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RIPPLE EFFECT ASSET MANAGEMENT LP

NEW YORK, NY · CRD 331250 · IAPD ↗ · rippleeffectasset.com · 917-319-8088

$218.4MRegulatory AUM
4Advisory reps
8Employees
0Clients
n/aPlanning clients
1Private funds
0States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

46
April 2026 — RIPPLE EFFECT ASSET MANAGEMENT LP reported RAUM up 33% ($164.0M -> $218.4M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
50
November 2024 — RIPPLE EFFECT ASSET MANAGEMENT LP now reports custody of client assets ($168.1M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
55
November 2024 — RIPPLE EFFECT ASSET MANAGEMENT LP's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
55
November 2024 — RIPPLE EFFECT ASSET MANAGEMENT LP now reports 1 private fund(s) ($84.1M gross).
Firm reports private funds for the first time.
Fund administrationCompliance
85
July 2024 — RIPPLE EFFECT ASSET MANAGEMENT LP (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.