← Tributary

WATERCOLOR FINANCIAL

AUSTIN, TX · CRD 327254 · IAPD ↗ · watercolorfinancial.com · 512-250-1544

$234.8MRegulatory AUM
3Advisory reps
3Employees
0Clients
0Planning clients
0Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
April 2026 — WATERCOLOR FINANCIAL reported RAUM up 27% ($184.8M -> $234.8M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
65
April 2026 — WATERCOLOR FINANCIAL now reports custody of client assets ($12.5M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
62
April 2024 — WATERCOLOR FINANCIAL reported RAUM up 37% ($111.4M -> $152.8M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.