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HOLLENCREST CAPITAL MANAGEMENT

NEWPORT BEACH, CA · CRD 46217 · IAPD ↗ · 949-737-7700

$2.87BRegulatory AUM
19Advisory reps
19Employees
2Clients
26-50Planning clients
3Private funds
10States
4Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
April 2026 — HOLLENCREST CAPITAL MANAGEMENT notice-filed in TN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
47
October 2024 — HOLLENCREST CAPITAL MANAGEMENT notice-filed in WA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
66
April 2024 — HOLLENCREST CAPITAL MANAGEMENT reports 51-100 financial-planning clients, up from 11-25.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.