← Tributary

CCM INVESTMENT GROUP, LLC

NORTHFIELD, MN · CRD 327915 · IAPD ↗ · ccm-etf.com · 507-645-8887

$951.6MRegulatory AUM
2Advisory reps
3Employees
0Clients
n/aPlanning clients
0Private funds
0States
0Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

53
May 2026 — CCM INVESTMENT GROUP, LLC (NORTHFIELD, MN) left the SEC roster (was $951.6M RAUM, 2 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.