1177
ComplianceMarketing & brand
45
DEW WEALTH MANAGEMENT notice-filed in OR. IAPD ↗
$293.9M RAUM · 21 reps · 480-614-9119
ComplianceMarketing & brand
45
HFM INVESTMENT ADVISORS, INC. notice-filed in NY. IAPD ↗
$483.6M RAUM · 1 reps · 302-234-9777
ComplianceMarketing & brand
45
MENGIS CAPITAL MANAGEMENT, INC. notice-filed in AZ. IAPD ↗
$899.1M RAUM · 6 reps · 503-916-0776 · mengiscapital.com
ComplianceMarketing & brand
45
AMERANT INVESTMENTS, INC. notice-filed in NM. IAPD ↗
$632.8M RAUM · 14 reps · 305-460-8599 · amerantinvestments.com
ComplianceMarketing & brand
45
CASCADE INVESTMENT ADVISORS, INC. notice-filed in TX. IAPD ↗
$331.0M RAUM · 4 reps · 503-417-1950 · cascadeinvestors.com
ComplianceMarketing & brand
45
GUARDIAN WEALTH MANAGEMENT, LLC notice-filed in NH. IAPD ↗
$343.1M RAUM · 4 reps · 423-510-0409
ComplianceMarketing & brand
45
RIGGS CAPITAL MANAGEMENT, LLC notice-filed in GA. IAPD ↗
$306.8M RAUM · 6 reps · 801-221-7923 · riggscapmgt.com
ComplianceMarketing & brand
45
FINANCIAL PLANS & STRATEGIES, INC. notice-filed in WA. IAPD ↗
$549.9M RAUM · 4 reps · 317-882-7675
ComplianceMarketing & brand
45
FAIRHAVEN FINANCIAL ADVISORY CORPORATION notice-filed in OH. IAPD ↗
$323.3M RAUM · 4 reps · 517-332-2900
ComplianceMarketing & brand
45
PURKISS CAPITAL ADVISORS, LLC notice-filed in MD. IAPD ↗
$633.0M RAUM · 3 reps · (203) 431-5862 · pcapadvisors.com
ComplianceMarketing & brand
45
WELA FINANCIAL ADVISORY notice-filed in GA. IAPD ↗
$505.8M RAUM · 2 reps · 210-530-9599 · welafa.com
ComplianceMarketing & brand
45
FRISCH FINANCIAL GROUP, INC. notice-filed in NV. IAPD ↗
$720.8M RAUM · 6 reps · 516-694-7900
ComplianceMarketing & brand
45
LIFE PLANNING PARTNERS, INC. notice-filed in CO. IAPD ↗
$312.0M RAUM · 4 reps · 904-448-5158 · lifeplanningpartners.com
ComplianceMarketing & brand
45
DUPREE FINANCIAL GROUP, LLC notice-filed in OH. IAPD ↗
$330.2M RAUM · 5 reps · 859-233-0400
ComplianceMarketing & brand
45
WATTS GWILLIAM & COMPANY, LLC notice-filed in NV. IAPD ↗
$818.9M RAUM · 6 reps · 480-889-8998 · wattsgwilliam.com
ComplianceMarketing & brand
45
THE WATCHMAN GROUP, INC. notice-filed in NH. IAPD ↗
$576.2M RAUM · 4 reps · 469-241-0122 · watchmangroup.com
ComplianceMarketing & brand
45
ONYX FINANCIAL ADVISORS, LLC notice-filed in AZ. IAPD ↗
$426.8M RAUM · 6 reps · 208-522-6400 · onyxfinancial.com
ComplianceMarketing & brand
45
SHARPER & GRANITE LLC notice-filed in OH. IAPD ↗
$318.3M RAUM · 4 reps · 310-426-2909 · sharpergranite.com
ComplianceMarketing & brand
45
ADVOCATES WEALTH PLANNING notice-filed in NE. IAPD ↗
$374.5M RAUM · 3 reps · 713-827-8014 · youradvocates.com
ComplianceMarketing & brand
45
CONSERVATIVE WEALTH MANAGEMENT LLC notice-filed in AZ. IAPD ↗
$308.4M RAUM · 1 reps · 323-876-3300 · phildemuth.com
ComplianceMarketing & brand
45
GUNDERSON CAPITAL MANAGEMENT notice-filed in OH. IAPD ↗
$315.3M RAUM · 3 reps · 760-846-2046 · pwstreet.podbean.com
ComplianceMarketing & brand
45
WARBURTON CAPITAL MANAGEMENT, LLC notice-filed in TN. IAPD ↗
$701.1M RAUM · 7 reps · 918-794-3000
ComplianceMarketing & brand
45
COPPERWYND FINANCIAL notice-filed in SD. IAPD ↗
$530.6M RAUM · 5 reps · 480-348-2100 · copperwyndfinancial.com
ComplianceMarketing & brand
45
SFE INVESTMENT COUNSEL INC. notice-filed in TN. IAPD ↗
$581.6M RAUM · 8 reps · 213-612-0220 · sfeic.com
ComplianceMarketing & brand
45
WELA STRATEGIES, INC. notice-filed in NE. IAPD ↗
$255.5M RAUM · 11 reps · 678-608-0420 · welastrategies.com
ComplianceMarketing & brand
45
ATWATER MALICK notice-filed in VA. IAPD ↗
$586.6M RAUM · 2 reps · (717) 400-1505 · atwatermalick.com
ComplianceMarketing & brand
45
H FINANCIAL MANAGEMENT notice-filed in CO. IAPD ↗
$533.8M RAUM · 6 reps · 724-745-9406 · hfinancialmanagement.com
ComplianceMarketing & brand
45
RALEIGH CAPITAL MANAGEMENT INC. notice-filed in PA. IAPD ↗
$262.8M RAUM · 8 reps · 919-852-1215
ComplianceMarketing & brand
45
PAULSON WEALTH MANAGEMENT INC. notice-filed in NC. IAPD ↗
$489.4M RAUM · 4 reps · 630-517-2950
ComplianceMarketing & brand
45
EASTOVER CAPITAL MANAGEMENT notice-filed in FL. IAPD ↗
$370.2M RAUM · 4 reps · 704-336-6818
ComplianceMarketing & brand
45
ETESIAN WEALTH ADVISORS, INC. notice-filed in FL. IAPD ↗
$426.8M RAUM · 6 reps · 503-387-3615
ComplianceMarketing & brand
45
NORTHWEST WEALTH MANAGEMENT, LLC notice-filed in IL. IAPD ↗
$865.2M RAUM · 18 reps · 877-207-0994
ComplianceMarketing & brand
45
HARDIN CAPITAL PARTNERS, LLC notice-filed in TN. IAPD ↗
$372.7M RAUM · 1 reps · 864-252-4200 · hardincapitalpartners.com
ComplianceMarketing & brand
45
BARON WEALTH MANAGEMENT, LLC notice-filed in OH. IAPD ↗
$626.5M RAUM · 3 reps · (248) 251-0161
ComplianceMarketing & brand
45
IFS ADVISORS, INC notice-filed in NC. IAPD ↗
$256.7M RAUM · 1 reps · 941-907-8888 · investmentfinancial.net
ComplianceMarketing & brand
45
KIKER WEALTH MANAGEMENT, LLC notice-filed in MA. IAPD ↗
$268.6M RAUM · 3 reps · 706-253-7285
ComplianceMarketing & brand
45
THE ADVOCATE GROUP, LLC notice-filed in CO. IAPD ↗
$713.3M RAUM · 11 reps · 952-693-2630 · theadvocategroup.com
ComplianceMarketing & brand
45
MOUNTAIN CAPITAL INVESTMENT ADVISORS INC notice-filed in IN. IAPD ↗
$608.0M RAUM · 12 reps · 720-500-0050 · mountaincapital.us
ComplianceMarketing & brand
45
FORTUNE WEALTH MANAGEMENT, LLC notice-filed in GA. IAPD ↗
$343.5M RAUM · 2 reps · 972-716-8002 · fortunewealthmanagement.com
ComplianceMarketing & brand
45
AYRSHIRE CAPITAL MANAGEMENT LLC notice-filed in VA. IAPD ↗
$282.4M RAUM · 2 reps · 203-349-5600 · ayrshirecapital.com
ComplianceMarketing & brand
45
M1 CAPITAL MANAGEMENT LLC notice-filed in LA. IAPD ↗
$406.0M RAUM · 5 reps · 2486473474 · m1capitalmanagement.com
ComplianceMarketing & brand
45
PRENTICE WEALTH MANAGEMENT LLC notice-filed in CT. IAPD ↗
$467.2M RAUM · 5 reps · 585-218-0001
ComplianceMarketing & brand
45
SEQUENT PLANNING, LLC notice-filed in MT. IAPD ↗
$373.4M RAUM · 75 reps · 402-953-3544 · sequentplanning.com
ComplianceMarketing & brand
45
FSA INVESTMENT GROUP, LLC notice-filed in AZ. IAPD ↗
$709.5M RAUM · 9 reps · (850) 696-1550
ComplianceMarketing & brand
45
MALTIN WEALTH MANAGEMENT, INC. notice-filed in PA. IAPD ↗
$425.5M RAUM · 4 reps · 201-215-3855 · maltinwealth.com
ComplianceMarketing & brand
45
LANE HIPPLE - WEALTH MANAGEMENT GROUP notice-filed in NC. IAPD ↗
$418.5M RAUM · 5 reps · 856-638-1855
ComplianceMarketing & brand
45
ALJIAN CAPITAL MANAGEMENT notice-filed in LA. IAPD ↗
$575.8M RAUM · 3 reps · 707-230-2158 · aljiancapital.com
ComplianceMarketing & brand
45
TRINITY WEALTH MANAGEMENT, LLC notice-filed in LA. IAPD ↗
$304.4M RAUM · 4 reps · 610-296-2020
ComplianceMarketing & brand
45
UPSTART WEALTH MANAGEMENT, LLC notice-filed in IL. IAPD ↗
$294.0M RAUM · 3 reps · (415) 549-0646
ComplianceMarketing & brand
45
BEACON FINANCIAL ADVISORY LLC notice-filed in AZ. IAPD ↗
$594.4M RAUM · 13 reps · 216-910-1850
ComplianceMarketing & brand
45
BEACON FINANCIAL PLANNING, INC notice-filed in LA. IAPD ↗
$388.4M RAUM · 6 reps · 508-790-7039 · beaconfinancialplanning.com
ComplianceMarketing & brand
45
ELEVATED CAPITAL ADVISORS, LLC notice-filed in NM. IAPD ↗
$375.3M RAUM · 9 reps · 385-237-3338 · elevateyourplanning.com
ComplianceMarketing & brand
45
CASTLEVIEW PARTNERS, LLC notice-filed in NY. IAPD ↗
$270.0M RAUM · 13 reps · 214-710-1995 · castleviewpartners.com
ComplianceMarketing & brand
45
SITRIN CAPITAL MANAGEMENT, LLC notice-filed in OH. IAPD ↗
$326.2M RAUM · 6 reps · (424) 777-4400 · sitrincapital.com
ComplianceMarketing & brand
45
STERLING INVESTMENT COUNSEL, LLC notice-filed in IL. IAPD ↗
$656.8M RAUM · 9 reps · (716) 783-7054 · sterinv.com
ComplianceMarketing & brand
45
BOND & DEVICK WEALTH PARTNERS notice-filed in CO. IAPD ↗
$615.9M RAUM · 6 reps · (952) 591-0113 · bondanddevick.com
ComplianceMarketing & brand
45
INTEGRITY WEALTH SOLUTIONS LLC notice-filed in MO. IAPD ↗
$276.6M RAUM · 2 reps · 3037165777
ComplianceMarketing & brand
45
ARCADIA WEALTH MANAGEMENT, LLC notice-filed in VT. IAPD ↗
$380.2M RAUM · 7 reps · 603-681-9190
ComplianceMarketing & brand
45
SICART ASSOCIATES, LLC notice-filed in WI. IAPD ↗
$380.3M RAUM · 1 reps · 646-606-0290
ComplianceMarketing & brand
45
LIBRA WEALTH LLC notice-filed in FL. IAPD ↗
$473.7M RAUM · 4 reps · (408) 721-1633 · librawealth.com
ComplianceMarketing & brand
45
LIFEWORKS ADVISORS, LLC notice-filed in AR. IAPD ↗
$742.3M RAUM · 33 reps · (616) 200-6512 · brightadvisers.com
ComplianceMarketing & brand
45
HIGH PROBABILITY ADVISORS, LLC notice-filed in NH. IAPD ↗
$813.4M RAUM · 11 reps · 585-485-0135
ComplianceMarketing & brand
45
MA PRIVATE WEALTH, LLC notice-filed in IL. IAPD ↗
$584.1M RAUM · 5 reps · (650) 232-2021 · maprivatewealth.com
ComplianceMarketing & brand
45
FORTEM FINANCIAL GROUP, LLC notice-filed in NH. IAPD ↗
$438.1M RAUM · 5 reps · 760-206-8500
ComplianceMarketing & brand
45
INSIGHT WEALTH STRATEGIES, LLC notice-filed in ID. IAPD ↗
$932.0M RAUM · 6 reps · 925-659-8020
ComplianceMarketing & brand
45
ALTA WEALTH ADVISORS LLC notice-filed in NY. IAPD ↗
$495.5M RAUM · 8 reps · 781-404-6909 · altawealthadvisors.com
ComplianceMarketing & brand
45
KEY CLIENT FIDUCIARY ADVISORS, LLC notice-filed in MD. IAPD ↗
$636.1M RAUM · 10 reps · 973-244-4142 · keyclientfa.com
ComplianceMarketing & brand
45
KOZAK & TRIPP PRIVATE ASSET MANAGEMENT, INC. notice-filed in VA. IAPD ↗
$706.5M RAUM · 2 reps · 303-847-4045
ComplianceMarketing & brand
45
RPC PRIVATE WEALTH, LLC notice-filed in IN. IAPD ↗
$252.4M RAUM · 1 reps · 630-887-8488
ComplianceMarketing & brand
45
GAMMA ASSET MANAGEMENT LLC notice-filed in PA. IAPD ↗
$269.2M RAUM · 7 reps · 787-957-3260 · gammaam.com
ComplianceMarketing & brand
45
DAHRING | CUSMANO AND ASSOCIATES notice-filed in TX. IAPD ↗
$535.1M RAUM · 3 reps · 248-348-0100 · dca401k.com
ComplianceMarketing & brand
45
COLLECTIVE FAMILY OFFICE, LLC notice-filed in TX. IAPD ↗
$451.7M RAUM · 4 reps · (717) 893-5055 · collectivefamilyoffice.com
ComplianceMarketing & brand
45
KAUFMAN ROSSIN WEALTH, LLC notice-filed in NC. IAPD ↗
$302.9M RAUM · 7 reps · 305-646-6071 · kaufmanrossinwealth.com
ComplianceMarketing & brand
45
LGG FINANCIAL notice-filed in GA. IAPD ↗
$525.2M RAUM · 2 reps · 301-312-6660 · lggfinancial.com
ComplianceMarketing & brand
45
EMERALD ADVISORS, LLC notice-filed in UT. IAPD ↗
$678.9M RAUM · 3 reps · (425) 458-3853 · emeraldadv.com
ComplianceMarketing & brand
45
VAQUERO PRIVATE WEALTH, LTD. notice-filed in CA. IAPD ↗
$798.6M RAUM · 6 reps · 214-269-7855 · vaquerowealth.com; twitter
ComplianceMarketing & brand
45
BROWN | MILLER WEALTH MANAGEMENT, LLC notice-filed in AZ. IAPD ↗
$827.9M RAUM · 9 reps · 703-972-1950 · brownmillerwm.com
ComplianceMarketing & brand
45
APRICUS WEALTH LLC notice-filed in VA. IAPD ↗
$272.4M RAUM · 4 reps · 610-329-4899 · apricuswealth.com
ComplianceMarketing & brand
45
CREEKMUR ASSET MANAGEMENT, LLC notice-filed in VA. IAPD ↗
$410.6M RAUM · 10 reps · 309-925-2043
ComplianceMarketing & brand
45
GREY FOX WEALTH ADVISORS, LLC notice-filed in MA. IAPD ↗
$544.1M RAUM · 5 reps · 302-482-3211 · greyfoxwealth.com
ComplianceMarketing & brand
45
FORTRESS WEALTH GROUP notice-filed in NH. IAPD ↗
$345.0M RAUM · 5 reps · 407-999-8998
ComplianceMarketing & brand
45
JACKSONVILLE WEALTH MANAGEMENT notice-filed in CA. IAPD ↗
$434.6M RAUM · 4 reps · 904-923-7526 · jaxwealth.com
ComplianceMarketing & brand
45
CAPITAL ADVISORS WEALTH MANAGEMENT notice-filed in AL. IAPD ↗
$908.3M RAUM · 5 reps · (509) 469-5030
ComplianceMarketing & brand
45
DORVAL & CHORNE FINANCIAL ADVISORS notice-filed in CO. IAPD ↗
$308.4M RAUM · 3 reps · 612-436-3714 · dorvalchorne.com
ComplianceMarketing & brand
45
44 WEALTH MANAGEMENT LLC notice-filed in KY. IAPD ↗
$469.0M RAUM · 5 reps · 541-359-0388 · 44weatlh.com
ComplianceMarketing & brand
45
GUIDED CAPITAL WEALTH MANAGEMENT, LLC notice-filed in FL. IAPD ↗
$250.2M RAUM · 3 reps · 832-975-0710 · guidedcapitalwealth.com
ComplianceMarketing & brand
45
INTEGRATED QUANTITATIVE INVESTMENTS LLC notice-filed in CT. IAPD ↗
$418.4M RAUM · 4 reps · 617-686-2008 · integratedquant.com
ComplianceMarketing & brand
45
CERRO PACIFIC WEALTH ADVISORS, LLC notice-filed in AZ. IAPD ↗
$441.4M RAUM · 5 reps · 805-457-3300
ComplianceMarketing & brand
45
JOHNSON BIXBY notice-filed in FL. IAPD ↗
$789.5M RAUM · 7 reps · (360) 695-1795 · johnsonbixby.com
ComplianceMarketing & brand
45
RETIREMENT PLANNING SOLUTIONS, LLC notice-filed in MO. IAPD ↗
$285.4M RAUM · 11 reps · 502-499-5668 · retirementplanningsolutions.com
ComplianceMarketing & brand
45
CALLAHAN WEALTH ADVISORY notice-filed in PA. IAPD ↗
$327.0M RAUM · 2 reps · 410-712-6220 · callahanwealthadvisory.com
ComplianceMarketing & brand
45
MAINSAIL FINANCIAL GROUP notice-filed in OR. IAPD ↗
$268.2M RAUM · 3 reps · (425) 502-7693
ComplianceMarketing & brand
45
TERRA WEALTH notice-filed in MD. IAPD ↗
$340.7M RAUM · 52 reps · 855-708-3772
ComplianceMarketing & brand
45
TRUENORTH WEALTH & IMPACT, LLC notice-filed in IA. IAPD ↗
$432.1M RAUM · 2 reps · 417-434-9400
ComplianceMarketing & brand
45
BASE WEALTH MANAGEMENT notice-filed in TN. IAPD ↗
$269.9M RAUM · 6 reps · 941-203-6040
ComplianceMarketing & brand
45
GOLDEN STATE EQUITY PARTNERS, LLC notice-filed in PA. IAPD ↗
$743.7M RAUM · 24 reps · 866-273-1563 · vector3wealth.com
ComplianceMarketing & brand
45
PETROS FAMILY WEALTH, LLC notice-filed in CO. IAPD ↗
$274.5M RAUM · 6 reps · (612) 643-9995 · petrosfw.com
ComplianceMarketing & brand
45
UPTICK PARTNERS, LLC notice-filed in OK. IAPD ↗
$688.1M RAUM · 7 reps · (936) 800-0800
ComplianceMarketing & brand
45
PRIVATE FAMILY WEALTH ADVISORS notice-filed in TX. IAPD ↗
$392.3M RAUM · 2 reps · 404-848-0950 · pfwadvisors.com
ComplianceMarketing & brand
45
BALANCED WEALTH GROUP LLC notice-filed in SC. IAPD ↗
$419.9M RAUM · 6 reps · (440) 871-6501 · choosebalance.com
ComplianceMarketing & brand
45
ELYXIUM WEALTH LLC notice-filed in MA. IAPD ↗
$260.4M RAUM · 4 reps · (310) 221-8349*224 · elyxwealth.com
ComplianceMarketing & brand
45
BURLING WEALTH PARTNERS notice-filed in CA. IAPD ↗
$747.4M RAUM · 5 reps · 1-312-825-0262 · burlingwealthpartners.com
ComplianceMarketing & brand
45
PITCAIRN WEALTH ADVISORS LLC notice-filed in NE. IAPD ↗
$775.8M RAUM · 2 reps · 215-881-6144 · pitcairn.com
ComplianceMarketing & brand
45
CHICAGO OAKBROOK FINANCIAL GROUP notice-filed in TN. IAPD ↗
$907.3M RAUM · 8 reps · (630) 954-5572 · cofgroup.com
ComplianceMarketing & brand
44
GRAGG FINANCIAL notice-filed in FL, SC. IAPD ↗
$205.2M RAUM · 2 reps · 704-482-2001 · graggfinancial.com
ComplianceMarketing & brand
44
SAXONY CAPITAL MANAGEMENT, LLC notice-filed in AZ, MD. IAPD ↗
$239.3M RAUM · 0 reps · 314-963-9336 · saxonycapitalmanagement.com
ComplianceMarketing & brand
44
CLUTTERBUCK CAPITAL MANAGEMENT LLC notice-filed in FL, NH. IAPD ↗
$221.4M RAUM · 4 reps · 216-539-1181
ComplianceMarketing & brand
44
WILKINS MILLER WEALTH MANAGEMENT, LLC notice-filed in FL, GA. IAPD ↗
$220.1M RAUM · 2 reps · 251-410-6700
ComplianceMarketing & brand
44
JOSH ARNOLD INVESTMENT CONSULTANT, LLC notice-filed in AZ, TX. IAPD ↗
$150.1M RAUM · 2 reps · 952-925-5608 · mrmoneytalk.com
ComplianceMarketing & brand
44
PRAKASH INVESTMENT ADVISORS LLC notice-filed in NH, NV. IAPD ↗
$120.8M RAUM · 1 reps · (978) 273-9747
ComplianceMarketing & brand
44
MD FINANCIAL / VESTMENT FINANCIAL notice-filed in NM, SC. IAPD ↗
$213.4M RAUM · 4 reps · 888-256-6855 · podcasts.google.com
ComplianceMarketing & brand
44
MONTEREY WEALTH notice-filed in LA, MO. IAPD ↗
$237.8M RAUM · 3 reps · 404-201-2284
ComplianceMarketing & brand
44
LUMINIST CAPITAL, LLC notice-filed in KY, SC. IAPD ↗
$140.7M RAUM · 3 reps · 616-600-4517
ComplianceMarketing & brand
44
CROSS STATE FINANCIAL GROUP LLC notice-filed in MI, NH. IAPD ↗
$166.8M RAUM · 9 reps · 800-621-6974
ComplianceMarketing & brand
44
CULTIVATING WEALTH notice-filed in ME, WA. IAPD ↗
$166.6M RAUM · 6 reps · (646) 693-7451
ComplianceMarketing & brand
44
XYPN INVEST notice-filed in IL, ND. IAPD ↗
$133.3M RAUM · 15 reps · (360) 301-7579 · charlesmichaelfinancial.com
ComplianceMarketing & brand
44
VALUES ADDED FINANCIAL notice-filed in IL, LA. IAPD ↗
$234.2M RAUM · 6 reps · 202-599-0915
ComplianceMarketing & brand
44
EKO notice-filed in CT, NJ. IAPD ↗
$5.4M RAUM · 1 reps · (917)7449432
ComplianceMarketing & brand
44
ENTREWEALTH notice-filed in AZ, MN. IAPD ↗
$174.7M RAUM · 4 reps · 512-240-2244
ComplianceMarketing & brand
44
INCOMPASS FINANCIAL PARTNERS, LLC notice-filed in FL, TN. IAPD ↗
$164.2M RAUM · 2 reps · 770-971-9141 · incompassfp.com
ComplianceMarketing & brand
44
FARRELL FINANCIAL notice-filed in FL, MA. IAPD ↗
$172.2M RAUM · 2 reps · 716-508-8504 · farrellfinancialllc.com
ComplianceMarketing & brand
44
VISTA INVESTMENT PARTNERS notice-filed in CA, MO. IAPD ↗
$249.6M RAUM · 4 reps · 765-962-5153 · vistainvestment.net
ComplianceMarketing & brand
44
HENDERSON BROTHERS FINANCIAL PARTNERS LLC notice-filed in NC, TX. IAPD ↗
$0 RAUM · 22 reps · 412-261-3333 · hendersonbrothersfinancialpartners.com
ComplianceMarketing & brand
42
GLOBAL BROKERAGE SERVICES, INC. notice-filed in GA. IAPD ↗
$117.8M RAUM · 5 reps · 410-785-4990 · globalbrokers.net
ComplianceMarketing & brand
42
VALLEY FINANCIAL MANAGEMENT, INC. notice-filed in AL. IAPD ↗
$55,000 RAUM · 5 reps · 212-407-4362
ComplianceMarketing & brand
42
WEALTH MANAGEMENT CORPORATION notice-filed in PA. IAPD ↗
$208.9M RAUM · 2 reps · 850-894-7526 · wealthmanagementcorp.com
ComplianceMarketing & brand
42
KLEIN PAVLIS & PEASLEY FINANCIAL, INC. notice-filed in LA. IAPD ↗
$184.9M RAUM · 3 reps · 800-557-5461
ComplianceMarketing & brand
42
ELDERADO FINANCIAL, INC notice-filed in OR. IAPD ↗
$195.0M RAUM · 5 reps · 970-249-9900
ComplianceMarketing & brand
42
HFH PLANNING INC. notice-filed in CA. IAPD ↗
$169.1M RAUM · 2 reps · 212-402-5444
ComplianceMarketing & brand
42
STATETRUST CAPITAL, LLC. notice-filed in CA. IAPD ↗
$101.6M RAUM · 6 reps · 305-921-8101 · statetrust.com
ComplianceMarketing & brand
42
COOK FINANCIAL DESIGNS, INC. notice-filed in MA. IAPD ↗
$142.0M RAUM · 1 reps · 757-498-4810
ComplianceMarketing & brand
42
ALPHA ADVISORS, LLC notice-filed in NC. IAPD ↗
$231.4M RAUM · 2 reps · 804-754-8532 · alpha-advisors.com
ComplianceMarketing & brand
42
CAROLINA FINANCIAL ADVISORS, INC. notice-filed in FL. IAPD ↗
$211.6M RAUM · 4 reps · 336-333-0176 · carolinafinancialadvisors.com
ComplianceMarketing & brand
42
CROSSGATE WEALTH ADVISORS, LLC notice-filed in NC. IAPD ↗
$236.2M RAUM · 3 reps · (215) 860-2234
ComplianceMarketing & brand
42
BYRNE ASSET MANAGEMENT, LLC notice-filed in CA. IAPD ↗
$216.4M RAUM · 5 reps · 609-497-1776 · byrneasset.com
ComplianceMarketing & brand
42
ABLES, IANNONE, MOORE & ASSOCIATES, INC. notice-filed in AL. IAPD ↗
$239.2M RAUM · 3 reps · 912-777-4128 · aimainc.com
ComplianceMarketing & brand
42
BRANDYWINE FINANCIAL GROUP, INC. notice-filed in TN. IAPD ↗
$99.4M RAUM · 2 reps · 610-828-1155 · brandywinefinancialgroup.com
ComplianceMarketing & brand
42
EVEREST WEALTH MANAGEMENT notice-filed in MO. IAPD ↗
$184.1M RAUM · 1 reps · (913) 387-2017 · everestwealth.com
ComplianceMarketing & brand
42
PROSPECT FINANCIAL GROUP LLC notice-filed in CA. IAPD ↗
$175.9M RAUM · 1 reps · (703) 852-9673 · prospect-group.com
ComplianceMarketing & brand
42
HERBERT J. SIMS CAPITAL MANAGEMENT, INC. notice-filed in CA. IAPD ↗
$146.7M RAUM · 21 reps · 203-418-9000
ComplianceMarketing & brand
42
SEVEN HILLS FINANCIAL, LLC notice-filed in TX. IAPD ↗
$149.1M RAUM · 4 reps · 850-219-6699
ComplianceMarketing & brand
42
FLAVIN FINANCIAL SERVICES, INC. notice-filed in TX. IAPD ↗
$168.9M RAUM · 3 reps · (321) 725-4700
ComplianceMarketing & brand
42
VANNOY ADVISORY GROUP, INC. notice-filed in NV. IAPD ↗
$145.3M RAUM · 1 reps · 512-759-7759 · vannoyadvisorygroup.com
ComplianceMarketing & brand
42
ELE ADVISORY SERVICES, INC notice-filed in IA. IAPD ↗
$99.9M RAUM · 11 reps · 248-356-6555 · elewealth.com
ComplianceMarketing & brand
42
CHELSEA ADVISORY SERVICES, INC notice-filed in IN. IAPD ↗
$126.9M RAUM · 22 reps · 718-967-8400 · chfs.com
ComplianceMarketing & brand
42
NERAD + DEPPE WEALTH MANAGEMENT notice-filed in NH. IAPD ↗
$162.4M RAUM · 2 reps · 858-457-1325 · nd-wm.com
ComplianceMarketing & brand
42
INSIGHT WEALTH STRATEGIES, LP notice-filed in NV. IAPD ↗
$109.2M RAUM · 2 reps · 949-453-9331
ComplianceMarketing & brand
42
R. SEEGER WEALTH MANAGEMENT, LTD notice-filed in FL. IAPD ↗
$62.7M RAUM · 1 reps · 631-592-9729
ComplianceMarketing & brand
42
FINSYM PARTNERS, LLC notice-filed in TX. IAPD ↗
$158.9M RAUM · 2 reps · 206-276-1774 · finsymllc.com
ComplianceMarketing & brand
42
GREENBELT INVESTMENT ADVISORS, LLC notice-filed in CA. IAPD ↗
$134.6M RAUM · 5 reps · 800-617-3900 · greenbeltadv.com
ComplianceMarketing & brand
42
GUARDIAN CAPITAL, LLC notice-filed in TX. IAPD ↗
$108.5M RAUM · 4 reps · 724-934-3050 · guardiancapitalllc.com
ComplianceMarketing & brand
42
EMPIRIC INSTITUTIONAL notice-filed in CA. IAPD ↗
$8.2M RAUM · 3 reps · 512-583-0160 · empiricinstitutional.com
ComplianceMarketing & brand
42
TOTAL WEALTH PLANNING AND MANAGEMENT, INC. notice-filed in NC. IAPD ↗
$203.9M RAUM · 9 reps · (866) 568-0003
ComplianceMarketing & brand
42
DAVIDOV FINANCIAL COACHING, LLC notice-filed in FL. IAPD ↗
$112.9M RAUM · 2 reps · (516) 587-5550 · davidovfinancial.com
ComplianceMarketing & brand
42
STEADY RETURNS notice-filed in NY. IAPD ↗
$147.8M RAUM · 2 reps · (561) 400-5970
ComplianceMarketing & brand
42
DUTCH ASSET CORPORATION notice-filed in UT. IAPD ↗
$91.1M RAUM · 4 reps · 518-478-8077 · dutchasset.com
ComplianceMarketing & brand
42
FOUR POINTS ADVISORS, LLC notice-filed in NJ. IAPD ↗
$37.0M RAUM · 7 reps · 646-300-6129 · 4pointsadvisors.com
ComplianceMarketing & brand
42
INSIGHT INVESTMENT COUNSEL notice-filed in AZ. IAPD ↗
$230.0M RAUM · 4 reps · 310-426-6322 · insightinv.com
ComplianceMarketing & brand
42
CLEAR RIDGE WEALTH MANAGEMENT, LLC notice-filed in TX. IAPD ↗
$200.1M RAUM · 2 reps · 269-381-1700 · clearridgewm.com
ComplianceMarketing & brand
42
ADVISORY INVESTOR SERVICES LLC notice-filed in TX. IAPD ↗
$153.7M RAUM · 5 reps · 786-462-6044 · advisoryinvestorservices.com
ComplianceMarketing & brand
42
WILLAMETTE FINANCIAL ADVISORS, LLC notice-filed in TX. IAPD ↗
$131.5M RAUM · 5 reps · 503-747-0306 · wfinadv.com
ComplianceMarketing & brand
42
RED MOUNTAIN FINANCIAL PARTNERS notice-filed in MT. IAPD ↗
$196.9M RAUM · 3 reps · 970-259-1313 · redmountainfinancialpartners.com
ComplianceMarketing & brand
42
ADVOCATE INVESTING SERVICES notice-filed in NC. IAPD ↗
$154.5M RAUM · 4 reps · 240-403-0039 · advocateinvesting.com
ComplianceMarketing & brand
42
BLACKRIDGE ASSET MANAGEMENT, LLC notice-filed in OK. IAPD ↗
$186.6M RAUM · 80 reps · 561-641-5050
ComplianceMarketing & brand
42
WP ASSET MANAGEMENT notice-filed in NY. IAPD ↗
$143.3M RAUM · 1 reps · 908-719-8800
ComplianceMarketing & brand
42
ST. JAMES INVESTMENT ADVISORS, LLC notice-filed in MD. IAPD ↗
$46.5M RAUM · 4 reps · (631) 979-6520 · stjamesia.com
ComplianceMarketing & brand
42
SMITH & WYATT notice-filed in MN. IAPD ↗
$158.6M RAUM · 6 reps · 979-431-5440
ComplianceMarketing & brand
42
ACM notice-filed in OR. IAPD ↗
$212.8M RAUM · 2 reps · 612-217-1143 · asymmetriccap.com
ComplianceMarketing & brand
42
CAM INVESTOR SOLUTIONS notice-filed in GA. IAPD ↗
$116.5M RAUM · 3 reps · 720-575-7775
ComplianceMarketing & brand
42
NORTHSTAR FINANCIAL MANAGEMENT, INC. notice-filed in TN. IAPD ↗
$119.4M RAUM · 3 reps · (208)810-4938
ComplianceMarketing & brand
42
ELEVATE CAPITAL ADVISORS notice-filed in FL. IAPD ↗
$156.5M RAUM · 4 reps · 970-328-7526
ComplianceMarketing & brand
42
BONFIRE FINANCIAL, LLC notice-filed in NY. IAPD ↗
$198.2M RAUM · 3 reps · 719-394-3900 · bonfirefinancial.com
ComplianceMarketing & brand
42
CENTENNIAL ADVISORS, LLC notice-filed in FL. IAPD ↗
$118.9M RAUM · 6 reps · (512) 265-5000 · iwanttoretirewell.com
ComplianceMarketing & brand
42
TREEHOUSE WEALTH ADVISORS notice-filed in WA. IAPD ↗
$184.8M RAUM · 3 reps · 415-887-1416
ComplianceMarketing & brand
42
VAN CLEMENS WEALTH MANAGEMENT, LLC notice-filed in NE. IAPD ↗
$105.9M RAUM · 15 reps · 612-758-9140 · vanclemens.com
ComplianceMarketing & brand
42
PROXY WEALTH ADVISORS LLC notice-filed in NC. IAPD ↗
$132.8M RAUM · 12 reps · 646-289-5075 · proxywealth.com
ComplianceMarketing & brand
42
CAVU WEALTH MANAGEMENT notice-filed in OR. IAPD ↗
$175.0M RAUM · 7 reps · 858-360-7800 · cavuwm.com
ComplianceMarketing & brand
42
DAI ADVISORS notice-filed in TX. IAPD ↗
$244.4M RAUM · 1 reps · 510-709-7543 · daiadvisors.com
ComplianceMarketing & brand
42
K2 FINANCIAL INC. notice-filed in HI. IAPD ↗
$161.9M RAUM · 8 reps · 626-553-6113
ComplianceMarketing & brand
42
BIRCH WEALTH MANAGEMENT notice-filed in WA. IAPD ↗
$49.7M RAUM · 1 reps · 315-795-2005
ComplianceMarketing & brand
42
NEWBORE WEALTH MANAGEMENT, INC. notice-filed in AZ. IAPD ↗
$161.9M RAUM · 2 reps · 503-657-3143 · newbore-wealth.com
ComplianceMarketing & brand
42
NINTH ETERNITY ASSET MANAGEMENT LLC notice-filed in NY. IAPD ↗
$204.9M RAUM · 2 reps · 508-638-8199 · neam-us.com.
ComplianceMarketing & brand
42
ADVISOR SHARE WEALTH MANAGEMENT, LLC notice-filed in UT. IAPD ↗
$48.0M RAUM · 22 reps · 866-232-3251 · advisorsharewm.com
ComplianceMarketing & brand
42
TREASURE INVESTMENT MANAGEMENT, LLC notice-filed in NY. IAPD ↗
$222.1M RAUM · 1 reps · 224-309-9330 · treasure.tech
ComplianceMarketing & brand
42
CAPITAL FINANCIAL PLANNERS notice-filed in CA. IAPD ↗
$243.7M RAUM · 3 reps · 503-585-1067 · capfina.com
ComplianceMarketing & brand
42
INVESTED ADVISORS notice-filed in NC. IAPD ↗
$226.2M RAUM · 2 reps · 814-235-2703 · weareinvested.com
ComplianceMarketing & brand
42
ELYSIUM WEALTH MANAGEMENT, LLC notice-filed in SD. IAPD ↗
$116.0M RAUM · 6 reps · 801-735-8407 · saltwealthpartners.com
ComplianceMarketing & brand
42
CURTIS WEALTH MANAGEMENT LLC notice-filed in NV. IAPD ↗
$144.9M RAUM · 2 reps · 702-720-3551
ComplianceMarketing & brand
42
SURIENCE PRIVATE WEALTH LLC notice-filed in CA. IAPD ↗
$125.3M RAUM · 1 reps · (509) 853-1597 · surience.com
ComplianceMarketing & brand
42
HARBOUR WEALTH MANAGEMENT GROUP, INC. notice-filed in LA. IAPD ↗
$191.3M RAUM · 4 reps · 843-377-8448
ComplianceMarketing & brand
42
THEPARTNERS WEALTH MANAGEMENT notice-filed in PA. IAPD ↗
$172.5M RAUM · 7 reps · 800-324-3010 · wilkinswealthmgmt.com
ComplianceMarketing & brand
42
PINNACLE WEALTH MANAGEMENT, LLC notice-filed in ID. IAPD ↗
$181.7M RAUM · 3 reps · 916-772-0807 · pinnacle-mgmt.com
ComplianceMarketing & brand
42
LIBERTY ONE WEALTH ADVISORS notice-filed in CA. IAPD ↗
$129.5M RAUM · 4 reps · 215-776-4918 · libertyonewealth.com
ComplianceMarketing & brand
42
ESSENTIAL PARTNERS LLC notice-filed in CO. IAPD ↗
$224.7M RAUM · 1 reps · 213-878-0074 · essentialp.com
ComplianceMarketing & brand
42
TRUEWEALTH FINANCIAL PARTNERS notice-filed in AZ. IAPD ↗
$224.7M RAUM · 3 reps · 425-615-7360 · truewealthfp.com
ComplianceMarketing & brand
42
REAL TALK CAPITAL, LLC notice-filed in CO. IAPD ↗
$102.6M RAUM · 4 reps · 833-856-2088 · realtalkcapital.com
ComplianceMarketing & brand
42
ALIGNE WEALTH ADVISORS INVESTMENT MANAGEMENT (AWAIM) notice-filed in LA. IAPD ↗
$168.8M RAUM · 4 reps · (310) 795-0622
ComplianceMarketing & brand
42
DAUS FINANCIAL GROUP, LLC notice-filed in WI. IAPD ↗
$211.0M RAUM · 2 reps · (269) 321-7472
ComplianceMarketing & brand
42
GENTRY PRIVATE WEALTH notice-filed in MO. IAPD ↗
$222.4M RAUM · 4 reps · 316-613-7570
ComplianceMarketing & brand
42
LUMIDA WEALTH MANAGEMENT LLC notice-filed in TX. IAPD ↗
$83.1M RAUM · 1 reps · (833) 512-5111 · podcasts.google.com
ComplianceMarketing & brand
42
PRINCIPLED ADVISORS, INC. notice-filed in MD. IAPD ↗
$15.0M RAUM · 1 reps · 877-860-0900 · principled.com
ComplianceMarketing & brand
42
PLENTY FINANCIAL RIA, LLC notice-filed in NC. IAPD ↗
$5.0M RAUM · 1 reps · 628-333-3863
ComplianceMarketing & brand
42
MARIDEA WEALTH MANAGEMENT notice-filed in OR. IAPD ↗
$25.2M RAUM · 9 reps · 269-598-0939 · hartshornegroup.com
ComplianceMarketing & brand
42
FOUNTAINDALE, LLC notice-filed in NY. IAPD ↗
$189,654 RAUM · 1 reps · 646-580-1448 · fountaindale.co
ComplianceMarketing & brand
42
TREASURY INTERACTIVE INVESTMENT ADVISERS LLC notice-filed in SD. IAPD ↗
$0 RAUM · 2 reps · 6466853046 · treasury.app
ComplianceMarketing & brand
42
SPHINX INVESTMENTS LLC notice-filed in KS. IAPD ↗
$12.6M RAUM · 1 reps · 833-247-7833 · sphinx.com
ComplianceMarketing & brand
42
EL CASTILLO INVESTMENTS notice-filed in TX. IAPD ↗
$569,000 RAUM · 1 reps · 786-838-2669 · elcastilloinvestments.com
ComplianceMarketing & brand
42
BARNES DENNIG PRIVATE WEALTH MANAGEMENT, LLC notice-filed in FL. IAPD ↗
$103.3M RAUM · 3 reps · (513) 241-8313 · barnesdennigprivatewealth.com
ComplianceMarketing & brand
42
WAYSTONE ADVISORS LLC notice-filed in MO. IAPD ↗
$136.1M RAUM · 4 reps · (425) 484-0045 · waystoneadvisors.com
ComplianceMarketing & brand
42
CORNERSTONE ALTERNATIVES notice-filed in VA. IAPD ↗
$181.4M RAUM · 2 reps · 864-202-4920 · cornerstonealternatives.com
ComplianceMarketing & brand
42
AGENTSMYTH ADVISORS notice-filed in TX. IAPD ↗
$0 RAUM · 2 reps · 917-826-9949 · agentsmyth.com
ComplianceMarketing & brand
42
ZERO DAY CAPITAL ENTERPRISES LLC notice-filed in TX. IAPD ↗
$35.2M RAUM · 10 reps · 702 271 3265 · zerodaycapital.com
ComplianceMarketing & brand
42
KONZA GLOBAL WEALTH GROUP notice-filed in TX. IAPD ↗
$116.5M RAUM · 2 reps · (913) 318-5980 · konzaglobal.com
ComplianceMarketing & brand
42
GFG SOLUTIONS notice-filed in CO. IAPD ↗
$151.1M RAUM · 6 reps · (407) 627-0091
ComplianceMarketing & brand
42
RAINIER FAMILY WEALTH, INC. notice-filed in FL. IAPD ↗
$237.7M RAUM · 2 reps · 253-448-2107
ComplianceMarketing & brand
42
TIDECREST WEALTH MANAGEMENT, LLC notice-filed in TX. IAPD ↗
$212.0M RAUM · 2 reps · 949-335-5202 · tidecrestwm.com
ComplianceMarketing & brand
42
BXM WEALTH LLC notice-filed in CA. IAPD ↗
$107.6M RAUM · 3 reps · 303-704-2592 · bxmwealth.com
ComplianceMarketing & brand
42
GPS INVESTMENTS notice-filed in TX. IAPD ↗
$124.0M RAUM · 2 reps · 602-558-1211
ComplianceMarketing & brand
42
WALLEYE PARTNERS LLC notice-filed in IL. IAPD ↗
$201.1M RAUM · 2 reps · (608) 332-8434 · walleyepartners.com
ComplianceMarketing & brand
42
AERIE ADVISORY GROUP LLC notice-filed in VA. IAPD ↗
$0 RAUM · 2 reps · (253) 209-7425
ComplianceMarketing & brand
37
FOREST CAPITAL MANAGEMENT, LLC notice-filed in AZ. IAPD ↗institutional
$2.92B RAUM · 6 reps · 312-809-6010
ComplianceMarketing & brand
37
HOLBROOK HOLDINGS, INC. notice-filed in TN. IAPD ↗institutional
$2.30B RAUM · 3 reps · 678-400-3980 · holbrookholdings.com
ComplianceMarketing & brand
37
IRONSHORE FINANCIAL notice-filed in AL. IAPD ↗institutional
$1.22B RAUM · 1 reps · 937-872-4015 · ironshorefinancial.com
ComplianceMarketing & brand
32
STONEPEAK notice-filed in VA. IAPD ↗fund
$60.70B RAUM · 125 reps · 212-907-5100
ComplianceMarketing & brand
32
ARBOR REALTY COLLATERAL MANAGEMENT, LLC notice-filed in CA. IAPD ↗fund
$5.88B RAUM · 54 reps · 1-800-878-5160 · arbor.com
ComplianceMarketing & brand
32
ADVANCED RETIREMENT SOLUTIONS, LLC notice-filed in TX. IAPD ↗institutional
$241.0M RAUM · 1 reps · 408-691-1115 · arsadvisor.com
ComplianceMarketing & brand
32
APERTURE INVESTORS, LLC notice-filed in WI. IAPD ↗fund
$4.36B RAUM · 23 reps · 212-521-5180
ComplianceMarketing & brand
32
3(38) INVESTMENT FIDUCIARIES notice-filed in UT. IAPD ↗institutional
$0 RAUM · 3 reps · (818) 296-9529 · 338investmentfiduciaries.com
ComplianceMarketing & brand
32
VESTED FINANCE notice-filed in NC. IAPD ↗institutional
$0 RAUM · 7 reps · 310-895-3927 · vested.co.in
ComplianceMarketing & brand
30
GARDEN INVESTMENTS notice-filed in CA. IAPD ↗fund
$463.1M RAUM · 6 reps · (203) 242-8370
ComplianceMarketing & brand
27
SEVEN CANYONS ADVISORS, LLC notice-filed in NY. IAPD ↗fund
$179.4M RAUM · 6 reps · 801-349-2718 · sevencanyonsadvisors.com
ComplianceMarketing & brand
27
LONG ANGLE MANAGEMENT, LLC notice-filed in GA. IAPD ↗fund
$234.9M RAUM · 2 reps · 808-651-4737
ComplianceMarketing & brand
27
GATEMORE notice-filed in NY. IAPD ↗fund
$213.7M RAUM · 4 reps · 1 212-251-6700 · gvpclimate.com
ComplianceMarketing & brand
19
BRISTOL GATE CAPITAL PARTNERS INC. notice-filed in MS, NV. IAPD ↗foreign
$2.16B RAUM · 13 reps · 416-921-7076
ComplianceMarketing & brand
12
CANACCORD GENUITY WEALTH MANAGEMENT notice-filed in FL. IAPD ↗foreign
$92.6M RAUM · 7 reps · 604-643-7300
ComplianceMarketing & brand
12
WELLINGTON-ALTUS USA INC. notice-filed in AK. IAPD ↗foreign
$126.9M RAUM · 69 reps · 888-315-8729
ComplianceMarketing & brand
aum up — 371 Regulatory AUM up >=25% since last filing.
75
CFM ADVISORS INC reported RAUM up 100% ($1.75B -> $3.49B). IAPD ↗
$3.49B RAUM · 4 reps · 631.657.2135 · cfmadvisorsinc.com
Portfolio / reporting / TAMPCRMFinancial planning software
73
KEYSTONE GLOBAL PARTNERS LLC reported RAUM up 100% ($212.7M -> $424.5M). IAPD ↗
$424.5M RAUM · 2 reps · 646-998-8141
Portfolio / reporting / TAMPCRMFinancial planning software
73
6TH STREET ADVISORS, LLC reported RAUM up 145% ($110.7M -> $270.8M). IAPD ↗
$270.8M RAUM · 2 reps · 251-422-3108 · 6thstreetadvisors.com
Portfolio / reporting / TAMPCRMFinancial planning software
73
KIRTLAND HILLS CAPITAL MANAGEMENT, LLC reported RAUM up 104% ($152.2M -> $310.3M). IAPD ↗
$310.3M RAUM · 2 reps · 440-477-8913 · kirtlandhillscapital.com
Portfolio / reporting / TAMPCRMFinancial planning software
73
GUERRA WEALTH ADVISORS reported RAUM up 87% ($139.0M -> $260.0M). IAPD ↗
$260.0M RAUM · 10 reps · 305-448-1011 · guerrawealth.com
Portfolio / reporting / TAMPCRMFinancial planning software
73
BALLINA CAPITAL, LLC reported RAUM up 194% ($111.9M -> $329.4M). IAPD ↗
$329.4M RAUM · 2 reps · 424-835-2744
Portfolio / reporting / TAMPCRMFinancial planning software
73
CORDIS FINANCIAL, LLC reported RAUM up 75% ($181.3M -> $317.6M). IAPD ↗
$317.6M RAUM · 5 reps · (612) 268-2620
Portfolio / reporting / TAMPCRMFinancial planning software
73
DURATION ASSET MANAGEMENT, LLC reported RAUM up 174% ($170.8M -> $467.3M). IAPD ↗
$467.3M RAUM · 2 reps · (214) 420-0300
Portfolio / reporting / TAMPCRMFinancial planning software
73
GUIDED CAPITAL WEALTH MANAGEMENT, LLC reported RAUM up 124% ($111.6M -> $250.2M). IAPD ↗
$250.2M RAUM · 3 reps · 832-975-0710 · guidedcapitalwealth.com
Portfolio / reporting / TAMPCRMFinancial planning software
73
NEXUS338 reported RAUM up 170% ($130.5M -> $351.8M). IAPD ↗
$351.8M RAUM · 1 reps · 571-348-0800 · nexus338.com
Portfolio / reporting / TAMPCRMFinancial planning software
73
DISCIPLINE WEALTH SOLUTIONS, INC. reported RAUM up 240% ($93.0M -> $316.3M). IAPD ↗
$316.3M RAUM · 14 reps · 864-322-6046 · stahlneckergroup.com
Portfolio / reporting / TAMPCRMFinancial planning software
73
AMERITY WEALTH MANAGEMENT, LLC reported RAUM up 97% ($141.0M -> $277.3M). IAPD ↗
$277.3M RAUM · 16 reps · (863) 683-1750 · ameritywm.com
Portfolio / reporting / TAMPCRMFinancial planning software
73
ROSSBY FINANCIAL, LLC reported RAUM up 234% ($107.3M -> $358.6M). IAPD ↗
$358.6M RAUM · 2 reps · 321-209-0111
Portfolio / reporting / TAMPCRMFinancial planning software
73
ORCHID ADVISORY reported RAUM up 114% ($124.7M -> $266.2M). IAPD ↗
$266.2M RAUM · 2 reps · 704-763-2776
Portfolio / reporting / TAMPCRMFinancial planning software
73
CAPITAL A WEALTH MANAGEMENT reported RAUM up 176% ($149.2M -> $412.3M). IAPD ↗
$412.3M RAUM · 9 reps · 724-658-4211
Portfolio / reporting / TAMPCRMFinancial planning software
73
MKT AND ASSOCIATES LLC reported RAUM up 144% ($113.0M -> $275.5M). IAPD ↗
$275.5M RAUM · 1 reps · 253-252-2359
Portfolio / reporting / TAMPCRMFinancial planning software
73
ARC ADVISORY LLC reported RAUM up 307% ($108.2M -> $440.5M). IAPD ↗
$440.5M RAUM · 9 reps · (510) 213-8085 · joinarc.com
Portfolio / reporting / TAMPCRMFinancial planning software
73
PINVEST reported RAUM up 143% ($113.4M -> $276.0M). IAPD ↗
$276.0M RAUM · 1 reps · 305-350-6115
Portfolio / reporting / TAMPCRMFinancial planning software
73
HEWELL FINANCIAL GROUP, INC. reported RAUM up 4115% ($6.8M -> $285.6M). IAPD ↗
$285.6M RAUM · 1 reps · (530) 400-4851 · hewellfinancial.com
Portfolio / reporting / TAMPCRMFinancial planning software
72
COOPER MCMANUS reported RAUM up 63% ($1.58B -> $2.56B). IAPD ↗
$2.56B RAUM · 44 reps · 800-516-5333
Portfolio / reporting / TAMPCRMFinancial planning software
72
BEAR CREEK ASSET MANAGEMENT, LLC reported RAUM up 61% ($4.64B -> $7.46B). IAPD ↗
$7.46B RAUM · 8 reps · 303-459-7333 · bearcreekam.com
Portfolio / reporting / TAMPCRMFinancial planning software
71
KIKER WEALTH MANAGEMENT, LLC reported RAUM up 66% ($161.5M -> $268.6M). IAPD ↗
$268.6M RAUM · 3 reps · 706-253-7285
Portfolio / reporting / TAMPCRMFinancial planning software
71
DAYMARK WEALTH PARTNERS, LLC reported RAUM up 57% ($2.50B -> $3.94B). IAPD ↗
$3.94B RAUM · 19 reps · 513-838-2520
Portfolio / reporting / TAMPCRMFinancial planning software
70
COSTELLO ASSET MANAGEMENT, INC. reported RAUM up 63% ($212.9M -> $347.9M). IAPD ↗
$347.9M RAUM · 4 reps · 215 856 9290 · costelloassetmanagement.com
Portfolio / reporting / TAMPCRMFinancial planning software
70
POINCIANA ADVISORS GROUP, LLC reported RAUM up 60% ($210.1M -> $336.3M). IAPD ↗
$336.3M RAUM · 1 reps · 561-296-0100 · poincianagroup.com
Portfolio / reporting / TAMPCRMFinancial planning software
70
ASSET STRATEGY ADVISORS, LLC reported RAUM up 65% ($557.0M -> $917.8M). IAPD ↗
$917.8M RAUM · 8 reps · 781-235-4426
Portfolio / reporting / TAMPCRMFinancial planning software
70
OPTIMUS CAPITAL ADVISORS, LLC reported RAUM up 90% ($129.1M -> $245.1M). IAPD ↗
$245.1M RAUM · 2 reps · 972-745-7704 · optimusca.com
Portfolio / reporting / TAMPCRMFinancial planning software
70
SAGE MOUNTAIN ADVISORS, LLC reported RAUM up 54% ($2.19B -> $3.36B). IAPD ↗
$3.36B RAUM · 16 reps · (404) 795-8361
Portfolio / reporting / TAMPCRMFinancial planning software
70
BERGER FINANCIAL GROUP reported RAUM up 51% ($1.66B -> $2.50B). IAPD ↗
$2.50B RAUM · 54 reps · 763-746-2666 · indfinco.com
Portfolio / reporting / TAMPCRMFinancial planning software
70
FOREFRONT reported RAUM up 103% ($118.2M -> $239.8M). IAPD ↗
$239.8M RAUM · 7 reps · 512-617-1984
Portfolio / reporting / TAMPCRMFinancial planning software
70
TRU INDEPENDENCE ASSET MANAGEMENT 2, LLC reported RAUM up 85% ($117.2M -> $217.1M). IAPD ↗
$217.1M RAUM · 4 reps · 971-371-3444 · meritwealth.com
Portfolio / reporting / TAMPCRMFinancial planning software
70
OLISTICO WEALTH, LLC reported RAUM up 61% ($201.8M -> $325.8M). IAPD ↗
$325.8M RAUM · 4 reps · 918-863-2005 · olisticowealth.com
Portfolio / reporting / TAMPCRMFinancial planning software
70
MONTHIE WEALTH ADVISORS reported RAUM up 88% ($29.4M -> $55.3M). IAPD ↗
$55.3M RAUM · 2 reps · 518-786-3534
Portfolio / reporting / TAMPCRMFinancial planning software
70
HERITAGE OAK WEALTH ADVISORS reported RAUM up 63% ($177.8M -> $289.9M). IAPD ↗
$289.9M RAUM · 5 reps · (479) 230-3113
Portfolio / reporting / TAMPCRMFinancial planning software
70
FREC reported RAUM up 1318% ($8.4M -> $119.2M). IAPD ↗
$119.2M RAUM · 1 reps · 855-900-3732 · frec.com
Portfolio / reporting / TAMPCRMFinancial planning software
70
CATALYST WEALTH MANAGEMENT LLC reported RAUM up 132% ($20.6M -> $47.7M). IAPD ↗
$47.7M RAUM · 14 reps · 832-657-7735 · catalystfg.com
Portfolio / reporting / TAMPCRMFinancial planning software
70
CORNERSTONE ALTERNATIVES reported RAUM up 76% ($103.3M -> $181.4M). IAPD ↗
$181.4M RAUM · 2 reps · 864-202-4920 · cornerstonealternatives.com
Portfolio / reporting / TAMPCRMFinancial planning software
70
WHITWELL ADVISORS reported RAUM up 103% ($55.4M -> $112.6M). IAPD ↗
$112.6M RAUM · 6 reps · 512-766-7775
Portfolio / reporting / TAMPCRMFinancial planning software
70
RAINIER FAMILY WEALTH, INC. reported RAUM up 122% ($107.2M -> $237.7M). IAPD ↗
$237.7M RAUM · 2 reps · 253-448-2107
Portfolio / reporting / TAMPCRMFinancial planning software
70
PARK SQUARE FINANCIAL GROUP LLC reported RAUM up 93% ($107.8M -> $208.2M). IAPD ↗
$208.2M RAUM · 6 reps · 770-641-1401
Portfolio / reporting / TAMPCRMFinancial planning software
69
GREENWOOD GEARHART INC. reported RAUM up 48% ($1.11B -> $1.64B). IAPD ↗
$1.64B RAUM · 11 reps · 479-521-5353 · greenwoodgearhart.com
Portfolio / reporting / TAMPCRMFinancial planning software
69
MERIT FINANCIAL ADVISORS reported RAUM up 46% ($7.25B -> $10.58B). IAPD ↗
$10.58B RAUM · 144 reps · 678-867-7050 · meritfa.com
Portfolio / reporting / TAMPCRMFinancial planning software
69
DIVERSIFI CAPITAL LLC reported RAUM up 59% ($287.6M -> $456.9M). IAPD ↗
$456.9M RAUM · 9 reps · 650-632-5667 · diversificapital.com
Portfolio / reporting / TAMPCRMFinancial planning software
69
MANUKA FINANCIAL reported RAUM up 72% ($109.2M -> $187.5M). IAPD ↗
$187.5M RAUM · 1 reps · 804-293-0397
Portfolio / reporting / TAMPCRMFinancial planning software
69
PROSPERA CAPITAL MANAGEMENT, LLC reported RAUM up 56% ($188.2M -> $292.7M). IAPD ↗
$292.7M RAUM · 2 reps · 480-648-9369 · deterswealthmanagement.com
Portfolio / reporting / TAMPCRMFinancial planning software
68
ELTEKON ADVISORS, LLC. reported RAUM up 50% ($200.0M -> $300.0M). IAPD ↗
$300.0M RAUM · 7 reps · 512-477-3200 · eltekon.com
Portfolio / reporting / TAMPCRMFinancial planning software
68
SAX WEALTH ADVISORS, LLC reported RAUM up 40% ($1.74B -> $2.44B). IAPD ↗
$2.44B RAUM · 24 reps · 973-859-2199
Portfolio / reporting / TAMPCRMFinancial planning software
68
SCHEAR INVESTMENT ADVISERS, LLC reported RAUM up 70% ($139.5M -> $236.6M). IAPD ↗
$236.6M RAUM · 2 reps · 513-984-5700
Portfolio / reporting / TAMPCRMFinancial planning software
68
TRAJAN WEALTH, L.L.C. reported RAUM up 44% ($1.37B -> $1.97B). IAPD ↗
$1.97B RAUM · 38 reps · 480-990-3300
Portfolio / reporting / TAMPCRMFinancial planning software
68
INSIGHT INVESTMENT COUNSEL reported RAUM up 69% ($136.3M -> $230.0M). IAPD ↗
$230.0M RAUM · 4 reps · 310-426-6322 · insightinv.com
Portfolio / reporting / TAMPCRMFinancial planning software
68
VISION RETIREMENT reported RAUM up 69% ($142.1M -> $240.5M). IAPD ↗
$240.5M RAUM · 5 reps · 201-447-2212
Portfolio / reporting / TAMPCRMFinancial planning software
68
ROOSEVELT CAPITAL MANAGEMENT LLC reported RAUM up 52% ($202.3M -> $306.5M). IAPD ↗
$306.5M RAUM · 2 reps · 214-871-2666
Portfolio / reporting / TAMPCRMFinancial planning software
68
GOLDEN RESERVE RETIREMENT, LLC reported RAUM up 55% ($201.1M -> $310.9M). IAPD ↗
$310.9M RAUM · 17 reps · 855-456-4777 · goldenreserve.com
Portfolio / reporting / TAMPCRMFinancial planning software
68
OPENAIR FINANCIAL, LLC reported RAUM up 53% ($183.0M -> $280.8M). IAPD ↗
$280.8M RAUM · 7 reps · 214-233-6059 · openairfinancial.com
Portfolio / reporting / TAMPCRMFinancial planning software
68
FEFA FINANCIAL reported RAUM up 54% ($191.4M -> $294.8M). IAPD ↗
$294.8M RAUM · 23 reps · (314) 530-0500
Portfolio / reporting / TAMPCRMFinancial planning software
68
BLALOCK WILLIAMS, LLC reported RAUM up 67% ($105.5M -> $176.2M). IAPD ↗
$176.2M RAUM · 2 reps · (256) 444-6256
Portfolio / reporting / TAMPCRMFinancial planning software
67
JDH WEALTH MANAGEMENT, LLC reported RAUM up 49% ($323.4M -> $483.1M). IAPD ↗
$483.1M RAUM · 2 reps · (707) 542-1110 · jdhwealth.com
Portfolio / reporting / TAMPCRMFinancial planning software
67
RADEMACHER FINANCIAL, INC. reported RAUM up 46% ($180.5M -> $262.9M). IAPD ↗
$262.9M RAUM · 5 reps · 785-865-5308 · rademacherfinancial.com
Portfolio / reporting / TAMPCRMFinancial planning software
67
THE CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC reported RAUM up 45% ($277.1M -> $402.8M). IAPD ↗
$402.8M RAUM · 7 reps · 952-831-8243 · brettmachtig.com
Portfolio / reporting / TAMPCRMFinancial planning software
67
SECURE ASSET MANAGEMENT, L.L.C. reported RAUM up 48% ($599.6M -> $890.0M). IAPD ↗
$890.0M RAUM · 48 reps · 248-414-1562 · re-transition.com
Portfolio / reporting / TAMPCRMFinancial planning software
67
KINGSVIEW WEALTH MANAGEMENT, LLC reported RAUM up 39% ($4.85B -> $6.75B). IAPD ↗
$6.75B RAUM · 95 reps · 312-870-6701
Portfolio / reporting / TAMPCRMFinancial planning software
67
ETESIAN WEALTH ADVISORS, INC. reported RAUM up 50% ($284.7M -> $426.8M). IAPD ↗
$426.8M RAUM · 6 reps · 503-387-3615
Portfolio / reporting / TAMPCRMFinancial planning software
67
ZANETTI FINANCIAL, LLC reported RAUM up 46% ($276.4M -> $404.5M). IAPD ↗
$404.5M RAUM · 2 reps · 505-250-3754 · zanettifinancial.com
Portfolio / reporting / TAMPCRMFinancial planning software
67
KDT ADVISORS, LLC reported RAUM up 60% ($143.3M -> $229.8M). IAPD ↗
$229.8M RAUM · 4 reps · 929-293-1270 · kdtadvisors.com
Portfolio / reporting / TAMPCRMFinancial planning software
67
TEAM HEWINS, LLC reported RAUM up 37% ($2.50B -> $3.43B). IAPD ↗
$3.43B RAUM · 18 reps · 650-620-3040 · teamhewins.com
Portfolio / reporting / TAMPCRMFinancial planning software
67
OATH PLANNING, LLC reported RAUM up 62% ($123.5M -> $200.6M). IAPD ↗
$200.6M RAUM · 5 reps · 918-200-9094
Portfolio / reporting / TAMPCRMFinancial planning software
67
THRIVE RETIREMENT SPECIALISTS reported RAUM up 63% ($128.3M -> $209.5M). IAPD ↗
$209.5M RAUM · 2 reps · (833) 217-9613 · thriveretire.com
Portfolio / reporting / TAMPCRMFinancial planning software
67
NORTHBRIDGE FINANCIAL GROUP, LLC reported RAUM up 46% ($209.3M -> $305.6M). IAPD ↗
$305.6M RAUM · 8 reps · (813) 877-8000
Portfolio / reporting / TAMPCRMFinancial planning software
67
CORNERSTONE PORTFOLIO RESEARCH reported RAUM up 37% ($1.35B -> $1.85B). IAPD ↗
$1.85B RAUM · 5 reps · 484-631-3684
Portfolio / reporting / TAMPCRMFinancial planning software
67
FIAT WEALTH MANAGEMENT reported RAUM up 46% ($254.6M -> $370.6M). IAPD ↗
$370.6M RAUM · 10 reps · 952-426-9116
Portfolio / reporting / TAMPCRMFinancial planning software
67
NEW WAVE WEALTH ADVISORS reported RAUM up 46% ($215.3M -> $315.0M). IAPD ↗
$315.0M RAUM · 4 reps · (479) 877-2525 · newwavewealthadvisors.com
Portfolio / reporting / TAMPCRMFinancial planning software
66
REAVES ASSET MANAGEMENT reported RAUM up 33% ($3.07B -> $4.09B). IAPD ↗
$4.09B RAUM · 8 reps · 201-332-4596 · reavesassetmanagement.com
Portfolio / reporting / TAMPCRMFinancial planning software
66
SCOTT MARSH FINANCIAL, LLC reported RAUM up 56% ($147.2M -> $230.0M). IAPD ↗
$230.0M RAUM · 6 reps · 801-272-4677
Portfolio / reporting / TAMPCRMFinancial planning software
66
SCS CAPITAL MANAGEMENT LLC reported RAUM up 31% ($30.19B -> $39.64B). IAPD ↗
$39.64B RAUM · 78 reps · 617-204-6400
Portfolio / reporting / TAMPCRMFinancial planning software
66
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC reported RAUM up 31% ($1.69B -> $2.21B). IAPD ↗
$2.21B RAUM · 124 reps · 407-254-1500 · iaac.com
Portfolio / reporting / TAMPCRMFinancial planning software
66
VICTRIX INVESTMENT ADVISORS reported RAUM up 45% ($180.6M -> $261.4M). IAPD ↗
$261.4M RAUM · 6 reps · 772-320-9658
Portfolio / reporting / TAMPCRMFinancial planning software
66
JOHNSON BRUNETTI reported RAUM up 33% ($1.58B -> $2.11B). IAPD ↗
$2.11B RAUM · 31 reps · 860-372-4800 · retire.johnsonbrunetti.com
Portfolio / reporting / TAMPCRMFinancial planning software
66
BANKERS LIFE ADVISORY SERVICES, INC. reported RAUM up 31% ($1.49B -> $1.94B). IAPD ↗
$1.94B RAUM · 384 reps · 844-553-9083 · bankerslife.com
Portfolio / reporting / TAMPCRMFinancial planning software
66
401K INVESTMENT PROFESSIONALS reported RAUM up 45% ($215.0M -> $311.0M). IAPD ↗
$311.0M RAUM · 4 reps · (608) 334-9367
Portfolio / reporting / TAMPCRMFinancial planning software
66
BUCKET LIST WEALTH MANAGEMENT, LLC reported RAUM up 56% ($104.5M -> $162.6M). IAPD ↗
$162.6M RAUM · 2 reps · 352-307-8652 · bucketlistwealth.com
Portfolio / reporting / TAMPCRMFinancial planning software
66
AVESTAR CAPITAL, LLC reported RAUM up 34% ($1.14B -> $1.53B). IAPD ↗
$1.53B RAUM · 5 reps · 212-706-4140
Portfolio / reporting / TAMPCRMFinancial planning software
66
WHARTON MIDMARKET INVESTMENT ADVISORS INC reported RAUM up 58% ($140.7M -> $222.4M). IAPD ↗
$222.4M RAUM · 2 reps · 2036069696
Portfolio / reporting / TAMPCRMFinancial planning software
66
SAGACE WEALTH MANAGEMENT reported RAUM up 56% ($100.4M -> $156.5M). IAPD ↗
$156.5M RAUM · 7 reps · (727) 493-9700 · sagacewealth.com
Portfolio / reporting / TAMPCRMFinancial planning software
66
EDGEROCK WEALTH MANAGEMENT reported RAUM up 45% ($325.1M -> $470.5M). IAPD ↗
$470.5M RAUM · 9 reps · 303.780.7350
Portfolio / reporting / TAMPCRMFinancial planning software
66
ROOTED WEALTH ADVISORS reported RAUM up 43% ($223.0M -> $318.3M). IAPD ↗
$318.3M RAUM · 7 reps · 866.766.8332 · retirerwa.com
Portfolio / reporting / TAMPCRMFinancial planning software
66
HOXTON PLANNING & MANAGEMENT, LLC reported RAUM up 41% ($348.4M -> $491.6M). IAPD ↗
$491.6M RAUM · 4 reps · 304-876-2619
Portfolio / reporting / TAMPCRMFinancial planning software
66
FAMILY WEALTH PLANNING PARTNERS reported RAUM up 44% ($217.8M -> $313.5M). IAPD ↗
$313.5M RAUM · 4 reps · 502-200-5210
Portfolio / reporting / TAMPCRMFinancial planning software
66
MOKAN WEALTH MANAGEMENT reported RAUM up 58% ($110.4M -> $174.7M). IAPD ↗
$174.7M RAUM · 1 reps · 913-257-3991 · mokanwealth.com
Portfolio / reporting / TAMPCRMFinancial planning software
65
CITIZENS SECURITIES, INC. reported RAUM up 26% ($7.31B -> $9.19B). IAPD ↗
$9.19B RAUM · 400 reps · 1-800-942-8300 · citizensbank.com
Portfolio / reporting / TAMPCRMFinancial planning software
65
TRANSAMERICA RETIREMENT ADVISORS, LLC reported RAUM up 27% ($12.68B -> $16.16B). IAPD ↗
$16.16B RAUM · 159 reps · 866-368-0566 · transamerica.com
Portfolio / reporting / TAMPCRMFinancial planning software
65
MOWERY & SCHOENFELD WEALTH MANAGEMENT, LLC reported RAUM up 36% ($286.7M -> $389.2M). IAPD ↗
$389.2M RAUM · 6 reps · 847-247-8959
Portfolio / reporting / TAMPCRMFinancial planning software
65
CHESAPEAKE FINANCIAL ADVISORS reported RAUM up 37% ($192.5M -> $263.7M). IAPD ↗
$263.7M RAUM · 8 reps · 410-823-5442
Portfolio / reporting / TAMPCRMFinancial planning software
65
WATTS GWILLIAM & COMPANY, LLC reported RAUM up 35% ($604.6M -> $818.9M). IAPD ↗
$818.9M RAUM · 6 reps · 480-889-8998 · wattsgwilliam.com
Portfolio / reporting / TAMPCRMFinancial planning software
65
CLUTTERBUCK CAPITAL MANAGEMENT LLC reported RAUM up 53% ($144.6M -> $221.4M). IAPD ↗
$221.4M RAUM · 4 reps · 216-539-1181
Portfolio / reporting / TAMPCRMFinancial planning software
65
GUNDERSON CAPITAL MANAGEMENT reported RAUM up 38% ($227.7M -> $315.3M). IAPD ↗
$315.3M RAUM · 3 reps · 760-846-2046 · pwstreet.podbean.com
Portfolio / reporting / TAMPCRMFinancial planning software
65
EVEREST MANAGEMENT CORP. reported RAUM up 38% ($222.4M -> $307.0M). IAPD ↗
$307.0M RAUM · 2 reps · (408) 502-6015
Portfolio / reporting / TAMPCRMFinancial planning software
65
AVIOR WEALTH MANAGEMENT, LLC reported RAUM up 28% ($3.99B -> $5.08B). IAPD ↗
$5.08B RAUM · 113 reps · 402-218-4064
Portfolio / reporting / TAMPCRMFinancial planning software
65
EXCHANGE TRADED CONCEPTS, LLC reported RAUM up 85% ($5.49B -> $10.17B). IAPD ↗institutional
$10.17B RAUM · 14 reps · 405-778-8377
Portfolio / reporting / TAMPCRMFinancial planning software
65
SPLIT ROCK PRIVATE TRADING AND WEALTH MANAGEMENT LLC reported RAUM up 38% ($224.5M -> $308.7M). IAPD ↗
$308.7M RAUM · 6 reps · (218) 879-3262 · splitrocktrading.com
Portfolio / reporting / TAMPCRMFinancial planning software
65
HALL CAPITAL, LLC reported RAUM up 53% ($107.3M -> $164.0M). IAPD ↗
$164.0M RAUM · 2 reps · 626-578-5700 · hallcapitalmanagement.com
Portfolio / reporting / TAMPCRMFinancial planning software
65
BLACKHAWK CAPITAL PARTNERS, LLC reported RAUM up 38% ($244.1M -> $336.4M). IAPD ↗
$336.4M RAUM · 8 reps · 262-242-4487
Portfolio / reporting / TAMPCRMFinancial planning software
65
POST OAK PRIVATE WEALTH ADVISORS reported RAUM up 38% ($204.5M -> $282.0M). IAPD ↗
$282.0M RAUM · 6 reps · 281-580-2100 · postoakprivatewealth.com
Portfolio / reporting / TAMPCRMFinancial planning software
65
GOVERNMENT PORTFOLIO ADVISORS LLC reported RAUM up 26% ($20.48B -> $25.90B). IAPD ↗
$25.90B RAUM · 6 reps · 503-248-9973 · gpafixedincome.com
Portfolio / reporting / TAMPCRMFinancial planning software
65
RFG WEALTH ADVISORY reported RAUM up 36% ($273.1M -> $371.3M). IAPD ↗
$371.3M RAUM · 3 reps · 940-464-4104 · rfgwealthadvisory.com
Portfolio / reporting / TAMPCRMFinancial planning software
65
SVRN ASSET MANAGEMENT, LLC reported RAUM up 54% ($137.9M -> $211.9M). IAPD ↗
$211.9M RAUM · 2 reps · 773-442-2294 · severianasset.com
Portfolio / reporting / TAMPCRMFinancial planning software
65
ALTRAVUE CAPITAL, LLC reported RAUM up 26% ($1.12B -> $1.41B). IAPD ↗
$1.41B RAUM · 3 reps · 425 455-8896 · altravue.com
Portfolio / reporting / TAMPCRMFinancial planning software
65
MCCAY WEALTH ADVISORY LLC reported RAUM up 35% ($284.4M -> $384.6M). IAPD ↗
$384.6M RAUM · 6 reps · 931-728-2130 · mccaywealth.com
Portfolio / reporting / TAMPCRMFinancial planning software
65
SIEBERT ADVISORNXT, LLC. reported RAUM up 35% ($212.6M -> $287.6M). IAPD ↗
$287.6M RAUM · 24 reps · 800-872-0444 · siebertnxt.com
Portfolio / reporting / TAMPCRMFinancial planning software
65
CHICAGO CAPITAL, LLC reported RAUM up 27% ($3.53B -> $4.48B). IAPD ↗
$4.48B RAUM · 13 reps · 312-429-2333
Portfolio / reporting / TAMPCRMFinancial planning software
65
KMG FIDUCIARY PARTNERS, LLC reported RAUM up 27% ($1.26B -> $1.60B). IAPD ↗
$1.60B RAUM · 10 reps · (419) 517-8040 · kmgfiduciarypartners.com
Portfolio / reporting / TAMPCRMFinancial planning software
65
CAVU WEALTH MANAGEMENT reported RAUM up 53% ($114.5M -> $175.0M). IAPD ↗
$175.0M RAUM · 7 reps · 858-360-7800 · cavuwm.com
Portfolio / reporting / TAMPCRMFinancial planning software
65
INVESTMENT PLANNING ADVISORS reported RAUM up 39% ($240.4M -> $334.1M). IAPD ↗
$334.1M RAUM · 4 reps · 770-205-4394 · investplanadvise.com
Portfolio / reporting / TAMPCRMFinancial planning software
65
WINSHORE CAPITAL PARTNERS LP reported RAUM up 263% ($1.56B -> $5.65B). IAPD ↗institutional
$5.65B RAUM · 5 reps · 646-751-5668 · winshorecapital.com
Portfolio / reporting / TAMPCRMFinancial planning software
65
LEGACY WEALTH MANAGEMENT, LLC reported RAUM up 38% ($304.9M -> $421.1M). IAPD ↗
$421.1M RAUM · 3 reps · 601-499-1970 · mylegacy.ms
Portfolio / reporting / TAMPCRMFinancial planning software
65
BROWNLEE WEALTH MANAGEMENT reported RAUM up 40% ($212.0M -> $295.8M). IAPD ↗
$295.8M RAUM · 4 reps · 281-377-3170 · brownleewealthmanagement.com
Portfolio / reporting / TAMPCRMFinancial planning software
65
RISE ADVISORS, LLC reported RAUM up 36% ($250.1M -> $340.9M). IAPD ↗
$340.9M RAUM · 5 reps · 585-565-3444
Portfolio / reporting / TAMPCRMFinancial planning software
65
CHOKSHI & QUEEN WEALTH ADVISORS reported RAUM up 52% ($148.5M -> $226.1M). IAPD ↗
$226.1M RAUM · 3 reps · 858-550-0030 · cq-wa.com
Portfolio / reporting / TAMPCRMFinancial planning software
65
HAMILTON CAPITAL PARTNERS, LLC reported RAUM up 40% ($215.9M -> $301.2M). IAPD ↗
$301.2M RAUM · 3 reps · 678-802-4974
Portfolio / reporting / TAMPCRMFinancial planning software
65
36 NORTH CAPITAL MANAGEMENT, LLC reported RAUM up 30% ($1.81B -> $2.35B). IAPD ↗
$2.35B RAUM · 3 reps · 479-250-9540 · 36northcapital.com
Portfolio / reporting / TAMPCRMFinancial planning software
65
INVICTUS PRIVATE WEALTH, LLC reported RAUM up 26% ($1.07B -> $1.35B). IAPD ↗
$1.35B RAUM · 2 reps · 720-734-2460 · invictusprivatewealth.com
Portfolio / reporting / TAMPCRMFinancial planning software
65
MAINSAIL FINANCIAL GROUP reported RAUM up 40% ($191.6M -> $268.2M). IAPD ↗
$268.2M RAUM · 3 reps · (425) 502-7693
Portfolio / reporting / TAMPCRMFinancial planning software
65
ZENITH WEALTH ADVISORS reported RAUM up 36% ($223.6M -> $303.0M). IAPD ↗
$303.0M RAUM · 4 reps · 480-999-9900 · zenithwealthadvisors.com
Portfolio / reporting / TAMPCRMFinancial planning software
65
COMPOUND GLOBAL ADVISORS, LLC reported RAUM up 36% ($599.4M -> $813.0M). IAPD ↗
$813.0M RAUM · 1 reps · (206) 432-2899 · compoundglobaladvisors.com
Portfolio / reporting / TAMPCRMFinancial planning software
65
TIDEMARK, LLC reported RAUM up 38% ($250.5M -> $344.6M). IAPD ↗
$344.6M RAUM · 8 reps · 888-791-0197
Portfolio / reporting / TAMPCRMFinancial planning software
64
ADDIS & HILL, INCORPORATED reported RAUM up 49% ($147.3M -> $218.9M). IAPD ↗
$218.9M RAUM · 4 reps · 610-688-9500
Portfolio / reporting / TAMPCRMFinancial planning software
64
JOHNSON WEALTH MANAGEMENT, LLC reported RAUM up 30% ($196.9M -> $256.9M). IAPD ↗
$256.9M RAUM · 2 reps · 701-746-8310
Portfolio / reporting / TAMPCRMFinancial planning software
64
OLD MISSION INVESTMENT COMPANY, LLC reported RAUM up 31% ($679.5M -> $890.8M). IAPD ↗
$890.8M RAUM · 6 reps · 231-929-4100 · omico.net
Portfolio / reporting / TAMPCRMFinancial planning software
64
PRIMETRUST ADVISORS LLC reported RAUM up 32% ($299.0M -> $394.5M). IAPD ↗
$394.5M RAUM · 2 reps · 864-552-4020
Portfolio / reporting / TAMPCRMFinancial planning software
64
REGISTER FINANCIAL ADVISORS, LLC reported RAUM up 34% ($296.1M -> $396.9M). IAPD ↗
$396.9M RAUM · 13 reps · 404-364-2180 · maywealthstrategies.com
Portfolio / reporting / TAMPCRMFinancial planning software
64
LONESTAR REGISTERED INVESTMENT ADVISORS, PLLC reported RAUM up 45% ($113.0M -> $164.2M). IAPD ↗
$164.2M RAUM · 3 reps · 866-785-5350 · retirewithlonestar.com
Portfolio / reporting / TAMPCRMFinancial planning software
64
TONY WALKER FINANCIAL reported RAUM up 31% ($239.3M -> $312.8M). IAPD ↗
$312.8M RAUM · 4 reps · 270-843-9380 · tonywalkerfinancial.com
Portfolio / reporting / TAMPCRMFinancial planning software
64
ARCHER INVESTMENT MANAGEMENT reported RAUM up 35% ($229.6M -> $308.9M). IAPD ↗
$308.9M RAUM · 5 reps · 800-840-5946 · archerim.com
Portfolio / reporting / TAMPCRMFinancial planning software
64
MATTSON FINANCIAL SERVICES, LLC reported RAUM up 31% ($295.6M -> $387.0M). IAPD ↗
$387.0M RAUM · 8 reps · 800-536-8907
Portfolio / reporting / TAMPCRMFinancial planning software
64
CLADIS INVESTMENT ADVISORY LLC reported RAUM up 48% ($139.9M -> $206.6M). IAPD ↗
$206.6M RAUM · 2 reps · 406-259-4939
Portfolio / reporting / TAMPCRMFinancial planning software
64
XCEL WEALTH MANAGEMENT, LLC reported RAUM up 33% ($343.4M -> $457.6M). IAPD ↗
$457.6M RAUM · 3 reps · 386-872-3440 · xcelwealth.com
Portfolio / reporting / TAMPCRMFinancial planning software
64
LANE HIPPLE - WEALTH MANAGEMENT GROUP reported RAUM up 33% ($313.9M -> $418.5M). IAPD ↗
$418.5M RAUM · 5 reps · 856-638-1855
Portfolio / reporting / TAMPCRMFinancial planning software
64
MONTGOMERY FINANCIAL reported RAUM up 48% ($112.9M -> $167.0M). IAPD ↗
$167.0M RAUM · 4 reps · 410-208-1004 · mfswealth.com
Portfolio / reporting / TAMPCRMFinancial planning software
64
BENTLEY FINANCIAL GROUP reported RAUM up 34% ($240.0M -> $321.0M). IAPD ↗
$321.0M RAUM · 3 reps · 630-541-6363 · bentleyfinancialgroup.com
Portfolio / reporting / TAMPCRMFinancial planning software
64
TSFG, LLC reported RAUM up 32% ($649.1M -> $854.3M). IAPD ↗
$854.3M RAUM · 12 reps · 847-735-7100
Portfolio / reporting / TAMPCRMFinancial planning software
64
CFG RETIREMENT reported RAUM up 47% ($123.4M -> $181.8M). IAPD ↗
$181.8M RAUM · 4 reps · 952-657-7470 · assuredretirementgroup.com
Portfolio / reporting / TAMPCRMFinancial planning software
64
LEADING EDGE FINANCIAL PLANNING LLC reported RAUM up 32% ($273.7M -> $360.2M). IAPD ↗
$360.2M RAUM · 7 reps · 865-240-2292
Portfolio / reporting / TAMPCRMFinancial planning software
64
IRONBRIDGE PRIVATE WEALTH, LLC reported RAUM up 31% ($239.5M -> $314.8M). IAPD ↗
$314.8M RAUM · 4 reps · 512-327-8901
Portfolio / reporting / TAMPCRMFinancial planning software
64
LIONSHEAD WEALTH MANAGEMENT, LLC reported RAUM up 46% ($139.7M -> $203.7M). IAPD ↗
$203.7M RAUM · 4 reps · 212-967-5466 · lionsheadadvisory.com
Portfolio / reporting / TAMPCRMFinancial planning software
64
NEW WORLD ADVISORS LLC reported RAUM up 32% ($548.6M -> $722.8M). IAPD ↗
$722.8M RAUM · 3 reps · 781-749-6922
Portfolio / reporting / TAMPCRMFinancial planning software
64
THE SUM reported RAUM up 34% ($305.6M -> $409.5M). IAPD ↗
$409.5M RAUM · 6 reps · 281-940-4859 · thesumprep.com
Portfolio / reporting / TAMPCRMFinancial planning software
64
WEALTHSPAN PARTNERS, LLC reported RAUM up 34% ($282.5M -> $378.8M). IAPD ↗
$378.8M RAUM · 4 reps · (563) 723-7301
Portfolio / reporting / TAMPCRMFinancial planning software
64
ABLE WEALTH MANAGEMENT LLC reported RAUM up 32% ($244.4M -> $322.1M). IAPD ↗
$322.1M RAUM · 6 reps · 212-634-7842
Portfolio / reporting / TAMPCRMFinancial planning software
64
HEMMING& WEALTH MANAGEMENT, INC. reported RAUM up 33% ($190.5M -> $253.1M). IAPD ↗
$253.1M RAUM · 4 reps · (231) 922-2900 · hemmingwm.com
Portfolio / reporting / TAMPCRMFinancial planning software
64
LEVEL WEALTH MANAGEMENT LLC reported RAUM up 46% ($124.3M -> $181.7M). IAPD ↗
$181.7M RAUM · 2 reps · 336-355-1432
Portfolio / reporting / TAMPCRMFinancial planning software
64
KAUFMAN ROSSIN WEALTH, LLC reported RAUM up 35% ($224.8M -> $302.9M). IAPD ↗
$302.9M RAUM · 7 reps · 305-646-6071 · kaufmanrossinwealth.com
Portfolio / reporting / TAMPCRMFinancial planning software
64
THEORY FINANCIAL reported RAUM up 33% ($212.4M -> $282.8M). IAPD ↗
$282.8M RAUM · 3 reps · 970-305-4649
Portfolio / reporting / TAMPCRMFinancial planning software
64
NORTHSTAR ADVISORY GROUP, LLC reported RAUM up 32% ($253.1M -> $334.4M). IAPD ↗
$334.4M RAUM · 3 reps · 833-226-0400 · thenorthstaradvisorygroup.com
Portfolio / reporting / TAMPCRMFinancial planning software
64
THREE CORD TRUE WEALTH MANAGEMENT, LLC reported RAUM up 32% ($191.2M -> $252.2M). IAPD ↗
$252.2M RAUM · 8 reps · 724-683-3456
Portfolio / reporting / TAMPCRMFinancial planning software
64
HF ADVISORY GROUP, LLC reported RAUM up 32% ($189.1M -> $250.4M). IAPD ↗
$250.4M RAUM · 2 reps · (410)-571-1415
Portfolio / reporting / TAMPCRMFinancial planning software
64
CODEX CAPITAL ASSET MANAGEMENT, L.L.C. reported RAUM up 32% ($195.5M -> $258.1M). IAPD ↗
$258.1M RAUM · 1 reps · 917-595-7500
Portfolio / reporting / TAMPCRMFinancial planning software
64
MASSO TORRENCE WEALTH MANAGEMENT INC. reported RAUM up 31% ($248.5M -> $326.5M). IAPD ↗
$326.5M RAUM · 3 reps · (856) 988-6664
Portfolio / reporting / TAMPCRMFinancial planning software
64
ELITE RETIREMENT GROUP reported RAUM up 46% ($115.2M -> $168.4M). IAPD ↗
$168.4M RAUM · 4 reps · 715-341-8899
Portfolio / reporting / TAMPCRMFinancial planning software
64
VIRTUS FINANCIAL PARTNERS reported RAUM up 45% ($77.6M -> $112.9M). IAPD ↗
$112.9M RAUM · 3 reps · 4072678445
Portfolio / reporting / TAMPCRMFinancial planning software
64
GUIDANCE CAPITAL, INC. reported RAUM up 33% ($288.3M -> $384.2M). IAPD ↗
$384.2M RAUM · 7 reps · (502) 813-2100 · guidancecapital.com
Portfolio / reporting / TAMPCRMFinancial planning software
64
FREEDOM FIDUCIARIES LLC reported RAUM up 32% ($331.6M -> $437.6M). IAPD ↗
$437.6M RAUM · 2 reps · 208-900-4331 · freedomfiduciaries.com
Portfolio / reporting / TAMPCRMFinancial planning software
63
GRAHAM, BORDELON, GOLSON & GILBERT, INC. reported RAUM up 29% ($291.6M -> $375.0M). IAPD ↗
$375.0M RAUM · 4 reps · 318-322-7157 · gbggwealth.com
Portfolio / reporting / TAMPCRMFinancial planning software
63
RBF WEALTH ADVISORS reported RAUM up 25% ($517.5M -> $647.7M). IAPD ↗
$647.7M RAUM · 17 reps · 314-997-1652
Portfolio / reporting / TAMPCRMFinancial planning software
63
DARROW WEALTH MANAGEMENT reported RAUM up 26% ($245.5M -> $308.1M). IAPD ↗
$308.1M RAUM · 3 reps · 978-369-5144
Portfolio / reporting / TAMPCRMFinancial planning software
63
WINANS INVESTMENTS reported RAUM up 28% ($258.2M -> $330.1M). IAPD ↗
$330.1M RAUM · 4 reps · 800-494-6267
Portfolio / reporting / TAMPCRMFinancial planning software
63
CHERRY CREEK INVESTMENT ADVISORS INC reported RAUM up 26% ($245.1M -> $308.9M). IAPD ↗
$308.9M RAUM · 2 reps · 303-320-5774 · cherrycreekinvestmentadvisors.com
Portfolio / reporting / TAMPCRMFinancial planning software
63
JAMISON PRIVATE WEALTH MANAGEMENT, INC. reported RAUM up 28% ($665.8M -> $851.3M). IAPD ↗
$851.3M RAUM · 4 reps · 678-323-3454 · jamisonwealth.com
Portfolio / reporting / TAMPCRMFinancial planning software
63
HALTER FERGUSON FINANCIAL INC reported RAUM up 29% ($378.2M -> $487.8M). IAPD ↗
$487.8M RAUM · 7 reps · 317-875-0202
Portfolio / reporting / TAMPCRMFinancial planning software
63
MEADOWBROOK WEALTH MANAGEMENT, LLC reported RAUM up 40% ($61.4M -> $86.2M). IAPD ↗
$86.2M RAUM · 2 reps · 888-888-5250 · meadowbrookwealth.com
Portfolio / reporting / TAMPCRMFinancial planning software
63
OMC FINANCIAL SERVICES LTD reported RAUM up 27% ($225.7M -> $286.8M). IAPD ↗
$286.8M RAUM · 3 reps · 315-446-8720 · omcfinance.com
Portfolio / reporting / TAMPCRMFinancial planning software
63
SUMMA CORP. reported RAUM up 27% ($361.6M -> $458.9M). IAPD ↗
$458.9M RAUM · 2 reps · 281-362-9977
Portfolio / reporting / TAMPCRMFinancial planning software
63
DEMARS FINANCIAL GROUP LLC reported RAUM up 25% ($232.4M -> $291.3M). IAPD ↗
$291.3M RAUM · 3 reps · 509-536-9556 · demarsfinancial.com
Portfolio / reporting / TAMPCRMFinancial planning software
63
HAGER INVESTMENT MANAGEMENT SERVICES, LLC reported RAUM up 42% ($133.0M -> $189.4M). IAPD ↗
$189.4M RAUM · 3 reps · 603-526-4099 · hagerinvestments.com
Portfolio / reporting / TAMPCRMFinancial planning software
63
VOISARD ASSET MANAGEMENT GROUP reported RAUM up 29% ($379.8M -> $490.2M). IAPD ↗
$490.2M RAUM · 6 reps · 616-988-5778
Portfolio / reporting / TAMPCRMFinancial planning software
63
ALTAMONT CAPITAL MANAGEMENT reported RAUM up 26% ($272.2M -> $341.8M). IAPD ↗
$341.8M RAUM · 2 reps · 828-236-0610
Portfolio / reporting / TAMPCRMFinancial planning software
63
HORTER INVESTMENT MANAGEMENT, LLC reported RAUM up 30% ($214.1M -> $278.0M). IAPD ↗
$278.0M RAUM · 33 reps · 513-984-9933
Portfolio / reporting / TAMPCRMFinancial planning software
63
COMPASS PLANNING ASSOCIATES, INC. reported RAUM up 44% ($138.8M -> $199.5M). IAPD ↗
$199.5M RAUM · 3 reps · 617-523-4666 · jenniferscompass.typepad.com
Portfolio / reporting / TAMPCRMFinancial planning software
63
INVESTOLOGY INC. reported RAUM up 45% ($138.0M -> $200.0M). IAPD ↗
$200.0M RAUM · 3 reps · 703-429-1975 · investologyinc.net
Portfolio / reporting / TAMPCRMFinancial planning software
63
WEAVER CAPITAL MANAGEMENT, LLC reported RAUM up 29% ($336.8M -> $434.1M). IAPD ↗
$434.1M RAUM · 1 reps · 678-341-1333 · weavercapital.com
Portfolio / reporting / TAMPCRMFinancial planning software
63
LOGIC CAPITAL MANAGEMENT, LLC reported RAUM up 30% ($294.1M -> $381.2M). IAPD ↗
$381.2M RAUM · 3 reps · 713-781-1475 · logiccapital.com
Portfolio / reporting / TAMPCRMFinancial planning software
63
AZZENDO WEALTH ADVISORS reported RAUM up 26% ($212.5M -> $268.0M). IAPD ↗
$268.0M RAUM · 5 reps · 305-648-9814 · cathypareto.com
Portfolio / reporting / TAMPCRMFinancial planning software
63
FREEDOM ADVISORY reported RAUM up 26% ($554.3M -> $697.8M). IAPD ↗
$697.8M RAUM · 5 reps · 787-792-3000
Portfolio / reporting / TAMPCRMFinancial planning software
63
GUIDANCE POINT ADVISORS, LLC reported RAUM up 25% ($393.4M -> $492.4M). IAPD ↗
$492.4M RAUM · 6 reps · 617-869-6653
Portfolio / reporting / TAMPCRMFinancial planning software
63
MINICHMACGREGOR WEALTH MANAGEMENT, LLC reported RAUM up 26% ($501.3M -> $630.0M). IAPD ↗
$630.0M RAUM · 7 reps · (518) 499-4565 · minichmacgregor.com
Portfolio / reporting / TAMPCRMFinancial planning software
63
TALBOT FINANCIAL, LLC reported RAUM up 25% ($748.3M -> $937.5M). IAPD ↗
$937.5M RAUM · 2 reps · 425-533-0797 · talbotfinancial.com
Portfolio / reporting / TAMPCRMFinancial planning software
63
COMMONS CAPITAL, LLC reported RAUM up 42% ($173.4M -> $246.1M). IAPD ↗
$246.1M RAUM · 6 reps · (617) 431-7200
Portfolio / reporting / TAMPCRMFinancial planning software
63
PEAK WEALTH MANAGEMENT, LLC reported RAUM up 26% ($280.0M -> $352.0M). IAPD ↗
$352.0M RAUM · 3 reps · 734-681-7575
Portfolio / reporting / TAMPCRMFinancial planning software
63
PARADY WEALTH MANAGEMENT reported RAUM up 43% ($108.9M -> $156.1M). IAPD ↗
$156.1M RAUM · 2 reps · 352-674-3911
Portfolio / reporting / TAMPCRMFinancial planning software
63
LEFT BRAIN WEALTH MANAGEMENT, LLC reported RAUM up 28% ($243.4M -> $310.4M). IAPD ↗
$310.4M RAUM · 6 reps · 630-517-9300
Portfolio / reporting / TAMPCRMFinancial planning software
63
TRIO ADVISORS, INC. reported RAUM up 44% ($32.8M -> $47.1M). IAPD ↗
$47.1M RAUM · 2 reps · 646-529-1495
Portfolio / reporting / TAMPCRMFinancial planning software
63
OAK HARVEST INVESTMENT SERVICES reported RAUM up 29% ($728.8M -> $940.8M). IAPD ↗
$940.8M RAUM · 22 reps · 281-822-1350
Portfolio / reporting / TAMPCRMFinancial planning software
63
WARREN STREET WEALTH ADVISORS, LLC reported RAUM up 28% ($357.8M -> $457.8M). IAPD ↗
$457.8M RAUM · 8 reps · 714-876-6200
Portfolio / reporting / TAMPCRMFinancial planning software
63
GAINPLAN LLC reported RAUM up 26% ($381.1M -> $478.5M). IAPD ↗
$478.5M RAUM · 9 reps · 248.385.3737
Portfolio / reporting / TAMPCRMFinancial planning software
63
GENCAP PORTFOLIO MANAGEMENT reported RAUM up 28% ($309.2M -> $396.3M). IAPD ↗
$396.3M RAUM · 8 reps · (415) 797-6003 · frontrowadvisors.com
Portfolio / reporting / TAMPCRMFinancial planning software
63
SEASIDE WEALTH MANAGEMENT, INC. reported RAUM up 27% ($284.8M -> $362.3M). IAPD ↗
$362.3M RAUM · 4 reps · (760) 730-8120 · seasidewealth.com
Portfolio / reporting / TAMPCRMFinancial planning software
63
SUMMIT FINANCIAL reported RAUM up 30% ($196.5M -> $255.0M). IAPD ↗
$255.0M RAUM · 6 reps · 410-584-9600 · sumfi.com
Portfolio / reporting / TAMPCRMFinancial planning software
63
CLOUD INVESTMENTS, LLC reported RAUM up 26% ($238.1M -> $299.8M). IAPD ↗
$299.8M RAUM · 6 reps · 256-715-0094
Portfolio / reporting / TAMPCRMFinancial planning software
63
SUMMIT WEALTH GROUP LLC reported RAUM up 27% ($516.1M -> $656.3M). IAPD ↗
$656.3M RAUM · 8 reps · 802-295-5300 · summitwg.com
Portfolio / reporting / TAMPCRMFinancial planning software
63
MILESTONE ASSET MANAGEMENT GROUP, LLC reported RAUM up 41% ($157.8M -> $222.6M). IAPD ↗
$222.6M RAUM · 3 reps · 860-259-4800
Portfolio / reporting / TAMPCRMFinancial planning software
63
SJBENEN ADVISORY, LLC reported RAUM up 30% ($252.9M -> $328.5M). IAPD ↗
$328.5M RAUM · 2 reps · (919) 251-9270 · sjbenen.com
Portfolio / reporting / TAMPCRMFinancial planning software
63
CAPITOL PRIVATE WEALTH GROUP LLC reported RAUM up 26% ($357.8M -> $450.7M). IAPD ↗
$450.7M RAUM · 5 reps · (703) 226-0008 · capitolpwg.com
Portfolio / reporting / TAMPCRMFinancial planning software
63
KDM CAPITAL LLC reported RAUM up 41% ($51.4M -> $72.3M). IAPD ↗
$72.3M RAUM · 1 reps · (646) 844-0238 · kdmcapital.com
Portfolio / reporting / TAMPCRMFinancial planning software
63
TCP ASSET MANAGEMENT, LLC reported RAUM up 28% ($641.8M -> $822.1M). IAPD ↗
$822.1M RAUM · 18 reps · 614-761-9378 · tcpasset.com
Portfolio / reporting / TAMPCRMFinancial planning software
63
ELITE FINANCIAL, INC. reported RAUM up 40% ($171.2M -> $239.8M). IAPD ↗
$239.8M RAUM · 1 reps · 208-746-2007 · elitefinancialinc.net
Portfolio / reporting / TAMPCRMFinancial planning software
63
KLEINFELDER CAPITAL, INC. reported RAUM up 25% ($244.8M -> $306.8M). IAPD ↗
$306.8M RAUM · 3 reps · (513) 808-9700 · kleinfeldercapital.com
Portfolio / reporting / TAMPCRMFinancial planning software
63
SEYMOUR ASSET MANAGEMENT LLC reported RAUM up 512% ($60.0M -> $367.0M). IAPD ↗institutional
$367.0M RAUM · 1 reps · 2123414030 · seymouram.com
Portfolio / reporting / TAMPCRMFinancial planning software
63
MORTON BROWN FAMILY WEALTH LLC reported RAUM up 26% ($317.9M -> $399.0M). IAPD ↗
$399.0M RAUM · 5 reps · 610-709-5072
Portfolio / reporting / TAMPCRMFinancial planning software
63
ARCH GLOBAL ADVISORS, LLC reported RAUM up 42% ($102.2M -> $144.8M). IAPD ↗
$144.8M RAUM · 7 reps · (212) 991-8807
Portfolio / reporting / TAMPCRMFinancial planning software
63
BRIDGES CAPITAL LLC reported RAUM up 43% ($52.2M -> $74.7M). IAPD ↗
$74.7M RAUM · 1 reps · 954-271-1075
Portfolio / reporting / TAMPCRMFinancial planning software
63
PRECISION WEALTH STRATEGIES, LLC reported RAUM up 30% ($297.2M -> $386.3M). IAPD ↗
$386.3M RAUM · 7 reps · 314-994-6460 · precisionwealthstrategies.com
Portfolio / reporting / TAMPCRMFinancial planning software
63
STORGE reported RAUM up 27% ($568.7M -> $720.7M). IAPD ↗
$720.7M RAUM · 3 reps · 7859692515 · storgepartners.com
Portfolio / reporting / TAMPCRMFinancial planning software
63
HIGHVIEW CAPITAL MANAGEMENT, LLC reported RAUM up 30% ($280.7M -> $363.6M). IAPD ↗
$363.6M RAUM · 3 reps · 888-757-6610 · hv-cap.com
Portfolio / reporting / TAMPCRMFinancial planning software
63
ALPHA FINANCIAL PARTNERS LLC reported RAUM up 27% ($295.0M -> $376.1M). IAPD ↗
$376.1M RAUM · 3 reps · (859) 785-2660
Portfolio / reporting / TAMPCRMFinancial planning software
63
TRIAGEN WEALTH MANAGEMENT LLC reported RAUM up 26% ($375.0M -> $473.6M). IAPD ↗
$473.6M RAUM · 3 reps · 818-732-8553
Portfolio / reporting / TAMPCRMFinancial planning software
63
JACKSONVILLE WEALTH MANAGEMENT reported RAUM up 28% ($340.2M -> $434.6M). IAPD ↗
$434.6M RAUM · 4 reps · 904-923-7526 · jaxwealth.com
Portfolio / reporting / TAMPCRMFinancial planning software
63
NAVIGATE 401K, LLC reported RAUM up 96% ($132.0M -> $258.9M). IAPD ↗institutional
$258.9M RAUM · 3 reps · 205-224-9502 · navigate401k.com
Portfolio / reporting / TAMPCRMFinancial planning software
63
TELSEY CONSUMER FUND MANAGEMENT LP reported RAUM up 43% ($29.0M -> $41.5M). IAPD ↗
$41.5M RAUM · 1 reps · 212-973-9700
Portfolio / reporting / TAMPCRMFinancial planning software
63
EAGLE ROCK INVESTMENT COMPANY, LLC reported RAUM up 25% ($527.8M -> $660.0M). IAPD ↗
$660.0M RAUM · 2 reps · (404) 480-8578 · eaglerockinvest.com
Portfolio / reporting / TAMPCRMFinancial planning software
63
CONSILIO WEALTH ADVISORS, LLC reported RAUM up 27% ($359.7M -> $458.0M). IAPD ↗
$458.0M RAUM · 7 reps · (206) 533-3670
Portfolio / reporting / TAMPCRMFinancial planning software
63
GLOBAL WEALTH STRATEGIES AND ASSOCIATES, LLC reported RAUM up 27% ($290.5M -> $369.6M). IAPD ↗
$369.6M RAUM · 8 reps · 720-420-4870 · gwsa.us
Portfolio / reporting / TAMPCRMFinancial planning software
63
ALBANYADVISOR GROUP LLC reported RAUM up 27% ($212.3M -> $270.5M). IAPD ↗
$270.5M RAUM · 7 reps · (518) 689-3577
Portfolio / reporting / TAMPCRMFinancial planning software
63
DKM WEALTH MANAGEMENT, INC. reported RAUM up 27% ($216.3M -> $273.9M). IAPD ↗
$273.9M RAUM · 3 reps · 209-800-5855 · dkmwealth.com
Portfolio / reporting / TAMPCRMFinancial planning software
63
TRANSCENDENT CAPITAL GROUP reported RAUM up 26% ($248.5M -> $312.1M). IAPD ↗
$312.1M RAUM · 8 reps · 405-341-9188
Portfolio / reporting / TAMPCRMFinancial planning software
63
DS INVESTMENT ADVISORS reported RAUM up 28% ($270.0M -> $346.0M). IAPD ↗
$346.0M RAUM · 2 reps · 6168400284 · dsinvestmentadvisors.com
Portfolio / reporting / TAMPCRMFinancial planning software
63
DOVER ADVISORS, LLC reported RAUM up 27% ($261.4M -> $332.6M). IAPD ↗
$332.6M RAUM · 5 reps · 804-750-3665 · doveradvisors.com
Portfolio / reporting / TAMPCRMFinancial planning software
63
TRUEBLOOD WEALTH MANAGEMENT, LLC reported RAUM up 30% ($331.6M -> $430.8M). IAPD ↗
$430.8M RAUM · 2 reps · 419-812-2998 · truebloodwealth.com
Portfolio / reporting / TAMPCRMFinancial planning software
63
BASE WEALTH MANAGEMENT reported RAUM up 26% ($213.8M -> $269.9M). IAPD ↗
$269.9M RAUM · 6 reps · 941-203-6040
Portfolio / reporting / TAMPCRMFinancial planning software
63
VOYAGE WEALTH MANAGEMENT, LLC reported RAUM up 42% ($103.4M -> $147.0M). IAPD ↗
$147.0M RAUM · 1 reps · 206-303-8282
Portfolio / reporting / TAMPCRMFinancial planning software
63
EVEXIA WEALTH, LLC reported RAUM up 25% ($262.5M -> $329.4M). IAPD ↗
$329.4M RAUM · 6 reps · (715) 344-9496 · evexiawealth.com
Portfolio / reporting / TAMPCRMFinancial planning software
63
RAI WEALTH reported RAUM up 25% ($326.1M -> $408.6M). IAPD ↗
$408.6M RAUM · 6 reps · 6307338434 · raiwealth.com
Portfolio / reporting / TAMPCRMFinancial planning software
63
HYJC CAPITAL OF WNY reported RAUM up 43% ($41.7M -> $59.8M). IAPD ↗
$59.8M RAUM · 2 reps · 585-261-4435 · hywealthmanagement.com
Portfolio / reporting / TAMPCRMFinancial planning software
63
ADAPT WEALTH ADVISORS, LLC reported RAUM up 30% ($253.0M -> $327.8M). IAPD ↗
$327.8M RAUM · 6 reps · 404-594-5559 · adaptwealthadvisors.com
Portfolio / reporting / TAMPCRMFinancial planning software
63
BEACON CAPITAL ADVISORY GROUP reported RAUM up 44% ($105.5M -> $151.7M). IAPD ↗
$151.7M RAUM · 2 reps · 877-801-2322
Portfolio / reporting / TAMPCRMFinancial planning software
62
QCA CAPITAL MANAGEMENT INC reported RAUM up 36% ($135.4M -> $183.8M). IAPD ↗
$183.8M RAUM · 4 reps · 310-473-4411
Portfolio / reporting / TAMPCRMFinancial planning software
62
OMNICAP GROUP LLC reported RAUM up 62% ($3.93B -> $6.38B). IAPD ↗institutional
$6.38B RAUM · 4 reps · 310-318-3091 · omnicap.net
Portfolio / reporting / TAMPCRMFinancial planning software
62
SEVEN HILLS FINANCIAL, LLC reported RAUM up 40% ($106.7M -> $149.1M). IAPD ↗
$149.1M RAUM · 4 reps · 850-219-6699
Portfolio / reporting / TAMPCRMFinancial planning software
62
HIGH POINT WEALTH MANAGEMENT, LLC reported RAUM up 36% ($127.7M -> $173.3M). IAPD ↗
$173.3M RAUM · 2 reps · 908-975-3367 · highpointwealth.com
Portfolio / reporting / TAMPCRMFinancial planning software
62
ISRAEL INVESTMENT ADVISORS, LLC reported RAUM up 35% ($34.0M -> $45.9M). IAPD ↗
$45.9M RAUM · 4 reps · 303-861-3798 · israelinvestmentadvisors.com
Portfolio / reporting / TAMPCRMFinancial planning software
62
BASCOMB MADISON & JAMES CAPITAL MANAGEMENT reported RAUM up 40% ($106.0M -> $148.4M). IAPD ↗
$148.4M RAUM · 1 reps · 802-879-3766
Portfolio / reporting / TAMPCRMFinancial planning software
62
BARING FINANCIAL LLC reported RAUM up 38% ($136.4M -> $188.1M). IAPD ↗
$188.1M RAUM · 2 reps · 360-671-7257
Portfolio / reporting / TAMPCRMFinancial planning software
62
BRAVE EAGLE WEALTH MANAGEMENT reported RAUM up 38% ($52.0M -> $72.0M). IAPD ↗
$72.0M RAUM · 2 reps · 212-918-4746
Portfolio / reporting / TAMPCRMFinancial planning software
62
CROSS BORDER WEALTH, LLC reported RAUM up 39% ($100.0M -> $138.8M). IAPD ↗
$138.8M RAUM · 5 reps · 646-688-5333 · crossborder-wealth.com
Portfolio / reporting / TAMPCRMFinancial planning software
62
BONFIRE FINANCIAL, LLC reported RAUM up 39% ($142.2M -> $198.2M). IAPD ↗
$198.2M RAUM · 3 reps · 719-394-3900 · bonfirefinancial.com
Portfolio / reporting / TAMPCRMFinancial planning software
62
VALUES ADDED FINANCIAL reported RAUM up 36% ($172.6M -> $234.2M). IAPD ↗
$234.2M RAUM · 6 reps · 202-599-0915
Portfolio / reporting / TAMPCRMFinancial planning software
62
SUNBEAM CAPITAL MANAGEMENT, LLC reported RAUM up 40% ($152.7M -> $213.2M). IAPD ↗
$213.2M RAUM · 2 reps · (901) 229-2132
Portfolio / reporting / TAMPCRMFinancial planning software
62
GO WEALTH MANAGEMENT reported RAUM up 36% ($121.8M -> $165.6M). IAPD ↗
$165.6M RAUM · 9 reps · 541-338-7631 · gowealthgroup.com
Portfolio / reporting / TAMPCRMFinancial planning software
62
VINES CAPITAL MANAGEMENT, LLC reported RAUM up 37% ($123.2M -> $168.3M). IAPD ↗
$168.3M RAUM · 3 reps · 318-450-4664 · vinescapital.com
Portfolio / reporting / TAMPCRMFinancial planning software
62
CAPITAL CS GROUP, LLC reported RAUM up 35% ($129.5M -> $175.4M). IAPD ↗
$175.4M RAUM · 3 reps · 949-447-5405
Portfolio / reporting / TAMPCRMFinancial planning software
62
TARGET ROCK WEALTH MANAGEMENT, LLC reported RAUM up 37% ($44.5M -> $60.8M). IAPD ↗
$60.8M RAUM · 2 reps · 914-580-4530
Portfolio / reporting / TAMPCRMFinancial planning software
62
BULMAN WEALTH GROUP reported RAUM up 35% ($148.2M -> $200.6M). IAPD ↗
$200.6M RAUM · 6 reps · 916-458-8199 · bulmanwealth.com
Portfolio / reporting / TAMPCRMFinancial planning software
62
DAUS FINANCIAL GROUP, LLC reported RAUM up 37% ($154.1M -> $211.0M). IAPD ↗
$211.0M RAUM · 2 reps · (269) 321-7472
Portfolio / reporting / TAMPCRMFinancial planning software
61
SKA FINANCIAL SERVICES,INC. reported RAUM up 33% ($113.0M -> $149.9M). IAPD ↗
$149.9M RAUM · 1 reps · 440-734-3200
Portfolio / reporting / TAMPCRMFinancial planning software
61
MARTIN CAPITAL ADVISORS, LLP reported RAUM up 33% ($125.0M -> $166.6M). IAPD ↗
$166.6M RAUM · 10 reps · 210-694-2100 · martincapital.com
Portfolio / reporting / TAMPCRMFinancial planning software
61
INTEGRATED FINANCIAL SOLUTIONS, INC. reported RAUM up 34% ($168.6M -> $226.6M). IAPD ↗
$226.6M RAUM · 1 reps · 703-295-9200 · ifnadvisors.com
Portfolio / reporting / TAMPCRMFinancial planning software
61
STERLING ASSET MANAGEMENT CO INC reported RAUM up 33% ($65.4M -> $86.8M). IAPD ↗
$86.8M RAUM · 1 reps · 518-265-6968
Portfolio / reporting / TAMPCRMFinancial planning software
61
FINANCIAL LIFE PLANNERS reported RAUM up 31% ($133.0M -> $174.6M). IAPD ↗
$174.6M RAUM · 3 reps · 480-477-8530
Portfolio / reporting / TAMPCRMFinancial planning software
61
YARDLEY WEALTH MANAGEMENT LLC reported RAUM up 30% ($147.2M -> $192.0M). IAPD ↗
$192.0M RAUM · 2 reps · 267-573-1019
Portfolio / reporting / TAMPCRMFinancial planning software
61
M.A. WHELAN FINANCIAL PLANNING reported RAUM up 35% ($43.5M -> $58.7M). IAPD ↗
$58.7M RAUM · 1 reps · (914) 257-3446 · mawhelanfinancial.com
Portfolio / reporting / TAMPCRMFinancial planning software
61
MERIDIAN WEALTH ADVISORS, LLC reported RAUM up 33% ($108.8M -> $144.9M). IAPD ↗
$144.9M RAUM · 1 reps · (505) 828-2220 · wealthtender.com
Portfolio / reporting / TAMPCRMFinancial planning software
61
FLAVIN FINANCIAL SERVICES, INC. reported RAUM up 30% ($129.8M -> $168.9M). IAPD ↗
$168.9M RAUM · 3 reps · (321) 725-4700
Portfolio / reporting / TAMPCRMFinancial planning software
61
SPRINGDALE CAPITAL reported RAUM up 30% ($42.6M -> $55.5M). IAPD ↗
$55.5M RAUM · 1 reps · 203-936-7404 · springdalecap.com
Portfolio / reporting / TAMPCRMFinancial planning software
61
WALNUT PRIVATE EQUITY PARTNERS, LLC reported RAUM up 33% ($145.4M -> $193.5M). IAPD ↗
$193.5M RAUM · 2 reps · 402-991-2201
Portfolio / reporting / TAMPCRMFinancial planning software
61
FULCRUM WEALTH ADVISORS, LLC reported RAUM up 33% ($105.7M -> $140.1M). IAPD ↗
$140.1M RAUM · 4 reps · 425-250-6280
Portfolio / reporting / TAMPCRMFinancial planning software
61
PETERSON FINANCIAL GROUP, INC. reported RAUM up 30% ($190.4M -> $247.6M). IAPD ↗
$247.6M RAUM · 3 reps · 515-226-1500 · petersonfg.com
Portfolio / reporting / TAMPCRMFinancial planning software
61
DUTCH ASSET CORPORATION reported RAUM up 30% ($69.9M -> $91.1M). IAPD ↗
$91.1M RAUM · 4 reps · 518-478-8077 · dutchasset.com
Portfolio / reporting / TAMPCRMFinancial planning software
61
GALLAGHER CAPITAL ADVISORS, LLC reported RAUM up 30% ($155.4M -> $202.6M). IAPD ↗
$202.6M RAUM · 1 reps · (940) 464-0404
Portfolio / reporting / TAMPCRMFinancial planning software
61
HARDING WEALTH, INC. reported RAUM up 30% ($124.4M -> $162.1M). IAPD ↗
$162.1M RAUM · 2 reps · (602) 610-9545
Portfolio / reporting / TAMPCRMFinancial planning software
61
SMITH & WYATT reported RAUM up 32% ($119.8M -> $158.6M). IAPD ↗
$158.6M RAUM · 6 reps · 979-431-5440
Portfolio / reporting / TAMPCRMFinancial planning software
61
COLORADO WEALTH GROUP LLC reported RAUM up 34% ($175.8M -> $235.3M). IAPD ↗
$235.3M RAUM · 9 reps · 720-729-2500 · coloradowealthgroup.com
Portfolio / reporting / TAMPCRMFinancial planning software
61
DILLOW WEALTH MANAGEMENT LLC reported RAUM up 31% ($168.6M -> $221.0M). IAPD ↗
$221.0M RAUM · 2 reps · 224-330-9662 · dillowwealth.com
Portfolio / reporting / TAMPCRMFinancial planning software
61
DOWNSHIFT FINANCIAL reported RAUM up 32% ($102.8M -> $135.4M). IAPD ↗
$135.4M RAUM · 3 reps · (720) 515-0564
Portfolio / reporting / TAMPCRMFinancial planning software
61
RETIREMENT INCOME STRATEGIES, LLC reported RAUM up 32% ($117.2M -> $154.6M). IAPD ↗
$154.6M RAUM · 2 reps · 608-208-1800 · ri-strategies.com
Portfolio / reporting / TAMPCRMFinancial planning software
61
KMT WEALTH MANAGEMENT, LLC reported RAUM up 31% ($133.9M -> $174.9M). IAPD ↗
$174.9M RAUM · 1 reps · 773-895-8962 · kmtwealth.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
COBLER CAPITAL MANAGEMENT, LLC reported RAUM up 28% ($126.6M -> $161.6M). IAPD ↗
$161.6M RAUM · 3 reps · (785) 582-5805 · bobschwarzfinancial.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
GREGORY LYLE & CO. reported RAUM up 25% ($162.9M -> $204.1M). IAPD ↗
$204.1M RAUM · 1 reps · 425-455-4545
Portfolio / reporting / TAMPCRMFinancial planning software
60
CARMICHAEL CREEL INVESTMENTS reported RAUM up 26% ($113.0M -> $141.9M). IAPD ↗
$141.9M RAUM · 2 reps · 615-595-5825
Portfolio / reporting / TAMPCRMFinancial planning software
60
NORTHSTAR FINANCIAL ADVISORS, INC. reported RAUM up 27% ($139.8M -> $177.5M). IAPD ↗
$177.5M RAUM · 1 reps · 973 896-6666 · nfai.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
MWS CAPITAL CONSULTANTS LLC reported RAUM up 25% ($125.6M -> $157.2M). IAPD ↗
$157.2M RAUM · 2 reps · 773-412-4302 · mwscapital.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
NEW HORIZON FINANCIAL STRATEGIES, LLC reported RAUM up 26% ($145.4M -> $183.8M). IAPD ↗
$183.8M RAUM · 5 reps · 607-275-1275 · strebelcpa.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
OFC WEALTH MANAGEMENT reported RAUM up 25% ($122.2M -> $153.0M). IAPD ↗
$153.0M RAUM · 2 reps · 973-258-1007
Portfolio / reporting / TAMPCRMFinancial planning software
60
MACE CAPITAL MANAGEMENT, LLC reported RAUM up 28% ($58.2M -> $74.3M). IAPD ↗
$74.3M RAUM · 1 reps · 212-626-6632
Portfolio / reporting / TAMPCRMFinancial planning software
60
FIDUCIARY MANAGEMENT GROUP, LLC reported RAUM up 30% ($49.4M -> $64.2M). IAPD ↗
$64.2M RAUM · 1 reps · 212-626-6581 · fmgwealth.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
ALPENGLOBAL CAPITAL, LLC reported RAUM up 28% ($132.2M -> $169.0M). IAPD ↗
$169.0M RAUM · 1 reps · 415-424-4005 XT. 21 · alpenglobalcapital.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
BARRON FINANCIAL GROUP, LLP reported RAUM up 28% ($131.6M -> $168.8M). IAPD ↗
$168.8M RAUM · 2 reps · 860.489.0432 · barronfinancialgroup.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
ANDREW HILL INVESTMENT ADVISORS, INC. reported RAUM up 29% ($172.7M -> $222.3M). IAPD ↗
$222.3M RAUM · 2 reps · 239-450-3999
Portfolio / reporting / TAMPCRMFinancial planning software
60
RM SINCERBEAUX CAPITAL MANAGEMENT, LLC. reported RAUM up 29% ($178.0M -> $230.0M). IAPD ↗
$230.0M RAUM · 1 reps · 917-324-1603
Portfolio / reporting / TAMPCRMFinancial planning software
60
FINANCIAL INSTITUTION SERVICES, LLC reported RAUM up 27% ($173.2M -> $220.4M). IAPD ↗
$220.4M RAUM · 2 reps · 248-661-8190 · adviceman.net
Portfolio / reporting / TAMPCRMFinancial planning software
60
LARSEN WEALTH MANAGEMENT reported RAUM up 26% ($120.4M -> $151.4M). IAPD ↗
$151.4M RAUM · 3 reps · 916-939-6860 · larsenwealthmanagement.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
TEEPLE SNYDER NEWSOME WEALTH MANAGEMENT reported RAUM up 29% ($169.5M -> $217.9M). IAPD ↗
$217.9M RAUM · 11 reps · 317-350-4255 · tsnwealth.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
BAUTIS FINANCIAL, LLC reported RAUM up 29% ($122.0M -> $156.8M). IAPD ↗
$156.8M RAUM · 2 reps · 862-205-5800
Portfolio / reporting / TAMPCRMFinancial planning software
60
CHELSEA ADVISORY SERVICES, INC reported RAUM up 26% ($101.0M -> $126.9M). IAPD ↗
$126.9M RAUM · 22 reps · 718-967-8400 · chfs.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
WORTH ADVISORS reported RAUM up 30% ($179.3M -> $232.9M). IAPD ↗
$232.9M RAUM · 11 reps · 704-731-0121 · coachnetworth.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
VIEWPOINT CAPITAL MANAGEMENT reported RAUM up 28% ($177.6M -> $228.0M). IAPD ↗
$228.0M RAUM · 1 reps · 206-219-1410 · viewpointcapitalllc.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
OCTAVIA INVESTMENTS LLC reported RAUM up 30% ($192.1M -> $248.9M). IAPD ↗
$248.9M RAUM · 1 reps · 775-241-8140 · octaviainvestments.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
REDWOOD INVESTMENT GROUP, INC reported RAUM up 27% ($139.0M -> $176.4M). IAPD ↗
$176.4M RAUM · 3 reps · 707-964-9700 · myredwoodinvestments.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
INNOVA WEALTH PARTNERS, LLC reported RAUM up 28% ($178.4M -> $228.2M). IAPD ↗
$228.2M RAUM · 4 reps · (888) 270-1574 · myinnovawealth.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
ONE HOPPER ASSET MANAGEMENT reported RAUM up 26% ($40.9M -> $51.7M). IAPD ↗
$51.7M RAUM · 2 reps · 315-734-1410
Portfolio / reporting / TAMPCRMFinancial planning software
60
SIMS INVESTMENT MANAGEMENT LLC reported RAUM up 27% ($193.7M -> $245.9M). IAPD ↗
$245.9M RAUM · 4 reps · 513-278-7467 · simsinvestment.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
LEGACY WEALTH MANAGEMENT INC. reported RAUM up 25% ($141.7M -> $177.3M). IAPD ↗
$177.3M RAUM · 4 reps · 877-650-4738
Portfolio / reporting / TAMPCRMFinancial planning software
60
PATHWISE reported RAUM up 25% ($162.5M -> $203.6M). IAPD ↗
$203.6M RAUM · 2 reps · 925-939-5607 · pathwise.co
Portfolio / reporting / TAMPCRMFinancial planning software
60
CULTIVATING WEALTH reported RAUM up 27% ($131.2M -> $166.6M). IAPD ↗
$166.6M RAUM · 6 reps · (646) 693-7451
Portfolio / reporting / TAMPCRMFinancial planning software
60
MEDICUS WEALTH PLANNING, INC. reported RAUM up 29% ($100.9M -> $130.3M). IAPD ↗
$130.3M RAUM · 4 reps · 801-994-4777
Portfolio / reporting / TAMPCRMFinancial planning software
60
YOUR FINANCIAL PHARMACIST reported RAUM up 28% ($27.7M -> $35.4M). IAPD ↗
$35.4M RAUM · 4 reps · 614-618-5901
Portfolio / reporting / TAMPCRMFinancial planning software
60
VIRTUE ASSET MANAGEMENT LLC reported RAUM up 26% ($147.7M -> $185.4M). IAPD ↗
$185.4M RAUM · 2 reps · 847-892-7145
Portfolio / reporting / TAMPCRMFinancial planning software
60
ADVICE & PLANNING SERVICES LLC reported RAUM up 27% ($133.9M -> $169.9M). IAPD ↗
$169.9M RAUM · 1 reps · 724-635-0427 · adviceandplanning.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
PROTA FINANCIAL reported RAUM up 28% ($182.0M -> $233.7M). IAPD ↗
$233.7M RAUM · 12 reps · 713-568-8171
Portfolio / reporting / TAMPCRMFinancial planning software
60
RED CRANE WEALTH MANAGEMENT, LLC reported RAUM up 26% ($106.0M -> $134.1M). IAPD ↗
$134.1M RAUM · 3 reps · 415-316-0982
Portfolio / reporting / TAMPCRMFinancial planning software
60
SPURSTONE reported RAUM up 26% ($123.6M -> $155.4M). IAPD ↗
$155.4M RAUM · 2 reps · 860-264-1111
Portfolio / reporting / TAMPCRMFinancial planning software
60
LAUER WEALTH MANAGEMENT reported RAUM up 26% ($141.1M -> $178.2M). IAPD ↗
$178.2M RAUM · 3 reps · 219-243-8129 · lauerwealth.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
KANE FINANCIAL reported RAUM up 28% ($44.4M -> $56.6M). IAPD ↗
$56.6M RAUM · 1 reps · (315) 801-9028 · kanefp.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
GRANT PRIVATE WEALTH MANAGEMENT reported RAUM up 26% ($105.8M -> $133.9M). IAPD ↗
$133.9M RAUM · 4 reps · 925-378-5000
Portfolio / reporting / TAMPCRMFinancial planning software
60
VESTED FINANCIAL PLANNING, LLC reported RAUM up 27% ($101.6M -> $129.2M). IAPD ↗
$129.2M RAUM · 1 reps · 650-315-7372
Portfolio / reporting / TAMPCRMFinancial planning software
60
AVANT FINANCIAL ADVISORS reported RAUM up 25% ($126.6M -> $158.5M). IAPD ↗
$158.5M RAUM · 2 reps · 512-910-2467
Portfolio / reporting / TAMPCRMFinancial planning software
60
FIDUCIARY WEALTH GROUP, LLC reported RAUM up 26% ($110.7M -> $140.0M). IAPD ↗
$140.0M RAUM · 2 reps · 855-560-7171 · fiduciarywealthgroup.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
COOKSEN WEALTH, LLC reported RAUM up 26% ($141.9M -> $178.9M). IAPD ↗
$178.9M RAUM · 3 reps · (832) 592-2554 · cooksenwealth.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
BIRCH WEALTH MANAGEMENT reported RAUM up 30% ($38.3M -> $49.7M). IAPD ↗
$49.7M RAUM · 1 reps · 315-795-2005
Portfolio / reporting / TAMPCRMFinancial planning software
60
ALTERNATIVE ACCESS FUNDS, LLC reported RAUM up 121% ($12.4M -> $27.5M). IAPD ↗institutional
$27.5M RAUM · 1 reps · 323-925-3305 #100
Portfolio / reporting / TAMPCRMFinancial planning software
60
PALADINO WEALTH reported RAUM up 28% ($129.1M -> $165.2M). IAPD ↗
$165.2M RAUM · 2 reps · (936) 444-2583 · paladinowealth.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
THOR FINANCIAL TECHNOLOGIES reported RAUM up 132% ($49.2M -> $113.9M). IAPD ↗institutional
$113.9M RAUM · 3 reps · 412-860-6078 · thorft.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
WISE WEALTH PARTNERS, LLC reported RAUM up 26% ($100.9M -> $126.6M). IAPD ↗
$126.6M RAUM · 2 reps · 480-239-6914
Portfolio / reporting / TAMPCRMFinancial planning software
60
SKY-MOUNTAIN CAPITAL MANAGEMENT reported RAUM up 27% ($148.3M -> $188.8M). IAPD ↗
$188.8M RAUM · 1 reps · 208-471-4261 · sky-mountaincapital.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
ALLIANCE WEALTH MANAGEMENT PARTNERS LLC reported RAUM up 27% ($184.3M -> $234.6M). IAPD ↗
$234.6M RAUM · 6 reps · (865) 862-5956 · secwealthmanagement.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
VERUS FINANCIAL GROUP reported RAUM up 29% ($100.7M -> $129.7M). IAPD ↗
$129.7M RAUM · 4 reps · 713-909-3188
Portfolio / reporting / TAMPCRMFinancial planning software
60
UTA LLC reported RAUM up 29% ($144.7M -> $186.7M). IAPD ↗
$186.7M RAUM · 2 reps · 360.360.0344 · uptownadv.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
TRUEWEALTH FINANCIAL PARTNERS reported RAUM up 26% ($178.7M -> $224.7M). IAPD ↗
$224.7M RAUM · 3 reps · 425-615-7360 · truewealthfp.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
PEACE OF MIND WEALTH MANAGEMENT reported RAUM up 26% ($169.3M -> $214.1M). IAPD ↗
$214.1M RAUM · 6 reps · 919-787-8866
Portfolio / reporting / TAMPCRMFinancial planning software
60
TEUCRIUM INVESTMENT ADVISORS, LLC reported RAUM up 2409% ($4.9M -> $123.2M). IAPD ↗institutional
$123.2M RAUM · 4 reps · 802-540-0019 · teucrium.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
CROWN POINT WEALTH ADVISORS reported RAUM up 27% ($111.0M -> $141.5M). IAPD ↗
$141.5M RAUM · 3 reps · 541-386-2792
Portfolio / reporting / TAMPCRMFinancial planning software
60
KURV INVESTMENT MANAGEMENT LLC reported RAUM up 909% ($3.8M -> $38.7M). IAPD ↗institutional
$38.7M RAUM · 2 reps · 888-393-5878
Portfolio / reporting / TAMPCRMFinancial planning software
60
CENTERPOINT ADVISORY GROUP, LLC reported RAUM up 27% ($186.4M -> $236.8M). IAPD ↗
$236.8M RAUM · 5 reps · 913-685-3001 · centerpointadvisory.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
CORNERSTONE FINANCIAL GROUP reported RAUM up 25% ($146.9M -> $183.8M). IAPD ↗
$183.8M RAUM · 5 reps · 920-832-3821 · cfgwi.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
LIFEGOAL WEALTH ADVISORS LLC reported RAUM up 25% ($140.0M -> $175.0M). IAPD ↗
$175.0M RAUM · 3 reps · 607-434-0742
Portfolio / reporting / TAMPCRMFinancial planning software
60
RIVER1 ASSET MANAGEMENT LLC reported RAUM up 188% ($21.1M -> $60.7M). IAPD ↗institutional
$60.7M RAUM · 2 reps · 920-583-1476
Portfolio / reporting / TAMPCRMFinancial planning software
60
BLUE SKY CAPITAL CONSULTANTS GROUP, INC. reported RAUM up 28% ($193.4M -> $247.8M). IAPD ↗
$247.8M RAUM · 4 reps · 858-513-8445
Portfolio / reporting / TAMPCRMFinancial planning software
59
HOLBROOK HOLDINGS, INC. reported RAUM up 49% ($1.55B -> $2.30B). IAPD ↗institutional
$2.30B RAUM · 3 reps · 678-400-3980 · holbrookholdings.com
Portfolio / reporting / TAMPCRMFinancial planning software
59
AZORA CAPITAL LP reported RAUM up 71% ($1.56B -> $2.67B). IAPD ↗fund
$2.67B RAUM · 5 reps · 212-651-2231 · azoracapital.com
Portfolio / reporting / TAMPCRMFinancial planning software
58
FOREST CAPITAL MANAGEMENT, LLC reported RAUM up 44% ($2.03B -> $2.92B). IAPD ↗institutional
$2.92B RAUM · 6 reps · 312-809-6010
Portfolio / reporting / TAMPCRMFinancial planning software
58
SMITH CAPITAL INVESTORS, LLC reported RAUM up 42% ($3.72B -> $5.27B). IAPD ↗institutional
$5.27B RAUM · 11 reps · 303-597-5555
Portfolio / reporting / TAMPCRMFinancial planning software
58
DISTILLATE CAPITAL PARTNERS LLC reported RAUM up 40% ($1.61B -> $2.25B). IAPD ↗institutional
$2.25B RAUM · 3 reps · 312-270-1212 · distillatecapital.com
Portfolio / reporting / TAMPCRMFinancial planning software
58
PING CAPITAL MANAGEMENT, INC. reported RAUM up 131% ($187.5M -> $433.0M). IAPD ↗fund
$433.0M RAUM · 8 reps · 212-257-6850 · pingfinancial.com
Portfolio / reporting / TAMPCRMFinancial planning software
57
KA FUND ADVISORS, LLC reported RAUM up 37% ($2.38B -> $3.26B). IAPD ↗institutional
$3.26B RAUM · 10 reps · 713-493-2020 · kaynefunds.com
Portfolio / reporting / TAMPCRMFinancial planning software
57
EAB INVESTMENT GROUP, LLC reported RAUM up 61% ($136.1M -> $219.6M). IAPD ↗institutional
$219.6M RAUM · 4 reps · 646-583-0032 · eabinvestmentgroup.com
Portfolio / reporting / TAMPCRMFinancial planning software
57
INVICTUS FIDUCIARY SERVICES, LLC reported RAUM up 49% ($645.4M -> $958.9M). IAPD ↗institutional
$958.9M RAUM · 3 reps · (901) 260-1444 · invictusfiduciary.com
Portfolio / reporting / TAMPCRMFinancial planning software
57
BLUEPRINT FUND MANAGEMENT reported RAUM up 46% ($218.8M -> $318.9M). IAPD ↗institutional
$318.9M RAUM · 3 reps · 336-609-7522 · blueprintmutualfunds.com
Portfolio / reporting / TAMPCRMFinancial planning software
55
PACIFIC HEIGHTS ASSET MANAGEMENT, LLC reported RAUM up 27% ($3.12B -> $3.96B). IAPD ↗institutional
$3.96B RAUM · 2 reps · 415-398-8000
Portfolio / reporting / TAMPCRMFinancial planning software
55
LANDSCAPE CAPITAL MANAGEMENT LLC reported RAUM up 53% ($1.50B -> $2.29B). IAPD ↗fund
$2.29B RAUM · 11 reps · 201-266-7984 · landscapecapital.com
Portfolio / reporting / TAMPCRMFinancial planning software
55
TACTICAL INFRASTRUCTURE PARTNERS reported RAUM up 117% ($86.3M -> $186.8M). IAPD ↗fund
$186.8M RAUM · 5 reps · 315-388-8802 · tacticalinfra.com
Portfolio / reporting / TAMPCRMFinancial planning software
55
ELTURA CAPITAL MANAGEMENT, LLC reported RAUM up 2066% ($7.3M -> $157.9M). IAPD ↗fund
$157.9M RAUM · 4 reps · 201-394-6273 · eltura.com
Portfolio / reporting / TAMPCRMFinancial planning software
55
AOT INVEST LLC reported RAUM up 54% ($31.9M -> $49.1M). IAPD ↗institutional
$49.1M RAUM · 1 reps · 563-320-1688
Portfolio / reporting / TAMPCRMFinancial planning software
55
SLG CAPITAL MANAGEMENT LLC reported RAUM up 301% ($25.0M -> $100.3M). IAPD ↗fund
$100.3M RAUM · 15 reps · 212-594-2700
Portfolio / reporting / TAMPCRMFinancial planning software
54
LEHRER FINANCIAL & ECONOMIC ADVISORY SERVICES reported RAUM up 31% ($231.0M -> $301.8M). IAPD ↗institutional
$301.8M RAUM · 1 reps · 713-626-8184 · lehecoserv.com
Portfolio / reporting / TAMPCRMFinancial planning software
54
ZUNA, LLC reported RAUM up 34% ($289.8M -> $389.6M). IAPD ↗institutional
$389.6M RAUM · 5 reps · 971-339-5701 · teamzuna.com
Portfolio / reporting / TAMPCRMFinancial planning software
54
BALEEN CAPITAL MANAGEMENT LLC reported RAUM up 71% ($112.5M -> $192.7M). IAPD ↗fund
$192.7M RAUM · 1 reps · 646-389-2833
Portfolio / reporting / TAMPCRMFinancial planning software
54
CFT CAPITAL MANAGEMENT, LLC reported RAUM up 47% ($2.29B -> $3.36B). IAPD ↗fund
$3.36B RAUM · 10 reps · 3109808840
Portfolio / reporting / TAMPCRMFinancial planning software
53
WSC & COMPANY, LLC reported RAUM up 54% ($203.8M -> $313.3M). IAPD ↗fund
$313.3M RAUM · 2 reps · 704-408-9943 · wscandcompany.com
Portfolio / reporting / TAMPCRMFinancial planning software
53
BRAESWOOD CARBON MANAGEMENT, LLC reported RAUM up 55% ($185.9M -> $288.0M). IAPD ↗fund
$288.0M RAUM · 3 reps · 415-325-2523 · braeswoodcarbon.com
Portfolio / reporting / TAMPCRMFinancial planning software
52
TRIATOMIC CAPITAL reported RAUM up 46% ($181.8M -> $265.1M). IAPD ↗fund
$265.1M RAUM · 4 reps · 917-887-0705
Portfolio / reporting / TAMPCRMFinancial planning software
51
CLEARLIGHT PARTNERS MANAGEMENT, LLC reported RAUM up 40% ($309.5M -> $433.9M). IAPD ↗fund
$433.9M RAUM · 7 reps · 949-725-6610 · clearlightpartners.com
Portfolio / reporting / TAMPCRMFinancial planning software
50
GST MANAGEMENT, LLC reported RAUM up 27% ($44.7M -> $56.9M). IAPD ↗institutional
$56.9M RAUM · 1 reps · (646) 400-1994 · regimepilot.com
Portfolio / reporting / TAMPCRMFinancial planning software
50
TFJ MANAGEMENT, LLC reported RAUM up 53% ($117.0M -> $178.6M). IAPD ↗fund
$178.6M RAUM · 2 reps · 617-877-7752
Portfolio / reporting / TAMPCRMFinancial planning software
50
ABRAHAM TRADING COMPANY reported RAUM up 27% ($62.0M -> $78.8M). IAPD ↗institutional
$78.8M RAUM · 3 reps · 806-323-8000
Portfolio / reporting / TAMPCRMFinancial planning software
46
REEF INVESTMENT MANAGEMENT LLC reported RAUM up 33% ($113.4M -> $151.0M). IAPD ↗fund
$151.0M RAUM · 1 reps · 801-216-8850 · reefim.com
Portfolio / reporting / TAMPCRMFinancial planning software
45
WELLINGS CAPITAL reported RAUM up 29% ($128.5M -> $166.4M). IAPD ↗fund
$166.4M RAUM · 5 reps · 800-844-2188 · wellingscapital.com
Portfolio / reporting / TAMPCRMFinancial planning software
43
BG INVESTMENT SERVICES, INC. reported RAUM up 136% ($186.2M -> $439.9M). IAPD ↗foreign
$439.9M RAUM · 2 reps · 671-472-5490 · asctrust.com
Portfolio / reporting / TAMPCRMFinancial planning software
40
GOLDEN EAGLE CAPITAL ADVISORS, INC. reported RAUM up 91% ($33.3M -> $63.7M). IAPD ↗foreign
$63.7M RAUM · 2 reps · 97144484674
Portfolio / reporting / TAMPCRMFinancial planning software
40
SWISS FINANCE MANAGEMENT INTERNATIONAL SA reported RAUM up 116% ($26.0M -> $56.2M). IAPD ↗foreign
$56.2M RAUM · 4 reps · 41797837160 · swissfim.com
Portfolio / reporting / TAMPCRMFinancial planning software
40
C&S INVESTMENT reported RAUM up 140% ($28.3M -> $67.8M). IAPD ↗foreign
$67.8M RAUM · 4 reps · -3561 · c-s-investment.li
Portfolio / reporting / TAMPCRMFinancial planning software
38
MAPLE ROCK CAPITAL PARTNERS INC. reported RAUM up 44% ($2.43B -> $3.49B). IAPD ↗foreign
$3.49B RAUM · 10 reps · (416) 619-0705 · maplerockpartners.com
Portfolio / reporting / TAMPCRMFinancial planning software
35
METROPOLIS CAPITAL LIMITED reported RAUM up 26% ($3.97B -> $5.01B). IAPD ↗foreign
$5.01B RAUM · 6 reps · +44 1494 911155
Portfolio / reporting / TAMPCRMFinancial planning software
35
WELLINGTON-ALTUS USA INC. reported RAUM up 51% ($84.1M -> $126.9M). IAPD ↗foreign
$126.9M RAUM · 69 reps · 888-315-8729
Portfolio / reporting / TAMPCRMFinancial planning software
34
DUNHILL FINANCIAL reported RAUM up 34% ($240.6M -> $322.9M). IAPD ↗foreign
$322.9M RAUM · 6 reps · +44 7514 993 556
Portfolio / reporting / TAMPCRMFinancial planning software
33
AUGUST GROUP reported RAUM up 26% ($515.9M -> $649.7M). IAPD ↗foreign
$649.7M RAUM · 3 reps · 438-792-5161
Portfolio / reporting / TAMPCRMFinancial planning software
planning clients up — 247 Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
79
GUERRA WEALTH ADVISORS reports More than 500 financial-planning clients, up from 0. IAPD ↗
$260.0M RAUM · 10 reps · 305-448-1011 · guerrawealth.com
Financial planning software
78
PBMARES WEALTH MANAGEMENT LLC reports 251-500 financial-planning clients, up from 0. IAPD ↗
$1.30B RAUM · 15 reps · 757.229.7180
Financial planning software
78
JEFFERIES INVESTMENT ADVISERS LLC reports 251-500 financial-planning clients, up from 0. IAPD ↗
$3.40B RAUM · 100 reps · 212-284-2300 · jefferies.com
Financial planning software
76
HILTON HEAD CAPITAL PARTNERS, LLC reports 251-500 financial-planning clients, up from 0. IAPD ↗
$253.8M RAUM · 3 reps · 843-790-7573
Financial planning software
76
PETROS FAMILY WEALTH, LLC reports 251-500 financial-planning clients, up from 0. IAPD ↗
$274.5M RAUM · 6 reps · (612) 643-9995 · petrosfw.com
Financial planning software
76
ROSSBY FINANCIAL, LLC reports 251-500 financial-planning clients, up from 0. IAPD ↗
$358.6M RAUM · 2 reps · 321-209-0111
Financial planning software
76
NECTARINE reports More than 500 financial-planning clients, up from 0. IAPD ↗
$0 RAUM · 25 reps · (858) 779-0115 · hellonectarine.com
Financial planning software
76
FPNAVIGATORS reports 251-500 financial-planning clients, up from 0. IAPD ↗
$289.1M RAUM · 5 reps · 763-265-4450 · fpnavigators.com
Financial planning software
75
EDWARD JONES reports More than 500 financial-planning clients, up from 11-25. IAPD ↗
$824.99B RAUM · 22226 reps · 314-515-2000 · edwardjones.ca
Financial planning software
73
JDH WEALTH MANAGEMENT, LLC reports 101-250 financial-planning clients, up from 0. IAPD ↗
$483.1M RAUM · 2 reps · (707) 542-1110 · jdhwealth.com
Financial planning software
73
TRANSITION FINANCIAL ADVISORS GROUP, INC. reports 101-250 financial-planning clients, up from 0. IAPD ↗
$261.5M RAUM · 3 reps · (480) 722-9414 · transitionfinancial.ca
Financial planning software
73
LONESTAR REGISTERED INVESTMENT ADVISORS, PLLC reports 251-500 financial-planning clients, up from 0. IAPD ↗
$164.2M RAUM · 3 reps · 866-785-5350 · retirewithlonestar.com
Financial planning software
73
MAXWELL WEALTH reports 251-500 financial-planning clients, up from 1-10. IAPD ↗
$290.0M RAUM · 3 reps · 925-523-3288
Financial planning software
73
RAI WEALTH reports 101-250 financial-planning clients, up from 0. IAPD ↗
$408.6M RAUM · 6 reps · 6307338434 · raiwealth.com
Financial planning software
73
TEXAS FAMILY WEALTH, LLC reports 251-500 financial-planning clients, up from 0. IAPD ↗
$228.8M RAUM · 3 reps · (281) 482-3100 · texasfamilywealth.com
Financial planning software
73
ADAPT WEALTH ADVISORS, LLC reports 101-250 financial-planning clients, up from 0. IAPD ↗
$327.8M RAUM · 6 reps · 404-594-5559 · adaptwealthadvisors.com
Financial planning software
72
ASTRA WEALTH MANAGEMENT GROUP reports 51-100 financial-planning clients, up from 0. IAPD ↗
$1.30B RAUM · 10 reps · 972-464-1571
Financial planning software
70
IRC WEALTH reports 101-250 financial-planning clients, up from 1-10. IAPD ↗
$578.2M RAUM · 7 reps · 404-968-9348
Financial planning software
70
SNOWBALL WEALTH MANAGEMENT reports 101-250 financial-planning clients, up from 0. IAPD ↗
$130.5M RAUM · 3 reps · 303-666-6292
Financial planning software
70
TRANSGLOBAL ADVISORY, LLC reports 101-250 financial-planning clients, up from 0. IAPD ↗
$46.8M RAUM · 26 reps · 626-447-7888 · transglobaladvisory.com
Financial planning software
70
TOPEL & DISTASI WEALTH MANAGEMENT, LLC reports 101-250 financial-planning clients, up from 1-10. IAPD ↗
$300.4M RAUM · 3 reps · 510-898-1270 · td-wm.com
Financial planning software
70
SLOW CAPITAL, INC. reports 51-100 financial-planning clients, up from 0. IAPD ↗
$809.9M RAUM · 2 reps · 415-727-7569
Financial planning software
70
INNOVATIVE WEALTH BUILDING LLC reports More than 500 financial-planning clients, up from 26-50. IAPD ↗
$525.0M RAUM · 8 reps · 240-237-8086
Financial planning software
70
STONEHAVEN WEALTH & TAX SOLUTIONS reports 101-250 financial-planning clients, up from 0. IAPD ↗
$153.7M RAUM · 4 reps · 920-882-0427 · stonehavenwealth.com
Financial planning software
70
PITCAIRN WEALTH ADVISORS LLC reports 51-100 financial-planning clients, up from 0. IAPD ↗
$775.8M RAUM · 2 reps · 215-881-6144 · pitcairn.com
Financial planning software
70
PIEDMONT WEALTH ADVISORY reports 51-100 financial-planning clients, up from 0. IAPD ↗
$267.8M RAUM · 3 reps · (571) 313-5125 · piedmontwealthadvisory.com
Financial planning software
69
C2 PRIVATE WEALTH reports 26-50 financial-planning clients, up from 0. IAPD ↗
$1.18B RAUM · 11 reps · 248-567-6688 · retirementplanningedu.com
Financial planning software
67
BARR FINANCIAL SERVICES, LLC reports 251-500 financial-planning clients, up from 11-25. IAPD ↗
$235.1M RAUM · 2 reps · 407-622-0018 · barrllc.com
Financial planning software
67
BRANDYWINE FINANCIAL GROUP, INC. reports 101-250 financial-planning clients, up from 1-10. IAPD ↗
$99.4M RAUM · 2 reps · 610-828-1155 · brandywinefinancialgroup.com
Financial planning software
67
SECURE ASSET MANAGEMENT, L.L.C. reports 26-50 financial-planning clients, up from 0. IAPD ↗
$890.0M RAUM · 48 reps · 248-414-1562 · re-transition.com
Financial planning software
67
FIDUCIARY EXPERTS LLC reports 51-100 financial-planning clients, up from 1-10. IAPD ↗
$890.6M RAUM · 3 reps · 714-409-8869 · 401kfe.com
Financial planning software
67
ANKERSTAR WEALTH, LLC reports 101-250 financial-planning clients, up from 1-10. IAPD ↗
$107.6M RAUM · 6 reps · 512-614-0085
Financial planning software
67
GAINPLAN LLC reports 51-100 financial-planning clients, up from 1-10. IAPD ↗
$478.5M RAUM · 9 reps · 248.385.3737
Financial planning software
67
HURLOW WEALTH MANAGEMENT GROUP, INC. reports 101-250 financial-planning clients, up from 11-25. IAPD ↗
$658.1M RAUM · 8 reps · (812) 333-4726 · hurlowwealth.com
Financial planning software
67
HARDING WEALTH, INC. reports 101-250 financial-planning clients, up from 1-10. IAPD ↗
$162.1M RAUM · 2 reps · (602) 610-9545
Financial planning software
67
CAVU WEALTH MANAGEMENT reports 101-250 financial-planning clients, up from 1-10. IAPD ↗
$175.0M RAUM · 7 reps · 858-360-7800 · cavuwm.com
Financial planning software
67
WINTERS FINANCIAL GROUP, INC. reports 101-250 financial-planning clients, up from 1-10. IAPD ↗
$202.3M RAUM · 2 reps · 805-497-1717 · wintersfg.com
Financial planning software
67
PMG FAMILY OFFICE, LLC reports 51-100 financial-planning clients, up from 0. IAPD ↗
$121.8M RAUM · 1 reps · 214-550-8790
Financial planning software
67
BCO WEALTH MANAGEMENT, LLC reports 251-500 financial-planning clients, up from 26-50. IAPD ↗
$300.5M RAUM · 3 reps · 575-887-2013 · bco-wealth.com
Financial planning software
67
THE PINES WEALTH MANAGEMENT, LLC reports 26-50 financial-planning clients, up from 0. IAPD ↗
$419.5M RAUM · 3 reps · (910) 475-8312 · thepineswealth.com
Financial planning software
67
EVERPAR ADVISORS LLC reports 26-50 financial-planning clients, up from 0. IAPD ↗
$488.5M RAUM · 8 reps · 918-221-9290 · everpar.com
Financial planning software
67
FREEDOM FINANCIAL PARTNERS LLC reports 26-50 financial-planning clients, up from 0. IAPD ↗
$300.9M RAUM · 4 reps · 651-797-3532 · ffpforme.com
Financial planning software
67
LIFEGOAL WEALTH ADVISORS LLC reports 51-100 financial-planning clients, up from 0. IAPD ↗
$175.0M RAUM · 3 reps · 607-434-0742
Financial planning software
67
ANCHOR WEALTH MANAGEMENT GROUP LLC reports 51-100 financial-planning clients, up from 0. IAPD ↗
$195.5M RAUM · 1 reps · (561) 228-8688 · anchorwealthgroup.com
Financial planning software
67
PROSPERA CAPITAL MANAGEMENT, LLC reports 26-50 financial-planning clients, up from 0. IAPD ↗
$292.7M RAUM · 2 reps · 480-648-9369 · deterswealthmanagement.com
Financial planning software
67
KONZA GLOBAL WEALTH GROUP reports 51-100 financial-planning clients, up from 0. IAPD ↗
$116.5M RAUM · 2 reps · (913) 318-5980 · konzaglobal.com
Financial planning software
66
MERIT FINANCIAL ADVISORS reports More than 500 financial-planning clients, up from 101-250. IAPD ↗
$10.58B RAUM · 144 reps · 678-867-7050 · meritfa.com
Financial planning software
66
NORTHROCK PARTNERS, LLC reports 251-500 financial-planning clients, up from 51-100. IAPD ↗
$6.60B RAUM · 50 reps · (612) 367-8800 · facebook.comhttps
Financial planning software
66
FALCON WEALTH PLANNING, INC. reports More than 500 financial-planning clients, up from 101-250. IAPD ↗
$1.16B RAUM · 22 reps · 855-963-2526
Financial planning software
64
DHJJ FINANCIAL ADVISORS reports 26-50 financial-planning clients, up from 1-10. IAPD ↗
$543.5M RAUM · 8 reps · 630-420-1360 · dhjjfinancial.com
Financial planning software
64
TAYLOR FINANCIAL GROUP, INC. reports More than 500 financial-planning clients, up from 101-250. IAPD ↗
$365.0M RAUM · 4 reps · 540-774-7971 · taylorfg.com
Financial planning software
64
MACRO ADVISORS, INC. reports 51-100 financial-planning clients, up from 11-25. IAPD ↗
$253.3M RAUM · 8 reps · 717-764-4566 · macroadv.com
Financial planning software
64
MICHAEL J. PORRO & CO. FINANCIAL ADVISOR INC reports 251-500 financial-planning clients, up from 26-50. IAPD ↗
$136.3M RAUM · 2 reps · 201-768-0218 · porrofinancialadvisors.com
Financial planning software
64
NESTEGG ADVISORS, INC. reports 26-50 financial-planning clients, up from 0. IAPD ↗
$229.0M RAUM · 3 reps · 631-952-2700 · nesteggadvisors.net
Financial planning software
64
DEANE RETIREMENT STRATEGIES, INC. reports 51-100 financial-planning clients, up from 1-10. IAPD ↗
$216.3M RAUM · 4 reps · 504-582-2345 · deaneretire.com
Financial planning software
64
SENESCHAL FAMILY OFFICE reports 26-50 financial-planning clients, up from 1-10. IAPD ↗
$273.8M RAUM · 3 reps · (253) 460-3430 · seneschalfamilyoffice.com
Financial planning software
64
STRATHMORE CAPITAL ADVISORS reports 101-250 financial-planning clients, up from 26-50. IAPD ↗
$455.9M RAUM · 6 reps · 704-364-4241
Financial planning software
64
CH DOUGLAS & GRAY WEALTH MANAGEMENT reports 101-250 financial-planning clients, up from 11-25. IAPD ↗
$187.2M RAUM · 6 reps · 317-843-8300
Financial planning software
64
O'CONNOR WEALTH MANAGEMENT, INC. reports 26-50 financial-planning clients, up from 0. IAPD ↗
$158.6M RAUM · 2 reps · 626-386-5116 · oconnorwealthmgt.com
Financial planning software
64
WEALTHTRAK ADVISORS reports 101-250 financial-planning clients, up from 11-25. IAPD ↗
$164.6M RAUM · 3 reps · 757-523-1250 · wealthtrakcm.com
Financial planning software
64
UP CAPITAL MANAGEMENT, INC. reports 26-50 financial-planning clients, up from 0. IAPD ↗
$186.6M RAUM · 1 reps · 916-520-6420
Financial planning software
64
CYPRESS CAPITAL, LLC reports 26-50 financial-planning clients, up from 1-10. IAPD ↗
$413.5M RAUM · 7 reps · 615-467-6075
Financial planning software
64
BOSTONPREMIER WEALTH reports 101-250 financial-planning clients, up from 26-50. IAPD ↗
$351.1M RAUM · 5 reps · (617) 934-1100
Financial planning software
64
SUNPOINTE INVESTMENTS reports 26-50 financial-planning clients, up from 1-10. IAPD ↗
$559.2M RAUM · 9 reps · (314) 880-0821 · sunpointeinvestments.com
Financial planning software
64
TRU INDEPENDENCE ASSET MANAGEMENT 2, LLC reports 26-50 financial-planning clients, up from 0. IAPD ↗
$217.1M RAUM · 4 reps · 971-371-3444 · meritwealth.com
Financial planning software
64
ATALA FINANCIAL INC reports 26-50 financial-planning clients, up from 1-10. IAPD ↗
$318.6M RAUM · 2 reps · 310.570.2573 · atalafinancial.com
Financial planning software
64
BASE WEALTH MANAGEMENT reports 26-50 financial-planning clients, up from 1-10. IAPD ↗
$269.9M RAUM · 6 reps · 941-203-6040
Financial planning software
64
WATERSTONE FINANCIAL ADVISORY LLC reports 26-50 financial-planning clients, up from 0. IAPD ↗
$225.6M RAUM · 3 reps · 239-288-0977
Financial planning software
64
MOKAN WEALTH MANAGEMENT reports 51-100 financial-planning clients, up from 1-10. IAPD ↗
$174.7M RAUM · 1 reps · 913-257-3991 · mokanwealth.com
Financial planning software
64
ALTERI WEALTH reports 11-25 financial-planning clients, up from 0. IAPD ↗
$771.3M RAUM · 3 reps · 805-809-0400
Financial planning software
64
MOMENTUM WEALTH PLANNING reports 26-50 financial-planning clients, up from 0. IAPD ↗
$167.6M RAUM · 2 reps · 919-323-4219 · momentumwealthplanning.com
Financial planning software
64
PEAK WEALTH MANAGEMENT reports 26-50 financial-planning clients, up from 0. IAPD ↗
$26.0M RAUM · 1 reps · 518-441-2285 · peakwealthmgmt.com
Financial planning software
63
AEGIS CAPITAL CORP. reports 26-50 financial-planning clients, up from 11-25. IAPD ↗
$1.43B RAUM · 90 reps · 212-813-1010 · aegiscapcorp.com
Financial planning software
63
HOWE AND RUSLING, INC. reports 101-250 financial-planning clients, up from 51-100. IAPD ↗
$2.03B RAUM · 17 reps · 585-325-4140
Financial planning software
63
BOSTON FINANCIAL MANAGEMENT LLC reports More than 500 financial-planning clients, up from 251-500. IAPD ↗
$5.01B RAUM · 26 reps · 617-338-8108 · bfminvest.com
Financial planning software
63
ASPEN CAPITAL MANAGEMENT, LLC reports 251-500 financial-planning clients, up from 101-250. IAPD ↗
$1.13B RAUM · 6 reps · 208-345-0174 · aspencapitalmgmt.com
Financial planning software
63
FIRST NATIONAL ADVISORS LLC reports 1-10 financial-planning clients, up from 0. IAPD ↗
$1.37B RAUM · 8 reps · 781-878-7757
Financial planning software
63
SCS CAPITAL MANAGEMENT LLC reports 251-500 financial-planning clients, up from 101-250. IAPD ↗
$39.64B RAUM · 78 reps · 617-204-6400
Financial planning software
63
BROOKSTONE CAPITAL MANAGEMENT LLC reports 251-500 financial-planning clients, up from 101-250. IAPD ↗
$10.41B RAUM · 319 reps · 630-653-1400 · brookstonecm.com
Financial planning software
63
SEACREST WEALTH MANAGEMENT, LLC reports 51-100 financial-planning clients, up from 26-50. IAPD ↗
$1.56B RAUM · 42 reps · 914-502-1900 · stantongwp.com
Financial planning software
63
RIA ADVISORS reports 1-10 financial-planning clients, up from 0. IAPD ↗
$1.53B RAUM · 14 reps · 281-501-1791
Financial planning software
63
OXBOW ADVISORS, LLC reports 1-10 financial-planning clients, up from 0. IAPD ↗
$2.10B RAUM · 9 reps · 512-386-1088 · oxbowadvisors.com
Financial planning software
63
IRONVINE CAPITAL PARTNERS, LLC reports 1-10 financial-planning clients, up from 0. IAPD ↗
$1.10B RAUM · 6 reps · 402-916-1702 · ironvinecapital.com
Financial planning software
63
TOTAL WEALTH PLANNING, LLC reports More than 500 financial-planning clients, up from 251-500. IAPD ↗
$1.18B RAUM · 16 reps · 513-984-6696
Financial planning software
63
CLASS VI FAMILY OFFICE, LLC reports 101-250 financial-planning clients, up from 51-100. IAPD ↗
$1.19B RAUM · 7 reps · 303-243-5619 · classvipartners.com
Financial planning software
63
AVESTAR CAPITAL, LLC reports 1-10 financial-planning clients, up from 0. IAPD ↗
$1.53B RAUM · 5 reps · 212-706-4140
Financial planning software
63
CHICAGO CAPITAL, LLC reports 11-25 financial-planning clients, up from 1-10. IAPD ↗
$4.48B RAUM · 13 reps · 312-429-2333
Financial planning software
63
MARTEL WEALTH ADVISORS INC reports 251-500 financial-planning clients, up from 101-250. IAPD ↗
$1.25B RAUM · 12 reps · 360-694-9940
Financial planning software
63
SAGE MOUNTAIN ADVISORS, LLC reports 101-250 financial-planning clients, up from 51-100. IAPD ↗
$3.36B RAUM · 16 reps · (404) 795-8361
Financial planning software
63
KWB WEALTH reports More than 500 financial-planning clients, up from 251-500. IAPD ↗
$1.01B RAUM · 9 reps · 909-307-8220
Financial planning software
63
PINE GROVE FINANCIAL GROUP reports 51-100 financial-planning clients, up from 26-50. IAPD ↗
$1.25B RAUM · 13 reps · 651 714 0323
Financial planning software
63
STEPHENS CONSULTING, LLC reports More than 500 financial-planning clients, up from 251-500. IAPD ↗
$1.07B RAUM · 10 reps · 810-732-7411
Financial planning software
63
MORAN WEALTH MANAGEMENT, LLC reports 251-500 financial-planning clients, up from 101-250. IAPD ↗
$4.74B RAUM · 31 reps · 239-920-4440
Financial planning software
63
PORTSIDE WEALTH GROUP, LLC reports 26-50 financial-planning clients, up from 11-25. IAPD ↗
$1.13B RAUM · 40 reps · 385-412-1222 · turningpointfinancialgroup.com
Financial planning software
63
BARLOW WEALTH PARTNERS, LLC reports 251-500 financial-planning clients, up from 101-250. IAPD ↗
$1.22B RAUM · 5 reps · (502) 308-4270 · barlowwealth.com
Financial planning software
61
RBF WEALTH ADVISORS reports 51-100 financial-planning clients, up from 26-50. IAPD ↗
$647.7M RAUM · 17 reps · 314-997-1652
Financial planning software
61
CAMBRIDGE ADVISORS INC reports 251-500 financial-planning clients, up from 101-250. IAPD ↗
$622.0M RAUM · 6 reps · 402-697-1166
Financial planning software
61
WILLIAM HOWARD & CO. FINANCIAL ADVISORS, INC. reports 26-50 financial-planning clients, up from 11-25. IAPD ↗
$320.7M RAUM · 4 reps · 901-761-5068 · whcfa.com
Financial planning software
61
MONARCH CAPITAL MANAGEMENT INC reports 1-10 financial-planning clients, up from 0. IAPD ↗
$476.4M RAUM · 4 reps · 260-422-2765 · monarchcapitalmgmt.com
Financial planning software
61
GALECKI FINANCIAL MANAGEMENT INC reports More than 500 financial-planning clients, up from 251-500. IAPD ↗
$767.6M RAUM · 6 reps · 260-436-8525 · galecki.com
Financial planning software
61
RIGGS ASSET MANAGEMENT CO INC reports 101-250 financial-planning clients, up from 51-100. IAPD ↗
$522.5M RAUM · 7 reps · 570-823-3383 · riggsadvisors.com
Financial planning software
61
GKV CAPITAL MANAGEMENT CO INC reports 1-10 financial-planning clients, up from 0. IAPD ↗
$317.2M RAUM · 3 reps · 925-627-8680 · gkvcapital.com
Financial planning software
61
COMPASS FINANCIAL ADVISORS LLC reports 11-25 financial-planning clients, up from 1-10. IAPD ↗
$264.7M RAUM · 7 reps · 260-490-7878
Financial planning software
61
SILIGMUELLER & NORVID WEALTH ADVISORS LLC reports 101-250 financial-planning clients, up from 51-100. IAPD ↗
$299.2M RAUM · 2 reps · 630-793-9642 · siligmueller.com
Financial planning software
61
THE KARRAS COMPANY, INC. reports 251-500 financial-planning clients, up from 101-250. IAPD ↗
$349.8M RAUM · 4 reps · 801-825-3000 · raymondjames.com
Financial planning software
61
HARBOUR INVESTMENT MANAGEMENT L.L.C. reports 26-50 financial-planning clients, up from 11-25. IAPD ↗
$470.6M RAUM · 5 reps · 425-742-1557 · harbourinvest.com
Financial planning software
61
RADEMACHER FINANCIAL, INC. reports 101-250 financial-planning clients, up from 51-100. IAPD ↗
$262.9M RAUM · 5 reps · 785-865-5308 · rademacherfinancial.com
Financial planning software
61
HAGER INVESTMENT MANAGEMENT SERVICES, LLC reports 101-250 financial-planning clients, up from 26-50. IAPD ↗
$189.4M RAUM · 3 reps · 603-526-4099 · hagerinvestments.com
Financial planning software
61
CHESAPEAKE FINANCIAL ADVISORS reports 11-25 financial-planning clients, up from 1-10. IAPD ↗
$263.7M RAUM · 8 reps · 410-823-5442
Financial planning software
61
SWISHER FINANCIAL CONCEPTS, INC. reports 51-100 financial-planning clients, up from 26-50. IAPD ↗
$257.5M RAUM · 5 reps · 614-890-1930
Financial planning software
61
ETF PORTFOLIO PARTNERS, INC. reports 51-100 financial-planning clients, up from 26-50. IAPD ↗
$369.0M RAUM · 3 reps · 913-851-1100 · etfpp.com
Financial planning software
61
LIFE PLANNING PARTNERS, INC. reports 101-250 financial-planning clients, up from 51-100. IAPD ↗
$312.0M RAUM · 4 reps · 904-448-5158 · lifeplanningpartners.com
Financial planning software
61
ASHDON INVESTMENT MANAGEMENT, LLC reports 1-10 financial-planning clients, up from 0. IAPD ↗
$402.7M RAUM · 4 reps · 931-461-5733 · ashdon.com
Financial planning software
61
ONYX FINANCIAL ADVISORS, LLC reports 251-500 financial-planning clients, up from 101-250. IAPD ↗
$426.8M RAUM · 6 reps · 208-522-6400 · onyxfinancial.com
Financial planning software
61
HARDING FINANCIAL GROUP, LLC. reports 251-500 financial-planning clients, up from 51-100. IAPD ↗
$135.6M RAUM · 1 reps · 614-515-4722
Financial planning software
61
HOLLAND ADVISORY SERVICES, INC. reports 101-250 financial-planning clients, up from 51-100. IAPD ↗
$263.5M RAUM · 11 reps · 386-671-7526
Financial planning software
61
TORREY GROWTH & INCOME ADVISORS, LLC reports 1-10 financial-planning clients, up from 0. IAPD ↗
$322.2M RAUM · 2 reps · 760-274-2744
Financial planning software
61
GUNDERSON CAPITAL MANAGEMENT reports 26-50 financial-planning clients, up from 11-25. IAPD ↗
$315.3M RAUM · 3 reps · 760-846-2046 · pwstreet.podbean.com
Financial planning software
61
HIGHLAND INVESTMENT ADVISORS LLC reports 101-250 financial-planning clients, up from 51-100. IAPD ↗
$308.5M RAUM · 10 reps · 414-755-2309 · highlandinvestmentadvisors.com
Financial planning software
61
PEDDOCK CAPITAL ADVISORS, LLC reports 11-25 financial-planning clients, up from 1-10. IAPD ↗
$731.5M RAUM · 5 reps · (781) 848-0288
Financial planning software
61
MCGLONE SUTTNER WEALTH MANAGEMENT, INC. reports More than 500 financial-planning clients, up from 251-500. IAPD ↗
$816.0M RAUM · 6 reps · (920) 882-5299
Financial planning software
61
IRONWOOD FINANCIAL, LLC reports 251-500 financial-planning clients, up from 101-250. IAPD ↗
$574.9M RAUM · 6 reps · 520-318-4600 · ironwoodfinancial.com
Financial planning software
61
FORTRESS PLANNING GROUP reports 251-500 financial-planning clients, up from 101-250. IAPD ↗
$279.1M RAUM · 3 reps · 262-264-5838 · bestinwealth.com
Financial planning software
61
PARAGON FINANCIAL PARTNERS reports 1-10 financial-planning clients, up from 0. IAPD ↗
$336.8M RAUM · 2 reps · 310-557-1515 · paragonpodcast.com
Financial planning software
61
M1 CAPITAL MANAGEMENT LLC reports 26-50 financial-planning clients, up from 11-25. IAPD ↗
$406.0M RAUM · 5 reps · 2486473474 · m1capitalmanagement.com
Financial planning software
61
ASPEN WEALTH MANAGEMENT reports 26-50 financial-planning clients, up from 11-25. IAPD ↗
$509.6M RAUM · 6 reps · 817-546-6353 · aspenwealthmgmt.com
Financial planning software
61
BYRNE & COMPANY WEALTH MANAGEMENT, LLC reports 101-250 financial-planning clients, up from 26-50. IAPD ↗
$124.7M RAUM · 1 reps · 360-338-0645 · byrnewm.com
Financial planning software
61
EFINANCIAL ALLIANCE, LLC reports 101-250 financial-planning clients, up from 26-50. IAPD ↗
$225.8M RAUM · 3 reps · 615-224-8534 · efinancialalliance.com
Financial planning software
61
WEALTH ADVISORS OF TAMPA BAY reports 1-10 financial-planning clients, up from 0. IAPD ↗
$400.8M RAUM · 4 reps · 813-642-7730
Financial planning software
61
TIM LOONEY INVESTMENTS, LLC reports 11-25 financial-planning clients, up from 1-10. IAPD ↗
$426.7M RAUM · 3 reps · 407-331-6961 · timlooney.com
Financial planning software
61
EPIQ PARTNERS, LLC reports 26-50 financial-planning clients, up from 11-25. IAPD ↗
$287.2M RAUM · 4 reps · (612) 843-4800
Financial planning software
61
AIM CAPITAL reports 1-10 financial-planning clients, up from 0. IAPD ↗
$291.3M RAUM · 2 reps · 480-346-1556 · aimcapaz.com
Financial planning software
61
CORNERSTONE WEALTH PLANNING reports 251-500 financial-planning clients, up from 101-250. IAPD ↗
$377.2M RAUM · 8 reps · 704-849-0123 · rpblueprint.com
Financial planning software
61
KERBERROSE WEALTH MANAGEMENT, LLC reports 101-250 financial-planning clients, up from 51-100. IAPD ↗
$909.8M RAUM · 12 reps · 715.526.9400
Financial planning software
61
MAGELLAN FINANCIAL SOLUTIONS LLC reports 26-50 financial-planning clients, up from 1-10. IAPD ↗
$32.5M RAUM · 1 reps · 845-986-9717 · magellanfinancialsolutions.com
Financial planning software
61
JPS FINANCIAL, LLC reports 1-10 financial-planning clients, up from 0. IAPD ↗
$302.1M RAUM · 3 reps · 440-899-6350 · jpsfinancial.com
Financial planning software
61
CADENT CAPITAL ADVISORS, LLC reports 1-10 financial-planning clients, up from 0. IAPD ↗
$651.0M RAUM · 8 reps · 918-935-3450 · cadcapital.com
Financial planning software
61
NAVIGATE PRIVATE WEALTH, LLC reports 1-10 financial-planning clients, up from 0. IAPD ↗
$462.6M RAUM · 7 reps · 801-676-4588 · navigateprivatewealth.com
Financial planning software
61
PITZL FINANCIAL reports 11-25 financial-planning clients, up from 1-10. IAPD ↗
$400.0M RAUM · 3 reps · 651-287-3712 · pitzlfinancial.com
Financial planning software
61
LINEWEAVER WEALTH ADVISORS reports 11-25 financial-planning clients, up from 1-10. IAPD ↗
$908.4M RAUM · 6 reps · 216-520-1711 · ohioretire.com
Financial planning software
61
LEADING EDGE FINANCIAL PLANNING LLC reports 101-250 financial-planning clients, up from 51-100. IAPD ↗
$360.2M RAUM · 7 reps · 865-240-2292
Financial planning software
61
PREMIA GLOBAL ADVISORS, LLC reports 11-25 financial-planning clients, up from 1-10. IAPD ↗
$299.7M RAUM · 3 reps · (786) 646-9140
Financial planning software
61
PROSPERITY ADVISERS, LLC reports 251-500 financial-planning clients, up from 101-250. IAPD ↗
$300.8M RAUM · 2 reps · 267-405-6166
Financial planning software
61
SEATTLE WEALTH MANAGEMENT LLC reports 11-25 financial-planning clients, up from 0. IAPD ↗
$119.3M RAUM · 1 reps · 206-956-9445 · seattlewm.com
Financial planning software
61
MRA ADVISORY GROUP reports 251-500 financial-planning clients, up from 101-250. IAPD ↗
$293.6M RAUM · 8 reps · 844.672.7623
Financial planning software
61
LIFEWORKS ADVISORS, LLC reports More than 500 financial-planning clients, up from 251-500. IAPD ↗
$742.3M RAUM · 33 reps · (616) 200-6512 · brightadvisers.com
Financial planning software
61
ALLIUM FINANCIAL ADVISORS, LLC reports 101-250 financial-planning clients, up from 51-100. IAPD ↗
$638.9M RAUM · 4 reps · 877-487-6860 · alliumfinancial.com
Financial planning software
61
WEALTH ALLIANCE ADVISORY GROUP, LLC reports More than 500 financial-planning clients, up from 251-500. IAPD ↗
$803.8M RAUM · 8 reps · 316.221.3950 · wealthalliance.net
Financial planning software
61
NEW WORLD ADVISORS LLC reports 11-25 financial-planning clients, up from 1-10. IAPD ↗
$722.8M RAUM · 3 reps · 781-749-6922
Financial planning software
61
WEALTHBRIDGE CAPITAL MANAGEMENT, LLC reports 101-250 financial-planning clients, up from 51-100. IAPD ↗
$599.0M RAUM · 4 reps · (614) 591-4515
Financial planning software
61
TRUEWEALTH ADVISORS, LLC reports 1-10 financial-planning clients, up from 0. IAPD ↗
$438.9M RAUM · 13 reps · 205-588-4800
Financial planning software
61
VERUM PARTNERS LLC reports 101-250 financial-planning clients, up from 51-100. IAPD ↗
$827.6M RAUM · 13 reps · (980) 771-3999
Financial planning software
61
BIRCHCREEK WEALTH MANAGEMENT, LLC reports 251-500 financial-planning clients, up from 101-250. IAPD ↗
$255.3M RAUM · 3 reps · (937) 567-0646
Financial planning software
61
PELKONEN AND ASSOCIATES LLC reports 51-100 financial-planning clients, up from 26-50. IAPD ↗
$253.1M RAUM · 2 reps · (631) 396-1032 · ampwealthcare.com
Financial planning software
61
THREE CORD TRUE WEALTH MANAGEMENT, LLC reports More than 500 financial-planning clients, up from 251-500. IAPD ↗
$252.2M RAUM · 8 reps · 724-683-3456
Financial planning software
61
WEALTH MANAGEMENT PARTNERS, LLC reports 1-10 financial-planning clients, up from 0. IAPD ↗
$667.0M RAUM · 7 reps · 520-297-7999
Financial planning software
61
GUIDED CAPITAL WEALTH MANAGEMENT, LLC reports 101-250 financial-planning clients, up from 51-100. IAPD ↗
$250.2M RAUM · 3 reps · 832-975-0710 · guidedcapitalwealth.com
Financial planning software
61
NORTHBRIDGE FINANCIAL GROUP, LLC reports 101-250 financial-planning clients, up from 51-100. IAPD ↗
$305.6M RAUM · 8 reps · (813) 877-8000
Financial planning software
61
TOWER WEALTH PARTNERS reports More than 500 financial-planning clients, up from 251-500. IAPD ↗
$350.5M RAUM · 3 reps · (570) 524-7200
Financial planning software
61
PACIFIC SAGE PARTNERS, LLC reports 101-250 financial-planning clients, up from 51-100. IAPD ↗
$857.8M RAUM · 4 reps · (206) 533-0500 · pacificsagepartners.com
Financial planning software
61
WINCAP FINANCIAL LLC reports 101-250 financial-planning clients, up from 26-50. IAPD ↗
$153.3M RAUM · 5 reps · (617) 590-3250 · wincapfinancial.com
Financial planning software
61
FIAT WEALTH MANAGEMENT reports 26-50 financial-planning clients, up from 11-25. IAPD ↗
$370.6M RAUM · 10 reps · 952-426-9116
Financial planning software
61
TRUENORTH WEALTH & IMPACT, LLC reports 1-10 financial-planning clients, up from 0. IAPD ↗
$432.1M RAUM · 2 reps · 417-434-9400
Financial planning software
61
ALIGNE WEALTH ADVISORS INVESTMENT MANAGEMENT (AWAIM) reports 26-50 financial-planning clients, up from 1-10. IAPD ↗
$168.8M RAUM · 4 reps · (310) 795-0622
Financial planning software
61
GUIDANCE CAPITAL, INC. reports More than 500 financial-planning clients, up from 251-500. IAPD ↗
$384.2M RAUM · 7 reps · (502) 813-2100 · guidancecapital.com
Financial planning software
61
EVEXIA WEALTH, LLC reports 101-250 financial-planning clients, up from 51-100. IAPD ↗
$329.4M RAUM · 6 reps · (715) 344-9496 · evexiawealth.com
Financial planning software
61
HERITAGE OAK WEALTH ADVISORS reports 1-10 financial-planning clients, up from 0. IAPD ↗
$289.9M RAUM · 5 reps · (479) 230-3113
Financial planning software
61
NAVIGATE FINANCIAL LLC reports 101-250 financial-planning clients, up from 51-100. IAPD ↗
$300.2M RAUM · 2 reps · 801-905-1644
Financial planning software
61
BALANCED WEALTH GROUP LLC reports 251-500 financial-planning clients, up from 101-250. IAPD ↗
$419.9M RAUM · 6 reps · (440) 871-6501 · choosebalance.com
Financial planning software
61
RAINIER FAMILY WEALTH, INC. reports 11-25 financial-planning clients, up from 0. IAPD ↗
$237.7M RAUM · 2 reps · 253-448-2107
Financial planning software
61
LATHROP INVESTMENT MANAGEMENT COMPANY reports 1-10 financial-planning clients, up from 0. IAPD ↗
$937.1M RAUM · 4 reps · 501-227-4930 · limc.com
Financial planning software
58
NEFPG reports 11-25 financial-planning clients, up from 1-10. IAPD ↗
$226.9M RAUM · 2 reps · 781-272-2200 · nefpg.com
Financial planning software
58
GRAGG FINANCIAL reports 51-100 financial-planning clients, up from 26-50. IAPD ↗
$205.2M RAUM · 2 reps · 704-482-2001 · graggfinancial.com
Financial planning software
58
FINANCIAL SOLUTIONS ASSOCIATES reports 1-10 financial-planning clients, up from 0. IAPD ↗
$136.0M RAUM · 1 reps · 781-251-0505 · sustainableinvestmentsolutions.net
Financial planning software
58
GIBSON FINANCIAL SOLUTIONS, INC. reports 26-50 financial-planning clients, up from 11-25. IAPD ↗
$124.9M RAUM · 1 reps · 207-667-9993 · gibsonfinancialsolutions.com
Financial planning software
58
WH CORNERSTONE INVESTMENTS INC. reports 101-250 financial-planning clients, up from 51-100. IAPD ↗
$180.9M RAUM · 2 reps · (888) 797-9009
Financial planning software
58
CROSSGATE WEALTH ADVISORS, LLC reports 101-250 financial-planning clients, up from 51-100. IAPD ↗
$236.2M RAUM · 3 reps · (215) 860-2234
Financial planning software
58
PACESETTER FINANCIAL GROUP, L.L.C. reports 51-100 financial-planning clients, up from 26-50. IAPD ↗
$145.5M RAUM · 4 reps · 217-735-1576
Financial planning software
58
ANCHOR CAPITAL MANAGEMENT, LLC reports 11-25 financial-planning clients, up from 1-10. IAPD ↗
$50.4M RAUM · 2 reps · 607.272.0004 · anchorithaca.com
Financial planning software
58
SAFE HARBOR ASSET MANAGEMENT, INC. reports 1-10 financial-planning clients, up from 0. IAPD ↗
$33.8M RAUM · 2 reps · 631-421-4341
Financial planning software
58
BROADWING CAPITAL ADVISORS, INC. reports 1-10 financial-planning clients, up from 0. IAPD ↗
$126.4M RAUM · 1 reps · 415-381-7555 · broadwingcapital.com
Financial planning software
58
THE PRACTICAL PLANNER reports 1-10 financial-planning clients, up from 0. IAPD ↗
$125.5M RAUM · 2 reps · 978-448-3403 · practicalplanner.com
Financial planning software
58
GLOBAL FINANCIAL ADVISORY SERVICES, INC. reports 11-25 financial-planning clients, up from 1-10. IAPD ↗
$218.4M RAUM · 3 reps · (661) 286-0044
Financial planning software
58
FLAVIN FINANCIAL SERVICES, INC. reports 51-100 financial-planning clients, up from 26-50. IAPD ↗
$168.9M RAUM · 3 reps · (321) 725-4700
Financial planning software
58
BARNSTONE ADVISORS LLC reports 51-100 financial-planning clients, up from 26-50. IAPD ↗
$214.6M RAUM · 3 reps · 610-917-2210 · barnstoneadvisors.com
Financial planning software
58
HUTCHINSON & ZIEGLER FINANCIAL ADVISORS, INC. reports 51-100 financial-planning clients, up from 26-50. IAPD ↗
$201.5M RAUM · 2 reps · 415-259-3933 · hzadvisors.com
Financial planning software
58
VANNOY ADVISORY GROUP, INC. reports 51-100 financial-planning clients, up from 26-50. IAPD ↗
$145.3M RAUM · 1 reps · 512-759-7759 · vannoyadvisorygroup.com
Financial planning software
58
NORTHLAND CAPITAL MANAGEMENT reports 101-250 financial-planning clients, up from 51-100. IAPD ↗
$196.3M RAUM · 3 reps · 218-741-5390 · northlandcap.com
Financial planning software
58
INSIGHT FINANCIAL SERVICES reports 251-500 financial-planning clients, up from 101-250. IAPD ↗
$197.5M RAUM · 5 reps · 913-402-2020
Financial planning software
58
BAUTIS FINANCIAL, LLC reports 251-500 financial-planning clients, up from 101-250. IAPD ↗
$156.8M RAUM · 2 reps · 862-205-5800
Financial planning software
58
ARMADA ADVISORS reports 51-100 financial-planning clients, up from 26-50. IAPD ↗
$168.3M RAUM · 2 reps · 850-497-6167 · armadaadvisors.com
Financial planning software
58
MY PORTFOLIO GUIDE, LLC reports 51-100 financial-planning clients, up from 26-50. IAPD ↗
$142.5M RAUM · 1 reps · (562)799-5595 · pinterest.com
Financial planning software
58
ISRAEL INVESTMENT ADVISORS, LLC reports 1-10 financial-planning clients, up from 0. IAPD ↗
$45.9M RAUM · 4 reps · 303-861-3798 · israelinvestmentadvisors.com
Financial planning software
58
D'ARCY CAPITAL MANAGEMENT, LLC reports 11-25 financial-planning clients, up from 1-10. IAPD ↗
$178.6M RAUM · 4 reps · 858-461-4391 · darcycapital.com
Financial planning software
58
TRIMARC WEALTH MANAGEMENT LLC reports 11-25 financial-planning clients, up from 1-10. IAPD ↗
$240.9M RAUM · 1 reps · 518-450-7091 · trimarcwm.com
Financial planning software
58
MARIACA WEALTH MANAGEMENT, LLC reports 26-50 financial-planning clients, up from 11-25. IAPD ↗
$205.9M RAUM · 2 reps · 561-650-8061 · passporttoretirement.com
Financial planning software
58
MARRICK WEALTH reports 51-100 financial-planning clients, up from 26-50. IAPD ↗
$173.8M RAUM · 3 reps · 949.258.9700 · marrickwealth.com
Financial planning software
58
DAVIDOV FINANCIAL COACHING, LLC reports 11-25 financial-planning clients, up from 1-10. IAPD ↗
$112.9M RAUM · 2 reps · (516) 587-5550 · davidovfinancial.com
Financial planning software
58
DUTCH ASSET CORPORATION reports 1-10 financial-planning clients, up from 0. IAPD ↗
$91.1M RAUM · 4 reps · 518-478-8077 · dutchasset.com
Financial planning software
58
MONTEREY WEALTH reports 1-10 financial-planning clients, up from 0. IAPD ↗
$237.8M RAUM · 3 reps · 404-201-2284
Financial planning software
58
LUMINIST CAPITAL, LLC reports 1-10 financial-planning clients, up from 0. IAPD ↗
$140.7M RAUM · 3 reps · 616-600-4517
Financial planning software
58
BOON CAPITAL ADVISORS LLC reports 51-100 financial-planning clients, up from 26-50. IAPD ↗
$158.7M RAUM · 1 reps · 224-326-2044
Financial planning software
58
PERISSOS PRIVATE WEALTH MANAGEMENT reports 1-10 financial-planning clients, up from 0. IAPD ↗
$164.9M RAUM · 3 reps · 405-212-9690
Financial planning software
58
GOODSTEIN WEALTH MANAGEMENT LLC reports 11-25 financial-planning clients, up from 1-10. IAPD ↗
$97.9M RAUM · 3 reps · 818-995-3500 · goodsteinwealthmanagement.com
Financial planning software
58
SLOAN ADVISORY GROUP, INC. reports 26-50 financial-planning clients, up from 11-25. IAPD ↗
$53.8M RAUM · 1 reps · 888-978-8880
Financial planning software
58
ELEVATE CAPITAL ADVISORS reports 101-250 financial-planning clients, up from 51-100. IAPD ↗
$156.5M RAUM · 4 reps · 970-328-7526
Financial planning software
58
JERICHO FINANCIAL reports 251-500 financial-planning clients, up from 101-250. IAPD ↗
$191.5M RAUM · 3 reps · (614) 948-0039
Financial planning software
58
VALUES ADDED FINANCIAL reports 101-250 financial-planning clients, up from 51-100. IAPD ↗
$234.2M RAUM · 6 reps · 202-599-0915
Financial planning software
58
PLAN FIRST WEALTH LLC reports 51-100 financial-planning clients, up from 26-50. IAPD ↗
$120.4M RAUM · 3 reps · 646 201 4865
Financial planning software
58
KDT ADVISORS, LLC reports 1-10 financial-planning clients, up from 0. IAPD ↗
$229.8M RAUM · 4 reps · 929-293-1270 · kdtadvisors.com
Financial planning software
58
VANWEELDEN WEALTH MANAGEMENT, LLC reports 11-25 financial-planning clients, up from 1-10. IAPD ↗
$119.7M RAUM · 2 reps · (513) 942-8961 · vanweeldengroup.com
Financial planning software
58
MASTERS LEGACY PLANNING reports 11-25 financial-planning clients, up from 1-10. IAPD ↗
$242.1M RAUM · 2 reps · 609-601-0800 · mlegacy.com
Financial planning software
58
MAINSTREAM CAPITAL MANAGEMENT reports 1-10 financial-planning clients, up from 0. IAPD ↗
$209.9M RAUM · 2 reps · 213-365-6773 · mainstreamcapital.com
Financial planning software
58
SCHOLAR FINANCIAL ADVISING, LLC reports 251-500 financial-planning clients, up from 101-250. IAPD ↗
$0 RAUM · 5 reps · (336) 360-6833 · scholarfinancialadvising.com
Financial planning software
58
THOMPSON CAPITAL MANAGEMENT, LLC reports 51-100 financial-planning clients, up from 26-50. IAPD ↗
$183.1M RAUM · 3 reps · (312) 278 1003 · thompsoncm.com
Financial planning software
58
RIVERBEND WEALTH MANAGEMENT, LLC reports 1-10 financial-planning clients, up from 0. IAPD ↗
$233.0M RAUM · 3 reps · (843) 970-1049
Financial planning software
58
CAPITAL MANAGEMENT ADVISOR GROUP, LLC reports 1-10 financial-planning clients, up from 0. IAPD ↗
$188.1M RAUM · 1 reps · 925-935-8200 · cmadvisorgroup.com
Financial planning software
58
WESTVIEW INVESTMENT ADVISORS reports 51-100 financial-planning clients, up from 26-50. IAPD ↗
$196.8M RAUM · 3 reps · 802-489-5342
Financial planning software
58
U.S.A. FINANCIAL & TAX SERVICES, LLC reports 51-100 financial-planning clients, up from 26-50. IAPD ↗
$120.0M RAUM · 2 reps · 860-430-2138 · usafinancialandtaxservices.com
Financial planning software
58
COLORADO WEALTH GROUP LLC reports 251-500 financial-planning clients, up from 101-250. IAPD ↗
$235.3M RAUM · 9 reps · 720-729-2500 · coloradowealthgroup.com
Financial planning software
58
DEFINED FINANCIAL PLANNING LLC reports 26-50 financial-planning clients, up from 11-25. IAPD ↗
$137.3M RAUM · 4 reps · (510) 200-8655
Financial planning software
58
THRIVE RETIREMENT SPECIALISTS reports 51-100 financial-planning clients, up from 26-50. IAPD ↗
$209.5M RAUM · 2 reps · (833) 217-9613 · thriveretire.com
Financial planning software
58
TARGET ROCK WEALTH MANAGEMENT, LLC reports 51-100 financial-planning clients, up from 26-50. IAPD ↗
$60.8M RAUM · 2 reps · 914-580-4530
Financial planning software
58
GOLDEN ROAD ADVISORS LLC reports 101-250 financial-planning clients, up from 51-100. IAPD ↗
$170.0M RAUM · 3 reps · 813-491-1593 · goldenroadadvisors.com
Financial planning software
58
103 ADVISORY GROUP reports 26-50 financial-planning clients, up from 11-25. IAPD ↗
$224.8M RAUM · 3 reps · 312-543-8759 · 103advisory.com
Financial planning software
58
DMLO WEALTH PLANNING, LLC reports 26-50 financial-planning clients, up from 11-25. IAPD ↗
$21.9M RAUM · 4 reps · (502) 813-2100 · dmlowealthplanning.com
Financial planning software
58
RPR FINANCIAL reports 26-50 financial-planning clients, up from 11-25. IAPD ↗
$128.8M RAUM · 3 reps · 913-274-1452 · rprfinancial.com
Financial planning software
58
CROWN POINT WEALTH ADVISORS reports 26-50 financial-planning clients, up from 11-25. IAPD ↗
$141.5M RAUM · 3 reps · 541-386-2792
Financial planning software
58
DAUS FINANCIAL GROUP, LLC reports 1-10 financial-planning clients, up from 0. IAPD ↗
$211.0M RAUM · 2 reps · (269) 321-7472
Financial planning software
58
POLARIS INVESTMENT ADVISORS, LLC reports 1-10 financial-planning clients, up from 0. IAPD ↗
$178.4M RAUM · 2 reps · (508) 481-2299 · polarisadv.com
Financial planning software
58
CENTERPOINT ADVISORY GROUP, LLC reports 1-10 financial-planning clients, up from 0. IAPD ↗
$236.8M RAUM · 5 reps · 913-685-3001 · centerpointadvisory.com
Financial planning software
58
CORNERSTONE FINANCIAL GROUP reports 1-10 financial-planning clients, up from 0. IAPD ↗
$183.8M RAUM · 5 reps · 920-832-3821 · cfgwi.com
Financial planning software
58
FLAX POND CAPITAL, LLC reports 101-250 financial-planning clients, up from 51-100. IAPD ↗
$172.8M RAUM · 1 reps · 508-548-2218 · flaxpondcapital.com
Financial planning software
58
ELEVATION WEALTH PARTNERS LLC reports 1-10 financial-planning clients, up from 0. IAPD ↗
$190.6M RAUM · 2 reps · (561) 491-0518 · elevationwealthpartners.net
Financial planning software
58
LAKESHORE CAPITAL GROUP, INC. reports 1-10 financial-planning clients, up from 0. IAPD ↗
$153.2M RAUM · 2 reps · 847-701-0400 · thelakeshorecapitalgroup.com
Financial planning software
58
WILLOW reports 1-10 financial-planning clients, up from 0. IAPD ↗
$110.1M RAUM · 5 reps · (479) 709-3949 · willowfinancialnwa.com
Financial planning software
58
STIRLING FINANCIAL GROUP reports 1-10 financial-planning clients, up from 0. IAPD ↗
$152.4M RAUM · 1 reps · 619-435-1210 · stirlingfinancialgroup.com
Financial planning software
58
MAIN ADVISORY, INC. reports 1-10 financial-planning clients, up from 0. IAPD ↗
$128.2M RAUM · 2 reps · (724) 731-0173 · mainadvisory.com
Financial planning software
58
FINANCIAL SCAFFOLDING, LLC reports 1-10 financial-planning clients, up from 0. IAPD ↗
$0 RAUM · 1 reps · 734 4505711 · financial-scaffolding.com
Financial planning software
58
WAYSTONE ADVISORS LLC reports 51-100 financial-planning clients, up from 26-50. IAPD ↗
$136.1M RAUM · 4 reps · (425) 484-0045 · waystoneadvisors.com
Financial planning software
58
ARIMATHEA reports 1-10 financial-planning clients, up from 0. IAPD ↗
$2.7M RAUM · 3 reps · 707-813-7070 · arimatheainvesting.com
Financial planning software
58
ROXBURY FINANCIAL reports 1-10 financial-planning clients, up from 0. IAPD ↗
$141.5M RAUM · 2 reps · 973-928-7181 · roxburyfinancial.com
Financial planning software
58
THE LIFE WEALTH GROUP reports 1-10 financial-planning clients, up from 0. IAPD ↗
$177.7M RAUM · 9 reps · 407-299-4129 · thelifewealthgroup.com
Financial planning software
58
LOOMIS CAPITAL MANAGEMENT reports 1-10 financial-planning clients, up from 0. IAPD ↗
$197.6M RAUM · 1 reps · 203-249-6431 · loomiscapitalmanagement.com
Financial planning software
58
BEACON CAPITAL ADVISORY GROUP reports 1-10 financial-planning clients, up from 0. IAPD ↗
$151.7M RAUM · 2 reps · 877-801-2322
Financial planning software
58
ALIGN FINANCIAL ADVISORS, LLC reports 1-10 financial-planning clients, up from 0. IAPD ↗
$39.5M RAUM · 3 reps · 214-519-8750 · alignfinancialadvisors.com
Financial planning software
31
WEALTH SOLUTIONS USA, LLC reports 11-25 financial-planning clients, up from 0. IAPD ↗foreign
$0 RAUM · 10 reps · 34 91 561 3420
Financial planning software
new office — 154 Count of additional offices increased.
55
EDWARD JONES added office(s): 15075 -> 15321 additional locations. IAPD ↗
$824.99B RAUM · 22226 reps · 314-515-2000 · edwardjones.ca
Office IT & facilitiesCRMRecruiting & transitions
55
NORTHERN TRUST SECURITIES, INC added office(s): 20 -> 24 additional locations. IAPD ↗
$1.28B RAUM · 62 reps · 312-557-2000 · northerntrust.com
Office IT & facilitiesCRMRecruiting & transitions
55
FLAGSTAR ADVISORS, INC. added office(s): 16 -> 17 additional locations. IAPD ↗
$1.16B RAUM · 47 reps · 646-822-1475
Office IT & facilitiesCRMRecruiting & transitions
55
CREATIVE PLANNING added office(s): 79 -> 102 additional locations. IAPD ↗
$217.40B RAUM · 1319 reps · (866) 909-5148
Office IT & facilitiesCRMRecruiting & transitions
55
CLEARSTEAD; HARTLAND & CO., LLC; CLEARSTEAD ADVISORY SOLUTIONS added office(s): 8 -> 9 additional locations. IAPD ↗
$22.37B RAUM · 80 reps · 216-621-1090 · clearsteadinvestmentforum.buzzsprout.com
Office IT & facilitiesCRMRecruiting & transitions
55
TRANSAMERICA RETIREMENT ADVISORS, LLC added office(s): 53 -> 158 additional locations. IAPD ↗
$16.16B RAUM · 159 reps · 866-368-0566 · transamerica.com
Office IT & facilitiesCRMRecruiting & transitions
55
INTELLICENTS INVESTMENT SOLUTIONS INC added office(s): 8 -> 9 additional locations. IAPD ↗
$6.01B RAUM · 36 reps · 507-377-2919
Office IT & facilitiesCRMRecruiting & transitions
55
ALTFEST PERSONAL WEALTH MANAGEMENT added office(s): 0 -> 1 additional locations. IAPD ↗
$1.62B RAUM · 19 reps · 212-406-0850
Office IT & facilitiesCRMRecruiting & transitions
55
COOKSON PEIRCE WEALTH MANAGEMENT added office(s): 2 -> 3 additional locations. IAPD ↗
$1.92B RAUM · 16 reps · 412-471-5320 · cooksonpeirce.com
Office IT & facilitiesCRMRecruiting & transitions
55
CONSOLIDATED PORTFOLIO REVIEW CORP added office(s): 22 -> 24 additional locations. IAPD ↗
$1.29B RAUM · 28 reps · 631-845-5100 · wwww.financialresourcesinc.com
Office IT & facilitiesCRMRecruiting & transitions
55
SAX WEALTH ADVISORS, LLC added office(s): 6 -> 9 additional locations. IAPD ↗
$2.44B RAUM · 24 reps · 973-859-2199
Office IT & facilitiesCRMRecruiting & transitions
55
PINKERTON WEALTH PARTNERS added office(s): 3 -> 4 additional locations. IAPD ↗
$1.25B RAUM · 17 reps · 800-634-2008
Office IT & facilitiesCRMRecruiting & transitions
55
INVESTMENT MANAGEMENT GROUP added office(s): 8 -> 9 additional locations. IAPD ↗
$5.07B RAUM · 21 reps · 406-655-3960
Office IT & facilitiesCRMRecruiting & transitions
55
SCS CAPITAL MANAGEMENT LLC added office(s): 4 -> 9 additional locations. IAPD ↗
$39.64B RAUM · 78 reps · 617-204-6400
Office IT & facilitiesCRMRecruiting & transitions
55
TFO WEALTH PARTNERS added office(s): 8 -> 9 additional locations. IAPD ↗
$4.85B RAUM · 55 reps · 419-891-9999 · tfowealth.com
Office IT & facilitiesCRMRecruiting & transitions
55
PROSPERITY - AN EISNERAMPER COMPANY added office(s): 8 -> 9 additional locations. IAPD ↗
$2.91B RAUM · 46 reps · 410-363-7211 · prosperityconsult.com
Office IT & facilitiesCRMRecruiting & transitions
55
WEST FINANCIAL SERVICES, INC. added office(s): 0 -> 1 additional locations. IAPD ↗
$2.57B RAUM · 22 reps · 703-847-2500 · westfinancial.com
Office IT & facilitiesCRMRecruiting & transitions
55
BEAR CREEK ASSET MANAGEMENT, LLC added office(s): 0 -> 1 additional locations. IAPD ↗
$7.46B RAUM · 8 reps · 303-459-7333 · bearcreekam.com
Office IT & facilitiesCRMRecruiting & transitions
55
MERIT FINANCIAL ADVISORS added office(s): 47 -> 59 additional locations. IAPD ↗
$10.58B RAUM · 144 reps · 678-867-7050 · meritfa.com
Office IT & facilitiesCRMRecruiting & transitions
55
SEACREST WEALTH MANAGEMENT, LLC added office(s): 26 -> 27 additional locations. IAPD ↗
$1.56B RAUM · 42 reps · 914-502-1900 · stantongwp.com
Office IT & facilitiesCRMRecruiting & transitions
55
AVIOR WEALTH MANAGEMENT, LLC added office(s): 14 -> 15 additional locations. IAPD ↗
$5.08B RAUM · 113 reps · 402-218-4064
Office IT & facilitiesCRMRecruiting & transitions
55
TRAJAN WEALTH, L.L.C. added office(s): 28 -> 37 additional locations. IAPD ↗
$1.97B RAUM · 38 reps · 480-990-3300
Office IT & facilitiesCRMRecruiting & transitions
55
NORTHROCK PARTNERS, LLC added office(s): 8 -> 10 additional locations. IAPD ↗
$6.60B RAUM · 50 reps · (612) 367-8800 · facebook.comhttps
Office IT & facilitiesCRMRecruiting & transitions
55
CABLE HILL PARTNERS, LLC added office(s): 0 -> 1 additional locations. IAPD ↗
$1.98B RAUM · 17 reps · (888) 313-0417 · cablehill.com
Office IT & facilitiesCRMRecruiting & transitions
55
REVISOR WEALTH MANAGEMENT LLC added office(s): 1 -> 2 additional locations. IAPD ↗
$1.72B RAUM · 6 reps · 330-864-9516
Office IT & facilitiesCRMRecruiting & transitions
55
CLEAR CREEK FINANCIAL MANAGEMENT, LLC added office(s): 24 -> 30 additional locations. IAPD ↗
$1.47B RAUM · 46 reps · (360) 308-8239 · jackthomasfinancial.com
Office IT & facilitiesCRMRecruiting & transitions
55
ONE WEALTH ADVISORS, LLC added office(s): 0 -> 1 additional locations. IAPD ↗
$1.05B RAUM · 12 reps · (415) 729-1770 · onewealth.net
Office IT & facilitiesCRMRecruiting & transitions
55
ONE WEALTH MAP, LLC added office(s): 4 -> 5 additional locations. IAPD ↗
$1.10B RAUM · 6 reps · 702-470-2660
Office IT & facilitiesCRMRecruiting & transitions
55
PROWELL FINANCIAL MANAGEMENT, LLC added office(s): 0 -> 1 additional locations. IAPD ↗
$8.09B RAUM · 3 reps · 484-359-4057 · prowell-financial.com
Office IT & facilitiesCRMRecruiting & transitions
55
LEXAURUM ADVISORS added office(s): 19 -> 20 additional locations. IAPD ↗
$1.01B RAUM · 30 reps · 913-261-9316 · kowitzfinancialgroup.com
Office IT & facilitiesCRMRecruiting & transitions
55
LEO WEALTH, LLC added office(s): 7 -> 8 additional locations. IAPD ↗
$1.52B RAUM · 29 reps · 817-354-1090
Office IT & facilitiesCRMRecruiting & transitions
55
STRATEGIC WEALTH GROUP added office(s): 7 -> 9 additional locations. IAPD ↗
$1.04B RAUM · 19 reps · 952-843-4944 · saltf.com
Office IT & facilitiesCRMRecruiting & transitions
55
EVERSOURCE WEALTH ADVISORS, LLC added office(s): 25 -> 27 additional locations. IAPD ↗
$2.69B RAUM · 40 reps · 205-982-5515 · clarionwealth.com
Office IT & facilitiesCRMRecruiting & transitions
55
VIDENT ASSET MANAGEMENT added office(s): 4 -> 5 additional locations. IAPD ↗
$8.99B RAUM · 6 reps · 404-267-1501 · videntam.com
Office IT & facilitiesCRMRecruiting & transitions
55
PROCYON added office(s): 5 -> 11 additional locations. IAPD ↗
$7.77B RAUM · 34 reps · (475) 232-2704
Office IT & facilitiesCRMRecruiting & transitions
55
CWS FINANCIAL ADVISORS LLC added office(s): 0 -> 1 additional locations. IAPD ↗
$1.20B RAUM · 5 reps · (269) 349-4600 · cwsfas.com
Office IT & facilitiesCRMRecruiting & transitions
55
KMG FIDUCIARY PARTNERS, LLC added office(s): 4 -> 8 additional locations. IAPD ↗
$1.60B RAUM · 10 reps · (419) 517-8040 · kmgfiduciarypartners.com
Office IT & facilitiesCRMRecruiting & transitions
55
BLEAKLEY FINANCIAL GROUP, LLC added office(s): 20 -> 22 additional locations. IAPD ↗
$9.18B RAUM · 152 reps · (973) 575-4180
Office IT & facilitiesCRMRecruiting & transitions
55
SAPIENT CAPITAL LLC added office(s): 2 -> 3 additional locations. IAPD ↗
$11.44B RAUM · 22 reps · (317) 719-0157 · sapientcapital.com
Office IT & facilitiesCRMRecruiting & transitions
55
ASTRA WEALTH MANAGEMENT GROUP added office(s): 0 -> 2 additional locations. IAPD ↗
$1.30B RAUM · 10 reps · 972-464-1571
Office IT & facilitiesCRMRecruiting & transitions
53
THOR WEALTH MANAGEMENT INC added office(s): 0 -> 1 additional locations. IAPD ↗
$557.7M RAUM · 8 reps · 513-271-6777
Office IT & facilitiesCRMRecruiting & transitions
53
KUTSCHER BENNER BARSNESS & STEVENS, INC. added office(s): 0 -> 6 additional locations. IAPD ↗
$550.8M RAUM · 6 reps · 206-462-6100 · krbfinancial.com
Office IT & facilitiesCRMRecruiting & transitions
53
BOURNE LENT ASSET MANAGAMENT, INC. added office(s): 1 -> 4 additional locations. IAPD ↗
$303.2M RAUM · 3 reps · 845-855-1590 · bournelent.com
Office IT & facilitiesCRMRecruiting & transitions
53
ASTORIA STRATEGIC WEALTH, INC. added office(s): 6 -> 7 additional locations. IAPD ↗
$420.3M RAUM · 8 reps · 888.321.7374
Office IT & facilitiesCRMRecruiting & transitions
53
DEW WEALTH MANAGEMENT added office(s): 9 -> 11 additional locations. IAPD ↗
$293.9M RAUM · 21 reps · 480-614-9119
Office IT & facilitiesCRMRecruiting & transitions
53
AMERICAN MONEY MANAGEMENT, LLC added office(s): 3 -> 4 additional locations. IAPD ↗
$734.0M RAUM · 10 reps · 858-755-0909 · americanmoneymanagement.com
Office IT & facilitiesCRMRecruiting & transitions
53
WEBSTERROGERS FINANCIAL ADVISORS, LLC added office(s): 1 -> 2 additional locations. IAPD ↗
$371.8M RAUM · 7 reps · 843-665-6321 · wrfasc.com
Office IT & facilitiesCRMRecruiting & transitions
53
PRIVATE WEALTH GROUP, LLC added office(s): 0 -> 1 additional locations. IAPD ↗
$281.8M RAUM · 2 reps · 813-226-1900
Office IT & facilitiesCRMRecruiting & transitions
53
DISCIPLINED EQUITY MANAGEMENT, INC. added office(s): 1 -> 2 additional locations. IAPD ↗
$389.7M RAUM · 2 reps · (904) 222-0280 · demgt.com
Office IT & facilitiesCRMRecruiting & transitions
53
UHLER VERTICH WHITE ADVISORS added office(s): 0 -> 1 additional locations. IAPD ↗
$466.8M RAUM · 5 reps · 239-936-6300
Office IT & facilitiesCRMRecruiting & transitions
53
KEYES, STANGE & WOOTEN WEALTH MANAGEMENT, LLC added office(s): 1 -> 2 additional locations. IAPD ↗
$350.1M RAUM · 5 reps · 386-253-1980 · kswwealthmanagement.com
Office IT & facilitiesCRMRecruiting & transitions
53
STRATEGIC INVESTMENT SOLUTIONS, INC. added office(s): 4 -> 5 additional locations. IAPD ↗
$910.0M RAUM · 12 reps · 708-645-8820 · sisfp.com
Office IT & facilitiesCRMRecruiting & transitions
53
PRECISION FINANCIAL SERVICES added office(s): 3 -> 4 additional locations. IAPD ↗
$367.7M RAUM · 11 reps · 973-927-6300 · precisionfinancialservices.com
Office IT & facilitiesCRMRecruiting & transitions
53
SUMMIT PLACE FINANCIAL ADVISORS, LLC added office(s): 3 -> 4 additional locations. IAPD ↗
$256.4M RAUM · 4 reps · 908-517-5880
Office IT & facilitiesCRMRecruiting & transitions
53
BLUEPRINT INVESTING LLC added office(s): 0 -> 1 additional locations. IAPD ↗
$346.6M RAUM · 2 reps · 415-963-9815 · blueprintinvest.com
Office IT & facilitiesCRMRecruiting & transitions
53
FINANCIAL ENHANCEMENT GROUP added office(s): 4 -> 5 additional locations. IAPD ↗
$831.5M RAUM · 18 reps · 765-640-1524
Office IT & facilitiesCRMRecruiting & transitions
53
FSA INVESTMENT GROUP, LLC added office(s): 5 -> 6 additional locations. IAPD ↗
$709.5M RAUM · 9 reps · (850) 696-1550
Office IT & facilitiesCRMRecruiting & transitions
53
PROVIDER FINANCIAL, INC. added office(s): 0 -> 1 additional locations. IAPD ↗
$281.0M RAUM · 2 reps · (317)706-0890 · provider-financial.com
Office IT & facilitiesCRMRecruiting & transitions
53
PROFESSIONAL FINANCIAL ADVISORS, LLC added office(s): 4 -> 6 additional locations. IAPD ↗
$614.1M RAUM · 6 reps · 308-534-8210
Office IT & facilitiesCRMRecruiting & transitions
53
SUNPOINTE INVESTMENTS added office(s): 3 -> 4 additional locations. IAPD ↗
$559.2M RAUM · 9 reps · (314) 880-0821 · sunpointeinvestments.com
Office IT & facilitiesCRMRecruiting & transitions
53
HOWARD BAILEY SECURITIES, LLC added office(s): 3 -> 4 additional locations. IAPD ↗
$463.3M RAUM · 14 reps · 260-482-9559
Office IT & facilitiesCRMRecruiting & transitions
53
GOLDEN RESERVE RETIREMENT, LLC added office(s): 16 -> 41 additional locations. IAPD ↗
$310.9M RAUM · 17 reps · 855-456-4777 · goldenreserve.com
Office IT & facilitiesCRMRecruiting & transitions
53
SILVER GROVE ADVISORY SERVICES added office(s): 8 -> 9 additional locations. IAPD ↗
$256.4M RAUM · 16 reps · 716-800-4291 · silvergrovegroup.com
Office IT & facilitiesCRMRecruiting & transitions
53
IRONBRIDGE PRIVATE WEALTH, LLC added office(s): 0 -> 1 additional locations. IAPD ↗
$314.8M RAUM · 4 reps · 512-327-8901
Office IT & facilitiesCRMRecruiting & transitions
53
MRA ADVISORY GROUP added office(s): 3 -> 4 additional locations. IAPD ↗
$293.6M RAUM · 8 reps · 844.672.7623
Office IT & facilitiesCRMRecruiting & transitions
53
INVICTA FINANCIAL GROUP added office(s): 5 -> 6 additional locations. IAPD ↗
$251.0M RAUM · 10 reps · 928-344-8000 · invictafg.com
Office IT & facilitiesCRMRecruiting & transitions
53
LIBRA WEALTH LLC added office(s): 4 -> 6 additional locations. IAPD ↗
$473.7M RAUM · 4 reps · (408) 721-1633 · librawealth.com
Office IT & facilitiesCRMRecruiting & transitions
53
LIFEWORKS ADVISORS, LLC added office(s): 24 -> 29 additional locations. IAPD ↗
$742.3M RAUM · 33 reps · (616) 200-6512 · brightadvisers.com
Office IT & facilitiesCRMRecruiting & transitions
53
COMPASS ADVISORS added office(s): 0 -> 1 additional locations. IAPD ↗
$644.1M RAUM · 5 reps · (516) 938-2400 · compassadvisors.com
Office IT & facilitiesCRMRecruiting & transitions
53
MA PRIVATE WEALTH, LLC added office(s): 1 -> 2 additional locations. IAPD ↗
$584.1M RAUM · 5 reps · (650) 232-2021 · maprivatewealth.com
Office IT & facilitiesCRMRecruiting & transitions
53
4J WEALTH MANAGEMENT, LLC added office(s): 3 -> 5 additional locations. IAPD ↗
$294.1M RAUM · 4 reps · (703) 566-9573
Office IT & facilitiesCRMRecruiting & transitions
53
SANDBOX FINANCIAL PARTNERS, LLC added office(s): 3 -> 4 additional locations. IAPD ↗
$575.2M RAUM · 8 reps · (301) 214-4190
Office IT & facilitiesCRMRecruiting & transitions
53
PRECISION WEALTH STRATEGIES, LLC added office(s): 1 -> 2 additional locations. IAPD ↗
$386.3M RAUM · 7 reps · 314-994-6460 · precisionwealthstrategies.com
Office IT & facilitiesCRMRecruiting & transitions
53
TURNING POINT FINANCIAL added office(s): 1 -> 2 additional locations. IAPD ↗
$310.0M RAUM · 16 reps · 301-846-9336 · tpfinancial.com
Office IT & facilitiesCRMRecruiting & transitions
53
BOOKENDS FINANCIAL PLANNING added office(s): 3 -> 4 additional locations. IAPD ↗
$289.0M RAUM · 5 reps · 317-859-2502
Office IT & facilitiesCRMRecruiting & transitions
53
STORGE added office(s): 0 -> 1 additional locations. IAPD ↗
$720.7M RAUM · 3 reps · 7859692515 · storgepartners.com
Office IT & facilitiesCRMRecruiting & transitions
53
APRICUS WEALTH LLC added office(s): 0 -> 4 additional locations. IAPD ↗
$272.4M RAUM · 4 reps · 610-329-4899 · apricuswealth.com
Office IT & facilitiesCRMRecruiting & transitions
53
NORTHSTAR ADVISORY GROUP, LLC added office(s): 2 -> 3 additional locations. IAPD ↗
$334.4M RAUM · 3 reps · 833-226-0400 · thenorthstaradvisorygroup.com
Office IT & facilitiesCRMRecruiting & transitions
53
SAFEGUARD WEALTH MANAGEMENT added office(s): 6 -> 7 additional locations. IAPD ↗
$601.0M RAUM · 4 reps · 920-544-0576 · safeguardinvest.com
Office IT & facilitiesCRMRecruiting & transitions
53
CORNERSTONE PLANNING GROUP added office(s): 4 -> 6 additional locations. IAPD ↗
$650.0M RAUM · 15 reps · 973-487-3220 · cspgllc.com
Office IT & facilitiesCRMRecruiting & transitions
53
FIVE OCEANS ADVISORS added office(s): 2 -> 3 additional locations. IAPD ↗
$408.1M RAUM · 4 reps · (310) 507-9180
Office IT & facilitiesCRMRecruiting & transitions
53
VANCE WEALTH added office(s): 2 -> 3 additional locations. IAPD ↗
$736.1M RAUM · 11 reps · 888-775-0950
Office IT & facilitiesCRMRecruiting & transitions
53
ROOTED WEALTH ADVISORS added office(s): 5 -> 6 additional locations. IAPD ↗
$318.3M RAUM · 7 reps · 866.766.8332 · retirerwa.com
Office IT & facilitiesCRMRecruiting & transitions
53
CLARENDON PRIVATE LLC added office(s): 1 -> 2 additional locations. IAPD ↗
$344.3M RAUM · 4 reps · (617) 927 7999
Office IT & facilitiesCRMRecruiting & transitions
53
CARR FINANCIAL GROUP added office(s): 3 -> 4 additional locations. IAPD ↗
$648.4M RAUM · 5 reps · (508) 795-0264 · carrfinancial.com
Office IT & facilitiesCRMRecruiting & transitions
53
MAINSAIL FINANCIAL GROUP added office(s): 0 -> 1 additional locations. IAPD ↗
$268.2M RAUM · 3 reps · (425) 502-7693
Office IT & facilitiesCRMRecruiting & transitions
53
SCHAMBERGER, GREYLAK & UTTERBACK WEALTH MANAGEMENT, LLC added office(s): 2 -> 3 additional locations. IAPD ↗
$272.4M RAUM · 5 reps · 608-784-9100
Office IT & facilitiesCRMRecruiting & transitions
53
ETHOS FINANCIAL GROUP, LLC added office(s): 5 -> 6 additional locations. IAPD ↗
$913.9M RAUM · 20 reps · 484-889-7270 · ethosfg.com
Office IT & facilitiesCRMRecruiting & transitions
53
BASE WEALTH MANAGEMENT added office(s): 1 -> 2 additional locations. IAPD ↗
$269.9M RAUM · 6 reps · 941-203-6040
Office IT & facilitiesCRMRecruiting & transitions
53
AURELIUS FAMILY OFFICE, LLC added office(s): 4 -> 5 additional locations. IAPD ↗
$265.9M RAUM · 5 reps · 603-413-6060
Office IT & facilitiesCRMRecruiting & transitions
53
UPTICK PARTNERS, LLC added office(s): 2 -> 3 additional locations. IAPD ↗
$688.1M RAUM · 7 reps · (936) 800-0800
Office IT & facilitiesCRMRecruiting & transitions
53
MCCARTHY & COX RETIREMENT & ESTATE SPECIALISTS LLC added office(s): 0 -> 1 additional locations. IAPD ↗
$641.8M RAUM · 8 reps · 937-644-0351
Office IT & facilitiesCRMRecruiting & transitions
53
PITCAIRN WEALTH ADVISORS LLC added office(s): 8 -> 9 additional locations. IAPD ↗
$775.8M RAUM · 2 reps · 215-881-6144 · pitcairn.com
Office IT & facilitiesCRMRecruiting & transitions
50
UMB FINANCIAL SERVICES, INC. added office(s): 14 -> 15 additional locations. IAPD ↗
$3.1M RAUM · 51 reps · 816-842-2222 · umb.com
Office IT & facilitiesCRMRecruiting & transitions
50
SETCHFIELD ASSET MANAGEMENT added office(s): 0 -> 1 additional locations. IAPD ↗
$171.0M RAUM · 1 reps · 303-627-1099 · setchfieldassociates.com
Office IT & facilitiesCRMRecruiting & transitions
50
KCD FINANCIAL, INC. added office(s): 15 -> 17 additional locations. IAPD ↗
$182.6M RAUM · 27 reps · 920-347-3400 · kcdfinancial.com
Office IT & facilitiesCRMRecruiting & transitions
50
U.S. WEALTH GROUP, LLC added office(s): 0 -> 1 additional locations. IAPD ↗
$154.3M RAUM · 1 reps · 516-682-9800
Office IT & facilitiesCRMRecruiting & transitions
50
FINANCIAL INSTITUTION SERVICES, LLC added office(s): 0 -> 1 additional locations. IAPD ↗
$220.4M RAUM · 2 reps · 248-661-8190 · adviceman.net
Office IT & facilitiesCRMRecruiting & transitions
50
CHELSEA ADVISORY SERVICES, INC added office(s): 18 -> 21 additional locations. IAPD ↗
$126.9M RAUM · 22 reps · 718-967-8400 · chfs.com
Office IT & facilitiesCRMRecruiting & transitions
50
BANKPLUS WEALTH ADVISORS added office(s): 0 -> 2 additional locations. IAPD ↗
$186.1M RAUM · 13 reps · 601-607-4290 · bankplus.net
Office IT & facilitiesCRMRecruiting & transitions
50
DELPHINUS FINANCIAL ADVISORS, LLC added office(s): 1 -> 2 additional locations. IAPD ↗
$132.6M RAUM · 2 reps · 781-780-2439 · delphinusfa.com
Office IT & facilitiesCRMRecruiting & transitions
50
WELCY CAPITAL ADVISORS LLC added office(s): 0 -> 1 additional locations. IAPD ↗
$171.4M RAUM · 3 reps · 786.353.0036 · welcycap.com
Office IT & facilitiesCRMRecruiting & transitions
50
EMPIRIC INSTITUTIONAL added office(s): 0 -> 1 additional locations. IAPD ↗
$8.2M RAUM · 3 reps · 512-583-0160 · empiricinstitutional.com
Office IT & facilitiesCRMRecruiting & transitions
50
VALUE INVESTMENT PROFESSIONALS, LLC added office(s): 3 -> 4 additional locations. IAPD ↗
$141.9M RAUM · 4 reps · 646-383-7757 · valueinvestmentprofessionals.com
Office IT & facilitiesCRMRecruiting & transitions
50
CAPITAL CITY WEALTH MANAGEMENT, INC. added office(s): 1 -> 2 additional locations. IAPD ↗
$126.0M RAUM · 3 reps · (701) 250-7220
Office IT & facilitiesCRMRecruiting & transitions
50
SANDY MORRIS FINANCIAL & ESTATE PLANNING SERVICES, LLC added office(s): 0 -> 1 additional locations. IAPD ↗
$152.0M RAUM · 6 reps · 813-443-0879
Office IT & facilitiesCRMRecruiting & transitions
50
DIPSEA CAPITAL, LLC added office(s): 0 -> 1 additional locations. IAPD ↗
$103.0M RAUM · 3 reps · 415-925-9022 · dipseacapital.com
Office IT & facilitiesCRMRecruiting & transitions
50
APTUS FINANCIAL, LLC added office(s): 9 -> 10 additional locations. IAPD ↗
$0 RAUM · 10 reps · 501-907-1993
Office IT & facilitiesCRMRecruiting & transitions
50
PEAK WEALTH MANAGEMENT LLC added office(s): 0 -> 4 additional locations. IAPD ↗
$137.7M RAUM · 3 reps · 603-488-2476
Office IT & facilitiesCRMRecruiting & transitions
50
CROSS STATE FINANCIAL GROUP LLC added office(s): 7 -> 8 additional locations. IAPD ↗
$166.8M RAUM · 9 reps · 800-621-6974
Office IT & facilitiesCRMRecruiting & transitions
50
ST. JAMES INVESTMENT ADVISORS, LLC added office(s): 0 -> 1 additional locations. IAPD ↗
$46.5M RAUM · 4 reps · (631) 979-6520 · stjamesia.com
Office IT & facilitiesCRMRecruiting & transitions
50
SMITH BRUER ADVISORS added office(s): 1 -> 2 additional locations. IAPD ↗
$198.2M RAUM · 5 reps · 850-877-0803 · smithbruer.com
Office IT & facilitiesCRMRecruiting & transitions
50
TREEHOUSE WEALTH ADVISORS added office(s): 0 -> 1 additional locations. IAPD ↗
$184.8M RAUM · 3 reps · 415-887-1416
Office IT & facilitiesCRMRecruiting & transitions
50
AVANT FINANCIAL ADVISORS added office(s): 1 -> 2 additional locations. IAPD ↗
$158.5M RAUM · 2 reps · 512-910-2467
Office IT & facilitiesCRMRecruiting & transitions
50
ACCESS SOFTEK ADVISORY SERVICES added office(s): 3 -> 4 additional locations. IAPD ↗
$6.3M RAUM · 4 reps · 510-848-0606 · accesssoftek.com
Office IT & facilitiesCRMRecruiting & transitions
50
SPYRNAL FINANCIAL GROUP added office(s): 0 -> 1 additional locations. IAPD ↗
$117.9M RAUM · 2 reps · 239.282.2835
Office IT & facilitiesCRMRecruiting & transitions
50
THOMPSON CAPITAL MANAGEMENT, LLC added office(s): 1 -> 2 additional locations. IAPD ↗
$183.1M RAUM · 3 reps · (312) 278 1003 · thompsoncm.com
Office IT & facilitiesCRMRecruiting & transitions
50
WHARTON MIDMARKET INVESTMENT ADVISORS INC added office(s): 0 -> 1 additional locations. IAPD ↗
$222.4M RAUM · 2 reps · 2036069696
Office IT & facilitiesCRMRecruiting & transitions
50
CAPITAL CS GROUP, LLC added office(s): 0 -> 3 additional locations. IAPD ↗
$175.4M RAUM · 3 reps · 949-447-5405
Office IT & facilitiesCRMRecruiting & transitions
50
FOREFRONT added office(s): 3 -> 4 additional locations. IAPD ↗
$239.8M RAUM · 7 reps · 512-617-1984
Office IT & facilitiesCRMRecruiting & transitions
50
ELEVATION ADVISORY PARTNERS LLC added office(s): 1 -> 3 additional locations. IAPD ↗
$205.8M RAUM · 7 reps · 913-827-4588 · harrisoncapitalmanagement.com
Office IT & facilitiesCRMRecruiting & transitions
50
ELEVATION WEALTH MANAGEMENT added office(s): 0 -> 2 additional locations. IAPD ↗
$113.4M RAUM · 2 reps · 952-905-3042
Office IT & facilitiesCRMRecruiting & transitions
50
WINCAP FINANCIAL LLC added office(s): 3 -> 4 additional locations. IAPD ↗
$153.3M RAUM · 5 reps · (617) 590-3250 · wincapfinancial.com
Office IT & facilitiesCRMRecruiting & transitions
50
TRUEWEALTH FINANCIAL PARTNERS added office(s): 0 -> 2 additional locations. IAPD ↗
$224.7M RAUM · 3 reps · 425-615-7360 · truewealthfp.com
Office IT & facilitiesCRMRecruiting & transitions
50
MARIDEA WEALTH MANAGEMENT added office(s): 8 -> 9 additional locations. IAPD ↗
$25.2M RAUM · 9 reps · 269-598-0939 · hartshornegroup.com
Office IT & facilitiesCRMRecruiting & transitions
50
ACCELERATE RETIREMENT added office(s): 12 -> 13 additional locations. IAPD ↗
$242.8M RAUM · 25 reps · 888-439-7071 · accelerateretirement.com
Office IT & facilitiesCRMRecruiting & transitions
50
NECTARINE added office(s): 25 -> 26 additional locations. IAPD ↗
$0 RAUM · 25 reps · (858) 779-0115 · hellonectarine.com
Office IT & facilitiesCRMRecruiting & transitions
50
WAYSTONE ADVISORS LLC added office(s): 2 -> 3 additional locations. IAPD ↗
$136.1M RAUM · 4 reps · (425) 484-0045 · waystoneadvisors.com
Office IT & facilitiesCRMRecruiting & transitions
50
BROADSTREET FAMILY OFFICE LLC added office(s): 1 -> 2 additional locations. IAPD ↗
$0 RAUM · 1 reps · (914) 427-8036 · broadstreetfamilyoffice.com
Office IT & facilitiesCRMRecruiting & transitions
50
CATALYST WEALTH MANAGEMENT LLC added office(s): 12 -> 13 additional locations. IAPD ↗
$47.7M RAUM · 14 reps · 832-657-7735 · catalystfg.com
Office IT & facilitiesCRMRecruiting & transitions
50
ZERO DAY CAPITAL ENTERPRISES LLC added office(s): 6 -> 9 additional locations. IAPD ↗
$35.2M RAUM · 10 reps · 702 271 3265 · zerodaycapital.com
Office IT & facilitiesCRMRecruiting & transitions
50
WHITWELL ADVISORS added office(s): 3 -> 6 additional locations. IAPD ↗
$112.6M RAUM · 6 reps · 512-766-7775
Office IT & facilitiesCRMRecruiting & transitions
50
OLD BRIDGE WEALTH, INC added office(s): 0 -> 1 additional locations. IAPD ↗
$38.7M RAUM · 3 reps · 347-723-8943 · oldbridgewealth.com
Office IT & facilitiesCRMRecruiting & transitions
50
PLUM POINTE WEALTH MANAGEMENT added office(s): 0 -> 1 additional locations. IAPD ↗
$206.7M RAUM · 2 reps · 401-228-8258
Office IT & facilitiesCRMRecruiting & transitions
45
INVESCO INVESTMENT ADVISERS LLC added office(s): 1 -> 4 additional locations. IAPD ↗institutional
$4.63B RAUM · 28 reps · 713-214-1919 · invesco.com
Office IT & facilitiesCRMRecruiting & transitions
45
KA FUND ADVISORS, LLC added office(s): 1 -> 2 additional locations. IAPD ↗institutional
$3.26B RAUM · 10 reps · 713-493-2020 · kaynefunds.com
Office IT & facilitiesCRMRecruiting & transitions
45
HOLBROOK HOLDINGS, INC. added office(s): 3 -> 4 additional locations. IAPD ↗institutional
$2.30B RAUM · 3 reps · 678-400-3980 · holbrookholdings.com
Office IT & facilitiesCRMRecruiting & transitions
43
PNC STEEL CITY ADVISORS, LLC added office(s): 2 -> 3 additional locations. IAPD ↗institutional
$532.3M RAUM · 15 reps · 312-454-2922
Office IT & facilitiesCRMRecruiting & transitions
40
TFG ASSET MANAGEMENT L.P. added office(s): 2 -> 3 additional locations. IAPD ↗fund
$19.69B RAUM · 54 reps · 212-359-7300
Office IT & facilitiesCRMRecruiting & transitions
40
RM ADVISER, LLC added office(s): 1 -> 2 additional locations. IAPD ↗institutional
$175.1M RAUM · 3 reps · 310-907-7129 · realtymogul.com (website for realty mogul, co., the parent company of rm adviser, llc)
Office IT & facilitiesCRMRecruiting & transitions
40
BOFA SECURITIES, INC. added office(s): 5 -> 6 additional locations. IAPD ↗institutional
$0 RAUM · 314 reps · 646-743-2734 · bofaml.com
Office IT & facilitiesCRMRecruiting & transitions
40
APERTURE INVESTORS, LLC added office(s): 2 -> 3 additional locations. IAPD ↗fund
$4.36B RAUM · 23 reps · 212-521-5180
Office IT & facilitiesCRMRecruiting & transitions
40
VESTED FINANCE added office(s): 0 -> 1 additional locations. IAPD ↗institutional
$0 RAUM · 7 reps · 310-895-3927 · vested.co.in
Office IT & facilitiesCRMRecruiting & transitions
40
QUADRATURE US INC. added office(s): 0 -> 1 additional locations. IAPD ↗fund
$14.28B RAUM · 89 reps · 646-224-7425
Office IT & facilitiesCRMRecruiting & transitions
38
PARAFI CAPITAL LP added office(s): 0 -> 1 additional locations. IAPD ↗fund
$945.0M RAUM · 8 reps · (203) 326-1321 · parafi.com
Office IT & facilitiesCRMRecruiting & transitions
38
CORTEN REAL ESTATE MANAGEMENT LLC added office(s): 2 -> 3 additional locations. IAPD ↗fund
$468.8M RAUM · 10 reps · 215-500-4950
Office IT & facilitiesCRMRecruiting & transitions
35
CAPITAL UNITED, LLC added office(s): 3 -> 4 additional locations. IAPD ↗fund
$0 RAUM · 0 reps · (424) 279-8308 · capunited.com
Office IT & facilitiesCRMRecruiting & transitions
35
STRATOS TECHNOLOGIES CAPITAL MANAGEMENT LLC added office(s): 0 -> 1 additional locations. IAPD ↗fund
$128.8M RAUM · 3 reps · 214-845-7254 · stratos.xyz
Office IT & facilitiesCRMRecruiting & transitions
35
TFJ MANAGEMENT, LLC added office(s): 0 -> 1 additional locations. IAPD ↗fund
$178.6M RAUM · 2 reps · 617-877-7752
Office IT & facilitiesCRMRecruiting & transitions
35
GATEMORE added office(s): 2 -> 3 additional locations. IAPD ↗fund
$213.7M RAUM · 4 reps · 1 212-251-6700 · gvpclimate.com
Office IT & facilitiesCRMRecruiting & transitions
25
7RIDGE LIMITED added office(s): 0 -> 2 additional locations. IAPD ↗foreign
$1.19B RAUM · 7 reps · +44 20 8148 1378 · 7ridge.com
Office IT & facilitiesCRMRecruiting & transitions
20
SWISS FINANCE MANAGEMENT INTERNATIONAL SA added office(s): 0 -> 1 additional locations. IAPD ↗foreign
$56.2M RAUM · 4 reps · 41797837160 · swissfim.com
Office IT & facilitiesCRMRecruiting & transitions
20
VIKING HARBOUR INVESTMENT SOLUTIONS LIMITED added office(s): 0 -> 1 additional locations. IAPD ↗foreign
$0 RAUM · 0 reps · 44 79 66916636
Office IT & facilitiesCRMRecruiting & transitions
20
UTI INVESTMENTS AMERICA LIMITED added office(s): 0 -> 1 additional locations. IAPD ↗foreign
$0 RAUM · 2 reps · 65 8499 0103
Office IT & facilitiesCRMRecruiting & transitions
headcount up — 147 Advisory representative count grew materially (>=20% or >=5 reps).
85
EDWARD JONES grew from 21219 to 22226 advisory reps. IAPD ↗
$824.99B RAUM · 22226 reps · 314-515-2000 · edwardjones.ca
CRMRecruiting & transitionsComplianceFinancial planning software
85
AEGIS CAPITAL CORP. grew from 63 to 90 advisory reps. IAPD ↗
$1.43B RAUM · 90 reps · 212-813-1010 · aegiscapcorp.com
CRMRecruiting & transitionsComplianceFinancial planning software
85
CITIZENS SECURITIES, INC. grew from 380 to 400 advisory reps. IAPD ↗
$9.19B RAUM · 400 reps · 1-800-942-8300 · citizensbank.com
CRMRecruiting & transitionsComplianceFinancial planning software
85
CREATIVE PLANNING grew from 1210 to 1319 advisory reps. IAPD ↗
$217.40B RAUM · 1319 reps · (866) 909-5148
CRMRecruiting & transitionsComplianceFinancial planning software
85
TRANSAMERICA RETIREMENT ADVISORS, LLC grew from 126 to 159 advisory reps. IAPD ↗
$16.16B RAUM · 159 reps · 866-368-0566 · transamerica.com
CRMRecruiting & transitionsComplianceFinancial planning software
85
FISHER INVESTMENTS grew from 1613 to 1869 advisory reps. IAPD ↗
$298.73B RAUM · 1869 reps · 800-851-8845
CRMRecruiting & transitionsComplianceFinancial planning software
85
SEQUOIA FINANCIAL GROUP, L.L.C. grew from 144 to 168 advisory reps. IAPD ↗
$23.03B RAUM · 168 reps · 330-375-9480
CRMRecruiting & transitionsComplianceFinancial planning software
85
SCS CAPITAL MANAGEMENT LLC grew from 45 to 78 advisory reps. IAPD ↗
$39.64B RAUM · 78 reps · 617-204-6400
CRMRecruiting & transitionsComplianceFinancial planning software
85
MERIT FINANCIAL ADVISORS grew from 117 to 144 advisory reps. IAPD ↗
$10.58B RAUM · 144 reps · 678-867-7050 · meritfa.com
CRMRecruiting & transitionsComplianceFinancial planning software
85
AVIOR WEALTH MANAGEMENT, LLC grew from 97 to 113 advisory reps. IAPD ↗
$5.08B RAUM · 113 reps · 402-218-4064
CRMRecruiting & transitionsComplianceFinancial planning software
85
FOCUS PARTNERS WEALTH, LLC grew from 730 to 765 advisory reps. IAPD ↗
$21.47B RAUM · 765 reps · 617-723-8200
CRMRecruiting & transitionsComplianceFinancial planning software
85
HOMRICH BERG grew from 80 to 95 advisory reps. IAPD ↗
$18.59B RAUM · 95 reps · 404-264-1400 · homrichbergfamilyoffice.com
CRMRecruiting & transitionsComplianceFinancial planning software
85
LRI INVESTMENTS grew from 12 to 29 advisory reps. IAPD ↗
$1.13B RAUM · 29 reps · 561-323-2265
CRMRecruiting & transitionsComplianceFinancial planning software
84
TCI WEALTH ADVISORS, INC. grew from 27 to 41 advisory reps. IAPD ↗
$4.09B RAUM · 41 reps · 520-733-1477
CRMRecruiting & transitionsComplianceFinancial planning software
82
CX INSTITUTIONAL, LLC grew from 47 to 59 advisory reps. IAPD ↗
$3.34B RAUM · 59 reps · 260-927-1830 · personalwealthpartners.com
CRMRecruiting & transitionsComplianceFinancial planning software
81
NORTHROCK PARTNERS, LLC grew from 39 to 50 advisory reps. IAPD ↗
$6.60B RAUM · 50 reps · (612) 367-8800 · facebook.comhttps
CRMRecruiting & transitionsComplianceFinancial planning software
81
CLEAR CREEK FINANCIAL MANAGEMENT, LLC grew from 35 to 46 advisory reps. IAPD ↗
$1.47B RAUM · 46 reps · (360) 308-8239 · jackthomasfinancial.com
CRMRecruiting & transitionsComplianceFinancial planning software
80
BROOKSTONE WEALTH ADVISORS, LLC grew from 225 to 244 advisory reps. IAPD ↗
$0 RAUM · 244 reps · 6306531400 · retirementwealthseminar.com
CRMRecruiting & transitionsComplianceFinancial planning software
80
KINGSVIEW WEALTH MANAGEMENT, LLC grew from 85 to 95 advisory reps. IAPD ↗
$6.75B RAUM · 95 reps · 312-870-6701
CRMRecruiting & transitionsComplianceFinancial planning software
79
SAX WEALTH ADVISORS, LLC grew from 15 to 24 advisory reps. IAPD ↗
$2.44B RAUM · 24 reps · 973-859-2199
CRMRecruiting & transitionsComplianceFinancial planning software
79
GOLDEN RESERVE RETIREMENT, LLC grew from 6 to 17 advisory reps. IAPD ↗
$310.9M RAUM · 17 reps · 855-456-4777 · goldenreserve.com
CRMRecruiting & transitionsComplianceFinancial planning software
79
THE NORDEN GROUP LLC grew from 12 to 21 advisory reps. IAPD ↗
$1.74B RAUM · 21 reps · 801-331-5511
CRMRecruiting & transitionsComplianceFinancial planning software
78
BRADLEY FOSTER & SARGENT INC grew from 17 to 25 advisory reps. IAPD ↗
$7.68B RAUM · 25 reps · 860-527-8050 · bfsinvest.com
CRMRecruiting & transitionsComplianceFinancial planning software
77
CORDA INVESTMENT MANAGEMENT, LLC grew from 18 to 25 advisory reps. IAPD ↗
$1.73B RAUM · 25 reps · 713-439-0665 · cordamanagement.com
CRMRecruiting & transitionsComplianceFinancial planning software
76
COOPER MCMANUS grew from 38 to 44 advisory reps. IAPD ↗
$2.56B RAUM · 44 reps · 800-516-5333
CRMRecruiting & transitionsComplianceFinancial planning software
76
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC grew from 118 to 124 advisory reps. IAPD ↗
$2.21B RAUM · 124 reps · 407-254-1500 · iaac.com
CRMRecruiting & transitionsComplianceFinancial planning software
76
ELWOOD & GOETZ grew from 18 to 26 advisory reps. IAPD ↗
$813.0M RAUM · 26 reps · 706-548-1025
CRMRecruiting & transitionsComplianceFinancial planning software
76
BANKERS LIFE ADVISORY SERVICES, INC. grew from 378 to 384 advisory reps. IAPD ↗
$1.94B RAUM · 384 reps · 844-553-9083 · bankerslife.com
CRMRecruiting & transitionsComplianceFinancial planning software
76
LIFEWORKS ADVISORS, LLC grew from 25 to 33 advisory reps. IAPD ↗
$742.3M RAUM · 33 reps · (616) 200-6512 · brightadvisers.com
CRMRecruiting & transitionsComplianceFinancial planning software
76
OCTAVIA WEALTH ADVISORS LLC grew from 28 to 34 advisory reps. IAPD ↗
$1.79B RAUM · 34 reps · (513) 762-7701
CRMRecruiting & transitionsComplianceFinancial planning software
75
INVESCO INVESTMENT ADVISERS LLC grew from 10 to 28 advisory reps. IAPD ↗institutional
$4.63B RAUM · 28 reps · 713-214-1919 · invesco.com
CRMRecruiting & transitionsComplianceFinancial planning software
75
PINKERTON WEALTH PARTNERS grew from 12 to 17 advisory reps. IAPD ↗
$1.25B RAUM · 17 reps · 800-634-2008
CRMRecruiting & transitionsComplianceFinancial planning software
75
B.O.S.S. RETIREMENT ADVISORS, LLC grew from 36 to 41 advisory reps. IAPD ↗
$1.06B RAUM · 41 reps · 801-990-5055 · getmorewithboss.com
CRMRecruiting & transitionsComplianceFinancial planning software
75
AWH FINANCIAL, LLC grew from 34 to 44 advisory reps. IAPD ↗
$0 RAUM · 44 reps · 610-660-4283
CRMRecruiting & transitionsComplianceFinancial planning software
75
TEAM HEWINS, LLC grew from 13 to 18 advisory reps. IAPD ↗
$3.43B RAUM · 18 reps · 650-620-3040 · teamhewins.com
CRMRecruiting & transitionsComplianceFinancial planning software
75
CORNERSTONE PLANNING GROUP grew from 8 to 15 advisory reps. IAPD ↗
$650.0M RAUM · 15 reps · 973-487-3220 · cspgllc.com
CRMRecruiting & transitionsComplianceFinancial planning software
75
PINE GROVE FINANCIAL GROUP grew from 8 to 13 advisory reps. IAPD ↗
$1.25B RAUM · 13 reps · 651 714 0323
CRMRecruiting & transitionsComplianceFinancial planning software
75
MORAN WEALTH MANAGEMENT, LLC grew from 26 to 31 advisory reps. IAPD ↗
$4.74B RAUM · 31 reps · 239-920-4440
CRMRecruiting & transitionsComplianceFinancial planning software
75
CONCURRENT INVESTMENT ADVISORS, LLC grew from 132 to 137 advisory reps. IAPD ↗
$6.26B RAUM · 137 reps · (813) 575-2652 · eaglecapadvisors.com
CRMRecruiting & transitionsComplianceFinancial planning software
75
SPARTAN WEALTH MANAGEMENT grew from 8 to 15 advisory reps. IAPD ↗
$406.6M RAUM · 15 reps · 248-297-6600 · spartanwealth.com
CRMRecruiting & transitionsComplianceFinancial planning software
74
FALCON WEALTH PLANNING, INC. grew from 18 to 22 advisory reps. IAPD ↗
$1.16B RAUM · 22 reps · 855-963-2526
CRMRecruiting & transitionsComplianceFinancial planning software
74
SAGE MOUNTAIN ADVISORS, LLC grew from 12 to 16 advisory reps. IAPD ↗
$3.36B RAUM · 16 reps · (404) 795-8361
CRMRecruiting & transitionsComplianceFinancial planning software
74
THE LIFE WEALTH GROUP grew from 0 to 9 advisory reps. IAPD ↗
$177.7M RAUM · 9 reps · 407-299-4129 · thelifewealthgroup.com
CRMRecruiting & transitionsComplianceFinancial planning software
73
GREENWOOD GEARHART INC. grew from 8 to 11 advisory reps. IAPD ↗
$1.64B RAUM · 11 reps · 479-521-5353 · greenwoodgearhart.com
CRMRecruiting & transitionsComplianceFinancial planning software
73
NADLER FINANCIAL GROUP, INC. grew from 13 to 16 advisory reps. IAPD ↗
$1.92B RAUM · 16 reps · 847-940-4040 · nadlerfinancial.com
CRMRecruiting & transitionsComplianceFinancial planning software
73
ONE WEALTH ADVISORS, LLC grew from 9 to 12 advisory reps. IAPD ↗
$1.05B RAUM · 12 reps · (415) 729-1770 · onewealth.net
CRMRecruiting & transitionsComplianceFinancial planning software
73
MIDWEST FINANCIAL PARTNERS grew from 6 to 9 advisory reps. IAPD ↗
$1.26B RAUM · 9 reps · 320-251-3752
CRMRecruiting & transitionsComplianceFinancial planning software
73
CHICAGO CAPITAL, LLC grew from 10 to 13 advisory reps. IAPD ↗
$4.48B RAUM · 13 reps · 312-429-2333
CRMRecruiting & transitionsComplianceFinancial planning software
73
CANOPY WEALTH MANAGEMENT grew from 10 to 13 advisory reps. IAPD ↗
$1.47B RAUM · 13 reps · 608-662-9018 · canopy-wealth.com
CRMRecruiting & transitionsComplianceFinancial planning software
72
BROOKER WEALTH MANAGEMENT grew from 3 to 7 advisory reps. IAPD ↗
$592.4M RAUM · 7 reps · 510-638-1815 · brooker-cpa.com
CRMRecruiting & transitionsComplianceFinancial planning software
72
THE HARBOR GROUP, INC. grew from 7 to 9 advisory reps. IAPD ↗
$1.73B RAUM · 9 reps · 603-668-0634
CRMRecruiting & transitionsComplianceFinancial planning software
72
SHEETS SMITH WEALTH MANAGEMENT grew from 10 to 12 advisory reps. IAPD ↗
$1.24B RAUM · 12 reps · 336-765-2020 · sheetssmith.com
CRMRecruiting & transitionsComplianceFinancial planning software
72
KEELER THOMAS MANAGEMENT LLC grew from 5 to 9 advisory reps. IAPD ↗
$379.3M RAUM · 9 reps · 801-226-0800 · keelerthomas.com
CRMRecruiting & transitionsComplianceFinancial planning software
72
HOLLAND ADVISORY SERVICES, INC. grew from 7 to 11 advisory reps. IAPD ↗
$263.5M RAUM · 11 reps · 386-671-7526
CRMRecruiting & transitionsComplianceFinancial planning software
72
TRIANGLE WEALTH MANAGEMENT grew from 9 to 11 advisory reps. IAPD ↗
$1.20B RAUM · 11 reps · 919-838-3221
CRMRecruiting & transitionsComplianceFinancial planning software
72
GARDE CAPITAL, INC. grew from 9 to 11 advisory reps. IAPD ↗
$2.26B RAUM · 11 reps · 206-552-7900 · gardecapital.com
CRMRecruiting & transitionsComplianceFinancial planning software
72
WALKNER CONDON FINANCIAL ADVISORS LLC grew from 9 to 13 advisory reps. IAPD ↗
$732.8M RAUM · 13 reps · 608-234-4127
CRMRecruiting & transitionsComplianceFinancial planning software
72
INSPIRE INVESTING, LLC grew from 2 to 4 advisory reps. IAPD ↗
$2.86B RAUM · 4 reps · (877) 658-9473
CRMRecruiting & transitionsComplianceFinancial planning software
72
PAUL R. RIED FINANCIAL GROUP, LLC grew from 7 to 9 advisory reps. IAPD ↗
$1.06B RAUM · 9 reps · 425-646-6777
CRMRecruiting & transitionsComplianceFinancial planning software
71
ARCHER INVESTMENT MANAGEMENT grew from 2 to 5 advisory reps. IAPD ↗
$308.9M RAUM · 5 reps · 800-840-5946 · archerim.com
CRMRecruiting & transitionsComplianceFinancial planning software
71
MIRAMONTES CAPITAL, LLC grew from 4 to 7 advisory reps. IAPD ↗
$296.3M RAUM · 7 reps · 1-800-460-1595
CRMRecruiting & transitionsComplianceFinancial planning software
71
FLAGSTONE FINANCIAL MANAGEMENT, LLC grew from 3 to 6 advisory reps. IAPD ↗
$375.2M RAUM · 6 reps · 402-413-0440
CRMRecruiting & transitionsComplianceFinancial planning software
71
PRIVATE WEALTH SOLUTIONS, LLC grew from 1 to 4 advisory reps. IAPD ↗
$403.3M RAUM · 4 reps · 818-264-0600 · privatewealthsolutions.com
CRMRecruiting & transitionsComplianceFinancial planning software
71
SANDBOX FINANCIAL PARTNERS, LLC grew from 5 to 8 advisory reps. IAPD ↗
$575.2M RAUM · 8 reps · (301) 214-4190
CRMRecruiting & transitionsComplianceFinancial planning software
71
FOURPATH CAPITAL MANAGEMENT, LLC grew from 3 to 6 advisory reps. IAPD ↗
$931.1M RAUM · 6 reps · (405) 253-6080 · fourpath.com
CRMRecruiting & transitionsComplianceFinancial planning software
71
ACORN CREEK CAPITAL LLC grew from 3 to 6 advisory reps. IAPD ↗
$426.4M RAUM · 6 reps · 970-818-4820 · acorncreekcapital.com
CRMRecruiting & transitionsComplianceFinancial planning software
71
EVERPAR ADVISORS LLC grew from 5 to 8 advisory reps. IAPD ↗
$488.5M RAUM · 8 reps · 918-221-9290 · everpar.com
CRMRecruiting & transitionsComplianceFinancial planning software
71
ARGENTARII, LLC grew from 2 to 5 advisory reps. IAPD ↗
$293.8M RAUM · 5 reps · 5134881600 · argentarii.com
CRMRecruiting & transitionsComplianceFinancial planning software
70
RICHARDS MERRILL WEALTH MANAGEMENT grew from 8 to 10 advisory reps. IAPD ↗
$514.5M RAUM · 10 reps · 509-624-3174 · rmwealthmgmt.com
CRMRecruiting & transitionsComplianceFinancial planning software
70
FIERSTON FINANCIAL GROUP INC grew from 2 to 4 advisory reps. IAPD ↗
$942.6M RAUM · 4 reps · 860-521-2100
CRMRecruiting & transitionsComplianceFinancial planning software
70
WINANS INVESTMENTS grew from 2 to 4 advisory reps. IAPD ↗
$330.1M RAUM · 4 reps · 800-494-6267
CRMRecruiting & transitionsComplianceFinancial planning software
70
PARAGON CAPITAL MANAGEMENT LLC grew from 6 to 8 advisory reps. IAPD ↗
$633.1M RAUM · 8 reps · 913-451-2254
CRMRecruiting & transitionsComplianceFinancial planning software
70
ALPHA CAPITAL MANAGEMENT grew from 4 to 6 advisory reps. IAPD ↗
$766.3M RAUM · 6 reps · 512-322-9318 · alphacapm.com
CRMRecruiting & transitionsComplianceFinancial planning software
70
WORLEY ERHART-GRAVES FINANCIAL ADVISORS, INC. grew from 9 to 11 advisory reps. IAPD ↗
$445.5M RAUM · 11 reps · 317-872-5090
CRMRecruiting & transitionsComplianceFinancial planning software
70
SCOTT MARSH FINANCIAL, LLC grew from 1 to 6 advisory reps. IAPD ↗
$230.0M RAUM · 6 reps · 801-272-4677
CRMRecruiting & transitionsComplianceFinancial planning software
70
WEALTHEDGE INVESTMENT ADVISORS LLC grew from 4 to 6 advisory reps. IAPD ↗
$401.5M RAUM · 6 reps · 212-687-3600 · wealthedge.com
CRMRecruiting & transitionsComplianceFinancial planning software
70
FINANCIAL LIFE ADVISORS grew from 6 to 8 advisory reps. IAPD ↗
$345.8M RAUM · 8 reps · 210-918-8998 · fladvisors.com
CRMRecruiting & transitionsComplianceFinancial planning software
70
KEYES, STANGE & WOOTEN WEALTH MANAGEMENT, LLC grew from 3 to 5 advisory reps. IAPD ↗
$350.1M RAUM · 5 reps · 386-253-1980 · kswwealthmanagement.com
CRMRecruiting & transitionsComplianceFinancial planning software
70
THE CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC grew from 5 to 7 advisory reps. IAPD ↗
$402.8M RAUM · 7 reps · 952-831-8243 · brettmachtig.com
CRMRecruiting & transitionsComplianceFinancial planning software
70
BALLENTINE CAPITAL ADVISORS, INC. grew from 3 to 5 advisory reps. IAPD ↗
$262.3M RAUM · 5 reps · 864-322-6046 · plus.google.com
CRMRecruiting & transitionsComplianceFinancial planning software
70
PRECISION FINANCIAL SERVICES grew from 9 to 11 advisory reps. IAPD ↗
$367.7M RAUM · 11 reps · 973-927-6300 · precisionfinancialservices.com
CRMRecruiting & transitionsComplianceFinancial planning software
70
FIRST FINANCIAL COACHING, INC. grew from 8 to 10 advisory reps. IAPD ↗
$279.7M RAUM · 10 reps · 586-463-1880 · firstfinancialcoach.com
CRMRecruiting & transitionsComplianceFinancial planning software
70
BLACKHAWK CAPITAL PARTNERS, LLC grew from 6 to 8 advisory reps. IAPD ↗
$336.4M RAUM · 8 reps · 262-242-4487
CRMRecruiting & transitionsComplianceFinancial planning software
70
VERDAD ADVISERS, L.P. grew from 4 to 6 advisory reps. IAPD ↗
$867.3M RAUM · 6 reps · 202-251-6707
CRMRecruiting & transitionsComplianceFinancial planning software
70
DIVERSIFI CAPITAL LLC grew from 7 to 9 advisory reps. IAPD ↗
$456.9M RAUM · 9 reps · 650-632-5667 · diversificapital.com
CRMRecruiting & transitionsComplianceFinancial planning software
70
PREMIA GLOBAL ADVISORS, LLC grew from 1 to 3 advisory reps. IAPD ↗
$299.7M RAUM · 3 reps · (786) 646-9140
CRMRecruiting & transitionsComplianceFinancial planning software
70
SITRIN CAPITAL MANAGEMENT, LLC grew from 4 to 6 advisory reps. IAPD ↗
$326.2M RAUM · 6 reps · (424) 777-4400 · sitrincapital.com
CRMRecruiting & transitionsComplianceFinancial planning software
70
MRA ADVISORY GROUP grew from 6 to 8 advisory reps. IAPD ↗
$293.6M RAUM · 8 reps · 844.672.7623
CRMRecruiting & transitionsComplianceFinancial planning software
70
ARKFELD WEALTH STRATEGIES, L.L.C. grew from 3 to 5 advisory reps. IAPD ↗
$478.9M RAUM · 5 reps · 402-933-1970 · arkfeldwealth.com
CRMRecruiting & transitionsComplianceFinancial planning software
70
CORDIS FINANCIAL, LLC grew from 3 to 5 advisory reps. IAPD ↗
$317.6M RAUM · 5 reps · (612) 268-2620
CRMRecruiting & transitionsComplianceFinancial planning software
70
WEALTHBRIDGE CAPITAL MANAGEMENT, LLC grew from 2 to 4 advisory reps. IAPD ↗
$599.0M RAUM · 4 reps · (614) 591-4515
CRMRecruiting & transitionsComplianceFinancial planning software
70
PROSPERITY PLANNING grew from 8 to 10 advisory reps. IAPD ↗
$465.0M RAUM · 10 reps · 816-587-7526 · prosperityplanninginc.com
CRMRecruiting & transitionsComplianceFinancial planning software
70
MY PERSONAL CFO, LLC grew from 1 to 3 advisory reps. IAPD ↗
$334.4M RAUM · 3 reps · 503-912-2090
CRMRecruiting & transitionsComplianceFinancial planning software
70
LEGACY WEALTH MANAGEMENT, LLC grew from 1 to 3 advisory reps. IAPD ↗
$421.1M RAUM · 3 reps · 601-499-1970 · mylegacy.ms
CRMRecruiting & transitionsComplianceFinancial planning software
70
BOOKENDS FINANCIAL PLANNING grew from 3 to 5 advisory reps. IAPD ↗
$289.0M RAUM · 5 reps · 317-859-2502
CRMRecruiting & transitionsComplianceFinancial planning software
70
BROWN | MILLER WEALTH MANAGEMENT, LLC grew from 7 to 9 advisory reps. IAPD ↗
$827.9M RAUM · 9 reps · 703-972-1950 · brownmillerwm.com
CRMRecruiting & transitionsComplianceFinancial planning software
70
EWA, LLC grew from 5 to 7 advisory reps. IAPD ↗
$559.0M RAUM · 7 reps · (412) 288-2363 · ewa-llc.com
CRMRecruiting & transitionsComplianceFinancial planning software
70
RETIREMENT PLANNING GROUP, LLC grew from 2 to 4 advisory reps. IAPD ↗
$282.8M RAUM · 4 reps · (518) 580-1919
CRMRecruiting & transitionsComplianceFinancial planning software
70
ROOTED WEALTH ADVISORS grew from 5 to 7 advisory reps. IAPD ↗
$318.3M RAUM · 7 reps · 866.766.8332 · retirerwa.com
CRMRecruiting & transitionsComplianceFinancial planning software
70
ENVISION FINANCIAL LLC grew from 2 to 4 advisory reps. IAPD ↗
$252.0M RAUM · 4 reps · 262-354-7155 · envisionfinancial-llc.com
CRMRecruiting & transitionsComplianceFinancial planning software
70
SOLIDARITY WEALTH, LLC grew from 7 to 9 advisory reps. IAPD ↗
$627.8M RAUM · 9 reps · 385-374-1665 · solidaritywealth.com
CRMRecruiting & transitionsComplianceFinancial planning software
70
SINGER WEALTH ADVISORS LLC grew from 10 to 12 advisory reps. IAPD ↗
$571.2M RAUM · 12 reps · 561-998-9985
CRMRecruiting & transitionsComplianceFinancial planning software
70
STONEBROOK PRIVATE LLC grew from 2 to 4 advisory reps. IAPD ↗
$794.2M RAUM · 4 reps · (248) 349-3027 · stonebrookprivate.com
CRMRecruiting & transitionsComplianceFinancial planning software
70
TIDEMARK, LLC grew from 6 to 8 advisory reps. IAPD ↗
$344.6M RAUM · 8 reps · 888-791-0197
CRMRecruiting & transitionsComplianceFinancial planning software
70
INDIVISIBLE PARTNERS grew from 1 to 3 advisory reps. IAPD ↗
$298.6M RAUM · 3 reps · 732-306-5490 · indivisible.com
CRMRecruiting & transitionsComplianceFinancial planning software
70
FPNAVIGATORS grew from 3 to 5 advisory reps. IAPD ↗
$289.1M RAUM · 5 reps · 763-265-4450 · fpnavigators.com
CRMRecruiting & transitionsComplianceFinancial planning software
70
LATHROP INVESTMENT MANAGEMENT COMPANY grew from 2 to 4 advisory reps. IAPD ↗
$937.1M RAUM · 4 reps · 501-227-4930 · limc.com
CRMRecruiting & transitionsComplianceFinancial planning software
68
ACCESS SOFTEK ADVISORY SERVICES grew from 1 to 4 advisory reps. IAPD ↗
$6.3M RAUM · 4 reps · 510-848-0606 · accesssoftek.com
CRMRecruiting & transitionsComplianceFinancial planning software
68
ELEVATION ADVISORY PARTNERS LLC grew from 4 to 7 advisory reps. IAPD ↗
$205.8M RAUM · 7 reps · 913-827-4588 · harrisoncapitalmanagement.com
CRMRecruiting & transitionsComplianceFinancial planning software
68
WINCAP FINANCIAL LLC grew from 2 to 5 advisory reps. IAPD ↗
$153.3M RAUM · 5 reps · (617) 590-3250 · wincapfinancial.com
CRMRecruiting & transitionsComplianceFinancial planning software
68
ZERO DAY CAPITAL ENTERPRISES LLC grew from 7 to 10 advisory reps. IAPD ↗
$35.2M RAUM · 10 reps · 702 271 3265 · zerodaycapital.com
CRMRecruiting & transitionsComplianceFinancial planning software
68
WHITWELL ADVISORS grew from 3 to 6 advisory reps. IAPD ↗
$112.6M RAUM · 6 reps · 512-766-7775
CRMRecruiting & transitionsComplianceFinancial planning software
67
PORTFOLIO ADVISORS, INC. grew from 3 to 5 advisory reps. IAPD ↗
$224.3M RAUM · 5 reps · 559-432-8400 · portadvisors.com
CRMRecruiting & transitionsComplianceFinancial planning software
67
MARTIN CAPITAL ADVISORS, LLP grew from 8 to 10 advisory reps. IAPD ↗
$166.6M RAUM · 10 reps · 210-694-2100 · martincapital.com
CRMRecruiting & transitionsComplianceFinancial planning software
67
QCA CAPITAL MANAGEMENT INC grew from 2 to 4 advisory reps. IAPD ↗
$183.8M RAUM · 4 reps · 310-473-4411
CRMRecruiting & transitionsComplianceFinancial planning software
67
BRADESCO GLOBAL ADVISORS grew from 8 to 10 advisory reps. IAPD ↗
$172.7M RAUM · 10 reps · 305-523-6536 · bradescoinvest.us
CRMRecruiting & transitionsComplianceFinancial planning software
67
JH ADVISORS grew from 2 to 4 advisory reps. IAPD ↗
$171.8M RAUM · 4 reps · 503.391.1040 · jhadvisors.com
CRMRecruiting & transitionsComplianceFinancial planning software
67
COMMERCE ADVISORS, LLC grew from 2 to 4 advisory reps. IAPD ↗
$236.6M RAUM · 4 reps · 901-260-6050 · commerceholdingsllc.com
CRMRecruiting & transitionsComplianceFinancial planning software
67
ISRAEL INVESTMENT ADVISORS, LLC grew from 2 to 4 advisory reps. IAPD ↗
$45.9M RAUM · 4 reps · 303-861-3798 · israelinvestmentadvisors.com
CRMRecruiting & transitionsComplianceFinancial planning software
67
OAR FINANCIAL grew from 2 to 4 advisory reps. IAPD ↗
$112.6M RAUM · 4 reps · 833-662-6346 · oarfinancial.com
CRMRecruiting & transitionsComplianceFinancial planning software
67
COMMONS CAPITAL, LLC grew from 4 to 6 advisory reps. IAPD ↗
$246.1M RAUM · 6 reps · (617) 431-7200
CRMRecruiting & transitionsComplianceFinancial planning software
67
FOUR POINTS ADVISORS, LLC grew from 5 to 7 advisory reps. IAPD ↗
$37.0M RAUM · 7 reps · 646-300-6129 · 4pointsadvisors.com
CRMRecruiting & transitionsComplianceFinancial planning software
67
CYR FINANCIAL INC. grew from 4 to 6 advisory reps. IAPD ↗
$127.7M RAUM · 6 reps · (815) 925-7501
CRMRecruiting & transitionsComplianceFinancial planning software
67
PFG PRIVATE WEALTH MANAGEMENT, LLC grew from 6 to 8 advisory reps. IAPD ↗
$238.5M RAUM · 8 reps · 813-286-7776
CRMRecruiting & transitionsComplianceFinancial planning software
67
GO WEALTH MANAGEMENT grew from 7 to 9 advisory reps. IAPD ↗
$165.6M RAUM · 9 reps · 541-338-7631 · gowealthgroup.com
CRMRecruiting & transitionsComplianceFinancial planning software
67
DEAN WEALTH PARTNERS, LLC grew from 1 to 3 advisory reps. IAPD ↗
$209.3M RAUM · 3 reps · (512) 346-1703 · deanwealthpartners.com
CRMRecruiting & transitionsComplianceFinancial planning software
67
CALDERWOOD FINANCIAL STRATEGIES, INC. grew from 1 to 3 advisory reps. IAPD ↗
$216.4M RAUM · 3 reps · 832-821-2462 · calderwoodfinancial.com
CRMRecruiting & transitionsComplianceFinancial planning software
67
WAYSTONE ADVISORS LLC grew from 2 to 4 advisory reps. IAPD ↗
$136.1M RAUM · 4 reps · (425) 484-0045 · waystoneadvisors.com
CRMRecruiting & transitionsComplianceFinancial planning software
67
WHALE grew from 1 to 3 advisory reps. IAPD ↗
$252,394 RAUM · 3 reps · 8884887104 · getwhale.co
CRMRecruiting & transitionsComplianceFinancial planning software
67
ARIMATHEA grew from 1 to 3 advisory reps. IAPD ↗
$2.7M RAUM · 3 reps · 707-813-7070 · arimatheainvesting.com
CRMRecruiting & transitionsComplianceFinancial planning software
67
PARK SQUARE FINANCIAL GROUP LLC grew from 4 to 6 advisory reps. IAPD ↗
$208.2M RAUM · 6 reps · 770-641-1401
CRMRecruiting & transitionsComplianceFinancial planning software
62
SMITH CAPITAL INVESTORS, LLC grew from 9 to 11 advisory reps. IAPD ↗institutional
$5.27B RAUM · 11 reps · 303-597-5555
CRMRecruiting & transitionsComplianceFinancial planning software
62
WINSHORE CAPITAL PARTNERS LP grew from 3 to 5 advisory reps. IAPD ↗institutional
$5.65B RAUM · 5 reps · 646-751-5668 · winshorecapital.com
CRMRecruiting & transitionsComplianceFinancial planning software
61
NATIONWIDE ASSET MANAGEMENT, LLC grew from 91 to 97 advisory reps. IAPD ↗fund
$13.59B RAUM · 97 reps · 614-435-6274
CRMRecruiting & transitionsComplianceFinancial planning software
61
ROKOS CAPITAL MANAGEMENT (US) LP grew from 17 to 23 advisory reps. IAPD ↗fund
$20.88B RAUM · 23 reps · 16464481400 · rokoscapital.com
CRMRecruiting & transitionsComplianceFinancial planning software
61
KEYBANC CAPITAL MARKETS RESEARCH, LLC grew from 74 to 80 advisory reps. IAPD ↗institutional
$0 RAUM · 80 reps · 216-689-3873 · key.com
CRMRecruiting & transitionsComplianceFinancial planning software
60
MARINER INVESTMENT GROUP, LLC grew from 69 to 74 advisory reps. IAPD ↗fund
$119.84B RAUM · 74 reps · 914-670-4300 · marinerinvestment.com
CRMRecruiting & transitionsComplianceFinancial planning software
60
STWD INVESTMENT MANAGEMENT, LLC grew from 105 to 110 advisory reps. IAPD ↗fund
$4.73B RAUM · 110 reps · 305.695.5500
CRMRecruiting & transitionsComplianceFinancial planning software
60
PEAKLINE PARTNERS, LLC grew from 5 to 10 advisory reps. IAPD ↗fund
$2.27B RAUM · 10 reps · 312-429-2400 · peakline.com
CRMRecruiting & transitionsComplianceFinancial planning software
57
PLACEHOLDER MANAGEMENT, LLC grew from 3 to 5 advisory reps. IAPD ↗fund
$1.26B RAUM · 5 reps · 9292449167
CRMRecruiting & transitionsComplianceFinancial planning software
57
ARDMORE ROAD ASSET MANAGEMENT LP grew from 6 to 8 advisory reps. IAPD ↗fund
$1.59B RAUM · 8 reps · 203-872-9030 · ardmoreroad.com
CRMRecruiting & transitionsComplianceFinancial planning software
57
ABRAHAM TRADING COMPANY grew from 1 to 3 advisory reps. IAPD ↗institutional
$78.8M RAUM · 3 reps · 806-323-8000
CRMRecruiting & transitionsComplianceFinancial planning software
57
TEUCRIUM INVESTMENT ADVISORS, LLC grew from 2 to 4 advisory reps. IAPD ↗institutional
$123.2M RAUM · 4 reps · 802-540-0019 · teucrium.com
CRMRecruiting & transitionsComplianceFinancial planning software
55
EXOS ASSET MANAGEMENT LLC grew from 7 to 12 advisory reps. IAPD ↗fund
$99.5M RAUM · 12 reps · (646) 814-0996 · exosfinancial.com
CRMRecruiting & transitionsComplianceFinancial planning software
53
BEAR CREEK FUND ADVISORS LLC grew from 8 to 11 advisory reps. IAPD ↗fund
$195.0M RAUM · 11 reps · 303-459-7333 · bearcreekam.com
CRMRecruiting & transitionsComplianceFinancial planning software
50
WELLINGTON-ALTUS USA INC. grew from 48 to 69 advisory reps. IAPD ↗foreign
$126.9M RAUM · 69 reps · 888-315-8729
CRMRecruiting & transitionsComplianceFinancial planning software
45
AXIOM ALTERNATIVE INVESTMENTS grew from 5 to 10 advisory reps. IAPD ↗foreign
$1.67B RAUM · 10 reps · 330144694390 · axiom-ai.com
CRMRecruiting & transitionsComplianceFinancial planning software
new registration — 114 Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
98
WILLS FINANCIAL GROUP, LLC (RICHMOND, VA) is newly SEC-registered with $362.1M RAUM and 4 advisory reps. IAPD ↗
$362.1M RAUM · 4 reps · 804-330-3100 · willsfg.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
VORPAHL WING SECURITIES, INC. (SPOKANE, WA) is newly SEC-registered with $107.0M RAUM and 4 advisory reps. IAPD ↗
$107.0M RAUM · 4 reps · 509-747-1749 · vorpahlwing.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
PARAGON ASSET MANAGEMENT INC. (ORINDA, CA) is newly SEC-registered with $110.7M RAUM and 1 advisory reps. IAPD ↗
$110.7M RAUM · 1 reps · 510-550-7288 · paragonam.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
TRIDENT ADVISORS INC (DOYLESTOWN, PA) is newly SEC-registered with $100.1M RAUM and 2 advisory reps. IAPD ↗
$100.1M RAUM · 2 reps · 215-489-5383 · tridentadvisors.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
FIRST AND MAIN FINANCIAL (location n/a) is newly SEC-registered with $142.3M RAUM and 3 advisory reps. IAPD ↗
$142.3M RAUM · 3 reps · (510) 601-1935 · wolfersam.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
ABEL FINANCIAL MANAGEMENT CO. (location n/a) is newly SEC-registered with $105.6M RAUM and 2 advisory reps. IAPD ↗
$105.6M RAUM · 2 reps · 443-812-5459
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
TWENTY TWENTY INVESTMENT ADVISORS, LLC (location n/a) is newly SEC-registered with $123.4M RAUM and 3 advisory reps. IAPD ↗
$123.4M RAUM · 3 reps · 509-892-3512
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
MOORE FINANCIAL ADVISORS, LTD. (BELMONT, MA) is newly SEC-registered with $108.9M RAUM and 3 advisory reps. IAPD ↗
$108.9M RAUM · 3 reps · 617-393-9999
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
BEANTOWN FINANCIAL ADVISORS LLC (location n/a) is newly SEC-registered with $137.0M RAUM and 1 advisory reps. IAPD ↗
$137.0M RAUM · 1 reps · 508-529-0102 · beantownfinancial.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
JMH WEALTH MANAGEMENT, LLC (HANOVER, NH) is newly SEC-registered with $113.7M RAUM and 2 advisory reps. IAPD ↗
$113.7M RAUM · 2 reps · 603.643.8899 · jmhwealth.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
DECISION INVESTMENTS, INC. (SAN DIEGO, CA) is newly SEC-registered with $131.8M RAUM and 2 advisory reps. IAPD ↗
$131.8M RAUM · 2 reps · 858-812-3026 · decisioninvestments.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
HUNTER STREET INVESTMENT ADVISORS LLC (APEX, NC) is newly SEC-registered with $112.0M RAUM and 8 advisory reps. IAPD ↗
$112.0M RAUM · 8 reps · 919-589-4040 · hsiadvisors.net
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
HEPWORTH EQUITY PARTNERS, LLC (WOLFEBORO, NH) is newly SEC-registered with $120.0M RAUM and 2 advisory reps. IAPD ↗
$120.0M RAUM · 2 reps · 603-819-5323 · hepworthequitypartners.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
BANNERSTONE CAPITAL (WAYZATA, MN) is newly SEC-registered with $141.1M RAUM and 3 advisory reps. IAPD ↗
$141.1M RAUM · 3 reps · 952-249-8888 · bannerstonecapital.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
TARHEEL ADVISORS, LLC (GREENSBORO, NC) is newly SEC-registered with $117.6M RAUM and 2 advisory reps. IAPD ↗
$117.6M RAUM · 2 reps · 336-510-7255
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
SPARROW WEALTH MANAGEMENT (ORLANDO, FL) is newly SEC-registered with $117.9M RAUM and 1 advisory reps. IAPD ↗
$117.9M RAUM · 1 reps · (877) 330-9191
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
CORE PLANNING (ST. LOUIS, MO) is newly SEC-registered with $62.3M RAUM and 32 advisory reps. IAPD ↗
$62.3M RAUM · 32 reps · 636-734-7507 · savor.financial
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
WACKER & ASSOCIATES, INC. (JACKSON, MN) is newly SEC-registered with $141.7M RAUM and 2 advisory reps. IAPD ↗
$141.7M RAUM · 2 reps · 507-847-3886
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
KASSIRA WEALTH MANAGEMENT, LLC (location n/a) is newly SEC-registered with $107.5M RAUM and 2 advisory reps. IAPD ↗
$107.5M RAUM · 2 reps · 703-569-8363 · kassira.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
ARK ADVISORS LLC (BLOOMINGTON, IL) is newly SEC-registered with $170.3M RAUM and 2 advisory reps. IAPD ↗
$170.3M RAUM · 2 reps · (309) 661-2000 · arkadvisorsllc.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
THE SHER WEALTH MANAGEMENT GROUP (NEEDHAM, MA) is newly SEC-registered with $129.6M RAUM and 2 advisory reps. IAPD ↗
$129.6M RAUM · 2 reps · (617) 928-3656 · sherwealth.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
REVO FINANCIAL, LLC (location n/a) is newly SEC-registered with $118.6M RAUM and 3 advisory reps. IAPD ↗
$118.6M RAUM · 3 reps · 918-336-7877 · revofinancial.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
STRIVUS WEALTH PARTNERS LLC (JACKSONVILLE BEACH, FL) is newly SEC-registered with $139.3M RAUM and 3 advisory reps. IAPD ↗
$139.3M RAUM · 3 reps · (904) 685-1505 · strivuswealth.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
EMERALD ASSET MANAGEMENT, INC. (ROCKY MOUNT, NC) is newly SEC-registered with $110.4M RAUM and 1 advisory reps. IAPD ↗
$110.4M RAUM · 1 reps · 252-443-7616 · emeraldam.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
RAI WEALTH MANAGEMENT (PLACENTIA, CA) is newly SEC-registered with $107.7M RAUM and 3 advisory reps. IAPD ↗
$107.7M RAUM · 3 reps · (714) 449-9696
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
GA PINCUS FUNDS, LLC (location n/a) is newly SEC-registered with $57.4M RAUM and 1 advisory reps. IAPD ↗
$57.4M RAUM · 1 reps · 917-597-1450
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
DERIVE WEALTH (PASADENA, CA) is newly SEC-registered with $112.6M RAUM and 1 advisory reps. IAPD ↗
$112.6M RAUM · 1 reps · 626-800-3864
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
VILLANOVA INVESTMENT MANAGEMENT COMPANY, LLC (WAYNE, PA) is newly SEC-registered with $124.2M RAUM and 3 advisory reps. IAPD ↗
$124.2M RAUM · 3 reps · 267-923-0004 · villanovainvestco.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
BOLT FINANCIAL GROUP, INC (WORTHINGTON, OH) is newly SEC-registered with $107.6M RAUM and 4 advisory reps. IAPD ↗
$107.6M RAUM · 4 reps · 614-635-0102
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
LIFEPOINT PLANNING (SCHAUMBURG, IL) is newly SEC-registered with $118.9M RAUM and 3 advisory reps. IAPD ↗
$118.9M RAUM · 3 reps · 844-505-3618
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
BENCHMARK FINANCIAL, LLC (GREENVILLE, DE) is newly SEC-registered with $100.3M RAUM and 3 advisory reps. IAPD ↗
$100.3M RAUM · 3 reps · 302-635-9760 · benchmarkfg.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
OUI FINANCIAL (location n/a) is newly SEC-registered with $101.4M RAUM and 3 advisory reps. IAPD ↗
$101.4M RAUM · 3 reps · 415-994-9767
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
PLUS GROUP WEALTH ADVISORS, LLC (BELGIUM, WI) is newly SEC-registered with $137.1M RAUM and 3 advisory reps. IAPD ↗
$137.1M RAUM · 3 reps · 262-285-7654 · myplusgroup.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
WRIGHT WEALTH STRATEGIES, LLC (SAN LUIS OBISPO, CA) is newly SEC-registered with $127.6M RAUM and 1 advisory reps. IAPD ↗
$127.6M RAUM · 1 reps · 805-592-1221 · wrightws.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
21 WEST WEALTH MANAGEMENT LLC (TUSTIN, CA) is newly SEC-registered with $106.9M RAUM and 2 advisory reps. IAPD ↗
$106.9M RAUM · 2 reps · 949-774-2121
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
ARBORFI ADVISORS, LLC (ANN ARBOR, MI) is newly SEC-registered with $114.2M RAUM and 2 advisory reps. IAPD ↗
$114.2M RAUM · 2 reps · 734-345-6980
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
EUDAIMONIA WEALTH (BUFFALO, NY) is newly SEC-registered with $28.5M RAUM and 1 advisory reps. IAPD ↗
$28.5M RAUM · 1 reps · (716) 362-1182 · eudwealth.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
OPTIMA CAPITAL MANAGEMENT (TEMPE, AZ) is newly SEC-registered with $116.5M RAUM and 4 advisory reps. IAPD ↗
$116.5M RAUM · 4 reps · 480-757-9052
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
CORAL WEALTH MANAGEMENT, LLC (MIAMI, FL) is newly SEC-registered with $104.1M RAUM and 1 advisory reps. IAPD ↗
$104.1M RAUM · 1 reps · 305-671-3914
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
CHESTNUT STREET INVESTMENT COUNSEL, LLC (LANCASTER, PA) is newly SEC-registered with $104.1M RAUM and 3 advisory reps. IAPD ↗
$104.1M RAUM · 3 reps · 717-947-3850
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
HARBOR HILLS FINANCIAL ADVISORS (MONTECITO, CA) is newly SEC-registered with $116.0M RAUM and 3 advisory reps. IAPD ↗
$116.0M RAUM · 3 reps · 805-698-8172 · harborhillsinc.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
ALTAMIRA FINANCIAL GROUP, LLC (SANTA FE, NM) is newly SEC-registered with $115.9M RAUM and 3 advisory reps. IAPD ↗
$115.9M RAUM · 3 reps · 505-477-3334
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
PLAN2THRIVE FINANCIAL (ELDRIDGE, IA) is newly SEC-registered with $119.3M RAUM and 5 advisory reps. IAPD ↗
$119.3M RAUM · 5 reps · 563-323-5790 · plan2thrivefs.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
CALCULATED WEALTH (MADISON, WI) is newly SEC-registered with $129.0M RAUM and 4 advisory reps. IAPD ↗
$129.0M RAUM · 4 reps · 608-400-4072 · calcwealth.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
TSG ALPHA PARTNERS, LLC (RONKONKOMA, NY) is newly SEC-registered with $74.5M RAUM and 6 advisory reps. IAPD ↗
$74.5M RAUM · 6 reps · 631-403-5364 · tsgalphapartners.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
VERUS WEALTH MANAGEMENT (DE PERE, WI) is newly SEC-registered with $117.6M RAUM and 1 advisory reps. IAPD ↗
$117.6M RAUM · 1 reps · 920-328-0793 · veruswealthmgmt.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
HOBBS WEALTH MANAGEMENT (ZIONSVILLE, IN) is newly SEC-registered with $116.5M RAUM and 1 advisory reps. IAPD ↗
$116.5M RAUM · 1 reps · 317-559-2940 · hobbswealth.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
PLAN TO PROSPER WEALTH MANAGEMENT (ORMOND BEACH, FL) is newly SEC-registered with $149.1M RAUM and 1 advisory reps. IAPD ↗
$149.1M RAUM · 1 reps · 386-271-2127 · myplantoprosper.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
OPENVEST (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 212-523-0920 · openvest.co
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
SOUND ADVISORY (location n/a) is newly SEC-registered with $69.9M RAUM and 5 advisory reps. IAPD ↗
$69.9M RAUM · 5 reps · (208)254-0142
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
AVISE FINANCIAL (LOS ANGELES, CA) is newly SEC-registered with $125.9M RAUM and 4 advisory reps. IAPD ↗
$125.9M RAUM · 4 reps · 310-807-5778
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
BALANCE WEALTH (COLUMBUS, OH) is newly SEC-registered with $187.6M RAUM and 4 advisory reps. IAPD ↗
$187.6M RAUM · 4 reps · (216) 965-5045 · balancewealth.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
AVIATOR'S WEALTH MANAGEMENT (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 1 (352) 763-3335 · aviatorswealth.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
BLUE DIAMOND CAPITAL INVESTMENT ADVISORS (PROVO, UT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · 801-932-0311
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
ELITE WEALTH MANAGEMENT, INC. (PLOVER, WI) is newly SEC-registered with $153.4M RAUM and 4 advisory reps. IAPD ↗
$153.4M RAUM · 4 reps · 715-341-8899 · eliteretirementgroup.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
HONEOYE FALLS CAPITAL LLC (HONEOYE FALLS, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 585-624-1790
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
MADRID WEALTH MANAGEMENT (ALBUQUERQUE, NM) is newly SEC-registered with $127.3M RAUM and 2 advisory reps. IAPD ↗
$127.3M RAUM · 2 reps · 505-633-5332 · madridwealthandtax.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
COQUINA PRIVATE WEALTH ADVISORS (PORT CHARLOTTE, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 8 advisory reps. IAPD ↗
$0 RAUM · 8 reps · 941-206-5120 · coquinaprivatewealth.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
PROSPER PRIVATE WEALTH (MESA, AZ) is newly SEC-registered with $112.7M RAUM and 3 advisory reps. IAPD ↗
$112.7M RAUM · 3 reps · 888.404.3042 · prosperpw.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
STATERA WEALTH MANAGEMENT (ST. GEORGE, UT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
$0 RAUM · 4 reps · 435-673-6350 · staterawealth.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
MATTERS CAPITAL LLC (MIAMI, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · (305) 528-3701
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
SANTARA WEALTH MANAGEMENT LLC (SAN DIEGO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 619-836-9495 · santarawealth.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
WING (NEWPORT BEACH, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 9492099584 · wing.app
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
PARKWAY WEALTH MANAGEMENT GROUP, LLC (PLANO, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 16 advisory reps. IAPD ↗
$0 RAUM · 16 reps · 972-502-9340 · parkwayteam.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
BASECAMP WEALTH ADVISORS, LLC (BELLEVUE, WA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
$0 RAUM · 4 reps · 425-553-0031 · basecampwealthadvisors.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
ARGO WEALTH ADVISORY, LLC (VIENNA, VA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 617-800-0388
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
ANCHOR POINT FINANCIAL (BAKERSFIELD, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 661-484-7712
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
SYNERGY CAPITAL (FORT COLLINS, CO) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · 970-837-3088 · synergy-colorado.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
EXPATRIATE FINANCIAL STRATEGIES LLC (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
$0 RAUM · 4 reps · 702-785-1246
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
ILLUMINATE (location n/a) is newly SEC-registered (provisional 120-day approval) with $600 RAUM and 1 advisory reps. IAPD ↗
$600 RAUM · 1 reps · 518-421-6376 · illuminateinvesting.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
CAPSTONE RIA (BELLINGHAM, WA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 877-739-6007 · capstoneria.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
PRESINT ASSET MANAGEMENT, LLC (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · (858) 379-2236
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
STEADTRUST (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 972-876-8422
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
BETTEREDGE CAPITAL LLC (NEW YORK, NY) is newly SEC-registered with $75.0M RAUM and 1 advisory reps. IAPD ↗
$75.0M RAUM · 1 reps · 212-249-8405 · betteredge.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
NJORD CAPITAL, LLC (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 704-309-2052
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
PERSIMMON CAPITAL MANAGEMENT (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 215-815-4587
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
ARROW INVESTMENT MANAGEMENT, LLC (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · 203-247-7033
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
RIVER CRESCENT ADVISORS, LLC (SUFFOLK, VA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 617-800-0388
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
STORGATE, LLC (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · (917) 690-7972 · storgate.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
WILKERSON ADVISORY GROUP LLC (COLUMBIA, MO) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
$0 RAUM · 4 reps · 573 400 6101
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
TRUMAN WEALTH ADVISORS (COLUMBIA, MO) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 573-227-2077 · trumanwealthadvisors.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
EXCELSIOR ADVISOR NETWORK LLC (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 773-331-4692 · excelsioradvisor.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
ANGLIN INVESTMENT PARTNERS, LLC (ATLANTA, GA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 912-655-5481 · anglinpartners.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
AP INVESTMENT MANAGEMENT (MOUNTAIN VIEW, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 650-618-1091
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
BRANCHES + ROOTS INVESTMENT MANAGEMENT (SARATOGA SPRINGS, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 518-633-1158
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
PRAESTANTIA CAPITAL, LLC (SAN ANTONIO, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 210-852-7206 · praestantia-capital.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
LIGHTCAP FINANCIAL GROUP, LLC (SAN DIEGO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 619-489-0575
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
BRAYPARK WEALTH MANAGEMENT (COSTA MESA, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 714-420-9277 · brayparkwealth.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
CORYELL INVESTMENT MANAGEMENT LP (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional
$0 RAUM · 3 reps · 646-907-5632 · coryell.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
THISTLE CREEK CAPITAL, LLC (LEHI, UT) is newly SEC-registered with $183.6M RAUM and 6 advisory reps. IAPD ↗institutional
$183.6M RAUM · 6 reps · 801-608-2856 · thistlecreek.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
CARO INVESTORS (CHEVY CHASE, MD) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 571.679.3476 · caroinvestors.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
DRC INVESTMENT ADVISORS, LLC (SANTA MONICA, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗institutional
$0 RAUM · 5 reps · 901-598-4763 · debtreservecapital.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
ADAMS STREET ADVISORS, LLC (CHICAGO, IL) is newly SEC-registered with $0 RAUM and 142 advisory reps. IAPD ↗institutional
$0 RAUM · 142 reps · 312-553-7890 · adamsstreetpartners.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
WILLOW PARTNER ADVISORS, LLC (PRIDES CROSSING, MA) is newly SEC-registered with $0 RAUM and 10 advisory reps. IAPD ↗institutional
$0 RAUM · 10 reps · 413-519-3519 · my.trustwillow.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
ALTIUM INVESTMENT STRATEGIES LLC (WESLEY CHAPEL, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 813-215-7783
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
THE FAMILY OFFICES GLOBAL VENTURES INC. (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
$0 RAUM · 2 reps · 310 994 0619
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
ELDRIDGE SME ADVISERS (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 8 advisory reps. IAPD ↗institutional
$0 RAUM · 8 reps · (212) 895-2000 · eldridge.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
EVERVIEW PARTNERS, L.P. (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · (212)242-5800 · everviewcap.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
BLUE OWL ALTERNATIVE CREDIT ADVISORS II LLC (NEW YORK, NY) is newly SEC-registered with $0 RAUM and 170 advisory reps. IAPD ↗institutional
$0 RAUM · 170 reps · (212) 419-3000
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
CC CAPITAL INSURANCE ADVISORS LLC (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 212-355-5515 · cc.capital
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
OASIS CAPITAL PARTNERS (GILBERT, AZ) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗institutional
$0 RAUM · 2 reps · 715-843-5518
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
AZORIA CAPITAL, INC. (WASHINGTON, DC) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional
$0 RAUM · 3 reps · 305-542-9112 · azoriapartners.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
83
CROSSBEAM VENTURE PARTNERS (NEW YORK, NY) is newly SEC-registered with $423.1M RAUM and 3 advisory reps. IAPD ↗fund
$423.1M RAUM · 3 reps · 212-812-0210 · crossbeam.vc
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
83
CITATION (DALLAS, TX) is newly SEC-registered with $547.1M RAUM and 12 advisory reps. IAPD ↗fund
$547.1M RAUM · 12 reps · 469-607-0253 · citation.capital
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
83
SITUATIONAL AWARENESS LP (SAN FRANCISCO, CA) is newly SEC-registered with $383.0M RAUM and 2 advisory reps. IAPD ↗fund
$383.0M RAUM · 2 reps · 628-226-7461
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
80
PUISSANCE CAPITAL MANAGEMENT LP (location n/a) is newly SEC-registered (provisional 120-day approval) with $14.9M RAUM and 1 advisory reps. IAPD ↗fund
$14.9M RAUM · 1 reps · 212-878-3702 · puissancecapital.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
80
BLEECKER STREET CAPITAL MANAGEMENT, LLC (BROOKLYN, NY) is newly SEC-registered with $64.0M RAUM and 3 advisory reps. IAPD ↗fund
$64.0M RAUM · 3 reps · 843-801-5871 · bleeckerstreetresearch.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
80
KUAHIWI MANAGEMENT LLC (BOSTON, MA) is newly SEC-registered (provisional 120-day approval) with $21.4M RAUM and 4 advisory reps. IAPD ↗fund
$21.4M RAUM · 4 reps · (617) 214-3405
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
70
VALUEQUEST INVESTMENT ADVISORS PRIVATE LTD (MUMBAI, India) is newly SEC-registered with $2.18B RAUM and 27 advisory reps. IAPD ↗foreign
$2.18B RAUM · 27 reps · 022-69925500 · valuequest.in
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
70
NORTHCAPE CAPITAL (SYDNEY, NEW SOUTH WALES, Australia) is newly SEC-registered with $9.13B RAUM and 17 advisory reps. IAPD ↗foreign
$9.13B RAUM · 17 reps · 02-8234-3623
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
68
PROMETHEUS WEALTH MANAGEMENT SAM (MONACO, Monaco) is newly SEC-registered with $950.0M RAUM and 6 advisory reps. IAPD ↗foreign
$950.0M RAUM · 6 reps · 00377-99-99-75-75
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
65
INTEGRATED FINANCIAL PLANNING SERVICES (HEIDELBERG, Germany) is newly SEC-registered with $0 RAUM and 3 advisory reps. IAPD ↗foreign
$0 RAUM · 3 reps · 443-450-4543 · ifpsonline.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
65
TANCOOK INVESTMENT MANAGEMENT LIMITED (TORONTO, ONTARIO, Canada) is newly SEC-registered with $0 RAUM and 4 advisory reps. IAPD ↗foreign
$0 RAUM · 4 reps · (647) 338-1915 · tancookinvestment.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
65
DT INVESTMENT MANAGEMENT IFSC LLP (GIFT CITY, GANDHI NAGAR, GUJARAT, India) is newly SEC-registered with $0 RAUM and 4 advisory reps. IAPD ↗foreign
$0 RAUM · 4 reps · -9768113795
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
custody started — 86 Firm now reports custody of client assets — surprise exams and controls follow.
70
RAMIREZ ASSET MANAGEMENT, INC. now reports custody of client assets ($382.2M). IAPD ↗
$12.14B RAUM · 19 reps · 212-248-0500
ComplianceCustodian
70
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC now reports custody of client assets ($5.31B). IAPD ↗
$2.21B RAUM · 124 reps · 407-254-1500 · iaac.com
ComplianceCustodian
70
PROWELL FINANCIAL MANAGEMENT, LLC now reports custody of client assets ($6.26B). IAPD ↗
$8.09B RAUM · 3 reps · 484-359-4057 · prowell-financial.com
ComplianceCustodian
70
AVESTAR CAPITAL, LLC now reports custody of client assets ($30.6M). IAPD ↗
$1.53B RAUM · 5 reps · 212-706-4140
ComplianceCustodian
70
CHICAGO CAPITAL, LLC now reports custody of client assets ($2.57B). IAPD ↗
$4.48B RAUM · 13 reps · 312-429-2333
ComplianceCustodian
70
WGI DM, LLC now reports custody of client assets ($1.11B). IAPD ↗
$4.25B RAUM · 7 reps · 617-428-4040
ComplianceCustodian
68
APC FINANCIAL PLANNING now reports custody of client assets ($150.8M). IAPD ↗
$406.6M RAUM · 6 reps · 865-690-1231
ComplianceCustodian
68
OPTIMUM FINANCIAL SERVICES, LLC now reports custody of client assets ($4.8M). IAPD ↗
$269.3M RAUM · 3 reps · 601-981-5900
ComplianceCustodian
68
TAYLOR FINANCIAL GROUP, INC. now reports custody of client assets ($250,000). IAPD ↗
$365.0M RAUM · 4 reps · 540-774-7971 · taylorfg.com
ComplianceCustodian
68
MOWERY & SCHOENFELD WEALTH MANAGEMENT, LLC now reports custody of client assets ($322.2M). IAPD ↗
$389.2M RAUM · 6 reps · 847-247-8959
ComplianceCustodian
68
YOUR RETIREMENT COACH now reports custody of client assets ($359.5M). IAPD ↗
$377.1M RAUM · 9 reps · 770.427.5227 · yourretirementcoach.com
ComplianceCustodian
68
SMITH ASSET MANAGEMENT CO., LLC now reports custody of client assets ($135.4M). IAPD ↗
$261.4M RAUM · 4 reps · 352-493-7700 · smithamco.com
ComplianceCustodian
68
CAHILL WEALTH MANAGEMENT, LLC now reports custody of client assets ($67.5M). IAPD ↗
$442.1M RAUM · 2 reps · 269-321-6600 · cahillwealth.com
ComplianceCustodian
68
IFRAH FINANCIAL SERVICES, INC. now reports custody of client assets ($88.8M). IAPD ↗
$446.9M RAUM · 9 reps · 501-821-7733 · ifrahfinancial.com
ComplianceCustodian
68
FINANCIAL HARVEST WEALTH ADVISORS now reports custody of client assets ($187.8M). IAPD ↗
$451.0M RAUM · 6 reps · 407-937-0707
ComplianceCustodian
68
SENECA FINANCIAL ADVISORS LLC now reports custody of client assets ($14.4M). IAPD ↗
$693.6M RAUM · 6 reps · 585-203-1211
ComplianceCustodian
68
LEGACY FINANCIAL GROUP now reports custody of client assets ($144.3M). IAPD ↗
$840.4M RAUM · 13 reps · 515-255-3306 · legendsatlegacycarshow.com
ComplianceCustodian
68
BOSTON STANDARD WEALTH MANAGEMENT, LLC now reports custody of client assets ($276.8M). IAPD ↗
$549.5M RAUM · 4 reps · (781) 721-0072 · bostonstandardwealth.com
ComplianceCustodian
68
ASPEN WEALTH MANAGEMENT now reports custody of client assets ($590,448). IAPD ↗
$509.6M RAUM · 6 reps · 817-546-6353 · aspenwealthmgmt.com
ComplianceCustodian
68
WALKNER CONDON FINANCIAL ADVISORS LLC now reports custody of client assets ($170.9M). IAPD ↗
$732.8M RAUM · 13 reps · 608-234-4127
ComplianceCustodian
68
HERITAGE WEALTH ARCHITECTS, INC. now reports custody of client assets ($74.8M). IAPD ↗
$316.2M RAUM · 5 reps · 651-289-6444 · heritagewa.com
ComplianceCustodian
68
TIM LOONEY INVESTMENTS, LLC now reports custody of client assets ($7.7M). IAPD ↗
$426.7M RAUM · 3 reps · 407-331-6961 · timlooney.com
ComplianceCustodian
68
SUMMIT INVESTMENT ADVISORY SERVICES now reports custody of client assets ($35.2M). IAPD ↗
$632.5M RAUM · 5 reps · (651) 490-2939
ComplianceCustodian
68
UPSTART WEALTH MANAGEMENT, LLC now reports custody of client assets ($84.8M). IAPD ↗
$294.0M RAUM · 3 reps · (415) 549-0646
ComplianceCustodian
68
BEACON FINANCIAL PLANNING, INC now reports custody of client assets ($10.6M). IAPD ↗
$388.4M RAUM · 6 reps · 508-790-7039 · beaconfinancialplanning.com
ComplianceCustodian
68
LATKO WEALTH MANAGEMENT, LTD. now reports custody of client assets ($29.9M). IAPD ↗
$282.7M RAUM · 3 reps · (815) 469-8887 · latkowealth.com
ComplianceCustodian
68
INTEGRITY WEALTH SOLUTIONS LLC now reports custody of client assets ($85.2M). IAPD ↗
$276.6M RAUM · 2 reps · 3037165777
ComplianceCustodian
68
MY PERSONAL CFO, LLC now reports custody of client assets ($224.1M). IAPD ↗
$334.4M RAUM · 3 reps · 503-912-2090
ComplianceCustodian
68
EIGER WEALTH MANAGEMENT, LLC now reports custody of client assets ($12.2M). IAPD ↗
$322.1M RAUM · 3 reps · 858-769-0100
ComplianceCustodian
68
BROWNLEE WEALTH MANAGEMENT now reports custody of client assets ($31.2M). IAPD ↗
$295.8M RAUM · 4 reps · 281-377-3170 · brownleewealthmanagement.com
ComplianceCustodian
68
OLISTICO WEALTH, LLC now reports custody of client assets ($63.9M). IAPD ↗
$325.8M RAUM · 4 reps · 918-863-2005 · olisticowealth.com
ComplianceCustodian
68
EATON FINANCIAL GROUP now reports custody of client assets ($121.1M). IAPD ↗
$389.1M RAUM · 1 reps · 954-575-9323
ComplianceCustodian
68
PARK EDGE ADVISORS, LLC now reports custody of client assets ($148.1M). IAPD ↗
$438.1M RAUM · 5 reps · (216) 727-0144 · parkedgeadvisors.com
ComplianceCustodian
68
THE PINES WEALTH MANAGEMENT, LLC now reports custody of client assets ($287,807). IAPD ↗
$419.5M RAUM · 3 reps · (910) 475-8312 · thepineswealth.com
ComplianceCustodian
68
ABOUND FINANCIAL now reports custody of client assets ($605). IAPD ↗
$436.0M RAUM · 2 reps · 916-846-7780
ComplianceCustodian
68
SPARTAN WEALTH MANAGEMENT now reports custody of client assets ($64.3M). IAPD ↗
$406.6M RAUM · 15 reps · 248-297-6600 · spartanwealth.com
ComplianceCustodian
68
MAY HILL CAPITAL, LLC now reports custody of client assets ($132.4M). IAPD ↗
$380.7M RAUM · 2 reps · 617-800-0388 · mayhillwealth.com
ComplianceCustodian
68
INDIVISIBLE PARTNERS now reports custody of client assets ($200.9M). IAPD ↗
$298.6M RAUM · 3 reps · 732-306-5490 · indivisible.com
ComplianceCustodian
68
CHICAGO OAKBROOK FINANCIAL GROUP now reports custody of client assets ($208.5M). IAPD ↗
$907.3M RAUM · 8 reps · (630) 954-5572 · cofgroup.com
ComplianceCustodian
68
PIEDMONT WEALTH ADVISORY now reports custody of client assets ($100,000). IAPD ↗
$267.8M RAUM · 3 reps · (571) 313-5125 · piedmontwealthadvisory.com
ComplianceCustodian
68
LATHROP INVESTMENT MANAGEMENT COMPANY now reports custody of client assets ($9.0M). IAPD ↗
$937.1M RAUM · 4 reps · 501-227-4930 · limc.com
ComplianceCustodian
65
FOX FINANCIAL SERVICES, INC. now reports custody of client assets ($1.9M). IAPD ↗
$90.9M RAUM · 1 reps · (914) 761-1639 · foxfinancialservices.com
ComplianceCustodian
65
GORDIAN ADVISORS, LLC now reports custody of client assets ($96.2M). IAPD ↗
$228.2M RAUM · 3 reps · 520-615-2779 · gordianadvisors.com
ComplianceCustodian
65
AZNAR FINANCIAL ADVISORS, LLC now reports custody of client assets ($77.8M). IAPD ↗
$151.5M RAUM · 1 reps · 973-540-8850 · aznaradvisors.com
ComplianceCustodian
65
LIGHTHOUSE FINANCIAL MANAGEMENT, LLC now reports custody of client assets ($11.9M). IAPD ↗
$184.1M RAUM · 4 reps · 401-596-3392 · lighthousefm.com
ComplianceCustodian
65
COMPASS FINANCIAL GROUP, INC. now reports custody of client assets ($21.0M). IAPD ↗
$128.4M RAUM · 2 reps · 614-791-0093
ComplianceCustodian
65
PAULO FINANCIAL ADVISORS, LLC now reports custody of client assets ($5.4M). IAPD ↗
$52.7M RAUM · 1 reps · (718) 370-3464
ComplianceCustodian
65
BELLWETHER INVESTMENT GROUP, LLC now reports custody of client assets ($803,785). IAPD ↗
$137.1M RAUM · 6 reps · 423-698-6256
ComplianceCustodian
65
GUARDIAN CAPITAL, LLC now reports custody of client assets. IAPD ↗
$108.5M RAUM · 4 reps · 724-934-3050 · guardiancapitalllc.com
ComplianceCustodian
65
WORTH ADVISORS now reports custody of client assets ($28.7M). IAPD ↗
$232.9M RAUM · 11 reps · 704-731-0121 · coachnetworth.com
ComplianceCustodian
65
WEALTHTRAK ADVISORS now reports custody of client assets ($61.5M). IAPD ↗
$164.6M RAUM · 3 reps · 757-523-1250 · wealthtrakcm.com
ComplianceCustodian
65
CAREY WEALTH MANAGEMENT now reports custody of client assets ($148.8M). IAPD ↗
$155.0M RAUM · 1 reps · (925) 406-4186
ComplianceCustodian
65
SVRN ASSET MANAGEMENT, LLC now reports custody of client assets ($34.5M). IAPD ↗
$211.9M RAUM · 2 reps · 773-442-2294 · severianasset.com
ComplianceCustodian
65
BARKER WEALTH MANAGEMENT, LLC now reports custody of client assets ($66.8M). IAPD ↗
$195.3M RAUM · 2 reps · (503) 616-8680 · barkerwealthmanagement.com
ComplianceCustodian
65
ARBOR FINANCIAL now reports custody of client assets ($59.0M). IAPD ↗
$175.2M RAUM · 2 reps · 734-761-6626 · arborfinancial.com
ComplianceCustodian
65
FOUR FINANCIAL MANAGEMENT now reports custody of client assets ($13.2M). IAPD ↗
$148.2M RAUM · 6 reps · 734-272-4322
ComplianceCustodian
65
ELEVATE CAPITAL ADVISORS now reports custody of client assets ($30.8M). IAPD ↗
$156.5M RAUM · 4 reps · 970-328-7526
ComplianceCustodian
65
VALUES ADDED FINANCIAL now reports custody of client assets ($110.5M). IAPD ↗
$234.2M RAUM · 6 reps · 202-599-0915
ComplianceCustodian
65
RESERVOIR WEALTH MANAGEMENT now reports custody of client assets ($72.2M). IAPD ↗
$176.0M RAUM · 2 reps · 567-289-2100 · reservwealth.com
ComplianceCustodian
65
CATALYST INVESTMENT MANAGEMENT LLC now reports custody of client assets ($54,069). IAPD ↗
$122.0M RAUM · 2 reps · (603) 952-1209 · catalystinvestmentmanagement.com
ComplianceCustodian
65
FOREFRONT now reports custody of client assets ($27.9M). IAPD ↗
$239.8M RAUM · 7 reps · 512-617-1984
ComplianceCustodian
65
ELEVATION ADVISORY PARTNERS LLC now reports custody of client assets ($43.4M). IAPD ↗
$205.8M RAUM · 7 reps · 913-827-4588 · harrisoncapitalmanagement.com
ComplianceCustodian
65
ALPHA OMEGA FINANCIAL now reports custody of client assets ($54.6M). IAPD ↗
$161.6M RAUM · 1 reps · 410-592-8936
ComplianceCustodian
65
RIVER CITY WEALTH MANAGEMENT now reports custody of client assets ($56.2M). IAPD ↗
$151.7M RAUM · 2 reps · 904-374-9098 · rivercitywealth.com
ComplianceCustodian
65
EQUITY WEALTH PARTNERS, LLC now reports custody of client assets ($1.7M). IAPD ↗
$222.7M RAUM · 4 reps · 816-373-1068 · equitywp.com
ComplianceCustodian
65
MONTHIE WEALTH ADVISORS now reports custody of client assets ($35.4M). IAPD ↗
$55.3M RAUM · 2 reps · 518-786-3534
ComplianceCustodian
65
POLARIS INVESTMENT ADVISORS, LLC now reports custody of client assets ($14.0M). IAPD ↗
$178.4M RAUM · 2 reps · (508) 481-2299 · polarisadv.com
ComplianceCustodian
65
AIM ADVISORS, LLC now reports custody of client assets ($36.7M). IAPD ↗
$138.2M RAUM · 2 reps · 919-758-8911 · aimadvisorsnc.com
ComplianceCustodian
65
BLALOCK WILLIAMS, LLC now reports custody of client assets ($897,675). IAPD ↗
$176.2M RAUM · 2 reps · (256) 444-6256
ComplianceCustodian
65
LAKESHORE CAPITAL GROUP, INC. now reports custody of client assets ($100.3M). IAPD ↗
$153.2M RAUM · 2 reps · 847-701-0400 · thelakeshorecapitalgroup.com
ComplianceCustodian
65
MATRIARCH WEALTH MANAGEMENT, LLC now reports custody of client assets ($8.9M). IAPD ↗
$176.1M RAUM · 2 reps · (973)979-7609 · matriarchwm.com
ComplianceCustodian
65
WAYSTONE ADVISORS LLC now reports custody of client assets ($26.8M). IAPD ↗
$136.1M RAUM · 4 reps · (425) 484-0045 · waystoneadvisors.com
ComplianceCustodian
65
ROXBURY FINANCIAL now reports custody of client assets ($48.6M). IAPD ↗
$141.5M RAUM · 2 reps · 973-928-7181 · roxburyfinancial.com
ComplianceCustodian
65
BLUE JEAN FINANCIAL LLC now reports custody of client assets ($7.2M). IAPD ↗
$94.7M RAUM · 7 reps · (518) 406-8488 · bluejeanfinancial.com
ComplianceCustodian
65
BLUEHEEL LLC now reports custody of client assets ($134.3M). IAPD ↗
$180.9M RAUM · 2 reps · 214-559-9972
ComplianceCustodian
65
MARTINSEN WEALTH MANAGEMENT now reports custody of client assets ($8.6M). IAPD ↗
$102.3M RAUM · 5 reps · 480-550-6556 · martinsenwealth.com
ComplianceCustodian
65
VINCENT WEALTH ADVISORS LLC now reports custody of client assets ($12.2M). IAPD ↗
$127.3M RAUM · 1 reps · (781) 556-8623 · vincentwealth.com
ComplianceCustodian
65
WEALTH INTELLIGENCE, LLC now reports custody of client assets ($348,462). IAPD ↗
$243.9M RAUM · 3 reps · 706-571-2100 · wealthintel.com
ComplianceCustodian
65
VALOIR WEALTH LLC now reports custody of client assets ($17.5M). IAPD ↗
$44.1M RAUM · 1 reps · (573) 450-1564
ComplianceCustodian
65
WALLEYE PARTNERS LLC now reports custody of client assets ($71.2M). IAPD ↗
$201.1M RAUM · 2 reps · (608) 332-8434 · walleyepartners.com
ComplianceCustodian
65
GLOBAL TRUST WEALTH MANAGEMENT LLC now reports custody of client assets ($91.1M). IAPD ↗
$207.2M RAUM · 4 reps · 561-207-9696 · globaltrustwealth.com
ComplianceCustodian
58
PROTOCOL VC LLC now reports custody of client assets ($1.0M). IAPD ↗institutional
$350.7M RAUM · 2 reps · 415-370-5155
ComplianceCustodian
53
BELLTOWER PARTNERS now reports custody of client assets ($477.7M). IAPD ↗fund
$477.7M RAUM · 4 reps · 212-960-8042 · belltowerpartners.com
ComplianceCustodian
50
SLG CAPITAL MANAGEMENT LLC now reports custody of client assets ($191,355). IAPD ↗fund
$100.3M RAUM · 15 reps · 212-594-2700
ComplianceCustodian
50
GATEMORE now reports custody of client assets ($427.5M). IAPD ↗fund
$213.7M RAUM · 4 reps · 1 212-251-6700 · gvpclimate.com
ComplianceCustodian
50
STROBE VENTURES now reports custody of client assets ($334.4M). IAPD ↗fund
$235.3M RAUM · 3 reps · (315) 202 1002 · strobe.fund
ComplianceCustodian
aum crossed 500m — 80 Regulatory AUM crossed $500M.
70
RICHARDS MERRILL WEALTH MANAGEMENT crossed $500M in regulatory AUM ($395.8M -> $514.5M). IAPD ↗
$514.5M RAUM · 10 reps · 509-624-3174 · rmwealthmgmt.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
WEDGEWOOD PARTNERS, INC. crossed $500M in regulatory AUM ($464.6M -> $539.7M). IAPD ↗
$539.7M RAUM · 3 reps · 314-567-6407 · wedgewoodpartners.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
FISCHER FINANCIAL SERVICES INC crossed $500M in regulatory AUM ($487.9M -> $564.6M). IAPD ↗
$564.6M RAUM · 3 reps · 717-233-8901
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
FRIEDLANDER & CO INC crossed $500M in regulatory AUM ($453.0M -> $502.8M). IAPD ↗
$502.8M RAUM · 1 reps · 414-273-0308
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
OGOREK WEALTH MANAGEMENT, LLC crossed $500M in regulatory AUM ($468.8M -> $525.3M). IAPD ↗
$525.3M RAUM · 2 reps · 716-626-5000
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
M. KRAUS & COMPANY crossed $500M in regulatory AUM ($494.2M -> $523.5M). IAPD ↗
$523.5M RAUM · 4 reps · 802-985-2620 · mkrausco.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
NORTHWEST FINANCIAL SERVICES INC crossed $500M in regulatory AUM ($482.3M -> $551.4M). IAPD ↗
$551.4M RAUM · 8 reps · 317-844-0448 · northwestfinancial.net
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
DHJJ FINANCIAL ADVISORS crossed $500M in regulatory AUM ($463.9M -> $543.5M). IAPD ↗
$543.5M RAUM · 8 reps · 630-420-1360 · dhjjfinancial.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
RIGGS ASSET MANAGEMENT CO INC crossed $500M in regulatory AUM ($448.8M -> $522.5M). IAPD ↗
$522.5M RAUM · 7 reps · 570-823-3383 · riggsadvisors.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
TINGEY ADVISORS INC crossed $500M in regulatory AUM ($421.3M -> $619.0M). IAPD ↗
$619.0M RAUM · 3 reps · 801-352-8166 · tingeyadvisors.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
BRIGHT FINANCIAL ADVISORS, INC. crossed $500M in regulatory AUM ($489.2M -> $570.1M). IAPD ↗
$570.1M RAUM · 2 reps · 269-373-2700 · brightfinancialadvisors.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
SK WEALTH MANAGEMENT, LLC crossed $500M in regulatory AUM ($429.2M -> $555.3M). IAPD ↗
$555.3M RAUM · 4 reps · 401-331-1575 · skwealth.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
LANDMARK WEALTH MANAGEMENT crossed $500M in regulatory AUM ($470.9M -> $615.9M). IAPD ↗
$615.9M RAUM · 4 reps · 716-810-9594
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
NICOLLET INVESTMENT MANAGEMENT, INC. crossed $500M in regulatory AUM ($477.0M -> $526.7M). IAPD ↗
$526.7M RAUM · 7 reps · 612-915-3033 · nicolletinvest.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
CARL STUART INVESTMENT ADVISOR, INC. crossed $500M in regulatory AUM ($468.4M -> $515.2M). IAPD ↗
$515.2M RAUM · 2 reps · 512-478-2275
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
EAST END FINANCIAL GROUP, INC. crossed $500M in regulatory AUM ($497.8M -> $579.2M). IAPD ↗
$579.2M RAUM · 6 reps · 631-727-8111 · eastendfinancialgroup.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
JOHN A. WOLFE & ASSOCIATES, INC. crossed $500M in regulatory AUM ($498.4M -> $534.7M). IAPD ↗
$534.7M RAUM · 1 reps · 269-324-1988
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
COLORADO CAPITAL MANAGEMENT crossed $500M in regulatory AUM ($499.9M -> $560.3M). IAPD ↗
$560.3M RAUM · 9 reps · 303-444-9300
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
PINNACLE FINANCIAL GROUP LLC crossed $500M in regulatory AUM ($499.7M -> $571.0M). IAPD ↗
$571.0M RAUM · 4 reps · 708-246-6262 · mypinnaclefinancial.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
WP ADVISORS, LLC crossed $500M in regulatory AUM ($431.2M -> $505.7M). IAPD ↗
$505.7M RAUM · 2 reps · 415-777-2900 · wpadvisorsllc.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
PROVIDENCE FINANCIAL ADVISORS, LLC crossed $500M in regulatory AUM ($412.2M -> $544.5M). IAPD ↗
$544.5M RAUM · 3 reps · 913-323-0535 · pfa-llc.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
GSB WEALTH MANAGEMENT, LLC crossed $500M in regulatory AUM ($475.0M -> $540.4M). IAPD ↗
$540.4M RAUM · 7 reps · 203-453-9075 · greyledge.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
COMPREHENSIVE FINANCIAL CONSULTANTS INSTITUTIONAL, INC. crossed $500M in regulatory AUM ($432.4M -> $515.1M). IAPD ↗
$515.1M RAUM · 18 reps · 812-334-3190 · cfci.us
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
ALLEN WEALTH MANAGEMENT, LLC crossed $500M in regulatory AUM ($478.5M -> $553.9M). IAPD ↗
$553.9M RAUM · 3 reps · 828-268-9693 · allenwealthmanagement.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
THE LEGACY FINANCIAL GROUP, INC. crossed $500M in regulatory AUM ($419.6M -> $513.6M). IAPD ↗
$513.6M RAUM · 5 reps · 918-665-0826 · legacyadvisor.net
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
TIMBER CREEK CAPITAL MANAGEMENT, LLC crossed $500M in regulatory AUM ($483.2M -> $549.2M). IAPD ↗
$549.2M RAUM · 4 reps · 617-722-0855 · timbercreek-capital.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
IRONWOOD FINANCIAL, LLC crossed $500M in regulatory AUM ($456.5M -> $574.9M). IAPD ↗
$574.9M RAUM · 6 reps · 520-318-4600 · ironwoodfinancial.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
SANDY COVE ADVISORS, LLC crossed $500M in regulatory AUM ($486.4M -> $581.7M). IAPD ↗
$581.7M RAUM · 7 reps · 617-622-1500 · sandycoveadvisors.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
MOSS, LUSE & WOMBLE, LLC crossed $500M in regulatory AUM ($435.6M -> $595.2M). IAPD ↗
$595.2M RAUM · 18 reps · 972-674-2584
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
COVENANT WEALTH ADVISORS crossed $500M in regulatory AUM ($496.3M -> $653.0M). IAPD ↗
$653.0M RAUM · 9 reps · (804) 729-5265
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
NEW HARBOR FINANCIAL GROUP, LLC crossed $500M in regulatory AUM ($495.5M -> $576.9M). IAPD ↗
$576.9M RAUM · 5 reps · 978-537-7701 · newharborfinancial.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
BOSTON STANDARD WEALTH MANAGEMENT, LLC crossed $500M in regulatory AUM ($451.5M -> $549.5M). IAPD ↗
$549.5M RAUM · 4 reps · (781) 721-0072 · bostonstandardwealth.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
HAPANOWICZ FINANCIAL crossed $500M in regulatory AUM ($497.4M -> $574.7M). IAPD ↗
$574.7M RAUM · 6 reps · 412-261-5966
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
CARSONALLARIA WEALTH MANAGEMENT, LTD. crossed $500M in regulatory AUM ($469.8M -> $567.5M). IAPD ↗
$567.5M RAUM · 6 reps · 618-288-9505
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
NORTHWEST QUADRANT WEALTH MANAGEMENT crossed $500M in regulatory AUM ($453.9M -> $534.0M). IAPD ↗
$534.0M RAUM · 2 reps · 541-388-9888
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
ASPEN WEALTH MANAGEMENT crossed $500M in regulatory AUM ($368.4M -> $509.6M). IAPD ↗
$509.6M RAUM · 6 reps · 817-546-6353 · aspenwealthmgmt.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
SAGEGUARD FINANCIAL GROUP, LLC crossed $500M in regulatory AUM ($377.9M -> $607.7M). IAPD ↗
$607.7M RAUM · 6 reps · (615) 859-4567
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
BCU WEALTH ADVISORS, LLC crossed $500M in regulatory AUM ($449.9M -> $535.0M). IAPD ↗
$535.0M RAUM · 3 reps · 847-932-8007 · targetcu.org
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
ALJIAN CAPITAL MANAGEMENT crossed $500M in regulatory AUM ($446.4M -> $575.8M). IAPD ↗
$575.8M RAUM · 3 reps · 707-230-2158 · aljiancapital.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
COOK WEALTH, LLC crossed $500M in regulatory AUM ($475.0M -> $529.4M). IAPD ↗
$529.4M RAUM · 11 reps · (919) 784-9100
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
CLARE MARKET INVESTMENTS, LLC crossed $500M in regulatory AUM ($432.6M -> $556.0M). IAPD ↗
$556.0M RAUM · 4 reps · 866.659.1019
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
SUNPOINTE INVESTMENTS crossed $500M in regulatory AUM ($369.1M -> $559.2M). IAPD ↗
$559.2M RAUM · 9 reps · (314) 880-0821 · sunpointeinvestments.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
HILLTOP WEALTH ADVISORS, LLC crossed $500M in regulatory AUM ($432.7M -> $502.8M). IAPD ↗
$502.8M RAUM · 7 reps · (919) 401-1500
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
HIGHLINE WEALTH PARTNERS crossed $500M in regulatory AUM ($493.7M -> $665.6M). IAPD ↗
$665.6M RAUM · 14 reps · 818-340-0157
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
TEMPUS WEALTH PLANNING, LLC crossed $500M in regulatory AUM ($400.5M -> $506.5M). IAPD ↗
$506.5M RAUM · 8 reps · 949-393-2525 · tempuswp.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
KEEL WEALTH MANAGEMENT, LLC crossed $500M in regulatory AUM ($449.0M -> $557.1M). IAPD ↗
$557.1M RAUM · 1 reps · 512-368-4666
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
RELIANT WEALTH PLANNING, LLC crossed $500M in regulatory AUM ($469.1M -> $520.6M). IAPD ↗
$520.6M RAUM · 5 reps · 502-398-5050
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
COLUMBUS MACRO, LLC crossed $500M in regulatory AUM ($277.3M -> $777.3M). IAPD ↗
$777.3M RAUM · 6 reps · 7247612510
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
ALTUS WEALTH GROUP, LLC crossed $500M in regulatory AUM ($445.0M -> $572.6M). IAPD ↗
$572.6M RAUM · 7 reps · 719-900-1295 · altuswealthgroup.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
LIFEWORKS ADVISORS, LLC crossed $500M in regulatory AUM ($421.8M -> $742.3M). IAPD ↗
$742.3M RAUM · 33 reps · (616) 200-6512 · brightadvisers.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
INLET PRIVATE WEALTH, LLC crossed $500M in regulatory AUM ($467.2M -> $554.9M). IAPD ↗
$554.9M RAUM · 3 reps · (561) 781-0400 · inletprivatewealth.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
SANDBOX FINANCIAL PARTNERS, LLC crossed $500M in regulatory AUM ($463.7M -> $575.2M). IAPD ↗
$575.2M RAUM · 8 reps · (301) 214-4190
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
VALTINSON BRUNER FINANCIAL PLANNING crossed $500M in regulatory AUM ($478.1M -> $603.7M). IAPD ↗
$603.7M RAUM · 6 reps · 651-628-9832
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
WEALTHBRIDGE CAPITAL MANAGEMENT, LLC crossed $500M in regulatory AUM ($467.8M -> $599.0M). IAPD ↗
$599.0M RAUM · 4 reps · (614) 591-4515
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
SKYOAK WEALTH crossed $500M in regulatory AUM ($497.0M -> $601.4M). IAPD ↗
$601.4M RAUM · 5 reps · 248-348-6500 · skyoakwealth.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
MATTERN WEALTH MANAGEMENT LLC crossed $500M in regulatory AUM ($481.6M -> $533.7M). IAPD ↗
$533.7M RAUM · 3 reps · 785-842-7680 · matternwealth.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
LGG FINANCIAL crossed $500M in regulatory AUM ($492.7M -> $525.2M). IAPD ↗
$525.2M RAUM · 2 reps · 301-312-6660 · lggfinancial.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
SAFEGUARD WEALTH MANAGEMENT crossed $500M in regulatory AUM ($338.5M -> $601.0M). IAPD ↗
$601.0M RAUM · 4 reps · 920-544-0576 · safeguardinvest.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
GREY FOX WEALTH ADVISORS, LLC crossed $500M in regulatory AUM ($382.6M -> $544.1M). IAPD ↗
$544.1M RAUM · 5 reps · 302-482-3211 · greyfoxwealth.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
EWA, LLC crossed $500M in regulatory AUM ($408.1M -> $559.0M). IAPD ↗
$559.0M RAUM · 7 reps · (412) 288-2363 · ewa-llc.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
LEVERTY FINANCIAL GROUP, LLC crossed $500M in regulatory AUM ($481.3M -> $567.4M). IAPD ↗
$567.4M RAUM · 5 reps · 715-377-2080
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
PROALTUS USA crossed $500M in regulatory AUM ($406.3M -> $505.8M). IAPD ↗
$505.8M RAUM · 3 reps · (857) 334-1921 · proaltus.us
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
LONG RUN WEALTH ADVISORS, LLC crossed $500M in regulatory AUM ($442.0M -> $514.2M). IAPD ↗
$514.2M RAUM · 7 reps · 518-523-8050 · longrunwealth.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
FOURPATH CAPITAL MANAGEMENT, LLC crossed $500M in regulatory AUM ($470.1M -> $931.1M). IAPD ↗
$931.1M RAUM · 6 reps · (405) 253-6080 · fourpath.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
EMPOWER FINANCIAL ADVISORY, LLC crossed $500M in regulatory AUM ($411.7M -> $535.0M). IAPD ↗
$535.0M RAUM · 4 reps · (860) 494-2600 · empowerfa.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
INNOVATIVE WEALTH BUILDING LLC crossed $500M in regulatory AUM ($418.7M -> $525.0M). IAPD ↗
$525.0M RAUM · 8 reps · 240-237-8086
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
STRONG TOWER ADVISORY SERVICES crossed $500M in regulatory AUM ($427.5M -> $654.5M). IAPD ↗
$654.5M RAUM · 2 reps · 612-436-3750 · strongtowerwm.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
PRESILIUM PRIVATE WEALTH, LLC crossed $500M in regulatory AUM ($442.9M -> $554.2M). IAPD ↗
$554.2M RAUM · 4 reps · 215-982-4140 · presiliumpw.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
UPTICK PARTNERS, LLC crossed $500M in regulatory AUM ($398.6M -> $688.1M). IAPD ↗
$688.1M RAUM · 7 reps · (936) 800-0800
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
GILLILAND JETER WEALTH MANAGEMENT, LLC crossed $500M in regulatory AUM ($454.5M -> $505.3M). IAPD ↗
$505.3M RAUM · 3 reps · 501-902-4951 · gillilandjeter.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
THE SALVETTI GROUP crossed $500M in regulatory AUM ($487.2M -> $607.2M). IAPD ↗
$607.2M RAUM · 4 reps · 916-414-8282 · thesalvettigroup.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
GREAT HILL CAPITAL, LLC crossed $500M in regulatory AUM ($341.0M -> $631.8M). IAPD ↗
$631.8M RAUM · 1 reps · 212-951-1478
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
ADVANTAGE RETIREMENT GROUP crossed $500M in regulatory AUM ($459.0M -> $518.3M). IAPD ↗
$518.3M RAUM · 4 reps · 239-561-1155 · advantageretirementgroup.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
FAIRVOY PRIVATE WEALTH, LLC crossed $500M in regulatory AUM ($460.2M -> $513.2M). IAPD ↗
$513.2M RAUM · 6 reps · (205)578-6250 · fairvoypw.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
60
PNC STEEL CITY ADVISORS, LLC crossed $500M in regulatory AUM ($27.7M -> $532.3M). IAPD ↗institutional
$532.3M RAUM · 15 reps · 312-454-2922
Portfolio / reporting / TAMPCRMIntegration & migration consulting
60
CURASSET CAPITAL MANAGEMENT, LLC crossed $500M in regulatory AUM ($473.0M -> $601.7M). IAPD ↗institutional
$601.7M RAUM · 6 reps · 8623350333 · curasset.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
60
BRYCE POINT CAPITAL LLC crossed $500M in regulatory AUM ($318.3M -> $713.1M). IAPD ↗institutional
$713.1M RAUM · 2 reps · 646-450-0445
Portfolio / reporting / TAMPCRMIntegration & migration consulting
55
YORKVILLE ADVISORS GLOBAL, LP crossed $500M in regulatory AUM ($323.1M -> $631.9M). IAPD ↗fund
$631.9M RAUM · 19 reps · (201) 536-5110
Portfolio / reporting / TAMPCRMIntegration & migration consulting
55
URSA FUND MANAGEMENT LLC crossed $500M in regulatory AUM ($157.1M -> $633.6M). IAPD ↗fund
$633.6M RAUM · 2 reps · 415-529-6040
Portfolio / reporting / TAMPCRMIntegration & migration consulting
40
NEUMANN ADVISORY HONG KONG LIMITED crossed $500M in regulatory AUM ($452.4M -> $505.1M). IAPD ↗foreign
$505.1M RAUM · 3 reps · +852 39564336 · neumannadvisors.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
deregistered — 77 Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
65
PRIO WEALTH LP (BOSTON, MA) left the SEC roster (was $3.74B RAUM, 14 reps). IAPD ↗
$3.74B RAUM · 14 reps · 617-224-1900 · priowealth.com
Recruiting & transitionsM&A & valuation
65
FINANCIAL PLANNING AND INFORMATION SERVICES, INC. (DE PERE, WI) left the SEC roster (was $1.08B RAUM, 10 reps). IAPD ↗
$1.08B RAUM · 10 reps · 920-336-0863 · thefinplangroup.com
Recruiting & transitionsM&A & valuation
65
KOWAL INVESTMENT GROUP, LLC (BROOKFIELD, WI) left the SEC roster (was $1.11B RAUM, 11 reps). IAPD ↗
$1.11B RAUM · 11 reps · (262) 522-4040
Recruiting & transitionsM&A & valuation
65
EAGLE RIDGE INVESTMENT MANAGEMENT LLC (STAMFORD, CT) left the SEC roster (was $1.16B RAUM, 7 reps). IAPD ↗
$1.16B RAUM · 7 reps · 203-227-4515
Recruiting & transitionsM&A & valuation
65
EPIQ CAPITAL GROUP, LLC (SAN FRANCISCO, CA) left the SEC roster (was $4.94B RAUM, 32 reps). IAPD ↗
$4.94B RAUM · 32 reps · 415-433-3747 · epiqcg.com
Recruiting & transitionsM&A & valuation
65
TRINITYPOINT WEALTH, LLC (MILFORD, CT) left the SEC roster (was $1.42B RAUM, 10 reps). IAPD ↗
$1.42B RAUM · 10 reps · (203) 693-8525
Recruiting & transitionsM&A & valuation
63
WILLS FINANCIAL GROUP (RICHMOND, VA) left the SEC roster (was $333.3M RAUM, 4 reps). IAPD ↗
$333.3M RAUM · 4 reps · 804-330-3100 · willsfg.com
Recruiting & transitionsM&A & valuation
63
PLANNING CAPITAL MANAGEMENT CORP. (PAOLI, PA) left the SEC roster (was $313.3M RAUM, 5 reps). IAPD ↗
$313.3M RAUM · 5 reps · 215-709-5100 · planningcapital.com
Recruiting & transitionsM&A & valuation
63
MILLENNIUM ADVISORY SERVICES, INC. (GLEN ALLEN, VA) left the SEC roster (was $707.5M RAUM, 18 reps). IAPD ↗
$707.5M RAUM · 18 reps · 804-346-1040 · hubinternational.com
Recruiting & transitionsM&A & valuation
63
BIECHELE ROYCE ADVISORS, INC. (FISHERS, IN) left the SEC roster (was $659.8M RAUM, 8 reps). IAPD ↗
$659.8M RAUM · 8 reps · 317-913-7000 · biechele-royce.com
Recruiting & transitionsM&A & valuation
63
FERNWOOD INVESTMENT MANAGEMENT, LLC (QUINCY, MA) left the SEC roster (was $435.7M RAUM, 4 reps). IAPD ↗
$435.7M RAUM · 4 reps · 617-376-4750 · fernwoodinvestment.com
Recruiting & transitionsM&A & valuation
63
CASSADY SCHILLER WEALTH MANAGEMENT, LLC (CINCINNATI, OH) left the SEC roster (was $517.4M RAUM, 8 reps). IAPD ↗
$517.4M RAUM · 8 reps · 513-483-6652 · cassadyschillerwealth.com
Recruiting & transitionsM&A & valuation
63
HOMAN WEALTH ADVISORS, LLC (OMAHA, NE) left the SEC roster (was $271.1M RAUM, 4 reps). IAPD ↗
$271.1M RAUM · 4 reps · 402-763-6401 · homanwealthadvisors.com
Recruiting & transitionsM&A & valuation
63
ARTEMIS FINANCIAL ADVISORS (BOSTON, MA) left the SEC roster (was $313.1M RAUM, 4 reps). IAPD ↗
$313.1M RAUM · 4 reps · 617-542-2420
Recruiting & transitionsM&A & valuation
63
NS CAPITAL, LLC (STAMFORD, CT) left the SEC roster (was $296.7M RAUM, 4 reps). IAPD ↗
$296.7M RAUM · 4 reps · 866-676-6002
Recruiting & transitionsM&A & valuation
63
GATEWAY ADVISORY, LLC (WESTFIELD, NJ) left the SEC roster (was $743.7M RAUM, 4 reps). IAPD ↗
$743.7M RAUM · 4 reps · 908-233-8100 · gatewayadvisory.com
Recruiting & transitionsM&A & valuation
63
XO WEALTH MANAGEMENT (DALLAS, TX) left the SEC roster (was $707.8M RAUM, 7 reps). IAPD ↗
$707.8M RAUM · 7 reps · 972-335-8000 · xowealth.com
Recruiting & transitionsM&A & valuation
63
LIFEPRO ASSET MANAGEMENT (SAN DIEGO, CA) left the SEC roster (was $311.3M RAUM, 40 reps). IAPD ↗
$311.3M RAUM · 40 reps · (888) 543-3776
Recruiting & transitionsM&A & valuation
63
ENTRUST WEALTH ADVISORS, LLC (SAN DIEGO, CA) left the SEC roster (was $367.5M RAUM, 4 reps). IAPD ↗
$367.5M RAUM · 4 reps · (858) 257-4646 · entrustwealthadvisors.com
Recruiting & transitionsM&A & valuation
63
PLATTE RIVER WEALTH ADVISORS, LLC (LOUISVILLE, CO) left the SEC roster (was $544.3M RAUM, 3 reps). IAPD ↗
$544.3M RAUM · 3 reps · 720-738-9010 · platteriverwa.com
Recruiting & transitionsM&A & valuation
63
WAVELAND FAMILY OFFICE, LLC (DEERFIELD, IL) left the SEC roster (was $359.0M RAUM, 1 reps). IAPD ↗
$359.0M RAUM · 1 reps · (847) 874-8210
Recruiting & transitionsM&A & valuation
60
HELLMAN JORDAN MANAGEMENT CO INC (QUINCY, MA) left the SEC roster (was $95.1M RAUM, 4 reps). IAPD ↗
$95.1M RAUM · 4 reps · (617) 261-9800 · hellmanjordan.com
Recruiting & transitionsM&A & valuation
60
CAPITAL PORTFOLIO MANAGEMENT L.L.C. (TOPEKA, KS) left the SEC roster (was $175.2M RAUM, 3 reps). IAPD ↗
$175.2M RAUM · 3 reps · 785-271-5555 · cpm-llc.com
Recruiting & transitionsM&A & valuation
60
AXIOM ADVISORY, LLC (SAN DIEGO, CA) left the SEC roster (was $224.1M RAUM, 2 reps). IAPD ↗
$224.1M RAUM · 2 reps · (800) 836-4792
Recruiting & transitionsM&A & valuation
60
YOUNG WEALTH MANAGEMENT (DAVIS, CA) left the SEC roster (was $116.6M RAUM, 2 reps). IAPD ↗
$116.6M RAUM · 2 reps · 530-231-5152
Recruiting & transitionsM&A & valuation
60
TRITON FINANCIAL GROUP, INC. (MARLBOROUGH, MA) left the SEC roster (was $237.2M RAUM, 1 reps). IAPD ↗
$237.2M RAUM · 1 reps · 508-480-8383 · tritonfinancialgroup.com
Recruiting & transitionsM&A & valuation
60
GRUPP FINANCIAL LLC (JACKSON, WY) left the SEC roster (was $81.7M RAUM, 3 reps). IAPD ↗
$81.7M RAUM · 3 reps · 1.307.200.6579 · gruppfinancial.com
Recruiting & transitionsM&A & valuation
60
STOEVER GLASS WEALTH MANAGEMENT, INC. (NEW YORK, NY) left the SEC roster (was $247.9M RAUM, 7 reps). IAPD ↗
$247.9M RAUM · 7 reps · 212-952-1910
Recruiting & transitionsM&A & valuation
60
SPRINGTIDE PARTNERS (CHICAGO, IL) left the SEC roster (was $42.1M RAUM, 2 reps). IAPD ↗
$42.1M RAUM · 2 reps · (312)620-6362
Recruiting & transitionsM&A & valuation
60
BAJA WEALTH ADVISORS LLC (NEW YORK, NY) left the SEC roster (was $72.6M RAUM, 6 reps). IAPD ↗
$72.6M RAUM · 6 reps · 212-850-4260 · bwa-mx.com
Recruiting & transitionsM&A & valuation
60
CLERKIE ADVISORY LLC (SAN FRANCISCO, CA) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗
$0 RAUM · 1 reps · 650-646-9662 · clerkie.io
Recruiting & transitionsM&A & valuation
60
MARYGOLD & CO. ADVISORY SERVICES, LLC (WALNUT CREEK, CA) left the SEC roster (was $30,725 RAUM, 1 reps). IAPD ↗
$30,725 RAUM · 1 reps · 9252979465
Recruiting & transitionsM&A & valuation
60
DAKORE WEALTH MANAGEMENT, LLC (PALM BEACH GARDENS, FL) left the SEC roster (was $76.6M RAUM, 1 reps). IAPD ↗
$76.6M RAUM · 1 reps · (561) 774-8101 · dakorewealth.com
Recruiting & transitionsM&A & valuation
60
STEWARD INC. (WASHINGTON, DC) left the SEC roster (was $46.4M RAUM, 1 reps). IAPD ↗
$46.4M RAUM · 1 reps · 917-547-3227
Recruiting & transitionsM&A & valuation
60
ZSENIA INVESTMENTS INC. (location n/a) left the SEC roster (was $10.9M RAUM, 1 reps). IAPD ↗
$10.9M RAUM · 1 reps · 929-327-5485 · zseniainv.com
Recruiting & transitionsM&A & valuation
60
AVERA CAPITAL WEALTH MANAGEMENT (GRAND JUNCTION, CO) left the SEC roster (was $132.7M RAUM, 2 reps). IAPD ↗
$132.7M RAUM · 2 reps · 970-361-3874 · averacap.com
Recruiting & transitionsM&A & valuation
60
MRP CURRENCY, LLC (ALPHARETTA, GA) left the SEC roster (was $193,512 RAUM, 1 reps). IAPD ↗
$193,512 RAUM · 1 reps · 404-274-7851
Recruiting & transitionsM&A & valuation
60
CIG ASSET MANAGEMENT (LANSING, MI) left the SEC roster — its 120-day provisional registration did not convert (was $10.0M RAUM, 1 reps). IAPD ↗
$10.0M RAUM · 1 reps · 517-802-8085
Recruiting & transitionsM&A & valuation
60
MFO INVESTMENTS (BIRMINGHAM, MI) left the SEC roster (was $243.5M RAUM, 9 reps). IAPD ↗
$243.5M RAUM · 9 reps · (248) 406-4900
Recruiting & transitionsM&A & valuation
60
QUAM, KELSEY (location n/a) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗
$0 RAUM · 1 reps · 15032698850 · kelseyquam.carrd.co
Recruiting & transitionsM&A & valuation
60
LAKE WATER ADVISORY, LLC (location n/a) left the SEC roster (was $40.0M RAUM, 1 reps). IAPD ↗
$40.0M RAUM · 1 reps · 315-730-7432 · lakewatercap.com
Recruiting & transitionsM&A & valuation
60
GFG SOLUTIONS (ORLANDO, FL) left the SEC roster (was $151.1M RAUM, 6 reps). IAPD ↗
$151.1M RAUM · 6 reps · (407) 627-0091 · gfgsolutions.com
Recruiting & transitionsM&A & valuation
60
CIRO CAPITAL LLC (location n/a) left the SEC roster — its 120-day provisional registration did not convert (was $58.6M RAUM, 1 reps). IAPD ↗
$58.6M RAUM · 1 reps · 646-785-6201
Recruiting & transitionsM&A & valuation
60
PELICAN INVESTS (NEW YORK, NY) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗
$0 RAUM · 1 reps · (347) 450-1767 · pelicaninvests.com
Recruiting & transitionsM&A & valuation
60
OSSIA IM (MIAMI, FL) left the SEC roster — its 120-day provisional registration did not convert (was $52.0M RAUM, 1 reps). IAPD ↗
$52.0M RAUM · 1 reps · 305-923-7212
Recruiting & transitionsM&A & valuation
60
TRILLIONS CAPITAL (WARMINSTER, PA) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 3 reps). IAPD ↗
$0 RAUM · 3 reps · 267-784-1718 · trillions.cc
Recruiting & transitionsM&A & valuation
60
SANKOTA CAPITAL LLC (location n/a) left the SEC roster — its 120-day provisional registration did not convert (was $26.0M RAUM, 2 reps). IAPD ↗
$26.0M RAUM · 2 reps · 312-392-2222
Recruiting & transitionsM&A & valuation
60
WILLOW CREEK CAPITAL MANAGEMENT, INC. (MISSOULA, MT) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 3 reps). IAPD ↗
$0 RAUM · 3 reps · 406-830-3286 · raymondjames.com
Recruiting & transitionsM&A & valuation
55
CHERRY HILL MORTGAGE MANAGEMENT, LLC (FARMINGDALE, NJ) left the SEC roster (was $1.39B RAUM, 5 reps). IAPD ↗institutional
$1.39B RAUM · 5 reps · 856-380-9970
Recruiting & transitionsM&A & valuation
50
TITANIUM EXPLORATION PARTNERS LLC (FORT WORTH, TX) left the SEC roster (was $114.4M RAUM, 3 reps). IAPD ↗institutional
$114.4M RAUM · 3 reps · 214-751-8900 · titaniumep.com
Recruiting & transitionsM&A & valuation
50
BLOCKTOWER CAPITAL ADVISORS LP (MIAMI, FL) left the SEC roster (was $1.69B RAUM, 17 reps). IAPD ↗fund
$1.69B RAUM · 17 reps · (203) 989-3661
Recruiting & transitionsM&A & valuation
50
INDYFIN LLC (DALLAS, TX) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗institutional
$0 RAUM · 1 reps · (972) 878-9522 · indyfin-llc.com
Recruiting & transitionsM&A & valuation
50
PGIA (CHICAGO, IL) left the SEC roster (was $0 RAUM, 0 reps). IAPD ↗institutional
$0 RAUM · 0 reps · 312-702-0696 · perpetual.com
Recruiting & transitionsM&A & valuation
50
PLATO'S PHILOSOPHY, LLC (VENTURA, CA) left the SEC roster (was $39.4M RAUM, 1 reps). IAPD ↗institutional
$39.4M RAUM · 1 reps · 805-888-2024 · stockhack.com
Recruiting & transitionsM&A & valuation
50
ETHOS ESG INVESTMENTS LLC (location n/a) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗institutional
$0 RAUM · 1 reps · 650-360-6020 · ethosesginvestments.com
Recruiting & transitionsM&A & valuation
50
SOLARIA MANAGEMENT LP (CHATHAM, NJ) left the SEC roster (was $90.2M RAUM, 1 reps). IAPD ↗institutional
$90.2M RAUM · 1 reps · 516-492-5804
Recruiting & transitionsM&A & valuation
50
COAR HILL ASSET MANAGEMENT PARTNERS LP (NORWALK, CT) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 1 reps). IAPD ↗institutional
$0 RAUM · 1 reps · 203-764-2117 · coarhill.com
Recruiting & transitionsM&A & valuation
50
OCTANE INVESTMENTS INC. (location n/a) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗institutional
$0 RAUM · 1 reps · 212-885-0747 · octane.nyc
Recruiting & transitionsM&A & valuation
50
P74 BIO LP (ALLSTON, MA) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 1 reps). IAPD ↗institutional
$0 RAUM · 1 reps · 862-754-2216
Recruiting & transitionsM&A & valuation
50
COVE CAPITAL LLC (location n/a) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 2 reps). IAPD ↗institutional
$0 RAUM · 2 reps · 650-436-9522
Recruiting & transitionsM&A & valuation
50
MARCELLUS INTERNATIONAL INVESTMENT MANAGERS LLC (NEW YORK, NY) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 1 reps). IAPD ↗institutional
$0 RAUM · 1 reps · 9172540868
Recruiting & transitionsM&A & valuation
48
ASCRIBE MANAGEMENT LLC (NEW YORK, NY) left the SEC roster (was $252.4M RAUM, 4 reps). IAPD ↗fund
$252.4M RAUM · 4 reps · 212-476-8000 · american-securities.com
Recruiting & transitionsM&A & valuation
48
PRIVET FUND MANAGEMENT LLC (ATLANTA, GA) left the SEC roster (was $352.1M RAUM, 5 reps). IAPD ↗fund
$352.1M RAUM · 5 reps · 404-419-2670 · privetfund.com
Recruiting & transitionsM&A & valuation
48
CALIXTO GLOBAL INVESTORS, LP (CORAL GABLES, FL) left the SEC roster (was $488.8M RAUM, 5 reps). IAPD ↗fund
$488.8M RAUM · 5 reps · 305-602-3421
Recruiting & transitionsM&A & valuation
48
ROCKTOP PARTNERS, LLC (IRVING, TX) left the SEC roster (was $260.5M RAUM, 16 reps). IAPD ↗fund
$260.5M RAUM · 16 reps · 844-456-6316 · rocktoppartners.com
Recruiting & transitionsM&A & valuation
48
ENDURANCE ENGINEERING MANAGEMENT LP (location n/a) left the SEC roster (was $333.0M RAUM, 3 reps). IAPD ↗fund
$333.0M RAUM · 3 reps · 310-282-5826
Recruiting & transitionsM&A & valuation
45
HIGHLAND CAPITAL MANAGEMENT, L.P. (DALLAS, TX) left the SEC roster (was $126.7M RAUM, 6 reps). IAPD ↗fund
$126.7M RAUM · 6 reps · 972-628-4100 · highlandcapital.com
Recruiting & transitionsM&A & valuation
45
AZG CAPITAL (MIAMI, FL) left the SEC roster (was $7.8M RAUM, 2 reps). IAPD ↗fund
$7.8M RAUM · 2 reps · 786 866 3700
Recruiting & transitionsM&A & valuation
45
WINDSAIL CAPITAL GROUP, LLC (BOSTON, MA) left the SEC roster (was $196.3M RAUM, 4 reps). IAPD ↗fund
$196.3M RAUM · 4 reps · 617-423-6061 · windsailcapital.com
Recruiting & transitionsM&A & valuation
45
MELODY CAPITAL PARTNERS, LP (NEW YORK, NY) left the SEC roster (was $227.0M RAUM, 3 reps). IAPD ↗fund
$227.0M RAUM · 3 reps · 2125838660 · melody.com
Recruiting & transitionsM&A & valuation
45
MARTIN CAPITAL ADVISORS, LLC (DESTIN, FL) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 0 reps). IAPD ↗fund
$0 RAUM · 0 reps · 501-213-6070
Recruiting & transitionsM&A & valuation
45
SADDLE POINT MANAGEMENT, L.P. (NEW YORK, NY) left the SEC roster (was $73.2M RAUM, 4 reps). IAPD ↗fund
$73.2M RAUM · 4 reps · 212-951-1223
Recruiting & transitionsM&A & valuation
45
FORTINBRAS ENTERPRISES LP (NEW YORK, NY) left the SEC roster (was $122.8M RAUM, 4 reps). IAPD ↗fund
$122.8M RAUM · 4 reps · (646) 993-5321 · fortinbras.com
Recruiting & transitionsM&A & valuation
35
GUARDIAN CAPITAL ADVISORS LP (TORONTO ONTARIO, Canada) left the SEC roster (was $2.45B RAUM, 19 reps). IAPD ↗foreign
$2.45B RAUM · 19 reps · 416-364-8341 · guardiancapital.com
Recruiting & transitionsM&A & valuation
35
PRINCIPAL ORIGIN (LONDON, United Kingdom) left the SEC roster (was $4.61B RAUM, 5 reps). IAPD ↗foreign
$4.61B RAUM · 5 reps · +44 207 812 8500 · originam.com
Recruiting & transitionsM&A & valuation
30
TIBERIUS ASSET MANAGEMENT AG (ZUG, Switzerland) left the SEC roster (was $10.0M RAUM, 3 reps). IAPD ↗foreign
$10.0M RAUM · 3 reps · +41 41 56 000 81 · tiberiusgroup.com
Recruiting & transitionsM&A & valuation
30
RHICON CURRENCY MANAGEMENT PTE LTD (SINGAPORE, Singapore) left the SEC roster (was $221.1M RAUM, 4 reps). IAPD ↗foreign
$221.1M RAUM · 4 reps · 65 6327 2218 · rhicon.com
Recruiting & transitionsM&A & valuation
headcount down — 72 Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
55
NORTHERN TRUST SECURITIES, INC shrank from 70 to 62 advisory reps. IAPD ↗
$1.28B RAUM · 62 reps · 312-557-2000 · northerntrust.com
Recruiting & transitionsM&A & valuation
55
REINHART PARTNERS, LLC shrank from 11 to 6 advisory reps. IAPD ↗
$1.91B RAUM · 6 reps · 262-241-2020 · reinhartpartners.com
Recruiting & transitionsM&A & valuation
55
FIRST HEARTLAND CONSULTANTS, INC. shrank from 95 to 83 advisory reps. IAPD ↗
$1.77B RAUM · 83 reps · 636-625-0900 · firstheartland.com
Recruiting & transitionsM&A & valuation
55
THE MILWAUKEE COMPANY shrank from 7 to 4 advisory reps. IAPD ↗
$1.14B RAUM · 4 reps · 262-238-6980
Recruiting & transitionsM&A & valuation
55
FOUNDERS FINANCIAL SECURITIES, LLC shrank from 97 to 92 advisory reps. IAPD ↗
$3.32B RAUM · 92 reps · 410-308-9988 · brooksfinancial.com
Recruiting & transitionsM&A & valuation
55
BROOKSTONE CAPITAL MANAGEMENT LLC shrank from 324 to 319 advisory reps. IAPD ↗
$10.41B RAUM · 319 reps · 630-653-1400 · brookstonecm.com
Recruiting & transitionsM&A & valuation
55
ARCHFORD CAPITAL STRATEGIES, LLC shrank from 10 to 8 advisory reps. IAPD ↗
$1.28B RAUM · 8 reps · 618-416-7085
Recruiting & transitionsM&A & valuation
55
CANAL CAPITAL MANAGEMENT, LLC shrank from 7 to 5 advisory reps. IAPD ↗
$1.08B RAUM · 5 reps · 804-325-1450 · canalcapitalmanagement.com
Recruiting & transitionsM&A & valuation
55
WEALTHPLAN PARTNERS shrank from 29 to 24 advisory reps. IAPD ↗
$1.27B RAUM · 24 reps · 402-691-0200
Recruiting & transitionsM&A & valuation
55
JEFFERIES INVESTMENT ADVISERS LLC shrank from 109 to 100 advisory reps. IAPD ↗
$3.40B RAUM · 100 reps · 212-284-2300 · jefferies.com
Recruiting & transitionsM&A & valuation
53
HARVEST INVESTMENT CONSULTANTS LLC shrank from 9 to 4 advisory reps. IAPD ↗
$491.6M RAUM · 4 reps · 410-561-9040
Recruiting & transitionsM&A & valuation
53
PILLAR FINANCIAL ADVISORS, LLC shrank from 5 to 3 advisory reps. IAPD ↗
$313.8M RAUM · 3 reps · 502-384-3890 · pillar.net
Recruiting & transitionsM&A & valuation
53
WEST BRANCH CAPITAL LLC shrank from 6 to 4 advisory reps. IAPD ↗
$630.9M RAUM · 4 reps · 833-888-0534; 413-256-1225
Recruiting & transitionsM&A & valuation
53
WISE WEALTH, LLC shrank from 10 to 7 advisory reps. IAPD ↗
$304.2M RAUM · 7 reps · 816-246-9473
Recruiting & transitionsM&A & valuation
53
A & I WEALTH MANAGEMENT shrank from 13 to 9 advisory reps. IAPD ↗
$463.9M RAUM · 9 reps · 303-690-5070 · gotaxfreebook.com
Recruiting & transitionsM&A & valuation
53
SHOREPOINT CAPITAL PARTNERS LLC shrank from 7 to 5 advisory reps. IAPD ↗
$800.5M RAUM · 5 reps · 781-341-7250
Recruiting & transitionsM&A & valuation
53
FORTUNE WEALTH MANAGEMENT, LLC shrank from 4 to 2 advisory reps. IAPD ↗
$343.5M RAUM · 2 reps · 972-716-8002 · fortunewealthmanagement.com
Recruiting & transitionsM&A & valuation
53
AIFAM GROUP LLC shrank from 8 to 6 advisory reps. IAPD ↗
$349.4M RAUM · 6 reps · 212-682-6100 · aifaminc.com
Recruiting & transitionsM&A & valuation
53
SAGEGUARD FINANCIAL GROUP, LLC shrank from 13 to 6 advisory reps. IAPD ↗
$607.7M RAUM · 6 reps · (615) 859-4567
Recruiting & transitionsM&A & valuation
53
SELECTIVE WEALTH MANAGEMENT, INC. shrank from 10 to 8 advisory reps. IAPD ↗
$441.7M RAUM · 8 reps · 434-515-1517
Recruiting & transitionsM&A & valuation
53
WATERWAY WEALTH MANAGEMENT, L.L.C. shrank from 4 to 2 advisory reps. IAPD ↗
$552.8M RAUM · 2 reps · 281-363-0000 · waterwaywealth.com
Recruiting & transitionsM&A & valuation
53
SUMMIT FINANCIAL shrank from 8 to 6 advisory reps. IAPD ↗
$255.0M RAUM · 6 reps · 410-584-9600 · sumfi.com
Recruiting & transitionsM&A & valuation
53
CLG LLC shrank from 25 to 20 advisory reps. IAPD ↗
$953.8M RAUM · 20 reps · (310) 329-5150 · clgwm.com
Recruiting & transitionsM&A & valuation
53
TEMPUS WEALTH PLANNING, LLC shrank from 10 to 8 advisory reps. IAPD ↗
$506.5M RAUM · 8 reps · 949-393-2525 · tempuswp.com
Recruiting & transitionsM&A & valuation
53
PENOBSCOT FINANCIAL ADVISORS shrank from 9 to 6 advisory reps. IAPD ↗
$434.5M RAUM · 6 reps · (207) 990-1901
Recruiting & transitionsM&A & valuation
53
CAPSTONE WEALTH ADVISORS, LLC shrank from 11 to 2 advisory reps. IAPD ↗
$720.9M RAUM · 2 reps · 503-967-1980 · capstonewealthadvisors.com
Recruiting & transitionsM&A & valuation
53
LAKE STREET shrank from 9 to 6 advisory reps. IAPD ↗
$961.8M RAUM · 6 reps · 312-766 7040 · clarity-fg.com
Recruiting & transitionsM&A & valuation
53
OXINAS PARTNERS WEALTH MANAGEMENT shrank from 8 to 6 advisory reps. IAPD ↗
$344.6M RAUM · 6 reps · (812) 725-8649
Recruiting & transitionsM&A & valuation
53
INVESTMENT PLANNING ADVISORS shrank from 6 to 4 advisory reps. IAPD ↗
$334.1M RAUM · 4 reps · 770-205-4394 · investplanadvise.com
Recruiting & transitionsM&A & valuation
53
SAFEGUARD WEALTH MANAGEMENT shrank from 7 to 4 advisory reps. IAPD ↗
$601.0M RAUM · 4 reps · 920-544-0576 · safeguardinvest.com
Recruiting & transitionsM&A & valuation
53
FIVE OCEANS ADVISORS shrank from 6 to 4 advisory reps. IAPD ↗
$408.1M RAUM · 4 reps · (310) 507-9180
Recruiting & transitionsM&A & valuation
53
PROALTUS USA shrank from 7 to 3 advisory reps. IAPD ↗
$505.8M RAUM · 3 reps · (857) 334-1921 · proaltus.us
Recruiting & transitionsM&A & valuation
53
CLARENDON PRIVATE LLC shrank from 7 to 4 advisory reps. IAPD ↗
$344.3M RAUM · 4 reps · (617) 927 7999
Recruiting & transitionsM&A & valuation
53
ROSSBY FINANCIAL, LLC shrank from 8 to 2 advisory reps. IAPD ↗
$358.6M RAUM · 2 reps · 321-209-0111
Recruiting & transitionsM&A & valuation
53
THE SALVETTI GROUP shrank from 6 to 4 advisory reps. IAPD ↗
$607.2M RAUM · 4 reps · 916-414-8282 · thesalvettigroup.com
Recruiting & transitionsM&A & valuation
50
UMB FINANCIAL SERVICES, INC. shrank from 58 to 51 advisory reps. IAPD ↗
$3.1M RAUM · 51 reps · 816-842-2222 · umb.com
Recruiting & transitionsM&A & valuation
50
VALLEY FINANCIAL MANAGEMENT, INC. shrank from 35 to 5 advisory reps. IAPD ↗
$55,000 RAUM · 5 reps · 212-407-4362
Recruiting & transitionsM&A & valuation
50
PINNACLE ASSET MANAGEMENT GROUP, CORPORATION (INC.) shrank from 4 to 2 advisory reps. IAPD ↗
$131.5M RAUM · 2 reps · 318-221-7526 · planwithpamg.com
Recruiting & transitionsM&A & valuation
50
HAUSSMANN FINANCIAL INC. shrank from 7 to 4 advisory reps. IAPD ↗
$0 RAUM · 4 reps · 949-250-4973
Recruiting & transitionsM&A & valuation
50
NOVUS ADVISORS shrank from 5 to 3 advisory reps. IAPD ↗
$202.9M RAUM · 3 reps · 864-272-3579 · novusadvisors.com
Recruiting & transitionsM&A & valuation
50
ADVISORY INVESTOR SERVICES LLC shrank from 9 to 5 advisory reps. IAPD ↗
$153.7M RAUM · 5 reps · 786-462-6044 · advisoryinvestorservices.com
Recruiting & transitionsM&A & valuation
50
HARDING WEALTH, INC. shrank from 4 to 2 advisory reps. IAPD ↗
$162.1M RAUM · 2 reps · (602) 610-9545
Recruiting & transitionsM&A & valuation
50
BAYBRIDGE CAPITAL GROUP, LLC shrank from 4 to 2 advisory reps. IAPD ↗
$162.2M RAUM · 2 reps · (888) 440-2224 · baybridgecg.com
Recruiting & transitionsM&A & valuation
50
ELEVATE CAPITAL ADVISORS shrank from 6 to 4 advisory reps. IAPD ↗
$156.5M RAUM · 4 reps · 970-328-7526
Recruiting & transitionsM&A & valuation
50
WESTVIEW INVESTMENT ADVISORS shrank from 5 to 3 advisory reps. IAPD ↗
$196.8M RAUM · 3 reps · 802-489-5342
Recruiting & transitionsM&A & valuation
50
COPE CONNELLY shrank from 4 to 2 advisory reps. IAPD ↗
$244.9M RAUM · 2 reps · (888) 336-8402 · govconwealth.com
Recruiting & transitionsM&A & valuation
50
SCG ASSET MANAGEMENT LLC shrank from 7 to 5 advisory reps. IAPD ↗
$135.9M RAUM · 5 reps · 312-784-3952 · scgamllc.com
Recruiting & transitionsM&A & valuation
50
INCOMPASS FINANCIAL PARTNERS, LLC shrank from 4 to 2 advisory reps. IAPD ↗
$164.2M RAUM · 2 reps · 770-971-9141 · incompassfp.com
Recruiting & transitionsM&A & valuation
50
CLARITY FINANCIAL ADVISORS LLC shrank from 4 to 2 advisory reps. IAPD ↗
$99.9M RAUM · 2 reps · (816) 786-5031 · theclarityfinancial.com
Recruiting & transitionsM&A & valuation
50
STIRLING FINANCIAL GROUP shrank from 3 to 1 advisory reps. IAPD ↗
$152.4M RAUM · 1 reps · 619-435-1210 · stirlingfinancialgroup.com
Recruiting & transitionsM&A & valuation
50
BLUE JEAN FINANCIAL LLC shrank from 9 to 7 advisory reps. IAPD ↗
$94.7M RAUM · 7 reps · (518) 406-8488 · bluejeanfinancial.com
Recruiting & transitionsM&A & valuation
45
OLIVE STREET INVESTMENT ADVISERS, LLC shrank from 246 to 218 advisory reps. IAPD ↗institutional
$169.54B RAUM · 218 reps · 314-515-2000
Recruiting & transitionsM&A & valuation
43
AFC MANAGEMENT, LLC shrank from 8 to 6 advisory reps. IAPD ↗institutional
$366.6M RAUM · 6 reps · 561-510-2390 · advancedflowercapital.com
Recruiting & transitionsM&A & valuation
43
LORD ABBETT PRIVATE CREDIT ADVISOR LLC shrank from 264 to 188 advisory reps. IAPD ↗institutional
$320.2M RAUM · 188 reps · 201-827-2000 · lordabbett.com
Recruiting & transitionsM&A & valuation
40
LEUCADIA ASSET MANAGEMENT LLC shrank from 21 to 16 advisory reps. IAPD ↗fund
$4.04B RAUM · 16 reps · 212-284-2300
Recruiting & transitionsM&A & valuation
40
JEFFERIES RESEARCH SERVICES LLC shrank from 248 to 221 advisory reps. IAPD ↗institutional
$0 RAUM · 221 reps · 212-284-2300 · jefferies.com
Recruiting & transitionsM&A & valuation
40
P3 ASSET MANAGEMENT shrank from 7 to 5 advisory reps. IAPD ↗institutional
$0 RAUM · 5 reps · 253-470-4977 · p3am.com
Recruiting & transitionsM&A & valuation
38
RIVERSIDE PARTNERS, LLC shrank from 20 to 16 advisory reps. IAPD ↗fund
$973.2M RAUM · 16 reps · 617-351-2800
Recruiting & transitionsM&A & valuation
38
ESO MANAGEMENT SERVICES LLC shrank from 18 to 5 advisory reps. IAPD ↗fund
$390.6M RAUM · 5 reps · 650-262-6670 · employeestockoptions.com
Recruiting & transitionsM&A & valuation
35
WMS PARTNERS, LLC shrank from 45 to 0 advisory reps. IAPD ↗fund
$8.5M RAUM · 0 reps · 410-337-7575
Recruiting & transitionsM&A & valuation
35
NANTUCKET MULTI MANAGERS, LLC shrank from 4 to 2 advisory reps. IAPD ↗fund
$244.3M RAUM · 2 reps · 248-723-9286
Recruiting & transitionsM&A & valuation
35
ORBIS INVESTMENT MANAGEMENT (U.S.), L.P. shrank from 9 to 7 advisory reps. IAPD ↗fund
$192.9M RAUM · 7 reps · +1 415 489 3600 · orbis.com
Recruiting & transitionsM&A & valuation
35
RVX ASSET MANAGEMENT LLC shrank from 5 to 2 advisory reps. IAPD ↗fund
$100.1M RAUM · 2 reps · 305-363-6847 · rvx-am.com
Recruiting & transitionsM&A & valuation
35
GRIZZLY CAPITAL MANAGEMENT LP shrank from 7 to 5 advisory reps. IAPD ↗fund
$38.6M RAUM · 5 reps · 585-201-2154
Recruiting & transitionsM&A & valuation
35
SLG CAPITAL MANAGEMENT LLC shrank from 20 to 15 advisory reps. IAPD ↗fund
$100.3M RAUM · 15 reps · 212-594-2700
Recruiting & transitionsM&A & valuation
35
STROBE VENTURES shrank from 5 to 3 advisory reps. IAPD ↗fund
$235.3M RAUM · 3 reps · (315) 202 1002 · strobe.fund
Recruiting & transitionsM&A & valuation
25
TOBAM shrank from 17 to 12 advisory reps. IAPD ↗foreign
$1.24B RAUM · 12 reps · 33 1 53 23 41 51
Recruiting & transitionsM&A & valuation
25
GLADSTONE PARTNERS shrank from 10 to 8 advisory reps. IAPD ↗foreign
$1.87B RAUM · 8 reps · +44 207 408 4771 · gladstone-management.com
Recruiting & transitionsM&A & valuation
23
BG INVESTMENT SERVICES, INC. shrank from 5 to 2 advisory reps. IAPD ↗foreign
$439.9M RAUM · 2 reps · 671-472-5490 · asctrust.com
Recruiting & transitionsM&A & valuation
20
AGF INVESTMENTS shrank from 7 to 5 advisory reps. IAPD ↗foreign
$21.6M RAUM · 5 reps · 416-367-1900 · agf.com
Recruiting & transitionsM&A & valuation
20
NEO-CRITERION CAPITAL LIMITED shrank from 7 to 5 advisory reps. IAPD ↗foreign
$32.4M RAUM · 5 reps · +65 96632931 · neo-criterion.com
Recruiting & transitionsM&A & valuation
20
ORMONDE USA LLC shrank from 3 to 1 advisory reps. IAPD ↗foreign
$93.7M RAUM · 1 reps · +44 20 4524 3210 · ormondepartners.com
Recruiting & transitionsM&A & valuation
aum crossed 1b — 58 Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
85
ASSOCIATED INVESTMENT SERVICES, INC. crossed $1B in regulatory AUM ($862.6M -> $1.00B). IAPD ↗
$1.00B RAUM · 26 reps · 800-595-7722 · associatedbank.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
FLAGSTAR ADVISORS, INC. crossed $1B in regulatory AUM ($966.7M -> $1.16B). IAPD ↗
$1.16B RAUM · 47 reps · 646-822-1475
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
ARTHUR M. COHEN & ASSOCIATES LLC crossed $1B in regulatory AUM ($853.0M -> $1.02B). IAPD ↗
$1.02B RAUM · 2 reps · 847-480-2990
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
TD CAPITAL MANAGEMENT LLC crossed $1B in regulatory AUM ($971.0M -> $1.09B). IAPD ↗
$1.09B RAUM · 9 reps · 901-681-0021 · tdcapitalmanagement.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
JACOBS & COMPANY, LLC crossed $1B in regulatory AUM ($994.0M -> $1.10B). IAPD ↗
$1.10B RAUM · 3 reps · 415-777-1617
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
HCM WEALTH ADVISORS crossed $1B in regulatory AUM ($909.1M -> $1.08B). IAPD ↗
$1.08B RAUM · 9 reps · 513-598-5120
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
AMERICAN FINANCIAL ADVISORS INC crossed $1B in regulatory AUM ($887.2M -> $1.04B). IAPD ↗
$1.04B RAUM · 9 reps · 407-207-9006
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
COVENANT PARTNERS, LLC crossed $1B in regulatory AUM ($944.0M -> $1.01B). IAPD ↗
$1.01B RAUM · 6 reps · 615-665-1801 · covenantpartnersllc.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
CONSOLIDATED PORTFOLIO REVIEW CORP crossed $1B in regulatory AUM ($905.6M -> $1.29B). IAPD ↗
$1.29B RAUM · 28 reps · 631-845-5100 · wwww.financialresourcesinc.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
AMB WEALTH, LLC crossed $1B in regulatory AUM ($848.0M -> $1.01B). IAPD ↗
$1.01B RAUM · 11 reps · 866-277-1500
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
SC&H WEALTH crossed $1B in regulatory AUM ($908.9M -> $1.13B). IAPD ↗
$1.13B RAUM · 15 reps · 410-403-1500
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
ROBLE, BELKO AND COMPANY, INC. crossed $1B in regulatory AUM ($953.2M -> $1.08B). IAPD ↗
$1.08B RAUM · 7 reps · (724) 935-4990
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
BERKSHIRE MONEY MANAGEMENT, INC. crossed $1B in regulatory AUM ($903.8M -> $1.08B). IAPD ↗
$1.08B RAUM · 8 reps · 888-232-6072
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
SILICON VALLEY CAPITAL PARTNERS, L.P. crossed $1B in regulatory AUM ($860.4M -> $1.08B). IAPD ↗
$1.08B RAUM · 3 reps · 408-236-7300 · svcp.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
BARON SILVER STEVENS FINANCIAL ADVISORS, LLC crossed $1B in regulatory AUM ($866.2M -> $1.01B). IAPD ↗
$1.01B RAUM · 7 reps · 561-447-1997 · bssfa.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
J.J. BURNS & COMPANY crossed $1B in regulatory AUM ($885.3M -> $1.07B). IAPD ↗
$1.07B RAUM · 7 reps · 631-390-0500
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
BARTON INVESTMENT MANAGEMENT, LLC crossed $1B in regulatory AUM ($846.2M -> $1.00B). IAPD ↗
$1.00B RAUM · 4 reps · 610-226-4040 · bartonim.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
LJI WEALTH MANAGEMENT, LLC crossed $1B in regulatory AUM ($853.2M -> $1.07B). IAPD ↗
$1.07B RAUM · 13 reps · 317-466-9702 · ljiwm.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
PRAIRIEVIEW PARTNERS, LLC crossed $1B in regulatory AUM ($949.0M -> $1.09B). IAPD ↗
$1.09B RAUM · 15 reps · 651-233-1100 · prairieviewpartners.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
ALPHA ARCHITECT crossed $1B in regulatory AUM ($711.7M -> $7.27B). IAPD ↗
$7.27B RAUM · 4 reps · +1.215.882.9983 · alphaarchitect.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
WELLSPRING FINANCIAL PARTNERS crossed $1B in regulatory AUM ($832.9M -> $1.02B). IAPD ↗
$1.02B RAUM · 4 reps · 520-327-1019
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
ALLIED INVESTMENT ADVISORS LLC crossed $1B in regulatory AUM ($911.8M -> $1.13B). IAPD ↗
$1.13B RAUM · 9 reps · 406-839-2037
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
LINDEN GLOBAL STRATEGIES LLC crossed $1B in regulatory AUM ($746.7M -> $1.31B). IAPD ↗
$1.31B RAUM · 4 reps · 212-542-5052 · lgsllc.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
IRONSIDES ASSET ADVISORS, LLC crossed $1B in regulatory AUM ($827.0M -> $1.26B). IAPD ↗
$1.26B RAUM · 2 reps · 252-443-7041
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
ARCHFORD CAPITAL STRATEGIES, LLC crossed $1B in regulatory AUM ($971.5M -> $1.28B). IAPD ↗
$1.28B RAUM · 8 reps · 618-416-7085
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
IRONVINE CAPITAL PARTNERS, LLC crossed $1B in regulatory AUM ($942.6M -> $1.10B). IAPD ↗
$1.10B RAUM · 6 reps · 402-916-1702 · ironvinecapital.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
ONE WEALTH ADVISORS, LLC crossed $1B in regulatory AUM ($841.6M -> $1.05B). IAPD ↗
$1.05B RAUM · 12 reps · (415) 729-1770 · onewealth.net
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
B.O.S.S. RETIREMENT ADVISORS, LLC crossed $1B in regulatory AUM ($764.0M -> $1.06B). IAPD ↗
$1.06B RAUM · 41 reps · 801-990-5055 · getmorewithboss.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
AUTUMN LANE ADVISORS, LLC crossed $1B in regulatory AUM ($968.9M -> $1.06B). IAPD ↗
$1.06B RAUM · 4 reps · (713) 636-2075 · autumnlanellc.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
CLEVELAND WEALTH, LLC crossed $1B in regulatory AUM ($767.8M -> $1.01B). IAPD ↗
$1.01B RAUM · 6 reps · (216) 810-5900
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
LEXAURUM ADVISORS crossed $1B in regulatory AUM ($784.2M -> $1.01B). IAPD ↗
$1.01B RAUM · 30 reps · 913-261-9316 · kowitzfinancialgroup.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
STRATEGIC WEALTH GROUP crossed $1B in regulatory AUM ($932.4M -> $1.04B). IAPD ↗
$1.04B RAUM · 19 reps · 952-843-4944 · saltf.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
NORTHSTAR FIDUCIARY PARTNERS, LLC crossed $1B in regulatory AUM ($771.7M -> $1.15B). IAPD ↗
$1.15B RAUM · 2 reps · 732-322-2570 · nsfpllc.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
HAVEN GLOBAL PARTNERS, LLC crossed $1B in regulatory AUM ($893.6M -> $1.19B). IAPD ↗
$1.19B RAUM · 3 reps · 470-355-2434 · havengp.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
PAUL R. RIED FINANCIAL GROUP, LLC crossed $1B in regulatory AUM ($980.7M -> $1.06B). IAPD ↗
$1.06B RAUM · 9 reps · 425-646-6777
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
ELLSWORTH ADVISORS, LLC crossed $1B in regulatory AUM ($913.6M -> $1.19B). IAPD ↗
$1.19B RAUM · 11 reps · (234) 200-0703
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
CURATED WEALTH PARTNERS, LLC crossed $1B in regulatory AUM ($966.0M -> $1.45B). IAPD ↗
$1.45B RAUM · 3 reps · 310-356-0830 · curatedwealthpartners.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
LIVE OAK PRIVATE WEALTH, LLC crossed $1B in regulatory AUM ($951.6M -> $1.07B). IAPD ↗
$1.07B RAUM · 12 reps · (844) 469-5679
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
KWB WEALTH crossed $1B in regulatory AUM ($853.9M -> $1.01B). IAPD ↗
$1.01B RAUM · 9 reps · 909-307-8220
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
STEPHENS CONSULTING, LLC crossed $1B in regulatory AUM ($918.4M -> $1.07B). IAPD ↗
$1.07B RAUM · 10 reps · 810-732-7411
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
TRG INVESTMENT ADVISORS, LLC crossed $1B in regulatory AUM ($913.0M -> $1.11B). IAPD ↗
$1.11B RAUM · 7 reps · 800-222-6016
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
QUANTUM FINANCIAL ADVISORS, LLC crossed $1B in regulatory AUM ($972.2M -> $1.23B). IAPD ↗
$1.23B RAUM · 11 reps · (424) 447-8268
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
AB2 CAPITAL PARTNERS LLC crossed $1B in regulatory AUM ($947.9M -> $1.02B). IAPD ↗
$1.02B RAUM · 1 reps · (954) 802-8328
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
LRI INVESTMENTS crossed $1B in regulatory AUM ($932.9M -> $1.13B). IAPD ↗
$1.13B RAUM · 29 reps · 561-323-2265
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
THE NORDEN GROUP LLC crossed $1B in regulatory AUM ($987.2M -> $1.74B). IAPD ↗
$1.74B RAUM · 21 reps · 801-331-5511
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
PORTSIDE WEALTH GROUP, LLC crossed $1B in regulatory AUM ($884.8M -> $1.13B). IAPD ↗
$1.13B RAUM · 40 reps · 385-412-1222 · turningpointfinancialgroup.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
DIVERSIFY WEALTH MANAGEMENT, LLC crossed $1B in regulatory AUM ($458.1M -> $2.29B). IAPD ↗
$2.29B RAUM · 24 reps · 801-838-9999 · firstpurpose.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
75
MORTGAGE INDUSTRY ADVISORY COMPANY crossed $1B in regulatory AUM ($863.6M -> $1.39B). IAPD ↗institutional
$1.39B RAUM · 7 reps · 212-233-1250 · miacanalytics.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
75
SILICON VALLEY RETIREMENT SERVICES, LLC crossed $1B in regulatory AUM ($944.3M -> $1.14B). IAPD ↗institutional
$1.14B RAUM · 2 reps · 408-572-5572 · svretirementservices.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
75
GLACIER PEAK CAPITAL MANAGEMENT, LLC crossed $1B in regulatory AUM ($774.2M -> $11.17B). IAPD ↗institutional
$11.17B RAUM · 2 reps · 908-304-9200
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
75
GRANITESHARES ADVISORS LLC crossed $1B in regulatory AUM ($510.6M -> $7.02B). IAPD ↗institutional
$7.02B RAUM · 3 reps · 646-876-5096
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
75
HAUSER RETIREMENT SOLUTIONS 2 LLC crossed $1B in regulatory AUM ($965.7M -> $1.17B). IAPD ↗institutional
$1.17B RAUM · 6 reps · 513-745-9200 · thehausergroup.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
70
STRATEGY CAPITAL LLC crossed $1B in regulatory AUM ($920.5M -> $1.26B). IAPD ↗fund
$1.26B RAUM · 4 reps · 650-917-8700 · strategycapital.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
70
PLACEHOLDER MANAGEMENT, LLC crossed $1B in regulatory AUM ($969.9M -> $1.26B). IAPD ↗fund
$1.26B RAUM · 5 reps · 9292449167
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
70
ISLAND INVESTMENT MANAGEMENT LLC crossed $1B in regulatory AUM ($781.3M -> $1.32B). IAPD ↗fund
$1.32B RAUM · 30 reps · 212-705-5000 · islandcapital.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
70
HONTE ADVISORS LLC crossed $1B in regulatory AUM ($213.9M -> $1.24B). IAPD ↗fund
$1.24B RAUM · 3 reps · 415-801-4250
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
70
ARDMORE ROAD ASSET MANAGEMENT LP crossed $1B in regulatory AUM ($905.7M -> $1.59B). IAPD ↗fund
$1.59B RAUM · 8 reps · 203-872-9030 · ardmoreroad.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
55
7RIDGE LIMITED crossed $1B in regulatory AUM ($920.1M -> $1.19B). IAPD ↗foreign
$1.19B RAUM · 7 reps · +44 20 8148 1378 · 7ridge.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
disclosure added — 50 Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
55
EDWARD JONES's Item 11 disclosure-reporting entries rose by 98 (112 -> 210). IAPD ↗
$824.99B RAUM · 22226 reps · 314-515-2000 · edwardjones.ca
ComplianceMarketing & brand
55
LPL FINANCIAL LLC's Item 11 disclosure-reporting entries rose by 3 (334 -> 337). IAPD ↗
$463.48B RAUM · 27045 reps · 704-733-3300
ComplianceMarketing & brand
55
CITIGROUP GLOBAL MARKETS INC.'s Item 11 disclosure-reporting entries rose by 2 (203 -> 205). IAPD ↗
$40.52B RAUM · 4880 reps · 212-816-6000
ComplianceMarketing & brand
55
WELLS FARGO ADVISORS's Item 11 disclosure-reporting entries rose by 3 (322 -> 325). IAPD ↗
$154.19B RAUM · 1978 reps · 314-875-3000 · stories.wf.com
ComplianceMarketing & brand
55
AEGIS CAPITAL CORP.'s Item 11 disclosure-reporting entries rose by 1 (35 -> 36). IAPD ↗
$1.43B RAUM · 90 reps · 212-813-1010 · aegiscapcorp.com
ComplianceMarketing & brand
55
WELLS FARGO ADVISORS's Item 11 disclosure-reporting entries rose by 3 (657 -> 660). IAPD ↗
$558.46B RAUM · 8623 reps · 314-875-3000
ComplianceMarketing & brand
55
SANTANDER SECURITIES's Item 11 disclosure-reporting entries rose by 3 (23 -> 26). IAPD ↗
$2.13B RAUM · 103 reps · 866-736-6475 · santandersecurities.com
ComplianceMarketing & brand
55
BLACKROCK ADVISORS, LLC's Item 11 disclosure-reporting entries rose by 2 (28 -> 30). IAPD ↗
$869.68B RAUM · 156 reps · 212 810 5300
ComplianceMarketing & brand
55
VANGUARD ADVISERS, INC.'s Item 11 disclosure-reporting entries rose by 5 (12 -> 17). IAPD ↗
$333.07B RAUM · 1558 reps · 610-669-1000 · investor.vanguard.com
ComplianceMarketing & brand
55
BLACKROCK FINANCIAL MANAGEMENT, INC's Item 11 disclosure-reporting entries rose by 2 (40 -> 42). IAPD ↗
$1288.50B RAUM · 1038 reps · 212 810 5300
ComplianceMarketing & brand
55
TRANSAMERICA RETIREMENT ADVISORS, LLC's Item 11 disclosure-reporting entries rose by 4 (1 -> 5). IAPD ↗
$16.16B RAUM · 159 reps · 866-368-0566 · transamerica.com
ComplianceMarketing & brand
55
BLACKROCK CAPITAL MANAGEMENT, INC.'s Item 11 disclosure-reporting entries rose by 2 (31 -> 33). IAPD ↗
$110.92B RAUM · 154 reps · 302 797 2000
ComplianceMarketing & brand
55
BLACKROCK INVESTMENT MANAGEMENT, LLC's Item 11 disclosure-reporting entries rose by 2 (27 -> 29). IAPD ↗
$458.19B RAUM · 536 reps · 609 282 2000
ComplianceMarketing & brand
55
WESTERN ASSET MANAGEMENT COMPANY's Item 11 disclosure-reporting entries rose by 5 (3 -> 8). IAPD ↗
$298.75B RAUM · 68 reps · 626-844-9400
ComplianceMarketing & brand
55
WELLS FARGO INVESTMENT INSTITUTE, INC.'s Item 11 disclosure-reporting entries rose by 1 (88 -> 89). IAPD ↗
$44.00B RAUM · 169 reps · 980-266-5763
ComplianceMarketing & brand
55
VANGUARD PERSONALIZED INDEXING MANAGEMENT's Item 11 disclosure-reporting entries rose by 5 (10 -> 15). IAPD ↗
$4.35B RAUM · 4 reps · 510-462-5230
ComplianceMarketing & brand
55
LRI INVESTMENTS's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗
$1.13B RAUM · 29 reps · 561-323-2265
ComplianceMarketing & brand
53
WILLIAM HOWARD & CO. FINANCIAL ADVISORS, INC.'s Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗
$320.7M RAUM · 4 reps · 901-761-5068 · whcfa.com
ComplianceMarketing & brand
50
CHARLES SCHWAB & CO., INC.'s Item 11 disclosure-reporting entries rose by 3 (25 -> 28). IAPD ↗
$0 RAUM · 3564 reps · 415-667-7000
ComplianceMarketing & brand
50
THE QUICK GROUP LLC's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗
$0 RAUM · 1 reps · 6464963900
ComplianceMarketing & brand
45
BLACKROCK FUND ADVISORS's Item 11 disclosure-reporting entries rose by 2 (27 -> 29). IAPD ↗institutional
$3047.29B RAUM · 283 reps · 415 670 2000 · line.naver.jp
ComplianceMarketing & brand
45
DBX ADVISORS LLC's Item 11 disclosure-reporting entries rose by 4 (125 -> 129). IAPD ↗institutional
$20.04B RAUM · 11 reps · 212-454-4500
ComplianceMarketing & brand
45
BLACKSTONE CREDIT BDC ADVISORS LLC's Item 11 disclosure-reporting entries rose by 3 (0 -> 3). IAPD ↗institutional
$63.92B RAUM · 295 reps · 212-503-2100 · soundcloud.com
ComplianceMarketing & brand
40
DEUTSCHE BANK SECURITIES INC.'s Item 11 disclosure-reporting entries rose by 4 (685 -> 689). IAPD ↗institutional
$0 RAUM · 149 reps · 212-250-2500 · db.com
ComplianceMarketing & brand
40
VANGUARD GROUP INC's Item 11 disclosure-reporting entries rose by 5 (21 -> 26). IAPD ↗fund
$7909.76B RAUM · 445 reps · 610-669-1000
ComplianceMarketing & brand
40
BLACKROCK REALTY ADVISORS INC's Item 11 disclosure-reporting entries rose by 2 (25 -> 27). IAPD ↗fund
$2.14B RAUM · 61 reps · 212 810 5300 · douyin.com
ComplianceMarketing & brand
40
TENNENBAUM CAPITAL PARTNERS, LLC's Item 11 disclosure-reporting entries rose by 2 (31 -> 33). IAPD ↗fund
$6.09B RAUM · 19 reps · 310 566 1000 · mp.weixin.qq.com
ComplianceMarketing & brand
40
BLACKSTONE MANAGEMENT PARTNERS L.L.C.'s Item 11 disclosure-reporting entries rose by 3 (6 -> 9). IAPD ↗fund
$124.62B RAUM · 184 reps · 212-583-5000
ComplianceMarketing & brand
40
BLACKSTONE ALTERNATIVE CREDIT ADVISORS LP's Item 11 disclosure-reporting entries rose by 3 (0 -> 3). IAPD ↗fund
$60.25B RAUM · 295 reps · 212-503-2100
ComplianceMarketing & brand
40
BLACKSTONE REAL ESTATE ADVISORS L.P.'s Item 11 disclosure-reporting entries rose by 3 (0 -> 3). IAPD ↗fund
$129.66B RAUM · 445 reps · 212-583-5000
ComplianceMarketing & brand
40
KOHLBERG KRAVIS ROBERTS & CO. L.P.'s Item 11 disclosure-reporting entries rose by 3 (10 -> 13). IAPD ↗fund
$307.73B RAUM · 638 reps · 212-750-8300
ComplianceMarketing & brand
40
BLACKSTONE LIQUID CREDIT STRATEGIES LLC's Item 11 disclosure-reporting entries rose by 3 (0 -> 3). IAPD ↗fund
$29.98B RAUM · 263 reps · 212-503-2100
ComplianceMarketing & brand
40
BLACKSTONE LIQUID CREDIT ADVISORS I LLC's Item 11 disclosure-reporting entries rose by 3 (0 -> 3). IAPD ↗fund
$39.82B RAUM · 240 reps · 212-503-2100
ComplianceMarketing & brand
40
GLOBAL INFRASTRUCTURE MANAGEMENT, LLC's Item 11 disclosure-reporting entries rose by 1 (16 -> 17). IAPD ↗fund
$112.78B RAUM · 184 reps · 212-315-8100 · global-infra.com
ComplianceMarketing & brand
40
MILLENNIUM MANAGEMENT LLC's Item 11 disclosure-reporting entries rose by 1 (8 -> 9). IAPD ↗fund
$505.94B RAUM · 2660 reps · 212-841-4100 · millenniummanagementllc.com
ComplianceMarketing & brand
40
TPG CAPITAL ADVISORS, LLC's Item 11 disclosure-reporting entries rose by 3 (3 -> 6). IAPD ↗fund
$112.36B RAUM · 350 reps · 817-871-4000
ComplianceMarketing & brand
40
VANGUARD GLOBAL ADVISERS, LLC's Item 11 disclosure-reporting entries rose by 5 (20 -> 25). IAPD ↗fund
$432.75B RAUM · 105 reps · 610-669-1000
ComplianceMarketing & brand
40
BLACKROCK ALTERNATIVES MANAGEMENT, LLC's Item 11 disclosure-reporting entries rose by 2 (27 -> 29). IAPD ↗fund
$14.60B RAUM · 16 reps · 212 810 5300 · mp.weixin.qq.com
ComplianceMarketing & brand
40
BLACKROCK CAPITAL INVESTMENT ADVISORS, LLC's Item 11 disclosure-reporting entries rose by 2 (30 -> 32). IAPD ↗fund
$50.71B RAUM · 26 reps · 302 797 2000 · ishares.com
ComplianceMarketing & brand
40
BLACKSTONE CLO MANAGEMENT LLC's Item 11 disclosure-reporting entries rose by 3 (0 -> 3). IAPD ↗fund
$8.42B RAUM · 238 reps · 212-503-2100 · blackstone.podbean.com
ComplianceMarketing & brand
40
ONE INVESTMENT MANAGEMENT US LLC's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗fund
$6.80B RAUM · 11 reps · (646) 222-9570 · oneimgroup.com
ComplianceMarketing & brand
35
SVOF/MM, LLC's Item 11 disclosure-reporting entries rose by 2 (30 -> 32). IAPD ↗fund
$203.5M RAUM · 19 reps · 310 566 1000
ComplianceMarketing & brand
25
BLACKROCK INTERNATIONAL LIMITED's Item 11 disclosure-reporting entries rose by 2 (27 -> 29). IAPD ↗foreign
$48.14B RAUM · 27 reps · 44 131 4727200
ComplianceMarketing & brand
25
DWS INVESTMENTS AUSTRALIA LIMITED's Item 11 disclosure-reporting entries rose by 4 (124 -> 128). IAPD ↗foreign
$1.93B RAUM · 8 reps · 011 612 8258 1234 · dws.com
ComplianceMarketing & brand
25
DWS ALTERNATIVES GLOBAL LIMITED's Item 11 disclosure-reporting entries rose by 4 (126 -> 130). IAPD ↗foreign
$16.10B RAUM · 76 reps · 44 207 547 5344
ComplianceMarketing & brand
25
BLACKROCK ASSET MANAGEMENT SCHWEIZ AG's Item 11 disclosure-reporting entries rose by 2 (27 -> 29). IAPD ↗foreign
$1.27B RAUM · 19 reps · 41 44 297 7373
ComplianceMarketing & brand
25
BLACKROCK (SINGAPORE) LIMITED's Item 11 disclosure-reporting entries rose by 2 (27 -> 29). IAPD ↗foreign
$50.66B RAUM · 99 reps · 65 6411 3000 · douyin.com
ComplianceMarketing & brand
25
BLACKROCK ASSET MANAGEMENT NORTH ASIA LIMITED's Item 11 disclosure-reporting entries rose by 2 (27 -> 29). IAPD ↗foreign
$96.93B RAUM · 102 reps · 852 3903 2800 · douyin.com
ComplianceMarketing & brand
25
VANGUARD ASSET MANAGEMENT, LIMITED's Item 11 disclosure-reporting entries rose by 5 (17 -> 22). IAPD ↗foreign
$403.34B RAUM · 68 reps · 44 203 7535600
ComplianceMarketing & brand
25
VANGUARD INVESTMENTS AUSTRALIA LIMITED's Item 11 disclosure-reporting entries rose by 5 (17 -> 22). IAPD ↗foreign
$83.78B RAUM · 56 reps · 61 3 8888 3888
ComplianceMarketing & brand
website changed — 50 Primary website domain changed (social-media URLs ignored) — usually a rebrand or new site.
30
REINHART PARTNERS, LLC changed its website from reinhart-partnersinc.com to reinhartpartners.com. IAPD ↗
$1.91B RAUM · 6 reps · 262-241-2020 · reinhartpartners.com
Marketing & brand
30
CONSOLIDATED PORTFOLIO REVIEW CORP changed its website from 3dwealthadvisory.com to wwww.financialresourcesinc.com. IAPD ↗
$1.29B RAUM · 28 reps · 631-845-5100 · wwww.financialresourcesinc.com
Marketing & brand
30
ALPHA ARCHITECT changed its website from reddit.com to alphaarchitect.com. IAPD ↗
$7.27B RAUM · 4 reps · +1.215.882.9983 · alphaarchitect.com
Marketing & brand
30
JOHNSON BRUNETTI changed its website from johnsonbrunetti.com to retire.johnsonbrunetti.com. IAPD ↗
$2.11B RAUM · 31 reps · 860-372-4800 · retire.johnsonbrunetti.com
Marketing & brand
30
COMPOUND PLANNING changed its website from lifeplan2retire.com to opturaadvisors.com. IAPD ↗
$1.40B RAUM · 13 reps · 888-533-9364 · opturaadvisors.com
Marketing & brand
30
VALLEY WEALTH STRATEGIES, LLC changed its website from valleywealthstrategies.com to zukfinancial.com. IAPD ↗
$1.21B RAUM · 26 reps · (209) 366-1264 · zukfinancial.com
Marketing & brand
28
RICHARDS MERRILL WEALTH MANAGEMENT changed its website from rmpinvest.com to rmwealthmgmt.com. IAPD ↗
$514.5M RAUM · 10 reps · 509-624-3174 · rmwealthmgmt.com
Marketing & brand
28
MONEY MANAGEMENT SERVICES INC changed its website from moneymanagementservice.com to mmsfamily.com. IAPD ↗
$389.2M RAUM · 4 reps · 205-871-7526 · mmsfamily.com
Marketing & brand
28
FEE-ONLY FINANCIAL PLANNING, L.C. changed its website from feeonlyroanoke.com to feeonlyfamily.com. IAPD ↗
$370.2M RAUM · 3 reps · 540-342-7102 · feeonlyfamily.com
Marketing & brand
28
GGM WEALTH ADVISORS changed its website from gma-cpa.com to ggmwealthadvisors.com. IAPD ↗
$446.8M RAUM · 6 reps · 410-685-9685 · ggmwealthadvisors.com
Marketing & brand
28
FOUNDATION RESOURCE MANAGEMENT, INC. changed its website from frmlr.com to foundationresourcemanagement.com. IAPD ↗
$918.4M RAUM · 6 reps · 501-534-2675 · foundationresourcemanagement.com
Marketing & brand
28
RIGGS CAPITAL MANAGEMENT, LLC changed its website from rcminvestments.com to riggscapmgt.com. IAPD ↗
$306.8M RAUM · 6 reps · 801-221-7923 · riggscapmgt.com
Marketing & brand
28
CL WEALTH MANAGEMENT LLC changed its website from bridgeportinvest.com to cuprosper.com. IAPD ↗
$628.7M RAUM · 41 reps · 212-388-6200 · cuprosper.com
Marketing & brand
28
STRATEGIC FINANCIAL CONCEPTS, LLC changed its website from solinskygroup.com to benefitplanninggroup.net. IAPD ↗
$987.6M RAUM · 35 reps · 210-737-7800 · benefitplanninggroup.net
Marketing & brand
28
LOWE WEALTH ADVISORS, LLC changed its website from lowewealthadvisors.com to lwamedical.com. IAPD ↗
$460.2M RAUM · 6 reps · 443-766-7160 · lwamedical.com
Marketing & brand
28
HERITAGE WEALTH ARCHITECTS, INC. changed its website from heritagewealtharchitects.com to heritagewa.com. IAPD ↗
$316.2M RAUM · 5 reps · 651-289-6444 · heritagewa.com
Marketing & brand
28
BETTER MONEY DECISIONS changed its website from betterfinancialdecisions.com to bettermoneydecisions.com. IAPD ↗
$326.8M RAUM · 6 reps · 844-507-0961 · bettermoneydecisions.com
Marketing & brand
28
LINEWEAVER WEALTH ADVISORS changed its website from lineweaver.net to ohioretire.com. IAPD ↗
$908.4M RAUM · 6 reps · 216-520-1711 · ohioretire.com
Marketing & brand
28
GUERRA WEALTH ADVISORS changed its website from guerrafinancial.com to guerrawealth.com. IAPD ↗
$260.0M RAUM · 10 reps · 305-448-1011 · guerrawealth.com
Marketing & brand
28
DONOGHUE FORLINES LLC changed its website from donoghueforlines.com to donoghueforlinesfunds.com. IAPD ↗
$376.1M RAUM · 4 reps · 800.642.4276 · donoghueforlinesfunds.com
Marketing & brand
28
THE SUM changed its website from thesumplanning.com to thesumprep.com. IAPD ↗
$409.5M RAUM · 6 reps · 281-940-4859 · thesumprep.com
Marketing & brand
28
FOURPATH CAPITAL MANAGEMENT, LLC changed its website from prosperaprivatewealth.com to fourpath.com. IAPD ↗
$931.1M RAUM · 6 reps · (405) 253-6080 · fourpath.com
Marketing & brand
28
VICTORY FINANCIAL changed its website from victoryfinancialgroup.com to l5wealthplanning.com. IAPD ↗
$687.6M RAUM · 34 reps · (512) 763-7671 · l5wealthplanning.com
Marketing & brand
28
PROSPERA CAPITAL MANAGEMENT, LLC changed its website from amparanwm.com to deterswealthmanagement.com. IAPD ↗
$292.7M RAUM · 2 reps · 480-648-9369 · deterswealthmanagement.com
Marketing & brand
28
1808 CAPITAL PARTNERS changed its website from raymondjames.com to 1808capital.com. IAPD ↗
$651.0M RAUM · 5 reps · 336-814-9800 · 1808capital.com
Marketing & brand
25
MOUNT VERNON ASSOCIATES INC changed its website from mtvernonassoc.net to mtvernonassoc.us. IAPD ↗
$234.4M RAUM · 2 reps · 410-377-9780 · mtvernonassoc.us
Marketing & brand
25
EMPIRIC ADVISORS, INC. changed its website from empiricadvisors.com to empiricfunds.com. IAPD ↗
$63.6M RAUM · 3 reps · 512-328-9321 · empiricfunds.com
Marketing & brand
25
AMERICAN FINANCIAL MANAGEMENT, LTD. changed its website from afm-reps.com to afm-ria.com. IAPD ↗
$33.4M RAUM · 2 reps · (443) 339-2115 · afm-ria.com
Marketing & brand
25
COVE WEALTH MANAGEMENT changed its website from covewm.com to valuedretirements.com. IAPD ↗
$150.9M RAUM · 3 reps · 713-821-3242 · valuedretirements.com
Marketing & brand
25
ECONOLOGICS FINANCIAL ADVISORS changed its website from resultsbasedtransitionplanning.com to practicetransitionassessment.com. IAPD ↗
$140.8M RAUM · 6 reps · 727-588-1540 · practicetransitionassessment.com
Marketing & brand
25
IRONHORSE CAPITAL LLC changed its website from conductoretfs.com to goironhorse.com. IAPD ↗
$105.2M RAUM · 2 reps · (615) 200-0240 · goironhorse.com
Marketing & brand
25
JONES & ASSOCIATES PREMIER FINANCIAL SOLUTIONS changed its website from jonesfinancialtalk.com to jonescares.org. IAPD ↗
$196.6M RAUM · 2 reps · 541-500-4321 · jonescares.org
Marketing & brand
25
MARIACA WEALTH MANAGEMENT, LLC changed its website from fiduciaryessentials.com to passporttoretirement.com. IAPD ↗
$205.9M RAUM · 2 reps · 561-650-8061 · passporttoretirement.com
Marketing & brand
25
NOBSCOT INVESTMENT MANAGEMENT LLC changed its website from nobscotinvest.com to nobscotinvestment.com. IAPD ↗
$143.8M RAUM · 1 reps · 781-237-2700 · nobscotinvestment.com
Marketing & brand
25
XYPN INVEST changed its website from hundredfp.com to charlesmichaelfinancial.com. IAPD ↗
$133.3M RAUM · 15 reps · (360) 301-7579 · charlesmichaelfinancial.com
Marketing & brand
25
ONE WEALTH INVESTORS changed its website from investmentadvisoryservices.com to onewealthinvestors.com. IAPD ↗
$153.2M RAUM · 3 reps · (561) 289-8105 · onewealthinvestors.com
Marketing & brand
25
CAVU WEALTH MANAGEMENT changed its website from cavuwealthmanagement.com to cavuwm.com. IAPD ↗
$175.0M RAUM · 7 reps · 858-360-7800 · cavuwm.com
Marketing & brand
25
ADVISOR SHARE WEALTH MANAGEMENT, LLC changed its website from aswealthmanagement.com to advisorsharewm.com. IAPD ↗
$48.0M RAUM · 22 reps · 866-232-3251 · advisorsharewm.com
Marketing & brand
25
APEX STRATEGIC WEALTH, LLC changed its website from apxstrategicwealth.com to solomonwood.com. IAPD ↗
$227.3M RAUM · 6 reps · 423 267 0046 · solomonwood.com
Marketing & brand
25
IOR changed its website from investmentofficeresources.net to investmentofficeresources.com. IAPD ↗
$112.9M RAUM · 1 reps · 833-467-7658 EXT. 1 · investmentofficeresources.com
Marketing & brand
25
THEPARTNERS WEALTH MANAGEMENT changed its website from oceanpointefg.com to wilkinswealthmgmt.com. IAPD ↗
$172.5M RAUM · 7 reps · 800-324-3010 · wilkinswealthmgmt.com
Marketing & brand
25
DANER WEALTH MANAGEMENT, LLC changed its website from marcdaner.com to danerwealth.com. IAPD ↗
$176.0M RAUM · 2 reps · 404-915-0128 · danerwealth.com
Marketing & brand
25
CYPRESS WEALTH MANAGEMENT changed its website from cypresshldings.com to cypressholdings.com. IAPD ↗
$235.8M RAUM · 3 reps · (224) 330-9662 · cypressholdings.com
Marketing & brand
25
MARIDEA WEALTH MANAGEMENT changed its website from marideawealth.com to hartshornegroup.com. IAPD ↗
$25.2M RAUM · 9 reps · 269-598-0939 · hartshornegroup.com
Marketing & brand
25
ACCELERATE RETIREMENT changed its website from sapers-wallack.com to accelerateretirement.com. IAPD ↗
$242.8M RAUM · 25 reps · 888-439-7071 · accelerateretirement.com
Marketing & brand
15
ADVANCED RETIREMENT SOLUTIONS, LLC changed its website from linkedin.com\company\6453420\ to arsadvisor.com. IAPD ↗institutional
$241.0M RAUM · 1 reps · 408-691-1115 · arsadvisor.com
Marketing & brand
15
BLACKROCK CAPITAL INVESTMENT ADVISORS, LLC changed its website from douyin.com to ishares.com. IAPD ↗fund
$50.71B RAUM · 26 reps · 302 797 2000 · ishares.com
Marketing & brand
15
PEAKLINE PARTNERS, LLC changed its website from cressetpartners.com to peakline.com. IAPD ↗fund
$2.27B RAUM · 10 reps · 312-429-2400 · peakline.com
Marketing & brand
13
TSW II CAPITAL ADVISORS, LLC changed its website from tswii.com to tsw3ventures.com. IAPD ↗fund
$446.5M RAUM · 8 reps · 423-267-1430 · tsw3ventures.com
Marketing & brand
10
TAIKA CAPITAL changed its website from taikacap.com to taikacapital.com. IAPD ↗fund
$248.8M RAUM · 4 reps · 646-472-5042 · taikacapital.com
Marketing & brand
aum down — 43 Regulatory AUM down >=25% since last filing.
50
WEALTHPLAN PARTNERS reported RAUM down 30% ($1.81B -> $1.27B). IAPD ↗
$1.27B RAUM · 24 reps · 402-691-0200
M&A & valuationRecruiting & transitions
48
BLUE OAK CAPITAL LLC reported RAUM down 49% ($556.7M -> $285.4M). IAPD ↗
$285.4M RAUM · 1 reps · 650-251-9595 · blueoak.net
M&A & valuationRecruiting & transitions
48
HAHN CAPITAL MANAGEMENT, LLC reported RAUM down 35% ($800.0M -> $521.0M). IAPD ↗
$521.0M RAUM · 5 reps · 415-394-6512 · hahncap.com
M&A & valuationRecruiting & transitions
48
JOHN F SUBY WEALTH MANAGEMENT LLC reported RAUM down 79% ($2.01B -> $427.5M). IAPD ↗
$427.5M RAUM · 3 reps · 608-273-3100
M&A & valuationRecruiting & transitions
45
VALLEY FINANCIAL MANAGEMENT, INC. reported RAUM down 100% ($334.9M -> $55,000). IAPD ↗
$55,000 RAUM · 5 reps · 212-407-4362
M&A & valuationRecruiting & transitions
45
SAUBERAN & COMPANY, LLC reported RAUM down 78% ($26.4M -> $5.8M). IAPD ↗
$5.8M RAUM · 1 reps · 716-439-1265 · sauberanandcompany.com
M&A & valuationRecruiting & transitions
45
PROFIT INVESTMENTS reported RAUM down 27% ($180.3M -> $132.0M). IAPD ↗
$132.0M RAUM · 2 reps · 301-650-0059
M&A & valuationRecruiting & transitions
45
PENSION PLANNING SOLUTIONS, INC. reported RAUM down 91% ($133.8M -> $12.0M). IAPD ↗
$12.0M RAUM · 1 reps · 336-389-9922 · pensionplanningsolutions.com
M&A & valuationRecruiting & transitions
45
WIN TEAM ADVISORY SERVICES reported RAUM down 61% ($143.0M -> $56.5M). IAPD ↗
$56.5M RAUM · 3 reps · 949-336-7300 · win-team.org
M&A & valuationRecruiting & transitions
45
CPR INVESTMENTS INC reported RAUM down 28% ($295.2M -> $213.3M). IAPD ↗
$213.3M RAUM · 28 reps · 800-213-1164
M&A & valuationRecruiting & transitions
45
WATTS CAPITAL PARTNERS LLC reported RAUM down 27% ($100.0M -> $72.9M). IAPD ↗
$72.9M RAUM · 5 reps · 212-735-8921
M&A & valuationRecruiting & transitions
45
DENALI WEALTH MANAGEMENT, INC. reported RAUM down 29% ($256.5M -> $183.0M). IAPD ↗
$183.0M RAUM · 4 reps · 414-978-0020 · denaliwm.com
M&A & valuationRecruiting & transitions
45
OAR FINANCIAL reported RAUM down 76% ($466.0M -> $112.6M). IAPD ↗
$112.6M RAUM · 4 reps · 833-662-6346 · oarfinancial.com
M&A & valuationRecruiting & transitions
45
OCTANT QUANTITATIVE INVESTMENT MANAGEMENT LLC reported RAUM down 30% ($156.5M -> $110.0M). IAPD ↗
$110.0M RAUM · 2 reps · 307-201-6275 · octantqim.com
M&A & valuationRecruiting & transitions
45
BROWNING CAPITAL MANAGEMENT LLC reported RAUM down 44% ($167.7M -> $93.8M). IAPD ↗
$93.8M RAUM · 2 reps · 949-439-7457 · browningcm.com
M&A & valuationRecruiting & transitions
45
TOUCHSTONE CAPITAL, INC. reported RAUM down 30% ($146.4M -> $101.9M). IAPD ↗
$101.9M RAUM · 3 reps · (724) 933-8388 · touchstonecapital.com
M&A & valuationRecruiting & transitions
45
ST. JAMES INVESTMENT ADVISORS, LLC reported RAUM down 32% ($68.7M -> $46.5M). IAPD ↗
$46.5M RAUM · 4 reps · (631) 979-6520 · stjamesia.com
M&A & valuationRecruiting & transitions
45
STEVARD LLC reported RAUM down 68% ($130.6M -> $41.9M). IAPD ↗
$41.9M RAUM · 2 reps · 773-275-3262
M&A & valuationRecruiting & transitions
45
ACM reported RAUM down 29% ($301.4M -> $212.8M). IAPD ↗
$212.8M RAUM · 2 reps · 612-217-1143 · asymmetriccap.com
M&A & valuationRecruiting & transitions
45
NINEPOINTTWO CAPITAL LLC reported RAUM down 73% ($623.5M -> $167.1M). IAPD ↗
$167.1M RAUM · 2 reps · 323-486-3600
M&A & valuationRecruiting & transitions
45
CAPITAL DESIGN PRIVATE WEALTH LLC reported RAUM down 34% ($131.8M -> $86.4M). IAPD ↗
$86.4M RAUM · 2 reps · 603-610-8290 · capitaldesignpw.com
M&A & valuationRecruiting & transitions
45
LUMIDA WEALTH MANAGEMENT LLC reported RAUM down 34% ($124.9M -> $83.1M). IAPD ↗
$83.1M RAUM · 1 reps · (833) 512-5111 · podcasts.google.com
M&A & valuationRecruiting & transitions
45
7TWO reported RAUM down 63% ($386.3M -> $142.3M). IAPD ↗
$142.3M RAUM · 4 reps · (720) 477-7274 · 7two.co
M&A & valuationRecruiting & transitions
40
GE INVESTMENT MANAGEMENT reported RAUM down 47% ($45.75B -> $24.42B). IAPD ↗institutional
$24.42B RAUM · 8 reps · 203-229-8923
M&A & valuationRecruiting & transitions
38
FAI CAPITAL MANAGEMENT reported RAUM down 30% ($1.27B -> $883.9M). IAPD ↗institutional
$883.9M RAUM · 3 reps · 813-874-6621
M&A & valuationRecruiting & transitions
38
QUADRATIC CAPITAL MANAGEMENT LLC reported RAUM down 53% ($990.2M -> $469.0M). IAPD ↗institutional
$469.0M RAUM · 2 reps · 203-340-2943 · ivoletf.com
M&A & valuationRecruiting & transitions
35
FPR PARTNERS LLC reported RAUM down 50% ($2.03B -> $1.01B). IAPD ↗fund
$1.01B RAUM · 4 reps · 415-284-8888 · fprpartners.com
M&A & valuationRecruiting & transitions
35
TIMBERLINK LLC reported RAUM down 99% ($85.0M -> $821,466). IAPD ↗institutional
$821,466 RAUM · 2 reps · 678-638-6184 · timberlink.net
M&A & valuationRecruiting & transitions
35
WARRINGTON ASSET MANAGEMENT LLC reported RAUM down 36% ($271.7M -> $174.5M). IAPD ↗institutional
$174.5M RAUM · 3 reps · 214-230-2100 · warringtonasset.com
M&A & valuationRecruiting & transitions
35
PEAKLINE PARTNERS, LLC reported RAUM down 61% ($5.81B -> $2.27B). IAPD ↗fund
$2.27B RAUM · 10 reps · 312-429-2400 · peakline.com
M&A & valuationRecruiting & transitions
35
LEATHERBACK ASSET MANAGEMENT, LLC reported RAUM down 26% ($61.9M -> $45.7M). IAPD ↗institutional
$45.7M RAUM · 1 reps · 561-389-5809 · leatherbackam.com
M&A & valuationRecruiting & transitions
35
PEO PARTNERS, LLC reported RAUM down 59% ($34.7M -> $14.3M). IAPD ↗institutional
$14.3M RAUM · 6 reps · 646-993-6350 · peo-partners.com
M&A & valuationRecruiting & transitions
33
LATTICE CAPITAL MANAGEMENT LLC reported RAUM down 29% ($755.2M -> $539.8M). IAPD ↗fund
$539.8M RAUM · 5 reps · 425 828-4300 · latticecm.com
M&A & valuationRecruiting & transitions
33
CANARAS CAPITAL MANAGEMENT, LLC reported RAUM down 28% ($1.31B -> $937.0M). IAPD ↗fund
$937.0M RAUM · 11 reps · 212-372-7444
M&A & valuationRecruiting & transitions
33
ALTA FUNDAMENTAL ADVISERS LLC reported RAUM down 51% ($1.35B -> $659.6M). IAPD ↗fund
$659.6M RAUM · 4 reps · 212-319-1778
M&A & valuationRecruiting & transitions
33
HOLLIS PARK PARTNERS LP reported RAUM down 85% ($1.82B -> $275.7M). IAPD ↗fund
$275.7M RAUM · 4 reps · 212-205-8100
M&A & valuationRecruiting & transitions
30
WMS PARTNERS, LLC reported RAUM down 100% ($5.66B -> $8.5M). IAPD ↗fund
$8.5M RAUM · 0 reps · 410-337-7575
M&A & valuationRecruiting & transitions
30
MCM ADVISERS, LP reported RAUM down 26% ($166.6M -> $122.9M). IAPD ↗fund
$122.9M RAUM · 2 reps · 925-631-9100
M&A & valuationRecruiting & transitions
30
MISSION VALUE PARTNERS, LLC reported RAUM down 27% ($317.6M -> $231.3M). IAPD ↗fund
$231.3M RAUM · 3 reps · 707-750-3337
M&A & valuationRecruiting & transitions
30
RVX ASSET MANAGEMENT LLC reported RAUM down 46% ($184.7M -> $100.1M). IAPD ↗fund
$100.1M RAUM · 2 reps · 305-363-6847 · rvx-am.com
M&A & valuationRecruiting & transitions
30
EXOS ASSET MANAGEMENT LLC reported RAUM down 44% ($177.6M -> $99.5M). IAPD ↗fund
$99.5M RAUM · 12 reps · (646) 814-0996 · exosfinancial.com
M&A & valuationRecruiting & transitions
20
TOBAM reported RAUM down 65% ($3.52B -> $1.24B). IAPD ↗foreign
$1.24B RAUM · 12 reps · 33 1 53 23 41 51
M&A & valuationRecruiting & transitions
15
AGF INVESTMENTS reported RAUM down 96% ($570.5M -> $21.6M). IAPD ↗foreign
$21.6M RAUM · 5 reps · 416-367-1900 · agf.com
M&A & valuationRecruiting & transitions
pending approved — 35 120-day provisional registration became a full approval.
75
WGI DM, LLC's provisional registration is now fully approved. IAPD ↗
$4.25B RAUM · 7 reps · 617-428-4040
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
73
SPARTAN WEALTH MANAGEMENT's provisional registration is now fully approved. IAPD ↗
$406.6M RAUM · 15 reps · 248-297-6600 · spartanwealth.com
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
73
INDIVISIBLE PARTNERS's provisional registration is now fully approved. IAPD ↗
$298.6M RAUM · 3 reps · 732-306-5490 · indivisible.com
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
73
1808 CAPITAL PARTNERS's provisional registration is now fully approved. IAPD ↗
$651.0M RAUM · 5 reps · 336-814-9800 · 1808capital.com
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
73
FPNAVIGATORS's provisional registration is now fully approved. IAPD ↗
$289.1M RAUM · 5 reps · 763-265-4450 · fpnavigators.com
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
73
PITCAIRN WEALTH ADVISORS LLC's provisional registration is now fully approved. IAPD ↗
$775.8M RAUM · 2 reps · 215-881-6144 · pitcairn.com
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
73
CHICAGO OAKBROOK FINANCIAL GROUP's provisional registration is now fully approved. IAPD ↗
$907.3M RAUM · 8 reps · (630) 954-5572 · cofgroup.com
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
73
HEWELL FINANCIAL GROUP, INC.'s provisional registration is now fully approved. IAPD ↗
$285.6M RAUM · 1 reps · (530) 400-4851 · hewellfinancial.com
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
73
PIEDMONT WEALTH ADVISORY's provisional registration is now fully approved. IAPD ↗
$267.8M RAUM · 3 reps · (571) 313-5125 · piedmontwealthadvisory.com
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
70
RIVERBEND WEALTH MANAGEMENT, LLC's provisional registration is now fully approved. IAPD ↗
$233.0M RAUM · 3 reps · (843) 970-1049
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
70
ARBALPHA's provisional registration is now fully approved. IAPD ↗
$117.5M RAUM · 2 reps · 786-374-2620
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
70
MUNIFI, LLC's provisional registration is now fully approved. IAPD ↗
$20,000 RAUM · 1 reps · 310-729-3421 · munifi.app
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
70
WHITWELL ADVISORS's provisional registration is now fully approved. IAPD ↗
$112.6M RAUM · 6 reps · 512-766-7775
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
70
PLUM POINTE WEALTH MANAGEMENT's provisional registration is now fully approved. IAPD ↗
$206.7M RAUM · 2 reps · 401-228-8258
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
70
STONEHAVEN WEALTH & TAX SOLUTIONS's provisional registration is now fully approved. IAPD ↗
$153.7M RAUM · 4 reps · 920-882-0427 · stonehavenwealth.com
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
70
THE LIFE WEALTH GROUP's provisional registration is now fully approved. IAPD ↗
$177.7M RAUM · 9 reps · 407-299-4129 · thelifewealthgroup.com
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
70
LOOMIS CAPITAL MANAGEMENT's provisional registration is now fully approved. IAPD ↗
$197.6M RAUM · 1 reps · 203-249-6431 · loomiscapitalmanagement.com
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
70
CATOCTIN RIDGE WEALTH PARTNER's provisional registration is now fully approved. IAPD ↗
$102.3M RAUM · 2 reps · 301-304-6004
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
70
GEN INVEST LLC's provisional registration is now fully approved. IAPD ↗
$0 RAUM · 1 reps · 12817440716 · gencapita.com
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
70
WEALTH INTELLIGENCE, LLC's provisional registration is now fully approved. IAPD ↗
$243.9M RAUM · 3 reps · 706-571-2100 · wealthintel.com
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
70
TRITONPOINT PARTNERS, LLC's provisional registration is now fully approved. IAPD ↗
$108.9M RAUM · 1 reps · 301-799-9001
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
70
WALLEYE PARTNERS LLC's provisional registration is now fully approved. IAPD ↗
$201.1M RAUM · 2 reps · (608) 332-8434 · walleyepartners.com
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
65
ILS ADVISORY SERVICES, LLC's provisional registration is now fully approved. IAPD ↗institutional
$1.19B RAUM · 6 reps · 804-399-0344
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
60
POP VENTURE ADVISERS LLC's provisional registration is now fully approved. IAPD ↗institutional
$100,000 RAUM · 1 reps · 917-693-2798
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
60
ATOMIC VAULTS ADVISORS LLC's provisional registration is now fully approved. IAPD ↗institutional
$0 RAUM · 2 reps · 203-535-2052 · atomicvaults.com
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
60
MILITIA INVESTMENTS, LLC's provisional registration is now fully approved. IAPD ↗institutional
$0 RAUM · 1 reps · 773-442-2294
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
60
HAUSSMANN 1864 CAPITAL MANAGEMENT LLC's provisional registration is now fully approved. IAPD ↗fund
$4.25B RAUM · 3 reps · 212-278-6000 · 1864cap.com
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
58
BELLTOWER PARTNERS's provisional registration is now fully approved. IAPD ↗fund
$477.7M RAUM · 4 reps · 212-960-8042 · belltowerpartners.com
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
55
ELTURA CAPITAL MANAGEMENT, LLC's provisional registration is now fully approved. IAPD ↗fund
$157.9M RAUM · 4 reps · 201-394-6273 · eltura.com
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
55
DJA CAPITAL MANAGEMENT, LP's provisional registration is now fully approved. IAPD ↗fund
$25.9M RAUM · 2 reps · 646-693-4166
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
55
TWO PARKS CAPITAL LLC's provisional registration is now fully approved. IAPD ↗fund
$202.2M RAUM · 5 reps · 1-212-207-6820
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
55
STROBE VENTURES's provisional registration is now fully approved. IAPD ↗fund
$235.3M RAUM · 3 reps · (315) 202 1002 · strobe.fund
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
45
ARINI CAPITAL MANAGEMENT LIMITED's provisional registration is now fully approved. IAPD ↗foreign
$13.07B RAUM · 28 reps · +44 (0) 204 571 0034 · arini.com
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
40
ROC PARTNERS (US) LLC's provisional registration is now fully approved. IAPD ↗foreign
$100.4M RAUM · 0 reps · 61290991900 · rocp.com
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
40
POLYNOMIAL PARTNERS LLC's provisional registration is now fully approved. IAPD ↗foreign
$243.7M RAUM · 3 reps · +65 6037 0291
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
rename — 33 Primary business name changed: rebrand, merger, or ownership change.
60
PINKERTON WEALTH PARTNERS LLC is now doing business as PINKERTON WEALTH PARTNERS. IAPD ↗
$1.25B RAUM · 17 reps · 800-634-2008
Marketing & brandCRM
60
D'ORAZIO & ASSOCIATES, INC. is now doing business as D'ORAZIO WEALTH ADVISORS. IAPD ↗
$1.32B RAUM · 6 reps · 703-269-3100
Marketing & brandCRM
60
SBK FINANCIAL, INC. is now doing business as WEALTHCROSSING. IAPD ↗
$1.13B RAUM · 8 reps · 804-237-1700
Marketing & brandCRM
60
MILLBURN RIDGEFIELD CORPORATION is now doing business as MILLBURN RIDGEFIELD LLC. IAPD ↗
$6.84B RAUM · 22 reps · 212-332-7300
Marketing & brandCRM
60
STRATEGIC INVESTMENT ADVISORS, LLC is now doing business as C2 PRIVATE WEALTH. IAPD ↗
$1.18B RAUM · 11 reps · 248-567-6688 · retirementplanningedu.com
Marketing & brandCRM
60
CAPTRUST FINANCIAL ADVISORS is now doing business as CAPTRUST WEALTH ADVISORS. IAPD ↗
$1.89B RAUM · 20 reps · (616) 392-5332 · ctfa.com
Marketing & brandCRM
58
ASSET PLANNING CORPORATION is now doing business as APC FINANCIAL PLANNING. IAPD ↗
$406.6M RAUM · 6 reps · 865-690-1231
Marketing & brandCRM
58
CULLEN ASSET MANAGEMENT is now doing business as CULLEN INVESTMENT GROUP. IAPD ↗
$795.5M RAUM · 6 reps · 337-237-8000 · cullenonline.com
Marketing & brandCRM
58
GUARDIAN WEALTH MANAGEMENT, INC. is now doing business as GUARDIAN WEALTH MANAGEMENT, LLC. IAPD ↗
$343.1M RAUM · 4 reps · 423-510-0409
Marketing & brandCRM
58
THE ADVOCATES is now doing business as ADVOCATES WEALTH PLANNING. IAPD ↗
$374.5M RAUM · 3 reps · 713-827-8014 · youradvocates.com
Marketing & brandCRM
58
ESSEX PRIVATE WEALTH MANAGEMENT, LLC is now doing business as ESSEX PRIVATE WEALTH MANAGEMENT LLC. IAPD ↗
$293.6M RAUM · 4 reps · (978) 887-5981 · huntwicke.com
Marketing & brandCRM
58
HAPANOWICZ & ASSOCIATES WEALTH MANAGEMENT is now doing business as HAPANOWICZ FINANCIAL. IAPD ↗
$574.7M RAUM · 6 reps · 412-261-5966
Marketing & brandCRM
58
PROSPERA PRIVATE WEALTH, LLC is now doing business as FOURPATH CAPITAL MANAGEMENT, LLC. IAPD ↗
$931.1M RAUM · 6 reps · (405) 253-6080 · fourpath.com
Marketing & brandCRM
58
VCI WEALTH MANAGEMENT LLC is now doing business as FEFA FINANCIAL. IAPD ↗
$294.8M RAUM · 23 reps · (314) 530-0500
Marketing & brandCRM
58
STONEBROOK PRIVATE INC. is now doing business as STONEBROOK PRIVATE LLC. IAPD ↗
$794.2M RAUM · 4 reps · (248) 349-3027 · stonebrookprivate.com
Marketing & brandCRM
55
CLASSIC ASSET MANAGEMENT, LLC is now doing business as FINANCIAL STRATEGIES GROUP. IAPD ↗
$169.8M RAUM · 5 reps · 701-234-0103 · finstrat.com
Marketing & brandCRM
55
KRAEMATON INVESTMENT ADVISORS, INC is now doing business as KRAEMATON INVESTMENT ADVISORS, INC.. IAPD ↗
$183.3M RAUM · 1 reps · 781-431-9425 · kraematon.com
Marketing & brandCRM
55
BRADFORD FINANCIAL SERVICES, INC. is now doing business as BRADFORD FINANCIAL SERVICES CORP. IAPD ↗
$235.7M RAUM · 1 reps · 978-809-2338 · bradfordfinancialservices.com
Marketing & brandCRM
55
KLEINHENZ & ASSOCIATES, LTD. is now doing business as KLEINHENZ & ASSOCIATES LTD.. IAPD ↗
$173.8M RAUM · 3 reps · 216-321-0889 · kleinhenzwealth.com
Marketing & brandCRM
55
LARSON FINANCIAL PLANNING, INC. is now doing business as LARSON FINANCIAL PLANNING INC.. IAPD ↗
$166.3M RAUM · 1 reps · 781-729-1094 · larsonfp.com
Marketing & brandCRM
55
BLUEPRINT WEALTH MANAGEMENT is now doing business as PARADY WEALTH MANAGEMENT. IAPD ↗
$156.1M RAUM · 2 reps · 352-674-3911
Marketing & brandCRM
55
ONEWEALTH is now doing business as ONE WEALTH INVESTORS. IAPD ↗
$153.2M RAUM · 3 reps · (561) 289-8105 · onewealthinvestors.com
Marketing & brandCRM
55
BEAUMONT CAPITAL MANAGEMENT, LLC is now doing business as ALGORITHMIC INVESTMENT MODELS. IAPD ↗
$156.9M RAUM · 10 reps · 888-777-0535
Marketing & brandCRM
55
RIA GLOBAL RESEARCH, LLC is now doing business as SIMPLEVISOR. IAPD ↗
$0 RAUM · 2 reps · 281-501-1791 · simpleadvisor.com
Marketing & brandCRM
55
VINCENT WEALTH ADVISORS, LLC is now doing business as VINCENT WEALTH ADVISORS LLC. IAPD ↗
$127.3M RAUM · 1 reps · (781) 556-8623 · vincentwealth.com
Marketing & brandCRM
50
AGILIS PARTNERS LLC is now doing business as PUBLIC EQUITY PARTNERS. IAPD ↗institutional
$6.75B RAUM · 18 reps · 781-373-6900
Marketing & brandCRM
45
GLENDOWER CAPITAL is now doing business as CVC SECONDARY PARTNERS (U.S.), LLC. IAPD ↗fund
$15.65B RAUM · 17 reps · 1 212 653 8400
Marketing & brandCRM
45
CRESSET PARTNERS LLC is now doing business as PEAKLINE PARTNERS, LLC. IAPD ↗fund
$2.27B RAUM · 10 reps · 312-429-2400 · peakline.com
Marketing & brandCRM
43
CLOSED LOOP PARTNERS, LLC is now doing business as CLOSED LOOP CAPITAL MANAGEMENT. IAPD ↗fund
$492.3M RAUM · 17 reps · 646-475-0201
Marketing & brandCRM
28
LAURUS INVESTMENT COUNSEL INC. is now doing business as LAURUS GLOBAL EQUITY MANAGEMENT INC.. IAPD ↗foreign
$413.9M RAUM · 5 reps · 844-430-5501 · lauruscounsel.com
Marketing & brandCRM
25
LCJ INVESTMENTS SA is now doing business as SWISS FINANCE MANAGEMENT INTERNATIONAL SA. IAPD ↗foreign
$56.2M RAUM · 4 reps · 41797837160 · swissfim.com
Marketing & brandCRM
25
HOOVEST CAPITAL MANAGEMENT is now doing business as HOOVEST CAPITAL MANAGEMENT INC. IAPD ↗foreign
$0 RAUM · 1 reps · 604-229-2788
Marketing & brandCRM
25
SARTORIAL WEALTH (USA) INC. is now doing business as SARTORIAL WEALTH INC.. IAPD ↗foreign
$0 RAUM · 2 reps · 647-998-9705 · sartorialwealth.com
Marketing & brandCRM
relocation — 32 Main office moved to a different city or state.
50
D'ORAZIO WEALTH ADVISORS moved its main office from FALLS CHURCH, VA to VIENNA, VA. IAPD ↗
$1.32B RAUM · 6 reps · 703-269-3100
Office IT & facilitiesMarketing & brand
50
C2 PRIVATE WEALTH moved its main office from LIVONIA, MI to NOVI, MI. IAPD ↗
$1.18B RAUM · 11 reps · 248-567-6688 · retirementplanningedu.com
Office IT & facilitiesMarketing & brand
50
UNISON moved its main office from WASHINGTON, DC to PROVIDENCE, RI. IAPD ↗
$1.81B RAUM · 1 reps · 646-290-7697 · unisonadvisors.com
Office IT & facilitiesMarketing & brand
50
QUANTUM FINANCIAL ADVISORS, LLC moved its main office from EL SEGUNDO, CA to SANTA MONICA, CA. IAPD ↗
$1.23B RAUM · 11 reps · (424) 447-8268
Office IT & facilitiesMarketing & brand
48
GS INVESTMENT INC moved its main office from MINNEAPOLIS, MN to EAGAN, MN. IAPD ↗
$270.9M RAUM · 3 reps · 612-371-0590 · gsinvestments.com
Office IT & facilitiesMarketing & brand
48
THREADGILL FINANCIAL, LLC moved its main office from SPRING, TX to THE WOODLANDS, TX. IAPD ↗
$376.1M RAUM · 2 reps · 713-893-5635 · threadgillfinancial.com
Office IT & facilitiesMarketing & brand
48
T. ANTON INVESTMENT HOUSE, INC. moved its main office from MIDDLETON, WI to MADISON, WI. IAPD ↗
$274.9M RAUM · 2 reps · 608-501-1549 · tantoninvestmenthouse.com
Office IT & facilitiesMarketing & brand
48
SUMMIT WEALTH GROUP LLC moved its main office from WHITE RIVER JUNCTION, VT to EXETER, NH. IAPD ↗
$656.3M RAUM · 8 reps · 802-295-5300 · summitwg.com
Office IT & facilitiesMarketing & brand
48
PINE HARBOR WEALTH MANAGEMENT LLC moved its main office from SILVER SPRING, MD to FAIRFAX, VA. IAPD ↗
$444.8M RAUM · 1 reps · 703-589-9100 · pineharborwealth.com
Office IT & facilitiesMarketing & brand
48
COMMONWEALTH FINANCIAL SERVICES moved its main office from PARKERSBURG, WV to VIENNA, WV. IAPD ↗
$774.8M RAUM · 11 reps · 304-422-3531 · cfswv.com
Office IT & facilitiesMarketing & brand
45
CONCORDE FINANCIAL RESOURCES moved its main office from WILKESBORO, NC to YORK, SC. IAPD ↗
$211.2M RAUM · 2 reps · 336-838-4100 · concordefinancialresources.com
Office IT & facilitiesMarketing & brand
45
CROSSGATE WEALTH ADVISORS, LLC moved its main office from YARDLEY, PA to NEWTOWN, PA. IAPD ↗
$236.2M RAUM · 3 reps · (215) 860-2234
Office IT & facilitiesMarketing & brand
45
DAVIS FINANCIAL MANAGEMENT, INC. moved its main office from LEAWOOD, KS to OVERLAND PARK, KS. IAPD ↗
$125.6M RAUM · 1 reps · (913) 890-7279 · davisfinancialmanagement.com
Office IT & facilitiesMarketing & brand
45
REDWOOD GROVE WEALTH MANAGEMENT moved its main office from LARKSPUR, CA to SAN RAFAEL, CA. IAPD ↗
$131.8M RAUM · 2 reps · 415-737-5003 · redwoodgrovewm.com
Office IT & facilitiesMarketing & brand
45
ANKERSTAR WEALTH, LLC moved its main office from ROUND ROCK, TX to LEANDER, TX. IAPD ↗
$107.6M RAUM · 6 reps · 512-614-0085
Office IT & facilitiesMarketing & brand
45
ARES FINANCIAL CONSULTING LLC moved its main office from SHERMAN OAKS, CA to CALABASAS, CA. IAPD ↗
$193.3M RAUM · 4 reps · 818-986-1479
Office IT & facilitiesMarketing & brand
45
BAYBRIDGE CAPITAL GROUP, LLC moved its main office from PLEASANTON, CA to LIVERMORE, CA. IAPD ↗
$162.2M RAUM · 2 reps · (888) 440-2224 · baybridgecg.com
Office IT & facilitiesMarketing & brand
45
ONE WEALTH INVESTORS moved its main office from MIAMI BEACH, FL to BOCA RATON, FL. IAPD ↗
$153.2M RAUM · 3 reps · (561) 289-8105 · onewealthinvestors.com
Office IT & facilitiesMarketing & brand
45
ACCESS SOFTEK ADVISORY SERVICES moved its main office from BERKELEY, CA to NAPERVILLE, IL. IAPD ↗
$6.3M RAUM · 4 reps · 510-848-0606 · accesssoftek.com
Office IT & facilitiesMarketing & brand
45
BRAZOS WEALTH ADVISORS LLC moved its main office from IOWA PARK, TX to FORT WORTH, TX. IAPD ↗
$130.8M RAUM · 2 reps · 682-350-1055 · brazoswa.com
Office IT & facilitiesMarketing & brand
45
WAGNER WEALTH MANAGEMENT, CORP. moved its main office from SUGARLOAF, PA to CONYNGHAM, PA. IAPD ↗
$100.8M RAUM · 2 reps · 570-987-6244 · wwmcorp.com
Office IT & facilitiesMarketing & brand
45
MAVROS CAPITAL MANAGEMENT, LLC moved its main office from LOS ANGELES, CA to BEVERLY HILLS, CA. IAPD ↗
$0 RAUM · 3 reps · (424) 522-2524 · mavroscapitalgroup.com
Office IT & facilitiesMarketing & brand
45
ARIMATHEA moved its main office from POWELL, WY to SOUTH COAST METRO, CA. IAPD ↗
$2.7M RAUM · 3 reps · 707-813-7070 · arimatheainvesting.com
Office IT & facilitiesMarketing & brand
45
MERKKURI WEALTH ADVISORS LLC moved its main office from HICKSVILLE, NY to JERICHO, NY. IAPD ↗
$156.2M RAUM · 2 reps · 516-268-3446
Office IT & facilitiesMarketing & brand
40
PUBLIC EQUITY PARTNERS moved its main office from WALTHAM, MA to FRAMINGHAM, MA. IAPD ↗institutional
$6.75B RAUM · 18 reps · 781-373-6900
Office IT & facilitiesMarketing & brand
40
ONEAMERICA INVESTMENT ADVISORY SERVICES LLC moved its main office from INDIANAPOLIS, IN to WINDSOR, CT. IAPD ↗institutional
$5.09B RAUM · 6 reps · 860-580-4414
Office IT & facilitiesMarketing & brand
35
VESTED FINANCE moved its main office from EL SEGUNDO, CA to DURHAM, NC. IAPD ↗institutional
$0 RAUM · 7 reps · 310-895-3927 · vested.co.in
Office IT & facilitiesMarketing & brand
35
PACIFIC COAST FIDUCIARY LLC moved its main office from SHERMAN OAKS, CA to CALABASAS, CA. IAPD ↗institutional
$0 RAUM · 2 reps · 818-986-1479 · pacificcoastfiduciary.com
Office IT & facilitiesMarketing & brand
30
STRATOS TECHNOLOGIES CAPITAL MANAGEMENT LLC moved its main office from NEWPORT BEACH, CA to MIAMI, FL. IAPD ↗fund
$128.8M RAUM · 3 reps · 214-845-7254 · stratos.xyz
Office IT & facilitiesMarketing & brand
30
EXCOLERE EQUITY PARTNERS, LLC moved its main office from SANTA MONICA, CA to LOS ANGELES, CA. IAPD ↗fund
$190.0M RAUM · 7 reps · 310-867-2758 · excolerepartners.com
Office IT & facilitiesMarketing & brand
30
GATEMORE moved its main office from ASPEN, CO to NEW YORK, NY. IAPD ↗fund
$213.7M RAUM · 4 reps · 1 212-251-6700 · gvpclimate.com
Office IT & facilitiesMarketing & brand
15
SUPERFUND ADVISORS, INC. moved its main office from ST. GEORGE'S, to ST. GEORGE, . IAPD ↗foreign
$0 RAUM · 0 reps · 1-473-439-6704
Office IT & facilitiesMarketing & brand
private funds started — 15 Firm reports private funds for the first time.
75
MUZINICH & CO., INC. now reports 1 private fund(s) ($50.1M gross). IAPD ↗
$28.11B RAUM · 66 reps · 212-888-3413 · muzinich.com
Fund administrationCompliance
75
NORTHROCK PARTNERS, LLC now reports 1 private fund(s) ($0 gross). IAPD ↗
$6.60B RAUM · 50 reps · (612) 367-8800 · facebook.comhttps
Fund administrationCompliance
75
WGI DM, LLC now reports 2 private fund(s) ($1.11B gross). IAPD ↗
$4.25B RAUM · 7 reps · 617-428-4040
Fund administrationCompliance
73
DURATION ASSET MANAGEMENT, LLC now reports 1 private fund(s) ($319.1M gross). IAPD ↗
$467.3M RAUM · 2 reps · (214) 420-0300
Fund administrationCompliance
73
ARGENTARII, LLC now reports 2 private fund(s) ($9.8M gross). IAPD ↗
$293.8M RAUM · 5 reps · 5134881600 · argentarii.com
Fund administrationCompliance
70
PORTUS WEALTH ADVISORS, LLC now reports 1 private fund(s) ($1.8M gross). IAPD ↗
$162.4M RAUM · 3 reps · 704-936-0084 · portusadvisors.com
Fund administrationCompliance
70
ROCKBRIDGE CAPITAL MANAGEMENT now reports 1 private fund(s) ($0 gross). IAPD ↗
$137.9M RAUM · 3 reps · 571.982.5398 · rockbridgecap.com
Fund administrationCompliance
70
BLUEHEEL LLC now reports 2 private fund(s) ($134.3M gross). IAPD ↗
$180.9M RAUM · 2 reps · 214-559-9972
Fund administrationCompliance
60
MONASHEE INVESTMENT MANAGEMENT, LLC now reports 1 private fund(s) ($17.7M gross). IAPD ↗fund
$1.92B RAUM · 9 reps · 617-671-0048 · monasheecap.com
Fund administrationCompliance
58
GARDEN INVESTMENTS now reports 1 private fund(s) ($463.1M gross). IAPD ↗fund
$463.1M RAUM · 6 reps · (203) 242-8370
Fund administrationCompliance
58
BELLTOWER PARTNERS now reports 4 private fund(s) ($477.7M gross). IAPD ↗fund
$477.7M RAUM · 4 reps · 212-960-8042 · belltowerpartners.com
Fund administrationCompliance
55
GATEMORE now reports 12 private fund(s) ($217.9M gross). IAPD ↗fund
$213.7M RAUM · 4 reps · 1 212-251-6700 · gvpclimate.com
Fund administrationCompliance
55
TWO PARKS CAPITAL LLC now reports 1 private fund(s) ($202.2M gross). IAPD ↗fund
$202.2M RAUM · 5 reps · 1-212-207-6820
Fund administrationCompliance
55
STROBE VENTURES now reports 2 private fund(s) ($235.3M gross). IAPD ↗fund
$235.3M RAUM · 3 reps · (315) 202 1002 · strobe.fund
Fund administrationCompliance
40
ORMONDE USA LLC now reports 1 private fund(s) ($0 gross). IAPD ↗foreign
$93.7M RAUM · 1 reps · +44 20 4524 3210 · ormondepartners.com
Fund administrationCompliance
planning started — 13 Firm now reports offering financial planning (Item 5G(1)). They need planning software.
80
IRONVINE CAPITAL PARTNERS, LLC now offers financial planning (Item 5G(1)). IAPD ↗
$1.10B RAUM · 6 reps · 402-916-1702 · ironvinecapital.com
Financial planning softwareCRM
78
MENGIS CAPITAL MANAGEMENT, INC. now offers financial planning (Item 5G(1)). IAPD ↗
$899.1M RAUM · 6 reps · 503-916-0776 · mengiscapital.com
Financial planning softwareCRM
78
TORREY GROWTH & INCOME ADVISORS, LLC now offers financial planning (Item 5G(1)). IAPD ↗
$322.2M RAUM · 2 reps · 760-274-2744
Financial planning softwareCRM
78
TONY WALKER FINANCIAL now offers financial planning (Item 5G(1)). IAPD ↗
$312.8M RAUM · 4 reps · 270-843-9380 · tonywalkerfinancial.com
Financial planning softwareCRM
78
MKT ADVISORS LLC now offers financial planning (Item 5G(1)). IAPD ↗
$422.6M RAUM · 4 reps · (760) 658-8780
Financial planning softwareCRM
75
STRATEGIC ADVISORY SERVICES, L.L.C. now offers financial planning (Item 5G(1)). IAPD ↗
$168.3M RAUM · 3 reps · 713-977-3800
Financial planning softwareCRM
75
INTEGRAS PARTNERS, LLC now offers financial planning (Item 5G(1)). IAPD ↗
$232.0M RAUM · 3 reps · 404-941-2800 · integraspartners.com
Financial planning softwareCRM
75
YOFFE INVESTMENT MANAGEMENT, LLC now offers financial planning (Item 5G(1)). IAPD ↗
$149.7M RAUM · 1 reps · 717-343-1120
Financial planning softwareCRM
75
FINHABITS ADVISORS, LLC now offers financial planning (Item 5G(1)). IAPD ↗
$96.1M RAUM · 1 reps · 212-596-7292
Financial planning softwareCRM
75
DIMENSIONS WEALTH MANAGEMENT, LLC now offers financial planning (Item 5G(1)). IAPD ↗
$139.3M RAUM · 1 reps · (916) 330 - 4108 · dimensionswm.com
Financial planning softwareCRM
75
TELSEY CONSUMER FUND MANAGEMENT LP now offers financial planning (Item 5G(1)). IAPD ↗
$41.5M RAUM · 1 reps · 212-973-9700
Financial planning softwareCRM
75
DAYTONA STREET CAPITAL now offers financial planning (Item 5G(1)). IAPD ↗
$161.4M RAUM · 4 reps · 314-727-9479
Financial planning softwareCRM
75
WALLEYE PARTNERS LLC now offers financial planning (Item 5G(1)). IAPD ↗
$201.1M RAUM · 2 reps · (608) 332-8434 · walleyepartners.com
Financial planning softwareCRM
wrap program started — 7 Firm began participating in a wrap-fee program (Item 5I(1)).
63
MUSTARD SEED WEALTH MANAGEMENT began participating in a wrap-fee program. IAPD ↗
$413.6M RAUM · 8 reps · 870-234-1618 · mustardseedfinancial.com
Portfolio / reporting / TAMPCompliance
63
MRA ADVISORY GROUP began participating in a wrap-fee program. IAPD ↗
$293.6M RAUM · 8 reps · 844.672.7623
Portfolio / reporting / TAMPCompliance
63
STONEBROOK PRIVATE LLC began participating in a wrap-fee program. IAPD ↗
$794.2M RAUM · 4 reps · (248) 349-3027 · stonebrookprivate.com
Portfolio / reporting / TAMPCompliance
60
TAGLICH BROTHERS, INC. began participating in a wrap-fee program. IAPD ↗
$45.1M RAUM · 2 reps · 631-757-1500 · taglichbrothers.com
Portfolio / reporting / TAMPCompliance
60
SIGNATURE FINANCIAL SERVICES, LTD began participating in a wrap-fee program. IAPD ↗
$227.1M RAUM · 12 reps · (847) 545-8070
Portfolio / reporting / TAMPCompliance
60
DAVID P. GILLIAM & ASSOCIATES, INC. began participating in a wrap-fee program. IAPD ↗
$157.7M RAUM · 2 reps · 765-281-0012
Portfolio / reporting / TAMPCompliance
60
CXI ADVISORS, LLC began participating in a wrap-fee program. IAPD ↗
$0 RAUM · 0 reps · 260-333-5123 · cxiadvisors.com
Portfolio / reporting / TAMPCompliance
reorganization — 4 Item 4A succession where the acquired firm is the same business (entity change, not a deal).
45
MILLBURN RIDGEFIELD LLC filed an Item 4A succession naming MILLBURN RIDGEFIELD CORPORATION (CRD 148870) — an entity change, not a deal. IAPD ↗
$6.84B RAUM · 22 reps · 212-332-7300
Integration & migration consultingCompliance
43
WEALTHEDGE INVESTMENT ADVISORS LLC filed an Item 4A succession naming WEALTHEDGE INVESTMENT ADVISORS LLC (CRD 126337) — an entity change, not a deal. IAPD ↗
$401.5M RAUM · 6 reps · 212-687-3600 · wealthedge.com
Integration & migration consultingCompliance
40
BRADFORD FINANCIAL SERVICES CORP filed an Item 4A succession naming BRADFORD FINANCIAL SERVICES, INC. (CRD 133220) — an entity change, not a deal. IAPD ↗
$235.7M RAUM · 1 reps · 978-809-2338 · bradfordfinancialservices.com
Integration & migration consultingCompliance
10
SARTORIAL WEALTH INC. filed an Item 4A succession naming SARTORIAL WEALTH INC. (CRD 329971) — an entity change, not a deal. IAPD ↗foreign
$0 RAUM · 2 reps · 647-998-9705 · sartorialwealth.com
Integration & migration consultingCompliance

Tributary reads the SEC's public Form ADV roster and reports what changed. It does not verify filings; confirm on IAPD before acting. Not investment, legal, or compliance advice.