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37SPRUCE INVESTMENT PARTNERS, LLC

GREENWICH, CT · CRD 340176 · IAPD ↗ · 37spruce.com · 203-961-3113

$150.0MRegulatory AUM
4Advisory reps
7Employees
0Clients
n/aPlanning clients
1Private funds
2States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

55
September 2026 — 37SPRUCE INVESTMENT PARTNERS, LLC's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
55
August 2026 — 37SPRUCE INVESTMENT PARTNERS, LLC now reports 1 private fund(s) ($150.0M gross).
Firm reports private funds for the first time.
Fund administrationCompliance
85
April 2026 — 37SPRUCE INVESTMENT PARTNERS, LLC (GREENWICH, CT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.