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BACK BAY FINANCIAL PLANNING & INVESTMENTS

BETHANY BEACH, DE · CRD 335236 · IAPD ↗ · backbayfp.com · 3023161820

$120.5MRegulatory AUM
2Advisory reps
4Employees
4Clients
51-100Planning clients
0Private funds
3States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

95
September 2026 — BACK BAY FINANCIAL PLANNING & INVESTMENTS (BETHANY BEACH, DE) is newly SEC-registered with $120.5M RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.