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PENDLETON FINANCIAL WEALTH MANAGEMENT

RALEIGH, NC · CRD 325303 · IAPD ↗ · pendletonfinancial.com · 919-781-4167

$160.0MRegulatory AUM
1Advisory reps
4Employees
0Clients
101-250Planning clients
0Private funds
1States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
April 2025 — PENDLETON FINANCIAL WEALTH MANAGEMENT reported RAUM up 28% ($110.5M -> $141.9M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
70
April 2025 — PENDLETON FINANCIAL WEALTH MANAGEMENT reports 101-250 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.