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PONTEM INVESTMENT MANAGEMENT COMPANY

HOUSTON, TX · CRD 330449 · IAPD ↗ · pontemec.com · 7132915785

$279.1MRegulatory AUM
6Advisory reps
6Employees
0Clients
n/aPlanning clients
2Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

83
September 2026 — PONTEM INVESTMENT MANAGEMENT COMPANY (HOUSTON, TX) is newly SEC-registered with $279.1M RAUM and 6 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.