← Tributary

HOLDINGS

SAN FRANCISCO, CA · CRD 326907 · IAPD ↗ · holdings.io · 888-806-1639

$0Regulatory AUM
1Advisory reps
2Employees
0Clients
n/aPlanning clients
0Private funds
53States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
January 2025 — HOLDINGS (SAN FRANCISCO, CA) left the SEC roster (was $0 RAUM, 1 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
55
May 2024 — HOLDINGZ is now doing business as HOLDINGS.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.