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REGIS MANAGEMENT, A MERCER ADVISORS COMPANY

DENVER, CO · CRD 323495 · IAPD ↗ · 650-838-1030

$2.87BRegulatory AUM
6Advisory reps
13Employees
0Clients
26-50Planning clients
0Private funds
3States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
January 2025 — REGIS MANAGEMENT, A MERCER ADVISORS COMPANY (DENVER, CO) left the SEC roster (was $2.87B RAUM, 6 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
69
April 2024 — REGIS MANAGEMENT, A MERCER ADVISORS COMPANY reports 26-50 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
75
April 2024 — REGIS MANAGEMENT, A MERCER ADVISORS COMPANY reported RAUM up 90% ($1.51B -> $2.87B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.