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THOMPSON DAVIS ASSET MANAGEMENT

RICHMOND, VA · CRD 41353 · IAPD ↗ · 804-644-6380

$211.3MRegulatory AUM
6Advisory reps
9Employees
0Clients
0Planning clients
1Private funds
5States
1Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
April 2025 — THOMPSON DAVIS ASSET MANAGEMENT reported RAUM up 30% ($159.5M -> $206.9M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
65
December 2024 — THOMPSON DAVIS ASSET MANAGEMENT now reports custody of client assets ($5.8M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
62
April 2024 — THOMPSON DAVIS ASSET MANAGEMENT reported RAUM up 37% ($116.2M -> $159.5M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.