FPG WEALTH

· CRD 325539 · IAPD ↗ · 847-668-7950

$35.7MRegulatory AUM

1Advisory reps

1Employees

0Clients

0Planning clients

0Private funds

2States

0Disclosures

wealthSegment

120-Day ApprovalSEC status

Filing changes

May 2024 — FPG WEALTH (location n/a) left the SEC roster — its 120-day provisional registration did not convert (was $35.7M RAUM, 1 reps).

Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.

Recruiting & transitionsM&A & valuation

February 2024 — FIRST PRINCIPLES GROUP is now doing business as FPG WEALTH.

Primary business name changed: rebrand, merger, or ownership change.

Marketing & brandCRM

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.