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VANCE FUNDS LIMITED

CLEVELAND, OH · CRD 325698 · IAPD ↗ · (513) 289-9434

$378,778Regulatory AUM
1Advisory reps
1Employees
0Clients
1-10Planning clients
0Private funds
0States
0Disclosures
wealthSegment
120-Day ApprovalSEC status

Filing changes

60
November 2024 — VANCE FUNDS LIMITED (CLEVELAND, OH) left the SEC roster — its 120-day provisional registration did not convert (was $378,778 RAUM, 1 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.