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SWISS FINANCE PRIVATE WEALTH MANAGEMENT LLC

SOUTHBURY, CT · CRD 342936 · IAPD ↗ · swissfinancewealth.com · +1 (646) 791-6848

$101.2MRegulatory AUM
1Advisory reps
7Employees
0Clients
0Planning clients
1Private funds
1States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

95
September 2026 — SWISS FINANCE PRIVATE WEALTH MANAGEMENT LLC (SOUTHBURY, CT) is newly SEC-registered with $101.2M RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.