← Tributary

What changed in the March 2024 SEC adviser roster

1462 events across 1109 firms · 1270 at US wealth-management firms · source: SEC Form ADV monthly roster · generated 2026-10-05

282aum up
277state expansion
148planning clients up
122new office
83headcount up
76custody started
75new registration
67aum crossed 500m
51deregistered
41disclosure added
40aum crossed 1b
39headcount down

Top 25 signals — US wealth firms

98
NORTHSTAR ASSET MANAGEMENT COMPANY, LLC (BLUE BELL, PA) is newly SEC-registered with $567.8M RAUM and 2 advisory reps. IAPD ↗
$567.8M RAUM · 2 reps · 484-342-4200 · northstarmgt.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
98
DIVERSIFY WEALTH MANAGEMENT, LLC (SANDY, UT) is newly SEC-registered with $458.1M RAUM and 24 advisory reps. IAPD ↗
$458.1M RAUM · 24 reps · 801-838-9999 · caliberwealthmanagement.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
SYNDICATED CAPITAL, INC. (DIAMOND BAR, CA) is newly SEC-registered with $109.6M RAUM and 9 advisory reps. IAPD ↗
$109.6M RAUM · 9 reps · 310-751-7098 · syndicatedcapital.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
CAMBRIDGE FINANCIAL ADVISORS, LLC (SALIDA, CO) is newly SEC-registered with $111.2M RAUM and 3 advisory reps. IAPD ↗
$111.2M RAUM · 3 reps · 719-539-1040 · cambridgefinancialadvisors.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
GORDON ASSET MANAGEMENT LLC (AUSTIN, TX) is newly SEC-registered with $108.3M RAUM and 2 advisory reps. IAPD ↗
$108.3M RAUM · 2 reps · 512-482-9600 · gordonasset.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
DAVIS FINANCIAL MANAGEMENT, INC. (LEAWOOD, KS) is newly SEC-registered with $109.8M RAUM and 1 advisory reps. IAPD ↗
$109.8M RAUM · 1 reps · (913) 890-7279 · davisfinancialmanagement.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
HARBOR ASSET PLANNING, INC. (location n/a) is newly SEC-registered with $125.6M RAUM and 1 advisory reps. IAPD ↗
$125.6M RAUM · 1 reps · 617-489-0324 · harborassetplanning.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
BAUTIS FINANCIAL, LLC (MONTCLAIR, NJ) is newly SEC-registered with $122.0M RAUM and 3 advisory reps. IAPD ↗
$122.0M RAUM · 3 reps · 862-205-5800
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
LOGIC WEALTH MANAGEMENT, LLC (PASADENA, CA) is newly SEC-registered with $122.5M RAUM and 8 advisory reps. IAPD ↗
$122.5M RAUM · 8 reps · (626) 757-4323 · logicwm.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
TRUE LIVING FINANCIAL (SARATOGA SPRINGS, NY) is newly SEC-registered with $30.6M RAUM and 1 advisory reps. IAPD ↗
$30.6M RAUM · 1 reps · 518-364-7899 · truelivingfinancial.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
MCCULLEY FINANCIAL GROUP, LLC (WESTCHESTER, IL) is newly SEC-registered with $125.2M RAUM and 1 advisory reps. IAPD ↗
$125.2M RAUM · 1 reps · 312-219-9000
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
PIEDMONT WEALTH MANAGEMENT (CULPEPER, VA) is newly SEC-registered with $102.4M RAUM and 2 advisory reps. IAPD ↗
$102.4M RAUM · 2 reps · 540-317-5372 · piedmontwm.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
6TH STREET ADVISORS, LLC (DAPHNE, AL) is newly SEC-registered with $110.7M RAUM and 2 advisory reps. IAPD ↗
$110.7M RAUM · 2 reps · 251-621-8688 · 6thstreetadvisors.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
MONTGOMERY FINANCIAL (OCEAN CITY, MD) is newly SEC-registered with $112.9M RAUM and 4 advisory reps. IAPD ↗
$112.9M RAUM · 4 reps · 410-208-1004 · mfswealth.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
ABBINGTON INVESTMENT GROUP, LLC (WESTPORT, CT) is newly SEC-registered with $108.6M RAUM and 3 advisory reps. IAPD ↗
$108.6M RAUM · 3 reps · 202-320-7242 · abbingtongroup.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
ATLATL ADVISERS (MADISON, WI) is newly SEC-registered with $123.1M RAUM and 4 advisory reps. IAPD ↗
$123.1M RAUM · 4 reps · (608) 351-4500
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
Q3 ADVISORS, LLC (location n/a) is newly SEC-registered with $0 RAUM and 4 advisory reps. IAPD ↗
$0 RAUM · 4 reps · 9366892294
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
ROLEK RETIREMENT PLANNING (BERWYN, PA) is newly SEC-registered with $108.1M RAUM and 1 advisory reps. IAPD ↗
$108.1M RAUM · 1 reps · (267) 427-5667
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
SHOREPATH CAPITAL MANAGEMENT LLC (EVANSTON, IL) is newly SEC-registered with $112.4M RAUM and 1 advisory reps. IAPD ↗
$112.4M RAUM · 1 reps · 312-357-4080 · shorepathcap.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
AVANT FINANCIAL ADVISORS (location n/a) is newly SEC-registered with $126.6M RAUM and 2 advisory reps. IAPD ↗
$126.6M RAUM · 2 reps · 512-910-2467
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
MERITED WEALTH, LLC (NORTH BAY VILLAGE, FL) is newly SEC-registered with $105.7M RAUM and 3 advisory reps. IAPD ↗
$105.7M RAUM · 3 reps · 305.722.0091 · meritedwealth.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
HOFF PRIVATE WEALTH (WAUSAU, WI) is newly SEC-registered with $107.1M RAUM and 3 advisory reps. IAPD ↗
$107.1M RAUM · 3 reps · 715-841-0405 · hoffwealth.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
CHIPSER WEALTH MANAGEMENT, LLC (DESTIN, FL) is newly SEC-registered with $106.2M RAUM and 2 advisory reps. IAPD ↗
$106.2M RAUM · 2 reps · (850) 424-6330 · chipserwealthmanagement.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
SKYVIEW FINANCIAL GROUP, LLC (PONTE VEDRA BEACH, FL) is newly SEC-registered with $103.0M RAUM and 2 advisory reps. IAPD ↗
$103.0M RAUM · 2 reps · (888) 406-0444 · skyviewfg.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
FRONT PORCH FINANCIAL ADVISORY (CHARLOTTE, NC) is newly SEC-registered with $123.4M RAUM and 1 advisory reps. IAPD ↗
$123.4M RAUM · 1 reps · 980-428-2297 · frontporchfa.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

By buying window

Who should be calling whom this month.

CRM 596 firms

98
NORTHSTAR ASSET MANAGEMENT COMPANY, LLC (BLUE BELL, PA) is newly SEC-registered with $567.8M RAUM and 2 advisory reps. IAPD ↗
$567.8M RAUM · 2 reps · 484-342-4200 · northstarmgt.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
98
DIVERSIFY WEALTH MANAGEMENT, LLC (SANDY, UT) is newly SEC-registered with $458.1M RAUM and 24 advisory reps. IAPD ↗
$458.1M RAUM · 24 reps · 801-838-9999 · caliberwealthmanagement.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
SYNDICATED CAPITAL, INC. (DIAMOND BAR, CA) is newly SEC-registered with $109.6M RAUM and 9 advisory reps. IAPD ↗
$109.6M RAUM · 9 reps · 310-751-7098 · syndicatedcapital.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
CAMBRIDGE FINANCIAL ADVISORS, LLC (SALIDA, CO) is newly SEC-registered with $111.2M RAUM and 3 advisory reps. IAPD ↗
$111.2M RAUM · 3 reps · 719-539-1040 · cambridgefinancialadvisors.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
GORDON ASSET MANAGEMENT LLC (AUSTIN, TX) is newly SEC-registered with $108.3M RAUM and 2 advisory reps. IAPD ↗
$108.3M RAUM · 2 reps · 512-482-9600 · gordonasset.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
DAVIS FINANCIAL MANAGEMENT, INC. (LEAWOOD, KS) is newly SEC-registered with $109.8M RAUM and 1 advisory reps. IAPD ↗
$109.8M RAUM · 1 reps · (913) 890-7279 · davisfinancialmanagement.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
HARBOR ASSET PLANNING, INC. (location n/a) is newly SEC-registered with $125.6M RAUM and 1 advisory reps. IAPD ↗
$125.6M RAUM · 1 reps · 617-489-0324 · harborassetplanning.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
BAUTIS FINANCIAL, LLC (MONTCLAIR, NJ) is newly SEC-registered with $122.0M RAUM and 3 advisory reps. IAPD ↗
$122.0M RAUM · 3 reps · 862-205-5800
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
LOGIC WEALTH MANAGEMENT, LLC (PASADENA, CA) is newly SEC-registered with $122.5M RAUM and 8 advisory reps. IAPD ↗
$122.5M RAUM · 8 reps · (626) 757-4323 · logicwm.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
TRUE LIVING FINANCIAL (SARATOGA SPRINGS, NY) is newly SEC-registered with $30.6M RAUM and 1 advisory reps. IAPD ↗
$30.6M RAUM · 1 reps · 518-364-7899 · truelivingfinancial.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

…and 586 more in the CSV export.

Financial planning software 555 firms

98
NORTHSTAR ASSET MANAGEMENT COMPANY, LLC (BLUE BELL, PA) is newly SEC-registered with $567.8M RAUM and 2 advisory reps. IAPD ↗
$567.8M RAUM · 2 reps · 484-342-4200 · northstarmgt.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
98
DIVERSIFY WEALTH MANAGEMENT, LLC (SANDY, UT) is newly SEC-registered with $458.1M RAUM and 24 advisory reps. IAPD ↗
$458.1M RAUM · 24 reps · 801-838-9999 · caliberwealthmanagement.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
SYNDICATED CAPITAL, INC. (DIAMOND BAR, CA) is newly SEC-registered with $109.6M RAUM and 9 advisory reps. IAPD ↗
$109.6M RAUM · 9 reps · 310-751-7098 · syndicatedcapital.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
CAMBRIDGE FINANCIAL ADVISORS, LLC (SALIDA, CO) is newly SEC-registered with $111.2M RAUM and 3 advisory reps. IAPD ↗
$111.2M RAUM · 3 reps · 719-539-1040 · cambridgefinancialadvisors.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
GORDON ASSET MANAGEMENT LLC (AUSTIN, TX) is newly SEC-registered with $108.3M RAUM and 2 advisory reps. IAPD ↗
$108.3M RAUM · 2 reps · 512-482-9600 · gordonasset.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
DAVIS FINANCIAL MANAGEMENT, INC. (LEAWOOD, KS) is newly SEC-registered with $109.8M RAUM and 1 advisory reps. IAPD ↗
$109.8M RAUM · 1 reps · (913) 890-7279 · davisfinancialmanagement.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
HARBOR ASSET PLANNING, INC. (location n/a) is newly SEC-registered with $125.6M RAUM and 1 advisory reps. IAPD ↗
$125.6M RAUM · 1 reps · 617-489-0324 · harborassetplanning.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
BAUTIS FINANCIAL, LLC (MONTCLAIR, NJ) is newly SEC-registered with $122.0M RAUM and 3 advisory reps. IAPD ↗
$122.0M RAUM · 3 reps · 862-205-5800
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
LOGIC WEALTH MANAGEMENT, LLC (PASADENA, CA) is newly SEC-registered with $122.5M RAUM and 8 advisory reps. IAPD ↗
$122.5M RAUM · 8 reps · (626) 757-4323 · logicwm.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
TRUE LIVING FINANCIAL (SARATOGA SPRINGS, NY) is newly SEC-registered with $30.6M RAUM and 1 advisory reps. IAPD ↗
$30.6M RAUM · 1 reps · 518-364-7899 · truelivingfinancial.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

…and 545 more in the CSV export.

Compliance 562 firms

98
NORTHSTAR ASSET MANAGEMENT COMPANY, LLC (BLUE BELL, PA) is newly SEC-registered with $567.8M RAUM and 2 advisory reps. IAPD ↗
$567.8M RAUM · 2 reps · 484-342-4200 · northstarmgt.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
98
DIVERSIFY WEALTH MANAGEMENT, LLC (SANDY, UT) is newly SEC-registered with $458.1M RAUM and 24 advisory reps. IAPD ↗
$458.1M RAUM · 24 reps · 801-838-9999 · caliberwealthmanagement.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
SYNDICATED CAPITAL, INC. (DIAMOND BAR, CA) is newly SEC-registered with $109.6M RAUM and 9 advisory reps. IAPD ↗
$109.6M RAUM · 9 reps · 310-751-7098 · syndicatedcapital.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
CAMBRIDGE FINANCIAL ADVISORS, LLC (SALIDA, CO) is newly SEC-registered with $111.2M RAUM and 3 advisory reps. IAPD ↗
$111.2M RAUM · 3 reps · 719-539-1040 · cambridgefinancialadvisors.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
GORDON ASSET MANAGEMENT LLC (AUSTIN, TX) is newly SEC-registered with $108.3M RAUM and 2 advisory reps. IAPD ↗
$108.3M RAUM · 2 reps · 512-482-9600 · gordonasset.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
DAVIS FINANCIAL MANAGEMENT, INC. (LEAWOOD, KS) is newly SEC-registered with $109.8M RAUM and 1 advisory reps. IAPD ↗
$109.8M RAUM · 1 reps · (913) 890-7279 · davisfinancialmanagement.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
HARBOR ASSET PLANNING, INC. (location n/a) is newly SEC-registered with $125.6M RAUM and 1 advisory reps. IAPD ↗
$125.6M RAUM · 1 reps · 617-489-0324 · harborassetplanning.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
BAUTIS FINANCIAL, LLC (MONTCLAIR, NJ) is newly SEC-registered with $122.0M RAUM and 3 advisory reps. IAPD ↗
$122.0M RAUM · 3 reps · 862-205-5800
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
LOGIC WEALTH MANAGEMENT, LLC (PASADENA, CA) is newly SEC-registered with $122.5M RAUM and 8 advisory reps. IAPD ↗
$122.5M RAUM · 8 reps · (626) 757-4323 · logicwm.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
TRUE LIVING FINANCIAL (SARATOGA SPRINGS, NY) is newly SEC-registered with $30.6M RAUM and 1 advisory reps. IAPD ↗
$30.6M RAUM · 1 reps · 518-364-7899 · truelivingfinancial.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

…and 552 more in the CSV export.

Portfolio / reporting / TAMP 431 firms

98
NORTHSTAR ASSET MANAGEMENT COMPANY, LLC (BLUE BELL, PA) is newly SEC-registered with $567.8M RAUM and 2 advisory reps. IAPD ↗
$567.8M RAUM · 2 reps · 484-342-4200 · northstarmgt.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
98
DIVERSIFY WEALTH MANAGEMENT, LLC (SANDY, UT) is newly SEC-registered with $458.1M RAUM and 24 advisory reps. IAPD ↗
$458.1M RAUM · 24 reps · 801-838-9999 · caliberwealthmanagement.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
SYNDICATED CAPITAL, INC. (DIAMOND BAR, CA) is newly SEC-registered with $109.6M RAUM and 9 advisory reps. IAPD ↗
$109.6M RAUM · 9 reps · 310-751-7098 · syndicatedcapital.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
CAMBRIDGE FINANCIAL ADVISORS, LLC (SALIDA, CO) is newly SEC-registered with $111.2M RAUM and 3 advisory reps. IAPD ↗
$111.2M RAUM · 3 reps · 719-539-1040 · cambridgefinancialadvisors.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
GORDON ASSET MANAGEMENT LLC (AUSTIN, TX) is newly SEC-registered with $108.3M RAUM and 2 advisory reps. IAPD ↗
$108.3M RAUM · 2 reps · 512-482-9600 · gordonasset.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
DAVIS FINANCIAL MANAGEMENT, INC. (LEAWOOD, KS) is newly SEC-registered with $109.8M RAUM and 1 advisory reps. IAPD ↗
$109.8M RAUM · 1 reps · (913) 890-7279 · davisfinancialmanagement.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
HARBOR ASSET PLANNING, INC. (location n/a) is newly SEC-registered with $125.6M RAUM and 1 advisory reps. IAPD ↗
$125.6M RAUM · 1 reps · 617-489-0324 · harborassetplanning.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
BAUTIS FINANCIAL, LLC (MONTCLAIR, NJ) is newly SEC-registered with $122.0M RAUM and 3 advisory reps. IAPD ↗
$122.0M RAUM · 3 reps · 862-205-5800
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
LOGIC WEALTH MANAGEMENT, LLC (PASADENA, CA) is newly SEC-registered with $122.5M RAUM and 8 advisory reps. IAPD ↗
$122.5M RAUM · 8 reps · (626) 757-4323 · logicwm.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
TRUE LIVING FINANCIAL (SARATOGA SPRINGS, NY) is newly SEC-registered with $30.6M RAUM and 1 advisory reps. IAPD ↗
$30.6M RAUM · 1 reps · 518-364-7899 · truelivingfinancial.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

…and 421 more in the CSV export.

Custodian 161 firms

98
NORTHSTAR ASSET MANAGEMENT COMPANY, LLC (BLUE BELL, PA) is newly SEC-registered with $567.8M RAUM and 2 advisory reps. IAPD ↗
$567.8M RAUM · 2 reps · 484-342-4200 · northstarmgt.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
98
DIVERSIFY WEALTH MANAGEMENT, LLC (SANDY, UT) is newly SEC-registered with $458.1M RAUM and 24 advisory reps. IAPD ↗
$458.1M RAUM · 24 reps · 801-838-9999 · caliberwealthmanagement.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
SYNDICATED CAPITAL, INC. (DIAMOND BAR, CA) is newly SEC-registered with $109.6M RAUM and 9 advisory reps. IAPD ↗
$109.6M RAUM · 9 reps · 310-751-7098 · syndicatedcapital.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
CAMBRIDGE FINANCIAL ADVISORS, LLC (SALIDA, CO) is newly SEC-registered with $111.2M RAUM and 3 advisory reps. IAPD ↗
$111.2M RAUM · 3 reps · 719-539-1040 · cambridgefinancialadvisors.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
GORDON ASSET MANAGEMENT LLC (AUSTIN, TX) is newly SEC-registered with $108.3M RAUM and 2 advisory reps. IAPD ↗
$108.3M RAUM · 2 reps · 512-482-9600 · gordonasset.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
DAVIS FINANCIAL MANAGEMENT, INC. (LEAWOOD, KS) is newly SEC-registered with $109.8M RAUM and 1 advisory reps. IAPD ↗
$109.8M RAUM · 1 reps · (913) 890-7279 · davisfinancialmanagement.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
HARBOR ASSET PLANNING, INC. (location n/a) is newly SEC-registered with $125.6M RAUM and 1 advisory reps. IAPD ↗
$125.6M RAUM · 1 reps · 617-489-0324 · harborassetplanning.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
BAUTIS FINANCIAL, LLC (MONTCLAIR, NJ) is newly SEC-registered with $122.0M RAUM and 3 advisory reps. IAPD ↗
$122.0M RAUM · 3 reps · 862-205-5800
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
LOGIC WEALTH MANAGEMENT, LLC (PASADENA, CA) is newly SEC-registered with $122.5M RAUM and 8 advisory reps. IAPD ↗
$122.5M RAUM · 8 reps · (626) 757-4323 · logicwm.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
TRUE LIVING FINANCIAL (SARATOGA SPRINGS, NY) is newly SEC-registered with $30.6M RAUM and 1 advisory reps. IAPD ↗
$30.6M RAUM · 1 reps · 518-364-7899 · truelivingfinancial.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

…and 151 more in the CSV export.

Marketing & brand 414 firms

98
NORTHSTAR ASSET MANAGEMENT COMPANY, LLC (BLUE BELL, PA) is newly SEC-registered with $567.8M RAUM and 2 advisory reps. IAPD ↗
$567.8M RAUM · 2 reps · 484-342-4200 · northstarmgt.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
98
DIVERSIFY WEALTH MANAGEMENT, LLC (SANDY, UT) is newly SEC-registered with $458.1M RAUM and 24 advisory reps. IAPD ↗
$458.1M RAUM · 24 reps · 801-838-9999 · caliberwealthmanagement.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
SYNDICATED CAPITAL, INC. (DIAMOND BAR, CA) is newly SEC-registered with $109.6M RAUM and 9 advisory reps. IAPD ↗
$109.6M RAUM · 9 reps · 310-751-7098 · syndicatedcapital.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
CAMBRIDGE FINANCIAL ADVISORS, LLC (SALIDA, CO) is newly SEC-registered with $111.2M RAUM and 3 advisory reps. IAPD ↗
$111.2M RAUM · 3 reps · 719-539-1040 · cambridgefinancialadvisors.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
GORDON ASSET MANAGEMENT LLC (AUSTIN, TX) is newly SEC-registered with $108.3M RAUM and 2 advisory reps. IAPD ↗
$108.3M RAUM · 2 reps · 512-482-9600 · gordonasset.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
DAVIS FINANCIAL MANAGEMENT, INC. (LEAWOOD, KS) is newly SEC-registered with $109.8M RAUM and 1 advisory reps. IAPD ↗
$109.8M RAUM · 1 reps · (913) 890-7279 · davisfinancialmanagement.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
HARBOR ASSET PLANNING, INC. (location n/a) is newly SEC-registered with $125.6M RAUM and 1 advisory reps. IAPD ↗
$125.6M RAUM · 1 reps · 617-489-0324 · harborassetplanning.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
BAUTIS FINANCIAL, LLC (MONTCLAIR, NJ) is newly SEC-registered with $122.0M RAUM and 3 advisory reps. IAPD ↗
$122.0M RAUM · 3 reps · 862-205-5800
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
LOGIC WEALTH MANAGEMENT, LLC (PASADENA, CA) is newly SEC-registered with $122.5M RAUM and 8 advisory reps. IAPD ↗
$122.5M RAUM · 8 reps · (626) 757-4323 · logicwm.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
TRUE LIVING FINANCIAL (SARATOGA SPRINGS, NY) is newly SEC-registered with $30.6M RAUM and 1 advisory reps. IAPD ↗
$30.6M RAUM · 1 reps · 518-364-7899 · truelivingfinancial.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

…and 404 more in the CSV export.

Recruiting & transitions 241 firms

85
SEIA grew from 62 to 99 advisory reps. IAPD ↗
$14.21B RAUM · 99 reps · 310-712-2323
CRMRecruiting & transitionsComplianceFinancial planning software
85
MISSION WEALTH MANAGEMENT, LP grew from 56 to 72 advisory reps. IAPD ↗
$7.07B RAUM · 72 reps · 805-882-2360
CRMRecruiting & transitionsComplianceFinancial planning software
85
PROSPERITY - AN EISNERAMPER COMPANY grew from 8 to 31 advisory reps. IAPD ↗
$1.07B RAUM · 31 reps · 410-363-7211
CRMRecruiting & transitionsComplianceFinancial planning software
85
BROKERS FINANCIAL grew from 158 to 173 advisory reps. IAPD ↗
$2.00B RAUM · 173 reps · 877-886-1939
CRMRecruiting & transitionsComplianceFinancial planning software
85
ELLEVEST grew from 14 to 31 advisory reps. IAPD ↗
$1.90B RAUM · 31 reps · 844-355-7100
CRMRecruiting & transitionsComplianceFinancial planning software
85
NEW EDGE WEALTH grew from 42 to 62 advisory reps. IAPD ↗
$8.61B RAUM · 62 reps · 2034242262 · newedgewealth.com
CRMRecruiting & transitionsComplianceFinancial planning software
83
&PARTNERS grew from 35 to 71 advisory reps. IAPD ↗
$663.8M RAUM · 71 reps · 615-255-6431 · ensemblewealthplanning.com
CRMRecruiting & transitionsComplianceFinancial planning software
83
WATERLOO CAPITAL grew from 16 to 29 advisory reps. IAPD ↗
$1.30B RAUM · 29 reps · 512-777-5900
CRMRecruiting & transitionsComplianceFinancial planning software
81
JEFFERIES INVESTMENT ADVISERS LLC grew from 98 to 109 advisory reps. IAPD ↗
$3.10B RAUM · 109 reps · 212-284-2300 · jefferieswealthmanagement.com
CRMRecruiting & transitionsComplianceFinancial planning software
80
INTEGRITY ADVISORY SOLUTIONS grew from 15 to 39 advisory reps. IAPD ↗
$147.5M RAUM · 39 reps · (336) 660-2782 · integritywealthsolutions.com
CRMRecruiting & transitionsComplianceFinancial planning software

…and 231 more in the CSV export.

Integration & migration consulting 99 firms

85
ANDERSON HOAGLAND & CO crossed $1B in regulatory AUM ($921.5M -> $1.06B). IAPD ↗
$1.06B RAUM · 6 reps · 314-726-2107 · ahco.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
HENRY H. ARMSTRONG ASSOCIATES, INC. crossed $1B in regulatory AUM ($903.0M -> $1.06B). IAPD ↗
$1.06B RAUM · 3 reps · 412-471-1551 · henryarmstrong.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
SHEETS SMITH WEALTH MANAGEMENT crossed $1B in regulatory AUM ($965.1M -> $1.07B). IAPD ↗
$1.07B RAUM · 10 reps · 336-765-2020 · sheetssmith.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
JANICZEK WEALTH MANAGEMENT crossed $1B in regulatory AUM ($972.5M -> $1.12B). IAPD ↗
$1.12B RAUM · 5 reps · 303-721-7000 · janiczek.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
GRASSI INVESTMENT MANAGEMENT, LLC crossed $1B in regulatory AUM ($928.1M -> $1.11B). IAPD ↗
$1.11B RAUM · 4 reps · 650-934-0770 · grassiinvest.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
HALPERN FINANCIAL, INC. crossed $1B in regulatory AUM ($828.8M -> $1.10B). IAPD ↗
$1.10B RAUM · 7 reps · 240.268.1000
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
STEWART & PATTEN CO LLC crossed $1B in regulatory AUM ($935.4M -> $1.03B). IAPD ↗
$1.03B RAUM · 5 reps · 415-421-4932 · stewartandpatten.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
PETERSEN HASTINGS WEALTH ADVISORS, INC. crossed $1B in regulatory AUM ($927.1M -> $1.12B). IAPD ↗
$1.12B RAUM · 15 reps · 509-735-0484 · petersenhastings.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
ECLECTIC ASSOCIATES, INC. crossed $1B in regulatory AUM ($923.4M -> $1.05B). IAPD ↗
$1.05B RAUM · 9 reps · 714-738-0220
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
FINANCIAL PLAN, INC. crossed $1B in regulatory AUM ($845.1M -> $1.05B). IAPD ↗
$1.05B RAUM · 10 reps · 360-714-1234
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting

…and 89 more in the CSV export.

Fund administration 5 firms

75
KATHMERE CAPITAL MANAGEMENT, LLC now reports 1 private fund(s) ($0 gross). IAPD ↗
$1.84B RAUM · 13 reps · 610-989-3900
Fund administrationCompliance
75
G10 LLC now reports 7 private fund(s) ($4.32B gross). IAPD ↗
$4.33B RAUM · 12 reps · 443-541-2440 · kwiadvisory.com
Fund administrationCompliance
73
PRAIRIE WEALTH ADVISORS, INC. now reports 1 private fund(s) ($0 gross). IAPD ↗
$438.4M RAUM · 3 reps · 402-505-6810 · prairiewealthadvisors.com
Fund administrationCompliance
73
WEALTHSPRING CAPITAL LLC now reports 1 private fund(s) ($4.0M gross). IAPD ↗
$503.4M RAUM · 3 reps · 914-419-2207 · wealthspringcapital.com
Fund administrationCompliance
70
FLORENCE CAPITAL ADVISORS, LLC now reports 1 private fund(s) ($2.5M gross). IAPD ↗
$117.0M RAUM · 1 reps · (212) 202-3296 · florencecapital.com
Fund administrationCompliance

Office IT & facilities 132 firms

55
VOYA FINANCIAL ADVISORS, INC. added office(s): 299 -> 303 additional locations. IAPD ↗
$2.68B RAUM · 529 reps · 1-800-356-2906 · voyafinancialadvisors.com
Office IT & facilitiesCRMRecruiting & transitions
55
AEGIS CAPITAL CORP. added office(s): 19 -> 20 additional locations. IAPD ↗
$1.28B RAUM · 63 reps · 212-813-1010 · aegiscapcorp.com
Office IT & facilitiesCRMRecruiting & transitions
55
NORTHEAST INVESTMENT MANAGEMENT INC added office(s): 0 -> 1 additional locations. IAPD ↗
$2.51B RAUM · 9 reps · 617-523-3588 · northeastinvest.com
Office IT & facilitiesCRMRecruiting & transitions
55
TREK FINANCIAL added office(s): 30 -> 32 additional locations. IAPD ↗
$1.88B RAUM · 52 reps · (480) 483-1510 · strategic-benefits.com
Office IT & facilitiesCRMRecruiting & transitions
55
MISSION WEALTH MANAGEMENT, LP added office(s): 31 -> 32 additional locations. IAPD ↗
$7.07B RAUM · 72 reps · 805-882-2360
Office IT & facilitiesCRMRecruiting & transitions
55
NADLER FINANCIAL GROUP, INC. added office(s): 0 -> 1 additional locations. IAPD ↗
$1.61B RAUM · 13 reps · 847-940-4040 · nadlerfinancial.com
Office IT & facilitiesCRMRecruiting & transitions
55
FINANCIAL INTEGRITY ADVISORS, LLC added office(s): 0 -> 2 additional locations. IAPD ↗
$13.71B RAUM · 3 reps · 215-557-7622 · firmadvisor.com
Office IT & facilitiesCRMRecruiting & transitions
55
PROSPERITY - AN EISNERAMPER COMPANY added office(s): 5 -> 7 additional locations. IAPD ↗
$1.07B RAUM · 31 reps · 410-363-7211
Office IT & facilitiesCRMRecruiting & transitions
55
BROKERS FINANCIAL added office(s): 120 -> 132 additional locations. IAPD ↗
$2.00B RAUM · 173 reps · 877-886-1939
Office IT & facilitiesCRMRecruiting & transitions
55
DYNAMIC WEALTH ADVISORS added office(s): 50 -> 54 additional locations. IAPD ↗
$4.83B RAUM · 76 reps · (877) 257-3840 · lifestonefo.com
Office IT & facilitiesCRMRecruiting & transitions

…and 122 more in the CSV export.

M&A & valuation 63 firms

65
CANNELL & CO. (NEW YORK, NY) left the SEC roster (was $3.63B RAUM, 10 reps). IAPD ↗
$3.63B RAUM · 10 reps · 212-752-5255 · cannellco.com
Recruiting & transitionsM&A & valuation
65
FORTIGENT, LLC (FORT MILL, SC) left the SEC roster (was $3.45B RAUM, 4 reps). IAPD ↗
$3.45B RAUM · 4 reps · 800-877-7210 · lpl.com
Recruiting & transitionsM&A & valuation
63
ROBERT GORDON & ASSOCIATES INC (SPRINGFIELD, IL) left the SEC roster (was $265.9M RAUM, 4 reps). IAPD ↗
$265.9M RAUM · 4 reps · 217-698-4844 · rga-advisors.com
Recruiting & transitionsM&A & valuation
63
NORTHSTAR ASSET MANAGEMENT LLC (BLUE BELL, PA) left the SEC roster (was $467.0M RAUM, 2 reps). IAPD ↗
$467.0M RAUM · 2 reps · 484-342-4200 · northstarmgt.com
Recruiting & transitionsM&A & valuation
63
PRIVATE INCOME CAPITAL MANAGEMENT (location n/a) left the SEC roster (was $290.5M RAUM, 1 reps). IAPD ↗
$290.5M RAUM · 1 reps · 206-224-1654
Recruiting & transitionsM&A & valuation
63
TAYLOR, BERNARD (location n/a) left the SEC roster (was $334.1M RAUM, 1 reps). IAPD ↗
$334.1M RAUM · 1 reps · 44 7377557255
Recruiting & transitionsM&A & valuation
63
NEIRG WEALTH MANAGEMENT, LLC (NORTH ANDOVER, MA) left the SEC roster (was $899.3M RAUM, 7 reps). IAPD ↗
$899.3M RAUM · 7 reps · 978-975-2559
Recruiting & transitionsM&A & valuation
60
RUNNYMEDE CAPITAL MANAGEMENT INC (location n/a) left the SEC roster (was $76.9M RAUM, 3 reps). IAPD ↗
$76.9M RAUM · 3 reps · 973-267-6886 · inspiredmoney.fm
Recruiting & transitionsM&A & valuation
60
STOWE FINANCIAL PLANNING, L.L.C. (PLANO, TX) left the SEC roster (was $134.4M RAUM, 2 reps). IAPD ↗
$134.4M RAUM · 2 reps · 972-733-9959 · stowefinancialplanning.com
Recruiting & transitionsM&A & valuation
60
LINWOOD INVESTMENT ADVISORS INC. (BUFFALO, NY) left the SEC roster (was $67.7M RAUM, 1 reps). IAPD ↗
$67.7M RAUM · 1 reps · 716-572-4790
Recruiting & transitionsM&A & valuation

…and 53 more in the CSV export.

Everything else — all segments

aum up — 282 Regulatory AUM up >=25% since last filing.
73
WAYPOINT CAPITAL ADVISORS, LLC reported RAUM up 81% ($524.5M -> $949.9M). IAPD ↗
$949.9M RAUM · 8 reps · (612) 438-2470 · waypointcapitaladvisors.com
Portfolio / reporting / TAMPCRMFinancial planning software
73
INTELLIGENT WEALTH SOLUTIONS LLC reported RAUM up 178% ($99.8M -> $277.4M). IAPD ↗
$277.4M RAUM · 1 reps · 877-699-3258
Portfolio / reporting / TAMPCRMFinancial planning software
73
SAFEGUARD WEALTH MANAGEMENT reported RAUM up 84% ($183.6M -> $338.5M). IAPD ↗
$338.5M RAUM · 6 reps · 920-544-0576 · safeguardinvest.com
Portfolio / reporting / TAMPCRMFinancial planning software
73
EQ WEALTH ADVISORS reported RAUM up 262% ($130.0M -> $470.4M). IAPD ↗
$470.4M RAUM · 5 reps · 214-389-6750 · eqwealthadv.com
Portfolio / reporting / TAMPCRMFinancial planning software
71
CHICAGO CAPITAL, LLC reported RAUM up 56% ($2.26B -> $3.53B). IAPD ↗
$3.53B RAUM · 10 reps · 312-429-2333
Portfolio / reporting / TAMPCRMFinancial planning software
71
DOVER ADVISORS, LLC reported RAUM up 69% ($155.1M -> $261.4M). IAPD ↗
$261.4M RAUM · 6 reps · 804-750-3665 · doveradvisors.com
Portfolio / reporting / TAMPCRMFinancial planning software
70
COLLEY ASSET MANAGEMENT, INC. reported RAUM up 64% ($154.3M -> $252.6M). IAPD ↗
$252.6M RAUM · 1 reps · 518-581-0500 · colleyassetmgmt.com
Portfolio / reporting / TAMPCRMFinancial planning software
70
NEW HORIZON FINANCIAL STRATEGIES, LLC reported RAUM up 137% ($61.5M -> $145.4M). IAPD ↗
$145.4M RAUM · 5 reps · 607-275-1275 · strebelcpa.com
Portfolio / reporting / TAMPCRMFinancial planning software
70
GASBER FINANCIAL ADVISORS, INC reported RAUM up 77% ($139.5M -> $247.3M). IAPD ↗
$247.3M RAUM · 2 reps · 916-985-2594 · gasberfinancial.com
Portfolio / reporting / TAMPCRMFinancial planning software
70
VALUE INVESTMENT PROFESSIONALS, LLC reported RAUM up 179% ($45.0M -> $125.8M). IAPD ↗
$125.8M RAUM · 3 reps · 646-383-7757 · valueinvestmentprofessionals.com
Portfolio / reporting / TAMPCRMFinancial planning software
70
TRANSGLOBAL ADVISORY, LLC reported RAUM up 121% ($18.1M -> $39.9M). IAPD ↗
$39.9M RAUM · 29 reps · 626-447-7888 · transglobalus.com
Portfolio / reporting / TAMPCRMFinancial planning software
70
CLARK ASSET MANAGEMENT, LLC reported RAUM up 62% ($281.8M -> $457.3M). IAPD ↗
$457.3M RAUM · 4 reps · 603-237-1341
Portfolio / reporting / TAMPCRMFinancial planning software
70
KDM CAPITAL LLC reported RAUM up 77% ($29.0M -> $51.4M). IAPD ↗
$51.4M RAUM · 1 reps · (646) 844-0238 · kdmcapital.com
Portfolio / reporting / TAMPCRMFinancial planning software
70
FENIX TRADING reported RAUM up 78% ($67.0M -> $119.1M). IAPD ↗
$119.1M RAUM · 3 reps · (646) 652-6561
Portfolio / reporting / TAMPCRMFinancial planning software
70
PLEASANT STREET WEALTH ADVISORS, LLC reported RAUM up 89% ($60.0M -> $113.4M). IAPD ↗
$113.4M RAUM · 2 reps · (978) 732-3115
Portfolio / reporting / TAMPCRMFinancial planning software
70
CREEKMUR ASSET MANAGEMENT, LLC reported RAUM up 64% ($250.8M -> $410.6M). IAPD ↗
$410.6M RAUM · 10 reps · 309-925-2043
Portfolio / reporting / TAMPCRMFinancial planning software
70
PICEA CAPITAL LLC reported RAUM up 313% ($38.3M -> $158.0M). IAPD ↗
$158.0M RAUM · 2 reps · 734 255 7115
Portfolio / reporting / TAMPCRMFinancial planning software
70
ATALA FINANCIAL INC reported RAUM up 61% ($173.1M -> $278.5M). IAPD ↗
$278.5M RAUM · 2 reps · 310.570.2573 · atalafinancial.com
Portfolio / reporting / TAMPCRMFinancial planning software
70
AMERITY WEALTH MANAGEMENT, LLC reported RAUM up 165% ($53.3M -> $141.0M). IAPD ↗
$141.0M RAUM · 14 reps · (863) 683-1750 · ameritywm.com
Portfolio / reporting / TAMPCRMFinancial planning software
70
ENCOMPASS MORE ASSET MANAGEMENT LLC reported RAUM up 102% ($113.3M -> $228.5M). IAPD ↗
$228.5M RAUM · 43 reps · 925-272-8850 · encompassmore.com
Portfolio / reporting / TAMPCRMFinancial planning software
70
VARRA WEALTH MANAGEMENT LLC reported RAUM up 84% ($106.9M -> $196.6M). IAPD ↗
$196.6M RAUM · 5 reps · 303 665 2822
Portfolio / reporting / TAMPCRMFinancial planning software
69
BROKERS FINANCIAL reported RAUM up 47% ($1.36B -> $2.00B). IAPD ↗
$2.00B RAUM · 173 reps · 877-886-1939
Portfolio / reporting / TAMPCRMFinancial planning software
69
DYNAMIC WEALTH ADVISORS reported RAUM up 48% ($3.25B -> $4.83B). IAPD ↗
$4.83B RAUM · 76 reps · (877) 257-3840 · lifestonefo.com
Portfolio / reporting / TAMPCRMFinancial planning software
69
GILPIN WEALTH MANAGEMENT LLC reported RAUM up 71% ($100.3M -> $171.2M). IAPD ↗
$171.2M RAUM · 4 reps · 720-893-2800 · gilpinwealth.com
Portfolio / reporting / TAMPCRMFinancial planning software
69
MICHELS FAMILY FINANCIAL, LLC reported RAUM up 75% ($138.8M -> $242.6M). IAPD ↗
$242.6M RAUM · 2 reps · 817-719-9999 · michelsfamilyfinancial.com
Portfolio / reporting / TAMPCRMFinancial planning software
68
MISSION WEALTH MANAGEMENT, LP reported RAUM up 42% ($4.98B -> $7.07B). IAPD ↗
$7.07B RAUM · 72 reps · 805-882-2360
Portfolio / reporting / TAMPCRMFinancial planning software
68
DERBEND ASSET MANAGEMENT reported RAUM up 51% ($192.6M -> $290.1M). IAPD ↗
$290.1M RAUM · 4 reps · 770-631-4007
Portfolio / reporting / TAMPCRMFinancial planning software
68
LESLIE GLOBAL WEALTH, LLC reported RAUM up 53% ($235.8M -> $361.7M). IAPD ↗
$361.7M RAUM · 3 reps · 312-946-1000 · leslieglobalwealth.com
Portfolio / reporting / TAMPCRMFinancial planning software
68
RIVER STREET ADVISORS, LLC reported RAUM up 55% ($204.6M -> $316.2M). IAPD ↗
$316.2M RAUM · 9 reps · 630-906-5501 · oldsecond.com
Portfolio / reporting / TAMPCRMFinancial planning software
68
YOUR FINANCIAL PHARMACIST reported RAUM up 66% ($16.7M -> $27.7M). IAPD ↗
$27.7M RAUM · 5 reps · 614-618-5901
Portfolio / reporting / TAMPCRMFinancial planning software
68
SAGE MOUNTAIN ADVISORS, LLC reported RAUM up 43% ($1.53B -> $2.19B). IAPD ↗
$2.19B RAUM · 12 reps · (404) 795-8361
Portfolio / reporting / TAMPCRMFinancial planning software
68
KATHMERE CAPITAL MANAGEMENT, LLC reported RAUM up 45% ($1.27B -> $1.84B). IAPD ↗
$1.84B RAUM · 13 reps · 610-989-3900
Portfolio / reporting / TAMPCRMFinancial planning software
68
MAINSAIL FINANCIAL GROUP reported RAUM up 69% ($113.6M -> $191.6M). IAPD ↗
$191.6M RAUM · 4 reps · (425) 502-7693
Portfolio / reporting / TAMPCRMFinancial planning software
67
BARTON INVESTMENT MANAGEMENT, LLC reported RAUM up 49% ($567.8M -> $846.2M). IAPD ↗
$846.2M RAUM · 3 reps · 610-226-4040 · bartonim.com
Portfolio / reporting / TAMPCRMFinancial planning software
67
SILVER ADVISORS, LLC reported RAUM up 60% ($42.5M -> $68.1M). IAPD ↗
$68.1M RAUM · 1 reps · 646-531-5313
Portfolio / reporting / TAMPCRMFinancial planning software
67
LIBERTY ONE INVESTMENT MANAGEMENT reported RAUM up 36% ($1.45B -> $1.97B). IAPD ↗
$1.97B RAUM · 18 reps · 847-680-9255
Portfolio / reporting / TAMPCRMFinancial planning software
67
OCTAVIA WEALTH ADVISORS LLC reported RAUM up 35% ($1.07B -> $1.44B). IAPD ↗
$1.44B RAUM · 28 reps · (513) 762-7701
Portfolio / reporting / TAMPCRMFinancial planning software
67
36 NORTH CAPITAL MANAGEMENT, LLC reported RAUM up 36% ($1.33B -> $1.81B). IAPD ↗
$1.81B RAUM · 3 reps · 479-250-9540 · 36northcapital.com
Portfolio / reporting / TAMPCRMFinancial planning software
67
HAMPSHIRE FAMILY OFFICE reported RAUM up 36% ($1.33B -> $1.81B). IAPD ↗
$1.81B RAUM · 5 reps · 914-548-1145 · hampshirefamilyoffice.com
Portfolio / reporting / TAMPCRMFinancial planning software
66
BROWN, LISLE/CUMMINGS, INC reported RAUM up 44% ($238.8M -> $342.8M). IAPD ↗
$342.8M RAUM · 7 reps · 401-421-8900
Portfolio / reporting / TAMPCRMFinancial planning software
66
TRAPHAGEN FINANCIAL GROUP reported RAUM up 33% ($1.15B -> $1.53B). IAPD ↗
$1.53B RAUM · 10 reps · 201-262-1040 · tfgllc.com
Portfolio / reporting / TAMPCRMFinancial planning software
66
LUTZ FINANCIAL reported RAUM up 32% ($1.73B -> $2.28B). IAPD ↗
$2.28B RAUM · 10 reps · 402-827-2300
Portfolio / reporting / TAMPCRMFinancial planning software
66
EGI FINANCIAL, INC. reported RAUM up 40% ($205.5M -> $288.5M). IAPD ↗
$288.5M RAUM · 8 reps · 330-374-1932 · egifinancial.com
Portfolio / reporting / TAMPCRMFinancial planning software
66
FINANCIAL PLANNING SERVICES reported RAUM up 56% ($98.3M -> $153.4M). IAPD ↗
$153.4M RAUM · 5 reps · 260-469-3218
Portfolio / reporting / TAMPCRMFinancial planning software
66
VISIONARY HORIZONS, LLC reported RAUM up 43% ($176.4M -> $252.6M). IAPD ↗
$252.6M RAUM · 9 reps · 865-675-8496 · visionaryhorizons.com
Portfolio / reporting / TAMPCRMFinancial planning software
66
OHANA ADVISORS reported RAUM up 30% ($1.64B -> $2.13B). IAPD ↗
$2.13B RAUM · 4 reps · 415-226-4710 · ohanaadvisors.com
Portfolio / reporting / TAMPCRMFinancial planning software
66
MIRAMONTES CAPITAL, LLC reported RAUM up 44% ($180.0M -> $259.9M). IAPD ↗
$259.9M RAUM · 4 reps · 1-800-460-1595
Portfolio / reporting / TAMPCRMFinancial planning software
66
JAZZ WEALTH MANAGERS, INC. reported RAUM up 43% ($254.0M -> $363.4M). IAPD ↗
$363.4M RAUM · 3 reps · 727.492.0314 · jazzwealth.com
Portfolio / reporting / TAMPCRMFinancial planning software
66
ALAETHES WEALTH, LLC reported RAUM up 43% ($269.1M -> $385.9M). IAPD ↗
$385.9M RAUM · 3 reps · 858-735-9685 · alaethes.com
Portfolio / reporting / TAMPCRMFinancial planning software
66
PERFORMANCE WEALTH reported RAUM up 34% ($1.90B -> $2.55B). IAPD ↗
$2.55B RAUM · 9 reps · (630) 686-5655
Portfolio / reporting / TAMPCRMFinancial planning software
66
ANEW ADVISORS, LLC reported RAUM up 58% ($31.9M -> $50.5M). IAPD ↗
$50.5M RAUM · 2 reps · 414-704-2875
Portfolio / reporting / TAMPCRMFinancial planning software
66
CLARENDON PRIVATE LLC reported RAUM up 43% ($230.4M -> $328.6M). IAPD ↗
$328.6M RAUM · 7 reps · (617) 927 7999 · clarendonprivate.com
Portfolio / reporting / TAMPCRMFinancial planning software
66
DOGWOOD WEALTH MANAGEMENT, LLC reported RAUM up 59% ($93.4M -> $148.6M). IAPD ↗
$148.6M RAUM · 2 reps · (913) 232-2900 · fb.com
Portfolio / reporting / TAMPCRMFinancial planning software
65
DOLAN MCENIRY CAPITAL MANAGEMENT LLC reported RAUM up 29% ($7.35B -> $9.49B). IAPD ↗
$9.49B RAUM · 13 reps · 312-345-4800
Portfolio / reporting / TAMPCRMFinancial planning software
65
RADEMACHER FINANCIAL, INC. reported RAUM up 52% ($119.1M -> $180.5M). IAPD ↗
$180.5M RAUM · 5 reps · 785-865-5308 · rademacherfinancial.com
Portfolio / reporting / TAMPCRMFinancial planning software
65
SIMPLYRICH reported RAUM up 35% ($243.2M -> $329.3M). IAPD ↗
$329.3M RAUM · 2 reps · 866-589-0430 · simplyrich.com
Portfolio / reporting / TAMPCRMFinancial planning software
65
PROVIDENCE FINANCIAL ADVISORS, LLC reported RAUM up 38% ($298.3M -> $412.2M). IAPD ↗
$412.2M RAUM · 3 reps · 913-323-0535 · pfa-llc.com
Portfolio / reporting / TAMPCRMFinancial planning software
65
DAY HAGAN ASSET MANAGEMENT reported RAUM up 35% ($636.2M -> $861.3M). IAPD ↗
$861.3M RAUM · 4 reps · 941-330-1702
Portfolio / reporting / TAMPCRMFinancial planning software
65
CALLAN CAPITAL, LLC reported RAUM up 28% ($1.48B -> $1.88B). IAPD ↗
$1.88B RAUM · 7 reps · 858-551-3800
Portfolio / reporting / TAMPCRMFinancial planning software
65
HAVEN WEALTH GROUP reported RAUM up 39% ($205.6M -> $285.6M). IAPD ↗
$285.6M RAUM · 8 reps · 713-980-8820
Portfolio / reporting / TAMPCRMFinancial planning software
65
MACROVIEW INVESTMENT MANAGEMENT LLC reported RAUM up 37% ($197.4M -> $270.9M). IAPD ↗
$270.9M RAUM · 4 reps · 301-907-6794
Portfolio / reporting / TAMPCRMFinancial planning software
65
KILEY JUERGENS WEALTH MANAGEMENT, LLC reported RAUM up 27% ($1.28B -> $1.62B). IAPD ↗
$1.62B RAUM · 6 reps · 360-350-4747 · kj-wm.com
Portfolio / reporting / TAMPCRMFinancial planning software
65
CARSONALLARIA WEALTH MANAGEMENT, LTD. reported RAUM up 36% ($345.3M -> $469.8M). IAPD ↗
$469.8M RAUM · 5 reps · 618-288-9505
Portfolio / reporting / TAMPCRMFinancial planning software
65
OCTAVIA INVESTMENTS LLC reported RAUM up 52% ($126.2M -> $192.1M). IAPD ↗
$192.1M RAUM · 1 reps · 775-241-8140 · octaviainvestments.com
Portfolio / reporting / TAMPCRMFinancial planning software
65
CABLE HILL PARTNERS, LLC reported RAUM up 27% ($1.31B -> $1.67B). IAPD ↗
$1.67B RAUM · 14 reps · (888) 313-0417 · cablehill.com
Portfolio / reporting / TAMPCRMFinancial planning software
65
INDEPENDENT ADVISOR ALLIANCE, LLC reported RAUM up 27% ($10.10B -> $12.83B). IAPD ↗
$12.83B RAUM · 228 reps · 888.430.1555 · straightarrowfg.com
Portfolio / reporting / TAMPCRMFinancial planning software
65
BUSKA WEALTH MANAGEMENT, LLC reported RAUM up 38% ($194.6M -> $268.0M). IAPD ↗
$268.0M RAUM · 6 reps · 715-355-4445
Portfolio / reporting / TAMPCRMFinancial planning software
65
BCS PRIVATE WEALTH MANAGEMENT reported RAUM up 38% ($245.8M -> $339.9M). IAPD ↗
$339.9M RAUM · 4 reps · 732-291-7272 · bc-wm.com
Portfolio / reporting / TAMPCRMFinancial planning software
65
KINETIC INVESTMENT MANAGEMENT, INC. reported RAUM up 38% ($249.3M -> $343.6M). IAPD ↗
$343.6M RAUM · 13 reps · (800) 711-4818
Portfolio / reporting / TAMPCRMFinancial planning software
65
CAPITOL PRIVATE WEALTH GROUP LLC reported RAUM up 40% ($256.0M -> $357.8M). IAPD ↗
$357.8M RAUM · 4 reps · (703) 226-0008 · capitolpwg.com
Portfolio / reporting / TAMPCRMFinancial planning software
65
TRUVESTMENTS CAPITAL LLC reported RAUM up 36% ($265.9M -> $362.7M). IAPD ↗
$362.7M RAUM · 12 reps · 941-753-3814
Portfolio / reporting / TAMPCRMFinancial planning software
65
GREY FOX WEALTH ADVISORS, LLC reported RAUM up 39% ($274.4M -> $382.6M). IAPD ↗
$382.6M RAUM · 4 reps · 302-482-3211 · greyfoxwealth.com
Portfolio / reporting / TAMPCRMFinancial planning software
65
PALLAS CAPITAL ADVISORS, LLC reported RAUM up 29% ($2.30B -> $2.97B). IAPD ↗
$2.97B RAUM · 24 reps · (781) 971-5052 · pallascapitaladvisors.com
Portfolio / reporting / TAMPCRMFinancial planning software
65
AMPLIUS WEALTH ADVISORS reported RAUM up 25% ($1.01B -> $1.27B). IAPD ↗
$1.27B RAUM · 8 reps · 215-310-7770 · ampliuswealth.com
Portfolio / reporting / TAMPCRMFinancial planning software
65
CONSILIO WEALTH ADVISORS, LLC reported RAUM up 36% ($265.3M -> $359.7M). IAPD ↗
$359.7M RAUM · 6 reps · (206) 533-3670
Portfolio / reporting / TAMPCRMFinancial planning software
65
MONTAGU US ADVISORS LLC reported RAUM up 117% ($2.03B -> $4.40B). IAPD ↗institutional
$4.40B RAUM · 1 reps · 16465687321 · montagu.com
Portfolio / reporting / TAMPCRMFinancial planning software
65
EVEXIA WEALTH, LLC reported RAUM up 37% ($192.3M -> $262.5M). IAPD ↗
$262.5M RAUM · 5 reps · (715) 344-9496 · evexiawealth.com
Portfolio / reporting / TAMPCRMFinancial planning software
64
BCG SECURITIES, INC. reported RAUM up 33% ($516.3M -> $685.8M). IAPD ↗
$685.8M RAUM · 30 reps · 856-393-1950 · michaelrochonchou.com
Portfolio / reporting / TAMPCRMFinancial planning software
64
BOUVEL INVESTMENT PARTNERS, LLC reported RAUM up 30% ($205.8M -> $267.9M). IAPD ↗
$267.9M RAUM · 2 reps · 610-933-3300 · bouvel.com
Portfolio / reporting / TAMPCRMFinancial planning software
64
MOIRAI WEALTH MANAGEMENT LLC reported RAUM up 32% ($272.4M -> $360.0M). IAPD ↗
$360.0M RAUM · 1 reps · 415-981-1541 · moirai.com
Portfolio / reporting / TAMPCRMFinancial planning software
64
SCOTT MARSH FINANCIAL, LLC reported RAUM up 46% ($100.6M -> $147.2M). IAPD ↗
$147.2M RAUM · 1 reps · 801-272-4677
Portfolio / reporting / TAMPCRMFinancial planning software
64
ELITE WEALTH MANAGEMENT, INC. reported RAUM up 34% ($742.2M -> $996.3M). IAPD ↗
$996.3M RAUM · 4 reps · 425-828-4300 · elitewm.com
Portfolio / reporting / TAMPCRMFinancial planning software
64
MENDOTA FINANCIAL GROUP, LLC reported RAUM up 32% ($326.3M -> $431.1M). IAPD ↗
$431.1M RAUM · 6 reps · (608) 223-9211
Portfolio / reporting / TAMPCRMFinancial planning software
64
TURNER CAPITAL INVESTMENTS, LLC reported RAUM up 45% ($73.5M -> $106.9M). IAPD ↗
$106.9M RAUM · 2 reps · 855-678-8200
Portfolio / reporting / TAMPCRMFinancial planning software
64
KEENER FINANCIAL PLANNING reported RAUM up 32% ($221.7M -> $293.7M). IAPD ↗
$293.7M RAUM · 9 reps · 817-993-0401 · keenerfinancial.com
Portfolio / reporting / TAMPCRMFinancial planning software
64
FINANCIAL HARVEST WEALTH ADVISORS reported RAUM up 34% ($276.4M -> $371.6M). IAPD ↗
$371.6M RAUM · 6 reps · 407-937-0707
Portfolio / reporting / TAMPCRMFinancial planning software
64
PARADIGM WEALTH MANAGEMENT, LLC reported RAUM up 33% ($261.1M -> $347.9M). IAPD ↗
$347.9M RAUM · 6 reps · 440-892-5900 · investpwm.com
Portfolio / reporting / TAMPCRMFinancial planning software
64
OAK WEALTH ADVISORS LLC reported RAUM up 34% ($211.2M -> $283.3M). IAPD ↗
$283.3M RAUM · 3 reps · 847-945-8888 · oakwealth.com
Portfolio / reporting / TAMPCRMFinancial planning software
64
BLOSSOM WEALTH MANAGEMENT, LLC reported RAUM up 33% ($203.2M -> $269.9M). IAPD ↗
$269.9M RAUM · 3 reps · 925-833-9999
Portfolio / reporting / TAMPCRMFinancial planning software
64
R. SEEGER WEALTH MANAGEMENT, LTD reported RAUM up 45% ($39.1M -> $56.9M). IAPD ↗
$56.9M RAUM · 1 reps · 631-592-9729
Portfolio / reporting / TAMPCRMFinancial planning software
64
M3 ADVISORY GROUP, LLC reported RAUM up 31% ($213.0M -> $279.0M). IAPD ↗
$279.0M RAUM · 3 reps · (781) 371-2670 · m3familyoffice.com
Portfolio / reporting / TAMPCRMFinancial planning software
64
CLEVELAND WEALTH, LLC reported RAUM up 30% ($588.5M -> $767.8M). IAPD ↗
$767.8M RAUM · 6 reps · (216) 810-5900
Portfolio / reporting / TAMPCRMFinancial planning software
64
INTEGRATED CAPITAL MANAGEMENT reported RAUM up 34% ($211.2M -> $283.2M). IAPD ↗
$283.2M RAUM · 4 reps · 248-593-8900
Portfolio / reporting / TAMPCRMFinancial planning software
64
NIA IMPACT CAPITAL reported RAUM up 33% ($274.5M -> $366.0M). IAPD ↗
$366.0M RAUM · 4 reps · 510-319-9221
Portfolio / reporting / TAMPCRMFinancial planning software
64
AVAII WEALTH MANAGEMENT, LLC reported RAUM up 35% ($303.7M -> $409.6M). IAPD ↗
$409.6M RAUM · 8 reps · (920) 214-1212 · avaii.com
Portfolio / reporting / TAMPCRMFinancial planning software
64
OAKMONT WEALTH ADVISORY, LLC reported RAUM up 32% ($218.2M -> $288.1M). IAPD ↗
$288.1M RAUM · 5 reps · 571-313-5125
Portfolio / reporting / TAMPCRMFinancial planning software
64
GRAYSTONE PARTNERS WEALTH MANAGEMENT, LLC reported RAUM up 31% ($202.4M -> $265.7M). IAPD ↗
$265.7M RAUM · 3 reps · (480) 557-9727
Portfolio / reporting / TAMPCRMFinancial planning software
64
COLORADO WEALTH GROUP LLC reported RAUM up 48% ($119.0M -> $175.8M). IAPD ↗
$175.8M RAUM · 9 reps · 720-729-2500 · coloradowealthgroup.com
Portfolio / reporting / TAMPCRMFinancial planning software
64
PROSPECT FINANCIAL SERVICES LLC reported RAUM up 32% ($228.7M -> $300.8M). IAPD ↗
$300.8M RAUM · 7 reps · 631-424-5218 · profinserv.net
Portfolio / reporting / TAMPCRMFinancial planning software
64
NEW INSIGHT WEALTH ADVISORS reported RAUM up 31% ($196.8M -> $258.3M). IAPD ↗
$258.3M RAUM · 3 reps · 925-236-2525 · newinsightwealth.com
Portfolio / reporting / TAMPCRMFinancial planning software
64
INVENIO WEALTH PARTNERS, LLC reported RAUM up 34% ($216.4M -> $289.7M). IAPD ↗
$289.7M RAUM · 2 reps · 971-371-3450
Portfolio / reporting / TAMPCRMFinancial planning software
64
BURR FINANCIAL SERVICES, LLC reported RAUM up 46% ($81.4M -> $118.5M). IAPD ↗
$118.5M RAUM · 3 reps · 925-676-6007
Portfolio / reporting / TAMPCRMFinancial planning software
64
LYNX ADVISORY PARTNERS reported RAUM up 46% ($112.3M -> $163.6M). IAPD ↗
$163.6M RAUM · 4 reps · (305) 772-7137
Portfolio / reporting / TAMPCRMFinancial planning software
63
VICTORIA CAPITAL MANAGEMENT, INC. reported RAUM up 28% ($207.6M -> $264.9M). IAPD ↗
$264.9M RAUM · 2 reps · 843-342-3044 · vcm.us.com
Portfolio / reporting / TAMPCRMFinancial planning software
63
REZNY WEALTH MANAGEMENT, INC. reported RAUM up 29% ($268.3M -> $347.5M). IAPD ↗
$347.5M RAUM · 2 reps · 800-618-8577 · reznywealth.com
Portfolio / reporting / TAMPCRMFinancial planning software
63
WINCH FINANCIAL reported RAUM up 26% ($333.9M -> $420.2M). IAPD ↗
$420.2M RAUM · 12 reps · 920-739-8577 · winchfinancial.com
Portfolio / reporting / TAMPCRMFinancial planning software
63
WP ADVISORS, LLC reported RAUM up 27% ($338.9M -> $431.2M). IAPD ↗
$431.2M RAUM · 2 reps · 415-777-2900 · wpadvisorsllc.com
Portfolio / reporting / TAMPCRMFinancial planning software
63
FOUNDERS CAPITAL MANAGEMENT, LLC reported RAUM up 28% ($543.9M -> $693.8M). IAPD ↗
$693.8M RAUM · 4 reps · 860.308.0061 · foundcapital.com
Portfolio / reporting / TAMPCRMFinancial planning software
63
CENTERPOINT WEALTH MANAGEMENT, LLC reported RAUM up 27% ($225.8M -> $287.9M). IAPD ↗
$287.9M RAUM · 3 reps · (317) 973-7700
Portfolio / reporting / TAMPCRMFinancial planning software
63
WISE PLANNING, INC. reported RAUM up 26% ($368.5M -> $465.2M). IAPD ↗
$465.2M RAUM · 6 reps · 847-834-9473 · wiseplanning.com
Portfolio / reporting / TAMPCRMFinancial planning software
63
HORIKO CAPITAL MANAGEMENT LLC reported RAUM up 25% ($252.2M -> $316.4M). IAPD ↗
$316.4M RAUM · 3 reps · 3472846751 · horikocapital.com
Portfolio / reporting / TAMPCRMFinancial planning software
63
OLIVER CAPITAL MANAGEMENT reported RAUM up 26% ($289.2M -> $364.7M). IAPD ↗
$364.7M RAUM · 1 reps · 206-775-7500 · olivercapital.com
Portfolio / reporting / TAMPCRMFinancial planning software
63
ALLEN WEALTH MANAGEMENT, LLC reported RAUM up 25% ($382.3M -> $478.5M). IAPD ↗
$478.5M RAUM · 3 reps · 828-268-9693
Portfolio / reporting / TAMPCRMFinancial planning software
63
PROSPECT HILL MANAGEMENT, LLC reported RAUM up 44% ($121.5M -> $175.1M). IAPD ↗
$175.1M RAUM · 1 reps · 908-277-0159 · prospecthill.net
Portfolio / reporting / TAMPCRMFinancial planning software
63
STRATEGIC INVESTMENT SOLUTIONS, INC. reported RAUM up 28% ($611.0M -> $780.0M). IAPD ↗
$780.0M RAUM · 12 reps · 708-645-8820 · sisfp.com
Portfolio / reporting / TAMPCRMFinancial planning software
63
MTM FINANCIAL GROUP, LLC reported RAUM up 29% ($377.8M -> $488.2M). IAPD ↗
$488.2M RAUM · 8 reps · 610-746-7007
Portfolio / reporting / TAMPCRMFinancial planning software
63
CMH WEALTH MANAGEMENT, LLC reported RAUM up 25% ($555.9M -> $695.1M). IAPD ↗
$695.1M RAUM · 5 reps · (603) 379-8161
Portfolio / reporting / TAMPCRMFinancial planning software
63
ASPEN WEALTH MANAGEMENT reported RAUM up 27% ($290.6M -> $368.4M). IAPD ↗
$368.4M RAUM · 6 reps · 817-546-6353 · aspenwealthmgmt.com
Portfolio / reporting / TAMPCRMFinancial planning software
63
CENTERLINE WEALTH ADVISORS, LLC reported RAUM up 26% ($207.8M -> $261.0M). IAPD ↗
$261.0M RAUM · 4 reps · (502) 242-1561
Portfolio / reporting / TAMPCRMFinancial planning software
63
AXIS WEALTH PARTNERS, LLC reported RAUM up 40% ($172.7M -> $242.1M). IAPD ↗
$242.1M RAUM · 6 reps · 401-441-5111 · axiswp.com
Portfolio / reporting / TAMPCRMFinancial planning software
63
LECONTE WEALTH MANAGEMENT, LLC reported RAUM up 26% ($208.5M -> $262.0M). IAPD ↗
$262.0M RAUM · 5 reps · (865) 379-8200
Portfolio / reporting / TAMPCRMFinancial planning software
63
FINANCIAL COACH reported RAUM up 26% ($239.5M -> $300.8M). IAPD ↗
$300.8M RAUM · 5 reps · 484-887-0452
Portfolio / reporting / TAMPCRMFinancial planning software
63
B.O.S.S. RETIREMENT ADVISORS, LLC reported RAUM up 30% ($588.0M -> $764.0M). IAPD ↗
$764.0M RAUM · 36 reps · 801-990-5055
Portfolio / reporting / TAMPCRMFinancial planning software
63
SYMPHONY FINANCIAL, LTD. CO. reported RAUM up 26% ($616.4M -> $774.5M). IAPD ↗
$774.5M RAUM · 19 reps · 281-272-6800
Portfolio / reporting / TAMPCRMFinancial planning software
63
LLOYD PARK, LLC reported RAUM up 41% ($117.9M -> $166.4M). IAPD ↗
$166.4M RAUM · 1 reps · 846-635-3951
Portfolio / reporting / TAMPCRMFinancial planning software
63
DEDORA CAPITAL, INC. reported RAUM up 25% ($339.6M -> $424.7M). IAPD ↗
$424.7M RAUM · 4 reps · 707-253-0681
Portfolio / reporting / TAMPCRMFinancial planning software
63
PINNACLE PEAK PRIVATE CLIENT GROUP, LLC reported RAUM up 29% ($261.5M -> $338.4M). IAPD ↗
$338.4M RAUM · 4 reps · 480-771-4301 · pinpeakpcg.com
Portfolio / reporting / TAMPCRMFinancial planning software
63
ZANETTI FINANCIAL, LLC reported RAUM up 28% ($215.9M -> $276.4M). IAPD ↗
$276.4M RAUM · 2 reps · 505-250-3754 · zanettifinancial.com
Portfolio / reporting / TAMPCRMFinancial planning software
63
WHIPPLEWOOD ADVISORS, LLC reported RAUM up 28% ($208.1M -> $267.4M). IAPD ↗
$267.4M RAUM · 5 reps · 303-989-7600
Portfolio / reporting / TAMPCRMFinancial planning software
63
LEXAURUM ADVISORS reported RAUM up 30% ($604.1M -> $784.2M). IAPD ↗
$784.2M RAUM · 31 reps · 913-261-9316 · tdcwealthmgmt.com
Portfolio / reporting / TAMPCRMFinancial planning software
63
MOKOSAK ADVISORY GROUP, LLC reported RAUM up 26% ($228.3M -> $288.1M). IAPD ↗
$288.1M RAUM · 4 reps · (515) 223-5404 · mokosakadvisorygroup.com
Portfolio / reporting / TAMPCRMFinancial planning software
63
CLEAR CREEK ADVISORS reported RAUM up 28% ($294.2M -> $376.3M). IAPD ↗
$376.3M RAUM · 5 reps · (720) 642-8348
Portfolio / reporting / TAMPCRMFinancial planning software
63
UPPER LEFT WEALTH MANAGEMENT, LLC reported RAUM up 41% ($102.0M -> $144.3M). IAPD ↗
$144.3M RAUM · 2 reps · 917-768-3390 · upperleftwealth.com
Portfolio / reporting / TAMPCRMFinancial planning software
63
VAN LEEUWEN RETIREMENT & INVESTMENT SERVICES reported RAUM up 25% ($302.1M -> $378.3M). IAPD ↗
$378.3M RAUM · 2 reps · (859) 626-3400
Portfolio / reporting / TAMPCRMFinancial planning software
63
HIGH PROBABILITY ADVISORS, LLC reported RAUM up 25% ($542.1M -> $679.9M). IAPD ↗
$679.9M RAUM · 11 reps · 585-485-0135
Portfolio / reporting / TAMPCRMFinancial planning software
63
HENDRICKS WEALTH AND ESTATE MANAGEMENT reported RAUM up 28% ($274.0M -> $351.7M). IAPD ↗
$351.7M RAUM · 4 reps · 847-428-3997
Portfolio / reporting / TAMPCRMFinancial planning software
63
HILLTOP WEALTH SOLUTIONS reported RAUM up 28% ($317.3M -> $407.1M). IAPD ↗
$407.1M RAUM · 7 reps · 574-889-7526
Portfolio / reporting / TAMPCRMFinancial planning software
63
MORGANROSEL WEALTH MANAGEMENT, LLC reported RAUM up 30% ($316.2M -> $409.9M). IAPD ↗
$409.9M RAUM · 2 reps · 303.647.3801 · morganrosel.com
Portfolio / reporting / TAMPCRMFinancial planning software
63
DOVETAIL WEALTH MANAGEMENT, LLC reported RAUM up 26% ($220.9M -> $278.3M). IAPD ↗
$278.3M RAUM · 3 reps · (512) 352-1613 · dovetailwealth.com
Portfolio / reporting / TAMPCRMFinancial planning software
63
ALTA WEALTH ADVISORS LLC reported RAUM up 30% ($308.7M -> $400.2M). IAPD ↗
$400.2M RAUM · 5 reps · 781-404-6909 · altawealthadvisors.com
Portfolio / reporting / TAMPCRMFinancial planning software
63
MCGUIRE WEALTH MANAGEMENT reported RAUM up 27% ($558.2M -> $707.6M). IAPD ↗
$707.6M RAUM · 3 reps · 401-364-5000 · mcguirewealth.com
Portfolio / reporting / TAMPCRMFinancial planning software
63
SANDBOX FINANCIAL PARTNERS, LLC reported RAUM up 27% ($364.5M -> $463.7M). IAPD ↗
$463.7M RAUM · 5 reps · (301) 214-4190 · sandboxfp.com
Portfolio / reporting / TAMPCRMFinancial planning software
63
MBL ADVISORS reported RAUM up 29% ($731.8M -> $946.2M). IAPD ↗
$946.2M RAUM · 10 reps · 704-333-8461
Portfolio / reporting / TAMPCRMFinancial planning software
63
SYNERGY FG reported RAUM up 40% ($157.1M -> $220.1M). IAPD ↗
$220.1M RAUM · 4 reps · 888-734-2006 X3
Portfolio / reporting / TAMPCRMFinancial planning software
63
YARGER WEALTH STRATEGIES, LLC reported RAUM up 29% ($310.6M -> $401.6M). IAPD ↗
$401.6M RAUM · 4 reps · (614) 882-2954 · yargerwealth.com
Portfolio / reporting / TAMPCRMFinancial planning software
63
EDGEROCK WEALTH MANAGEMENT reported RAUM up 29% ($252.9M -> $325.1M). IAPD ↗
$325.1M RAUM · 9 reps · 303.780.7350
Portfolio / reporting / TAMPCRMFinancial planning software
63
WEALTH MANAGEMENT GROUP, L.L.C. reported RAUM up 25% ($528.1M -> $660.3M). IAPD ↗
$660.3M RAUM · 7 reps · 847-907-9600 · investwithwmg.com
Portfolio / reporting / TAMPCRMFinancial planning software
63
AXQ CAPITAL, LP reported RAUM up 116% ($196.2M -> $423.7M). IAPD ↗institutional
$423.7M RAUM · 2 reps · (917) 819-2463
Portfolio / reporting / TAMPCRMFinancial planning software
63
TIDEMARK, LLC reported RAUM up 29% ($193.4M -> $250.5M). IAPD ↗
$250.5M RAUM · 6 reps · 888-791-0197
Portfolio / reporting / TAMPCRMFinancial planning software
62
DOHENY ASSET MANAGEMENT, L.L.C. reported RAUM up 35% ($107.3M -> $145.1M). IAPD ↗
$145.1M RAUM · 3 reps · 213-802-7806 · dohenyasset.com
Portfolio / reporting / TAMPCRMFinancial planning software
62
ELTEKON ADVISORS, LLC. reported RAUM up 39% ($144.0M -> $200.0M). IAPD ↗
$200.0M RAUM · 5 reps · 512-477-3200 · eltekon.com
Portfolio / reporting / TAMPCRMFinancial planning software
62
DBS INVESTMENT ADVISERS, LLC reported RAUM up 39% ($165.0M -> $228.7M). IAPD ↗
$228.7M RAUM · 3 reps · 800-327-2377 · dbsia.net
Portfolio / reporting / TAMPCRMFinancial planning software
62
KEYSTONE FINANCIAL GROUP, INC. reported RAUM up 35% ($133.2M -> $180.2M). IAPD ↗
$180.2M RAUM · 4 reps · 770-698-9816 · keystonefg.com
Portfolio / reporting / TAMPCRMFinancial planning software
62
INVERLOCHY CAPITAL, INC. reported RAUM up 38% ($24.8M -> $34.3M). IAPD ↗
$34.3M RAUM · 1 reps · 705-887-6953 · inverlochycapital.com
Portfolio / reporting / TAMPCRMFinancial planning software
62
SPECTRUM WEALTH MANAGEMENT, LLC reported RAUM up 35% ($173.0M -> $234.2M). IAPD ↗
$234.2M RAUM · 4 reps · 949-597-0101 · swmadvisors.com
Portfolio / reporting / TAMPCRMFinancial planning software
62
EVEREST MANAGEMENT CORP. reported RAUM up 39% ($160.2M -> $222.4M). IAPD ↗
$222.4M RAUM · 2 reps · (408) 502-6015
Portfolio / reporting / TAMPCRMFinancial planning software
62
LEGACY WEALTH MANAGEMENT INC. reported RAUM up 36% ($104.6M -> $141.7M). IAPD ↗
$141.7M RAUM · 3 reps · 877-650-4738
Portfolio / reporting / TAMPCRMFinancial planning software
62
VALUES ADDED FINANCIAL reported RAUM up 38% ($124.7M -> $172.6M). IAPD ↗
$172.6M RAUM · 5 reps · 202-599-0915
Portfolio / reporting / TAMPCRMFinancial planning software
62
JM2 CAPITAL INC. reported RAUM up 39% ($112.1M -> $156.1M). IAPD ↗
$156.1M RAUM · 2 reps · (405) 285-2878
Portfolio / reporting / TAMPCRMFinancial planning software
62
PARLIN ADVISORS LLC reported RAUM up 35% ($37.5M -> $50.8M). IAPD ↗
$50.8M RAUM · 1 reps · (908) 377-4202 · parlinadvisors.com
Portfolio / reporting / TAMPCRMFinancial planning software
62
ROCHESTER INVESTMENTS reported RAUM up 36% ($33.5M -> $45.7M). IAPD ↗
$45.7M RAUM · 2 reps · 585-568-6656 · rochesterinvestments.com
Portfolio / reporting / TAMPCRMFinancial planning software
62
CROWN OAK ADVISORS reported RAUM up 39% ($133.3M -> $184.9M). IAPD ↗
$184.9M RAUM · 2 reps · 415-710-8197 · crownoakadvisors.com
Portfolio / reporting / TAMPCRMFinancial planning software
62
SAGE ADVISORS LLC reported RAUM up 36% ($108.4M -> $147.7M). IAPD ↗
$147.7M RAUM · 4 reps · 317-363-6204
Portfolio / reporting / TAMPCRMFinancial planning software
62
FINANCIAL DESIGNS WEALTH MANAGEMENT reported RAUM up 37% ($100.4M -> $137.7M). IAPD ↗
$137.7M RAUM · 2 reps · 786-388-0030 · financialdesignswealth.com
Portfolio / reporting / TAMPCRMFinancial planning software
62
VIRTUS FINANCIAL PARTNERS reported RAUM up 37% ($56.7M -> $77.6M). IAPD ↗
$77.6M RAUM · 3 reps · 4072678445
Portfolio / reporting / TAMPCRMFinancial planning software
62
QUEENBRIDGE CAPITAL, LLC reported RAUM up 39% ($50.8M -> $70.6M). IAPD ↗
$70.6M RAUM · 3 reps · 585-348-9585 · queenbridgecapital.com
Portfolio / reporting / TAMPCRMFinancial planning software
61
MARTIN NELSON & CO., INC. reported RAUM up 31% ($159.1M -> $208.2M). IAPD ↗
$208.2M RAUM · 2 reps · 206-682-6261 · martinnelsonco.com
Portfolio / reporting / TAMPCRMFinancial planning software
61
BEY-DOUGLAS, LLC INVESTMENT COUNSEL reported RAUM up 30% ($102.9M -> $133.9M). IAPD ↗
$133.9M RAUM · 4 reps · 770-858-0001 · bey-douglas.com
Portfolio / reporting / TAMPCRMFinancial planning software
61
LEGACY ASSET MANAGEMENT, INC. reported RAUM up 32% ($122.1M -> $161.7M). IAPD ↗
$161.7M RAUM · 3 reps · 713-355-7171
Portfolio / reporting / TAMPCRMFinancial planning software
61
INTEGRATED FINANCIAL SOLUTIONS, INC. reported RAUM up 31% ($129.0M -> $168.6M). IAPD ↗
$168.6M RAUM · 1 reps · 703-295-9200 · ifnadvisors.com
Portfolio / reporting / TAMPCRMFinancial planning software
61
PATRICK M. SWEENEY & ASSOCIATES, INC reported RAUM up 34% ($137.4M -> $184.6M). IAPD ↗
$184.6M RAUM · 2 reps · 847 277-7771 · patrickmsweeney.com
Portfolio / reporting / TAMPCRMFinancial planning software
61
WESTEND CAPITAL MANAGEMENT, LLC. reported RAUM up 34% ($174.3M -> $232.9M). IAPD ↗
$232.9M RAUM · 2 reps · (415) 856-0426 · wcmsf.com
Portfolio / reporting / TAMPCRMFinancial planning software
61
GRANGE CAPITAL, LLC reported RAUM up 32% ($128.8M -> $170.6M). IAPD ↗
$170.6M RAUM · 6 reps · 971 708 6659
Portfolio / reporting / TAMPCRMFinancial planning software
61
PIONEER WEALTH MANAGEMENT GROUP reported RAUM up 34% ($160.8M -> $214.8M). IAPD ↗
$214.8M RAUM · 8 reps · 512-334-6800
Portfolio / reporting / TAMPCRMFinancial planning software
61
HAMMOND ILES WEALTH ADVISORS reported RAUM up 30% ($82.1M -> $107.1M). IAPD ↗
$107.1M RAUM · 4 reps · 860-258-2600
Portfolio / reporting / TAMPCRMFinancial planning software
61
PACIFIC WEALTH STRATEGIES GROUP, INC. reported RAUM up 35% ($131.3M -> $177.1M). IAPD ↗
$177.1M RAUM · 3 reps · 805-966-7775 · pwsg.net
Portfolio / reporting / TAMPCRMFinancial planning software
61
AURORA INVESTMENT MANAGERS, LLC reported RAUM up 31% ($182.5M -> $238.8M). IAPD ↗
$238.8M RAUM · 2 reps · 617-390-8001 · auroraim.com
Portfolio / reporting / TAMPCRMFinancial planning software
61
TEEPLE SNYDER NEWSOME WEALTH MANAGEMENT reported RAUM up 34% ($126.8M -> $169.5M). IAPD ↗
$169.5M RAUM · 9 reps · 317-350-4255 · tsnwealth.com
Portfolio / reporting / TAMPCRMFinancial planning software
61
BLANK EQUITY MANAGEMENT LLC reported RAUM up 30% ($79.2M -> $103.2M). IAPD ↗
$103.2M RAUM · 2 reps · 516-439-5525
Portfolio / reporting / TAMPCRMFinancial planning software
61
ALAMAR CAPITAL MANAGEMENT, LLC reported RAUM up 33% ($172.2M -> $228.4M). IAPD ↗
$228.4M RAUM · 3 reps · 805-897-1144
Portfolio / reporting / TAMPCRMFinancial planning software
61
MARRICK WEALTH reported RAUM up 32% ($111.8M -> $147.2M). IAPD ↗
$147.2M RAUM · 3 reps · 949.258.9700 · marrickwealth.com
Portfolio / reporting / TAMPCRMFinancial planning software
61
VISION RETIREMENT reported RAUM up 34% ($106.1M -> $142.1M). IAPD ↗
$142.1M RAUM · 3 reps · 201-447-2212
Portfolio / reporting / TAMPCRMFinancial planning software
61
THE PERSPECTIVE GROUP reported RAUM up 33% ($134.0M -> $178.2M). IAPD ↗
$178.2M RAUM · 2 reps · (785) 749-1881
Portfolio / reporting / TAMPCRMFinancial planning software
61
TOGETHER AND/OR TOGETHER PLANNING reported RAUM up 31% ($98.2M -> $128.9M). IAPD ↗
$128.9M RAUM · 3 reps · 352-221-9300 · togetherplanning.com
Portfolio / reporting / TAMPCRMFinancial planning software
61
MUTUAL TRUST ADVISORY GROUP reported RAUM up 33% ($123.9M -> $164.5M). IAPD ↗
$164.5M RAUM · 3 reps · 239-204-4333
Portfolio / reporting / TAMPCRMFinancial planning software
61
994 GROUP reported RAUM up 33% ($107.2M -> $142.4M). IAPD ↗
$142.4M RAUM · 2 reps · (512) 853-9597
Portfolio / reporting / TAMPCRMFinancial planning software
61
BLACK HORSE WEALTH MANAGEMENT reported RAUM up 35% ($102.6M -> $138.4M). IAPD ↗
$138.4M RAUM · 1 reps · 408-316-6364 · blackhorsewealth.com
Portfolio / reporting / TAMPCRMFinancial planning software
61
CODEX CAPITAL, L.L.C. reported RAUM up 33% ($146.8M -> $195.5M). IAPD ↗
$195.5M RAUM · 1 reps · 212-496-4141
Portfolio / reporting / TAMPCRMFinancial planning software
61
ATTENTIVE INVESTMENTS, LLC reported RAUM up 30% ($121.6M -> $158.3M). IAPD ↗
$158.3M RAUM · 1 reps · 209-636-4931
Portfolio / reporting / TAMPCRMFinancial planning software
61
TRUEWEALTH FINANCIAL PARTNERS reported RAUM up 30% ($137.0M -> $178.7M). IAPD ↗
$178.7M RAUM · 2 reps · 425-615-7360 · truewealthfp.com
Portfolio / reporting / TAMPCRMFinancial planning software
61
ZENITH WEALTH ADVISORS reported RAUM up 33% ($167.9M -> $223.6M). IAPD ↗
$223.6M RAUM · 3 reps · 480-999-9900 · zenithwealthadvisors.com
Portfolio / reporting / TAMPCRMFinancial planning software
61
PRICE FINANCIAL GROUP WEALTH MANAGEMENT, INC. reported RAUM up 34% ($105.0M -> $140.6M). IAPD ↗
$140.6M RAUM · 3 reps · 503-253-3000 · pricefg.com
Portfolio / reporting / TAMPCRMFinancial planning software
61
DIAZO, LLC reported RAUM up 32% ($100.7M -> $132.7M). IAPD ↗
$132.7M RAUM · 3 reps · 702-745-1800
Portfolio / reporting / TAMPCRMFinancial planning software
61
MATRIARCH WEALTH MANAGEMENT, LLC reported RAUM up 35% ($119.6M -> $161.0M). IAPD ↗
$161.0M RAUM · 1 reps · (973)979-7609 · matriarchwm.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
LADD CAPITAL MANAGEMENT LLC reported RAUM up 25% ($116.9M -> $146.7M). IAPD ↗
$146.7M RAUM · 2 reps · 203-562-6624 · laddcap.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
DECAMILLA CAPITAL MANAGEMENT LLC reported RAUM up 29% ($90.6M -> $116.6M). IAPD ↗
$116.6M RAUM · 2 reps · 916-979-0870 · decamillacapital.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
MADDEN ADVISORY SERVICES, INC. reported RAUM up 26% ($177.9M -> $223.4M). IAPD ↗
$223.4M RAUM · 2 reps · 904-296-1127
Portfolio / reporting / TAMPCRMFinancial planning software
60
HAGER INVESTMENT MANAGEMENT SERVICES, LLC reported RAUM up 27% ($104.4M -> $133.0M). IAPD ↗
$133.0M RAUM · 2 reps · 603-526-4099 · hagerinvestments.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
LEGAL ADVANTAGE INVESTMENTS, INC. reported RAUM up 28% ($157.4M -> $201.8M). IAPD ↗
$201.8M RAUM · 1 reps · 650-949-4939 · legaladvantageinvestments.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
COOMBE, BENDER & COMPANY, LLC reported RAUM up 25% ($197.3M -> $247.0M). IAPD ↗
$247.0M RAUM · 4 reps · 845-647-4800 · coombebender.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
CARMEL CAPITAL MANAGEMENT L.L.C. reported RAUM up 26% ($195.0M -> $246.3M). IAPD ↗
$246.3M RAUM · 6 reps · 831-625-1375 · carmelcapital.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
INVESTMENT PARTNERS ASSET MANAGEMENT reported RAUM up 29% ($174.5M -> $225.4M). IAPD ↗
$225.4M RAUM · 5 reps · 732-205-0391 · investmentpartners.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
GENESIS ASSET MANAGEMENT GROUP, INC. reported RAUM up 27% ($51.2M -> $64.9M). IAPD ↗
$64.9M RAUM · 1 reps · 212-856-9000 · genesisassetmgmt.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
FAMILY CFO INC reported RAUM up 28% ($165.4M -> $211.7M). IAPD ↗
$211.7M RAUM · 1 reps · 650-218-3551 · familycfoinc.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
HBE WEALTH MANAGEMENT, LLC reported RAUM up 27% ($128.6M -> $163.7M). IAPD ↗
$163.7M RAUM · 3 reps · 402-423-4343
Portfolio / reporting / TAMPCRMFinancial planning software
60
FEDERMANN FINANCIAL ADVISORS INC. reported RAUM up 27% ($61.8M -> $78.5M). IAPD ↗
$78.5M RAUM · 3 reps · 631-981-1904 · fedadvisors.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
AXIOM ADVISORY, LLC reported RAUM up 25% ($178.8M -> $224.1M). IAPD ↗
$224.1M RAUM · 2 reps · (800) 836-4792
Portfolio / reporting / TAMPCRMFinancial planning software
60
GLOBAL FINANCIAL ADVISORY SERVICES, INC. reported RAUM up 27% ($154.4M -> $195.5M). IAPD ↗
$195.5M RAUM · 3 reps · (661) 286-0044
Portfolio / reporting / TAMPCRMFinancial planning software
60
HOLLAND ADVISORY SERVICES, INC. reported RAUM up 26% ($185.1M -> $232.5M). IAPD ↗
$232.5M RAUM · 7 reps · 386-671-7526
Portfolio / reporting / TAMPCRMFinancial planning software
60
TONY WALKER FINANCIAL reported RAUM up 26% ($189.8M -> $239.3M). IAPD ↗
$239.3M RAUM · 4 reps · 270-843-9380 · 3personalities.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
EVOADVISERS reported RAUM up 27% ($182.7M -> $231.7M). IAPD ↗
$231.7M RAUM · 6 reps · 804-794-1981
Portfolio / reporting / TAMPCRMFinancial planning software
60
UNITED FINANCIAL PLANNING GROUP LLC reported RAUM up 28% ($191.5M -> $244.4M). IAPD ↗
$244.4M RAUM · 5 reps · (631) 234-0871
Portfolio / reporting / TAMPCRMFinancial planning software
60
RSD ADVISORS reported RAUM up 29% ($34.2M -> $44.0M). IAPD ↗
$44.0M RAUM · 1 reps · 347-689-2237 · rsdadvisors.net
Portfolio / reporting / TAMPCRMFinancial planning software
60
GRAND STRATEGY CAPITAL, LLC reported RAUM up 26% ($98.7M -> $124.4M). IAPD ↗
$124.4M RAUM · 3 reps · 434-202-0238 · gscapllc.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
OLYMPIC WEALTH MANAGEMENT LLC reported RAUM up 26% ($155.1M -> $195.0M). IAPD ↗
$195.0M RAUM · 1 reps · (425) 485-4700 · olympicwm.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
WORTH ADVISORS reported RAUM up 29% ($139.1M -> $179.3M). IAPD ↗
$179.3M RAUM · 11 reps · 704-731-0121 · worthadvisors.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
CLAY NORTHAM WEALTH MANAGEMENT reported RAUM up 26% ($197.9M -> $249.1M). IAPD ↗
$249.1M RAUM · 2 reps · 562-431-9988 · claynortham.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
CAPSTONE INVESTMENT GROUP reported RAUM up 28% ($108.9M -> $139.1M). IAPD ↗
$139.1M RAUM · 4 reps · 360-570-9888 · wisdomanddiscipline.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
SUN GROUP WEALTH PARTNERS LLC reported RAUM up 29% ($118.4M -> $152.7M). IAPD ↗
$152.7M RAUM · 2 reps · 949-625-6800 · sungroupwp.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
PETERSON FINANCIAL GROUP, INC. reported RAUM up 28% ($148.5M -> $190.4M). IAPD ↗
$190.4M RAUM · 2 reps · 515-226-1500 · petersonfg.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
NEW POTOMAC PARTNERS LLC reported RAUM up 27% ($166.5M -> $210.8M). IAPD ↗
$210.8M RAUM · 3 reps · 240-253-4280 · newpotomacpartners.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
GALLAGHER CAPITAL ADVISORS, LLC reported RAUM up 26% ($123.7M -> $155.4M). IAPD ↗
$155.4M RAUM · 1 reps · (940) 464-0404
Portfolio / reporting / TAMPCRMFinancial planning software
60
POWERS ADVISORY GROUP, LLC reported RAUM up 26% ($163.0M -> $205.6M). IAPD ↗
$205.6M RAUM · 3 reps · 618-654-6262 · powersinvest.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
MISSION TRAILS FINANCIAL reported RAUM up 29% ($130.6M -> $168.0M). IAPD ↗
$168.0M RAUM · 4 reps · (619) 419-0238 · missiontf.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
PATHWISE reported RAUM up 30% ($125.3M -> $162.5M). IAPD ↗
$162.5M RAUM · 2 reps · 925-939-5607 · pathwise.co
Portfolio / reporting / TAMPCRMFinancial planning software
60
SUMMIT FINANCIAL reported RAUM up 28% ($153.8M -> $196.5M). IAPD ↗
$196.5M RAUM · 8 reps · 410-584-9600 · sumfi.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
WYNN CAPITAL reported RAUM up 26% ($158.6M -> $200.4M). IAPD ↗
$200.4M RAUM · 3 reps · 706-869-3451 · wynncap.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
GOODSTEIN WEALTH MANAGEMENT LLC reported RAUM up 28% ($100.6M -> $128.8M). IAPD ↗
$128.8M RAUM · 2 reps · 818-995-3500 · goodsteinwealthmanagement.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
DAVID P. GILLIAM & ASSOCIATES, INC. reported RAUM up 26% ($108.1M -> $136.7M). IAPD ↗
$136.7M RAUM · 2 reps · 765-281-0012
Portfolio / reporting / TAMPCRMFinancial planning software
60
IMPACTFOLIO LLC reported RAUM up 30% ($148.5M -> $192.7M). IAPD ↗
$192.7M RAUM · 3 reps · 844-218-3800
Portfolio / reporting / TAMPCRMFinancial planning software
60
LMR PARTNERS LLC reported RAUM up 1277% ($10.79B -> $148.50B). IAPD ↗fund
$148.50B RAUM · 43 reps · 6468915738 · lmrpartners.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
SIMPLIFIED WEALTH MANAGEMENT reported RAUM up 29% ($121.0M -> $156.4M). IAPD ↗
$156.4M RAUM · 5 reps · 601-336-4265 · mysimplifiedwealth.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
4J WEALTH MANAGEMENT, LLC reported RAUM up 25% ($195.4M -> $245.0M). IAPD ↗
$245.0M RAUM · 3 reps · (703) 566-9573
Portfolio / reporting / TAMPCRMFinancial planning software
60
INMAN FINANCIAL SERVICES, INC. reported RAUM up 26% ($118.7M -> $149.5M). IAPD ↗
$149.5M RAUM · 3 reps · (503) 906-2650
Portfolio / reporting / TAMPCRMFinancial planning software
60
HARON CAPITAL MANAGEMENT, LLC reported RAUM up 27% ($33.1M -> $42.2M). IAPD ↗
$42.2M RAUM · 2 reps · 646-965-6700
Portfolio / reporting / TAMPCRMFinancial planning software
60
1WS CAPITAL ADVISORS, LLC reported RAUM up 63% ($162.8M -> $266.0M). IAPD ↗institutional
$266.0M RAUM · 48 reps · 212-957-2500 · 1wscapital.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
TOAMS FINANCIAL reported RAUM up 29% ($120.0M -> $155.0M). IAPD ↗
$155.0M RAUM · 2 reps · (904) 733-5321 · toamsfinancial.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
SINCERUS ADVISORY reported RAUM up 29% ($120.6M -> $155.6M). IAPD ↗
$155.6M RAUM · 3 reps · (212) 203-7376
Portfolio / reporting / TAMPCRMFinancial planning software
60
RIDGELINE RESEARCH LLC reported RAUM up 135% ($34.2M -> $80.3M). IAPD ↗institutional
$80.3M RAUM · 1 reps · 301-685-7171, X 7121 · ridgelineresearch.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
SAGE INVESTMENT ADVISERS LLC reported RAUM up 28% ($149.3M -> $190.5M). IAPD ↗
$190.5M RAUM · 3 reps · (845) 240-1551 · sageinvestmentadvisersllc.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
NEWBORE WEALTH MANAGEMENT, INC. reported RAUM up 27% ($106.2M -> $135.2M). IAPD ↗
$135.2M RAUM · 2 reps · 503-657-3143 · newbore-wealth.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
STILLWATER WEALTH MANAGEMENT GROUP LLC reported RAUM up 30% ($107.5M -> $139.4M). IAPD ↗
$139.4M RAUM · 2 reps · (561) 214-4125 · stillwaterwealthmgt.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
THRIVE RETIREMENT SPECIALISTS reported RAUM up 28% ($100.0M -> $128.3M). IAPD ↗
$128.3M RAUM · 2 reps · (833) 217-9613 · thriveretire.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
TORREY WEALTH, LLC reported RAUM up 29% ($98.4M -> $126.6M). IAPD ↗
$126.6M RAUM · 1 reps · 858-732-5300
Portfolio / reporting / TAMPCRMFinancial planning software
60
J.M. ARBOUR, LLC reported RAUM up 25% ($92.9M -> $116.5M). IAPD ↗
$116.5M RAUM · 5 reps · (207) 248-6767 · jmarbour.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
HEISTEN FINANCIAL, LLC reported RAUM up 30% ($95.6M -> $124.1M). IAPD ↗
$124.1M RAUM · 2 reps · 907-222-6270 · heistenfinancial.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
BUCHANAN WEALTH MANAGEMENT reported RAUM up 26% ($108.7M -> $136.7M). IAPD ↗
$136.7M RAUM · 2 reps · 703-956-2633 · buchananwealth.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
ALLIANCE FINANCIAL reported RAUM up 26% ($185.1M -> $232.3M). IAPD ↗
$232.3M RAUM · 5 reps · 610-376-5981
Portfolio / reporting / TAMPCRMFinancial planning software
60
DAUS FINANCIAL GROUP, LLC reported RAUM up 28% ($120.0M -> $154.1M). IAPD ↗
$154.1M RAUM · 3 reps · (269) 321-7472 · dausfinancial.com
Portfolio / reporting / TAMPCRMFinancial planning software
60
VCI WEALTH MANAGEMENT LLC reported RAUM up 28% ($149.9M -> $191.4M). IAPD ↗
$191.4M RAUM · 23 reps · (314) 530-0500
Portfolio / reporting / TAMPCRMFinancial planning software
60
CARLIN WEALTH MANAGEMENT GROUP, LLC reported RAUM up 25% ($120.0M -> $150.2M). IAPD ↗
$150.2M RAUM · 1 reps · 737-414-6565 · carlinwealthmanagementgroup.com
Portfolio / reporting / TAMPCRMFinancial planning software
59
DESTRA CAPITAL ADVISORS LLC reported RAUM up 59% ($188.0M -> $299.5M). IAPD ↗institutional
$299.5M RAUM · 13 reps · 877-855-3434 · destracapital.com
Portfolio / reporting / TAMPCRMFinancial planning software
59
CFT CAPITAL MANAGEMENT, LLC reported RAUM up 71% ($1.34B -> $2.29B). IAPD ↗fund
$2.29B RAUM · 9 reps · 3109808840
Portfolio / reporting / TAMPCRMFinancial planning software
58
STRATEGY CAPITAL LLC reported RAUM up 81% ($509.4M -> $920.5M). IAPD ↗fund
$920.5M RAUM · 4 reps · 650-917-8700 · strategycapital.com
Portfolio / reporting / TAMPCRMFinancial planning software
57
SHERMAN PORTFOLIOS, LLC reported RAUM up 65% ($122.9M -> $202.5M). IAPD ↗institutional
$202.5M RAUM · 4 reps · 800-634-2008 · shermanportfolios.com
Portfolio / reporting / TAMPCRMFinancial planning software
56
RAFFERTY ASSET MANAGEMENT, LLC reported RAUM up 34% ($28.52B -> $38.30B). IAPD ↗institutional
$38.30B RAUM · 13 reps · 646-572-3390
Portfolio / reporting / TAMPCRMFinancial planning software
56
SMITH CAPITAL INVESTORS, LLC reported RAUM up 32% ($2.81B -> $3.72B). IAPD ↗institutional
$3.72B RAUM · 9 reps · 303-597-5555
Portfolio / reporting / TAMPCRMFinancial planning software
56
STANDPOINT ASSET MANAGEMENT, LLC reported RAUM up 42% ($568.4M -> $804.3M). IAPD ↗institutional
$804.3M RAUM · 6 reps · (602) 688-2918 · standpointfunds.com
Portfolio / reporting / TAMPCRMFinancial planning software
56
ZUNA, LLC reported RAUM up 40% ($206.7M -> $289.8M). IAPD ↗institutional
$289.8M RAUM · 5 reps · 971-339-5701 · teamzuna.com
Portfolio / reporting / TAMPCRMFinancial planning software
55
CAPITAL GAINS INCORPORATED reported RAUM up 53% ($65.9M -> $100.9M). IAPD ↗institutional
$100.9M RAUM · 1 reps · 847-318-9975 · capgns.com
Portfolio / reporting / TAMPCRMFinancial planning software
55
OMNICAP GROUP LLC reported RAUM up 28% ($3.06B -> $3.93B). IAPD ↗institutional
$3.93B RAUM · 4 reps · 310-318-3091 · omnicap.net
Portfolio / reporting / TAMPCRMFinancial planning software
55
SILICON VALLEY RETIREMENT SERVICES, LLC reported RAUM up 35% ($698.3M -> $944.3M). IAPD ↗institutional
$944.3M RAUM · 2 reps · 408-572-5572 · svretirementservices.com
Portfolio / reporting / TAMPCRMFinancial planning software
55
EUPHRATES ADVISORS reported RAUM up 64% ($227.5M -> $372.1M). IAPD ↗fund
$372.1M RAUM · 3 reps · 202-507-6380 · euph.com
Portfolio / reporting / TAMPCRMFinancial planning software
55
FOREST CAPITAL MANAGEMENT, LLC reported RAUM up 30% ($1.57B -> $2.03B). IAPD ↗institutional
$2.03B RAUM · 7 reps · 312-809-6010
Portfolio / reporting / TAMPCRMFinancial planning software
55
COUNTERPOINT FUNDS reported RAUM up 28% ($1.35B -> $1.73B). IAPD ↗institutional
$1.73B RAUM · 5 reps · 844-273-8637
Portfolio / reporting / TAMPCRMFinancial planning software
55
LAWLEY RETIREMENT ADVISORS reported RAUM up 28% ($1.30B -> $1.66B). IAPD ↗institutional
$1.66B RAUM · 4 reps · 716-849-8219 · lawleyretirement.com
Portfolio / reporting / TAMPCRMFinancial planning software
55
KA CREDIT ADVISORS, LLC reported RAUM up 26% ($1.43B -> $1.81B). IAPD ↗institutional
$1.81B RAUM · 29 reps · 713-493-2000 · kaynebdc.com
Portfolio / reporting / TAMPCRMFinancial planning software
53
RPS RETIREMENT PLAN ADVISORS reported RAUM up 28% ($347.0M -> $443.6M). IAPD ↗institutional
$443.6M RAUM · 4 reps · 512-918-0000 · rpsplanadvisors.com
Portfolio / reporting / TAMPCRMFinancial planning software
52
CLEARLIGHT PARTNERS MANAGEMENT, LLC reported RAUM up 50% ($206.6M -> $309.5M). IAPD ↗fund
$309.5M RAUM · 7 reps · 949-725-6610 · clearlightpartners.com
Portfolio / reporting / TAMPCRMFinancial planning software
52
PHARVISION ADVISERS, LLC reported RAUM up 48% ($270.0M -> $400.0M). IAPD ↗fund
$400.0M RAUM · 1 reps · 561-614-6014 · pharvision.ai
Portfolio / reporting / TAMPCRMFinancial planning software
52
AEREF MANAGEMENT, LLC reported RAUM up 63% ($15.8M -> $25.8M). IAPD ↗fund
$25.8M RAUM · 20 reps · (212) 721-5500
Portfolio / reporting / TAMPCRMFinancial planning software
51
SERVE CAPITAL PARTNERS reported RAUM up 30% ($1.16B -> $1.51B). IAPD ↗fund
$1.51B RAUM · 4 reps · 512-505-4153 · servecapitalpartners.com
Portfolio / reporting / TAMPCRMFinancial planning software
51
ADVANCED RETIREMENT SOLUTIONS, LLC reported RAUM up 31% ($149.7M -> $196.1M). IAPD ↗institutional
$196.1M RAUM · 1 reps · 408-691-1115 · linkedin.com\company\6453420\
Portfolio / reporting / TAMPCRMFinancial planning software
50
TFJ MANAGEMENT, LLC reported RAUM up 52% ($77.1M -> $117.0M). IAPD ↗fund
$117.0M RAUM · 2 reps · 617-877-7752
Portfolio / reporting / TAMPCRMFinancial planning software
48
LATTICE CAPITAL MANAGEMENT LLC reported RAUM up 27% ($594.7M -> $755.2M). IAPD ↗fund
$755.2M RAUM · 4 reps · 425 828-4300 · latticecm.com
Portfolio / reporting / TAMPCRMFinancial planning software
48
JACKSON HILL ADVISORS, LLC reported RAUM up 41% ($115.6M -> $163.5M). IAPD ↗fund
$163.5M RAUM · 2 reps · 713.609.9087 · jacksonhilladvisors.com
Portfolio / reporting / TAMPCRMFinancial planning software
46
LONETREE CAPITAL, LLC reported RAUM up 30% ($100.0M -> $130.0M). IAPD ↗fund
$130.0M RAUM · 8 reps · 212-844-9150
Portfolio / reporting / TAMPCRMFinancial planning software
45
HONTE ADVISORS LLC reported RAUM up 26% ($170.0M -> $213.9M). IAPD ↗fund
$213.9M RAUM · 3 reps · 415-801-4250 · honteinv.com
Portfolio / reporting / TAMPCRMFinancial planning software
40
C&S INVESTMENT reported RAUM up 80% ($15.7M -> $28.3M). IAPD ↗foreign
$28.3M RAUM · 4 reps · -3561 · c-s-investment.li
Portfolio / reporting / TAMPCRMFinancial planning software
38
DUNHILL FINANCIAL reported RAUM up 69% ($142.8M -> $240.6M). IAPD ↗foreign
$240.6M RAUM · 4 reps · +44 7514 993 556 · dunhillfinancial.com
Portfolio / reporting / TAMPCRMFinancial planning software
36
METROPOLIS CAPITAL LIMITED reported RAUM up 34% ($2.96B -> $3.97B). IAPD ↗foreign
$3.97B RAUM · 6 reps · +44 1494 911155
Portfolio / reporting / TAMPCRMFinancial planning software
35
WAVERTON INVESTMENT MANAGEMENT LIMITED reported RAUM up 26% ($11.01B -> $13.91B). IAPD ↗foreign
$13.91B RAUM · 51 reps · 0044 20 7484 7496 · waverton.co.uk
Portfolio / reporting / TAMPCRMFinancial planning software
state expansion — 277 Notice-filed in new state(s): the firm is taking clients somewhere new.
55
BAKER TILLY WEALTH MANAGEMENT, LLC notice-filed in CO, GA, IL, MD, ME, NJ. IAPD ↗
$4.80B RAUM · 22 reps · 833-761-0673 · bakertilly.com
ComplianceMarketing & brand
53
VENTURA WEALTH MANAGEMENT notice-filed in CT, GA, MA, MD, TN, VA. IAPD ↗
$443.2M RAUM · 8 reps · 866 899-0068
ComplianceMarketing & brand
53
CREEKMUR ASSET MANAGEMENT, LLC notice-filed in AL, AZ, CA, FL, IN, MI, MO, NC, TN. IAPD ↗
$410.6M RAUM · 10 reps · 309-925-2043
ComplianceMarketing & brand
53
BALANCED WEALTH GROUP LLC notice-filed in CO, FL, MI, NC, TX. IAPD ↗
$341.5M RAUM · 7 reps · (440) 871-6501 · choosebalance.com
ComplianceMarketing & brand
53
STABLEPOINT PARTNERS, LLC notice-filed in CA, FL, ME, NH, NY, PA, SC, TN, VA. IAPD ↗
$534.7M RAUM · 5 reps · (781) 654-4600 · stablepointpartners.com
ComplianceMarketing & brand
51
SMITHBRIDGE ASSET MANAGEMENT, INC. notice-filed in AZ, MO, NC, NY. IAPD ↗
$527.6M RAUM · 4 reps · 610-361-9141
ComplianceMarketing & brand
51
PLANNING CAPITAL MANAGEMENT CORP. notice-filed in CO, NE, SC, VA. IAPD ↗
$313.3M RAUM · 5 reps · 215-709-5100 · planningcapital.com
ComplianceMarketing & brand
51
RETIREMENT MANAGEMENT SYSTEMS notice-filed in AK, ID, NV. IAPD ↗
$1.38B RAUM · 5 reps · 888-870-7674
ComplianceMarketing & brand
51
SAGE PRIVATE WEALTH GROUP, LLC notice-filed in CA, MD, PA, VA. IAPD ↗
$286.4M RAUM · 12 reps · 630-933-0000
ComplianceMarketing & brand
51
PINNACLE PEAK PRIVATE CLIENT GROUP, LLC notice-filed in ID, MI, NC, NY. IAPD ↗
$338.4M RAUM · 4 reps · 480-771-4301 · pinpeakpcg.com
ComplianceMarketing & brand
51
DAYMARK WEALTH PARTNERS, LLC notice-filed in MA, NE, NH. IAPD ↗
$2.50B RAUM · 16 reps · 513-838-2520
ComplianceMarketing & brand
51
HOLISTIC PLANNING, LLC notice-filed in AR, CA, CO, TN. IAPD ↗
$251.8M RAUM · 5 reps · (936) 800-0800
ComplianceMarketing & brand
50
INVESTABLE WEALTH, LLC notice-filed in AR, AZ, CT, GA, IA, IL, IN, KY, MA, MN, MO, MS, NY, RI, SC, VA, WA. IAPD ↗
$71.7M RAUM · 2 reps · 801-317-8222
ComplianceMarketing & brand
50
REDWOOD INVESTMENT GROUP, INC notice-filed in FL, GA, HI, MA, MI, MO, TN, WI. IAPD ↗
$117.2M RAUM · 2 reps · 707-964-9700 · myredwoodinvestments.com
ComplianceMarketing & brand
50
AGHAZ INVESTMENT ADVISORS, LLC notice-filed in CA, FL, GA, IL, MA, MD, MI, MN, MO, NC, NJ, NY, OH, PA, TX, VA, WA. IAPD ↗
$915,337 RAUM · 1 reps · 425-202-6196 · aghazinvest.com
ComplianceMarketing & brand
50
DISCIPLINE WEALTH SOLUTIONS, INC. notice-filed in FL, IA, IL, MO, TX. IAPD ↗
$93.0M RAUM · 2 reps · 864-322-6046 · disciplinewealth.com
ComplianceMarketing & brand
50
NERDWALLET ADVISORY notice-filed in AK, AZ, FL, IL, MN, NJ, OH, PA, TX, UT, VA, WA, WI. IAPD ↗
$0 RAUM · 1 reps · 415 310-6261 · nerdwalletadvisors.com
ComplianceMarketing & brand
50
SOVRAN ADVISORS, LLC notice-filed in CO, FL, GA, LA, NC, NE, NJ, NV, PA, TX, VA, WA. IAPD ↗
$0 RAUM · 2 reps · 619-281-9890 · sovranadvisors.com
ComplianceMarketing & brand
49
ATLAS CAPITAL MANAGEMENT CORP notice-filed in ID, MO, NE. IAPD ↗
$410.5M RAUM · 4 reps · 260-637-2857 · atlascapitalmanagement.com
ComplianceMarketing & brand
49
LINSCOMB WEALTH, INC. notice-filed in NJ, NM. IAPD ↗
$4.29B RAUM · 29 reps · 713-840-1000 · linscombwealth.com
ComplianceMarketing & brand
49
AMERAUDI ASSET MANAGEMENT, INC. notice-filed in PA, VA. IAPD ↗
$1.17B RAUM · 5 reps · 212-833-1090 · ameraudi.com
ComplianceMarketing & brand
49
MJP WEALTH ADVISORS notice-filed in SC, TN. IAPD ↗
$1.06B RAUM · 11 reps · 860-677-7755
ComplianceMarketing & brand
49
ELITE WEALTH MANAGEMENT, INC. notice-filed in AZ, CA, TX. IAPD ↗
$996.3M RAUM · 4 reps · 425-828-4300 · elitewm.com
ComplianceMarketing & brand
49
JFS WEALTH ADVISORS, LLC notice-filed in ID, MI. IAPD ↗
$2.98B RAUM · 30 reps · 724-962-3200
ComplianceMarketing & brand
49
TELOS CAPITAL MANAGEMENT, INC. notice-filed in NM, OR. IAPD ↗
$1.10B RAUM · 6 reps · (858) 271-6350
ComplianceMarketing & brand
49
CORE WEALTH MANAGEMENT, INC. notice-filed in GA, NC, NY. IAPD ↗
$288.0M RAUM · 3 reps · 561-491-0231 · core-wm.com
ComplianceMarketing & brand
49
INSPIRION WEALTH ADVISORS, LLC notice-filed in IA, SC. IAPD ↗
$1.08B RAUM · 9 reps · 847-918-9100 · inspirionwealth.com
ComplianceMarketing & brand
49
GOLDEN STATE WEALTH MANAGEMENT, LLC notice-filed in MT, UT. IAPD ↗
$1.42B RAUM · 51 reps · 866.273.1563 · cfmplanners.com
ComplianceMarketing & brand
49
THE WEALTH CONSULTING GROUP notice-filed in MS, VT. IAPD ↗
$2.80B RAUM · 149 reps · 702-263-1919
ComplianceMarketing & brand
49
INSIGHT FOLIOS notice-filed in MD, NE, NY. IAPD ↗
$279.0M RAUM · 15 reps · (704) 529-9500
ComplianceMarketing & brand
49
OLIO FINANCIAL PLANNING notice-filed in CO, NY, OR. IAPD ↗
$321.4M RAUM · 9 reps · 703.459.9299
ComplianceMarketing & brand
49
GRAYSTONE PARTNERS WEALTH MANAGEMENT, LLC notice-filed in IL, MI, NC. IAPD ↗
$265.7M RAUM · 3 reps · (480) 557-9727
ComplianceMarketing & brand
49
ROCKLINE WEALTH MANAGEMENT LLC notice-filed in CO, CT, VA. IAPD ↗
$477.5M RAUM · 5 reps · 516-605-1624 · rocklinewealth.com
ComplianceMarketing & brand
48
PANORAMA WEALTH ADVISORS notice-filed in CA, FL, MI, TX. IAPD ↗
$93.6M RAUM · 2 reps · 720-356-0779 · pwa.llc
ComplianceMarketing & brand
47
BROWN, LISLE/CUMMINGS, INC notice-filed in GA, VT. IAPD ↗
$342.8M RAUM · 7 reps · 401-421-8900
ComplianceMarketing & brand
47
BRIGHTON SECURITIES CORP. notice-filed in DC, RI. IAPD ↗
$549.2M RAUM · 31 reps · 585-473-3590
ComplianceMarketing & brand
47
MIDWESTERN SECURITIES TRADING CO.,LLC notice-filed in CT. IAPD ↗
$1.01B RAUM · 37 reps · 309-699-6786
ComplianceMarketing & brand
47
HALBERT HARGROVE notice-filed in MN. IAPD ↗
$2.74B RAUM · 29 reps · 562-435-5657
ComplianceMarketing & brand
47
SHARKEY HOWES & JAVER INC notice-filed in AZ, NC. IAPD ↗
$824.7M RAUM · 8 reps · 303-639-5100 · secure.shj401k.com
ComplianceMarketing & brand
47
SMITH SHELLNUT WILSON notice-filed in NJ. IAPD ↗
$7.23B RAUM · 13 reps · 601-605-1776 · ssw1776.com
ComplianceMarketing & brand
47
EVERETT HARRIS & CO notice-filed in MA. IAPD ↗
$10.04B RAUM · 13 reps · 213-625-2677 · everettharris.com
ComplianceMarketing & brand
47
HCM WEALTH ADVISORS notice-filed in IL, LA. IAPD ↗
$909.1M RAUM · 10 reps · 513-598-5120
ComplianceMarketing & brand
47
TRAPHAGEN FINANCIAL GROUP notice-filed in CO. IAPD ↗
$1.53B RAUM · 10 reps · 201-262-1040 · tfgllc.com
ComplianceMarketing & brand
47
ESSEX LLC notice-filed in CO, NJ. IAPD ↗
$474.3M RAUM · 7 reps · 847-777-7800
ComplianceMarketing & brand
47
GUYASUTA INVESTMENT ADVISORS, INCORPORATED notice-filed in WV. IAPD ↗
$2.09B RAUM · 12 reps · 412-447-4560 · guyasuta.com
ComplianceMarketing & brand
47
CONTRAVISORY INVESTMENT MANAGEMENT, INC. notice-filed in CO, VI. IAPD ↗
$551.0M RAUM · 4 reps · 781-740-1786
ComplianceMarketing & brand
47
ALTFEST PERSONAL WEALTH MANAGEMENT notice-filed in SC. IAPD ↗
$1.58B RAUM · 19 reps · 212-406-0850
ComplianceMarketing & brand
47
PETERSEN HASTINGS WEALTH ADVISORS, INC. notice-filed in FL. IAPD ↗
$1.12B RAUM · 15 reps · 509-735-0484 · petersenhastings.com
ComplianceMarketing & brand
47
MISSION WEALTH MANAGEMENT, LP notice-filed in KS. IAPD ↗
$7.07B RAUM · 72 reps · 805-882-2360
ComplianceMarketing & brand
47
CLEARWATER ADVISORS, LLC notice-filed in OR. IAPD ↗
$3.63B RAUM · 5 reps · 208-433-1222 · clearwateradvisors.com
ComplianceMarketing & brand
47
JOHNSON INVESTMENT COUNSEL, INC. notice-filed in LA. IAPD ↗
$16.31B RAUM · 70 reps · 513-661-3100 · johnsonmutualfunds.com
ComplianceMarketing & brand
47
LUTZ FINANCIAL notice-filed in FL. IAPD ↗
$2.28B RAUM · 10 reps · 402-827-2300
ComplianceMarketing & brand
47
PRIVATE WEALTH MANAGEMENT, INC. notice-filed in FL, TX. IAPD ↗
$699.2M RAUM · 4 reps · 901-322-4212
ComplianceMarketing & brand
47
RKL PRIVATE WEALTH notice-filed in NY. IAPD ↗
$1.43B RAUM · 21 reps · (717) 399-1700
ComplianceMarketing & brand
47
MCF ADVISORS, LLC notice-filed in NC. IAPD ↗
$2.33B RAUM · 21 reps · 859-392-8600
ComplianceMarketing & brand
47
BLUE CHIP PARTNERS, LLC notice-filed in TN. IAPD ↗
$1.28B RAUM · 15 reps · 248-848-1111 · bluechippartners.com
ComplianceMarketing & brand
47
HENRICKSON NAUTA WEALTH ADVISORS, INC. notice-filed in CA, NC. IAPD ↗
$528.4M RAUM · 6 reps · 616-361-9308 · hnwealthadvisors.com
ComplianceMarketing & brand
47
KEATING FINANCIAL ADVISORY SERVICES notice-filed in MO, NC. IAPD ↗
$295.8M RAUM · 26 reps · 785-537-0366 · theconverseteam.com
ComplianceMarketing & brand
47
SHULMAN DEMEO ASSET MANAGEMENT, LLC notice-filed in NC, PA. IAPD ↗
$678.6M RAUM · 2 reps · 516.708.9955 · shulmandemeo.com
ComplianceMarketing & brand
47
MIRACLE MILE ADVISORS, LLC notice-filed in MD. IAPD ↗
$4.13B RAUM · 37 reps · (310) 246-1243
ComplianceMarketing & brand
47
DILIGENT INVESTORS, LLC notice-filed in GA, IA. IAPD ↗
$617.1M RAUM · 4 reps · (909) 792-2894 · diligentinvestorsllc.com
ComplianceMarketing & brand
47
MAS ADVISORS LLC notice-filed in DE. IAPD ↗
$1.13B RAUM · 10 reps · 786-364-3101 · masadvisorsllc.com
ComplianceMarketing & brand
47
HEMINGTON WEALTH MANAGEMENT notice-filed in NE, SC. IAPD ↗
$894.4M RAUM · 10 reps · 703-828-2479 · hemingtonwm.com
ComplianceMarketing & brand
47
GR FINANCIAL GROUP, LLC notice-filed in NV, OH. IAPD ↗
$739.8M RAUM · 6 reps · 520-577-4711 · gr-financialgroup.com
ComplianceMarketing & brand
47
GAINPLAN LLC notice-filed in AZ, WV. IAPD ↗
$381.1M RAUM · 9 reps · 248.385.3737
ComplianceMarketing & brand
47
SHP WEALTH MANAGEMENT, LLC notice-filed in CA. IAPD ↗
$1.10B RAUM · 24 reps · 508-746-2400
ComplianceMarketing & brand
47
KINGS PATH PARTNERS LLC notice-filed in CO. IAPD ↗
$1.06B RAUM · 4 reps · (832) 500-3101 · kingspath.com
ComplianceMarketing & brand
47
SFG WEALTH MANAGEMENT notice-filed in AZ, TN. IAPD ↗
$556.3M RAUM · 15 reps · 410-825-3200
ComplianceMarketing & brand
47
BALLAST ADVISORS, LLC notice-filed in OR, TN. IAPD ↗
$512.5M RAUM · 5 reps · (651) 478-4644 · ballastadvisors.com
ComplianceMarketing & brand
47
OPEROSE ADVISORS LLC notice-filed in IL. IAPD ↗
$1.25B RAUM · 7 reps · 414-209-3280
ComplianceMarketing & brand
47
MERIDIAN WEALTH PARTNERS, LLC notice-filed in CT. IAPD ↗
$1.12B RAUM · 9 reps · 610-272-4700
ComplianceMarketing & brand
47
WINTHROP WEALTH notice-filed in GA. IAPD ↗
$2.21B RAUM · 22 reps · 617-530-1010
ComplianceMarketing & brand
47
JGP WEALTH MANAGEMENT, LLC notice-filed in IL. IAPD ↗
$1.08B RAUM · 12 reps · 503-446-6450
ComplianceMarketing & brand
47
APOLLON WEALTH MANAGEMENT, LLC notice-filed in RI. IAPD ↗
$3.36B RAUM · 71 reps · 843-579-0018 · teloswealthadvisors.com
ComplianceMarketing & brand
47
HEIRLOOM WEALTH MANAGEMENT LLC notice-filed in TN, WY. IAPD ↗
$500.4M RAUM · 11 reps · 720-328-2877 · heirloomwm.com
ComplianceMarketing & brand
47
BISON ADVISORS notice-filed in MD. IAPD ↗
$1.37B RAUM · 33 reps · 706-372-4882 · uturnequity.com
ComplianceMarketing & brand
47
BEACON HARBOR WEALTH ADVISORS notice-filed in CA, SC. IAPD ↗
$522.3M RAUM · 4 reps · 757-644-4545 · beaconharborwealth.com
ComplianceMarketing & brand
47
NEW REPUBLIC PARTNERS notice-filed in CO. IAPD ↗
$1.63B RAUM · 12 reps · 704-626-1526 · newrepublicpartners.com
ComplianceMarketing & brand
47
LAKERIDGE WEALTH MANAGEMENT LLC notice-filed in MD, MI. IAPD ↗
$605.8M RAUM · 11 reps · (440) 510-1901 · nmswealthmanagement.com
ComplianceMarketing & brand
47
BLEAKLEY FINANCIAL GROUP, LLC notice-filed in AK. IAPD ↗
$7.45B RAUM · 159 reps · (973) 575-4180
ComplianceMarketing & brand
47
TITLEIST ASSET MANAGEMENT, LLC notice-filed in CA, NV. IAPD ↗
$960.5M RAUM · 27 reps · 210-826-2424 · tamgmt.com
ComplianceMarketing & brand
47
MODERN WEALTH MANAGEMENT, LLC notice-filed in NY. IAPD ↗
$1.54B RAUM · 19 reps · 913-825-1000
ComplianceMarketing & brand
47
DOWNTOWN WEALTH STUDIOS, LLC notice-filed in AZ, NH. IAPD ↗
$747.2M RAUM · 4 reps · 888-240-2737 · dtwn.co
ComplianceMarketing & brand
47
TIDEMARK, LLC notice-filed in GA, WA. IAPD ↗
$250.5M RAUM · 6 reps · 888-791-0197
ComplianceMarketing & brand
46
GUNDERSON CAPITAL MANAGEMENT notice-filed in LA, NE, UT. IAPD ↗
$227.7M RAUM · 2 reps · 760-846-2046 · pwstreet.podbean.com
ComplianceMarketing & brand
46
GLOBAL AUTOTRADING notice-filed in IN, MA, UT. IAPD ↗
$19.4M RAUM · 1 reps · N/A · global-autotrading.com
ComplianceMarketing & brand
46
XYPN INVEST notice-filed in MN, NC, OH. IAPD ↗
$101.3M RAUM · 3 reps · (360) 301-7579 · newleaffinancialguidance.com
ComplianceMarketing & brand
46
FLORIDA FINANCIAL ADVISORS, LLC notice-filed in ID, NM, OK. IAPD ↗
$94.8M RAUM · 170 reps · (813) 333-1683
ComplianceMarketing & brand
46
DARDEN WEALTH GROUP notice-filed in CT, DC, NH. IAPD ↗
$212.5M RAUM · 4 reps · 734-294-0100 · dardenwealth.com
ComplianceMarketing & brand
46
ROCKPORT WEALTH ADVISORS notice-filed in KY, NC, PA. IAPD ↗
$123.0M RAUM · 9 reps · (216) 226-4560
ComplianceMarketing & brand
46
BLUEPRINT FINANCIAL ADVISORS notice-filed in AZ, MI, NV. IAPD ↗
$25.4M RAUM · 3 reps · 336-609-7522 · buildyourblueprint.com
ComplianceMarketing & brand
45
BARRETT & COMPANY notice-filed in WA. IAPD ↗
$370.1M RAUM · 5 reps · 401-351-1000
ComplianceMarketing & brand
45
CLEAN YIELD ASSET MANAGEMENT notice-filed in CO. IAPD ↗
$510.7M RAUM · 3 reps · 802-526-2525 · cleanyield.com
ComplianceMarketing & brand
45
RANDOLPH CO INC notice-filed in NH. IAPD ↗
$808.4M RAUM · 4 reps · [513]891-7144
ComplianceMarketing & brand
45
ROSENBLUM SILVERMAN SUTTON SF INC notice-filed in OR. IAPD ↗
$382.0M RAUM · 2 reps · 415-771-4500 · rssic.com
ComplianceMarketing & brand
45
ARTHUR M. COHEN & ASSOCIATES LLC notice-filed in DC. IAPD ↗
$853.0M RAUM · 2 reps · 847-480-2990
ComplianceMarketing & brand
45
THOR WEALTH MANAGEMENT INC notice-filed in MI. IAPD ↗
$514.1M RAUM · 7 reps · 513-271-6777
ComplianceMarketing & brand
45
BRAND ASSET MANAGEMENT GROUP, INC. notice-filed in NY. IAPD ↗
$834.0M RAUM · 10 reps · 636-532-7333 · brandamg.com
ComplianceMarketing & brand
45
HFR WEALTH MANAGEMENT, LLC notice-filed in IL. IAPD ↗
$465.1M RAUM · 4 reps · 518-346-8189
ComplianceMarketing & brand
45
MOODY ALDRICH PARTNERS, LLC notice-filed in FL. IAPD ↗
$802.3M RAUM · 7 reps · 781-639-2750 · eshorecap.com
ComplianceMarketing & brand
45
RIGGS ASSET MANAGEMENT CO INC notice-filed in MA. IAPD ↗
$448.8M RAUM · 6 reps · 570-823-3383 · riggsadvisors.com
ComplianceMarketing & brand
45
JACOBS & COMPANY, LLC notice-filed in WA. IAPD ↗
$994.0M RAUM · 3 reps · 415-777-1617
ComplianceMarketing & brand
45
BCM ADVISORS, LLC notice-filed in TN. IAPD ↗
$578.1M RAUM · 6 reps · 337-233-7758 · bcm-advisors.com
ComplianceMarketing & brand
45
NICOLLET INVESTMENT MANAGEMENT, INC. notice-filed in MD. IAPD ↗
$463.5M RAUM · 5 reps · 612-915-3033 · nicolletinvest.com
ComplianceMarketing & brand
45
MOLLER WEALTH PARTNERS notice-filed in IN. IAPD ↗
$565.4M RAUM · 4 reps · 847-441-7575
ComplianceMarketing & brand
45
PEREGRINE ASSET ADVISERS, INC. notice-filed in NM. IAPD ↗
$519.7M RAUM · 4 reps · 503-459-4651 · peregrineaa.com
ComplianceMarketing & brand
45
JACOBSEN CAPITAL MANAGEMENT notice-filed in CA. IAPD ↗
$427.9M RAUM · 4 reps · 801-746-7171 · jacobsencapital.com
ComplianceMarketing & brand
45
FREEGULLIVER, LLC notice-filed in NE. IAPD ↗
$465.3M RAUM · 8 reps · 504-899-0300 · freegulliver.com
ComplianceMarketing & brand
45
COX CAPITAL MANAGEMENT LLC notice-filed in WA. IAPD ↗
$304.3M RAUM · 4 reps · 978-475-3325
ComplianceMarketing & brand
45
KUHN ADVISORS, INC. notice-filed in VA. IAPD ↗
$719.9M RAUM · 3 reps · 919-493-3233 · kuhnadvisors.com
ComplianceMarketing & brand
45
INVESTMARK ADVISORY GROUP LLC notice-filed in NC. IAPD ↗
$623.2M RAUM · 10 reps · 203-953-3777 · investmark.net
ComplianceMarketing & brand
45
WHITCOMB & HESS, INC. notice-filed in IN. IAPD ↗
$343.8M RAUM · 8 reps · 419-289-7007 · whitcomb.com
ComplianceMarketing & brand
45
NORTHEAST FINANCIAL GROUP, INC. notice-filed in TX. IAPD ↗
$775.1M RAUM · 7 reps · 570-688-9898
ComplianceMarketing & brand
45
STRATEGIC WEALTH MANAGEMENT GROUP notice-filed in LA. IAPD ↗
$667.7M RAUM · 5 reps · 212-489-0100 · swmgrp.com
ComplianceMarketing & brand
45
BARON SILVER STEVENS FINANCIAL ADVISORS, LLC notice-filed in CO. IAPD ↗
$866.2M RAUM · 8 reps · 561-447-1997 · bssfa.com
ComplianceMarketing & brand
45
GRAY PRIVATE WEALTH, LLC notice-filed in PA. IAPD ↗
$395.9M RAUM · 5 reps · 781.232.2020 · grayprivatewealth.com
ComplianceMarketing & brand
45
LONGVIEW WEALTH MANAGEMENT notice-filed in MO. IAPD ↗
$986.8M RAUM · 24 reps · 404-843-3100 · longviewwealthmanagement.com
ComplianceMarketing & brand
45
EVEREST FINANCIAL GROUP notice-filed in LA. IAPD ↗
$607.1M RAUM · 14 reps · 763-923-7525 · everestfg.us
ComplianceMarketing & brand
45
TRINITY CAPITAL MANAGEMENT, LLC notice-filed in AZ. IAPD ↗
$413.7M RAUM · 5 reps · 805-963-0500 · trinitycm.com
ComplianceMarketing & brand
45
GILMAN HILL ASSET MANAGEMENT, LLC notice-filed in VA. IAPD ↗
$704.9M RAUM · 5 reps · 203-571-0225
ComplianceMarketing & brand
45
CAPE INVESTMENT ADVISORY, INC. notice-filed in DE. IAPD ↗
$298.9M RAUM · 40 reps · 678-583-1120 · glacierwealthmanagement.com
ComplianceMarketing & brand
45
KEENER FINANCIAL PLANNING notice-filed in LA. IAPD ↗
$293.7M RAUM · 9 reps · 817-993-0401 · keenerfinancial.com
ComplianceMarketing & brand
45
MACROVIEW INVESTMENT MANAGEMENT LLC notice-filed in SC. IAPD ↗
$270.9M RAUM · 4 reps · 301-907-6794
ComplianceMarketing & brand
45
EASTOVER CAPITAL MANAGEMENT notice-filed in KS. IAPD ↗
$327.7M RAUM · 5 reps · 704-336-6818
ComplianceMarketing & brand
45
LODESTONE WEALTH MANAGEMENT LLC notice-filed in CO. IAPD ↗
$274.4M RAUM · 3 reps · 509-413-2386 · lodestonewm.com
ComplianceMarketing & brand
45
FLOREK FINANCIAL, LLC notice-filed in NY. IAPD ↗
$412.0M RAUM · 2 reps · 781-934-9400 · florekfinancial.com
ComplianceMarketing & brand
45
CORDANT WEALTH PARTNERS notice-filed in AZ. IAPD ↗
$272.4M RAUM · 5 reps · (503) 621-9207
ComplianceMarketing & brand
45
FLYNN ZITO CAPITAL MANAGEMENT, LLC notice-filed in ME. IAPD ↗
$470.2M RAUM · 6 reps · (516) 746-9000
ComplianceMarketing & brand
45
MOSS, LUSE & WOMBLE, LLC notice-filed in IL. IAPD ↗
$319.6M RAUM · 15 reps · 972-674-2584
ComplianceMarketing & brand
45
THE ADVOCATE GROUP, LLC notice-filed in AZ. IAPD ↗
$635.9M RAUM · 11 reps · 952-693-2630 · theadvocategroup.com
ComplianceMarketing & brand
45
COMPASS FINANCIAL MANAGEMENT LLC notice-filed in WY. IAPD ↗
$263.6M RAUM · 16 reps · 813-831-5168 · compassfmllc.com
ComplianceMarketing & brand
45
STONEMARK WEALTH MANAGEMENT notice-filed in CO. IAPD ↗
$366.0M RAUM · 4 reps · 626-304-9888 · stonemarkwealth.com
ComplianceMarketing & brand
45
WEALTHSTAR ADVISORS, LLC notice-filed in NH. IAPD ↗
$671.5M RAUM · 10 reps · 972-372-2935
ComplianceMarketing & brand
45
KERCHEVILLE ADVISORS LLC notice-filed in CO. IAPD ↗
$394.6M RAUM · 3 reps · 210-694-5000 · kercheville.com
ComplianceMarketing & brand
45
FOURSTAR WEALTH ADVISORS, LLC notice-filed in WI. IAPD ↗
$677.1M RAUM · 25 reps · (312) 667-1750 · optfinancialstrategies.com
ComplianceMarketing & brand
45
ONE DEGREE ADVISORS, INC. notice-filed in CO. IAPD ↗
$306.5M RAUM · 7 reps · 619-282-3288
ComplianceMarketing & brand
45
FINANCIAL COACH notice-filed in DE. IAPD ↗
$300.8M RAUM · 5 reps · 484-887-0452
ComplianceMarketing & brand
45
BUSKA WEALTH MANAGEMENT, LLC notice-filed in FL. IAPD ↗
$268.0M RAUM · 6 reps · 715-355-4445
ComplianceMarketing & brand
45
ROSE CAPITAL ADVISORS, LLC notice-filed in VA. IAPD ↗
$409.6M RAUM · 7 reps · 305-534-7673 · rosecapitaladvisors.com
ComplianceMarketing & brand
45
WHITE OAKS WEALTH ADVISORS, INC. notice-filed in CA. IAPD ↗
$490.9M RAUM · 2 reps · 612-455-6900 · whiteoakswealth.com
ComplianceMarketing & brand
45
FALCON WEALTH PLANNING, INC. notice-filed in NC. IAPD ↗
$825.8M RAUM · 18 reps · 855-963-2526
ComplianceMarketing & brand
45
BELL & BROWN WEALTH ADVISORS, LLC notice-filed in AR. IAPD ↗
$324.8M RAUM · 2 reps · 949-396-1088
ComplianceMarketing & brand
45
FWG INVESTMENTS, LLC notice-filed in HI. IAPD ↗
$339.6M RAUM · 9 reps · 859-309-0349 · thefamilywealthgroup.com
ComplianceMarketing & brand
45
BRIGHT FUTURES WEALTH MANAGEMENT, LLC notice-filed in ME. IAPD ↗
$323.2M RAUM · 21 reps · (585) 231-1595
ComplianceMarketing & brand
45
FIDUCIARY FINANCIAL GROUP, LLC notice-filed in OR. IAPD ↗
$544.6M RAUM · 7 reps · 415-352-1100
ComplianceMarketing & brand
45
ONE CHARLES PRIVATE WEALTH notice-filed in TX. IAPD ↗
$621.9M RAUM · 5 reps · 617-337-4208 · focusfinancialpartners.com
ComplianceMarketing & brand
45
ALTUS WEALTH GROUP, LLC notice-filed in WI. IAPD ↗
$445.0M RAUM · 8 reps · 719-900-1295 · altuswealthgroup.com
ComplianceMarketing & brand
45
OPAL WEALTH ADVISORS, LLC notice-filed in PA. IAPD ↗
$633.1M RAUM · 6 reps · 516-388-7980
ComplianceMarketing & brand
45
FORTIS GROUP ADVISORS LLC notice-filed in HI. IAPD ↗
$783.3M RAUM · 28 reps · 201-383-0630 · fortisgroupadvisors.com
ComplianceMarketing & brand
45
MORGANROSEL WEALTH MANAGEMENT, LLC notice-filed in WI. IAPD ↗
$409.9M RAUM · 2 reps · 303.647.3801 · morganrosel.com
ComplianceMarketing & brand
45
CENTURA WEALTH ADVISORY notice-filed in NJ. IAPD ↗
$665.2M RAUM · 15 reps · 858-771-9500
ComplianceMarketing & brand
45
FINANCIAL TRANSPARENCY notice-filed in CA. IAPD ↗
$251.6M RAUM · 14 reps · (336) 715-3300 · financialtransparencyllc.com
ComplianceMarketing & brand
45
SANDBOX FINANCIAL PARTNERS, LLC notice-filed in LA. IAPD ↗
$463.7M RAUM · 5 reps · (301) 214-4190 · sandboxfp.com
ComplianceMarketing & brand
45
AVAII WEALTH MANAGEMENT, LLC notice-filed in CO. IAPD ↗
$409.6M RAUM · 8 reps · (920) 214-1212 · avaii.com
ComplianceMarketing & brand
45
RIVERSEDGE ADVISORS notice-filed in FL. IAPD ↗
$594.4M RAUM · 14 reps · 302-573-6864
ComplianceMarketing & brand
45
CASTLE COAST WEALTH, LLC notice-filed in NV. IAPD ↗
$282.2M RAUM · 5 reps · (858) 546-1247 · castlecoastwealthllc.com
ComplianceMarketing & brand
45
VINOBLE GROUP notice-filed in CO. IAPD ↗
$389.7M RAUM · 5 reps · (206) 317-6822
ComplianceMarketing & brand
45
ABEL HALL, LLC notice-filed in CO. IAPD ↗
$327.3M RAUM · 5 reps · 225-408-4000 · abelhall.com
ComplianceMarketing & brand
45
PLATTE RIVER WEALTH ADVISORS, LLC notice-filed in NH. IAPD ↗
$544.3M RAUM · 3 reps · 720-738-9010 · platteriverwa.com
ComplianceMarketing & brand
45
ALAETHES WEALTH, LLC notice-filed in LA. IAPD ↗
$385.9M RAUM · 3 reps · 858-735-9685 · alaethes.com
ComplianceMarketing & brand
45
STRONGBOX WEALTH, LLC notice-filed in TN. IAPD ↗
$394.0M RAUM · 3 reps · 816-607-5410
ComplianceMarketing & brand
45
MERIDIANA notice-filed in NY. IAPD ↗
$374.9M RAUM · 3 reps · 305-448-0014 · meridiana-mfo.com
ComplianceMarketing & brand
45
PROQUILITY PRIVATE WEALTH PARTNERS, LLC notice-filed in WI. IAPD ↗
$291.6M RAUM · 2 reps · 702-941-7860
ComplianceMarketing & brand
45
THE MILLSTONE EVANS GROUP, LLC notice-filed in TN. IAPD ↗
$623.1M RAUM · 8 reps · 720-728-2801 · millstoneevansgroup.com
ComplianceMarketing & brand
45
CORVUS WEALTH ADVISORS LLC notice-filed in ID. IAPD ↗
$599.2M RAUM · 7 reps · 805-434-2608
ComplianceMarketing & brand
45
COGENTBLUE notice-filed in NH. IAPD ↗
$625.8M RAUM · 4 reps · 865-309-5892 · cogentbluewealth.com
ComplianceMarketing & brand
45
SOLIDARITY WEALTH, LLC notice-filed in CA. IAPD ↗
$522.0M RAUM · 7 reps · 385-374-1665 · solidaritywealth.com
ComplianceMarketing & brand
45
STRATEGIC ADVOCATES, LLC notice-filed in NE. IAPD ↗
$267.0M RAUM · 9 reps · (435) 754-7888 · wealth-advocates.com
ComplianceMarketing & brand
45
QUANTUM FINANCIAL ADVISORS, LLC notice-filed in AZ. IAPD ↗
$816.3M RAUM · 9 reps · (424) 447-8268
ComplianceMarketing & brand
45
TRIFECTA CAPITAL ADVISORS, LLC notice-filed in WI. IAPD ↗
$567.6M RAUM · 1 reps · 1-847-495-2464 · trifectacapitaladvisors.com
ComplianceMarketing & brand
44
PIONEER WEALTH MANAGEMENT GROUP notice-filed in NY, WA. IAPD ↗
$214.8M RAUM · 8 reps · 512-334-6800
ComplianceMarketing & brand
44
SOLITUDE FINANCIAL SERVICES, INC. notice-filed in PA, WA. IAPD ↗
$233.1M RAUM · 4 reps · (434) 218-2201 · solitudefinancial.com
ComplianceMarketing & brand
44
CHRISTIAN FINANCIAL ADVISORS notice-filed in FL, SC. IAPD ↗
$139.5M RAUM · 6 reps · 830-609-6986 · christianfinancialadvisors.com
ComplianceMarketing & brand
44
JIM SAULNIER & ASSOCIATES, LLC notice-filed in IL, NJ. IAPD ↗
$116.4M RAUM · 5 reps · 970-530-0556 · jimhelps.com
ComplianceMarketing & brand
44
WILLAMETTE FINANCIAL ADVISORS, LLC notice-filed in FL, IL. IAPD ↗
$131.5M RAUM · 5 reps · 503-747-0306 · wfinadv.com
ComplianceMarketing & brand
44
GOODSTEIN WEALTH MANAGEMENT LLC notice-filed in NH, TN. IAPD ↗
$128.8M RAUM · 2 reps · 818-995-3500 · goodsteinwealthmanagement.com
ComplianceMarketing & brand
44
VALUES ADDED FINANCIAL notice-filed in CA, NH. IAPD ↗
$172.6M RAUM · 5 reps · 202-599-0915
ComplianceMarketing & brand
44
EAGLE WEALTH ADVISORS notice-filed in CT, TX. IAPD ↗
$139.2M RAUM · 3 reps · 860-462-0796 · eaglewealthadvisor.com
ComplianceMarketing & brand
44
PARLIN ADVISORS LLC notice-filed in NH, NJ. IAPD ↗
$50.8M RAUM · 1 reps · (908) 377-4202 · parlinadvisors.com
ComplianceMarketing & brand
44
JENNINGS & ASSOCIATES FINANCIAL ADVISORS, LLC notice-filed in LA, TX. IAPD ↗
$179.2M RAUM · 5 reps · (270) 448-1010
ComplianceMarketing & brand
44
AURORA WEALTH ADVISORS notice-filed in NY, WA. IAPD ↗
$184.4M RAUM · 4 reps · 858-326-0046
ComplianceMarketing & brand
44
WILLIAMS & NOVAK WEALTH MANAGEMENT, LLC notice-filed in OK, WA. IAPD ↗
$237.5M RAUM · 3 reps · 626-689-7181 · williamsnovakwm.com
ComplianceMarketing & brand
42
LADD CAPITAL MANAGEMENT LLC notice-filed in NH. IAPD ↗
$146.7M RAUM · 2 reps · 203-562-6624 · laddcap.com
ComplianceMarketing & brand
42
CHERRY CREEK INVESTMENT ADVISORS INC notice-filed in NE. IAPD ↗
$207.5M RAUM · 2 reps · 303-320-5774 · cherrycreekinvestmentadvisors.com
ComplianceMarketing & brand
42
GPM GROWTH INVESTORS, INC. notice-filed in IL. IAPD ↗
$226.5M RAUM · 5 reps · 248-865-0518
ComplianceMarketing & brand
42
BEY-DOUGLAS, LLC INVESTMENT COUNSEL notice-filed in CA. IAPD ↗
$133.9M RAUM · 4 reps · 770-858-0001 · bey-douglas.com
ComplianceMarketing & brand
42
FINANCIAL STEWARD ASSOCIATES, LLC notice-filed in OR. IAPD ↗
$218.0M RAUM · 4 reps · 303-444-5440 · allseasonsadvisory.com
ComplianceMarketing & brand
42
HORIZON INVESTMENT SERVICES, LLC. notice-filed in WA. IAPD ↗
$224.0M RAUM · 6 reps · 219-852-3215
ComplianceMarketing & brand
42
RCM ROBINSON CAPITAL MANAGEMENT LLC notice-filed in MA. IAPD ↗
$132.9M RAUM · 1 reps · 415-771-9421 · robinsoncapital.com
ComplianceMarketing & brand
42
COBLER CAPITAL MANAGEMENT, LLC notice-filed in TX. IAPD ↗
$126.6M RAUM · 2 reps · (785) 582-5805 · bobschwarzfinancial.com
ComplianceMarketing & brand
42
CRESCENT ADVISOR GROUP, INC. notice-filed in GA. IAPD ↗
$240.7M RAUM · 17 reps · 972-490-0150
ComplianceMarketing & brand
42
INVESTMENT PARTNERS ASSET MANAGEMENT notice-filed in LA. IAPD ↗
$225.4M RAUM · 5 reps · 732-205-0391 · investmentpartners.com
ComplianceMarketing & brand
42
TEPLITZ FINANCIAL GROUP LLC notice-filed in TX. IAPD ↗
$106.9M RAUM · 1 reps · 732-591-0909
ComplianceMarketing & brand
42
WEINSTAT WEALTH MANAGEMENT, INC. notice-filed in FL. IAPD ↗
$102.7M RAUM · 1 reps · 516-666-0144 · weinstatwealthmanagement.com
ComplianceMarketing & brand
42
SUMMIT FINANCIAL WORKING WITH PEOPLE YOU TRUST notice-filed in FL. IAPD ↗
$104.6M RAUM · 5 reps · 586-226-2100 · workingwithpeopleyoutrust.com
ComplianceMarketing & brand
42
EMERSON EQUITY LLC notice-filed in MN. IAPD ↗
$189.3M RAUM · 72 reps · 650-312-0200 · emersonequity.com
ComplianceMarketing & brand
42
FINANCIAL SOLUTIONS ASSOCIATES notice-filed in NY. IAPD ↗
$118.5M RAUM · 2 reps · 781-251-0505 · govermanfinancialsolutions.net
ComplianceMarketing & brand
42
GRANGE CAPITAL, LLC notice-filed in ID. IAPD ↗
$170.6M RAUM · 6 reps · 971 708 6659
ComplianceMarketing & brand
42
FORTE ASSET MANAGEMENT, LLC notice-filed in MI. IAPD ↗
$222.7M RAUM · 2 reps · 914-234-0281 · forteassets.com
ComplianceMarketing & brand
42
GLOBAL FINANCIAL ADVISORY SERVICES, INC. notice-filed in AZ. IAPD ↗
$195.5M RAUM · 3 reps · (661) 286-0044
ComplianceMarketing & brand
42
FENWAY FINANCIAL ADVISORS, LLC notice-filed in FL. IAPD ↗
$184.9M RAUM · 2 reps · 617-704-7805 · fenway-financial.com
ComplianceMarketing & brand
42
FOREST ASSET MANAGEMENT LLC notice-filed in IN. IAPD ↗
$184.6M RAUM · 3 reps · 708-447-7086 · forestasset.com
ComplianceMarketing & brand
42
BALLENTINE CAPITAL ADVISORS, INC. notice-filed in TN. IAPD ↗
$231.9M RAUM · 3 reps · 864-322-6046
ComplianceMarketing & brand
42
R.S. PETRELL & ASSOCIATES, LLC D/B/A STRATEGIC WEALTH ADVISORS notice-filed in SC. IAPD ↗
$124.7M RAUM · 3 reps · 315-218-7350 · strategicwealthadvisors.net
ComplianceMarketing & brand
42
PROVIDENCE WEALTH MANAGEMENT LLC notice-filed in TX. IAPD ↗
$108.5M RAUM · 2 reps · 865-691-6699
ComplianceMarketing & brand
42
KEEN CAPITAL, LTD notice-filed in NC. IAPD ↗
$144.2M RAUM · 3 reps · 803-941-4444 · coreadvisors.com
ComplianceMarketing & brand
42
FINGERLAKES WEALTH MANAGEMENT, INC. notice-filed in VT. IAPD ↗
$184.5M RAUM · 3 reps · 607-257-1008
ComplianceMarketing & brand
42
CHELSEA ADVISORY SERVICES, INC notice-filed in MA. IAPD ↗
$101.0M RAUM · 19 reps · 718-967-8400 · chfs.com
ComplianceMarketing & brand
42
SIERRA WEALTH GROUP, LLC notice-filed in MT. IAPD ↗
$133.3M RAUM · 5 reps · 760-918-0304 · sierrawg.com
ComplianceMarketing & brand
42
DAVIDSON WEALTH MANAGEMENT LLC notice-filed in SC. IAPD ↗
$130.7M RAUM · 2 reps · 732-409-1060 · davidsonwealthmgmt.com
ComplianceMarketing & brand
42
CHACON DIAZ & DI VIRGILIO WEALTH MANAGEMENT, LLC notice-filed in NE. IAPD ↗
$87.5M RAUM · 4 reps · 888-392-8007
ComplianceMarketing & brand
42
RIVERCHASE WEALTH MANAGEMENT, LLC notice-filed in CO. IAPD ↗
$105.6M RAUM · 2 reps · (972) 471-9013 · riverchasewealth.com
ComplianceMarketing & brand
42
PENTO PORTFOLIO STRATEGIES, LLC notice-filed in MN. IAPD ↗
$198.9M RAUM · 2 reps · 732-772-9500
ComplianceMarketing & brand
42
SIGNIFY WEALTH LLC notice-filed in NC. IAPD ↗
$169.9M RAUM · 5 reps · 314-222-0295
ComplianceMarketing & brand
42
AXIS WEALTH PARTNERS, LLC notice-filed in NH. IAPD ↗
$242.1M RAUM · 6 reps · 401-441-5111 · axiswp.com
ComplianceMarketing & brand
42
TFS ADVISORS, LLC notice-filed in CA. IAPD ↗
$121.4M RAUM · 2 reps · (425) 776-0446 · tfsadvisors.com
ComplianceMarketing & brand
42
MBM WEALTH CONSULTANTS, LLC notice-filed in GA. IAPD ↗
$239.6M RAUM · 5 reps · (636) 274-6262
ComplianceMarketing & brand
42
PETERSON FINANCIAL GROUP, INC. notice-filed in TX. IAPD ↗
$190.4M RAUM · 2 reps · 515-226-1500 · petersonfg.com
ComplianceMarketing & brand
42
MONSON WEALTH MANAGEMENT, INC. notice-filed in TX. IAPD ↗
$99.9M RAUM · 1 reps · 509-628-1358
ComplianceMarketing & brand
42
STRATACORE CAPITAL MANAGEMENT, LLC. notice-filed in TX. IAPD ↗
$68.9M RAUM · 2 reps · 646-846-6500 · stratacore.net
ComplianceMarketing & brand
42
FOUR POINTS ADVISORS, LLC notice-filed in PA. IAPD ↗
$30.6M RAUM · 5 reps · 646-300-6129 · 4pointsadvisors.com
ComplianceMarketing & brand
42
WASHINGTON GROWTH STRATEGIES LLC notice-filed in VA. IAPD ↗
$206.4M RAUM · 2 reps · 2027400217 · washingtongrowthstrategies.com
ComplianceMarketing & brand
42
KOVAR WEALTH MANAGEMENT notice-filed in OH. IAPD ↗
$11.5M RAUM · 5 reps · (936) 899-5629 · kovarwealth.com
ComplianceMarketing & brand
42
WE ALLIANCE WEALTH ADVISORS, INC. notice-filed in WA. IAPD ↗
$196.5M RAUM · 6 reps · 916-325-0130 · weriaadvisors.com
ComplianceMarketing & brand
42
WYNN CAPITAL notice-filed in SC. IAPD ↗
$200.4M RAUM · 3 reps · 706-869-3451 · wynncap.com
ComplianceMarketing & brand
42
NWM ADVISORS, LLC notice-filed in NV. IAPD ↗
$247.8M RAUM · 2 reps · 805-781-2773 · nwmadvisors.com
ComplianceMarketing & brand
42
INTEGRITY WEALTH SOLUTIONS LLC notice-filed in NH. IAPD ↗
$223.6M RAUM · 2 reps · 3037165777
ComplianceMarketing & brand
42
PETERSON WEALTH MANAGEMENT, LLC notice-filed in UT. IAPD ↗
$185.1M RAUM · 3 reps · 775-673-1100
ComplianceMarketing & brand
42
ELITE FINANCIAL, INC. notice-filed in MT. IAPD ↗
$171.2M RAUM · 1 reps · 208-746-2007 · elitefinancialinc.net
ComplianceMarketing & brand
42
M PREMIER PARTNERS notice-filed in NC. IAPD ↗
$219.1M RAUM · 2 reps · 442-274-5300 · mpremierpartners.com
ComplianceMarketing & brand
42
PLAN FIRST WEALTH LLC notice-filed in NJ. IAPD ↗
$124.9M RAUM · 4 reps · 646 201 4865
ComplianceMarketing & brand
42
994 GROUP notice-filed in FL. IAPD ↗
$142.4M RAUM · 2 reps · (512) 853-9597
ComplianceMarketing & brand
42
THE DALA GROUP, LLC notice-filed in WI. IAPD ↗
$127.9M RAUM · 3 reps · 847-485-0248 · thedalagroup.com
ComplianceMarketing & brand
42
EVER GREEN WEALTH MANAGEMENT, LLC notice-filed in TX. IAPD ↗
$57.7M RAUM · 1 reps · 585-742-0271
ComplianceMarketing & brand
42
HARON CAPITAL MANAGEMENT, LLC notice-filed in FL. IAPD ↗
$42.2M RAUM · 2 reps · 646-965-6700
ComplianceMarketing & brand
42
BREACHWAY INVESTMENTS, LLC notice-filed in OH. IAPD ↗
$112.2M RAUM · 2 reps · 860-709-0909 · breachwayinvestments.com
ComplianceMarketing & brand
42
CHRONOS WEALTH MANAGEMENT, L.L.C. notice-filed in GA. IAPD ↗
$210.3M RAUM · 2 reps · (727) 446-2306 · chronoswm.com
ComplianceMarketing & brand
42
SINCERUS ADVISORY notice-filed in NJ. IAPD ↗
$155.6M RAUM · 3 reps · (212) 203-7376
ComplianceMarketing & brand
42
CLIENT FIRST CAPITAL, LLC notice-filed in LA. IAPD ↗
$193.0M RAUM · 1 reps · 800-310-2828
ComplianceMarketing & brand
42
BALLAST FINANCIAL ADVISORS, LLC notice-filed in LA. IAPD ↗
$247.4M RAUM · 6 reps · 484-266-7281 · anchorcap.net
ComplianceMarketing & brand
42
BLACK KNIGHT WEALTH MANAGEMENT, LLC notice-filed in MO. IAPD ↗
$163.2M RAUM · 3 reps · 972-786-6527 · blackknightwm.com
ComplianceMarketing & brand
42
ARGUS EQUITY PARTNERS, LLC notice-filed in TN. IAPD ↗
$39.6M RAUM · 1 reps · 716-838-5504 · aep-ria.com
ComplianceMarketing & brand
42
PARCO WEALTH MANAGEMENT LLC notice-filed in NH. IAPD ↗
$8.2M RAUM · 2 reps · (833) 467-2726 · goparcowealth.com
ComplianceMarketing & brand
42
ECHO45 ADVISORS LLC notice-filed in OR. IAPD ↗
$167.8M RAUM · 6 reps · 877-432-4645
ComplianceMarketing & brand
42
ARCHER POINTE WEALTH MANAGEMENT, LLC notice-filed in TX. IAPD ↗
$139.2M RAUM · 2 reps · 530-280-7340
ComplianceMarketing & brand
42
FORTIS CAPITAL ADVISORS, LLC notice-filed in NH. IAPD ↗
$245.3M RAUM · 13 reps · (775) 446-4208
ComplianceMarketing & brand
42
ATHOS PRIVATE WEALTH LLC notice-filed in CO. IAPD ↗
$103.1M RAUM · 3 reps · 831-801-7693
ComplianceMarketing & brand
42
AFG FIDUCIARY SERVICES notice-filed in ME. IAPD ↗
$213.3M RAUM · 4 reps · (781) 741-2540 · afgfiduciary.com
ComplianceMarketing & brand
42
WEALTH MANAGEMENT CPAS, LLC notice-filed in LA. IAPD ↗
$156.8M RAUM · 6 reps · 801-272-4357
ComplianceMarketing & brand
42
BLVD PRIVATE WEALTH, LLC notice-filed in IN. IAPD ↗
$172.6M RAUM · 3 reps · (502) 805-5820
ComplianceMarketing & brand
42
INVESTED ADVISORS notice-filed in NH. IAPD ↗
$190.7M RAUM · 2 reps · 814-235-2703 · weareinvested.com
ComplianceMarketing & brand
42
TAPP ENGINE ADVISORS LLC notice-filed in MA. IAPD ↗
$0 RAUM · 2 reps · 617-221-6545 · tappengine.com
ComplianceMarketing & brand
42
ILLUMINE INVESTMENT MANAGEMENT, LLC notice-filed in FL. IAPD ↗
$188.7M RAUM · 4 reps · 424-322-7500
ComplianceMarketing & brand
42
UNIPLAN INSTITUTIONAL ADVISORS LLC notice-filed in MO. IAPD ↗
$0 RAUM · 10 reps · 262-534-3000
ComplianceMarketing & brand
42
FACTOR INVESTING GROUP notice-filed in MI. IAPD ↗
$228.0M RAUM · 2 reps · (508) 366-6040
ComplianceMarketing & brand
42
HEISTEN FINANCIAL, LLC notice-filed in TX. IAPD ↗
$124.1M RAUM · 2 reps · 907-222-6270 · heistenfinancial.com
ComplianceMarketing & brand
42
RADIANT GLOBAL INVESTORS LLC notice-filed in PA. IAPD ↗
$25.1M RAUM · 4 reps · 925-899-3600
ComplianceMarketing & brand
42
FIAT WEALTH MANAGEMENT notice-filed in IN. IAPD ↗
$133.4M RAUM · 11 reps · 952-426-9116 · fiatwm.com
ComplianceMarketing & brand
42
MOSLEY WEALTH MANAGEMENT, INC. notice-filed in TN. IAPD ↗
$126.9M RAUM · 5 reps · (714) 421-4288
ComplianceMarketing & brand
42
HIBERNIA WEALTH PARTNERS, LLC notice-filed in NE. IAPD ↗
$219.2M RAUM · 4 reps · 225-778-7972 · hiberniawealth.com
ComplianceMarketing & brand
42
STEWARD ADVISORS GROUP, LLC notice-filed in GA. IAPD ↗
$31.7M RAUM · 1 reps · (888) 225-3350 · stewardadvisorsgroup.com
ComplianceMarketing & brand
42
ROSSBY FINANCIAL, LLC notice-filed in VA. IAPD ↗
$107.3M RAUM · 8 reps · 321-209-0111
ComplianceMarketing & brand
42
FINANCIAL MANAGEMENT ASSOCIATES, LLC notice-filed in FL. IAPD ↗
$110.1M RAUM · 2 reps · 978-852-0784 · fmallc.com
ComplianceMarketing & brand
42
INTENTIONAL WEALTH STRATEGIES notice-filed in CA. IAPD ↗
$122.8M RAUM · 2 reps · 719-694-8002 · intentionalwealth.com
ComplianceMarketing & brand
42
STIRLINGSHIRE INVESTMENTS notice-filed in MA. IAPD ↗
$37.0M RAUM · 11 reps · 877-600-7026
ComplianceMarketing & brand
42
PUREFI WEALTH, LLC notice-filed in TX. IAPD ↗
$95.6M RAUM · 4 reps · (617) 488-9320 · purefiwealth.com
ComplianceMarketing & brand
42
EDLY ADVISORS notice-filed in CT. IAPD ↗
$39.0M RAUM · 3 reps · (914) 775-8299 · edly.co
ComplianceMarketing & brand
42
CORAL REEF ADVISORS LLC notice-filed in IL. IAPD ↗
$0 RAUM · 2 reps · 312-218-7031
ComplianceMarketing & brand
40
GREYLOCK PEAK INVESTMENTS, LLC notice-filed in CT, KY, LA, MT, SC, TN, UT. IAPD ↗institutional
$0 RAUM · 1 reps · 646-822-1269 · greylockpeak.com
ComplianceMarketing & brand
40
FINANCEHQ LLC notice-filed in AL, AR, AZ, CO, CT, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, NC, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, TN, TX, UT, VA, WA, WI, WY. IAPD ↗institutional
$0 RAUM · 0 reps · 415-234-3727 · financehq.com
ComplianceMarketing & brand
37
OMNICAP GROUP LLC notice-filed in NJ. IAPD ↗institutional
$3.93B RAUM · 4 reps · 310-318-3091 · omnicap.net
ComplianceMarketing & brand
37
HOLBROOK HOLDINGS, INC. notice-filed in NC. IAPD ↗institutional
$1.55B RAUM · 2 reps · 678-400-3980 · holbrookholdings.com
ComplianceMarketing & brand
32
XDUS FUND ADVISOR notice-filed in CT. IAPD ↗institutional
$602,396 RAUM · 1 reps · 917-566-8371 · netxd.com
ComplianceMarketing & brand
32
GRAVIMARK LLC notice-filed in CT. IAPD ↗institutional
$0 RAUM · 1 reps · 914-268-8685
ComplianceMarketing & brand
27
C CUBED CAPITAL PARTNERS, LLC notice-filed in NY. IAPD ↗fund
$187.5M RAUM · 5 reps · 561-576-9145 · ccubedcapitalpartners.com
ComplianceMarketing & brand
23
AUGUST CAPITAL notice-filed in IL, MN, MO, NC, NY, OH, PA, TN, VA. IAPD ↗foreign
$515.9M RAUM · 3 reps · 438-792-5161 · augustgroup.com
ComplianceMarketing & brand
12
INTERACTIVE ADVISERS, INTERACTIVE ADVISORS notice-filed in VT. IAPD ↗foreign
$153.2M RAUM · 5 reps · 44 020 3787 9250
ComplianceMarketing & brand
planning clients up — 148 Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
76
ENTRUST FINANCIAL LLC reports 251-500 financial-planning clients, up from 0. IAPD ↗
$266.0M RAUM · 5 reps · 610-687-3515 · balancingactbook.com
Financial planning software
76
KWB WEALTH reports 251-500 financial-planning clients, up from 0. IAPD ↗
$853.9M RAUM · 8 reps · 909-307-8220
Financial planning software
76
EDGEROCK WEALTH MANAGEMENT reports 251-500 financial-planning clients, up from 0. IAPD ↗
$325.1M RAUM · 9 reps · 303.780.7350
Financial planning software
76
STONEBROOK PRIVATE INC. reports 251-500 financial-planning clients, up from 0. IAPD ↗
$657.3M RAUM · 2 reps · (248) 349-3027 · stonebrookprivate.com
Financial planning software
73
PARADIGM, STRATEGIES IN WEALTH MANAGEMENT, LLC reports 101-250 financial-planning clients, up from 0. IAPD ↗
$275.8M RAUM · 3 reps · 763-201-1025
Financial planning software
73
SNIDER FINANCIAL GROUP reports 101-250 financial-planning clients, up from 0. IAPD ↗
$315.8M RAUM · 5 reps · 425-453-7080 · sniderfinancialgroup.com
Financial planning software
73
HUGHES WARREN, INC. reports 251-500 financial-planning clients, up from 0. IAPD ↗
$159.4M RAUM · 2 reps · 405-418-4080
Financial planning software
73
HENDRICKS WEALTH AND ESTATE MANAGEMENT reports 251-500 financial-planning clients, up from 1-10. IAPD ↗
$351.7M RAUM · 4 reps · 847-428-3997
Financial planning software
73
HARPER INVESTING reports 251-500 financial-planning clients, up from 0. IAPD ↗
$101.4M RAUM · 3 reps · 408-644-8828 · harperinvesting.com
Financial planning software
73
WEALTH MANAGEMENT CPAS, LLC reports 251-500 financial-planning clients, up from 0. IAPD ↗
$156.8M RAUM · 6 reps · 801-272-4357
Financial planning software
73
COTTONWOOD CAPITAL ADVISORS reports 101-250 financial-planning clients, up from 0. IAPD ↗
$252.6M RAUM · 3 reps · 9725734030 · cottonwoodcapitaladvisors.com
Financial planning software
73
ACORN CREEK CAPITAL LLC reports 101-250 financial-planning clients, up from 0. IAPD ↗
$426.1M RAUM · 3 reps · 970-818-4820 · acorncreekcapital.com
Financial planning software
73
BALANCED WEALTH GROUP LLC reports 101-250 financial-planning clients, up from 0. IAPD ↗
$341.5M RAUM · 7 reps · (440) 871-6501 · choosebalance.com
Financial planning software
70
LESLIE GLOBAL WEALTH, LLC reports 101-250 financial-planning clients, up from 1-10. IAPD ↗
$361.7M RAUM · 3 reps · 312-946-1000 · leslieglobalwealth.com
Financial planning software
70
LIGHT FINANCIAL SERVICES, INC. reports 251-500 financial-planning clients, up from 1-10. IAPD ↗
$125.8M RAUM · 2 reps · 701.356.5106 · lightfinancialservices.com
Financial planning software
70
CORE WEALTH ADVISORS, INC. reports 101-250 financial-planning clients, up from 1-10. IAPD ↗
$506.4M RAUM · 8 reps · 863-904-4745 · guidingyourwealth.com
Financial planning software
70
SHUM FINANCIAL GROUP, INC. reports 251-500 financial-planning clients, up from 1-10. IAPD ↗
$246.1M RAUM · 4 reps · 510-748-7462 · shumfinancial.com
Financial planning software
70
IMPACT INVESTORS reports 101-250 financial-planning clients, up from 1-10. IAPD ↗
$267.9M RAUM · 5 reps · 888-463-6861 · theimpactinvestors.com
Financial planning software
70
EVEXIA WEALTH, LLC reports 51-100 financial-planning clients, up from 0. IAPD ↗
$262.5M RAUM · 5 reps · (715) 344-9496 · evexiawealth.com
Financial planning software
70
VARRA WEALTH MANAGEMENT LLC reports 101-250 financial-planning clients, up from 0. IAPD ↗
$196.6M RAUM · 5 reps · 303 665 2822
Financial planning software
70
DIAZO, LLC reports 101-250 financial-planning clients, up from 0. IAPD ↗
$132.7M RAUM · 3 reps · 702-745-1800
Financial planning software
67
WEALTH FORWARD, LLC reports 101-250 financial-planning clients, up from 1-10. IAPD ↗
$170.3M RAUM · 2 reps · 701-293-5789 · mywealthforward.com
Financial planning software
67
FINANCIAL PARTNERS GROUP, LLC reports 101-250 financial-planning clients, up from 11-25. IAPD ↗
$617.7M RAUM · 4 reps · 615-230-9700 · financialpartnersgroupllc.com
Financial planning software
67
ENSPYRE WEALTH ADVISORS, INC. reports 101-250 financial-planning clients, up from 1-10. IAPD ↗
$159.3M RAUM · 1 reps · 651-203-7920 · enspyrewealth.com
Financial planning software
67
FLAX POND CAPITAL, LLC reports 51-100 financial-planning clients, up from 0. IAPD ↗
$156.9M RAUM · 2 reps · 508-548-2219 · flaxpondcapital.com
Financial planning software
64
PEREGRINE ASSET ADVISERS, INC. reports 26-50 financial-planning clients, up from 1-10. IAPD ↗
$519.7M RAUM · 4 reps · 503-459-4651 · peregrineaa.com
Financial planning software
64
ACAP ASSET MANAGEMENT, INC. reports 101-250 financial-planning clients, up from 11-25. IAPD ↗
$206.4M RAUM · 5 reps · 8182728511
Financial planning software
64
CRESCENT FINANCIAL ADVISORS reports 26-50 financial-planning clients, up from 0. IAPD ↗
$159.7M RAUM · 2 reps · (864) 888-2666
Financial planning software
64
MASCOMA WEALTH MANAGEMENT reports 51-100 financial-planning clients, up from 11-25. IAPD ↗
$435.3M RAUM · 8 reps · 603-676-8813 · mascomabank.com
Financial planning software
64
WR WEALTH PLANNERS LLC reports 26-50 financial-planning clients, up from 1-10. IAPD ↗
$482.2M RAUM · 15 reps · 573-875-3939 · wrwealth.com
Financial planning software
64
TRANSCENDENT CAPITAL GROUP reports 51-100 financial-planning clients, up from 1-10. IAPD ↗
$248.5M RAUM · 7 reps · 405-341-9188 · transcendentcapitalgroup.com
Financial planning software
64
MAINSAIL FINANCIAL GROUP reports 251-500 financial-planning clients, up from 26-50. IAPD ↗
$191.6M RAUM · 4 reps · (425) 502-7693
Financial planning software
64
LAKE WATER ADVISORY, LLC reports 26-50 financial-planning clients, up from 0. IAPD ↗
$40.0M RAUM · 1 reps · 315-730-7432 · lakewatercap.com
Financial planning software
64
JPL WEALTH MANAGEMENT, LLC reports 11-25 financial-planning clients, up from 0. IAPD ↗
$300.0M RAUM · 3 reps · 303-529-3637 · jplwm.com
Financial planning software
63
ANDERSON HOAGLAND & CO reports 11-25 financial-planning clients, up from 1-10. IAPD ↗
$1.06B RAUM · 6 reps · 314-726-2107 · ahco.com
Financial planning software
63
DESTINATION WEALTH MANAGEMENT reports 251-500 financial-planning clients, up from 101-250. IAPD ↗
$3.70B RAUM · 32 reps · 925-935-2900 · destinationwm.com
Financial planning software
63
MARCUM WEALTH, LLC reports More than 500 financial-planning clients, up from 251-500. IAPD ↗
$2.58B RAUM · 38 reps · 440-459-5900 · aurumwealth.com
Financial planning software
63
EVANSON ASSET MANAGEMENT, LLC reports 26-50 financial-planning clients, up from 11-25. IAPD ↗
$4.85B RAUM · 5 reps · 831-333-2060 · evansonasset.com
Financial planning software
63
ALLY INVEST ADVISORS reports More than 500 financial-planning clients, up from 251-500. IAPD ↗
$1.13B RAUM · 12 reps · 855-880-2559 · ally.com
Financial planning software
63
CAPTRUST FINANCIAL ADVISORS reports More than 500 financial-planning clients, up from 251-500. IAPD ↗
$1.70B RAUM · 21 reps · (616) 392-5332 · ctfa.com
Financial planning software
63
OPEROSE ADVISORS LLC reports 26-50 financial-planning clients, up from 11-25. IAPD ↗
$1.25B RAUM · 7 reps · 414-209-3280
Financial planning software
61
BARRETT & COMPANY reports 51-100 financial-planning clients, up from 26-50. IAPD ↗
$370.1M RAUM · 5 reps · 401-351-1000
Financial planning software
61
ASSET PLANNING CORPORATION reports 11-25 financial-planning clients, up from 1-10. IAPD ↗
$371.6M RAUM · 5 reps · 865-690-1231
Financial planning software
61
THE JUNK INVESTMENT GROUP reports 1-10 financial-planning clients, up from 0. IAPD ↗
$419.3M RAUM · 2 reps · 410-584-8100 · junkinv.com
Financial planning software
61
RBF WEALTH ADVISORS reports 26-50 financial-planning clients, up from 11-25. IAPD ↗
$517.5M RAUM · 17 reps · 314-997-1652
Financial planning software
61
SEARCY FINANCIAL SERVICES, INC. reports 1-10 financial-planning clients, up from 0. IAPD ↗
$377.9M RAUM · 7 reps · 913-814-3800
Financial planning software
61
THOR WEALTH MANAGEMENT INC reports 101-250 financial-planning clients, up from 51-100. IAPD ↗
$514.1M RAUM · 7 reps · 513-271-6777
Financial planning software
61
FAGAN ASSOCIATES INC reports 51-100 financial-planning clients, up from 26-50. IAPD ↗
$677.0M RAUM · 2 reps · (518) 279-1044
Financial planning software
61
BCM ADVISORS, LLC reports 101-250 financial-planning clients, up from 51-100. IAPD ↗
$578.1M RAUM · 6 reps · 337-233-7758 · bcm-advisors.com
Financial planning software
61
SILVER OAK ADVISORY GROUP reports 251-500 financial-planning clients, up from 101-250. IAPD ↗
$351.2M RAUM · 6 reps · 503-242-1715
Financial planning software
61
PRIVATE ASSET MANAGEMENT INC reports 11-25 financial-planning clients, up from 0. IAPD ↗
$168.9M RAUM · 2 reps · 425-213-1600
Financial planning software
61
SYVERSON STREGE reports More than 500 financial-planning clients, up from 251-500. IAPD ↗
$793.5M RAUM · 15 reps · 515-225-6000 · linked.com
Financial planning software
61
OLDFATHER FINANCIAL SERVICES LLC reports 1-10 financial-planning clients, up from 0. IAPD ↗
$391.7M RAUM · 3 reps · 308-237-4571 · oldfatherfinancial.com
Financial planning software
61
FINANCIAL COUNSELING ASSOCIATES, INC reports 251-500 financial-planning clients, up from 101-250. IAPD ↗
$293.0M RAUM · 4 reps · 1-866-322-2728 · fca-inc.com
Financial planning software
61
FOUNDERS CAPITAL MANAGEMENT, LLC reports 11-25 financial-planning clients, up from 1-10. IAPD ↗
$693.8M RAUM · 4 reps · 860.308.0061 · foundcapital.com
Financial planning software
61
BAKER ELLIS ASSET MANAGEMENT LLC reports 11-25 financial-planning clients, up from 1-10. IAPD ↗
$792.1M RAUM · 3 reps · 503-227-5778 · bakerellisllc.com
Financial planning software
61
BIRDROCK WEALTH reports 26-50 financial-planning clients, up from 1-10. IAPD ↗
$129.1M RAUM · 4 reps · 512-236-0071 · birdrockwealth.com
Financial planning software
61
DAY HAGAN ASSET MANAGEMENT reports 51-100 financial-planning clients, up from 26-50. IAPD ↗
$861.3M RAUM · 4 reps · 941-330-1702
Financial planning software
61
GOOD HARBOR ADVISORS, INC. reports 11-25 financial-planning clients, up from 1-10. IAPD ↗
$268.6M RAUM · 3 reps · 978-515-7119 · goodharboradvisors.com
Financial planning software
61
WEALTH LEGACY INSTITUTE, INC. reports 101-250 financial-planning clients, up from 26-50. IAPD ↗
$197.4M RAUM · 3 reps · 303-753-7578 · wealthlegacyinstitute.com
Financial planning software
61
PRIVATE CLIENT GROUP ASSET MANAGEMENT reports 26-50 financial-planning clients, up from 1-10. IAPD ↗
$125.4M RAUM · 1 reps · 908-719-3024 · privateclientgroupam.com
Financial planning software
61
OAK WEALTH ADVISORS LLC reports 101-250 financial-planning clients, up from 51-100. IAPD ↗
$283.3M RAUM · 3 reps · 847-945-8888 · oakwealth.com
Financial planning software
61
DAVIS CAPITAL MANAGEMENT reports 51-100 financial-planning clients, up from 11-25. IAPD ↗
$194.3M RAUM · 4 reps · 904-223-0510
Financial planning software
61
HI-LINE CAPITAL MANAGEMENT, LLC reports 11-25 financial-planning clients, up from 1-10. IAPD ↗
$631.9M RAUM · 5 reps · 605-878-0897
Financial planning software
61
MACROVIEW INVESTMENT MANAGEMENT LLC reports 101-250 financial-planning clients, up from 51-100. IAPD ↗
$270.9M RAUM · 4 reps · 301-907-6794
Financial planning software
61
VISIONARY HORIZONS, LLC reports 11-25 financial-planning clients, up from 1-10. IAPD ↗
$252.6M RAUM · 9 reps · 865-675-8496 · visionaryhorizons.com
Financial planning software
61
BEAR MOUNTAIN CAPITAL INC. reports 251-500 financial-planning clients, up from 101-250. IAPD ↗
$308.1M RAUM · 3 reps · 206-420-3713 · bearmountaincapital.com
Financial planning software
61
DAVIDSON WEALTH MANAGEMENT LLC reports 26-50 financial-planning clients, up from 1-10. IAPD ↗
$130.7M RAUM · 2 reps · 732-409-1060 · davidsonwealthmgmt.com
Financial planning software
61
FUND DIRECT ADVISORS INC. reports 1-10 financial-planning clients, up from 0. IAPD ↗
$524.0M RAUM · 4 reps · 336-271-4450 · funddirectadvisors.com
Financial planning software
61
GLOBAL VIEW CAPITAL MANAGEMENT LLC reports 26-50 financial-planning clients, up from 11-25. IAPD ↗
$593.8M RAUM · 85 reps · 262-650-1030
Financial planning software
61
CORE WEALTH MANAGEMENT, INC. reports 101-250 financial-planning clients, up from 51-100. IAPD ↗
$288.0M RAUM · 3 reps · 561-491-0231 · core-wm.com
Financial planning software
61
INVESTMENTS & FINANCIAL PLANNING, LLC reports 26-50 financial-planning clients, up from 1-10. IAPD ↗
$241.4M RAUM · 2 reps · 859-543-8188 · investfp.com
Financial planning software
61
CENTERLINE WEALTH ADVISORS, LLC reports 1-10 financial-planning clients, up from 0. IAPD ↗
$261.0M RAUM · 4 reps · (502) 242-1561
Financial planning software
61
STEWARDSHIP ADVISORY GROUP, LLC reports 26-50 financial-planning clients, up from 11-25. IAPD ↗
$269.8M RAUM · 10 reps · 407-470-1405 · stewardshipadvisory.com
Financial planning software
61
INSIGHT FOLIOS reports 251-500 financial-planning clients, up from 101-250. IAPD ↗
$279.0M RAUM · 15 reps · (704) 529-9500
Financial planning software
61
PARISI GRAY WEALTH MANAGEMENT, LLC reports 51-100 financial-planning clients, up from 26-50. IAPD ↗
$574.7M RAUM · 2 reps · 973-358-4921
Financial planning software
61
BDFS CAPITAL LLC reports 11-25 financial-planning clients, up from 1-10. IAPD ↗
$287.8M RAUM · 6 reps · 302-265-2236 · blackdiamondfs.com
Financial planning software
61
MARATHON WEALTH MANAGEMENT, INC. reports 11-25 financial-planning clients, up from 0. IAPD ↗
$119.6M RAUM · 1 reps · (631) 760-8385 · marathonwealth.net
Financial planning software
61
UNCOMMON CENTS INVESTING reports 1-10 financial-planning clients, up from 0. IAPD ↗
$358.0M RAUM · 3 reps · 608-563-2437 · uncommoncentsinvesting.com
Financial planning software
61
FORTIS GROUP ADVISORS LLC reports 1-10 financial-planning clients, up from 0. IAPD ↗
$783.3M RAUM · 28 reps · 201-383-0630 · fortisgroupadvisors.com
Financial planning software
61
HILLTOP WEALTH SOLUTIONS reports 101-250 financial-planning clients, up from 51-100. IAPD ↗
$407.1M RAUM · 7 reps · 574-889-7526
Financial planning software
61
MODUS ADVISORS, LLC reports 1-10 financial-planning clients, up from 0. IAPD ↗
$432.4M RAUM · 3 reps · (952) 946-1000
Financial planning software
61
TRUVESTMENTS CAPITAL LLC reports 1-10 financial-planning clients, up from 0. IAPD ↗
$362.7M RAUM · 12 reps · 941-753-3814
Financial planning software
61
SANDBOX FINANCIAL PARTNERS, LLC reports 26-50 financial-planning clients, up from 11-25. IAPD ↗
$463.7M RAUM · 5 reps · (301) 214-4190 · sandboxfp.com
Financial planning software
61
FCG INVESTMENT COMPANY reports 51-100 financial-planning clients, up from 26-50. IAPD ↗
$419.3M RAUM · 9 reps · 901-309-2681 · fcgtn.com
Financial planning software
61
THRIVE RETIREMENT SPECIALISTS reports 26-50 financial-planning clients, up from 1-10. IAPD ↗
$128.3M RAUM · 2 reps · (833) 217-9613 · thriveretire.com
Financial planning software
61
SOUTHWEST INVESTMENT ADVISORS, INC. reports 1-10 financial-planning clients, up from 0. IAPD ↗
$267.6M RAUM · 4 reps · 520-544-2500 · siatucson.com
Financial planning software
61
FORTITUDE FAMILY OFFICE reports 26-50 financial-planning clients, up from 11-25. IAPD ↗
$434.3M RAUM · 7 reps · (602) 834-0089
Financial planning software
61
DOVER ADVISORS, LLC reports 1-10 financial-planning clients, up from 0. IAPD ↗
$261.4M RAUM · 6 reps · 804-750-3665 · doveradvisors.com
Financial planning software
61
AURORA WEALTH ADVISORS reports 11-25 financial-planning clients, up from 0. IAPD ↗
$184.4M RAUM · 4 reps · 858-326-0046
Financial planning software
61
ENSPIRE WEALTH MANAGEMENT, LLC reports 11-25 financial-planning clients, up from 0. IAPD ↗
$95.9M RAUM · 2 reps · (707) 525-1099 · enspirewealth.com
Financial planning software
58
RACHOR INVESTMENT ADVISORY SERVICES, LLC reports More than 500 financial-planning clients, up from 251-500. IAPD ↗
$185.6M RAUM · 14 reps · 810-732-7777 · rias.net
Financial planning software
58
PORTFOLIO ADVISORS, INC. reports 251-500 financial-planning clients, up from 101-250. IAPD ↗
$206.2M RAUM · 3 reps · 559-432-8400 · portadvisors.com
Financial planning software
58
LYON CAPITAL MANAGEMENT, LLC reports 11-25 financial-planning clients, up from 1-10. IAPD ↗
$86.0M RAUM · 3 reps · 585-248-9821
Financial planning software
58
J. MARK NICKELL & CO. reports 26-50 financial-planning clients, up from 11-25. IAPD ↗
$120.8M RAUM · 2 reps · 615-371-6622 · jmarknickell.com
Financial planning software
58
DIVERSIFIED ASSET MANAGEMENT, INC. reports 11-25 financial-planning clients, up from 1-10. IAPD ↗
$115.0M RAUM · 2 reps · 3034402906
Financial planning software
58
STEVE ROBBINS, INC. reports 251-500 financial-planning clients, up from 101-250. IAPD ↗
$90.2M RAUM · 1 reps · 314-839-4600
Financial planning software
58
SCOTT MARSH FINANCIAL, LLC reports 101-250 financial-planning clients, up from 51-100. IAPD ↗
$147.2M RAUM · 1 reps · 801-272-4677
Financial planning software
58
WOODFIELD FINANCIAL ADVISORS, INC. reports 11-25 financial-planning clients, up from 1-10. IAPD ↗
$162.7M RAUM · 3 reps · 847-726-9600
Financial planning software
58
WMBC reports 51-100 financial-planning clients, up from 26-50. IAPD ↗
$116.2M RAUM · 3 reps · 949-829-9622 · wmbc.financial
Financial planning software
58
PENBROOK MANAGEMENT LLC reports 1-10 financial-planning clients, up from 0. IAPD ↗
$175.2M RAUM · 4 reps · 212-792-6952 · penbrookllc.com
Financial planning software
58
BALANCED FINANCIAL PLANNING, INC. reports 101-250 financial-planning clients, up from 51-100. IAPD ↗
$155.9M RAUM · 2 reps · 913-677-1090 · bfplanning.com
Financial planning software
58
NABITY-JENSEN INVESTMENT MANAGEMENT, INC. reports 11-25 financial-planning clients, up from 1-10. IAPD ↗
$206.1M RAUM · 2 reps · 402-391-1021 · nabityjensen.com
Financial planning software
58
YARDLEY WEALTH MANAGEMENT LLC reports 1-10 financial-planning clients, up from 0. IAPD ↗
$147.2M RAUM · 2 reps · 267-573-1019
Financial planning software
58
HAMMOND ILES WEALTH ADVISORS reports 11-25 financial-planning clients, up from 1-10. IAPD ↗
$107.1M RAUM · 4 reps · 860-258-2600
Financial planning software
58
BILL LOSEY RETIREMENT SOLUTIONS, LLC reports 1-10 financial-planning clients, up from 0. IAPD ↗
$38.3M RAUM · 1 reps · 518-855-4065 · billlosey.com
Financial planning software
58
EVEREST MANAGEMENT CORP. reports 11-25 financial-planning clients, up from 1-10. IAPD ↗
$222.4M RAUM · 2 reps · (408) 502-6015
Financial planning software
58
ELAN WEALTH MANAGEMENT, L.L.C. reports 1-10 financial-planning clients, up from 0. IAPD ↗
$135.0M RAUM · 3 reps · (252) 255-1700 · elanwealthmanagement.com
Financial planning software
58
KEEN CAPITAL, LTD reports 51-100 financial-planning clients, up from 26-50. IAPD ↗
$144.2M RAUM · 3 reps · 803-941-4444 · coreadvisors.com
Financial planning software
58
BAZIS PRIVATE WEALTH, LLC reports 11-25 financial-planning clients, up from 1-10. IAPD ↗
$182.8M RAUM · 2 reps · 402-965-3334
Financial planning software
58
UNITED FINANCIAL PLANNING GROUP LLC reports 251-500 financial-planning clients, up from 101-250. IAPD ↗
$244.4M RAUM · 5 reps · (631) 234-0871
Financial planning software
58
JOHNSON LYMAN WEALTH ADVISORS reports 51-100 financial-planning clients, up from 26-50. IAPD ↗
$152.9M RAUM · 1 reps · 650-494-2733 · jlwealth.com
Financial planning software
58
WISNIEWSKI WEALTH MANAGEMENT reports 251-500 financial-planning clients, up from 101-250. IAPD ↗
$159.6M RAUM · 2 reps · (972) 965-8261 · wi-wm.com
Financial planning software
58
R. SEEGER WEALTH MANAGEMENT, LTD reports 51-100 financial-planning clients, up from 26-50. IAPD ↗
$56.9M RAUM · 1 reps · 631-592-9729
Financial planning software
58
BEACON WEALTH CONSULTANTS, INC. reports 251-500 financial-planning clients, up from 101-250. IAPD ↗
$203.8M RAUM · 12 reps · 540-345-3891 · lightpointportfoliosolutions.com
Financial planning software
58
RETIREMENT STRATEGIES, LTD. reports 251-500 financial-planning clients, up from 101-250. IAPD ↗
$205.6M RAUM · 4 reps · 614-799-8668
Financial planning software
58
COMMONS CAPITAL, LLC reports 1-10 financial-planning clients, up from 0. IAPD ↗
$173.4M RAUM · 4 reps · (617) 431-7200
Financial planning software
58
TEVIS INVESTMENT MANAGEMENT, LLC reports 1-10 financial-planning clients, up from 0. IAPD ↗
$171.3M RAUM · 1 reps · (972) 971-2169 · tevisinvest.com
Financial planning software
58
GRANITE FINANCIAL GROUP reports 101-250 financial-planning clients, up from 51-100. IAPD ↗
$149.1M RAUM · 1 reps · 262-792-1111 · granitefgllc.com
Financial planning software
58
THE KEYSTONE FINANCIAL ALLIANCE, LLC reports 101-250 financial-planning clients, up from 51-100. IAPD ↗
$136.2M RAUM · 2 reps · 404-260-0710 · mykfa.com
Financial planning software
58
BAMBOO WEALTH STRATEGIES reports 101-250 financial-planning clients, up from 51-100. IAPD ↗
$151.9M RAUM · 4 reps · (619) 289-9670 · bamboowealth.com
Financial planning software
58
PATHWISE reports 51-100 financial-planning clients, up from 26-50. IAPD ↗
$162.5M RAUM · 2 reps · 925-939-5607 · pathwise.co
Financial planning software
58
REDWOOD COAST FINANCIAL PARTNERS reports 26-50 financial-planning clients, up from 11-25. IAPD ↗
$136.3M RAUM · 3 reps · 707-444-9212
Financial planning software
58
ADVOCATE INVESTING SERVICES reports 1-10 financial-planning clients, up from 0. IAPD ↗
$129.7M RAUM · 4 reps · 240-403-0039 · advocateinvesting.com
Financial planning software
58
CWP PRIVATE WEALTH MANAGEMENT reports 1-10 financial-planning clients, up from 0. IAPD ↗
$206.5M RAUM · 3 reps · 262-226-2729 · cwpwealth.com
Financial planning software
58
GREAT PATH PLANNING reports 51-100 financial-planning clients, up from 26-50. IAPD ↗
$113.7M RAUM · 1 reps · 845-397-7284 · greatpathfp.com
Financial planning software
58
INTEGRITY WEALTH SOLUTIONS LLC reports 101-250 financial-planning clients, up from 51-100. IAPD ↗
$223.6M RAUM · 2 reps · 3037165777
Financial planning software
58
DAVIS PRIVATE WEALTH, LLC reports 11-25 financial-planning clients, up from 1-10. IAPD ↗
$123.3M RAUM · 2 reps · (561) 284-8999 · davisprivatewealth.com
Financial planning software
58
BRIDGEMARK WEALTH MANAGEMENT reports 251-500 financial-planning clients, up from 101-250. IAPD ↗
$216.3M RAUM · 3 reps · (301) 850-0680 · bridgemarkwealth.com
Financial planning software
58
NORTHSTAR FINANCIAL MANAGEMENT, INC. reports 11-25 financial-planning clients, up from 1-10. IAPD ↗
$103.8M RAUM · 4 reps · (208)810-4938
Financial planning software
58
ENTRUITY WEALTH, LLC reports 1-10 financial-planning clients, up from 0. IAPD ↗
$119.3M RAUM · 2 reps · 661-368-8994
Financial planning software
58
NAPATREE CAPITAL LLC reports 11-25 financial-planning clients, up from 1-10. IAPD ↗
$156.8M RAUM · 6 reps · (401) 868-1115
Financial planning software
58
GK WEALTH MANAGEMENT LLC reports More than 500 financial-planning clients, up from 251-500. IAPD ↗
$150.7M RAUM · 2 reps · 775-354-6622
Financial planning software
58
EVER GREEN WEALTH MANAGEMENT, LLC reports 251-500 financial-planning clients, up from 101-250. IAPD ↗
$57.7M RAUM · 1 reps · 585-742-0271
Financial planning software
58
BLACK KNIGHT WEALTH MANAGEMENT, LLC reports 101-250 financial-planning clients, up from 51-100. IAPD ↗
$163.2M RAUM · 3 reps · 972-786-6527 · blackknightwm.com
Financial planning software
58
SYNERGY FG reports 101-250 financial-planning clients, up from 51-100. IAPD ↗
$220.1M RAUM · 4 reps · 888-734-2006 X3
Financial planning software
58
COLORADO WEALTH GROUP LLC reports 101-250 financial-planning clients, up from 51-100. IAPD ↗
$175.8M RAUM · 9 reps · 720-729-2500 · coloradowealthgroup.com
Financial planning software
58
STEWARD INC. reports 26-50 financial-planning clients, up from 11-25. IAPD ↗
$18.3M RAUM · 1 reps · 917-547-3227
Financial planning software
58
PEB CAPITAL MANAGEMENT LLC reports 51-100 financial-planning clients, up from 26-50. IAPD ↗
$130.4M RAUM · 3 reps · (614) 457-6855 · pebcm.com
Financial planning software
58
HEISTEN FINANCIAL, LLC reports 1-10 financial-planning clients, up from 0. IAPD ↗
$124.1M RAUM · 2 reps · 907-222-6270 · heistenfinancial.com
Financial planning software
58
LOCKERMAN FINANCIAL GROUP, INC reports 11-25 financial-planning clients, up from 1-10. IAPD ↗
$119.6M RAUM · 1 reps · 949-544-3500
Financial planning software
58
LESTER FINANCIAL GROUP, LLC reports 1-10 financial-planning clients, up from 0. IAPD ↗
$163.7M RAUM · 4 reps · 217-356-6533 · lesterfinancialgroup.com
Financial planning software
58
CEDAR POINT CAPITAL PARTNERS, LLC reports 1-10 financial-planning clients, up from 0. IAPD ↗
$174.9M RAUM · 4 reps · (800) 501-6403 · cedarpointcap.com
Financial planning software
58
PARA WEALTH ADVISORS, INC. reports 1-10 financial-planning clients, up from 0. IAPD ↗
$161.7M RAUM · 2 reps · 3605587058 · parawealthadvisors.com
Financial planning software
58
AIM ADVISORS, LLC reports 1-10 financial-planning clients, up from 0. IAPD ↗
$120.8M RAUM · 2 reps · 919-758-8911 · aimadvisorsnc.com
Financial planning software
58
STONEBRIDGE WEALTH SYSTEMS LLC reports 1-10 financial-planning clients, up from 0. IAPD ↗
$102.0M RAUM · 6 reps · 308-698-0144 · stonebridgeiwm.com
Financial planning software
28
ABSOLUTE RETURN STRATEGIES LTD. reports 1-10 financial-planning clients, up from 0. IAPD ↗foreign
$0 RAUM · 2 reps · 447572056270 · ars-alpha.com
Financial planning software
28
MASECO ASIA LIMITED reports 51-100 financial-planning clients, up from 26-50. IAPD ↗foreign
$73.2M RAUM · 4 reps · 852 5808 2064
Financial planning software
new office — 122 Count of additional offices increased.
55
VOYA FINANCIAL ADVISORS, INC. added office(s): 299 -> 303 additional locations. IAPD ↗
$2.68B RAUM · 529 reps · 1-800-356-2906 · voyafinancialadvisors.com
Office IT & facilitiesCRMRecruiting & transitions
55
AEGIS CAPITAL CORP. added office(s): 19 -> 20 additional locations. IAPD ↗
$1.28B RAUM · 63 reps · 212-813-1010 · aegiscapcorp.com
Office IT & facilitiesCRMRecruiting & transitions
55
NORTHEAST INVESTMENT MANAGEMENT INC added office(s): 0 -> 1 additional locations. IAPD ↗
$2.51B RAUM · 9 reps · 617-523-3588 · northeastinvest.com
Office IT & facilitiesCRMRecruiting & transitions
55
TREK FINANCIAL added office(s): 30 -> 32 additional locations. IAPD ↗
$1.88B RAUM · 52 reps · (480) 483-1510 · strategic-benefits.com
Office IT & facilitiesCRMRecruiting & transitions
55
MISSION WEALTH MANAGEMENT, LP added office(s): 31 -> 32 additional locations. IAPD ↗
$7.07B RAUM · 72 reps · 805-882-2360
Office IT & facilitiesCRMRecruiting & transitions
55
NADLER FINANCIAL GROUP, INC. added office(s): 0 -> 1 additional locations. IAPD ↗
$1.61B RAUM · 13 reps · 847-940-4040 · nadlerfinancial.com
Office IT & facilitiesCRMRecruiting & transitions
55
FINANCIAL INTEGRITY ADVISORS, LLC added office(s): 0 -> 2 additional locations. IAPD ↗
$13.71B RAUM · 3 reps · 215-557-7622 · firmadvisor.com
Office IT & facilitiesCRMRecruiting & transitions
55
PROSPERITY - AN EISNERAMPER COMPANY added office(s): 5 -> 7 additional locations. IAPD ↗
$1.07B RAUM · 31 reps · 410-363-7211
Office IT & facilitiesCRMRecruiting & transitions
55
BROKERS FINANCIAL added office(s): 120 -> 132 additional locations. IAPD ↗
$2.00B RAUM · 173 reps · 877-886-1939
Office IT & facilitiesCRMRecruiting & transitions
55
DYNAMIC WEALTH ADVISORS added office(s): 50 -> 54 additional locations. IAPD ↗
$4.83B RAUM · 76 reps · (877) 257-3840 · lifestonefo.com
Office IT & facilitiesCRMRecruiting & transitions
55
MERIDIAN WEALTH MANAGEMENT, LLC added office(s): 9 -> 10 additional locations. IAPD ↗
$2.07B RAUM · 29 reps · 859-543-4516
Office IT & facilitiesCRMRecruiting & transitions
55
OHANA ADVISORS added office(s): 0 -> 1 additional locations. IAPD ↗
$2.13B RAUM · 4 reps · 415-226-4710 · ohanaadvisors.com
Office IT & facilitiesCRMRecruiting & transitions
55
THE PATRIOT FINANCIAL GROUP, LLC added office(s): 23 -> 27 additional locations. IAPD ↗
$1.63B RAUM · 50 reps · 508-251-6100
Office IT & facilitiesCRMRecruiting & transitions
55
STRATOS INVESTMENT MANAGEMENT, LLC added office(s): 0 -> 1 additional locations. IAPD ↗
$1.14B RAUM · 2 reps · 4402104900 · fundamentuminvesting.com
Office IT & facilitiesCRMRecruiting & transitions
55
MERIDIAN WEALTH PARTNERS, LLC added office(s): 0 -> 1 additional locations. IAPD ↗
$1.12B RAUM · 9 reps · 610-272-4700
Office IT & facilitiesCRMRecruiting & transitions
55
WINTHROP WEALTH added office(s): 10 -> 14 additional locations. IAPD ↗
$2.21B RAUM · 22 reps · 617-530-1010
Office IT & facilitiesCRMRecruiting & transitions
55
LIBERTY ONE INVESTMENT MANAGEMENT added office(s): 16 -> 18 additional locations. IAPD ↗
$1.97B RAUM · 18 reps · 847-680-9255
Office IT & facilitiesCRMRecruiting & transitions
55
WEDMONT PRIVATE CAPITAL added office(s): 3 -> 4 additional locations. IAPD ↗
$1.58B RAUM · 6 reps · 6108858200
Office IT & facilitiesCRMRecruiting & transitions
55
OCTAVIA WEALTH ADVISORS LLC added office(s): 3 -> 4 additional locations. IAPD ↗
$1.44B RAUM · 28 reps · (513) 762-7701
Office IT & facilitiesCRMRecruiting & transitions
55
NEW EDGE WEALTH added office(s): 6 -> 11 additional locations. IAPD ↗
$8.61B RAUM · 62 reps · 2034242262 · newedgewealth.com
Office IT & facilitiesCRMRecruiting & transitions
55
TCG ADVISORS, LLC A HUB INTERNATIONAL COMPANY added office(s): 20 -> 25 additional locations. IAPD ↗
$5.77B RAUM · 38 reps · 512-600-5390
Office IT & facilitiesCRMRecruiting & transitions
55
PALLAS CAPITAL ADVISORS, LLC added office(s): 4 -> 5 additional locations. IAPD ↗
$2.97B RAUM · 24 reps · (781) 971-5052 · pallascapitaladvisors.com
Office IT & facilitiesCRMRecruiting & transitions
55
CORIENT added office(s): 32 -> 33 additional locations. IAPD ↗
$94.62B RAUM · 457 reps · (305) 735-2020 · corient.com
Office IT & facilitiesCRMRecruiting & transitions
53
&PARTNERS added office(s): 6 -> 10 additional locations. IAPD ↗
$663.8M RAUM · 71 reps · 615-255-6431 · ensemblewealthplanning.com
Office IT & facilitiesCRMRecruiting & transitions
53
CLEAN YIELD ASSET MANAGEMENT added office(s): 1 -> 8 additional locations. IAPD ↗
$510.7M RAUM · 3 reps · 802-526-2525 · cleanyield.com
Office IT & facilitiesCRMRecruiting & transitions
53
SEARCY FINANCIAL SERVICES, INC. added office(s): 2 -> 3 additional locations. IAPD ↗
$377.9M RAUM · 7 reps · 913-814-3800
Office IT & facilitiesCRMRecruiting & transitions
53
DHJJ FINANCIAL ADVISORS added office(s): 1 -> 3 additional locations. IAPD ↗
$463.9M RAUM · 8 reps · 630-420-1360 · dhjjfinancial.com
Office IT & facilitiesCRMRecruiting & transitions
53
DENALI ADVISORS, LLC added office(s): 0 -> 1 additional locations. IAPD ↗
$493.4M RAUM · 11 reps · 858-558-3600 · denaliadvisors.com
Office IT & facilitiesCRMRecruiting & transitions
53
DEW WEALTH MANAGEMENT added office(s): 9 -> 10 additional locations. IAPD ↗
$293.9M RAUM · 21 reps · 480-614-9119
Office IT & facilitiesCRMRecruiting & transitions
53
ALTAMONT CAPITAL MANAGEMENT added office(s): 0 -> 2 additional locations. IAPD ↗
$272.2M RAUM · 2 reps · 828-236-0610
Office IT & facilitiesCRMRecruiting & transitions
53
LVZ, INC. added office(s): 13 -> 14 additional locations. IAPD ↗
$874.6M RAUM · 18 reps · 616-394-4994 · tlpfg.com
Office IT & facilitiesCRMRecruiting & transitions
53
SYMPHONY FINANCIAL SERVICES, INC. added office(s): 0 -> 1 additional locations. IAPD ↗
$344.3M RAUM · 9 reps · 330-434-2000
Office IT & facilitiesCRMRecruiting & transitions
53
PKS ADVISORY SERVICES, LLC added office(s): 19 -> 20 additional locations. IAPD ↗
$725.2M RAUM · 34 reps · (518) 426-5791 · themacalusogroup.com
Office IT & facilitiesCRMRecruiting & transitions
53
EDGE FINANCIAL ADVISORS, LLC added office(s): 0 -> 1 additional locations. IAPD ↗
$362.4M RAUM · 6 reps · 630-221-1000
Office IT & facilitiesCRMRecruiting & transitions
53
OLD MISSION INVESTMENT COMPANY, LLC added office(s): 1 -> 2 additional locations. IAPD ↗
$679.5M RAUM · 6 reps · 231-929-4100 · omico.net
Office IT & facilitiesCRMRecruiting & transitions
53
PEACHTREE INVESTMENT PARTNERS, LLC added office(s): 0 -> 1 additional locations. IAPD ↗
$265.0M RAUM · 2 reps · 404-226-2728 · peachtreeinvestmentpartners.com
Office IT & facilitiesCRMRecruiting & transitions
53
PARADIGM WEALTH MANAGEMENT, LLC added office(s): 1 -> 2 additional locations. IAPD ↗
$347.9M RAUM · 6 reps · 440-892-5900 · investpwm.com
Office IT & facilitiesCRMRecruiting & transitions
53
LAIDLAW WEALTH MANAGEMENT LLC added office(s): 0 -> 2 additional locations. IAPD ↗
$530.4M RAUM · 11 reps · 212-953-4951
Office IT & facilitiesCRMRecruiting & transitions
53
FIRST FINANCIAL COACHING, INC. added office(s): 3 -> 4 additional locations. IAPD ↗
$254.7M RAUM · 8 reps · 586-463-1880 · firstfinancialcoach.com
Office IT & facilitiesCRMRecruiting & transitions
53
SENSIBLE MONEY, LLC added office(s): 3 -> 4 additional locations. IAPD ↗
$515.5M RAUM · 10 reps · 480-719-7290
Office IT & facilitiesCRMRecruiting & transitions
53
WEALTHSTAR ADVISORS, LLC added office(s): 2 -> 4 additional locations. IAPD ↗
$671.5M RAUM · 10 reps · 972-372-2935
Office IT & facilitiesCRMRecruiting & transitions
53
GARRISON POINT CAPITAL, LLC added office(s): 1 -> 3 additional locations. IAPD ↗
$853.9M RAUM · 3 reps · 415-887-1410 · garpc.com
Office IT & facilitiesCRMRecruiting & transitions
53
FOURSTAR WEALTH ADVISORS, LLC added office(s): 19 -> 22 additional locations. IAPD ↗
$677.1M RAUM · 25 reps · (312) 667-1750 · optfinancialstrategies.com
Office IT & facilitiesCRMRecruiting & transitions
53
MASCOMA WEALTH MANAGEMENT added office(s): 1 -> 2 additional locations. IAPD ↗
$435.3M RAUM · 8 reps · 603-676-8813 · mascomabank.com
Office IT & facilitiesCRMRecruiting & transitions
53
R2 WEALTH MANAGEMENT PARTNERS added office(s): 0 -> 1 additional locations. IAPD ↗
$308.6M RAUM · 5 reps · 402-489-9375
Office IT & facilitiesCRMRecruiting & transitions
53
ALMANACK INVESTMENT PARTNERS added office(s): 4 -> 5 additional locations. IAPD ↗
$772.5M RAUM · 13 reps · 484-580-2277
Office IT & facilitiesCRMRecruiting & transitions
53
SFG WEALTH MANAGEMENT added office(s): 0 -> 2 additional locations. IAPD ↗
$556.3M RAUM · 15 reps · 410-825-3200
Office IT & facilitiesCRMRecruiting & transitions
53
FORTEM FINANCIAL GROUP, LLC added office(s): 3 -> 4 additional locations. IAPD ↗
$394.8M RAUM · 5 reps · 760-206-8500
Office IT & facilitiesCRMRecruiting & transitions
53
O'BOYLE WEALTH MANAGEMENT, INC. added office(s): 0 -> 1 additional locations. IAPD ↗
$312.4M RAUM · 6 reps · 310-601-7075 · oboylewm.com
Office IT & facilitiesCRMRecruiting & transitions
53
ATTICUS WEALTH MANAGEMENT added office(s): 4 -> 5 additional locations. IAPD ↗
$370.1M RAUM · 7 reps · 404-907-1899 · atticuswm.com
Office IT & facilitiesCRMRecruiting & transitions
53
MAG CAP added office(s): 3 -> 4 additional locations. IAPD ↗
$884.2M RAUM · 10 reps · 601-362-5872
Office IT & facilitiesCRMRecruiting & transitions
53
LGG FINANCIAL added office(s): 0 -> 1 additional locations. IAPD ↗
$492.7M RAUM · 2 reps · 301-312-6660 · lggfinancial.com
Office IT & facilitiesCRMRecruiting & transitions
53
BOOKENDS FINANCIAL PLANNING added office(s): 2 -> 3 additional locations. IAPD ↗
$254.1M RAUM · 3 reps · 317-859-2502
Office IT & facilitiesCRMRecruiting & transitions
53
WR WEALTH PLANNERS LLC added office(s): 4 -> 5 additional locations. IAPD ↗
$482.2M RAUM · 15 reps · 573-875-3939 · wrwealth.com
Office IT & facilitiesCRMRecruiting & transitions
53
SAFEGUARD WEALTH MANAGEMENT added office(s): 5 -> 6 additional locations. IAPD ↗
$338.5M RAUM · 6 reps · 920-544-0576 · safeguardinvest.com
Office IT & facilitiesCRMRecruiting & transitions
53
THE INVICTUS COLLECTIVE, LLC added office(s): 2 -> 3 additional locations. IAPD ↗
$308.5M RAUM · 4 reps · (866) 636-3468 · theinvictuscollective.com
Office IT & facilitiesCRMRecruiting & transitions
53
EDGEROCK WEALTH MANAGEMENT added office(s): 2 -> 3 additional locations. IAPD ↗
$325.1M RAUM · 9 reps · 303.780.7350
Office IT & facilitiesCRMRecruiting & transitions
53
HOLISTIC PLANNING, LLC added office(s): 0 -> 1 additional locations. IAPD ↗
$251.8M RAUM · 5 reps · (936) 800-0800
Office IT & facilitiesCRMRecruiting & transitions
53
DOWNTOWN WEALTH STUDIOS, LLC added office(s): 7 -> 9 additional locations. IAPD ↗
$747.2M RAUM · 4 reps · 888-240-2737 · dtwn.co
Office IT & facilitiesCRMRecruiting & transitions
53
JPL WEALTH MANAGEMENT, LLC added office(s): 0 -> 3 additional locations. IAPD ↗
$300.0M RAUM · 3 reps · 303-529-3637 · jplwm.com
Office IT & facilitiesCRMRecruiting & transitions
50
LEEB CAPITAL MANAGEMENT, INC. added office(s): 1 -> 2 additional locations. IAPD ↗
$92.2M RAUM · 3 reps · 212-653-1504 · leeb.net
Office IT & facilitiesCRMRecruiting & transitions
50
OCEAN PARK ASSET MANAGEMENT, INC. added office(s): 0 -> 1 additional locations. IAPD ↗
$146.8M RAUM · 8 reps · 310-452-1887
Office IT & facilitiesCRMRecruiting & transitions
50
MOLER CAPITAL MANAGEMENT added office(s): 0 -> 1 additional locations. IAPD ↗
$158.6M RAUM · 2 reps · 949-748-3993 · molercapital.com
Office IT & facilitiesCRMRecruiting & transitions
50
CHERRY CREEK INVESTMENT ADVISORS INC added office(s): 0 -> 1 additional locations. IAPD ↗
$207.5M RAUM · 2 reps · 303-320-5774 · cherrycreekinvestmentadvisors.com
Office IT & facilitiesCRMRecruiting & transitions
50
LYON CAPITAL MANAGEMENT, LLC added office(s): 1 -> 2 additional locations. IAPD ↗
$86.0M RAUM · 3 reps · 585-248-9821
Office IT & facilitiesCRMRecruiting & transitions
50
INTEGRA FINANCIAL, INC. added office(s): 0 -> 1 additional locations. IAPD ↗
$123.1M RAUM · 4 reps · 303-220-5525 · integrafinancial.ws
Office IT & facilitiesCRMRecruiting & transitions
50
YARDLEY WEALTH MANAGEMENT LLC added office(s): 1 -> 2 additional locations. IAPD ↗
$147.2M RAUM · 2 reps · 267-573-1019
Office IT & facilitiesCRMRecruiting & transitions
50
FINANCIAL NAVIGATORS INC. added office(s): 5 -> 7 additional locations. IAPD ↗
$182.2M RAUM · 6 reps · 978-952-6800
Office IT & facilitiesCRMRecruiting & transitions
50
BILL LOSEY RETIREMENT SOLUTIONS, LLC added office(s): 0 -> 1 additional locations. IAPD ↗
$38.3M RAUM · 1 reps · 518-855-4065 · billlosey.com
Office IT & facilitiesCRMRecruiting & transitions
50
HIGHLAND INVESTMENT ADVISORS LLC added office(s): 2 -> 3 additional locations. IAPD ↗
$239.2M RAUM · 7 reps · 414-755-2309 · highlandinvestmentadvisors.com
Office IT & facilitiesCRMRecruiting & transitions
50
FOUR PONDS FINANCIAL PLANNING added office(s): 4 -> 5 additional locations. IAPD ↗
$150.2M RAUM · 4 reps · 888-285-7705
Office IT & facilitiesCRMRecruiting & transitions
50
KEEN CAPITAL, LTD added office(s): 1 -> 2 additional locations. IAPD ↗
$144.2M RAUM · 3 reps · 803-941-4444 · coreadvisors.com
Office IT & facilitiesCRMRecruiting & transitions
50
TONY WALKER FINANCIAL added office(s): 2 -> 3 additional locations. IAPD ↗
$239.3M RAUM · 4 reps · 270-843-9380 · 3personalities.com
Office IT & facilitiesCRMRecruiting & transitions
50
TURNER CAPITAL INVESTMENTS, LLC added office(s): 4 -> 5 additional locations. IAPD ↗
$106.9M RAUM · 2 reps · 855-678-8200
Office IT & facilitiesCRMRecruiting & transitions
50
ARCHER INVESTMENT MANAGEMENT added office(s): 0 -> 1 additional locations. IAPD ↗
$229.6M RAUM · 2 reps · 800-840-5946
Office IT & facilitiesCRMRecruiting & transitions
50
SUMMIT PLACE FINANCIAL ADVISORS, LLC added office(s): 1 -> 3 additional locations. IAPD ↗
$238.5M RAUM · 3 reps · 908-517-5880
Office IT & facilitiesCRMRecruiting & transitions
50
BELLWETHER INVESTMENT GROUP, LLC added office(s): 3 -> 4 additional locations. IAPD ↗
$123.7M RAUM · 6 reps · 423-698-6256 · focuspointfinancial.com
Office IT & facilitiesCRMRecruiting & transitions
50
LIONSBRIDGE WEALTH MANAGEMENT LLC added office(s): 0 -> 3 additional locations. IAPD ↗
$128.9M RAUM · 3 reps · 904-897-0390 · lbwm.net
Office IT & facilitiesCRMRecruiting & transitions
50
SIERRA WEALTH GROUP, LLC added office(s): 2 -> 3 additional locations. IAPD ↗
$133.3M RAUM · 5 reps · 760-918-0304 · sierrawg.com
Office IT & facilitiesCRMRecruiting & transitions
50
CRESCENT FINANCIAL ADVISORS added office(s): 0 -> 1 additional locations. IAPD ↗
$159.7M RAUM · 2 reps · (864) 888-2666
Office IT & facilitiesCRMRecruiting & transitions
50
FINSYM PARTNERS, LLC added office(s): 0 -> 1 additional locations. IAPD ↗
$136.2M RAUM · 2 reps · 206-510-9234 · finsymllc.com
Office IT & facilitiesCRMRecruiting & transitions
50
ALLOS INVESTMENT ADVISORS, LLC added office(s): 1 -> 2 additional locations. IAPD ↗
$51.3M RAUM · 7 reps · 913-948-7788
Office IT & facilitiesCRMRecruiting & transitions
50
INVARIANT INVESTMENT MANAGEMENT added office(s): 1 -> 2 additional locations. IAPD ↗
$91.7M RAUM · 6 reps · (717) 317-9006
Office IT & facilitiesCRMRecruiting & transitions
50
MFA WEALTH SERVICES added office(s): 0 -> 1 additional locations. IAPD ↗
$224.1M RAUM · 3 reps · 833-496-5474 · mfaws.com
Office IT & facilitiesCRMRecruiting & transitions
50
OPULEN FINANCIAL GROUP, LLC added office(s): 1 -> 2 additional locations. IAPD ↗
$114.5M RAUM · 1 reps · 571-299-2053
Office IT & facilitiesCRMRecruiting & transitions
50
LAKEWOOD ASSET MANAGEMENT, LLC added office(s): 2 -> 3 additional locations. IAPD ↗
$208.4M RAUM · 4 reps · 312-543-1772 · lakewoodasset.com
Office IT & facilitiesCRMRecruiting & transitions
50
PROTA FINANCIAL added office(s): 0 -> 15 additional locations. IAPD ↗
$182.0M RAUM · 12 reps · 713-568-8171
Office IT & facilitiesCRMRecruiting & transitions
50
XYPN INVEST added office(s): 2 -> 6 additional locations. IAPD ↗
$101.3M RAUM · 3 reps · (360) 301-7579 · newleaffinancialguidance.com
Office IT & facilitiesCRMRecruiting & transitions
50
MARATHON WEALTH MANAGEMENT, INC. added office(s): 0 -> 1 additional locations. IAPD ↗
$119.6M RAUM · 1 reps · (631) 760-8385 · marathonwealth.net
Office IT & facilitiesCRMRecruiting & transitions
50
ROCKPORT WEALTH ADVISORS added office(s): 4 -> 5 additional locations. IAPD ↗
$123.0M RAUM · 9 reps · (216) 226-4560
Office IT & facilitiesCRMRecruiting & transitions
50
4J WEALTH MANAGEMENT, LLC added office(s): 0 -> 5 additional locations. IAPD ↗
$245.0M RAUM · 3 reps · (703) 566-9573
Office IT & facilitiesCRMRecruiting & transitions
50
PORTUS WEALTH ADVISORS, LLC added office(s): 0 -> 2 additional locations. IAPD ↗
$136.6M RAUM · 3 reps · 704-936-0084
Office IT & facilitiesCRMRecruiting & transitions
50
SINCERUS ADVISORY added office(s): 0 -> 4 additional locations. IAPD ↗
$155.6M RAUM · 3 reps · (212) 203-7376
Office IT & facilitiesCRMRecruiting & transitions
50
ARGUS EQUITY PARTNERS, LLC added office(s): 0 -> 1 additional locations. IAPD ↗
$39.6M RAUM · 1 reps · 716-838-5504 · aep-ria.com
Office IT & facilitiesCRMRecruiting & transitions
50
TAPP ENGINE ADVISORS LLC added office(s): 0 -> 1 additional locations. IAPD ↗
$0 RAUM · 2 reps · 617-221-6545 · tappengine.com
Office IT & facilitiesCRMRecruiting & transitions
50
GILPIN WEALTH MANAGEMENT LLC added office(s): 0 -> 2 additional locations. IAPD ↗
$171.2M RAUM · 4 reps · 720-893-2800 · gilpinwealth.com
Office IT & facilitiesCRMRecruiting & transitions
50
ILLUMINE INVESTMENT MANAGEMENT, LLC added office(s): 3 -> 4 additional locations. IAPD ↗
$188.7M RAUM · 4 reps · 424-322-7500
Office IT & facilitiesCRMRecruiting & transitions
50
EXCELSIOR added office(s): 0 -> 1 additional locations. IAPD ↗
$15.2M RAUM · 2 reps · 516-765-7400 · excelsiorim.com
Office IT & facilitiesCRMRecruiting & transitions
50
SAGE ADVISORS LLC added office(s): 1 -> 2 additional locations. IAPD ↗
$147.7M RAUM · 4 reps · 317-363-6204
Office IT & facilitiesCRMRecruiting & transitions
50
PREMIER PRIVATE WEALTH, LLC added office(s): 0 -> 1 additional locations. IAPD ↗
$237.2M RAUM · 3 reps · 615-777-2125
Office IT & facilitiesCRMRecruiting & transitions
50
ADOLOS ASSET MANAGEMENT added office(s): 0 -> 1 additional locations. IAPD ↗
$169.5M RAUM · 2 reps · 3368171604 · adolosassetmanagement.com
Office IT & facilitiesCRMRecruiting & transitions
50
AMERITY WEALTH MANAGEMENT, LLC added office(s): 5 -> 12 additional locations. IAPD ↗
$141.0M RAUM · 14 reps · (863) 683-1750 · ameritywm.com
Office IT & facilitiesCRMRecruiting & transitions
50
ENCOMPASS MORE ASSET MANAGEMENT LLC added office(s): 7 -> 9 additional locations. IAPD ↗
$228.5M RAUM · 43 reps · 925-272-8850 · encompassmore.com
Office IT & facilitiesCRMRecruiting & transitions
50
POLARIS INVESTMENT ADVISORS, LLC added office(s): 0 -> 1 additional locations. IAPD ↗
$171.5M RAUM · 2 reps · (508) 481-2299 · polarisadv.com
Office IT & facilitiesCRMRecruiting & transitions
50
WILLIAMS & NOVAK WEALTH MANAGEMENT, LLC added office(s): 3 -> 4 additional locations. IAPD ↗
$237.5M RAUM · 3 reps · 626-689-7181 · williamsnovakwm.com
Office IT & facilitiesCRMRecruiting & transitions
50
DIAZO, LLC added office(s): 0 -> 1 additional locations. IAPD ↗
$132.7M RAUM · 3 reps · 702-745-1800
Office IT & facilitiesCRMRecruiting & transitions
50
MARIDEA WEALTH MANAGEMENT added office(s): 0 -> 3 additional locations. IAPD ↗
$0 RAUM · 4 reps · 269-598-0939 · marideawealth.com
Office IT & facilitiesCRMRecruiting & transitions
50
STONEBRIDGE WEALTH SYSTEMS LLC added office(s): 2 -> 3 additional locations. IAPD ↗
$102.0M RAUM · 6 reps · 308-698-0144 · stonebridgeiwm.com
Office IT & facilitiesCRMRecruiting & transitions
50
CAPITAL A WEALTH MANAGEMENT added office(s): 2 -> 3 additional locations. IAPD ↗
$149.2M RAUM · 8 reps · 724-658-4211
Office IT & facilitiesCRMRecruiting & transitions
50
CORAL REEF ADVISORS LLC added office(s): 0 -> 1 additional locations. IAPD ↗
$0 RAUM · 2 reps · 312-218-7031
Office IT & facilitiesCRMRecruiting & transitions
50
SOVRAN ADVISORS, LLC added office(s): 0 -> 4 additional locations. IAPD ↗
$0 RAUM · 2 reps · 619-281-9890 · sovranadvisors.com
Office IT & facilitiesCRMRecruiting & transitions
45
OMNICAP GROUP LLC added office(s): 1 -> 2 additional locations. IAPD ↗institutional
$3.93B RAUM · 4 reps · 310-318-3091 · omnicap.net
Office IT & facilitiesCRMRecruiting & transitions
45
MONASHEE INVESTMENT MANAGEMENT, LLC added office(s): 1 -> 2 additional locations. IAPD ↗institutional
$2.25B RAUM · 11 reps · 617-671-0048 · monasheecap.com
Office IT & facilitiesCRMRecruiting & transitions
45
FOREST CAPITAL MANAGEMENT, LLC added office(s): 3 -> 4 additional locations. IAPD ↗institutional
$2.03B RAUM · 7 reps · 312-809-6010
Office IT & facilitiesCRMRecruiting & transitions
45
HOLBROOK HOLDINGS, INC. added office(s): 2 -> 3 additional locations. IAPD ↗institutional
$1.55B RAUM · 2 reps · 678-400-3980 · holbrookholdings.com
Office IT & facilitiesCRMRecruiting & transitions
40
VISTA EQUITY PARTNERS MANAGEMENT, LLC added office(s): 4 -> 5 additional locations. IAPD ↗fund
$103.80B RAUM · 220 reps · 415-765-6500
Office IT & facilitiesCRMRecruiting & transitions
40
MONARCH PLAN ADVISORS added office(s): 3 -> 4 additional locations. IAPD ↗institutional
$0 RAUM · 6 reps · (818) 444-0376 · monarchcorpadvisors.com
Office IT & facilitiesCRMRecruiting & transitions
40
ASPIRE STRATEGIST PORTFOLIOS LLC added office(s): 3 -> 4 additional locations. IAPD ↗institutional
$44,069 RAUM · 2 reps · 212 292 3177
Office IT & facilitiesCRMRecruiting & transitions
35
FCCI CONSULTING, LLC added office(s): 0 -> 1 additional locations. IAPD ↗fund
$170.8M RAUM · 2 reps · 516-765-7400
Office IT & facilitiesCRMRecruiting & transitions
35
AEREF MANAGEMENT, LLC added office(s): 0 -> 1 additional locations. IAPD ↗fund
$25.8M RAUM · 20 reps · (212) 721-5500
Office IT & facilitiesCRMRecruiting & transitions
35
C CUBED CAPITAL PARTNERS, LLC added office(s): 0 -> 1 additional locations. IAPD ↗fund
$187.5M RAUM · 5 reps · 561-576-9145 · ccubedcapitalpartners.com
Office IT & facilitiesCRMRecruiting & transitions
20
ECHELON PARTNERS USA INC. added office(s): 2 -> 3 additional locations. IAPD ↗foreign
$20.3M RAUM · 6 reps · 416-572-5523 · echelonpartnersusa.com
Office IT & facilitiesCRMRecruiting & transitions
headcount up — 83 Advisory representative count grew materially (>=20% or >=5 reps).
85
SEIA grew from 62 to 99 advisory reps. IAPD ↗
$14.21B RAUM · 99 reps · 310-712-2323
CRMRecruiting & transitionsComplianceFinancial planning software
85
MISSION WEALTH MANAGEMENT, LP grew from 56 to 72 advisory reps. IAPD ↗
$7.07B RAUM · 72 reps · 805-882-2360
CRMRecruiting & transitionsComplianceFinancial planning software
85
PROSPERITY - AN EISNERAMPER COMPANY grew from 8 to 31 advisory reps. IAPD ↗
$1.07B RAUM · 31 reps · 410-363-7211
CRMRecruiting & transitionsComplianceFinancial planning software
85
BROKERS FINANCIAL grew from 158 to 173 advisory reps. IAPD ↗
$2.00B RAUM · 173 reps · 877-886-1939
CRMRecruiting & transitionsComplianceFinancial planning software
85
ELLEVEST grew from 14 to 31 advisory reps. IAPD ↗
$1.90B RAUM · 31 reps · 844-355-7100
CRMRecruiting & transitionsComplianceFinancial planning software
85
NEW EDGE WEALTH grew from 42 to 62 advisory reps. IAPD ↗
$8.61B RAUM · 62 reps · 2034242262 · newedgewealth.com
CRMRecruiting & transitionsComplianceFinancial planning software
83
&PARTNERS grew from 35 to 71 advisory reps. IAPD ↗
$663.8M RAUM · 71 reps · 615-255-6431 · ensemblewealthplanning.com
CRMRecruiting & transitionsComplianceFinancial planning software
83
WATERLOO CAPITAL grew from 16 to 29 advisory reps. IAPD ↗
$1.30B RAUM · 29 reps · 512-777-5900
CRMRecruiting & transitionsComplianceFinancial planning software
81
JEFFERIES INVESTMENT ADVISERS LLC grew from 98 to 109 advisory reps. IAPD ↗
$3.10B RAUM · 109 reps · 212-284-2300 · jefferieswealthmanagement.com
CRMRecruiting & transitionsComplianceFinancial planning software
80
INTEGRITY ADVISORY SOLUTIONS grew from 15 to 39 advisory reps. IAPD ↗
$147.5M RAUM · 39 reps · (336) 660-2782 · integritywealthsolutions.com
CRMRecruiting & transitionsComplianceFinancial planning software
78
ABOUND WEALTH MANAGEMENT, LLC grew from 16 to 24 advisory reps. IAPD ↗
$1.07B RAUM · 24 reps · 615-226-3667
CRMRecruiting & transitionsComplianceFinancial planning software
77
DAYMARK WEALTH PARTNERS, LLC grew from 9 to 16 advisory reps. IAPD ↗
$2.50B RAUM · 16 reps · 513-838-2520
CRMRecruiting & transitionsComplianceFinancial planning software
76
ENCOMPASS MORE ASSET MANAGEMENT LLC grew from 32 to 43 advisory reps. IAPD ↗
$228.5M RAUM · 43 reps · 925-272-8850 · encompassmore.com
CRMRecruiting & transitionsComplianceFinancial planning software
74
GHP INVESTMENT ADVISORS INC grew from 16 to 20 advisory reps. IAPD ↗
$2.44B RAUM · 20 reps · 303-831-5051 · ghpia.com
CRMRecruiting & transitionsComplianceFinancial planning software
74
B.O.S.S. RETIREMENT ADVISORS, LLC grew from 30 to 36 advisory reps. IAPD ↗
$764.0M RAUM · 36 reps · 801-990-5055
CRMRecruiting & transitionsComplianceFinancial planning software
74
PALLAS CAPITAL ADVISORS, LLC grew from 20 to 24 advisory reps. IAPD ↗
$2.97B RAUM · 24 reps · (781) 971-5052 · pallascapitaladvisors.com
CRMRecruiting & transitionsComplianceFinancial planning software
73
STADION MONEY MANAGEMENT, LLC grew from 11 to 14 advisory reps. IAPD ↗
$2.33B RAUM · 14 reps · 706-583-5144 · stadionmoney.com
CRMRecruiting & transitionsComplianceFinancial planning software
73
BLUE CHIP PARTNERS, LLC grew from 12 to 15 advisory reps. IAPD ↗
$1.28B RAUM · 15 reps · 248-848-1111 · bluechippartners.com
CRMRecruiting & transitionsComplianceFinancial planning software
73
COMPASS ION ADVISORS, LLC grew from 10 to 13 advisory reps. IAPD ↗
$1.09B RAUM · 13 reps · (610) 228-2200
CRMRecruiting & transitionsComplianceFinancial planning software
73
GRANGER MANAGEMENT LLC grew from 8 to 11 advisory reps. IAPD ↗
$4.91B RAUM · 11 reps · (212) 658-0400 · grangerllc.com
CRMRecruiting & transitionsComplianceFinancial planning software
73
LIBERTY WEALTH MANAGEMENT, LLC grew from 15 to 18 advisory reps. IAPD ↗
$1.22B RAUM · 18 reps · 510-658-1880
CRMRecruiting & transitionsComplianceFinancial planning software
73
JGP WEALTH MANAGEMENT, LLC grew from 9 to 12 advisory reps. IAPD ↗
$1.08B RAUM · 12 reps · 503-446-6450
CRMRecruiting & transitionsComplianceFinancial planning software
73
CHICAGO CAPITAL, LLC grew from 7 to 10 advisory reps. IAPD ↗
$3.53B RAUM · 10 reps · 312-429-2333
CRMRecruiting & transitionsComplianceFinancial planning software
73
SAGE MOUNTAIN ADVISORS, LLC grew from 9 to 12 advisory reps. IAPD ↗
$2.19B RAUM · 12 reps · (404) 795-8361
CRMRecruiting & transitionsComplianceFinancial planning software
73
SYNTEGRA PRIVATE WEALTH GROUP LLC grew from 9 to 12 advisory reps. IAPD ↗
$1.02B RAUM · 12 reps · 314-802-7232
CRMRecruiting & transitionsComplianceFinancial planning software
72
GUYASUTA INVESTMENT ADVISORS, INCORPORATED grew from 10 to 12 advisory reps. IAPD ↗
$2.09B RAUM · 12 reps · 412-447-4560 · guyasuta.com
CRMRecruiting & transitionsComplianceFinancial planning software
72
DENALI ADVISORS, LLC grew from 7 to 11 advisory reps. IAPD ↗
$493.4M RAUM · 11 reps · 858-558-3600 · denaliadvisors.com
CRMRecruiting & transitionsComplianceFinancial planning software
72
MIDWEST PROFESSIONAL PLANNERS, LTD. grew from 13 to 17 advisory reps. IAPD ↗
$431.8M RAUM · 17 reps · 715-848-3474
CRMRecruiting & transitionsComplianceFinancial planning software
72
PERFORMANCE WEALTH grew from 7 to 9 advisory reps. IAPD ↗
$2.55B RAUM · 9 reps · (630) 686-5655
CRMRecruiting & transitionsComplianceFinancial planning software
71
HAVEN WEALTH GROUP grew from 5 to 8 advisory reps. IAPD ↗
$285.6M RAUM · 8 reps · 713-980-8820
CRMRecruiting & transitionsComplianceFinancial planning software
71
PARADIGM WEALTH MANAGEMENT, LLC grew from 3 to 6 advisory reps. IAPD ↗
$347.9M RAUM · 6 reps · 440-892-5900 · investpwm.com
CRMRecruiting & transitionsComplianceFinancial planning software
71
AUSTIN WEALTH MANAGEMENT, LLC grew from 6 to 9 advisory reps. IAPD ↗
$568.4M RAUM · 9 reps · 512-467-2000
CRMRecruiting & transitionsComplianceFinancial planning software
71
BENTOAK CAPITAL grew from 8 to 11 advisory reps. IAPD ↗
$392.1M RAUM · 11 reps · 817-550-6750
CRMRecruiting & transitionsComplianceFinancial planning software
71
SFG WEALTH MANAGEMENT grew from 12 to 15 advisory reps. IAPD ↗
$556.3M RAUM · 15 reps · 410-825-3200
CRMRecruiting & transitionsComplianceFinancial planning software
71
MCCAY WEALTH ADVISORY LLC grew from 2 to 5 advisory reps. IAPD ↗
$284.4M RAUM · 5 reps · 931-728-2130
CRMRecruiting & transitionsComplianceFinancial planning software
71
HIGH PROBABILITY ADVISORS, LLC grew from 8 to 11 advisory reps. IAPD ↗
$679.9M RAUM · 11 reps · 585-485-0135
CRMRecruiting & transitionsComplianceFinancial planning software
71
DOVER ADVISORS, LLC grew from 3 to 6 advisory reps. IAPD ↗
$261.4M RAUM · 6 reps · 804-750-3665 · doveradvisors.com
CRMRecruiting & transitionsComplianceFinancial planning software
71
AMERITY WEALTH MANAGEMENT, LLC grew from 8 to 14 advisory reps. IAPD ↗
$141.0M RAUM · 14 reps · (863) 683-1750 · ameritywm.com
CRMRecruiting & transitionsComplianceFinancial planning software
70
PEREGRINE ASSET ADVISERS, INC. grew from 2 to 4 advisory reps. IAPD ↗
$519.7M RAUM · 4 reps · 503-459-4651 · peregrineaa.com
CRMRecruiting & transitionsComplianceFinancial planning software
70
WATERFORD ADVISORS, LLC grew from 4 to 6 advisory reps. IAPD ↗
$300.3M RAUM · 6 reps · 716-580-3906 · waterfordadv.com
CRMRecruiting & transitionsComplianceFinancial planning software
70
MENDOTA FINANCIAL GROUP, LLC grew from 4 to 6 advisory reps. IAPD ↗
$431.1M RAUM · 6 reps · (608) 223-9211
CRMRecruiting & transitionsComplianceFinancial planning software
70
SACHETTA, LLC grew from 9 to 11 advisory reps. IAPD ↗
$720.2M RAUM · 11 reps · 781-233-4138
CRMRecruiting & transitionsComplianceFinancial planning software
70
ASPEN WEALTH MANAGEMENT grew from 4 to 6 advisory reps. IAPD ↗
$368.4M RAUM · 6 reps · 817-546-6353 · aspenwealthmgmt.com
CRMRecruiting & transitionsComplianceFinancial planning software
70
ARBOR REALTY COLLATERAL MANAGEMENT, LLC grew from 11 to 54 advisory reps. IAPD ↗fund
$7.63B RAUM · 54 reps · 1-800-878-5160 · arbor.com
CRMRecruiting & transitionsComplianceFinancial planning software
70
TRUVESTMENTS CAPITAL LLC grew from 10 to 12 advisory reps. IAPD ↗
$362.7M RAUM · 12 reps · 941-753-3814
CRMRecruiting & transitionsComplianceFinancial planning software
70
LMR PARTNERS LLC grew from 26 to 43 advisory reps. IAPD ↗fund
$148.50B RAUM · 43 reps · 6468915738 · lmrpartners.com
CRMRecruiting & transitionsComplianceFinancial planning software
70
CANOPY 360 WEALTH, LLC grew from 3 to 5 advisory reps. IAPD ↗
$260.6M RAUM · 5 reps · (352) 369-1120
CRMRecruiting & transitionsComplianceFinancial planning software
70
REGENT PEAK WEALTH ADVISORS, LLC grew from 5 to 7 advisory reps. IAPD ↗
$611.5M RAUM · 7 reps · 470-867-3550
CRMRecruiting & transitionsComplianceFinancial planning software
70
COGENTBLUE grew from 2 to 4 advisory reps. IAPD ↗
$625.8M RAUM · 4 reps · 865-309-5892 · cogentbluewealth.com
CRMRecruiting & transitionsComplianceFinancial planning software
70
BEVERLY HILLS PRIVATE WEALTH, LLC grew from 3 to 5 advisory reps. IAPD ↗
$696.0M RAUM · 5 reps · 310-388-3800
CRMRecruiting & transitionsComplianceFinancial planning software
70
EQ WEALTH ADVISORS grew from 3 to 5 advisory reps. IAPD ↗
$470.4M RAUM · 5 reps · 214-389-6750 · eqwealthadv.com
CRMRecruiting & transitionsComplianceFinancial planning software
69
CLARUS WEALTH ADVISORS, LLC grew from 12 to 16 advisory reps. IAPD ↗
$222.9M RAUM · 16 reps · 623-583-6840 · heritagecapitalaz.com
CRMRecruiting & transitionsComplianceFinancial planning software
68
ADASINA SOCIAL CAPITAL grew from 6 to 9 advisory reps. IAPD ↗
$232.9M RAUM · 9 reps · 415-986-5500
CRMRecruiting & transitionsComplianceFinancial planning software
68
KAUFMAN ROSSIN WEALTH, LLC grew from 3 to 6 advisory reps. IAPD ↗
$224.8M RAUM · 6 reps · 305-646-6071 · kaufmanrossinwealth.com
CRMRecruiting & transitionsComplianceFinancial planning software
68
MARIDEA WEALTH MANAGEMENT grew from 1 to 4 advisory reps. IAPD ↗
$0 RAUM · 4 reps · 269-598-0939 · marideawealth.com
CRMRecruiting & transitionsComplianceFinancial planning software
67
FINANCIAL NAVIGATORS INC. grew from 4 to 6 advisory reps. IAPD ↗
$182.2M RAUM · 6 reps · 978-952-6800
CRMRecruiting & transitionsComplianceFinancial planning software
67
ELAN WEALTH MANAGEMENT, L.L.C. grew from 1 to 3 advisory reps. IAPD ↗
$135.0M RAUM · 3 reps · (252) 255-1700 · elanwealthmanagement.com
CRMRecruiting & transitionsComplianceFinancial planning software
67
LIFETIME WEALTH MANAGEMENT, LLC grew from 1 to 3 advisory reps. IAPD ↗
$158.1M RAUM · 3 reps · 507-288-5587
CRMRecruiting & transitionsComplianceFinancial planning software
67
BEACON WEALTH CONSULTANTS, INC. grew from 10 to 12 advisory reps. IAPD ↗
$203.8M RAUM · 12 reps · 540-345-3891 · lightpointportfoliosolutions.com
CRMRecruiting & transitionsComplianceFinancial planning software
67
WORTH ADVISORS grew from 9 to 11 advisory reps. IAPD ↗
$179.3M RAUM · 11 reps · 704-731-0121 · worthadvisors.com
CRMRecruiting & transitionsComplianceFinancial planning software
67
BFG WEALTH grew from 1 to 3 advisory reps. IAPD ↗
$182.4M RAUM · 3 reps · 405-341-9245 · bfgwealth.net
CRMRecruiting & transitionsComplianceFinancial planning software
67
FOUR POINTS ADVISORS, LLC grew from 3 to 5 advisory reps. IAPD ↗
$30.6M RAUM · 5 reps · 646-300-6129 · 4pointsadvisors.com
CRMRecruiting & transitionsComplianceFinancial planning software
67
SUMMIT FINANCIAL grew from 6 to 8 advisory reps. IAPD ↗
$196.5M RAUM · 8 reps · 410-584-9600 · sumfi.com
CRMRecruiting & transitionsComplianceFinancial planning software
67
ROCKPORT WEALTH ADVISORS grew from 7 to 9 advisory reps. IAPD ↗
$123.0M RAUM · 9 reps · (216) 226-4560
CRMRecruiting & transitionsComplianceFinancial planning software
67
COLORADO WEALTH GROUP LLC grew from 7 to 9 advisory reps. IAPD ↗
$175.8M RAUM · 9 reps · 720-729-2500 · coloradowealthgroup.com
CRMRecruiting & transitionsComplianceFinancial planning software
67
GILPIN WEALTH MANAGEMENT LLC grew from 2 to 4 advisory reps. IAPD ↗
$171.2M RAUM · 4 reps · 720-893-2800 · gilpinwealth.com
CRMRecruiting & transitionsComplianceFinancial planning software
67
DAUS FINANCIAL GROUP, LLC grew from 1 to 3 advisory reps. IAPD ↗
$154.1M RAUM · 3 reps · (269) 321-7472 · dausfinancial.com
CRMRecruiting & transitionsComplianceFinancial planning software
67
PUREFI WEALTH, LLC grew from 2 to 4 advisory reps. IAPD ↗
$95.6M RAUM · 4 reps · (617) 488-9320 · purefiwealth.com
CRMRecruiting & transitionsComplianceFinancial planning software
67
CAPITAL A WEALTH MANAGEMENT grew from 6 to 8 advisory reps. IAPD ↗
$149.2M RAUM · 8 reps · 724-658-4211
CRMRecruiting & transitionsComplianceFinancial planning software
63
AEREF MANAGEMENT, LLC grew from 7 to 20 advisory reps. IAPD ↗fund
$25.8M RAUM · 20 reps · (212) 721-5500
CRMRecruiting & transitionsComplianceFinancial planning software
62
ROBINSON CAPITAL MANAGEMENT, LLC grew from 5 to 7 advisory reps. IAPD ↗institutional
$1.23B RAUM · 7 reps · 313-821-7000
CRMRecruiting & transitionsComplianceFinancial planning software
62
FOREST CAPITAL MANAGEMENT, LLC grew from 5 to 7 advisory reps. IAPD ↗institutional
$2.03B RAUM · 7 reps · 312-809-6010
CRMRecruiting & transitionsComplianceFinancial planning software
61
JEFFERIES RESEARCH SERVICES LLC grew from 242 to 248 advisory reps. IAPD ↗institutional
$0 RAUM · 248 reps · 212-284-2300 · jefferies.com
CRMRecruiting & transitionsComplianceFinancial planning software
59
RAYLIANT INVESTMENT RESEARCH grew from 12 to 16 advisory reps. IAPD ↗institutional
$135.3M RAUM · 16 reps · 818-795-6189 · rayliant.com
CRMRecruiting & transitionsComplianceFinancial planning software
58
DUALITY GROUP grew from 6 to 9 advisory reps. IAPD ↗fund
$1.36B RAUM · 9 reps · 646-690-9960 · dualitygroup.com
CRMRecruiting & transitionsComplianceFinancial planning software
56
TRUELINK CAPITAL MANAGEMENT, LLC grew from 7 to 10 advisory reps. IAPD ↗fund
$528.3M RAUM · 10 reps · 310-736-5853 · truelinkcap.com
CRMRecruiting & transitionsComplianceFinancial planning software
53
LONETREE CAPITAL, LLC grew from 5 to 8 advisory reps. IAPD ↗fund
$130.0M RAUM · 8 reps · 212-844-9150
CRMRecruiting & transitionsComplianceFinancial planning software
52
C CUBED CAPITAL PARTNERS, LLC grew from 3 to 5 advisory reps. IAPD ↗fund
$187.5M RAUM · 5 reps · 561-576-9145 · ccubedcapitalpartners.com
CRMRecruiting & transitionsComplianceFinancial planning software
52
BIRNAM OAK ADVISORS, LP grew from 1 to 3 advisory reps. IAPD ↗fund
$169.5M RAUM · 3 reps · 212-970-5800
CRMRecruiting & transitionsComplianceFinancial planning software
47
WAVERTON INVESTMENT MANAGEMENT LIMITED grew from 44 to 51 advisory reps. IAPD ↗foreign
$13.91B RAUM · 51 reps · 0044 20 7484 7496 · waverton.co.uk
CRMRecruiting & transitionsComplianceFinancial planning software
43
WEALHOUSE CAPITAL LIMITED PARTNERSHIP grew from 3 to 6 advisory reps. IAPD ↗foreign
$1.59B RAUM · 6 reps · 416-644-1190 · wealhouse.com
CRMRecruiting & transitionsComplianceFinancial planning software
43
MELQART ASSET MANAGEMENT (UK) LIMITED grew from 11 to 14 advisory reps. IAPD ↗foreign
$3.93B RAUM · 14 reps · 44 2038264470 · melqart.com
CRMRecruiting & transitionsComplianceFinancial planning software
40
LFA grew from 7 to 9 advisory reps. IAPD ↗foreign
$990.6M RAUM · 9 reps · 41919212533
CRMRecruiting & transitionsComplianceFinancial planning software
custody started — 76 Firm now reports custody of client assets — surprise exams and controls follow.
70
LAKE HILL CAPITAL MANAGEMENT, LLC now reports custody of client assets ($25.3M). IAPD ↗
$1.38B RAUM · 2 reps · 212-792-6671
ComplianceCustodian
70
DAYMARK WEALTH PARTNERS, LLC now reports custody of client assets ($1.29B). IAPD ↗
$2.50B RAUM · 16 reps · 513-838-2520
ComplianceCustodian
70
SYON CAPITAL LLC now reports custody of client assets ($257.0M). IAPD ↗
$1.42B RAUM · 5 reps · 415-520-7966 · syoncap.com
ComplianceCustodian
70
G10 LLC now reports custody of client assets ($4.33B). IAPD ↗
$4.33B RAUM · 12 reps · 443-541-2440 · kwiadvisory.com
ComplianceCustodian
70
TRITONPOINT WEALTH, LLC now reports custody of client assets ($371.9M). IAPD ↗
$1.33B RAUM · 6 reps · (301) 799-9001 · tritonpointwealth.com
ComplianceCustodian
68
MMHP INVESTMENT ADVISORS now reports custody of client assets ($377.4M). IAPD ↗
$377.4M RAUM · 2 reps · 229-228-1822 · mmhpinvest.com
ComplianceCustodian
68
PLANNING CAPITAL MANAGEMENT CORP. now reports custody of client assets ($34.3M). IAPD ↗
$313.3M RAUM · 5 reps · 215-709-5100 · planningcapital.com
ComplianceCustodian
68
SARD WEALTH MANAGMENT GROUP, LLC now reports custody of client assets ($11.4M). IAPD ↗
$334.9M RAUM · 1 reps · 404-843-4483 · sardwealth.com
ComplianceCustodian
68
EDGE FINANCIAL ADVISORS, LLC now reports custody of client assets ($10.8M). IAPD ↗
$362.4M RAUM · 6 reps · 630-221-1000
ComplianceCustodian
68
ARISTA WEALTH MANAGEMENT, LLC now reports custody of client assets ($257.7M). IAPD ↗
$621.2M RAUM · 5 reps · 702-309-9970
ComplianceCustodian
68
MILLER FINANCIAL SERVICES LLC now reports custody of client assets ($95.0M). IAPD ↗
$328.0M RAUM · 3 reps · 269-781-5129 · millerfinancialplanning.com
ComplianceCustodian
68
JOSEPH P. LUCIA & ASSOCIATES, LLC now reports custody of client assets ($63.8M). IAPD ↗
$310.3M RAUM · 3 reps · 914-352-6600 · luciaandassociates.net
ComplianceCustodian
68
STRATEGIC INVESTMENT ADVISORS, LLC now reports custody of client assets ($11.9M). IAPD ↗
$947.1M RAUM · 10 reps · 248-567-6688 · seniorplanningadvisors.com
ComplianceCustodian
68
BALLAST, INC. now reports custody of client assets ($6.5M). IAPD ↗
$543.9M RAUM · 6 reps · 859-226-0625
ComplianceCustodian
68
XCEL WEALTH MANAGEMENT, LLC now reports custody of client assets ($343.4M). IAPD ↗
$343.4M RAUM · 3 reps · 386-872-3440 · xcelwealth.com
ComplianceCustodian
68
CORE WEALTH MANAGEMENT, INC. now reports custody of client assets ($288.0M). IAPD ↗
$288.0M RAUM · 3 reps · 561-491-0231 · core-wm.com
ComplianceCustodian
68
PRAIRIE WEALTH ADVISORS, INC. now reports custody of client assets. IAPD ↗
$438.4M RAUM · 3 reps · 402-505-6810 · prairiewealthadvisors.com
ComplianceCustodian
68
PEAK WEALTH MANAGEMENT, LLC now reports custody of client assets ($280.0M). IAPD ↗
$280.0M RAUM · 3 reps · 734-681-7575
ComplianceCustodian
68
BALLAST ADVISORS, LLC now reports custody of client assets ($239.6M). IAPD ↗
$512.5M RAUM · 5 reps · (651) 478-4644 · ballastadvisors.com
ComplianceCustodian
68
UNCOMMON CENTS INVESTING now reports custody of client assets ($7.3M). IAPD ↗
$358.0M RAUM · 3 reps · 608-563-2437 · uncommoncentsinvesting.com
ComplianceCustodian
68
WEALTHSPRING CAPITAL LLC now reports custody of client assets ($4.0M). IAPD ↗
$503.4M RAUM · 3 reps · 914-419-2207 · wealthspringcapital.com
ComplianceCustodian
68
CREEKMUR ASSET MANAGEMENT, LLC now reports custody of client assets ($1.8M). IAPD ↗
$410.6M RAUM · 10 reps · 309-925-2043
ComplianceCustodian
68
SAXON FINANCIAL GROUP now reports custody of client assets ($226,147). IAPD ↗
$535.0M RAUM · 13 reps · 713-425-5340 · saxonfinancialgroup.com
ComplianceCustodian
68
COGENTBLUE now reports custody of client assets ($508.7M). IAPD ↗
$625.8M RAUM · 4 reps · 865-309-5892 · cogentbluewealth.com
ComplianceCustodian
68
TRIFECTA CAPITAL ADVISORS, LLC now reports custody of client assets ($357.8M). IAPD ↗
$567.6M RAUM · 1 reps · 1-847-495-2464 · trifectacapitaladvisors.com
ComplianceCustodian
68
AB2 CAPITAL PARTNERS LLC now reports custody of client assets ($200,000). IAPD ↗
$947.9M RAUM · 1 reps · (954) 802-8328
ComplianceCustodian
68
NEW INSIGHT WEALTH ADVISORS now reports custody of client assets ($141.2M). IAPD ↗
$258.3M RAUM · 3 reps · 925-236-2525 · newinsightwealth.com
ComplianceCustodian
68
BALANCED WEALTH GROUP LLC now reports custody of client assets ($12.0M). IAPD ↗
$341.5M RAUM · 7 reps · (440) 871-6501 · choosebalance.com
ComplianceCustodian
68
TRAVEKA WEALTH, LLC now reports custody of client assets ($94.6M). IAPD ↗
$531.3M RAUM · 2 reps · (650) 397-2225 · travekawealth.com
ComplianceCustodian
65
OCEAN PARK ASSET MANAGEMENT, INC. now reports custody of client assets ($25.6M). IAPD ↗
$146.8M RAUM · 8 reps · 310-452-1887
ComplianceCustodian
65
FARROW FINANCIAL INC now reports custody of client assets ($58.3M). IAPD ↗
$227.9M RAUM · 1 reps · 802-728-4287 · farrowfinancial.com
ComplianceCustodian
65
CARMEL CAPITAL MANAGEMENT L.L.C. now reports custody of client assets ($9.6M). IAPD ↗
$246.3M RAUM · 6 reps · 831-625-1375 · carmelcapital.com
ComplianceCustodian
65
WMS ADVISORS, LLC now reports custody of client assets ($84.9M). IAPD ↗
$196.1M RAUM · 5 reps · 301-294-7804
ComplianceCustodian
65
WASHBURN CAPITAL MANAGEMENT INC. now reports custody of client assets ($18.5M). IAPD ↗
$198.1M RAUM · 3 reps · 772 564-7291 · washburncapital.com
ComplianceCustodian
65
MINERVA PLANNING GROUP now reports custody of client assets ($1.9M). IAPD ↗
$160.6M RAUM · 2 reps · 404-816-6688
ComplianceCustodian
65
NABITY-JENSEN INVESTMENT MANAGEMENT, INC. now reports custody of client assets ($113.1M). IAPD ↗
$206.1M RAUM · 2 reps · 402-391-1021 · nabityjensen.com
ComplianceCustodian
65
THE PRIVATE INVESTMENT GROUP, INC. now reports custody of client assets ($42.6M). IAPD ↗
$147.8M RAUM · 2 reps · 937-434-0500 · tpiginc.com
ComplianceCustodian
65
GALLERIA FINANCIAL ADVISORS, LLC now reports custody of client assets ($40.5M). IAPD ↗
$181.6M RAUM · 2 reps · 770-790-3714
ComplianceCustodian
65
CHARLESTON FINANCIAL ADVISORS, LLC now reports custody of client assets ($61.0M). IAPD ↗
$210.7M RAUM · 4 reps · 843-722-3331 · charlestonfinancial.net
ComplianceCustodian
65
BALLENTINE CAPITAL ADVISORS, INC. now reports custody of client assets ($131.2M). IAPD ↗
$231.9M RAUM · 3 reps · 864-322-6046
ComplianceCustodian
65
WISNIEWSKI WEALTH MANAGEMENT now reports custody of client assets ($165.0M). IAPD ↗
$159.6M RAUM · 2 reps · (972) 965-8261 · wi-wm.com
ComplianceCustodian
65
CHELSEA ADVISORY SERVICES, INC now reports custody of client assets ($101.0M). IAPD ↗
$101.0M RAUM · 19 reps · 718-967-8400 · chfs.com
ComplianceCustodian
65
FINSYM PARTNERS, LLC now reports custody of client assets ($1.7M). IAPD ↗
$136.2M RAUM · 2 reps · 206-510-9234 · finsymllc.com
ComplianceCustodian
65
TFS ADVISORS, LLC now reports custody of client assets ($3.3M). IAPD ↗
$121.4M RAUM · 2 reps · (425) 776-0446 · tfsadvisors.com
ComplianceCustodian
65
PETERSON FINANCIAL GROUP, INC. now reports custody of client assets ($1.2M). IAPD ↗
$190.4M RAUM · 2 reps · 515-226-1500 · petersonfg.com
ComplianceCustodian
65
FLORENCE CAPITAL ADVISORS, LLC now reports custody of client assets ($5.1M). IAPD ↗
$117.0M RAUM · 1 reps · (212) 202-3296 · florencecapital.com
ComplianceCustodian
65
PFG PRIVATE WEALTH MANAGEMENT, LLC now reports custody of client assets ($3.1M). IAPD ↗
$203.7M RAUM · 6 reps · 813-286-7776
ComplianceCustodian
65
IOWA WEALTH MANAGEMENT, LLC now reports custody of client assets ($1.0M). IAPD ↗
$112.2M RAUM · 2 reps · 515-225-1924
ComplianceCustodian
65
4J WEALTH MANAGEMENT, LLC now reports custody of client assets ($28.7M). IAPD ↗
$245.0M RAUM · 3 reps · (703) 566-9573
ComplianceCustodian
65
BROADWEALTH LLC now reports custody of client assets ($35.6M). IAPD ↗
$132.8M RAUM · 1 reps · 617-549-1990
ComplianceCustodian
65
1858 WEALTH MANAGEMENT, LLC now reports custody of client assets ($67.5M). IAPD ↗
$171.9M RAUM · 2 reps · (234) 678-5183 · 1858wm.com
ComplianceCustodian
65
BLACK HORSE WEALTH MANAGEMENT now reports custody of client assets ($8.0M). IAPD ↗
$138.4M RAUM · 1 reps · 408-316-6364 · blackhorsewealth.com
ComplianceCustodian
65
SYNERGY FG now reports custody of client assets ($11.9M). IAPD ↗
$220.1M RAUM · 4 reps · 888-734-2006 X3
ComplianceCustodian
65
COLORADO WEALTH GROUP LLC now reports custody of client assets ($5.2M). IAPD ↗
$175.8M RAUM · 9 reps · 720-729-2500 · coloradowealthgroup.com
ComplianceCustodian
65
LSB WEALTH MANAGEMENT now reports custody of client assets ($62.2M). IAPD ↗
$231.8M RAUM · 7 reps · 515-327-9922 · mylsbcapital.com
ComplianceCustodian
65
GILPIN WEALTH MANAGEMENT LLC now reports custody of client assets ($884,092). IAPD ↗
$171.2M RAUM · 4 reps · 720-893-2800 · gilpinwealth.com
ComplianceCustodian
65
NAUTILUS WEALTH ADVISORS now reports custody of client assets ($3.1M). IAPD ↗
$107.6M RAUM · 1 reps · (321) 724-1888 · nautiluswealthadvisors.com
ComplianceCustodian
65
ALLIANCE WEALTH MANAGEMENT PARTNERS LLC now reports custody of client assets ($19.2M). IAPD ↗
$184.3M RAUM · 6 reps · (865) 862-5956 · secwealthmanagement.com
ComplianceCustodian
65
DISCIPLINE WEALTH SOLUTIONS, INC. now reports custody of client assets ($144,588). IAPD ↗
$93.0M RAUM · 2 reps · 864-322-6046 · disciplinewealth.com
ComplianceCustodian
65
INTREPID WEALTH PARTNERS, LLC now reports custody of client assets ($35.1M). IAPD ↗
$35.1M RAUM · 2 reps · 8554978737 · tribeofluxury.com
ComplianceCustodian
65
DAUS FINANCIAL GROUP, LLC now reports custody of client assets ($60.6M). IAPD ↗
$154.1M RAUM · 3 reps · (269) 321-7472 · dausfinancial.com
ComplianceCustodian
65
HIGHLANDS INVESTMENT MANAGEMENT now reports custody of client assets. IAPD ↗
$0 RAUM · 1 reps · 305 319-1411 · wm-advisors.com
ComplianceCustodian
65
AUA PRIVATE WEALTH ADVISORS, LLC now reports custody of client assets ($47.5M). IAPD ↗
$98.2M RAUM · 3 reps · (484) 965-0991
ComplianceCustodian
65
ELEVATION WEALTH PARTNERS LLC now reports custody of client assets ($54.2M). IAPD ↗
$160.8M RAUM · 2 reps · (561) 491-0518 · elevationwealthpartners.net
ComplianceCustodian
65
ALCALA MULTI FAMILY OFFICE now reports custody of client assets. IAPD ↗
$0 RAUM · 3 reps · (646) 559-0560
ComplianceCustodian
65
CARLIN WEALTH MANAGEMENT GROUP, LLC now reports custody of client assets ($7.0M). IAPD ↗
$150.2M RAUM · 1 reps · 737-414-6565 · carlinwealthmanagementgroup.com
ComplianceCustodian
65
ENSPIRE WEALTH MANAGEMENT, LLC now reports custody of client assets ($74.5M). IAPD ↗
$95.9M RAUM · 2 reps · (707) 525-1099 · enspirewealth.com
ComplianceCustodian
65
ECHELONS CAPITAL, LLC now reports custody of client assets ($10.1M). IAPD ↗
$129.9M RAUM · 1 reps · 706-372-4218
ComplianceCustodian
65
SALIENT WEALTH PLANNING now reports custody of client assets ($166.0M). IAPD ↗
$166.0M RAUM · 2 reps · 858-768-0094 · salientwealthplanning.com
ComplianceCustodian
65
DECISIONMAP WEALTH MANAGEMENT, LLC now reports custody of client assets ($14.7M). IAPD ↗
$177.4M RAUM · 3 reps · (703) 520-1160 · decisionmap.com
ComplianceCustodian
58
AMBER INFRASTRUCTURE INVESTMENT ADVISOR LLC now reports custody of client assets ($284.2M). IAPD ↗institutional
$284.2M RAUM · 11 reps · 332-233-9292 · amberinfrastructure.com
ComplianceCustodian
55
JEFFERIES FINANCE LLC now reports custody of client assets ($104.5M). IAPD ↗fund
$16.41B RAUM · 50 reps · 212-284-3474 · apexcreditpartners.com
ComplianceCustodian
55
TRILL IMPACT ADVISORY INC. now reports custody of client assets. IAPD ↗institutional
$80.3M RAUM · 2 reps · 917-733-5510
ComplianceCustodian
50
BIRNAM OAK ADVISORS, LP now reports custody of client assets ($169.5M). IAPD ↗fund
$169.5M RAUM · 3 reps · 212-970-5800
ComplianceCustodian
50
KRF FUND MANAGER, LLC now reports custody of client assets ($460.0M). IAPD ↗fund
$230.0M RAUM · 2 reps · 212-202-1730
ComplianceCustodian
38
AUGUST CAPITAL now reports custody of client assets ($36.4M). IAPD ↗foreign
$515.9M RAUM · 3 reps · 438-792-5161 · augustgroup.com
ComplianceCustodian
new registration — 75 Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
98
NORTHSTAR ASSET MANAGEMENT COMPANY, LLC (BLUE BELL, PA) is newly SEC-registered with $567.8M RAUM and 2 advisory reps. IAPD ↗
$567.8M RAUM · 2 reps · 484-342-4200 · northstarmgt.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
98
DIVERSIFY WEALTH MANAGEMENT, LLC (SANDY, UT) is newly SEC-registered with $458.1M RAUM and 24 advisory reps. IAPD ↗
$458.1M RAUM · 24 reps · 801-838-9999 · caliberwealthmanagement.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
SYNDICATED CAPITAL, INC. (DIAMOND BAR, CA) is newly SEC-registered with $109.6M RAUM and 9 advisory reps. IAPD ↗
$109.6M RAUM · 9 reps · 310-751-7098 · syndicatedcapital.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
CAMBRIDGE FINANCIAL ADVISORS, LLC (SALIDA, CO) is newly SEC-registered with $111.2M RAUM and 3 advisory reps. IAPD ↗
$111.2M RAUM · 3 reps · 719-539-1040 · cambridgefinancialadvisors.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
GORDON ASSET MANAGEMENT LLC (AUSTIN, TX) is newly SEC-registered with $108.3M RAUM and 2 advisory reps. IAPD ↗
$108.3M RAUM · 2 reps · 512-482-9600 · gordonasset.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
DAVIS FINANCIAL MANAGEMENT, INC. (LEAWOOD, KS) is newly SEC-registered with $109.8M RAUM and 1 advisory reps. IAPD ↗
$109.8M RAUM · 1 reps · (913) 890-7279 · davisfinancialmanagement.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
HARBOR ASSET PLANNING, INC. (location n/a) is newly SEC-registered with $125.6M RAUM and 1 advisory reps. IAPD ↗
$125.6M RAUM · 1 reps · 617-489-0324 · harborassetplanning.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
BAUTIS FINANCIAL, LLC (MONTCLAIR, NJ) is newly SEC-registered with $122.0M RAUM and 3 advisory reps. IAPD ↗
$122.0M RAUM · 3 reps · 862-205-5800
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
LOGIC WEALTH MANAGEMENT, LLC (PASADENA, CA) is newly SEC-registered with $122.5M RAUM and 8 advisory reps. IAPD ↗
$122.5M RAUM · 8 reps · (626) 757-4323 · logicwm.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
TRUE LIVING FINANCIAL (SARATOGA SPRINGS, NY) is newly SEC-registered with $30.6M RAUM and 1 advisory reps. IAPD ↗
$30.6M RAUM · 1 reps · 518-364-7899 · truelivingfinancial.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
MCCULLEY FINANCIAL GROUP, LLC (WESTCHESTER, IL) is newly SEC-registered with $125.2M RAUM and 1 advisory reps. IAPD ↗
$125.2M RAUM · 1 reps · 312-219-9000
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
PIEDMONT WEALTH MANAGEMENT (CULPEPER, VA) is newly SEC-registered with $102.4M RAUM and 2 advisory reps. IAPD ↗
$102.4M RAUM · 2 reps · 540-317-5372 · piedmontwm.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
6TH STREET ADVISORS, LLC (DAPHNE, AL) is newly SEC-registered with $110.7M RAUM and 2 advisory reps. IAPD ↗
$110.7M RAUM · 2 reps · 251-621-8688 · 6thstreetadvisors.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
MONTGOMERY FINANCIAL (OCEAN CITY, MD) is newly SEC-registered with $112.9M RAUM and 4 advisory reps. IAPD ↗
$112.9M RAUM · 4 reps · 410-208-1004 · mfswealth.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
ABBINGTON INVESTMENT GROUP, LLC (WESTPORT, CT) is newly SEC-registered with $108.6M RAUM and 3 advisory reps. IAPD ↗
$108.6M RAUM · 3 reps · 202-320-7242 · abbingtongroup.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
ATLATL ADVISERS (MADISON, WI) is newly SEC-registered with $123.1M RAUM and 4 advisory reps. IAPD ↗
$123.1M RAUM · 4 reps · (608) 351-4500
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
Q3 ADVISORS, LLC (location n/a) is newly SEC-registered with $0 RAUM and 4 advisory reps. IAPD ↗
$0 RAUM · 4 reps · 9366892294
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
ROLEK RETIREMENT PLANNING (BERWYN, PA) is newly SEC-registered with $108.1M RAUM and 1 advisory reps. IAPD ↗
$108.1M RAUM · 1 reps · (267) 427-5667
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
SHOREPATH CAPITAL MANAGEMENT LLC (EVANSTON, IL) is newly SEC-registered with $112.4M RAUM and 1 advisory reps. IAPD ↗
$112.4M RAUM · 1 reps · 312-357-4080 · shorepathcap.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
AVANT FINANCIAL ADVISORS (location n/a) is newly SEC-registered with $126.6M RAUM and 2 advisory reps. IAPD ↗
$126.6M RAUM · 2 reps · 512-910-2467
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
MERITED WEALTH, LLC (NORTH BAY VILLAGE, FL) is newly SEC-registered with $105.7M RAUM and 3 advisory reps. IAPD ↗
$105.7M RAUM · 3 reps · 305.722.0091 · meritedwealth.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
HOFF PRIVATE WEALTH (WAUSAU, WI) is newly SEC-registered with $107.1M RAUM and 3 advisory reps. IAPD ↗
$107.1M RAUM · 3 reps · 715-841-0405 · hoffwealth.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
CHIPSER WEALTH MANAGEMENT, LLC (DESTIN, FL) is newly SEC-registered with $106.2M RAUM and 2 advisory reps. IAPD ↗
$106.2M RAUM · 2 reps · (850) 424-6330 · chipserwealthmanagement.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
SKYVIEW FINANCIAL GROUP, LLC (PONTE VEDRA BEACH, FL) is newly SEC-registered with $103.0M RAUM and 2 advisory reps. IAPD ↗
$103.0M RAUM · 2 reps · (888) 406-0444 · skyviewfg.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
FRONT PORCH FINANCIAL ADVISORY (CHARLOTTE, NC) is newly SEC-registered with $123.4M RAUM and 1 advisory reps. IAPD ↗
$123.4M RAUM · 1 reps · 980-428-2297 · frontporchfa.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
MOMENT PRIVATE WEALTH (SAINT LOUIS, MO) is newly SEC-registered with $112.1M RAUM and 3 advisory reps. IAPD ↗
$112.1M RAUM · 3 reps · (636) 591-1050 · momentprivatewealth.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
INTRINSIC VALUE CAPITAL ADVISORS, LLC (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 0 advisory reps. IAPD ↗
$0 RAUM · 0 reps · 5015297011
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
RETIREMENT WEALTH SOLUTIONS LLC (MARSHFIELD, WI) is newly SEC-registered with $140.7M RAUM and 2 advisory reps. IAPD ↗
$140.7M RAUM · 2 reps · 715-384-5481
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
PIANO WEALTH MANAGEMENT (VICTOR, NY) is newly SEC-registered with $37.2M RAUM and 1 advisory reps. IAPD ↗
$37.2M RAUM · 1 reps · (585) 204-0001
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
GRAETZ WEALTH (JENISON, MI) is newly SEC-registered with $107.8M RAUM and 3 advisory reps. IAPD ↗
$107.8M RAUM · 3 reps · 616-226-8867 · graetzwealth.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
KINGSMAN WEALTH MANAGEMENT (PENSACOLA, FL) is newly SEC-registered with $120.2M RAUM and 2 advisory reps. IAPD ↗
$120.2M RAUM · 2 reps · 817-308-3111 · kingsmanwealth.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
GALAPAGOS ADVISORY LLC (MIAMI, FL) is newly SEC-registered with $106.6M RAUM and 2 advisory reps. IAPD ↗
$106.6M RAUM · 2 reps · 3055155878 · galapagos-advisory.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
ABRA CAPITAL MANAGEMENT, LP (SAN FRANCISCO, CA) is newly SEC-registered with $102.5M RAUM and 4 advisory reps. IAPD ↗
$102.5M RAUM · 4 reps · 707-340-3722
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
BBVA GLOBAL WEALTH ADVISORS, INC. (MIAMI, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 8 advisory reps. IAPD ↗
$0 RAUM · 8 reps · 434-242-0068 · bbvaglobalwealthadvisors.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
EDEN INTELLIGENCE FINANCIAL (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 206-747-0960
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
IFS GROUP (MECHANICSBURG, PA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 7 advisory reps. IAPD ↗
$0 RAUM · 7 reps · 717-766-1144 · ifsgroup1.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
DRUCKER WEALTH (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗
$0 RAUM · 5 reps · (212) 681-0460
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
MÉTIER CAPITAL, LLC (location n/a) is newly SEC-registered with $53.0M RAUM and 2 advisory reps. IAPD ↗
$53.0M RAUM · 2 reps · (585) 469-6973 · metier-capital.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
TORREN MANAGEMENT, LLC (SAN DIEGO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 619-990-2132
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
FIRST FINANCIAL SERVICES, LLC (LITTLE ROCK, AR) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
$0 RAUM · 4 reps · 479-271-9952 · firstfinservices.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
GATEPASS CAPITAL, LLC (INDEPENDENCE, OH) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 917-572-3539 · gatepass.capital
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
ADAPT WEALTH ADVISORS, LLC (ATLANTA, GA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗
$0 RAUM · 5 reps · 404-594-5559 · adaptwealthadvisors.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
BROADSTREET FAMILY OFFICE LLC (SOMERS, NY) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · (914) 427-8036 · broadstreetglobaladvisors.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
IMPACT CAPITAL PARTNERS LLC (GREENWOOD VILLAGE, CO) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 303-886-6186 · impactcapitalpartners.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
DOUBLE FINANCE INC. (SAN FRANCISCO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 415-366-3893 · double.finance
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
ADVANTAGE RETIREMENT GROUP (FORT MYERS, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 239-561-1155 · advantageretirementgroup.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
CARNEGIE WEALTH MANAGEMENT LLC (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 818-679-2724
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
FRIDAY FINANCIAL (DUBUQUE, IA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · (563) 552-7526
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
RDG CAPITAL MANAGEMENT LLC (ROCHESTER, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 585-673-2690 · rdgcapitalmanagement.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
235 WEALTH MANAGEMENT, LLC (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 303-886-3322 · 235wealth.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
SALUS FINANCIAL ADVISORS (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 612-747-9420 · salusfinancialadvisors.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
ATLAS LEGACY ADVISORS LLC (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
$0 RAUM · 4 reps · 310-789-5566
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
MKT AND ASSOCIATES LLC (CAVE CREEK, AZ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 916-214-7912
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
CONSTANT (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 332-900-7227 · useconstant.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
OSSIA IM (MIAMI, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 305-923-7212
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
EXPRESSIVE WEALTH LLC (CHICAGO, IL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 773-248-1000 · expressivewealth.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
95
SILVER LAKE CAPITAL PARTNERS (DALLAS, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · 972-701-2040
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
SR ALTERNATIVE CREDIT, LLC (DARIEN, CT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗institutional
$0 RAUM · 6 reps · 203-656-3004
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
LONGEVITY WEALTH ADVISORS, LLC (ORLANDO, FL) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 407-358-3332 · ablwealth.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
SIMPLIFY EQLS LLC (NEW YORK, NY) is newly SEC-registered with $114.3M RAUM and 10 advisory reps. IAPD ↗institutional
$114.3M RAUM · 10 reps · 646-585-0476
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
MESIROW RE-IA, INC. (CHICAGO, IL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional
$0 RAUM · 3 reps · 312-595-6000 · mesirowfinancial.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
BUENA CAPITAL ADVISORS LLC (SAN FRANCISCO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 8005357096 · buenacapital.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
EAGLE POINT DEFENSIVE INCOME MANAGEMENT LLC (GREENWICH, CT) is newly SEC-registered with $0 RAUM and 20 advisory reps. IAPD ↗institutional
$0 RAUM · 20 reps · 203-340-8500
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
DUNN CAPITAL MANAGEMENT (STUART, FL) is newly SEC-registered with $162.8M RAUM and 6 advisory reps. IAPD ↗institutional
$162.8M RAUM · 6 reps · 772-286-4777 · dunncapital.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
CURAFIN ADVISORS (SCOTTSDALE, AZ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
$0 RAUM · 2 reps · 480-284-7080 · curafinadvisors.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
PEAKSHARES LLC (TAMPA, FL) is newly SEC-registered with $0 RAUM and 3 advisory reps. IAPD ↗institutional
$0 RAUM · 3 reps · 704-281-0028
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
LANDMARK INVESTMENT PARTNERS, L.P. (WEST PALM BEACH, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗institutional
$0 RAUM · 4 reps · 949-648-4878
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
BELL PARTNERS (GREENSBORO, NC) is newly SEC-registered with $5.72B RAUM and 65 advisory reps. IAPD ↗fund
$5.72B RAUM · 65 reps · 336-232-1900 · bellpartnersinc.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
COPPER PLACE GLOBAL CAPITAL LLC (CLYDE HILL, WA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
$0 RAUM · 2 reps · 206-743-5907
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
85
ONEX CREDIT ADVISOR, LLC (ENGLEWOOD CLIFFS, NJ) is newly SEC-registered with $0 RAUM and 55 advisory reps. IAPD ↗institutional
$0 RAUM · 55 reps · (201) 541-2121 · onex.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
83
BRIDGE NET LEASE FUND MANAGER LLC (SANDY, UT) is newly SEC-registered with $699.9M RAUM and 12 advisory reps. IAPD ↗fund
$699.9M RAUM · 12 reps · 801-716-1463 · bridgeig.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
80
FORMAN CAPITAL, LLC (BOYNTON BEACH, FL) is newly SEC-registered with $123.7M RAUM and 8 advisory reps. IAPD ↗fund
$123.7M RAUM · 8 reps · 561-588-0132 · formancap.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
70
ALKEN ASSET MANAGEMENT LTD (LONDON, United Kingdom) is newly SEC-registered with $1.74B RAUM and 14 advisory reps. IAPD ↗foreign
$1.74B RAUM · 14 reps · -545 · alken-am.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
65
HOOVEST CAPITAL MANAGEMENT (WEST VANCOUVER, Canada) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗foreign
$0 RAUM · 1 reps · 604-229-2788
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
65
UTI ASSET MANAGEMENT COMPANY LIMITED (MUMBAI, MAHARASHTRA, India) is newly SEC-registered with $0 RAUM and 48 advisory reps. IAPD ↗foreign
$0 RAUM · 48 reps · 91 022 6678 6686 · utimf.com
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
aum crossed 500m — 67 Regulatory AUM crossed $500M.
70
RBF WEALTH ADVISORS crossed $500M in regulatory AUM ($435.3M -> $517.5M). IAPD ↗
$517.5M RAUM · 17 reps · 314-997-1652
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
CLEAN YIELD ASSET MANAGEMENT crossed $500M in regulatory AUM ($477.8M -> $510.7M). IAPD ↗
$510.7M RAUM · 3 reps · 802-526-2525 · cleanyield.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
SHERRILL & HUTCHINS FINANCIAL ADVISORY INC crossed $500M in regulatory AUM ($486.6M -> $542.9M). IAPD ↗
$542.9M RAUM · 5 reps · 770-395-9797 · sherrillandhutchins.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
THOR WEALTH MANAGEMENT INC crossed $500M in regulatory AUM ($435.6M -> $514.1M). IAPD ↗
$514.1M RAUM · 7 reps · 513-271-6777
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
LIBERTY CAPITAL MANAGEMENT INC crossed $500M in regulatory AUM ($467.1M -> $605.4M). IAPD ↗
$605.4M RAUM · 2 reps · 248 258-9290 · libertycapitalmi.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
MERIDIAN INVESTMENT ADVISORS, INC. crossed $500M in regulatory AUM ($491.6M -> $568.1M). IAPD ↗
$568.1M RAUM · 3 reps · 317-573-5257 · meridianinvest.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
BLUE FIN CAPITAL, INC. crossed $500M in regulatory AUM ($365.7M -> $507.5M). IAPD ↗
$507.5M RAUM · 2 reps · 401-454-0772 · bluefincapital.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
NEW ENGLAND CAPITAL FINANCIAL ADVISORS LLC crossed $500M in regulatory AUM ($440.6M -> $528.8M). IAPD ↗
$528.8M RAUM · 11 reps · 203-935-0265 · newenglandcapital.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
B&C FINANCIAL ADVISORS crossed $500M in regulatory AUM ($462.3M -> $502.7M). IAPD ↗
$502.7M RAUM · 5 reps · 904-273-9850 · butenskycohen.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
M&R CAPITAL MANAGEMENT INC crossed $500M in regulatory AUM ($454.4M -> $522.3M). IAPD ↗
$522.3M RAUM · 4 reps · 212-584-8999
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
CHATHAM WEALTH MANAGEMENT crossed $500M in regulatory AUM ($411.4M -> $506.3M). IAPD ↗
$506.3M RAUM · 3 reps · 973-635-4275 · chathamwealth.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
WEALTH ADVISORY GROUP, INC. crossed $500M in regulatory AUM ($483.4M -> $581.2M). IAPD ↗
$581.2M RAUM · 6 reps · 610-225-1000 · wagadvisors.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
WEALTH CARE LLC crossed $500M in regulatory AUM ($479.0M -> $515.8M). IAPD ↗
$515.8M RAUM · 3 reps · 321-543-1099 · wealthcarellc.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
WELA FINANCIAL ADVISORY crossed $500M in regulatory AUM ($458.7M -> $505.8M). IAPD ↗
$505.8M RAUM · 4 reps · 210-530-9599 · welafa.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
WEST BRANCH CAPITAL LLC crossed $500M in regulatory AUM ($435.8M -> $516.4M). IAPD ↗
$516.4M RAUM · 6 reps · 833-888-0534; 413-256-1225
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
CL WEALTH MANAGEMENT LLC crossed $500M in regulatory AUM ($474.9M -> $532.8M). IAPD ↗
$532.8M RAUM · 43 reps · 212-388-6200 · barbarakice.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
ARISTA WEALTH MANAGEMENT, LLC crossed $500M in regulatory AUM ($496.6M -> $621.2M). IAPD ↗
$621.2M RAUM · 5 reps · 702-309-9970
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
WARBURTON CAPITAL MANAGEMENT, LLC crossed $500M in regulatory AUM ($498.6M -> $582.2M). IAPD ↗
$582.2M RAUM · 7 reps · 918-794-3000
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
COPPERWYND FINANCIAL crossed $500M in regulatory AUM ($458.9M -> $530.6M). IAPD ↗
$530.6M RAUM · 5 reps · 480-348-2100
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
THE ITHAKA GROUP, LLC crossed $500M in regulatory AUM ($449.9M -> $515.2M). IAPD ↗
$515.2M RAUM · 5 reps · 240-395-5000 · ithakagroup.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
FREEDOM ADVISORY crossed $500M in regulatory AUM ($471.9M -> $554.3M). IAPD ↗
$554.3M RAUM · 4 reps · 787-792-3000
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
PEDDOCK CAPITAL ADVISORS, LLC crossed $500M in regulatory AUM ($495.5M -> $613.5M). IAPD ↗
$613.5M RAUM · 5 reps · (781) 848-0288
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
BALLAST, INC. crossed $500M in regulatory AUM ($423.4M -> $543.9M). IAPD ↗
$543.9M RAUM · 6 reps · 859-226-0625
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
DARA CAPITAL US, INC. crossed $500M in regulatory AUM ($440.8M -> $541.7M). IAPD ↗
$541.7M RAUM · 2 reps · 646-779-9760 · daracapital.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
PROVIDENCE WEALTH ADVISORS, LLC crossed $500M in regulatory AUM ($497.2M -> $571.6M). IAPD ↗
$571.6M RAUM · 6 reps · 815-306-2020
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
WEST ADVISORS, INC. crossed $500M in regulatory AUM ($437.6M -> $501.0M). IAPD ↗
$501.0M RAUM · 1 reps · 317-627-1083
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
SENSIBLE MONEY, LLC crossed $500M in regulatory AUM ($422.2M -> $515.5M). IAPD ↗
$515.5M RAUM · 10 reps · 480-719-7290
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
SKINNER, COPPER & EHMEN WEALTH MANAGEMENT, LLC crossed $500M in regulatory AUM ($463.3M -> $538.9M). IAPD ↗
$538.9M RAUM · 6 reps · 217-753-4020 · scewealth.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
POWELL INVESTMENT ADVISORS, LLC crossed $500M in regulatory AUM ($475.6M -> $517.9M). IAPD ↗
$517.9M RAUM · 2 reps · 786-470-3480 · powellinvestmentadvisors.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
THE PATTEN GROUP, INC. crossed $500M in regulatory AUM ($450.5M -> $531.3M). IAPD ↗
$531.3M RAUM · 6 reps · 423-531-0360
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
OCCIDENTAL ASSET MANAGEMENT, LLC crossed $500M in regulatory AUM ($494.4M -> $625.5M). IAPD ↗
$625.5M RAUM · 10 reps · 650-344-1600 · yourmentalwealthadvisors.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
GRADIENT CAPITAL ADVISORS, LLC crossed $500M in regulatory AUM ($457.1M -> $546.4M). IAPD ↗
$546.4M RAUM · 5 reps · 619-255-0700 · gradientcapital.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
AUSTIN WEALTH MANAGEMENT, LLC crossed $500M in regulatory AUM ($432.7M -> $568.4M). IAPD ↗
$568.4M RAUM · 9 reps · 512-467-2000
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
CORE WEALTH ADVISORS, INC. crossed $500M in regulatory AUM ($411.9M -> $506.4M). IAPD ↗
$506.4M RAUM · 8 reps · 863-904-4745 · guidingyourwealth.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
SEVENBRIDGE FINANCIAL GROUP, LLC crossed $500M in regulatory AUM ($444.1M -> $552.2M). IAPD ↗
$552.2M RAUM · 3 reps · (717) 775-8661
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
BALBOA WEALTH PARTNERS, INC. crossed $500M in regulatory AUM ($469.1M -> $661.0M). IAPD ↗
$661.0M RAUM · 21 reps · 949-445-1465
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
SFG WEALTH MANAGEMENT crossed $500M in regulatory AUM ($441.7M -> $556.3M). IAPD ↗
$556.3M RAUM · 15 reps · 410-825-3200
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
BUCKLEY WEALTH MANAGEMENT, LLC crossed $500M in regulatory AUM ($485.2M -> $541.5M). IAPD ↗
$541.5M RAUM · 3 reps · 702-805-1010 · buckleywealth.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
BALLAST ADVISORS, LLC crossed $500M in regulatory AUM ($473.5M -> $512.5M). IAPD ↗
$512.5M RAUM · 5 reps · (651) 478-4644 · ballastadvisors.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
WHITAKER-MYERS WEALTH MANAGERS, LTD. crossed $500M in regulatory AUM ($313.3M -> $513.0M). IAPD ↗
$513.0M RAUM · 11 reps · (330) 345-5000
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
PARISI GRAY WEALTH MANAGEMENT, LLC crossed $500M in regulatory AUM ($483.7M -> $574.7M). IAPD ↗
$574.7M RAUM · 2 reps · 973-358-4921
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
RUNNING OAK CAPITAL LLC crossed $500M in regulatory AUM ($403.9M -> $533.7M). IAPD ↗
$533.7M RAUM · 2 reps · 919-656-3712 · runningoak.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
AUTUMN GLORY PARTNERS, LLC crossed $500M in regulatory AUM ($465.1M -> $505.2M). IAPD ↗
$505.2M RAUM · 1 reps · 214-378-1212 · autumnglorypartners.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
COMPASS ADVISORS crossed $500M in regulatory AUM ($392.3M -> $516.5M). IAPD ↗
$516.5M RAUM · 5 reps · (516) 938-2400 · compassadvisors.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
VISHRIA BIRD FINANCIAL GROUP, LLC crossed $500M in regulatory AUM ($398.7M -> $509.8M). IAPD ↗
$509.8M RAUM · 6 reps · 901-216-1600 · vbfinancialgroup.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
HEIRLOOM WEALTH MANAGEMENT LLC crossed $500M in regulatory AUM ($352.8M -> $500.4M). IAPD ↗
$500.4M RAUM · 11 reps · 720-328-2877 · heirloomwm.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
NEW WORLD ADVISORS LLC crossed $500M in regulatory AUM ($453.2M -> $548.6M). IAPD ↗
$548.6M RAUM · 3 reps · 781-749-6922
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
RIVERSEDGE ADVISORS crossed $500M in regulatory AUM ($452.7M -> $594.4M). IAPD ↗
$594.4M RAUM · 14 reps · 302-573-6864
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
BEACON HARBOR WEALTH ADVISORS crossed $500M in regulatory AUM ($483.5M -> $522.3M). IAPD ↗
$522.3M RAUM · 4 reps · 757-644-4545 · beaconharborwealth.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
PLATTE RIVER WEALTH ADVISORS, LLC crossed $500M in regulatory AUM ($447.9M -> $544.3M). IAPD ↗
$544.3M RAUM · 3 reps · 720-738-9010 · platteriverwa.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
MAYFAIR ADVISORY GROUP, LLC crossed $500M in regulatory AUM ($280.5M -> $604.4M). IAPD ↗
$604.4M RAUM · 3 reps · (205) 800-4311
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
STORGE crossed $500M in regulatory AUM ($460.2M -> $568.7M). IAPD ↗
$568.7M RAUM · 2 reps · 3059038354 · storgepartners.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
SAXON FINANCIAL GROUP crossed $500M in regulatory AUM ($446.4M -> $535.0M). IAPD ↗
$535.0M RAUM · 13 reps · 713-425-5340 · saxonfinancialgroup.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
FRACTAL INVESTMENTS LLC crossed $500M in regulatory AUM ($456.8M -> $514.7M). IAPD ↗
$514.7M RAUM · 2 reps · (860) 839-0257 · fractalinvestments.net
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
COGENTBLUE crossed $500M in regulatory AUM ($105.9M -> $625.8M). IAPD ↗
$625.8M RAUM · 4 reps · 865-309-5892 · cogentbluewealth.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
LAKERIDGE WEALTH MANAGEMENT LLC crossed $500M in regulatory AUM ($456.2M -> $605.8M). IAPD ↗
$605.8M RAUM · 11 reps · (440) 510-1901 · nmswealthmanagement.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
SOLIDARITY WEALTH, LLC crossed $500M in regulatory AUM ($375.5M -> $522.0M). IAPD ↗
$522.0M RAUM · 7 reps · 385-374-1665 · solidaritywealth.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
TRIFECTA CAPITAL ADVISORS, LLC crossed $500M in regulatory AUM ($407.3M -> $567.6M). IAPD ↗
$567.6M RAUM · 1 reps · 1-847-495-2464 · trifectacapitaladvisors.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
CORA CAPITAL ADVISORS crossed $500M in regulatory AUM ($463.4M -> $513.0M). IAPD ↗
$513.0M RAUM · 7 reps · 856-513-8600
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
COMPOUND GLOBAL ADVISORS, LLC crossed $500M in regulatory AUM ($395.0M -> $599.4M). IAPD ↗
$599.4M RAUM · 1 reps · (206) 432-2899 · compoundglobaladvisors.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
BEVERLY HILLS PRIVATE WEALTH, LLC crossed $500M in regulatory AUM ($484.0M -> $696.0M). IAPD ↗
$696.0M RAUM · 5 reps · 310-388-3800
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
DODDS WEALTH, LLC crossed $500M in regulatory AUM ($429.6M -> $541.3M). IAPD ↗
$541.3M RAUM · 7 reps · 303-539-3900 · doddswealth.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
DOWNTOWN WEALTH STUDIOS, LLC crossed $500M in regulatory AUM ($266.3M -> $747.2M). IAPD ↗
$747.2M RAUM · 4 reps · 888-240-2737 · dtwn.co
Portfolio / reporting / TAMPCRMIntegration & migration consulting
55
CARSON MANAGEMENT COMPANY, LLC crossed $500M in regulatory AUM ($477.5M -> $507.2M). IAPD ↗fund
$507.2M RAUM · 4 reps · 214.999.1000 · carsoncapital.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
55
PLACEHOLDER MANAGEMENT, LLC crossed $500M in regulatory AUM ($439.8M -> $969.9M). IAPD ↗fund
$969.9M RAUM · 3 reps · 9292449167
Portfolio / reporting / TAMPCRMIntegration & migration consulting
55
TRUELINK CAPITAL MANAGEMENT, LLC crossed $500M in regulatory AUM ($173.6M -> $528.3M). IAPD ↗fund
$528.3M RAUM · 10 reps · 310-736-5853 · truelinkcap.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
40
AUGUST CAPITAL crossed $500M in regulatory AUM ($432.7M -> $515.9M). IAPD ↗foreign
$515.9M RAUM · 3 reps · 438-792-5161 · augustgroup.com
Portfolio / reporting / TAMPCRMIntegration & migration consulting
deregistered — 51 Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
65
CANNELL & CO. (NEW YORK, NY) left the SEC roster (was $3.63B RAUM, 10 reps). IAPD ↗
$3.63B RAUM · 10 reps · 212-752-5255 · cannellco.com
Recruiting & transitionsM&A & valuation
65
FORTIGENT, LLC (FORT MILL, SC) left the SEC roster (was $3.45B RAUM, 4 reps). IAPD ↗
$3.45B RAUM · 4 reps · 800-877-7210 · lpl.com
Recruiting & transitionsM&A & valuation
63
ROBERT GORDON & ASSOCIATES INC (SPRINGFIELD, IL) left the SEC roster (was $265.9M RAUM, 4 reps). IAPD ↗
$265.9M RAUM · 4 reps · 217-698-4844 · rga-advisors.com
Recruiting & transitionsM&A & valuation
63
NORTHSTAR ASSET MANAGEMENT LLC (BLUE BELL, PA) left the SEC roster (was $467.0M RAUM, 2 reps). IAPD ↗
$467.0M RAUM · 2 reps · 484-342-4200 · northstarmgt.com
Recruiting & transitionsM&A & valuation
63
PRIVATE INCOME CAPITAL MANAGEMENT (location n/a) left the SEC roster (was $290.5M RAUM, 1 reps). IAPD ↗
$290.5M RAUM · 1 reps · 206-224-1654
Recruiting & transitionsM&A & valuation
63
TAYLOR, BERNARD (location n/a) left the SEC roster (was $334.1M RAUM, 1 reps). IAPD ↗
$334.1M RAUM · 1 reps · 44 7377557255
Recruiting & transitionsM&A & valuation
63
NEIRG WEALTH MANAGEMENT, LLC (NORTH ANDOVER, MA) left the SEC roster (was $899.3M RAUM, 7 reps). IAPD ↗
$899.3M RAUM · 7 reps · 978-975-2559
Recruiting & transitionsM&A & valuation
60
RUNNYMEDE CAPITAL MANAGEMENT INC (location n/a) left the SEC roster (was $76.9M RAUM, 3 reps). IAPD ↗
$76.9M RAUM · 3 reps · 973-267-6886 · inspiredmoney.fm
Recruiting & transitionsM&A & valuation
60
STOWE FINANCIAL PLANNING, L.L.C. (PLANO, TX) left the SEC roster (was $134.4M RAUM, 2 reps). IAPD ↗
$134.4M RAUM · 2 reps · 972-733-9959 · stowefinancialplanning.com
Recruiting & transitionsM&A & valuation
60
LINWOOD INVESTMENT ADVISORS INC. (BUFFALO, NY) left the SEC roster (was $67.7M RAUM, 1 reps). IAPD ↗
$67.7M RAUM · 1 reps · 716-572-4790
Recruiting & transitionsM&A & valuation
60
WEALTH ADVISORS, INC. (HENDERSON, NV) left the SEC roster (was $224.2M RAUM, 4 reps). IAPD ↗
$224.2M RAUM · 4 reps · 702-994-7039 · wealthadvisorsinc.com
Recruiting & transitionsM&A & valuation
60
POTOMAC ADVISORS, INC. (location n/a) left the SEC roster (was $17.0M RAUM, 2 reps). IAPD ↗
$17.0M RAUM · 2 reps · 941-870-3426 · potomacadvisorsinc.com
Recruiting & transitionsM&A & valuation
60
SWAIMBROWN WEALTH MANAGEMENT LLC (CLINTON, SC) left the SEC roster (was $137.7M RAUM, 2 reps). IAPD ↗
$137.7M RAUM · 2 reps · 864-547-8018 · swaimbrownwealth.com
Recruiting & transitionsM&A & valuation
60
TIGRESS FINANCIAL PARTNERS LLC (NEW YORK, NY) left the SEC roster (was $5.5M RAUM, 4 reps). IAPD ↗
$5.5M RAUM · 4 reps · 212-430-8700 · tigressfinancialintelligence.com
Recruiting & transitionsM&A & valuation
60
FUTU WEALTH ADVISORS, INC. (PALO ALTO, CA) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗
$0 RAUM · 1 reps · 650-798-5700 · futufa.com
Recruiting & transitionsM&A & valuation
60
VECTORWEALTH (TAMPA, FL) left the SEC roster (was $5.0M RAUM, 1 reps). IAPD ↗
$5.0M RAUM · 1 reps · 833-625-7421 · vectorshares.com
Recruiting & transitionsM&A & valuation
60
SIGNALS MATTER ADVISORS, LLC (location n/a) left the SEC roster (was $106,253 RAUM, 2 reps). IAPD ↗
$106,253 RAUM · 2 reps · 844-545-5050 · signalsmatteradvisors.com
Recruiting & transitionsM&A & valuation
60
SUNLIGHT PEAKS FINANCIAL PARTNERS, LLC (location n/a) left the SEC roster (was $43.4M RAUM, 3 reps). IAPD ↗
$43.4M RAUM · 3 reps · 8662100158 X 1 · sunlightpeaks.com
Recruiting & transitionsM&A & valuation
60
LEGION INVEST (MADISON, NJ) left the SEC roster (was $0 RAUM, 2 reps). IAPD ↗
$0 RAUM · 2 reps · (650) 332-4523
Recruiting & transitionsM&A & valuation
60
2903 CAPITAL LLC (location n/a) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗
$0 RAUM · 1 reps · 615-516-5655 · 2903capital.carrd.co
Recruiting & transitionsM&A & valuation
60
WILLOW FINANCIAL LLC (ROGERS, AR) left the SEC roster — its 120-day provisional registration did not convert (was $32.0M RAUM, 3 reps). IAPD ↗
$32.0M RAUM · 3 reps · (479) 709-3949 · willowfinancialnwa.com
Recruiting & transitionsM&A & valuation
60
UNSADDL, INC. (NEW YORK, NY) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗
$0 RAUM · 1 reps · 609-350-2899 · unsaddl.com
Recruiting & transitionsM&A & valuation
60
503 CAPITAL PARTNERS, LLC (location n/a) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 1 reps). IAPD ↗
$0 RAUM · 1 reps · 913-276-7433
Recruiting & transitionsM&A & valuation
60
SPHINX INVESTMENTS LLC (LEWES, DE) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 1 reps). IAPD ↗
$0 RAUM · 1 reps · 833-247-7833
Recruiting & transitionsM&A & valuation
55
TEKLA CAPITAL MANAGEMENT LLC (BOSTON, MA) left the SEC roster (was $3.22B RAUM, 13 reps). IAPD ↗institutional
$3.22B RAUM · 13 reps · 617-772-8500
Recruiting & transitionsM&A & valuation
55
ETF MANAGERS GROUP LLC (SUMMIT, NJ) left the SEC roster (was $3.48B RAUM, 2 reps). IAPD ↗institutional
$3.48B RAUM · 2 reps · 908-897-0510
Recruiting & transitionsM&A & valuation
50
NEZU ASIA CAPITAL MANAGEMENT, LLC (NEW YORK, NY) left the SEC roster (was $64.7M RAUM, 2 reps). IAPD ↗institutional
$64.7M RAUM · 2 reps · 212-476-7800 · nezuasia.com
Recruiting & transitionsM&A & valuation
50
ERGOTELES CAPITAL (NEW YORK, NY) left the SEC roster (was $4.63B RAUM, 26 reps). IAPD ↗fund
$4.63B RAUM · 26 reps · 646-701-0015 · info.ergotelescapital.com
Recruiting & transitionsM&A & valuation
50
BLUE ROCK ADVISORS, LLC (EXCELSIOR, MN) left the SEC roster (was $1.22B RAUM, 3 reps). IAPD ↗fund
$1.22B RAUM · 3 reps · (952) 229-8700 · blue-rock.com
Recruiting & transitionsM&A & valuation
50
ZENO RESEARCH, LLC (NEW YORK, NY) left the SEC roster (was $169.6M RAUM, 2 reps). IAPD ↗institutional
$169.6M RAUM · 2 reps · 646-395-9932
Recruiting & transitionsM&A & valuation
50
AMBLESIDE INVESTMENTS (location n/a) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 1 reps). IAPD ↗institutional
$0 RAUM · 1 reps · 317-331-3210
Recruiting & transitionsM&A & valuation
50
ARC LUMINOUS MANAGEMENT COMPANY LLC (NEW YORK, NY) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 4 reps). IAPD ↗institutional
$0 RAUM · 4 reps · 615-554-0044 · luminouscapitalinc.com
Recruiting & transitionsM&A & valuation
48
JET CAPITAL INVESTORS, LP (NEW YORK, NY) left the SEC roster (was $451.8M RAUM, 4 reps). IAPD ↗fund
$451.8M RAUM · 4 reps · 212-372-2590
Recruiting & transitionsM&A & valuation
48
ENGINE NO.1 LLC (SAN FRANCISCO, CA) left the SEC roster (was $299.9M RAUM, 11 reps). IAPD ↗fund
$299.9M RAUM · 11 reps · 628-251-1222 · engine1.com
Recruiting & transitionsM&A & valuation
48
CARROLL INVESTMENTS, LLC (ATLANTA, GA) left the SEC roster (was $563.1M RAUM, 10 reps). IAPD ↗fund
$563.1M RAUM · 10 reps · 404-812-8270 · carrollinvestmentsllc.com
Recruiting & transitionsM&A & valuation
48
SNOW LAKE MANAGEMENT LP (MENLO PARK, CA) left the SEC roster (was $562.9M RAUM, 1 reps). IAPD ↗fund
$562.9M RAUM · 1 reps · 917-373-8787 · snowlakecap.com
Recruiting & transitionsM&A & valuation
45
GALAPAGOS WEALTH MANAGEMENT, LLC (HOUSTON, TX) left the SEC roster (was $88.2M RAUM, 2 reps). IAPD ↗fund
$88.2M RAUM · 2 reps · 713-803-4326
Recruiting & transitionsM&A & valuation
45
VII PEAKS CAPITAL LLC (SANTA MONICA, CA) left the SEC roster (was $27.6M RAUM, 1 reps). IAPD ↗fund
$27.6M RAUM · 1 reps · (415) 983-0127
Recruiting & transitionsM&A & valuation
45
BREAKWATER MANAGEMENT, LP (CENTURY CITY, CA) left the SEC roster (was $169.2M RAUM, 6 reps). IAPD ↗fund
$169.2M RAUM · 6 reps · (424) 777-4000 · breakwatermgmt.com
Recruiting & transitionsM&A & valuation
45
MICKEY BARRETO MISSIONS-MANHATTAN SECURITIES (location n/a) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗fund
$0 RAUM · 1 reps · 6462716094
Recruiting & transitionsM&A & valuation
45
ATLANTICA VENTURES MANAGEMENT LLC (location n/a) left the SEC roster (was $51.2M RAUM, 6 reps). IAPD ↗fund
$51.2M RAUM · 6 reps · 202-247-5328 · atlanticaventures.com
Recruiting & transitionsM&A & valuation
45
MONTANA AVENUE CAPITAL PARTNERS, LLC (LOS ANGELES, CA) left the SEC roster — its 120-day provisional registration did not convert (was $58.7M RAUM, 10 reps). IAPD ↗fund
$58.7M RAUM · 10 reps · 424-744-8637 · macpartnersllc.com
Recruiting & transitionsM&A & valuation
35
SANDERSON ASSET MANAGEMENT (LONDON, United Kingdom) left the SEC roster (was $1.38B RAUM, 7 reps). IAPD ↗foreign
$1.38B RAUM · 7 reps · 011-44207-468-5970 · sandersonam.com
Recruiting & transitionsM&A & valuation
35
AFFIRMATIVE INVESTMENT MANAGEMENT PARTNERS LIMITED (LONDON, United Kingdom) left the SEC roster (was $1.05B RAUM, 15 reps). IAPD ↗foreign
$1.05B RAUM · 15 reps · +44 (0)2039496900 · affirmativeim.com
Recruiting & transitionsM&A & valuation
33
YCAP ASSET MANAGEMENT (PARIS, ILE-DE-FRANCE, France) left the SEC roster (was $692.0M RAUM, 8 reps). IAPD ↗foreign
$692.0M RAUM · 8 reps · +33 (0) 1 75 77 47 00 · ycapam.fr
Recruiting & transitionsM&A & valuation
30
MILLENNIUM GLOBAL INVESTMENTS LIMITED (LONDON, United Kingdom) left the SEC roster (was $114.5M RAUM, 12 reps). IAPD ↗foreign
$114.5M RAUM · 12 reps · 44-20-7663-8900 · investments.millenniumglobal.com
Recruiting & transitionsM&A & valuation
30
HNW MANAGEMENT INC. (TORONTO, ONTARIO, Canada) left the SEC roster (was $67.0M RAUM, 2 reps). IAPD ↗foreign
$67.0M RAUM · 2 reps · 416-483-0963
Recruiting & transitionsM&A & valuation
30
MCI ASSET MANAGEMENT, LLC (LONDON, United Kingdom) left the SEC roster (was $500,000 RAUM, 0 reps). IAPD ↗foreign
$500,000 RAUM · 0 reps · 11-44-0203-875-0982
Recruiting & transitionsM&A & valuation
30
STADDEN FORBES WEALTH MANAGEMENT LTD (LONDON, United Kingdom) left the SEC roster (was $10.0M RAUM, 2 reps). IAPD ↗foreign
$10.0M RAUM · 2 reps · 447971460104 · staddenforbes.com
Recruiting & transitionsM&A & valuation
30
SILVER MOUNT CAPITAL LIMITED (LONDON, United Kingdom) left the SEC roster (was $107.1M RAUM, 3 reps). IAPD ↗foreign
$107.1M RAUM · 3 reps · 44-207-659-4137 · silvermount.com
Recruiting & transitionsM&A & valuation
30
WESTOR COMPLIANCE SERVICES LLC (LUGANO, Switzerland) left the SEC roster (was $0 RAUM, 1 reps). IAPD ↗foreign
$0 RAUM · 1 reps · 4191-234-4530
Recruiting & transitionsM&A & valuation
disclosure added — 41 Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
55
OPPENHEIMER & CO. INC.'s Item 11 disclosure-reporting entries rose by 3 (98 -> 101). IAPD ↗
$22.65B RAUM · 1073 reps · 212-668-8000 · oppenheimer.com
ComplianceMarketing & brand
55
EDWARD JONES's Item 11 disclosure-reporting entries rose by 2 (100 -> 102). IAPD ↗
$593.13B RAUM · 19677 reps · 314-515-2000
ComplianceMarketing & brand
55
GOLDMAN SACHS & CO. LLC's Item 11 disclosure-reporting entries rose by 13 (747 -> 760). IAPD ↗
$211.42B RAUM · 2260 reps · 212-902-1000
ComplianceMarketing & brand
55
RAYMOND JAMES & ASSOCIATES, INC.'s Item 11 disclosure-reporting entries rose by 10 (151 -> 161). IAPD ↗
$350.04B RAUM · 5254 reps · 727-567-1000
ComplianceMarketing & brand
55
VOYA FINANCIAL ADVISORS, INC.'s Item 11 disclosure-reporting entries rose by 2 (51 -> 53). IAPD ↗
$2.68B RAUM · 529 reps · 1-800-356-2906 · voyafinancialadvisors.com
ComplianceMarketing & brand
55
LINCOLN FINANCIAL SECURITIES CORPORATION's Item 11 disclosure-reporting entries rose by 3 (4 -> 7). IAPD ↗
$3.94B RAUM · 386 reps · 800-237-3813 · lfg.com
ComplianceMarketing & brand
55
LINCOLN FINANCIAL ADVISORS CORPORATION's Item 11 disclosure-reporting entries rose by 3 (20 -> 23). IAPD ↗
$32.60B RAUM · 986 reps · 800-237-3813 · lfg.com
ComplianceMarketing & brand
55
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED's Item 11 disclosure-reporting entries rose by 4 (478 -> 482). IAPD ↗
$1093.69B RAUM · 25573 reps · 800-637-7455 · business.bofa.com
ComplianceMarketing & brand
55
AEGIS CAPITAL CORP.'s Item 11 disclosure-reporting entries rose by 1 (34 -> 35). IAPD ↗
$1.28B RAUM · 63 reps · 212-813-1010 · aegiscapcorp.com
ComplianceMarketing & brand
55
ADVICE AND PLANNING SERVICES's Item 11 disclosure-reporting entries rose by 4 (31 -> 35). IAPD ↗
$30.91B RAUM · 949 reps · 212-490-9000
ComplianceMarketing & brand
55
RBC CAPITAL MARKETS, LLC's Item 11 disclosure-reporting entries rose by 3 (223 -> 226). IAPD ↗
$201.26B RAUM · 2042 reps · 212-858-7000 · us.rbcwealthmanagement.com
ComplianceMarketing & brand
55
CITY NATIONAL SECURITIES, INC.'s Item 11 disclosure-reporting entries rose by 1 (37 -> 38). IAPD ↗
$1.49B RAUM · 47 reps · 310-888-6400 · cnb.com
ComplianceMarketing & brand
55
DWS INVESTMENT MANAGEMENT AMERICAS, INC.'s Item 11 disclosure-reporting entries rose by 1 (96 -> 97). IAPD ↗
$164.89B RAUM · 204 reps · 212-454-4500
ComplianceMarketing & brand
55
ONEDIGITAL INVESTMENT ADVISORS's Item 11 disclosure-reporting entries rose by 2 (9 -> 11). IAPD ↗
$89.15B RAUM · 380 reps · 877-742-2021
ComplianceMarketing & brand
55
RREEF AMERICA L.L.C.'s Item 11 disclosure-reporting entries rose by 1 (96 -> 97). IAPD ↗
$46.48B RAUM · 134 reps · 312-537-7000
ComplianceMarketing & brand
55
CITY NATIONAL ROCHDALE's Item 11 disclosure-reporting entries rose by 1 (9 -> 10). IAPD ↗
$60.07B RAUM · 129 reps · 212-702-3500
ComplianceMarketing & brand
55
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.'s Item 11 disclosure-reporting entries rose by 2 (24 -> 26). IAPD ↗
$82.43B RAUM · 3313 reps · 641-472-5100 · iheart.com
ComplianceMarketing & brand
55
KEY INVESTMENT SERVICES LLC's Item 11 disclosure-reporting entries rose by 3 (2 -> 5). IAPD ↗
$3.22B RAUM · 400 reps · (888) 547-2968 · key.com
ComplianceMarketing & brand
55
BROKERS FINANCIAL's Item 11 disclosure-reporting entries rose by 9 (7 -> 16). IAPD ↗
$2.00B RAUM · 173 reps · 877-886-1939
ComplianceMarketing & brand
55
ROCKEFELLER CAPITAL MANAGEMENT's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗
$34.71B RAUM · 405 reps · 212-549-5100 · rcm.rockco.com
ComplianceMarketing & brand
53
NAMCOA's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗
$277.7M RAUM · 17 reps · (239) 593-5525 · flretire.com
ComplianceMarketing & brand
53
REDE WEALTH, LLC's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗
$262.3M RAUM · 2 reps · (434) 974-3500
ComplianceMarketing & brand
50
CHERRY CREEK INVESTMENT ADVISORS INC's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗
$207.5M RAUM · 2 reps · 303-320-5774 · cherrycreekinvestmentadvisors.com
ComplianceMarketing & brand
50
SPECTRUM ADVISORS, INC.'s Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗
$118.0M RAUM · 4 reps · 972-931-3700 · spectrumadvisors.net
ComplianceMarketing & brand
50
CRESCENT ADVISOR GROUP, INC.'s Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗
$240.7M RAUM · 17 reps · 972-490-0150
ComplianceMarketing & brand
50
SYMPHONIC FINANCIAL ADVISORS LLC's Item 11 disclosure-reporting entries rose by 1 (7 -> 8). IAPD ↗
$125.2M RAUM · 4 reps · 212-702-3500
ComplianceMarketing & brand
50
INVARIANT INVESTMENT MANAGEMENT's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗
$91.7M RAUM · 6 reps · (717) 317-9006
ComplianceMarketing & brand
50
BRIDGEPORT FINANCIAL SOLUTIONS's Item 11 disclosure-reporting entries rose by 12 (0 -> 12). IAPD ↗
$0 RAUM · 0 reps · 800-777-6080 · bridgeport.financial.com
ComplianceMarketing & brand
45
MASON STREET ADVISORS, LLC's Item 11 disclosure-reporting entries rose by 3 (11 -> 14). IAPD ↗institutional
$25.57B RAUM · 11 reps · 414-665-5400
ComplianceMarketing & brand
45
DBX ADVISORS LLC's Item 11 disclosure-reporting entries rose by 1 (96 -> 97). IAPD ↗institutional
$18.09B RAUM · 9 reps · 212-454-4500
ComplianceMarketing & brand
43
BMO CAPITAL MARKETS CORP.'s Item 11 disclosure-reporting entries rose by 1 (52 -> 53). IAPD ↗institutional
$607.8M RAUM · 27 reps · (212) 702-1981 · bmocm.com
ComplianceMarketing & brand
40
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC's Item 11 disclosure-reporting entries rose by 3 (18 -> 21). IAPD ↗institutional
$0 RAUM · 0 reps · 866-664-7737
ComplianceMarketing & brand
40
AON SECURITIES LLC's Item 11 disclosure-reporting entries rose by 4 (1 -> 5). IAPD ↗institutional
$0 RAUM · 7 reps · 312-381-4488 · aon.com
ComplianceMarketing & brand
40
CONTRARIAN CAPITAL MANAGEMENT LLC's Item 11 disclosure-reporting entries rose by 3 (0 -> 3). IAPD ↗fund
$4.64B RAUM · 25 reps · 203-862-8200 · contrariancapital.com
ComplianceMarketing & brand
40
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP's Item 11 disclosure-reporting entries rose by 2 (0 -> 2). IAPD ↗fund
$171.38B RAUM · 78 reps · 617-919-0000 · arrowstreetcapital.com
ComplianceMarketing & brand
40
TOWNSEND HOLDINGS LLC's Item 11 disclosure-reporting entries rose by 4 (0 -> 4). IAPD ↗fund
$23.91B RAUM · 82 reps · 216-781-9090 · townsendgroup.com
ComplianceMarketing & brand
40
BOFA SECURITIES, INC.'s Item 11 disclosure-reporting entries rose by 2 (93 -> 95). IAPD ↗institutional
$0 RAUM · 348 reps · 646-743-2734 · bankofamerica.com
ComplianceMarketing & brand
40
NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC's Item 11 disclosure-reporting entries rose by 3 (11 -> 14). IAPD ↗fund
$262.08B RAUM · 197 reps · 414-665-1444 · media.nmfn.com
ComplianceMarketing & brand
38
BELHEALTH INVESTMENT PARTNERS, LLC's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗fund
$310.0M RAUM · 5 reps · 954-636-3680 · belhealth.com
ComplianceMarketing & brand
25
DWS ALTERNATIVES GLOBAL LIMITED's Item 11 disclosure-reporting entries rose by 2 (96 -> 98). IAPD ↗foreign
$15.32B RAUM · 83 reps · 44 207 547 5344
ComplianceMarketing & brand
25
DWS INVESTMENTS HONG KONG LIMITED's Item 11 disclosure-reporting entries rose by 3 (95 -> 98). IAPD ↗foreign
$6.35B RAUM · 22 reps · 852-2203-8888 · dws.com
ComplianceMarketing & brand
aum crossed 1b — 40 Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
85
ANDERSON HOAGLAND & CO crossed $1B in regulatory AUM ($921.5M -> $1.06B). IAPD ↗
$1.06B RAUM · 6 reps · 314-726-2107 · ahco.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
HENRY H. ARMSTRONG ASSOCIATES, INC. crossed $1B in regulatory AUM ($903.0M -> $1.06B). IAPD ↗
$1.06B RAUM · 3 reps · 412-471-1551 · henryarmstrong.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
SHEETS SMITH WEALTH MANAGEMENT crossed $1B in regulatory AUM ($965.1M -> $1.07B). IAPD ↗
$1.07B RAUM · 10 reps · 336-765-2020 · sheetssmith.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
JANICZEK WEALTH MANAGEMENT crossed $1B in regulatory AUM ($972.5M -> $1.12B). IAPD ↗
$1.12B RAUM · 5 reps · 303-721-7000 · janiczek.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
GRASSI INVESTMENT MANAGEMENT, LLC crossed $1B in regulatory AUM ($928.1M -> $1.11B). IAPD ↗
$1.11B RAUM · 4 reps · 650-934-0770 · grassiinvest.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
HALPERN FINANCIAL, INC. crossed $1B in regulatory AUM ($828.8M -> $1.10B). IAPD ↗
$1.10B RAUM · 7 reps · 240.268.1000
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
STEWART & PATTEN CO LLC crossed $1B in regulatory AUM ($935.4M -> $1.03B). IAPD ↗
$1.03B RAUM · 5 reps · 415-421-4932 · stewartandpatten.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
PETERSEN HASTINGS WEALTH ADVISORS, INC. crossed $1B in regulatory AUM ($927.1M -> $1.12B). IAPD ↗
$1.12B RAUM · 15 reps · 509-735-0484 · petersenhastings.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
ECLECTIC ASSOCIATES, INC. crossed $1B in regulatory AUM ($923.4M -> $1.05B). IAPD ↗
$1.05B RAUM · 9 reps · 714-738-0220
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
FINANCIAL PLAN, INC. crossed $1B in regulatory AUM ($845.1M -> $1.05B). IAPD ↗
$1.05B RAUM · 10 reps · 360-714-1234
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
PBMARES WEALTH MANAGEMENT LLC crossed $1B in regulatory AUM ($971.4M -> $1.14B). IAPD ↗
$1.14B RAUM · 14 reps · 757.229.7180
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
MARYLAND FINANCIAL GROUP, INC. crossed $1B in regulatory AUM ($976.0M -> $1.11B). IAPD ↗
$1.11B RAUM · 37 reps · 301-251-8550 · barnettwealthadvisors.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
MJP WEALTH ADVISORS crossed $1B in regulatory AUM ($853.4M -> $1.06B). IAPD ↗
$1.06B RAUM · 11 reps · 860-677-7755
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
WATERLOO CAPITAL crossed $1B in regulatory AUM ($745.5M -> $1.30B). IAPD ↗
$1.30B RAUM · 29 reps · 512-777-5900
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
PROSPERITY - AN EISNERAMPER COMPANY crossed $1B in regulatory AUM ($406.8M -> $1.07B). IAPD ↗
$1.07B RAUM · 31 reps · 410-363-7211
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
TRIANGLE WEALTH MANAGEMENT crossed $1B in regulatory AUM ($967.8M -> $1.11B). IAPD ↗
$1.11B RAUM · 9 reps · 919-838-3221
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
INSPIRION WEALTH ADVISORS, LLC crossed $1B in regulatory AUM ($915.3M -> $1.08B). IAPD ↗
$1.08B RAUM · 9 reps · 847-918-9100 · inspirionwealth.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
COMPASS ION ADVISORS, LLC crossed $1B in regulatory AUM ($767.1M -> $1.09B). IAPD ↗
$1.09B RAUM · 13 reps · (610) 228-2200
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
LAKE HILL CAPITAL MANAGEMENT, LLC crossed $1B in regulatory AUM ($881.9M -> $1.38B). IAPD ↗
$1.38B RAUM · 2 reps · 212-792-6671
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
ALLY INVEST ADVISORS crossed $1B in regulatory AUM ($986.7M -> $1.13B). IAPD ↗
$1.13B RAUM · 12 reps · 855-880-2559 · ally.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
ISTHMUS PARTNERS, LLC crossed $1B in regulatory AUM ($977.3M -> $1.11B). IAPD ↗
$1.11B RAUM · 9 reps · 608-729-0949
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
TOTAL WEALTH PLANNING, LLC crossed $1B in regulatory AUM ($866.1M -> $1.06B). IAPD ↗
$1.06B RAUM · 16 reps · 513-984-6696
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
SHP WEALTH MANAGEMENT, LLC crossed $1B in regulatory AUM ($905.7M -> $1.10B). IAPD ↗
$1.10B RAUM · 24 reps · 508-746-2400
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
KINGS PATH PARTNERS LLC crossed $1B in regulatory AUM ($981.3M -> $1.06B). IAPD ↗
$1.06B RAUM · 4 reps · (832) 500-3101 · kingspath.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
ABOUND WEALTH MANAGEMENT, LLC crossed $1B in regulatory AUM ($787.2M -> $1.07B). IAPD ↗
$1.07B RAUM · 24 reps · 615-226-3667
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
LIBERTY WEALTH MANAGEMENT, LLC crossed $1B in regulatory AUM ($986.6M -> $1.22B). IAPD ↗
$1.22B RAUM · 18 reps · 510-658-1880
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
OPEROSE ADVISORS LLC crossed $1B in regulatory AUM ($805.7M -> $1.25B). IAPD ↗
$1.25B RAUM · 7 reps · 414-209-3280
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
MERIDIAN WEALTH PARTNERS, LLC crossed $1B in regulatory AUM ($905.6M -> $1.12B). IAPD ↗
$1.12B RAUM · 9 reps · 610-272-4700
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
JGP WEALTH MANAGEMENT, LLC crossed $1B in regulatory AUM ($888.9M -> $1.08B). IAPD ↗
$1.08B RAUM · 12 reps · 503-446-6450
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
LAKE STREET crossed $1B in regulatory AUM ($796.4M -> $1.00B). IAPD ↗
$1.00B RAUM · 9 reps · 312-766 7040 · clarity-fg.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
MARTEL WEALTH ADVISORS INC crossed $1B in regulatory AUM ($897.2M -> $1.08B). IAPD ↗
$1.08B RAUM · 11 reps · 360-694-9940
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
HEARTWOOD WEALTH ADVISORS, LLC crossed $1B in regulatory AUM ($982.8M -> $1.13B). IAPD ↗
$1.13B RAUM · 7 reps · 804-269-8711 · heartwoodva.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
DAYMARK WEALTH PARTNERS, LLC crossed $1B in regulatory AUM ($907.8M -> $2.50B). IAPD ↗
$2.50B RAUM · 16 reps · 513-838-2520
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
85
SYNTEGRA PRIVATE WEALTH GROUP LLC crossed $1B in regulatory AUM ($813.8M -> $1.02B). IAPD ↗
$1.02B RAUM · 12 reps · 314-802-7232
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
75
HOLBROOK HOLDINGS, INC. crossed $1B in regulatory AUM ($954.7M -> $1.55B). IAPD ↗institutional
$1.55B RAUM · 2 reps · 678-400-3980 · holbrookholdings.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
75
BAYESIAN CAPITAL MANAGEMENT, LP crossed $1B in regulatory AUM ($812.3M -> $1.09B). IAPD ↗institutional
$1.09B RAUM · 1 reps · (718) 332-4567 · bayesian.capital
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
75
IRONSHORE FINANCIAL crossed $1B in regulatory AUM ($930.5M -> $1.10B). IAPD ↗institutional
$1.10B RAUM · 1 reps · 937-872-4015 · ironshorefinancial.com
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
75
DB ADVISORY AMERICA, LIMITED(LTD) crossed $1B in regulatory AUM ($882.0M -> $1.20B). IAPD ↗institutional
$1.20B RAUM · 2 reps · 917-261-798
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
70
GREENBRIER PARTNERS CAPITAL MANAGEMENT, LLC crossed $1B in regulatory AUM ($694.5M -> $1.03B). IAPD ↗fund
$1.03B RAUM · 3 reps · 214-720-2060
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
70
ENTROPY TECHNOLOGIES, LP crossed $1B in regulatory AUM ($974.7M -> $1.13B). IAPD ↗fund
$1.13B RAUM · 2 reps · 646-706-5703
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
headcount down — 39 Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
55
VOYA FINANCIAL ADVISORS, INC. shrank from 605 to 529 advisory reps. IAPD ↗
$2.68B RAUM · 529 reps · 1-800-356-2906 · voyafinancialadvisors.com
Recruiting & transitionsM&A & valuation
55
AEGIS CAPITAL CORP. shrank from 76 to 63 advisory reps. IAPD ↗
$1.28B RAUM · 63 reps · 212-813-1010 · aegiscapcorp.com
Recruiting & transitionsM&A & valuation
53
OGOREK WEALTH MANAGEMENT, LLC shrank from 8 to 2 advisory reps. IAPD ↗
$468.8M RAUM · 2 reps · 716-626-5000 · ogorek.com
Recruiting & transitionsM&A & valuation
53
DHJJ FINANCIAL ADVISORS shrank from 11 to 8 advisory reps. IAPD ↗
$463.9M RAUM · 8 reps · 630-420-1360 · dhjjfinancial.com
Recruiting & transitionsM&A & valuation
53
WINCH FINANCIAL shrank from 17 to 12 advisory reps. IAPD ↗
$420.2M RAUM · 12 reps · 920-739-8577 · winchfinancial.com
Recruiting & transitionsM&A & valuation
53
MUSTARD SEED WEALTH MANAGEMENT shrank from 10 to 7 advisory reps. IAPD ↗
$364.0M RAUM · 7 reps · 870-234-1618 · mustardseedfinancial.com
Recruiting & transitionsM&A & valuation
53
LAUREL WEALTH ADVISORS, LLC shrank from 7 to 5 advisory reps. IAPD ↗
$860.4M RAUM · 5 reps · 704-927-4379
Recruiting & transitionsM&A & valuation
53
BAKER ELLIS ASSET MANAGEMENT LLC shrank from 5 to 3 advisory reps. IAPD ↗
$792.1M RAUM · 3 reps · 503-227-5778 · bakerellisllc.com
Recruiting & transitionsM&A & valuation
53
KIRTLAND FINANCIAL MANAGEMENT, INC. shrank from 3 to 1 advisory reps. IAPD ↗
$296.7M RAUM · 1 reps · (305) 648-0006 · kirtlandfinancial.com
Recruiting & transitionsM&A & valuation
53
BEAR MOUNTAIN CAPITAL INC. shrank from 5 to 3 advisory reps. IAPD ↗
$308.1M RAUM · 3 reps · 206-420-3713 · bearmountaincapital.com
Recruiting & transitionsM&A & valuation
53
FUND DIRECT ADVISORS INC. shrank from 6 to 4 advisory reps. IAPD ↗
$524.0M RAUM · 4 reps · 336-271-4450 · funddirectadvisors.com
Recruiting & transitionsM&A & valuation
53
STEWARDSHIP ADVISORY GROUP, LLC shrank from 15 to 10 advisory reps. IAPD ↗
$269.8M RAUM · 10 reps · 407-470-1405 · stewardshipadvisory.com
Recruiting & transitionsM&A & valuation
53
HEMINGTON WEALTH MANAGEMENT shrank from 15 to 10 advisory reps. IAPD ↗
$894.4M RAUM · 10 reps · 703-828-2479 · hemingtonwm.com
Recruiting & transitionsM&A & valuation
53
ACCELERATED WEALTH ADVISORS LLC shrank from 8 to 4 advisory reps. IAPD ↗
$303.8M RAUM · 4 reps · 719-466-5631
Recruiting & transitionsM&A & valuation
53
T. ANTON INVESTMENT HOUSE, INC. shrank from 4 to 2 advisory reps. IAPD ↗
$274.9M RAUM · 2 reps · 608-501-1549 · tantoninvestmenthouse.com
Recruiting & transitionsM&A & valuation
53
SITRIN CAPITAL MANAGEMENT, LLC shrank from 6 to 4 advisory reps. IAPD ↗
$296.5M RAUM · 4 reps · (424) 777-4400 · sitrincapital.com
Recruiting & transitionsM&A & valuation
53
SANDBOX FINANCIAL PARTNERS, LLC shrank from 7 to 5 advisory reps. IAPD ↗
$463.7M RAUM · 5 reps · (301) 214-4190 · sandboxfp.com
Recruiting & transitionsM&A & valuation
53
ELK RIVER WEALTH MANAGEMENT LLC shrank from 10 to 8 advisory reps. IAPD ↗
$930.8M RAUM · 8 reps · (720) 310-3275
Recruiting & transitionsM&A & valuation
53
TRIFECTA CAPITAL ADVISORS, LLC shrank from 3 to 1 advisory reps. IAPD ↗
$567.6M RAUM · 1 reps · 1-847-495-2464 · trifectacapitaladvisors.com
Recruiting & transitionsM&A & valuation
50
TRANSITION FINANCIAL ADVISORS GROUP, INC. shrank from 4 to 2 advisory reps. IAPD ↗
$223.7M RAUM · 2 reps · (480) 722-9414 · transitionfinancial.ca
Recruiting & transitionsM&A & valuation
50
THE PROSPERITY PEOPLE shrank from 3 to 1 advisory reps. IAPD ↗
$120.3M RAUM · 1 reps · 859-331-7755 · theprosperitypeople.com
Recruiting & transitionsM&A & valuation
50
HAMMOND ILES WEALTH ADVISORS shrank from 11 to 4 advisory reps. IAPD ↗
$107.1M RAUM · 4 reps · 860-258-2600
Recruiting & transitionsM&A & valuation
50
R.S. PETRELL & ASSOCIATES, LLC D/B/A STRATEGIC WEALTH ADVISORS shrank from 5 to 3 advisory reps. IAPD ↗
$124.7M RAUM · 3 reps · 315-218-7350 · strategicwealthadvisors.net
Recruiting & transitionsM&A & valuation
50
PEACHCAP TAX & ADVISORY, LLC shrank from 6 to 4 advisory reps. IAPD ↗
$115.8M RAUM · 4 reps · 404-220-8958 · peachcap.com
Recruiting & transitionsM&A & valuation
50
POST OAK PRIVATE WEALTH ADVISORS shrank from 8 to 5 advisory reps. IAPD ↗
$204.5M RAUM · 5 reps · 281-580-2100 · postoakprivatewealth.com
Recruiting & transitionsM&A & valuation
50
NEWDAY shrank from 8 to 4 advisory reps. IAPD ↗
$117.4M RAUM · 4 reps · 415-935-0550
Recruiting & transitionsM&A & valuation
50
BOYCE & ASSOCIATES WEALTH CONSULTING, INC. shrank from 10 to 7 advisory reps. IAPD ↗
$165.5M RAUM · 7 reps · 512-522-4838
Recruiting & transitionsM&A & valuation
50
INVICTA ADVISORS LLC shrank from 16 to 9 advisory reps. IAPD ↗
$192.3M RAUM · 9 reps · 724.553.6891 · invictacapitaladvisors.com
Recruiting & transitionsM&A & valuation
50
LSB WEALTH MANAGEMENT shrank from 11 to 7 advisory reps. IAPD ↗
$231.8M RAUM · 7 reps · 515-327-9922 · mylsbcapital.com
Recruiting & transitionsM&A & valuation
50
NORTHSTAR INVESTMENT ADVISORY LLC shrank from 20 to 11 advisory reps. IAPD ↗
$0 RAUM · 11 reps · (310)-896-8197
Recruiting & transitionsM&A & valuation
40
LEUCADIA ASSET MANAGEMENT LLC shrank from 128 to 21 advisory reps. IAPD ↗fund
$3.49B RAUM · 21 reps · 212-284-2300
Recruiting & transitionsM&A & valuation
40
SENATOR INVESTMENT GROUP LP shrank from 15 to 12 advisory reps. IAPD ↗fund
$5.34B RAUM · 12 reps · 212-376-4300 · senatorlp.com
Recruiting & transitionsM&A & valuation
40
JEFFERIES FINANCE LLC shrank from 59 to 50 advisory reps. IAPD ↗fund
$16.41B RAUM · 50 reps · 212-284-3474 · apexcreditpartners.com
Recruiting & transitionsM&A & valuation
38
PARALLEL49 EQUITY shrank from 7 to 5 advisory reps. IAPD ↗fund
$310.9M RAUM · 5 reps · 847-295-4410 · p49equity.com
Recruiting & transitionsM&A & valuation
38
272 CAPITAL LLC shrank from 8 to 6 advisory reps. IAPD ↗fund
$530.8M RAUM · 6 reps · 214-556-2465
Recruiting & transitionsM&A & valuation
35
SENDER COMPANY & PARTNERS, INC. shrank from 12 to 6 advisory reps. IAPD ↗fund
$186.5M RAUM · 6 reps · 212-893-7459 · sendercompany.com
Recruiting & transitionsM&A & valuation
35
EXOS ASSET MANAGEMENT LLC shrank from 11 to 7 advisory reps. IAPD ↗fund
$205.7M RAUM · 7 reps · (646) 814-0996 · exosfinancial.com
Recruiting & transitionsM&A & valuation
35
STRATOS TECHNOLOGIES CAPITAL MANAGEMENT LLC shrank from 5 to 3 advisory reps. IAPD ↗fund
$105.5M RAUM · 3 reps · 214-845-7254 · stratos.xyz
Recruiting & transitionsM&A & valuation
23
AGF INVESTMENTS shrank from 9 to 7 advisory reps. IAPD ↗foreign
$570.5M RAUM · 7 reps · 416-367-1900 · agf.com
Recruiting & transitionsM&A & valuation
website changed — 29 Primary website domain changed (social-media URLs ignored) — usually a rebrand or new site.
30
LINSCOMB WEALTH, INC. changed its website from linscomb-williams.com to linscombwealth.com. IAPD ↗
$4.29B RAUM · 29 reps · 713-840-1000 · linscombwealth.com
Marketing & brand
30
BOSTON FAMILY OFFICE LLC changed its website from thebostonfamilyoffice.com to bosfam.com. IAPD ↗
$1.74B RAUM · 9 reps · 617-624-0800 · bosfam.com
Marketing & brand
30
SENTINEL PENSION ADVISORS INC changed its website from sentinelgroup.com to sbgi.com. IAPD ↗
$8.34B RAUM · 45 reps · 781-914-1450 · sbgi.com
Marketing & brand
28
RICHARD YOUNG ASSOCIATES, LTD. changed its website from moneymd.net to investrya.com. IAPD ↗
$837.5M RAUM · 7 reps · 706-739-0725 · investrya.com
Marketing & brand
28
THE CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC changed its website from cagcos.com to brettmachtig.com. IAPD ↗
$277.1M RAUM · 5 reps · 952-831-8243 · brettmachtig.com
Marketing & brand
28
SAGEVEST WEALTH MANAGEMENT changed its website from sagevestwealth.com to kidsfinancialeducation.com. IAPD ↗
$254.2M RAUM · 5 reps · (703) 992-7650 · kidsfinancialeducation.com
Marketing & brand
28
CAPE INVESTMENT ADVISORY, INC. changed its website from capeinvestmentadvisory.com to glacierwealthmanagement.com. IAPD ↗
$298.9M RAUM · 40 reps · 678-583-1120 · glacierwealthmanagement.com
Marketing & brand
28
PEREGRINE INVESTMENT ADVISORS, LLC changed its website from peregrineinvestmentadvisors.com to peregrineinvest.com. IAPD ↗
$332.9M RAUM · 4 reps · 769-216-3232 · peregrineinvest.com
Marketing & brand
28
TIM LOONEY INVESTMENTS, LLC changed its website from timlooneyinvestments.com to timlooney.com. IAPD ↗
$362.3M RAUM · 3 reps · 407-331-6961 · timlooney.com
Marketing & brand
28
ENTRUST FINANCIAL LLC changed its website from entrustfinancial.com to balancingactbook.com. IAPD ↗
$266.0M RAUM · 5 reps · 610-687-3515 · balancingactbook.com
Marketing & brand
28
TRUENORTH WEALTH & IMPACT, LLC changed its website from vowelsstovern.com to findtruenorth.com. IAPD ↗
$426.1M RAUM · 2 reps · 417-434-9400 · findtruenorth.com
Marketing & brand
25
CREEKSIDE CAPITAL, INC. changed its website from mcbreartycapital.com to creeksidecapitalinc.com. IAPD ↗
$221.1M RAUM · 2 reps · 865-693-5300 · creeksidecapitalinc.com
Marketing & brand
25
TRANSITION FINANCIAL ADVISORS GROUP, INC. changed its website from theamericanincanada.ca to transitionfinancial.ca. IAPD ↗
$223.7M RAUM · 2 reps · (480) 722-9414 · transitionfinancial.ca
Marketing & brand
25
SEAHORSE FINANCIAL ADVISERS INC. changed its website from seahorseadvisers.com to longcycletiming.com. IAPD ↗
$69.3M RAUM · 1 reps · 845-605-8122 · longcycletiming.com
Marketing & brand
25
SPECTRUM WEALTH MANAGEMENT, LLC changed its website from spectrumcapitalinvest.com to swmadvisors.com. IAPD ↗
$234.2M RAUM · 4 reps · 949-597-0101 · swmadvisors.com
Marketing & brand
25
BIRDROCK WEALTH changed its website from birdrockam.com to birdrockwealth.com. IAPD ↗
$129.1M RAUM · 4 reps · 512-236-0071 · birdrockwealth.com
Marketing & brand
25
BELLWETHER INVESTMENT GROUP, LLC changed its website from focuspointefinancial.com to focuspointfinancial.com. IAPD ↗
$123.7M RAUM · 6 reps · 423-698-6256 · focuspointfinancial.com
Marketing & brand
25
AXIS WEALTH PARTNERS, LLC changed its website from danieldaponte.com to axiswp.com. IAPD ↗
$242.1M RAUM · 6 reps · 401-441-5111 · axiswp.com
Marketing & brand
25
DOWNTOWN INVESTMENT ADVISORY changed its website from downtownllc.com to seekingalpha.com. IAPD ↗
$126.3M RAUM · 1 reps · (917) 363-4919 · seekingalpha.com
Marketing & brand
25
TRUTORO changed its website from pgfadvisor.com to trutoro.com. IAPD ↗
$138.7M RAUM · 15 reps · 501-358-6131 · trutoro.com
Marketing & brand
25
XYPN INVEST changed its website from xyinvestmentsolutions.com to newleaffinancialguidance.com. IAPD ↗
$101.3M RAUM · 3 reps · (360) 301-7579 · newleaffinancialguidance.com
Marketing & brand
25
INTEGRITY ADVISORY SOLUTIONS changed its website from bacapitalmanagement.com to integritywealthsolutions.com. IAPD ↗
$147.5M RAUM · 39 reps · (336) 660-2782 · integritywealthsolutions.com
Marketing & brand
25
HARPER INVESTING changed its website from esgplanning.com to harperinvesting.com. IAPD ↗
$101.4M RAUM · 3 reps · 408-644-8828 · harperinvesting.com
Marketing & brand
25
INVESTED ADVISORS changed its website from kristen-coombs.com to weareinvested.com. IAPD ↗
$190.7M RAUM · 2 reps · 814-235-2703 · weareinvested.com
Marketing & brand
25
INTREPID WEALTH PARTNERS, LLC changed its website from intrepidwealthpartners.com to tribeofluxury.com. IAPD ↗
$35.1M RAUM · 2 reps · 8554978737 · tribeofluxury.com
Marketing & brand
25
WILLIAMS & NOVAK WEALTH MANAGEMENT, LLC changed its website from williamsnovackwm.com to williamsnovakwm.com. IAPD ↗
$237.5M RAUM · 3 reps · 626-689-7181 · williamsnovakwm.com
Marketing & brand
25
MAVROS CAPITAL MANAGEMENT, LLC changed its website from mavroscm.com to mavroscapitalgroup.com. IAPD ↗
$0 RAUM · 3 reps · (424) 324-2631 · mavroscapitalgroup.com
Marketing & brand
15
1ST AND MAIN GROWTH PARTNERS changed its website from thebancfunds.com to 1standmain.co. IAPD ↗fund
$1.17B RAUM · 10 reps · 312-855-6202 · 1standmain.co
Marketing & brand
15
EASTSPRING US changed its website from eastspringinvestments.com to eastspring.com. IAPD ↗institutional
$0 RAUM · 0 reps · 312-730-9600 · eastspring.com
Marketing & brand
pending approved — 28 120-day provisional registration became a full approval.
75
TRITONPOINT WEALTH, LLC's provisional registration is now fully approved. IAPD ↗
$1.33B RAUM · 6 reps · (301) 799-9001 · tritonpointwealth.com
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
73
BALANCED WEALTH GROUP LLC's provisional registration is now fully approved. IAPD ↗
$341.5M RAUM · 7 reps · (440) 871-6501 · choosebalance.com
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
73
TRAVEKA WEALTH, LLC's provisional registration is now fully approved. IAPD ↗
$531.3M RAUM · 2 reps · (650) 397-2225 · travekawealth.com
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
73
CAPITAL INVESTMENT COUNSEL, LLC's provisional registration is now fully approved. IAPD ↗
$548.3M RAUM · 2 reps · (303) 381-0200 · cicwealthadvisors.com
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
73
JPL WEALTH MANAGEMENT, LLC's provisional registration is now fully approved. IAPD ↗
$300.0M RAUM · 3 reps · 303-529-3637 · jplwm.com
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
73
STABLEPOINT PARTNERS, LLC's provisional registration is now fully approved. IAPD ↗
$534.7M RAUM · 5 reps · (781) 654-4600 · stablepointpartners.com
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
70
BURR FINANCIAL SERVICES, LLC's provisional registration is now fully approved. IAPD ↗
$118.5M RAUM · 3 reps · 925-676-6007
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
70
VARRA WEALTH MANAGEMENT LLC's provisional registration is now fully approved. IAPD ↗
$196.6M RAUM · 5 reps · 303 665 2822
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
70
PANORAMA WEALTH ADVISORS's provisional registration is now fully approved. IAPD ↗
$93.6M RAUM · 2 reps · 720-356-0779 · pwa.llc
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
70
BGV FINANCIAL ADVISORS's provisional registration is now fully approved. IAPD ↗
$120.5M RAUM · 1 reps · 305-615-2070
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
70
INDEX TECHNOLOGIES GROUP LLC's provisional registration is now fully approved. IAPD ↗
$28.7M RAUM · 4 reps · 212-466-6760
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
70
LAKE WATER ADVISORY, LLC's provisional registration is now fully approved. IAPD ↗
$40.0M RAUM · 1 reps · 315-730-7432 · lakewatercap.com
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
70
SALIENT WEALTH PLANNING's provisional registration is now fully approved. IAPD ↗
$166.0M RAUM · 2 reps · 858-768-0094 · salientwealthplanning.com
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
70
STONEBRIDGE WEALTH SYSTEMS LLC's provisional registration is now fully approved. IAPD ↗
$102.0M RAUM · 6 reps · 308-698-0144 · stonebridgeiwm.com
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
70
STAVIS WEALTH TRANSFER SOLUTIONS's provisional registration is now fully approved. IAPD ↗
$53.8M RAUM · 2 reps · 713-391-8200 · wealthtransfersolutions.com
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
70
KELLER FINANCIAL GROUP's provisional registration is now fully approved. IAPD ↗
$106.8M RAUM · 2 reps · 717-516-0700
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
70
DBD RETIREMENT AND FINANCIAL SERVICES's provisional registration is now fully approved. IAPD ↗
$130.2M RAUM · 1 reps · 703-791-5955 · dbdfinancial.com
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
70
PERMANENT CAPITAL MANAGEMENT, LP's provisional registration is now fully approved. IAPD ↗
$121.6M RAUM · 1 reps · 312-961-8251
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
70
DELARME WEALTH MANAGEMENT, INC.'s provisional registration is now fully approved. IAPD ↗
$156.6M RAUM · 2 reps · 424-250-1725
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
70
DECISIONMAP WEALTH MANAGEMENT, LLC's provisional registration is now fully approved. IAPD ↗
$177.4M RAUM · 3 reps · (703) 520-1160 · decisionmap.com
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
70
NOLET WEALTH MANAGEMENT, LLC's provisional registration is now fully approved. IAPD ↗
$136.6M RAUM · 2 reps · 817-350-4342 · noletwealth.com
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
63
DIAMETER PRINCIPAL FINANCE LLC's provisional registration is now fully approved. IAPD ↗institutional
$622.9M RAUM · 39 reps · 212-665-1400 · diametercap.com
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
63
AMBER INFRASTRUCTURE INVESTMENT ADVISOR LLC's provisional registration is now fully approved. IAPD ↗institutional
$284.2M RAUM · 11 reps · 332-233-9292 · amberinfrastructure.com
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
60
MEKETA CAPITAL, LLC's provisional registration is now fully approved. IAPD ↗institutional
$100,000 RAUM · 6 reps · 720-697-1010 · meketacapital.com
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
60
OT ADVISORS LLC's provisional registration is now fully approved. IAPD ↗institutional
$0 RAUM · 2 reps · 7136147755
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
58
WILLOW TREE CAPITAL CORP ADVISORS LLC's provisional registration is now fully approved. IAPD ↗fund
$256.1M RAUM · 10 reps · 212-218-1090 · willowtreelp.com
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
55
C CUBED CAPITAL PARTNERS, LLC's provisional registration is now fully approved. IAPD ↗fund
$187.5M RAUM · 5 reps · 561-576-9145 · ccubedcapitalpartners.com
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
55
KRF FUND MANAGER, LLC's provisional registration is now fully approved. IAPD ↗fund
$230.0M RAUM · 2 reps · 212-202-1730
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
relocation — 27 Main office moved to a different city or state.
50
TRIAD ADVISORS, LLC moved its main office from NORCROSS, GA to ATLANTA, GA. IAPD ↗
$2.25B RAUM · 86 reps · 800-720-4003 · triad-advisors.com
Office IT & facilitiesMarketing & brand
50
FOUNDRY PARTNERS, LLC moved its main office from MINNEAPOLIS, MN to CLEVELAND, OH. IAPD ↗
$1.75B RAUM · 10 reps · 612-376-2800 · foundrypartnersllc.com
Office IT & facilitiesMarketing & brand
50
TRIAD HYBRID SOLUTIONS moved its main office from NORCROSS, GA to ATLANTA, GA. IAPD ↗
$4.63B RAUM · 119 reps · 866-580-8219 · servetwealth.com
Office IT & facilitiesMarketing & brand
48
COSNER FINANCIAL GROUP, LLC moved its main office from FORT COLLINS, CO to WINDSOR, CO. IAPD ↗
$272.9M RAUM · 5 reps · (970) 482-3922 · cosnerfinancialgroup.com
Office IT & facilitiesMarketing & brand
48
GARRISON POINT CAPITAL, LLC moved its main office from WALNUT CREEK, CA to SAN FRANCISCO, CA. IAPD ↗
$853.9M RAUM · 3 reps · 415-887-1410 · garpc.com
Office IT & facilitiesMarketing & brand
48
PEAK PLANNING GROUP, LLC moved its main office from DENVER, CO to CENTENNIAL, CO. IAPD ↗
$272.2M RAUM · 3 reps · 303-991-0056 · peakplan.com
Office IT & facilitiesMarketing & brand
48
CRESTMONT PRIVATE WEALTH LLC moved its main office from HOUSTON, TX to BOERNE, TX. IAPD ↗
$256.7M RAUM · 5 reps · 832-280-5288 · crestmontpw.com
Office IT & facilitiesMarketing & brand
48
OLIVER WEALTH MANAGEMENT moved its main office from BOCA RATON, FL to TOWSON, MD. IAPD ↗
$290.0M RAUM · 4 reps · (410) 343-7125 · oliverwealth.com
Office IT & facilitiesMarketing & brand
45
GPM GROWTH INVESTORS, INC. moved its main office from FARMINGTON HILLS, MI to BLOOMFIELD HILLS, MI. IAPD ↗
$226.5M RAUM · 5 reps · 248-865-0518
Office IT & facilitiesMarketing & brand
45
CONCORDE FINANCIAL RESOURCES moved its main office from NORTH WILKESBORO, NC to WILKESBORO, NC. IAPD ↗
$173.8M RAUM · 2 reps · 336-838-4100 · concordefinancialresources.com
Office IT & facilitiesMarketing & brand
45
WMS ADVISORS, LLC moved its main office from ROCKVILLE, MD to CHARLOTTE, NC. IAPD ↗
$196.1M RAUM · 5 reps · 301-294-7804
Office IT & facilitiesMarketing & brand
45
GRAND SLAM ASSET MANAGEMENT, LLC moved its main office from FORT LEE, NJ to ENGLEWOOD CLIFFS, NJ. IAPD ↗
$30.9M RAUM · 2 reps · 2013464335 · gslamcap.com
Office IT & facilitiesMarketing & brand
45
PATHWISE moved its main office from PLEASANT HILL, CA to WALNUT CREEK, CA. IAPD ↗
$162.5M RAUM · 2 reps · 925-939-5607 · pathwise.co
Office IT & facilitiesMarketing & brand
45
COSTELLO FINANCIAL PLANNING, INC. moved its main office from BEND, OR to ARLINGTON HEIGHTS, IL. IAPD ↗
$139.8M RAUM · 2 reps · 847-508-6999
Office IT & facilitiesMarketing & brand
45
TRADEWAY moved its main office from IRVING, TX to MEXIA, TX. IAPD ↗
$53.4M RAUM · 11 reps · 877-777-0703 · tradeway.com
Office IT & facilitiesMarketing & brand
45
GK WEALTH MANAGEMENT LLC moved its main office from RENO, NV to RENO, GA. IAPD ↗
$150.7M RAUM · 2 reps · 775-354-6622
Office IT & facilitiesMarketing & brand
45
HARON CAPITAL MANAGEMENT, LLC moved its main office from NEW YORK, NY to COCOA BEACH, FL. IAPD ↗
$42.2M RAUM · 2 reps · 646-965-6700
Office IT & facilitiesMarketing & brand
45
PALATINE HILL WEALTH MANAGEMENT moved its main office from ANN ARBOR, MI to BIRMINGHAM, MI. IAPD ↗
$189.1M RAUM · 4 reps · 734-218-0085 · palatinehillwealth.com
Office IT & facilitiesMarketing & brand
45
KAPSTONE FINANCIAL ADVISORS LLC moved its main office from LEBENON, OH to LEBANON, OH. IAPD ↗
$204.8M RAUM · 3 reps · (937) 751-1000 · kapstoneadvisors.com
Office IT & facilitiesMarketing & brand
45
CANOPY PARTNERS moved its main office from TERRACE PARK, OH to CINCINNATI, OH. IAPD ↗
$104.8M RAUM · 1 reps · 5134042604 · canopyfamilyoffice.com
Office IT & facilitiesMarketing & brand
45
SOVRAN ADVISORS, LLC moved its main office from LA MESA, CA to SAN DIEGO, CA. IAPD ↗
$0 RAUM · 2 reps · 619-281-9890 · sovranadvisors.com
Office IT & facilitiesMarketing & brand
35
PPB ADVISORS, LLC moved its main office from CONSHOHOCKEN, PA to WEST CONSHOHOCKEN, PA. IAPD ↗fund
$2.31B RAUM · 0 reps · 484.278.4017 · ppbadvisors.com
Office IT & facilitiesMarketing & brand
35
TOMALES BAY CAPITAL moved its main office from LAS VEGAS, NV to DALLAS, TX. IAPD ↗fund
$1.85B RAUM · 3 reps · (415) 723-0608 · tomalesbaycapital.com
Office IT & facilitiesMarketing & brand
35
IDX ADVISORS moved its main office from PHOENIX, AZ to SCOTTSDALE, AZ. IAPD ↗institutional
$42.2M RAUM · 4 reps · 800-403-4349 · idx-us.com
Office IT & facilitiesMarketing & brand
33
LEGALIST moved its main office from STATELINE, NV to SAN FRANCISCO, CA. IAPD ↗fund
$819.7M RAUM · 13 reps · 415-570-7878
Office IT & facilitiesMarketing & brand
33
HERCULES ADVISER LLC moved its main office from PALO ALTO, CA to SAN MATEO, CA. IAPD ↗fund
$826.1M RAUM · 2 reps · 650-289-3060
Office IT & facilitiesMarketing & brand
30
BENGAL ASSET MANAGEMENT, LLC moved its main office from BURLINGAME, CA to SANTA MONICA, CA. IAPD ↗fund
$203.3M RAUM · 3 reps · 310-237-6608 · bengalassetmanagement.com
Office IT & facilitiesMarketing & brand
aum down — 20 Regulatory AUM down >=25% since last filing.
48
AIFAM GROUP LLC reported RAUM down 29% ($625.5M -> $442.4M). IAPD ↗
$442.4M RAUM · 8 reps · 212-682-6100 · aifaminc.com
M&A & valuationRecruiting & transitions
48
THAYER PARTNERS LLC reported RAUM down 26% ($400.3M -> $294.8M). IAPD ↗
$294.8M RAUM · 4 reps · 617-275-5430 · thayerpartnersllc.com
M&A & valuationRecruiting & transitions
45
ALPHA FINANCIAL ADVISORS, LLC reported RAUM down 27% ($230.2M -> $168.2M). IAPD ↗
$168.2M RAUM · 4 reps · 703-442-7686 · alphafinancialadvisors.com
M&A & valuationRecruiting & transitions
45
DEERVIEW ASSET MANAGEMENT reported RAUM down 38% ($76.9M -> $47.8M). IAPD ↗
$47.8M RAUM · 1 reps · 908-832-2504
M&A & valuationRecruiting & transitions
45
NORTHLANDING FINANCIAL PARTNERS, LLC reported RAUM down 43% ($198.4M -> $113.3M). IAPD ↗
$113.3M RAUM · 2 reps · (585) 497-5000 · northlandingfp.com
M&A & valuationRecruiting & transitions
45
REITZ CAPITAL ADVISORS LLC reported RAUM down 38% ($146.3M -> $90.7M). IAPD ↗
$90.7M RAUM · 1 reps · (989) 791-3693 · reitzfg.com
M&A & valuationRecruiting & transitions
45
GRANITE FINANCIAL GROUP reported RAUM down 33% ($221.1M -> $149.1M). IAPD ↗
$149.1M RAUM · 1 reps · 262-792-1111 · granitefgllc.com
M&A & valuationRecruiting & transitions
45
INVICTA ADVISORS LLC reported RAUM down 54% ($421.9M -> $192.3M). IAPD ↗
$192.3M RAUM · 9 reps · 724.553.6891 · invictacapitaladvisors.com
M&A & valuationRecruiting & transitions
45
FNZ ADVISERS LLC reported RAUM down 42% ($105.0M -> $61.0M). IAPD ↗
$61.0M RAUM · 1 reps · 646-946-1614 · fnz.com
M&A & valuationRecruiting & transitions
40
PLANPILOT reported RAUM down 77% ($13.03B -> $3.02B). IAPD ↗institutional
$3.02B RAUM · 11 reps · 312-973-4911
M&A & valuationRecruiting & transitions
38
ARX MANAGEMENT, LLC reported RAUM down 29% ($1.03B -> $728.3M). IAPD ↗institutional
$728.3M RAUM · 2 reps · 310-546-5279 · arxmgmt.com
M&A & valuationRecruiting & transitions
35
LEUCADIA ASSET MANAGEMENT LLC reported RAUM down 31% ($5.07B -> $3.49B). IAPD ↗fund
$3.49B RAUM · 21 reps · 212-284-2300
M&A & valuationRecruiting & transitions
35
HIGHPEAK ENERGY MANAGEMENT, LLC reported RAUM down 38% ($1.86B -> $1.16B). IAPD ↗fund
$1.16B RAUM · 3 reps · 817-850-9200
M&A & valuationRecruiting & transitions
33
PARALLEL49 EQUITY reported RAUM down 37% ($492.4M -> $310.9M). IAPD ↗fund
$310.9M RAUM · 5 reps · 847-295-4410 · p49equity.com
M&A & valuationRecruiting & transitions
30
GREY MOUNTAIN PARTNERS reported RAUM down 51% ($80.4M -> $39.7M). IAPD ↗fund
$39.7M RAUM · 2 reps · 303-449-5692 · greymountain.com
M&A & valuationRecruiting & transitions
30
BENGAL ASSET MANAGEMENT, LLC reported RAUM down 26% ($273.3M -> $203.3M). IAPD ↗fund
$203.3M RAUM · 3 reps · 310-237-6608 · bengalassetmanagement.com
M&A & valuationRecruiting & transitions
30
RVX ASSET MANAGEMENT LLC reported RAUM down 25% ($246.4M -> $184.7M). IAPD ↗fund
$184.7M RAUM · 5 reps · 305-363-6847 · rvx-am.com
M&A & valuationRecruiting & transitions
30
EXOS ASSET MANAGEMENT LLC reported RAUM down 77% ($886.4M -> $205.7M). IAPD ↗fund
$205.7M RAUM · 7 reps · (646) 814-0996 · exosfinancial.com
M&A & valuationRecruiting & transitions
30
STRATOS TECHNOLOGIES CAPITAL MANAGEMENT LLC reported RAUM down 35% ($161.5M -> $105.5M). IAPD ↗fund
$105.5M RAUM · 3 reps · 214-845-7254 · stratos.xyz
M&A & valuationRecruiting & transitions
30
HESTIA CAPITAL MANAGEMENT, LLC reported RAUM down 28% ($133.7M -> $96.8M). IAPD ↗fund
$96.8M RAUM · 1 reps · (878)217-4800 · hestiacapital.com
M&A & valuationRecruiting & transitions
planning started — 18 Firm now reports offering financial planning (Item 5G(1)). They need planning software.
80
BOSTON FAMILY OFFICE LLC now offers financial planning (Item 5G(1)). IAPD ↗
$1.74B RAUM · 9 reps · 617-624-0800 · bosfam.com
Financial planning softwareCRM
80
G10 LLC now offers financial planning (Item 5G(1)). IAPD ↗
$4.33B RAUM · 12 reps · 443-541-2440 · kwiadvisory.com
Financial planning softwareCRM
78
IRON FINANCIAL LLC now offers financial planning (Item 5G(1)). IAPD ↗
$421.1M RAUM · 8 reps · 847-715-3200 · ironfinancial.com
Financial planning softwareCRM
78
HRC WEALTH MANAGEMENT, LLC now offers financial planning (Item 5G(1)). IAPD ↗
$330.0M RAUM · 8 reps · 208-882-5547 · haydenross.com
Financial planning softwareCRM
78
KLR INVESTMENT ADVISORS, LLC now offers financial planning (Item 5G(1)). IAPD ↗
$254.5M RAUM · 5 reps · 401-274-2001
Financial planning softwareCRM
78
EASTOVER CAPITAL MANAGEMENT now offers financial planning (Item 5G(1)). IAPD ↗
$327.7M RAUM · 5 reps · 704-336-6818
Financial planning softwareCRM
78
FUND DIRECT ADVISORS INC. now offers financial planning (Item 5G(1)). IAPD ↗
$524.0M RAUM · 4 reps · 336-271-4450 · funddirectadvisors.com
Financial planning softwareCRM
78
UNCOMMON CENTS INVESTING now offers financial planning (Item 5G(1)). IAPD ↗
$358.0M RAUM · 3 reps · 608-563-2437 · uncommoncentsinvesting.com
Financial planning softwareCRM
78
TRAVEKA WEALTH, LLC now offers financial planning (Item 5G(1)). IAPD ↗
$531.3M RAUM · 2 reps · (650) 397-2225 · travekawealth.com
Financial planning softwareCRM
75
C.W. O'CONNER WEALTH ADVISORS, INC. now offers financial planning (Item 5G(1)). IAPD ↗
$226.9M RAUM · 2 reps · 770-368-9919
Financial planning softwareCRM
75
YARDLEY WEALTH MANAGEMENT LLC now offers financial planning (Item 5G(1)). IAPD ↗
$147.2M RAUM · 2 reps · 267-573-1019
Financial planning softwareCRM
75
TEVIS INVESTMENT MANAGEMENT, LLC now offers financial planning (Item 5G(1)). IAPD ↗
$171.3M RAUM · 1 reps · (972) 971-2169 · tevisinvest.com
Financial planning softwareCRM
75
BFG WEALTH now offers financial planning (Item 5G(1)). IAPD ↗
$182.4M RAUM · 3 reps · 405-341-9245 · bfgwealth.net
Financial planning softwareCRM
75
LIONSHEAD WEALTH MANAGEMENT, LLC now offers financial planning (Item 5G(1)). IAPD ↗
$139.7M RAUM · 3 reps · 212-967-5466 · lionsheadadvisory.com
Financial planning softwareCRM
75
SIMPLIFIED WEALTH MANAGEMENT now offers financial planning (Item 5G(1)). IAPD ↗
$156.4M RAUM · 5 reps · 601-336-4265 · mysimplifiedwealth.com
Financial planning softwareCRM
75
PARCO WEALTH MANAGEMENT LLC now offers financial planning (Item 5G(1)). IAPD ↗
$8.2M RAUM · 2 reps · (833) 467-2726 · goparcowealth.com
Financial planning softwareCRM
75
SAGE ADVISORS LLC now offers financial planning (Item 5G(1)). IAPD ↗
$147.7M RAUM · 4 reps · 317-363-6204
Financial planning softwareCRM
75
COBBLESTONE ASSET MANAGEMENT now offers financial planning (Item 5G(1)). IAPD ↗
$146.3M RAUM · 2 reps · 804-272-8272
Financial planning softwareCRM
rename — 17 Primary business name changed: rebrand, merger, or ownership change.
60
PLANCORP, LLC is now doing business as PLANCORP WEALTH MANAGEMENT. IAPD ↗
$5.55B RAUM · 49 reps · 636-532-7824 · plancorp.com
Marketing & brandCRM
60
LINSCOMB & WILLIAMS is now doing business as LINSCOMB WEALTH, INC.. IAPD ↗
$4.29B RAUM · 29 reps · 713-840-1000 · linscombwealth.com
Marketing & brandCRM
60
PETERSEN HASTINGS INVESTMENT MANAGEMENT INC is now doing business as PETERSEN HASTINGS WEALTH ADVISORS, INC.. IAPD ↗
$1.12B RAUM · 15 reps · 509-735-0484 · petersenhastings.com
Marketing & brandCRM
60
WESTMOUNT ASSET MANAGEMENT, LLC is now doing business as WESTMOUNT PARTNERS, LLC. IAPD ↗
$4.26B RAUM · 18 reps · 310-556-2502 · westmount.com
Marketing & brandCRM
58
ROBERTSON WEALTH MANAGEMENT, LLC is now doing business as ROBERTSON INVESTMENT MANAGEMENT. IAPD ↗
$312.1M RAUM · 9 reps · 713-622-4077 · robertsonwealth.com
Marketing & brandCRM
58
ACCEL WEALTH MANAGEMENT LLC is now doing business as ACCEL WEALTH MANAGEMENT. IAPD ↗
$947.3M RAUM · 10 reps · 319-596-1101 · acceladvantage.com
Marketing & brandCRM
58
REUTER JAMES WEALTH MANAGEMENT, LLC is now doing business as PROSPERA PRIVATE WEALTH, LLC. IAPD ↗
$470.1M RAUM · 3 reps · (405) 253-6080 · reuterjameswealth.com
Marketing & brandCRM
55
SPECTRUM CAPITAL INVESTMENT GROUP, INC. is now doing business as SPECTRUM WEALTH MANAGEMENT, LLC. IAPD ↗
$234.2M RAUM · 4 reps · 949-597-0101 · swmadvisors.com
Marketing & brandCRM
55
YOUR FINANCIAL PHARMACIST PLANNING is now doing business as YOUR FINANCIAL PHARMACIST. IAPD ↗
$27.7M RAUM · 5 reps · 614-618-5901
Marketing & brandCRM
55
INTEGRITY ADVISORY SOLUTIONS, LLC is now doing business as INTEGRITY ADVISORY SOLUTIONS. IAPD ↗
$147.5M RAUM · 39 reps · (336) 660-2782 · integritywealthsolutions.com
Marketing & brandCRM
55
ESG PLANNING is now doing business as HARPER INVESTING. IAPD ↗
$101.4M RAUM · 3 reps · 408-644-8828 · harperinvesting.com
Marketing & brandCRM
55
ASPIRE WEALTH MANAGEMENT is now doing business as ASPIRE WEALTH MANAGEMENT, LLC. IAPD ↗
$96.6M RAUM · 1 reps · 913-322-3500
Marketing & brandCRM
55
ASHTREE BLOCK VENTURES LLC is now doing business as PECADO. IAPD ↗
$0 RAUM · 1 reps · 8882748703 · ashtreebv.com
Marketing & brandCRM
45
THE BANC FUNDS COMPANY, L.L.C. is now doing business as 1ST AND MAIN GROWTH PARTNERS. IAPD ↗fund
$1.17B RAUM · 10 reps · 312-855-6202 · 1standmain.co
Marketing & brandCRM
45
R1VER ASSET MANAGEMENT LLC is now doing business as RIVER1 ASSET MANAGEMENT LLC. IAPD ↗institutional
$0 RAUM · 2 reps · 920-583-1476
Marketing & brandCRM
43
B. RILEY ASSET MANAGEMENT LLC is now doing business as 272 CAPITAL LLC. IAPD ↗fund
$530.8M RAUM · 6 reps · 214-556-2465
Marketing & brandCRM
40
KRF CAPITAL LLC is now doing business as KRF FUND MANAGER, LLC. IAPD ↗fund
$230.0M RAUM · 2 reps · 212-202-1730
Marketing & brandCRM
private funds started — 10 Firm reports private funds for the first time.
75
KATHMERE CAPITAL MANAGEMENT, LLC now reports 1 private fund(s) ($0 gross). IAPD ↗
$1.84B RAUM · 13 reps · 610-989-3900
Fund administrationCompliance
75
G10 LLC now reports 7 private fund(s) ($4.32B gross). IAPD ↗
$4.33B RAUM · 12 reps · 443-541-2440 · kwiadvisory.com
Fund administrationCompliance
73
PRAIRIE WEALTH ADVISORS, INC. now reports 1 private fund(s) ($0 gross). IAPD ↗
$438.4M RAUM · 3 reps · 402-505-6810 · prairiewealthadvisors.com
Fund administrationCompliance
73
WEALTHSPRING CAPITAL LLC now reports 1 private fund(s) ($4.0M gross). IAPD ↗
$503.4M RAUM · 3 reps · 914-419-2207 · wealthspringcapital.com
Fund administrationCompliance
70
FLORENCE CAPITAL ADVISORS, LLC now reports 1 private fund(s) ($2.5M gross). IAPD ↗
$117.0M RAUM · 1 reps · (212) 202-3296 · florencecapital.com
Fund administrationCompliance
60
ARBOR REALTY COLLATERAL MANAGEMENT, LLC now reports 1 private fund(s) ($10.2M gross). IAPD ↗fund
$7.63B RAUM · 54 reps · 1-800-878-5160 · arbor.com
Fund administrationCompliance
55
COMVEST CREDIT MANAGERS, LLC now reports 1 private fund(s) ($0 gross). IAPD ↗fund
$0 RAUM · 70 reps · (561) 727-2000 · comvest.com
Fund administrationCompliance
55
C CUBED CAPITAL PARTNERS, LLC now reports 1 private fund(s) ($87.5M gross). IAPD ↗fund
$187.5M RAUM · 5 reps · 561-576-9145 · ccubedcapitalpartners.com
Fund administrationCompliance
55
BIRNAM OAK ADVISORS, LP now reports 3 private fund(s) ($338.9M gross). IAPD ↗fund
$169.5M RAUM · 3 reps · 212-970-5800
Fund administrationCompliance
55
KRF FUND MANAGER, LLC now reports 1 private fund(s) ($500,000 gross). IAPD ↗fund
$230.0M RAUM · 2 reps · 212-202-1730
Fund administrationCompliance
wrap program started — 10 Firm began participating in a wrap-fee program (Item 5I(1)).
63
SNIDER FINANCIAL GROUP began participating in a wrap-fee program. IAPD ↗
$315.8M RAUM · 5 reps · 425-453-7080 · sniderfinancialgroup.com
Portfolio / reporting / TAMPCompliance
63
MASTODON ADVISORY GROUP began participating in a wrap-fee program. IAPD ↗
$304.0M RAUM · 1 reps · 713-893-0738
Portfolio / reporting / TAMPCompliance
63
BALANCED WEALTH GROUP LLC began participating in a wrap-fee program. IAPD ↗
$341.5M RAUM · 7 reps · (440) 871-6501 · choosebalance.com
Portfolio / reporting / TAMPCompliance
63
STABLEPOINT PARTNERS, LLC began participating in a wrap-fee program. IAPD ↗
$534.7M RAUM · 5 reps · (781) 654-4600 · stablepointpartners.com
Portfolio / reporting / TAMPCompliance
60
OCEAN PARK ASSET MANAGEMENT, INC. began participating in a wrap-fee program. IAPD ↗
$146.8M RAUM · 8 reps · 310-452-1887
Portfolio / reporting / TAMPCompliance
60
TEPLITZ FINANCIAL GROUP LLC began participating in a wrap-fee program. IAPD ↗
$106.9M RAUM · 1 reps · 732-591-0909
Portfolio / reporting / TAMPCompliance
60
INTEGRITY ADVISORY SOLUTIONS began participating in a wrap-fee program. IAPD ↗
$147.5M RAUM · 39 reps · (336) 660-2782 · integritywealthsolutions.com
Portfolio / reporting / TAMPCompliance
60
ROCKPORT WEALTH ADVISORS began participating in a wrap-fee program. IAPD ↗
$123.0M RAUM · 9 reps · (216) 226-4560
Portfolio / reporting / TAMPCompliance
60
PRICE FINANCIAL GROUP WEALTH MANAGEMENT, INC. began participating in a wrap-fee program. IAPD ↗
$140.6M RAUM · 3 reps · 503-253-3000 · pricefg.com
Portfolio / reporting / TAMPCompliance
60
SILO FINANCIAL LLC began participating in a wrap-fee program. IAPD ↗
$0 RAUM · 2 reps · (512)-954-0626
Portfolio / reporting / TAMPCompliance
reorganization — 2 Item 4A succession where the acquired firm is the same business (entity change, not a deal).
40
BRANDYWINE FINANCIAL GROUP, INC. filed an Item 4A succession naming BRANDYWINE FINANCIAL GROUP, INC. (CRD 127344) — an entity change, not a deal. IAPD ↗
$95.5M RAUM · 2 reps · 610-828-1155
Integration & migration consultingCompliance
40
WARREN CAPITAL GROUP filed an Item 4A succession naming WARREN CAPITAL GROUP (CRD 137449) — an entity change, not a deal. IAPD ↗
$90.7M RAUM · 4 reps · (202) 550-0120
Integration & migration consultingCompliance

Tributary reads the SEC's public Form ADV roster and reports what changed. It does not verify filings; confirm on IAPD before acting. Not investment, legal, or compliance advice.