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VALLIANCE ASSET MANAGEMENT LLC

NEW YORK, NY · CRD 329927 · IAPD ↗ · valliance.com · +1 312 573 5677

$123.0MRegulatory AUM
1Advisory reps
1Employees
0Clients
n/aPlanning clients
0Private funds
0States
0Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

35
May 2026 — VALLIANCE ASSET MANAGEMENT LLC moved its main office from CHICAGO, IL to NEW YORK, NY.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
85
April 2026 — VALLIANCE ASSET MANAGEMENT LLC (CHICAGO, IL) is newly SEC-registered with $123.0M RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.