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SWAN INVESTMENT PARTNERS

OLD GREENWICH, CT · CRD 331679 · IAPD ↗ · 917-843-1082

$334.2MRegulatory AUM
4Advisory reps
5Employees
0Clients
n/aPlanning clients
5Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

83
September 2026 — SWAN INVESTMENT PARTNERS (OLD GREENWICH, CT) is newly SEC-registered with $334.2M RAUM and 4 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.