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ACORN ASSET MANAGEMENT LLC

PRINCETON, NJ · CRD 340572 · IAPD ↗ · acornassetmanagement.com · 609-455-1223

$6.6MRegulatory AUM
1Advisory reps
1Employees
0Clients
0Planning clients
0Private funds
1States
0Disclosures
wealthSegment
120-Day ApprovalSEC status

Filing changes

65
July 2026 — ACORN ASSET MANAGEMENT LLC now reports custody of client assets ($6.6M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
95
April 2026 — ACORN ASSET MANAGEMENT LLC (PRINCETON, NJ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.