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STONEHAVEN WEALTH & TAX SOLUTIONS

APPLETON, WI · CRD 332731 · IAPD ↗ · stonehavenwealth.com · 920-882-0427

$168.2MRegulatory AUM
3Advisory reps
3Employees
0Clients
101-250Planning clients
0Private funds
1States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

70
March 2025 — STONEHAVEN WEALTH & TAX SOLUTIONS's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
70
March 2025 — STONEHAVEN WEALTH & TAX SOLUTIONS reports 101-250 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
95
November 2024 — STONEHAVEN WEALTH & TAX SOLUTIONS (APPLETON, WI) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.